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Researcher profile

Jun Xu

Jun Xu contributes to research discovery and scholarly infrastructure.

ResearcherAffiliation not importedOpen to collaborate
Computer Visionnucl-thCryptography and SecurityInformation Retrievalnucl-exComputation and LanguageMachine Learningeess.IVhep-phArtificial Intelligenceastro-ph.HEastro-ph.SReess.SPeess.SYSystems and Controlastro-ph.GAastro-ph.IMBiomoleculesData Structures and AlgorithmsDatabaseshep-exInformation TheoryLogic in Computer Sciencemath.ITmath.NTPerformancephysics.ins-detProgramming LanguagesSocial and Information Networks

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Published work

51 published item(s)

preprint2026arXiv

The Attention Market: Interpreting Online Fair Re-ranking as Manifold Optimization under Walrasian Equilibrium

Fair re-ranking aims to promote long-tail items and enhance diversity within groups in information retrieval. While previous research on online fairness-aware re-ranking has shown promising outcomes, our comprehensive evaluation of online fair re-ranking methods over 20 settings reveals significant performance disparities among existing methods. To uncover the root causes of these inconsistencies, we reformulate fair re-ranking within an attentional market framework governed by a Walrasian Equilibrium, where the fairness is treated as a taxation cost. This market-based formulation is then coupled with manifold optimization, demonstrating that seeking this equilibrium is equivalent to performing gradient descent on a specific ranking manifold constructed by the market. Different re-ranking settings induce distinct manifold geometries, and these intrinsic geometric differences dictate the gradient landscapes and optimization trajectories. We propose ManifoldRank, an efficient online fair re-ranking algorithm. ManifoldRank adjusts gradients to align with the ranking manifold, considering various contextual settings. On the supply side, it incorporates a gradient adjustment based on different fairness requirements, accounting for associated costs. On the demand side, it empirically predicts an additional gradient adjustment term derived from the ranking scores. By integrating these two gradient adjustments, ManifoldRank effectively balances fairness and accuracy. Experimental results across multiple datasets confirm ManifoldRank's effectiveness.

0 citations0 reviewsNo code linkedOpen access
preprint2025arXiv

Large Language Model Sourcing: A Survey

Due to the black-box nature of large language models (LLMs) and the realism of their generated content, issues such as hallucinations, bias, unfairness, and copyright infringement have become significant. In this context, sourcing information from multiple perspectives is essential. This survey presents a systematic investigation organized around four interrelated dimensions: Model Sourcing, Model Structure Sourcing, Training Data Sourcing, and External Data Sourcing. Moreover, a unified dual-paradigm taxonomy is proposed that classifies existing sourcing methods into prior-based (proactive traceability embedding) and posterior-based (retrospective inference) approaches. Traceability across these dimensions enhances the transparency, accountability, and trustworthiness of LLMs deployment in real-world applications.

0 citations0 reviewsNo code linkedOpen access
preprint2023arXiv

Revisiting angular momentum conservation in transport simulations of intermediate-energy heavy-ion collisions

Based on the well-calibrated IBUU transport model, we have studied the dynamical effect of incorporating rigorous angular momentum conservation in each collision of particles with homework setups. The constraint of the rigorous angular momentum conservation requires in-plane collisions and side jumps of particles after their collision. Since the option is not unique, we have compared two typical prescriptions with the original one. While the results depend quantitatively on the choice of the prescription, we found that the angular momentum conservation generally reduces local density fluctuations and thus the collision rate, and may have some influence on the density evolution, the collective flow, and even the pion production in transport simulations of intermediate-energy heavy-ion collisions.

0 citations0 reviewsNo code linkedOpen access
preprint2022arXiv

A Model-Agnostic Causal Learning Framework for Recommendation using Search Data

Machine-learning based recommender systems(RSs) has become an effective means to help people automatically discover their interests. Existing models often represent the rich information for recommendation, such as items, users, and contexts, as embedding vectors and leverage them to predict users' feedback. In the view of causal analysis, the associations between these embedding vectors and users' feedback are a mixture of the causal part that describes why an item is preferred by a user, and the non-causal part that merely reflects the statistical dependencies between users and items, for example, the exposure mechanism, public opinions, display position, etc. However, existing RSs mostly ignored the striking differences between the causal parts and non-causal parts when using these embedding vectors. In this paper, we propose a model-agnostic framework named IV4Rec that can effectively decompose the embedding vectors into these two parts, hence enhancing recommendation results. Specifically, we jointly consider users' behaviors in search scenarios and recommendation scenarios. Adopting the concepts in causal analysis, we embed users' search behaviors as instrumental variables (IVs), to help decompose original embedding vectors in recommendation, i.e., treatments. IV4Rec then combines the two parts through deep neural networks and uses the combined results for recommendation. IV4Rec is model-agnostic and can be applied to a number of existing RSs such as DIN and NRHUB. Experimental results on both public and proprietary industrial datasets demonstrate that IV4Rec consistently enhances RSs and outperforms a framework that jointly considers search and recommendation.

0 citations0 reviewsNo code linkedOpen access
preprint2022arXiv

A Semi-Synthetic Dataset Generation Framework for Causal Inference in Recommender Systems

Accurate recommendation and reliable explanation are two key issues for modern recommender systems. However, most recommendation benchmarks only concern the prediction of user-item ratings while omitting the underlying causes behind the ratings. For example, the widely-used Yahoo!R3 dataset contains little information on the causes of the user-movie ratings. A solution could be to conduct surveys and require the users to provide such information. In practice, the user surveys can hardly avoid compliance issues and sparse user responses, which greatly hinders the exploration of causality-based recommendation. To better support the studies of causal inference and further explanations in recommender systems, we propose a novel semi-synthetic data generation framework for recommender systems where causal graphical models with missingness are employed to describe the causal mechanism of practical recommendation scenarios. To illustrate the use of our framework, we construct a semi-synthetic dataset with Causal Tags And Ratings (CTAR), based on the movies as well as their descriptive tags and rating information collected from a famous movie rating website. Using the collected data and the causal graph, the user-item-ratings and their corresponding user-item-tags are automatically generated, which provides the reasons (selected tags) why the user rates the items. Descriptive statistics and baseline results regarding the CTAR dataset are also reported. The proposed data generation framework is not limited to recommendation, and the released APIs can be used to generate customized datasets for other research tasks.

0 citations0 reviewsNo code linkedOpen access
preprint2022arXiv

Bayesian inference of finite-nuclei observables based on the KIDS model

Bayesian analyses on both isoscalar and isovector nuclear interaction parameters are carried out based on the Korea-IBS-Daegu-SKKU (KIDS) model under the constraints of nuclear structure data of $^{208}$Pb and $^{120}$Sn. Under the constraint of the neutron-skin thickness, it is found that incorporating the curvature parameter $K_{sym}$ of nuclear symmetry energy as an independent variable significantly broadens the posterior probability distribution function (PDF) of the slope parameter $L$, and affects the related correlations. Typically, the anticorrelation between $L$ and the symmetry energy at saturation density disappears, while a positive correlation between $L$ and $K_{sym}$ is observed. Under the constraint of the isoscalar giant monopole resonance (ISGMR), incorporating the skewness parameter as an independent variable also significantly broadens the posterior PDF of the nuclear matter incompressibility $K_0$. Even with the broad uncertainties of higher-order parameters of the equation of state (EOS), robust constraints of $L<90$ MeV and $K_0<270$ MeV are obtained. Our study quantifies the consistency between the constraints on $L$ from the neutron-skin data of PREXII and isovector giant dipole resonance (IVGDR) data, and the constraints on $K_0$ from the data of ISGMR in $^{208}$Pb and $^{120}$Sn.

0 citations0 reviewsNo code linkedOpen access
preprint2022arXiv

Building Embedded Systems Like It&#39;s 1996

Embedded devices are ubiquitous. However, preliminary evidence shows that attack mitigations protecting our desktops/servers/phones are missing in embedded devices, posing a significant threat to embedded security. To this end, this paper presents an in-depth study on the adoption of common attack mitigations on embedded devices. Precisely, it measures the presence of standard mitigations against memory corruptions in over 10k Linux-based firmware of deployed embedded devices. The study reveals that embedded devices largely omit both user-space and kernel-level attack mitigations. The adoption rates on embedded devices are multiple times lower than their desktop counterparts. An equally important observation is that the situation is not improving over time. Without changing the current practices, the attack mitigations will remain missing, which may become a bigger threat in the upcoming IoT era. Throughout follow-up analyses, we further inferred a set of factors possibly contributing to the absence of attack mitigations. The exemplary ones include massive reuse of non-protected software, lateness in upgrading outdated kernels, and restrictions imposed by automated building tools. We envision these will turn into insights towards improving the adoption of attack mitigations on embedded devices in the future.

0 citations0 reviewsNo code linkedOpen access
preprint2022arXiv

Dynamic Message Propagation Network for RGB-D Salient Object Detection

This paper presents a novel deep neural network framework for RGB-D salient object detection by controlling the message passing between the RGB images and depth maps on the feature level and exploring the long-range semantic contexts and geometric information on both RGB and depth features to infer salient objects. To achieve this, we formulate a dynamic message propagation (DMP) module with the graph neural networks and deformable convolutions to dynamically learn the context information and to automatically predict filter weights and affinity matrices for message propagation control. We further embed this module into a Siamese-based network to process the RGB image and depth map respectively and design a multi-level feature fusion (MFF) module to explore the cross-level information between the refined RGB and depth features. Compared with 17 state-of-the-art methods on six benchmark datasets for RGB-D salient object detection, experimental results show that our method outperforms all the others, both quantitatively and visually.

0 citations0 reviewsNo code linkedOpen access
preprint2022arXiv

Error-free approximation of explicit linear MPC through lattice piecewise affine expression

In this paper, the disjunctive and conjunctive lattice piecewise affine (PWA) approximations of explicit linear model predictive control (MPC) are proposed. The training data are generated uniformly in the domain of interest, consisting of the state samples and corresponding affine control laws, based on which the lattice PWA approximations are constructed. Re-sampling of data is also proposed to guarantee that the lattice PWA approximations are identical to explicit MPC control law in the unique order (UO) regions containing the sample points as interior points. Additionally, under mild assumptions, the equivalence of the two lattice PWA approximations guarantees that the approximations are error-free in the domain of interest. The algorithms for deriving statistically error-free approximation to the explicit linear MPC are proposed and the complexity of the entire procedure is analyzed, which is polynomial with respect to the number of samples. The performance of the proposed approximation strategy is tested through two simulation examples, and the result shows that with a moderate number of sample points, we can construct lattice PWA approximations that are equivalent to optimal control law of the explicit linear MPC.

0 citations0 reviewsNo code linkedOpen access
preprint2022arXiv

Explainable Legal Case Matching via Inverse Optimal Transport-based Rationale Extraction

As an essential operation of legal retrieval, legal case matching plays a central role in intelligent legal systems. This task has a high demand on the explainability of matching results because of its critical impacts on downstream applications -- the matched legal cases may provide supportive evidence for the judgments of target cases and thus influence the fairness and justice of legal decisions. Focusing on this challenging task, we propose a novel and explainable method, namely \textit{IOT-Match}, with the help of computational optimal transport, which formulates the legal case matching problem as an inverse optimal transport (IOT) problem. Different from most existing methods, which merely focus on the sentence-level semantic similarity between legal cases, our IOT-Match learns to extract rationales from paired legal cases based on both semantics and legal characteristics of their sentences. The extracted rationales are further applied to generate faithful explanations and conduct matching. Moreover, the proposed IOT-Match is robust to the alignment label insufficiency issue commonly in practical legal case matching tasks, which is suitable for both supervised and semi-supervised learning paradigms. To demonstrate the superiority of our IOT-Match method and construct a benchmark of explainable legal case matching task, we not only extend the well-known Challenge of AI in Law (CAIL) dataset but also build a new Explainable Legal cAse Matching (ELAM) dataset, which contains lots of legal cases with detailed and explainable annotations. Experiments on these two datasets show that our IOT-Match outperforms state-of-the-art methods consistently on matching prediction, rationale extraction, and explanation generation.

0 citations0 reviewsNo code linkedOpen access
preprint2022arXiv

Incremental Cross-view Mutual Distillation for Self-supervised Medical CT Synthesis

Due to the constraints of the imaging device and high cost in operation time, computer tomography (CT) scans are usually acquired with low intra-slice resolution. Improving the intra-slice resolution is beneficial to the disease diagnosis for both human experts and computer-aided systems. To this end, this paper builds a novel medical slice synthesis to increase the between-slice resolution. Considering that the ground-truth intermediate medical slices are always absent in clinical practice, we introduce the incremental cross-view mutual distillation strategy to accomplish this task in the self-supervised learning manner. Specifically, we model this problem from three different views: slice-wise interpolation from axial view and pixel-wise interpolation from coronal and sagittal views. Under this circumstance, the models learned from different views can distill valuable knowledge to guide the learning processes of each other. We can repeat this process to make the models synthesize intermediate slice data with increasing inter-slice resolution. To demonstrate the effectiveness of the proposed approach, we conduct comprehensive experiments on a large-scale CT dataset. Quantitative and qualitative comparison results show that our method outperforms state-of-the-art algorithms by clear margins.

0 citations0 reviewsNo code linkedOpen access
preprint2022arXiv

Localizing the Recurrent Laryngeal Nerve via Ultrasound with a Bayesian Shape Framework

Tumor infiltration of the recurrent laryngeal nerve (RLN) is a contraindication for robotic thyroidectomy and can be difficult to detect via standard laryngoscopy. Ultrasound (US) is a viable alternative for RLN detection due to its safety and ability to provide real-time feedback. However, the tininess of the RLN, with a diameter typically less than 3mm, poses significant challenges to the accurate localization of the RLN. In this work, we propose a knowledge-driven framework for RLN localization, mimicking the standard approach surgeons take to identify the RLN according to its surrounding organs. We construct a prior anatomical model based on the inherent relative spatial relationships between organs. Through Bayesian shape alignment (BSA), we obtain the candidate coordinates of the center of a region of interest (ROI) that encloses the RLN. The ROI allows a decreased field of view for determining the refined centroid of the RLN using a dual-path identification network, based on multi-scale semantic information. Experimental results indicate that the proposed method achieves superior hit rates and substantially smaller distance errors compared with state-of-the-art methods.

0 citations0 reviewsNo code linkedOpen access
preprint2022arXiv

MobileSal: Extremely Efficient RGB-D Salient Object Detection

The high computational cost of neural networks has prevented recent successes in RGB-D salient object detection (SOD) from benefiting real-world applications. Hence, this paper introduces a novel network, MobileSal, which focuses on efficient RGB-D SOD using mobile networks for deep feature extraction. However, mobile networks are less powerful in feature representation than cumbersome networks. To this end, we observe that the depth information of color images can strengthen the feature representation related to SOD if leveraged properly. Therefore, we propose an implicit depth restoration (IDR) technique to strengthen the mobile networks&#39; feature representation capability for RGB-D SOD. IDR is only adopted in the training phase and is omitted during testing, so it is computationally free. Besides, we propose compact pyramid refinement (CPR) for efficient multi-level feature aggregation to derive salient objects with clear boundaries. With IDR and CPR incorporated, MobileSal performs favorably against state-of-the-art methods on six challenging RGB-D SOD datasets with much faster speed (450fps for the input size of 320 $\times$ 320) and fewer parameters (6.5M). The code is released at https://mmcheng.net/mobilesal.

0 citations0 reviewsNo code linkedOpen access
preprint2022arXiv

Non-negative Sparse and Collaborative Representation for Pattern Classification

Sparse representation (SR) and collaborative representation (CR) have been successfully applied in many pattern classification tasks such as face recognition. In this paper, we propose a novel Non-negative Sparse and Collaborative Representation (NSCR) for pattern classification. The NSCR representation of each test sample is obtained by seeking a non-negative sparse and collaborative representation vector that represents the test sample as a linear combination of training samples. We observe that the non-negativity can make the SR and CR more discriminative and effective for pattern classification. Based on the proposed NSCR, we propose a NSCR based classifier for pattern classification. Extensive experiments on benchmark datasets demonstrate that the proposed NSCR based classifier outperforms the previous SR or CR based approach, as well as state-of-the-art deep approaches, on diverse challenging pattern classification tasks.

0 citations0 reviewsNo code linkedOpen access
preprint2022arXiv

Person-job fit estimation from candidate profile and related recruitment history with co-attention neural networks

Existing online recruitment platforms depend on automatic ways of conducting the person-job fit, whose goal is matching appropriate job seekers with job positions. Intuitively, the previous successful recruitment records contain important information, which should be helpful for the current person-job fit. Existing studies on person-job fit, however, mainly focus on calculating the similarity between the candidate resumes and the job postings on the basis of their contents, without taking the recruiters&#39; experience (i.e., historical successful recruitment records) into consideration. In this paper, we propose a novel neural network approach for person-job fit, which estimates person-job fit from candidate profile and related recruitment history with co-attention neural networks (named PJFCANN). Specifically, given a target resume-job post pair, PJFCANN generates local semantic representations through co-attention neural networks and global experience representations via graph neural networks. The final matching degree is calculated by combining these two representations. In this way, the historical successful recruitment records are introduced to enrich the features of resumes and job postings and strengthen the current matching process. Extensive experiments conducted on a large-scale recruitment dataset verify the effectiveness of PJFCANN compared with several state-of-the-art baselines. The codes are released at: https://github.com/CCIIPLab/PJFCANN.

0 citations0 reviewsNo code linkedOpen access
preprint2022arXiv

Spinodal Enhancement of Light Nuclei Yield Ratio in Relativistic Heavy Ion Collisions

Using a relativistic transport model to describe the evolution of the quantum chromodynamic matter produced in Au+Au collisions at $\sqrt{s_{NN}}=3-200$ GeV, we study the effect of a first-order phase transition in the equation of state of this matter on the yield ratio $N_tN_p/ N_d^2$ ($tp/d^2$) of produced proton ($p$), deuteron ($d$), and triton ($t$). We find that the large density inhomogeneities generated by the spinodal instability during the first-order phase transition can survive the fast expansion of the subsequent hadronic matter and lead to an enhanced $tp/d^2$ in central collisions at $\sqrt{s_{NN}}=3-5$ GeV as seen in the experiments by the STAR Collaboration and the E864 Collaboration. However, this enhancement subsides with increasing collision centrality, and the resulting almost flat centrality dependence of $tp/d^2$ at $\sqrt{s_{NN}}=3$ GeV can also be used as a signal for the first-order phase transition.

0 citations0 reviewsNo code linkedOpen access
preprint2022arXiv

swTVM: Towards Optimized Tensor Code Generation for Deep Learning on Sunway Many-Core Processor

The flourish of deep learning frameworks and hardware platforms has been demanding an efficient compiler that can shield the diversity in both software and hardware in order to provide application portability. Among the existing deep learning compilers, TVM is well known for its efficiency in code generation and optimization across diverse hardware devices. In the meanwhile, the Sunway many-core processor renders itself as a competitive candidate for its attractive computational power in both scientific computing and deep learning workloads. This paper combines the trends in these two directions. Specifically, we propose swTVM that extends the original TVM to support ahead-of-time compilation for architecture requiring cross-compilation such as Sunway. In addition, we leverage the architecture features during the compilation such as core group for massive parallelism, DMA for high bandwidth memory transfer and local device memory for data locality, in order to generate efficient codes for deep learning workloads on Sunway. The experiment results show that the codes generated by swTVM achieves 1.79x on average compared to the state-of-the-art deep learning framework on Sunway, across six representative benchmarks. This work is the first attempt from the compiler perspective to bridge the gap of deep learning and Sunway processor particularly with productivity and efficiency in mind. We believe this work will encourage more people to embrace the power of deep learning and Sunway many-core processor.

0 citations0 reviewsNo code linkedOpen access
preprint2022arXiv

The Security War in File Systems: An Empirical Study from A Vulnerability-Centric Perspective

This paper presents a systematic study on the security of modern file systems, following a vulnerability-centric perspective. Specifically, we collected 377 file system vulnerabilities committed to the CVE database in the past 20 years. We characterize them from four dimensions that include why the vulnerabilities appear, how the vulnerabilities can be exploited, what consequences can arise, and how the vulnerabilities are fixed. This way, we build a deep understanding of the attack surfaces faced by file systems, the threats imposed by the attack surfaces, and the good and bad practices in mitigating the attacks in file systems. We envision that our study will bring insights towards the future development of file systems, the enhancement of file system security, and the relevant vulnerability mitigating solutions.

0 citations0 reviewsNo code linkedOpen access
preprint2022arXiv

Transport Model Comparison Studies of Intermediate-Energy Heavy-Ion Collisions

Transport models are the main method to obtain physics information from low to relativistic-energy heavy-ion collisions. The Transport Model Evaluation Project (TMEP) has been pursued to test the robustness of transport model predictions in reaching consistent conclusions from the same type of physical model. Calculations under controlled conditions of physical input and set-up were performed with various participating codes. These included both calculations of nuclear matter in a box with periodic boundary conditions, and more realistic calculations of heavy-ion collisions. In this intermediate review, we summarize and discuss the present status of the project. We also provide condensed descriptions of the 26 participating codes, which contributed to some part of the project. These include the major codes in use today. We review the main results of the studies completed so far. They show, that in box calculations the differences between the codes can be well understood and a convergence of the results can be reached. These studies also highlight the systematic differences between the two families of transport codes, known as BUU and QMD type codes. However, when the codes were compared in full heavy-ion collisions using different physical models, as recently for pion production, they still yielded substantially different results. This calls for further comparisons of heavy-ion collisions with controlled models and of box comparisons of important ingredients, like momentum-dependent fields, which are currently underway. We often indicate improved strategies in performing transport simulations and thus provide guidance to code developers. Results of transport simulations of heavy-ion collisions from a given code will have more significance if the code can be validated against benchmark calculations such as the ones summarized in this review.

0 citations0 reviewsNo code linkedOpen access
preprint2022arXiv

Where to Go for the Holidays: Towards Mixed-Type Dialogs for Clarification of User Goals

Most dialog systems posit that users have figured out clear and specific goals before starting an interaction. For example, users have determined the departure, the destination, and the travel time for booking a flight. However, in many scenarios, limited by experience and knowledge, users may know what they need, but still struggle to figure out clear and specific goals by determining all the necessary slots. In this paper, we identify this challenge and make a step forward by collecting a new human-to-human mixed-type dialog corpus. It contains 5k dialog sessions and 168k utterances for 4 dialog types and 5 domains. Within each session, an agent first provides user-goal-related knowledge to help figure out clear and specific goals, and then help achieve them. Furthermore, we propose a mixed-type dialog model with a novel Prompt-based continual learning mechanism. Specifically, the mechanism enables the model to continually strengthen its ability on any specific type by utilizing existing dialog corpora effectively.

0 citations0 reviewsNo code linkedOpen access
preprint2022arXiv

WSSS4LUAD: Grand Challenge on Weakly-supervised Tissue Semantic Segmentation for Lung Adenocarcinoma

Lung cancer is the leading cause of cancer death worldwide, and adenocarcinoma (LUAD) is the most common subtype. Exploiting the potential value of the histopathology images can promote precision medicine in oncology. Tissue segmentation is the basic upstream task of histopathology image analysis. Existing deep learning models have achieved superior segmentation performance but require sufficient pixel-level annotations, which is time-consuming and expensive. To enrich the label resources of LUAD and to alleviate the annotation efforts, we organize this challenge WSSS4LUAD to call for the outstanding weakly-supervised semantic segmentation (WSSS) techniques for histopathology images of LUAD. Participants have to design the algorithm to segment tumor epithelial, tumor-associated stroma and normal tissue with only patch-level labels. This challenge includes 10,091 patch-level annotations (the training set) and over 130 million labeled pixels (the validation and test sets), from 87 WSIs (67 from GDPH, 20 from TCGA). All the labels were generated by a pathologist-in-the-loop pipeline with the help of AI models and checked by the label review board. Among 532 registrations, 28 teams submitted the results in the test phase with over 1,000 submissions. Finally, the first place team achieved mIoU of 0.8413 (tumor: 0.8389, stroma: 0.7931, normal: 0.8919). According to the technical reports of the top-tier teams, CAM is still the most popular approach in WSSS. Cutmix data augmentation has been widely adopted to generate more reliable samples. With the success of this challenge, we believe that WSSS approaches with patch-level annotations can be a complement to the traditional pixel annotations while reducing the annotation efforts. The entire dataset has been released to encourage more researches on computational pathology in LUAD and more novel WSSS techniques.

0 citations0 reviewsNo code linkedOpen access
preprint2021arXiv

On the ideal shortest vector problem over random rational primes

Any ideal in a number field can be factored into a product of prime ideals. In this paper we study the prime ideal shortest vector problem (SVP) in the ring $ \Z[x]/(x^{2^n} + 1) $, a popular choice in the design of ideal lattice based cryptosystems. We show that a majority of rational primes lie under prime ideals admitting a polynomial time algorithm for SVP. Although the shortest vector problem of ideal lattices underpins the security of Ring-LWE cryptosystem, this work does not break Ring-LWE, since the security reduction is from the worst case ideal SVP to the average case Ring-LWE, and it is one-way.

0 citations0 reviewsNo code linkedOpen access
preprint2021arXiv

Privacy-preserving Channel Estimation in Cell-free Hybrid Massive MIMO Systems

We consider a cell-free hybrid massive multiple-input multiple-output (MIMO) system with $K$ users and $M$ access points (APs), each with $N_a$ antennas and $N_r< N_a$ radio frequency (RF) chains. When $K\ll M{N_a}$, efficient uplink channel estimation and data detection with reduced number of pilots can be performed based on low-rank matrix completion. However, such a scheme requires the central processing unit (CPU) to collect received signals from all APs, which may enable the CPU to infer the private information of user locations. We therefore develop and analyze privacy-preserving channel estimation schemes under the framework of differential privacy (DP). As the key ingredient of the channel estimator, two joint differentially private noisy matrix completion algorithms based respectively on Frank-Wolfe iteration and singular value decomposition are presented. We provide an analysis on the tradeoff between the privacy and the channel estimation error. In particular, we show that the estimation error can be mitigated while maintaining the same privacy level by increasing the payload size with fixed pilot size; and the scaling laws of both the privacy-induced and privacy-independent error components in terms of payload size are characterized. Simulation results are provided to further demonstrate the tradeoff between privacy and channel estimation performance.

0 citations0 reviewsNo code linkedOpen access
preprint2020arXiv

AGNs are not that cool: revisiting the intrinsic AGN far-infrared spectral energy distribution

We investigate the intrinsic spectral energy distribution (SED) of active galactic nuclei (AGNs) at infrared (IR) bands with 42 $z < 0.5$ optically luminous Palomar Green survey quasars through SED decomposition. We decompose the SEDs of the 42 quasars by combining an AGN IR template library Siebenmorgen2015 that covers a wide range of the AGN parameter space with three commonly used galaxy template libraries. We determine the median AGN SED from the best-fitting results. The far-IR (FIR) contribution of our median AGN SED is significantly smaller than that of Symeonidis et al. 2016, but roughly consistent with that of Lyu et al. 2017. The AGN IR SED becomes cooler with increasing bolometric luminosity, which might be due to that more luminous AGNs might have stronger radiative feedback to change torus structures and/or their tori might have higher metallicities. Our conclusions do not depend on the choice of galaxy template libraries. However, since the predicted polycyclic aromatic hydrocarbon (PAH) emission line flux is galaxy template-dependent, cautions should be taken on deriving galaxy FIR contribution from PAH fluxes.

0 citations0 reviewsNo code linkedOpen access
preprint2020arXiv

An Empirical Study on Benchmarks of Artificial Software Vulnerabilities

Recently, various techniques (e.g., fuzzing) have been developed for vulnerability detection. To evaluate those techniques, the community has been developing benchmarks of artificial vulnerabilities because of a shortage of ground-truth. However, people have concerns that such vulnerabilities cannot represent reality and may lead to unreliable and misleading results. Unfortunately, there lacks research on handling such concerns. In this work, to understand how close these benchmarks mirror reality, we perform an empirical study on three artificial vulnerability benchmarks - LAVA-M, Rode0day and CGC (2669 bugs) and various real-world memory-corruption vulnerabilities (80 CVEs). Furthermore, we propose a model to depict the properties of memory-corruption vulnerabilities. Following this model, we conduct intensive experiments and data analyses. Our analytic results reveal that while artificial benchmarks attempt to approach the real world, they still significantly differ from reality. Based on the findings, we propose a set of strategies to improve the quality of artificial benchmarks.

0 citations0 reviewsNo code linkedOpen access
preprint2020arXiv

Auto-captions on GIF: A Large-scale Video-sentence Dataset for Vision-language Pre-training

In this work, we present Auto-captions on GIF, which is a new large-scale pre-training dataset for generic video understanding. All video-sentence pairs are created by automatically extracting and filtering video caption annotations from billions of web pages. Auto-captions on GIF dataset can be utilized to pre-train the generic feature representation or encoder-decoder structure for video captioning, and other downstream tasks (e.g., sentence localization in videos, video question answering, etc.) as well. We present a detailed analysis of Auto-captions on GIF dataset in comparison to existing video-sentence datasets. We also provide an evaluation of a Transformer-based encoder-decoder structure for vision-language pre-training, which is further adapted to video captioning downstream task and yields the compelling generalizability on MSR-VTT. The dataset is available at \url{http://www.auto-video-captions.top/2020/dataset}.

0 citations0 reviewsNo code linkedOpen access
preprint2020arXiv

Bilateral Attention Network for RGB-D Salient Object Detection

Most existing RGB-D salient object detection (SOD) methods focus on the foreground region when utilizing the depth images. However, the background also provides important information in traditional SOD methods for promising performance. To better explore salient information in both foreground and background regions, this paper proposes a Bilateral Attention Network (BiANet) for the RGB-D SOD task. Specifically, we introduce a Bilateral Attention Module (BAM) with a complementary attention mechanism: foreground-first (FF) attention and background-first (BF) attention. The FF attention focuses on the foreground region with a gradual refinement style, while the BF one recovers potentially useful salient information in the background region. Benefitted from the proposed BAM module, our BiANet can capture more meaningful foreground and background cues, and shift more attention to refining the uncertain details between foreground and background regions. Additionally, we extend our BAM by leveraging the multi-scale techniques for better SOD performance. Extensive experiments on six benchmark datasets demonstrate that our BiANet outperforms other state-of-the-art RGB-D SOD methods in terms of objective metrics and subjective visual comparison. Our BiANet can run up to 80fps on $224\times224$ RGB-D images, with an NVIDIA GeForce RTX 2080Ti GPU. Comprehensive ablation studies also validate our contributions.

0 citations0 reviewsNo code linkedOpen access
preprint2020arXiv

Centrality fluctuations and decorrelations in heavy-ion collisions

The centrality or the number of initial-state sources $V$ of the system produced in heavy ion collision is a concept that is not uniquely defined and subject to significant theoretical and experimental uncertainties. We argue that a more robust connection between the initial-state sources with final-state multiplicity could be established from the event-by-event multiplicity correlation between two subevents separated in pseudorapidity, $N_a$ vs $N_b$. This correlation is sensitive to two main types of centrality fluctuations (CF): 1) particle production for each source $p(n)$ which smears the relation between $V$ and $N_a$ used for experimental centrality, and 2) decorrelations between the sources in the two subevents $V_b$ and $V_a$. The CF is analyzed in terms of cumulants of $V_b$ and $N_b$ as a function of $N_a$, i.e. experimental centrality is defined with $N_a$. We found that the mean values $\langle V_b\rangle_{N_a}$ and $\langle N_b\rangle_{N_a}$ increase linearly with $N_a$ in mid-central collisions, but flatten out in ultra-central collisions. Such non-linear behavior is sensitive to the centrality resolution of $N_a$. In the presence of centrality decorrelations, the scaled variances $\langle(δV_b)^2\rangle/\langle V_b\rangle$ and $\langle(δN_b)^2\rangle/\langle N_b\rangle$ are found to decrease linearly with $N_a$ in mid-central collisions, while the $p(n)$ leads to another sharp decrease in the ultra-central region. The higher-order cumulants of $V_b$ and $N_b$ show interesting but rather complex behaviors which deserve further studies. Our results suggest that one can use the cumulants of the two-dimensional multiplicity correlation, especially the mean and variance, to constrain the particle production mechanism as well as the longitudinal fluctuations of the initial-state sources.

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preprint2020arXiv

Conditional Variational Image Deraining

Image deraining is an important yet challenging image processing task. Though deterministic image deraining methods are developed with encouraging performance, they are infeasible to learn flexible representations for probabilistic inference and diverse predictions. Besides, rain intensity varies both in spatial locations and across color channels, making this task more difficult. In this paper, we propose a Conditional Variational Image Deraining (CVID) network for better deraining performance, leveraging the exclusive generative ability of Conditional Variational Auto-Encoder (CVAE) on providing diverse predictions for the rainy image. To perform spatially adaptive deraining, we propose a spatial density estimation (SDE) module to estimate a rain density map for each image. Since rain density varies across different color channels, we also propose a channel-wise (CW) deraining scheme. Experiments on synthesized and real-world datasets show that the proposed CVID network achieves much better performance than previous deterministic methods on image deraining. Extensive ablation studies validate the effectiveness of the proposed SDE module and CW scheme in our CVID network. The code is available at \url{https://github.com/Yingjun-Du/VID}.

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preprint2020arXiv

Discovering Dialog Structure Graph for Open-Domain Dialog Generation

Learning interpretable dialog structure from human-human dialogs yields basic insights into the structure of conversation, and also provides background knowledge to facilitate dialog generation. In this paper, we conduct unsupervised discovery of dialog structure from chitchat corpora, and then leverage it to facilitate dialog generation in downstream systems. To this end, we present a Discrete Variational Auto-Encoder with Graph Neural Network (DVAE-GNN), to discover a unified human-readable dialog structure. The structure is a two-layer directed graph that contains session-level semantics in the upper-layer vertices, utterance-level semantics in the lower-layer vertices, and edges among these semantic vertices. In particular, we integrate GNN into DVAE to fine-tune utterance-level semantics for more effective recognition of session-level semantic vertex. Furthermore, to alleviate the difficulty of discovering a large number of utterance-level semantics, we design a coupling mechanism that binds each utterance-level semantic vertex with a distinct phrase to provide prior semantics. Experimental results on two benchmark corpora confirm that DVAE-GNN can discover meaningful dialog structure, and the use of dialog structure graph as background knowledge can facilitate a graph grounded conversational system to conduct coherent multi-turn dialog generation.

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preprint2020arXiv

Isospin effect on baryon and charge fluctuations from the pNJL model

We have studied the possible isospin corrections on the skewness and kurtosis of net-baryon and net-charge fluctuations in the isospin asymmetric matter formed in relativistic heavy-ion collisions at RHIC-BES energies, based on a 3-flavor polyakov-looped Nambu-Jona-Lasinio model. With typical scalar-isovector and vector-isovector couplings leading to the splitting of $u$ and $d$ quark chiral phase transition boundaries and critical points, we have observed dramatic isospin effects on the susceptibilities, especially those of net-charge fluctuations. Reliable experimental measurements at even lower collision energies are encouraged to confirm the observed isospin effects.

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preprint2020arXiv

Joint Inference on Truth/Rumor and Their Sources in Social Networks

In the contemporary era of information explosion, we are often faced with the mixture of massive \emph{truth} (true information) and \emph{rumor} (false information) flooded over social networks. Under such circumstances, it is very essential to infer whether each claim (e.g., news, messages) is a truth or a rumor, and identify their \emph{sources}, i.e., the users who initially spread those claims. While most prior arts have been dedicated to the two tasks respectively, this paper aims to offer the joint inference on truth/rumor and their sources. Our insight is that a joint inference can enhance the mutual performance on both sides. To this end, we propose a framework named SourceCR, which alternates between two modules, i.e., \emph{credibility-reliability training} for truth/rumor inference and \emph{division-querying} for source detection, in an iterative manner. To elaborate, the former module performs a simultaneous estimation of claim credibility and user reliability by virtue of an Expectation Maximization algorithm, which takes the source reliability outputted from the latter module as the initial input. Meanwhile, the latter module divides the network into two different subnetworks labeled via the claim credibility, and in each subnetwork launches source detection by applying querying of theoretical budget guarantee to the users selected via the estimated reliability from the former module. The proposed SourceCR is provably convergent, and algorithmic implementable with reasonable computational complexity. We empirically validate the effectiveness of the proposed framework in both synthetic and real datasets, where the joint inference leads to an up to 35\% accuracy of credibility gain and 29\% source detection rate gain compared with the separate counterparts.

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preprint2020arXiv

Learning to Learn Kernels with Variational Random Features

In this work, we introduce kernels with random Fourier features in the meta-learning framework to leverage their strong few-shot learning ability. We propose meta variational random features (MetaVRF) to learn adaptive kernels for the base-learner, which is developed in a latent variable model by treating the random feature basis as the latent variable. We formulate the optimization of MetaVRF as a variational inference problem by deriving an evidence lower bound under the meta-learning framework. To incorporate shared knowledge from related tasks, we propose a context inference of the posterior, which is established by an LSTM architecture. The LSTM-based inference network can effectively integrate the context information of previous tasks with task-specific information, generating informative and adaptive features. The learned MetaVRF can produce kernels of high representational power with a relatively low spectral sampling rate and also enables fast adaptation to new tasks. Experimental results on a variety of few-shot regression and classification tasks demonstrate that MetaVRF delivers much better, or at least competitive, performance compared to existing meta-learning alternatives.

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preprint2020arXiv

Learning to Learn with Variational Information Bottleneck for Domain Generalization

Domain generalization models learn to generalize to previously unseen domains, but suffer from prediction uncertainty and domain shift. In this paper, we address both problems. We introduce a probabilistic meta-learning model for domain generalization, in which classifier parameters shared across domains are modeled as distributions. This enables better handling of prediction uncertainty on unseen domains. To deal with domain shift, we learn domain-invariant representations by the proposed principle of meta variational information bottleneck, we call MetaVIB. MetaVIB is derived from novel variational bounds of mutual information, by leveraging the meta-learning setting of domain generalization. Through episodic training, MetaVIB learns to gradually narrow domain gaps to establish domain-invariant representations, while simultaneously maximizing prediction accuracy. We conduct experiments on three benchmarks for cross-domain visual recognition. Comprehensive ablation studies validate the benefits of MetaVIB for domain generalization. The comparison results demonstrate our method outperforms previous approaches consistently.

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preprint2020arXiv

NLH: A Blind Pixel-level Non-local Method for Real-world Image Denoising

Non-local self similarity (NSS) is a powerful prior of natural images for image denoising. Most of existing denoising methods employ similar patches, which is a patch-level NSS prior. In this paper, we take one step forward by introducing a pixel-level NSS prior, i.e., searching similar pixels across a non-local region. This is motivated by the fact that finding closely similar pixels is more feasible than similar patches in natural images, which can be used to enhance image denoising performance. With the introduced pixel-level NSS prior, we propose an accurate noise level estimation method, and then develop a blind image denoising method based on the lifting Haar transform and Wiener filtering techniques. Experiments on benchmark datasets demonstrate that, the proposed method achieves much better performance than previous non-deep methods, and is still competitive with existing state-of-the-art deep learning based methods on real-world image denoising. The code is publicly available at https://github.com/njusthyk1972/NLH.

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preprint2020arXiv

Nucleus giant resonances from an improved isospin-dependent Boltzmann-Uehling-Uhlenbeck transport approach

We have studied the isoscalar giant quadruple resonance (ISGQR) and the isovector giant dipole resonance (IVGDR) in $^{208}$Pb based on an improved isospin-dependent Boltzmann-Uehling-Uhlenbeck transport approach using an improved isospin- and momentum-dependent interaction. With the isoscalar nucleon effective mass and the nucleon-nucleon cross section which reproduces respectively the excitation energy and the width of the ISGQR strength function, the slope parameter of the symmetry energy and the neutron-proton effective mass splitting are constrained respectively within $36<L<62$ MeV and $0.08δ<(m_{n0}^*-m_{p0}^*)/m<0.42δ$, by comparing the resulting centroid energy of the IVGDR and the electric dipole polarizability with the experimental data. It is found that nucleon-nucleon collisions have considerable effects on the resulting electric dipole polarizability, which needs to be measured more accurately in order to pin down isovector nuclear interactions.

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preprint2020arXiv

Privacy for All: Demystify Vulnerability Disparity of Differential Privacy against Membership Inference Attack

Machine learning algorithms, when applied to sensitive data, pose a potential threat to privacy. A growing body of prior work has demonstrated that membership inference attack (MIA) can disclose specific private information in the training data to an attacker. Meanwhile, the algorithmic fairness of machine learning has increasingly caught attention from both academia and industry. Algorithmic fairness ensures that the machine learning models do not discriminate a particular demographic group of individuals (e.g., black and female people). Given that MIA is indeed a learning model, it raises a serious concern if MIA ``fairly&#39;&#39; treats all groups of individuals equally. In other words, whether a particular group is more vulnerable against MIA than the other groups. This paper examines the algorithmic fairness issue in the context of MIA and its defenses. First, for fairness evaluation, it formalizes the notation of vulnerability disparity (VD) to quantify the difference of MIA treatment on different demographic groups. Second, it evaluates VD on four real-world datasets, and shows that VD indeed exists in these datasets. Third, it examines the impacts of differential privacy, as a defense mechanism of MIA, on VD. The results show that although DP brings significant change on VD, it cannot eliminate VD completely. Therefore, fourth, it designs a new mitigation algorithm named FAIRPICK to reduce VD. An extensive set of experimental results demonstrate that FAIRPICK can effectively reduce VD for both with and without the DP deployment.

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preprint2020arXiv

Properties of strange quark stars with isovector interactions

We study the properties of strange quark stars by employing a 3-flavor Nambu-Jona-Lasinio model with both scalar-isovector and vector-isovector interactions. Using the constraint on the vector-isoscalar interaction strength obtained from the elliptic flow splitting between particles and their antiparticles in relativistic heavy-ion collisions, we investigate the dependence of the properties of strange quark stars on the vector-isovector and the scalar-isovector interactions, and compare the results with the state-of-art astrophysical constraints on the compact star radius and mass as well as its tidal deformability from the GW170817 event. Results from our study reinforce the prospect of using both heavy-ion collisions and astrophysical observations to provide constraints on the isovector coupling strength in quark matter and thus the quark matter equation of state as well as the QCD phase structure at finite isospin chemical potentials.

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preprint2020arXiv

QPS-r: A Cost-Effective Crossbar Scheduling Algorithm and Its Stability and Delay Analysis

In an input-queued switch, a crossbar schedule, or a matching between the input ports and the output ports needs to be computed in each switching cycle, or time slot. Designing switching algorithms with very low computational complexity, that lead to high throughput and small delay is a challenging problem. There appears to be a fundamental tradeoff between the computational complexity of the switching algorithm and the resultants throughput and delay. Parallel maximal matching algorithms (adapted for switching) appear to have stricken a sweet spot in this tradeoff, and prior work has shown the following performance guarantees. Using maximal matchings in every time slot results in at least 50% switch throughput and order-optimal (i.e., independent of the switch size N) average delay bounds for various traffic arrival processes. On the other hand, their computational complexity can be as low as $O(log^2N)$ per port/processor, which is much lower than those of the algorithms such as maximum weighted matching which ensures better throughput performance. In this work, we propose QPS-r, a parallel iterative switching algorithm that has the lowest possible computational complexity: O(1) per port. Using Lyapunov stability analysis, we show that the throughput and delay performance is identical to that of maximal matching algorithm. Although QPS-r builds upon an existing technique called Queue-Proportional Sampling (QPS), in this paper, we provide analytical guarantees on its throughput and delay under i.i.d. traffic as well as a Markovian traffic model which can model many realistic traffic patterns. We also demonstrate that QPS-3 (running 3 iterations) has comparable empirical throughput and delay performances as iSLIP (running $log_2 N$ iterations), a refined and optimized representative maximal matching algorithm adapted for switching.

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preprint2020arXiv

SetRank: Learning a Permutation-Invariant Ranking Model for Information Retrieval

In learning-to-rank for information retrieval, a ranking model is automatically learned from the data and then utilized to rank the sets of retrieved documents. Therefore, an ideal ranking model would be a mapping from a document set to a permutation on the set, and should satisfy two critical requirements: (1)~it should have the ability to model cross-document interactions so as to capture local context information in a query; (2)~it should be permutation-invariant, which means that any permutation of the inputted documents would not change the output ranking. Previous studies on learning-to-rank either design uni-variate scoring functions that score each document separately, and thus failed to model the cross-document interactions; or construct multivariate scoring functions that score documents sequentially, which inevitably sacrifice the permutation invariance requirement. In this paper, we propose a neural learning-to-rank model called SetRank which directly learns a permutation-invariant ranking model defined on document sets of any size. SetRank employs a stack of (induced) multi-head self attention blocks as its key component for learning the embeddings for all of the retrieved documents jointly. The self-attention mechanism not only helps SetRank to capture the local context information from cross-document interactions, but also to learn permutation-equivariant representations for the inputted documents, which therefore achieving a permutation-invariant ranking model. Experimental results on three large scale benchmarks showed that the SetRank significantly outperformed the baselines include the traditional learning-to-rank models and state-of-the-art Neural IR models.

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preprint2020arXiv

SoK: All You Ever Wanted to Know About x86/x64 Binary Disassembly But Were Afraid to Ask

Disassembly of binary code is hard, but necessary for improving the security of binary software. Over the past few decades, research in binary disassembly has produced many tools and frameworks, which have been made available to researchers and security professionals. These tools employ a variety of strategies that grant them different characteristics. The lack of systematization, however, impedes new research in the area and makes selecting the right tool hard, as we do not understand the strengths and weaknesses of existing tools. In this paper, we systematize binary disassembly through the study of nine popular, open-source tools. We couple the manual examination of their code bases with the most comprehensive experimental evaluation (thus far) using 3,788 binaries. Our study yields a comprehensive description and organization of strategies for disassembly, classifying them as either algorithm or else heuristic. Meanwhile, we measure and report the impact of individual algorithms on the results of each tool. We find that while principled algorithms are used by all tools, they still heavily rely on heuristics to increase code coverage. Depending on the heuristics used, different coverage-vs-correctness trade-offs come in play, leading to tools with different strengths and weaknesses. We envision that these findings will help users pick the right tool and assist researchers in improving binary disassembly.

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preprint2020arXiv

Space- and Computationally-Efficient Set Reconciliation via Parity Bitmap Sketch (PBS)

Set reconciliation is a fundamental algorithmic problem that arises in many networking, system, and database applications. In this problem, two large sets A and B of objects (bitcoins, files, records, etc.) are stored respectively at two different network-connected hosts, which we name Alice and Bob respectively. Alice and Bob communicate with each other to learn $AΔB$, the difference between A and B, and as a result the reconciled set $A\bigcup B$. Current set reconciliation schemes are based on either Invertible Bloom Filters (IBF) or Error-Correction Codes (ECC). The former has a low computational complexity of O(d), where d is the cardinality of $AΔB$, but has a high communication overhead that is several times larger than the theoretical minimum. The latter has a low communication overhead close to the theoretical minimum, but has a much higher computational complexity of $O(d^2)$. In this work, we propose Parity Bitmap Sketch (PBS), an ECC- based set reconciliation scheme that gets the better of both worlds: PBS has both a low computational complexity of O(d) just like IBF-based solutions and a low communication overhead of roughly twice the theoretical minimum. A separate contribution of this work is a novel rigorous analytical framework that can be used for the precise calculation of various performance metrics and for the near-optimal parameter tuning of PBS.

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preprint2020arXiv

STAR: A Structure and Texture Aware Retinex Model

Retinex theory is developed mainly to decompose an image into the illumination and reflectance components by analyzing local image derivatives. In this theory, larger derivatives are attributed to the changes in reflectance, while smaller derivatives are emerged in the smooth illumination. In this paper, we utilize exponentiated local derivatives (with an exponent γ) of an observed image to generate its structure map and texture map. The structure map is produced by been amplified with γ > 1, while the texture map is generated by been shrank with γ < 1. To this end, we design exponential filters for the local derivatives, and present their capability on extracting accurate structure and texture maps, influenced by the choices of exponents γ. The extracted structure and texture maps are employed to regularize the illumination and reflectance components in Retinex decomposition. A novel Structure and Texture Aware Retinex (STAR) model is further proposed for illumination and reflectance decomposition of a single image. We solve the STAR model by an alternating optimization algorithm. Each sub-problem is transformed into a vectorized least squares regression, with closed-form solutions. Comprehensive experiments on commonly tested datasets demonstrate that, the proposed STAR model produce better quantitative and qualitative performance than previous competing methods, on illumination and reflectance decomposition, low-light image enhancement, and color correction. The code is publicly available at https://github.com/csjunxu/STAR.

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preprint2020arXiv

Univariate ReLU neural network and its application in nonlinear system identification

ReLU (rectified linear units) neural network has received significant attention since its emergence. In this paper, a univariate ReLU (UReLU) neural network is proposed to both modelling the nonlinear dynamic system and revealing insights about the system. Specifically, the neural network consists of neurons with linear and UReLU activation functions, and the UReLU functions are defined as the ReLU functions respect to each dimension. The UReLU neural network is a single hidden layer neural network, and the structure is relatively simple. The initialization of the neural network employs the decoupling method, which provides a good initialization and some insight into the nonlinear system. Compared with normal ReLU neural network, the number of parameters of UReLU network is less, but it still provide a good approximation of the nonlinear dynamic system. The performance of the UReLU neural network is shown through a Hysteretic benchmark system: the Bouc-Wen system. Simulation results verify the effectiveness of the proposed method.

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preprint2020arXiv

Variance Reduction for Deep Q-Learning using Stochastic Recursive Gradient

Deep Q-learning algorithms often suffer from poor gradient estimations with an excessive variance, resulting in unstable training and poor sampling efficiency. Stochastic variance-reduced gradient methods such as SVRG have been applied to reduce the estimation variance (Zhao et al. 2019). However, due to the online instance generation nature of reinforcement learning, directly applying SVRG to deep Q-learning is facing the problem of the inaccurate estimation of the anchor points, which dramatically limits the potentials of SVRG. To address this issue and inspired by the recursive gradient variance reduction algorithm SARAH (Nguyen et al. 2017), this paper proposes to introduce the recursive framework for updating the stochastic gradient estimates in deep Q-learning, achieving a novel algorithm called SRG-DQN. Unlike the SVRG-based algorithms, SRG-DQN designs a recursive update of the stochastic gradient estimate. The parameter update is along an accumulated direction using the past stochastic gradient information, and therefore can get rid of the estimation of the full gradients as the anchors. Additionally, SRG-DQN involves the Adam process for further accelerating the training process. Theoretical analysis and the experimental results on well-known reinforcement learning tasks demonstrate the efficiency and effectiveness of the proposed SRG-DQN algorithm.

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preprint2019arXiv

Compact fiber optical interferometer technique to measure picometer displacements in biological piezoelectric materials

A simple and robust fiber optical interferometer was developed to non-invasively study the weak piezoelectric effect from thin samples. A biological sample from inter-molt dactyl clubs obtained from the mantis shrimp was used as the test sample. The non-contact technique can measure displacements better than 0.5 picometer for samples subjected to large electric fields. The approach utilizes the phase dependent detection of an oscillating cavity at different frequencies from 0.5 kHz to 2.0 kHz. The piezoelectric constant of the biological samples was calculated from the optical interference fringes and determined to be in the range of 0.3-0.5 pm/V. The noise of 20 fm/Hz^0.5 in the setup is primarily due to thermally associated strains from current flow to the sample electrodes during the measurement.

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preprint2019arXiv

Investigation of HIV-1 Gag binding with RNAs and Lipids using Atomic Force Microscopy

Atomic Force Microscopy was utilized to study the morphology of Gag, ΨRNA, and their binding complexes with lipids in a solution environment with 0.1Å vertical and 1nm lateral resolution. TARpolyA RNA was used as a RNA control. The lipid used was phospha-tidylinositol-(4,5)-bisphosphate (PI(4,5)P2). The morphology of specific complexes Gag-ΨRNA, Gag-TARpolyA RNA, Gag-PI(4,5)P2 and PI(4,5)P2-ΨRNA-Gag were studied. They were imaged on either positively or negatively charged mica substrates depending on the net charges carried. Gag and its complexes consist of monomers, dimers and tetramers, which was confirmed by gel electrophoresis. The addition of specific ΨRNA to Gag is found to increase Gag multimerization. Non-specific TARpolyA RNA was found not to lead to an increase in Gag multimerization. The addition PI(4,5)P2 to Gag increases Gag multimerization, but to a lesser extent than ΨRNA. When both ΨRNA and PI(4,5)P2 are present Gag undergoes comformational changes and an even higher degree of multimerization.

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preprint2019arXiv

RANet: Ranking Attention Network for Fast Video Object Segmentation

Despite online learning (OL) techniques have boosted the performance of semi-supervised video object segmentation (VOS) methods, the huge time costs of OL greatly restrict their practicality. Matching based and propagation based methods run at a faster speed by avoiding OL techniques. However, they are limited by sub-optimal accuracy, due to mismatching and drifting problems. In this paper, we develop a real-time yet very accurate Ranking Attention Network (RANet) for VOS. Specifically, to integrate the insights of matching based and propagation based methods, we employ an encoder-decoder framework to learn pixel-level similarity and segmentation in an end-to-end manner. To better utilize the similarity maps, we propose a novel ranking attention module, which automatically ranks and selects these maps for fine-grained VOS performance. Experiments on DAVIS-16 and DAVIS-17 datasets show that our RANet achieves the best speed-accuracy trade-off, e.g., with 33 milliseconds per frame and J&F=85.5% on DAVIS-16. With OL, our RANet reaches J&F=87.1% on DAVIS-16, exceeding state-of-the-art VOS methods. The code can be found at https://github.com/Storife/RANet.

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preprint2019arXiv

Spectro-polarimetric Observations at the NVST: I. Instrumental Polarization Calibration and Primary Measurements

This paper is devoted to the primary spectro-polarimetric observation performed at the New Vacuum Solar Telescope of China since 2017, and our aim is to precisely evaluate the real polarimetric accuracy and sensitivity of this polarimetry by using full Stokes spectro-polarimetric observations of the photospheric line Fe I 532.4 nm. In the work, we briefly describe the salient characteristic of the NVST as a polarimeter in technology and then characterize its instrumental polarization based on the operation in 2017 and 2019. It is verified that the calibration method making use of the instrumental polarization calibration unit (ICU) is stable and credible. The calibration accuracy can reach up to 3$\times 10^{-3}$ . Based on the scientific observation of the NOAA 12645 on April 5th, 2017, we estimate that the residual cross-talk from Stokes $I$ to Stokes $Q$, $U$ and $V$, after the instrumental polarization calibration, is about 4$\times10^{-3}$ on average, which is consistent with the calibration accuracy and close to the photon noise. The polarimetric sensitivity (i.e., the detection limit) for polarized light is of the order of $10^{-3}$ with an integration time over 20 seconds. Slow modulation rate is indeed an issue for the present system. The present NVST polarimeter is expected to be integrated with an high-order adaptive optics system and a field scanner to realize 2D magnetic field vector measurements in the following instrumentation update.

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