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Xueqi Cheng

Xueqi Cheng contributes to research discovery and scholarly infrastructure.

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Published work

51 published item(s)

preprint2026arXiv

Beyond Dialogue Time: Temporal Semantic Memory for Personalized LLM Agents

Memory enables Large Language Model (LLM) agents to perceive, store, and use information from past dialogues, which is essential for personalization. However, existing methods fail to properly model the temporal dimension of memory in two aspects: 1) Temporal inaccuracy: memories are organized by dialogue time rather than their actual occurrence time; 2) Temporal fragmentation: existing methods focus on point-wise memory, losing durative information that captures persistent states and evolving patterns. To address these limitations, we propose Temporal Semantic Memory (TSM), a memory framework that models semantic time for point-wise memory and supports the construction and utilization of durative memory. During memory construction, it first builds a semantic timeline rather than a dialogue one. Then, it consolidates temporally continuous and semantically related information into a durative memory. During memory utilization, it incorporates the query's temporal intent on the semantic timeline, enabling the retrieval of temporally appropriate durative memories and providing time-valid, duration-consistent context to support response generation. Experiments on LongMemEval and LoCoMo show that TSM consistently outperforms existing methods and achieves up to 12.2% absolute improvement in accuracy, demonstrating the effectiveness of the proposed method.

preprint2026arXiv

Beyond Reasoning: Reinforcement Learning Unlocks Parametric Knowledge in LLMs

Reinforcement learning (RL) has achieved remarkable success in LLM reasoning, but whether it can also improve direct recall of parametric knowledge remains an open question. We study this question in a controlled zero-shot, one-hop, closed-book QA setting with no chain-of-thought, training only on binary correctness rewards and applying fact-level train-test deduplication to ensure gains reflect improved recall rather than reasoning or memorization. Across three model families and multiple factual QA benchmarks, RL yields ~27% average relative gains, surpassing both training- and inference-time baselines alike. Mechanistically, RL primarily redistributes probability mass over existing knowledge rather than acquiring new facts, moving correct answers from the low-probability tail into reliable greedy generations. Our data-attribution study reveals that the hardest examples are the most informative: those whose answers never appear in 128 pre-RL samples (only ~18% of training data) drive ~83% of the gain, since rare correct rollouts still emerge during training and get reinforced. Together, these findings broaden the role of RL beyond reasoning, repositioning it as a tool for unlocking rather than acquiring latent parametric knowledge.

preprint2026arXiv

Circular Reasoning: Understanding Self-Reinforcing Loops in Large Reasoning Models

Despite the success of test-time scaling, Large Reasoning Models (LRMs) frequently encounter repetitive loops that lead to computational waste and inference failure. In this paper, we identify a distinct failure mode termed Circular Reasoning. Unlike traditional model degeneration, this phenomenon manifests as a self-reinforcing trap where generated content acts as a logical premise for its own recurrence, compelling the reiteration of preceding text. To systematically analyze this phenomenon, we introduce LoopBench, a dataset designed to capture two distinct loop typologies: numerical loops and statement loops. Mechanistically, we characterize circular reasoning as a state collapse exhibiting distinct boundaries, where semantic repetition precedes textual repetition. We reveal that reasoning impasses trigger the loop onset, which subsequently persists as an inescapable cycle driven by a self-reinforcing V-shaped attention mechanism. Guided by these findings, we employ the Cumulative Sum (CUSUM) algorithm to capture these precursors for early loop prediction. Experiments across diverse LRMs validate its accuracy and elucidate the stability of long-chain reasoning.

preprint2026arXiv

Do We Always Need Query-Level Workflows? Rethinking Agentic Workflow Generation for Multi-Agent Systems

Multi-Agent Systems (MAS) built on large language models typically solve complex tasks by coordinating multiple agents through workflows. Existing approaches generates workflows either at task level or query level, but their relative costs and benefits remain unclear. After rethinking and empirical analyses, we show that query-level workflow generation is not always necessary, since a small set of top-K best task-level workflows together already covers equivalent or even more queries. We further find that exhaustive execution-based task-level evaluation is both extremely token-costly and frequently unreliable. Inspired by the idea of self-evolution and generative reward modeling, we propose a low-cost task-level generation framework \textbf{SCALE}, which means \underline{\textbf{S}}elf prediction of the optimizer with few shot \underline{\textbf{CAL}}ibration for \underline{\textbf{E}}valuation instead of full validation execution. Extensive experiments demonstrate that \textbf{SCALE} maintains competitive performance, with an average degradation of just 0.61\% compared to existing approach across multiple datasets, while cutting overall token usage by up to 83\%.

preprint2026arXiv

EGAD: Entropy-Guided Adaptive Distillation for Token-Level Knowledge Transfer

Large language models (LLMs) have achieved remarkable performance across diverse domains, yet their enormous computational and memory requirements hinder deployment in resource-constrained environments. Knowledge distillation offers a promising solution by transferring knowledge from a large teacher model to a smaller student model. However, existing distillation methods typically treat all tokens equally, ignoring the fact that different tokens contribute unequally to model decisions. This can lead to inefficient knowledge transfer and reduced learning effectiveness. To address this limitation, we propose an entropy-based adaptive distillation strategy that dynamically adjusts the training process at the token level. Our method leverages the teacher's output entropy to guide three aspects of distillation. Specifically, we introduce a token-level curriculum by dynamically shifting focus from low- to high-entropy tokens during training. We further adjust the distillation temperature based on token entropy to better capture teacher confidence patterns. Moreover, we employ a dual-branch architecture for efficient logits-only distillation on easy tokens and deeper feature-based distillation on difficult tokens. Extensive experiments validate the soundness and effectiveness of our method.

preprint2026arXiv

Iterative Structured Pruning for Large Language Models with Multi-Domain Calibration

Large Language Models (LLMs) have achieved remarkable success across a wide spectrum of natural language processing tasks. However, their ever-growing scale introduces significant barriers to real-world deployment, including substantial computational overhead, memory footprint, and inference latency. While model pruning presents a viable solution to these challenges, existing unstructured pruning techniques often yield irregular sparsity patterns that necessitate specialized hardware or software support. In this work, we explore structured pruning, which eliminates entire architectural components and maintains compatibility with standard hardware accelerators. We introduce a novel structured pruning framework that leverages a hybrid multi-domain calibration set and an iterative calibration strategy to effectively identify and remove redundant channels. Extensive experiments on various models across diverse downstream tasks show that our approach achieves significant compression with minimal performance degradation.

preprint2026arXiv

LatentRouter: Can We Choose the Right Multimodal Model Before Seeing Its Answer?

Multimodal large language models (MLLMs) have heterogeneous strengths across OCR, chart understanding, spatial reasoning, visual question answering, cost, and latency. Effective MLLM routing therefore requires more than estimating query difficulty: a router must match the multimodal requirements of the current image-question input with the capabilities of each candidate model. We propose LatentRouter, a router that formulates MLLM routing as counterfactual multimodal utility prediction. Given an image-question query, LatentRouter extracts learned multimodal routing capsules, represents each candidate MLLM with a model capability token, and performs latent communication between these states to estimate how each model would perform if selected. A distributional outcome head predicts model-specific counterfactual quality, while a bounded capsule correction refines close decisions without allowing residual signals to dominate the prediction. The resulting utility-based policy supports performance-oriented and performance-cost routing, and handles changing candidate pools through shared per-model scoring with availability masking. Experiments on MMR-Bench and VL-RouterBench show that LatentRouter outperforms fixed-model, feature-level, and learned-router baselines. Additional analyses show that the gains are strongest on multimodal task groups where model choice depends on visual, layout-sensitive, or reasoning-oriented requirements, and that latent communication is the main contributor to the improvement. The code is available at: https://github.com/LabRAI/LatentRouter.

preprint2026arXiv

MI-PRUN: Optimize Large Language Model Pruning via Mutual Information

Large Language Models (LLMs) have become indispensable across various domains, but this comes at the cost of substantial computational and memory resources. Model pruning addresses this by removing redundant components from models. In particular, block pruning can achieve significant compression and inference acceleration. However, existing block pruning methods are often unstable and struggle to attain globally optimal solutions. In this paper, we propose a mutual information based pruning method MI-PRUN for LLMs. Specifically, we leverages mutual information to identify redundant blocks by evaluating transitions in hidden states. Additionally, we incorporate the Data Processing Inequality (DPI) to reveal the relationship between the importance of entire contiguous blocks and that of individual blocks. Moreover, we develop the Fast-Block-Select algorithm, which iteratively updates block combinations to achieve a globally optimal solution while significantly improving the efficiency. Extensive experiments across various models and datasets demonstrate the stability and effectiveness of our method.

preprint2026arXiv

Projecting Out the Malice: A Global Subspace Approach to LLM Detoxification

Large language models (LLMs) exhibit exceptional performance but pose inherent risks of generating toxic content, restricting their safe deployment. While traditional methods (e.g., alignment) adjust output preferences, they fail to eliminate underlying toxic regions in parameters, leaving models vulnerable to adversarial attacks. Prior mechanistic studies characterize toxic regions as "toxic vectors" or "layer-wise subspaces", yet our analysis identifies critical limitations: i) Removed toxic vectors can be reconstructed via linear combinations of non-toxic vectors, demanding targeting of entire toxic subspace; ii) Contrastive objective over limited samples inject noise into layer-wise subspaces, hindering stable extraction. These highlight the challenge of identifying robust toxic subspace and removing them. Therefore, we propose GLOSS (GLobal tOxic Subspace Suppression), a lightweight method that mitigates toxicity by identifying and eliminating this global subspace from FFN parameters. Experiments on LLMs (e.g., Qwen3) show GLOSS achieves SOTA detoxification while preserving general capabilities without requiring large-scale retraining. WARNING: This paper contains context which is toxic in nature.

preprint2026arXiv

ReAD: Reinforcement-Guided Capability Distillation for Large Language Models

Capability distillation applies knowledge distillation to selected model capabilities, aiming to compress a large language model (LLM) into a smaller one while preserving the abilities needed for a downstream task. However, most existing methods treat capabilities as independent training targets and overlook how improving one capability can reshape the student's broader capability profile, especially when multiple abilities jointly determine task success. We study capability distillation under a fixed token budget and identify two consistent patterns: distillation induces systematic, budget-dependent cross-capability transfer, and additional budget often brings limited task-relevant gains while sometimes degrading other useful abilities. Building on these insights, we propose ReAD, a Reinforcement-guided cApability Distillation framework that explicitly accounts for capability interdependence. ReAD first infers task-essential capabilities, then generates capability-targeted supervision on the fly, and finally uses an uncertainty-aware contextual bandit to adaptively allocate the distillation budget based on expected utility gains. Extensive experiments show that ReAD improves downstream utility under the same token budget while reducing harmful spillover and wasted distillation effort compared to strong baselines. Our code is publicly available at https://github.com/LabRAI/ReAD.

preprint2026arXiv

SOMA: Efficient Multi-turn LLM Serving via Small Language Model

Large Language Models (LLMs) are increasingly deployed in multi-turn dialogue settings where preserving conversational context across turns is essential. A standard serving practice concatenates the full dialogue history at every turn, which reliably maintains coherence but incurs substantial cost in latency, memory, and API expenditure, especially when queries are routed to large proprietary models. Existing approaches often struggle to balance the trade-off between response quality and efficiency. We propose a framework that exploits the early turns of a session to estimate a local response manifold and then adapt a smaller surrogate model to this local region for the remainder of the conversation. Concretely, we learn soft prompts that maximize semantic divergence between the large and surrogate small language models' responses to surface least-aligned local directions, stabilize training with anti-degeneration control, and distill the mined cases into localized LoRA fine-tuning so the surrogate runs without prompts at inference. A simple gate enables a one-time switch with rollback on drift. We further provide a theoretical analysis for key components in SOMA. Extensive experiments show the effectiveness of SOMA. The source code is provided at: https://github.com/LabRAI/SOMA.

preprint2026arXiv

The Evolution of Thought: Tracking LLM Overthinking via Reasoning Dynamics Analysis

Test-time scaling via explicit reasoning trajectories significantly boosts large language model (LLM) performance but often triggers overthinking. To explore this, we analyze reasoning through two lenses: Reasoning Length Dynamics, which reveals a compensatory trade-off between thinking and answer content length that eventually leads to thinking redundancy, and Reasoning Semantic Dynamics, which identifies semantic convergence and repetitive oscillations. These dynamics uncover an instance-specific Reasoning Completion Point (RCP), beyond which computation continues without further performance gain. Since the RCP varies across instances, we propose a Reasoning Completion Point Detector (RCPD), an inference-time early-exit method that identifies the RCP by monitoring the rank dynamics of termination tokens (e.g., </think>). Across AIME and GPQA benchmarks using Qwen3 and DeepSeek-R1, RCPD reduces token usage by up to 44% while preserving accuracy, offering a principled approach to efficient test-time scaling.

preprint2026arXiv

When and Why Grouping Attention Heads Accelerates Muon Optimization

Muon orthogonalizes matrix updates, but multi-head attention naturally operates at the level of heads. This granularity mismatch raises the question of whether Muon should be applied to the full attention projection, to individual heads, or to intermediate head groups. We study this question through a one-step descent comparison between full-matrix Muon and group-wise Muon. Our analysis reveals a trade-off between the \textbf{group-wise whitening gain} from group-wise updates and the \textbf{grouping-induced norm cost}, an additional update-norm cost caused by replacing full-matrix whitening with group-wise whitening. Motivated by this trade-off, we propose \textbf{Group Muon}, which treats head group size and grouping rule as optimizer hyperparameters. On GPT-2 Small trained on FineWeb, appropriate grouping improves validation loss over both full-QKV Muon and fully head-wise MuonSplit.

preprint2025arXiv

Large Language Model Sourcing: A Survey

Due to the black-box nature of large language models (LLMs) and the realism of their generated content, issues such as hallucinations, bias, unfairness, and copyright infringement have become significant. In this context, sourcing information from multiple perspectives is essential. This survey presents a systematic investigation organized around four interrelated dimensions: Model Sourcing, Model Structure Sourcing, Training Data Sourcing, and External Data Sourcing. Moreover, a unified dual-paradigm taxonomy is proposed that classifies existing sourcing methods into prior-based (proactive traceability embedding) and posterior-based (retrospective inference) approaches. Traceability across these dimensions enhances the transparency, accountability, and trustworthiness of LLMs deployment in real-world applications.

preprint2022arXiv

A Contrastive Pre-training Approach to Learn Discriminative Autoencoder for Dense Retrieval

Dense retrieval (DR) has shown promising results in information retrieval. In essence, DR requires high-quality text representations to support effective search in the representation space. Recent studies have shown that pre-trained autoencoder-based language models with a weak decoder can provide high-quality text representations, boosting the effectiveness and few-shot ability of DR models. However, even a weak autoregressive decoder has the bypass effect on the encoder. More importantly, the discriminative ability of learned representations may be limited since each token is treated equally important in decoding the input texts. To address the above problems, in this paper, we propose a contrastive pre-training approach to learn a discriminative autoencoder with a lightweight multi-layer perception (MLP) decoder. The basic idea is to generate word distributions of input text in a non-autoregressive fashion and pull the word distributions of two masked versions of one text close while pushing away from others. We theoretically show that our contrastive strategy can suppress the common words and highlight the representative words in decoding, leading to discriminative representations. Empirical results show that our method can significantly outperform the state-of-the-art autoencoder-based language models and other pre-trained models for dense retrieval.

preprint2022arXiv

Adversarial for Social Privacy: A Poisoning Strategy to Degrade User Identity Linkage

Privacy issues on social networks have been extensively discussed in recent years. The user identity linkage (UIL) task, aiming at finding corresponding users across different social networks, would be a threat to privacy if unethically applied. The sensitive user information might be detected through connected identities. A promising and novel solution to this issue is to design an adversarial strategy to degrade the matching performance of UIL models. However, most existing adversarial attacks on graphs are designed for models working in a single network, while UIL is a cross-network learning task. Meanwhile, privacy protection against UIL works unilaterally in real-world scenarios, i.e., the service provider can only add perturbations to its own network to protect its users from being linked. To tackle these challenges, this paper proposes a novel adversarial attack strategy that poisons one target network to prevent its nodes from being linked to other networks by UIL algorithms. Specifically, we reformalize the UIL problem in the perspective of kernelized topology consistency and convert the attack objective to maximizing the structural changes within the target network before and after attacks. A novel graph kernel is then defined with Earth mover&#39;s distance (EMD) on the edge-embedding space. In terms of efficiency, a fast attack strategy is proposed by greedy searching and replacing EMD with its lower bound. Results on three real-world datasets indicate that the proposed attacks can best fool a wide range of UIL models and reach a balance between attack effectiveness and imperceptibility.

preprint2022arXiv

Are Neural Ranking Models Robust?

Recently, we have witnessed the bloom of neural ranking models in the information retrieval (IR) field. So far, much effort has been devoted to developing effective neural ranking models that can generalize well on new data. There has been less attention paid to the robustness perspective. Unlike the effectiveness which is about the average performance of a system under normal purpose, robustness cares more about the system performance in the worst case or under malicious operations instead. When a new technique enters into the real-world application, it is critical to know not only how it works in average, but also how would it behave in abnormal situations. So we raise the question in this work: Are neural ranking models robust? To answer this question, firstly, we need to clarify what we refer to when we talk about the robustness of ranking models in IR. We show that robustness is actually a multi-dimensional concept and there are three ways to define it in IR: 1) The performance variance under the independent and identically distributed (I.I.D.) setting; 2) The out-of-distribution (OOD) generalizability; and 3) The defensive ability against adversarial operations. The latter two definitions can be further specified into two different perspectives respectively, leading to 5 robustness tasks in total. Based on this taxonomy, we build corresponding benchmark datasets, design empirical experiments, and systematically analyze the robustness of several representative neural ranking models against traditional probabilistic ranking models and learning-to-rank (LTR) models. The empirical results show that there is no simple answer to our question. While neural ranking models are less robust against other IR models in most cases, some of them can still win 1 out of 5 tasks. This is the first comprehensive study on the robustness of neural ranking models.

preprint2022arXiv

B-PROP: Bootstrapped Pre-training with Representative Words Prediction for Ad-hoc Retrieval

Pre-training and fine-tuning have achieved remarkable success in many downstream natural language processing (NLP) tasks. Recently, pre-training methods tailored for information retrieval (IR) have also been explored, and the latest success is the PROP method which has reached new SOTA on a variety of ad-hoc retrieval benchmarks. The basic idea of PROP is to construct the \textit{representative words prediction} (ROP) task for pre-training inspired by the query likelihood model. Despite its exciting performance, the effectiveness of PROP might be bounded by the classical unigram language model adopted in the ROP task construction process. To tackle this problem, we propose a bootstrapped pre-training method (namely B-PROP) based on BERT for ad-hoc retrieval. The key idea is to use the powerful contextual language model BERT to replace the classical unigram language model for the ROP task construction, and re-train BERT itself towards the tailored objective for IR. Specifically, we introduce a novel contrastive method, inspired by the divergence-from-randomness idea, to leverage BERT&#39;s self-attention mechanism to sample representative words from the document. By further fine-tuning on downstream ad-hoc retrieval tasks, our method achieves significant improvements over baselines without pre-training or with other pre-training methods, and further pushes forward the SOTA on a variety of ad-hoc retrieval tasks.

preprint2022arXiv

Certified Robustness to Word Substitution Ranking Attack for Neural Ranking Models

Neural ranking models (NRMs) have achieved promising results in information retrieval. NRMs have also been shown to be vulnerable to adversarial examples. A typical Word Substitution Ranking Attack (WSRA) against NRMs was proposed recently, in which an attacker promotes a target document in rankings by adding human-imperceptible perturbations to its text. This raises concerns when deploying NRMs in real-world applications. Therefore, it is important to develop techniques that defend against such attacks for NRMs. In empirical defenses adversarial examples are found during training and used to augment the training set. However, such methods offer no theoretical guarantee on the models&#39; robustness and may eventually be broken by other sophisticated WSRAs. To escape this arms race, rigorous and provable certified defense methods for NRMs are needed. To this end, we first define the \textit{Certified Top-$K$ Robustness} for ranking models since users mainly care about the top ranked results in real-world scenarios. A ranking model is said to be Certified Top-$K$ Robust on a ranked list when it is guaranteed to keep documents that are out of the top $K$ away from the top $K$ under any attack. Then, we introduce a Certified Defense method, named CertDR, to achieve certified top-$K$ robustness against WSRA, based on the idea of randomized smoothing. Specifically, we first construct a smoothed ranker by applying random word substitutions on the documents, and then leverage the ranking property jointly with the statistical property of the ensemble to provably certify top-$K$ robustness. Extensive experiments on two representative web search datasets demonstrate that CertDR can significantly outperform state-of-the-art empirical defense methods for ranking models.

preprint2022arXiv

Complex Evolutional Pattern Learning for Temporal Knowledge Graph Reasoning

A Temporal Knowledge Graph (TKG) is a sequence of KGs corresponding to different timestamps. TKG reasoning aims to predict potential facts in the future given the historical KG sequences. One key of this task is to mine and understand evolutional patterns of facts from these sequences. The evolutional patterns are complex in two aspects, length-diversity and time-variability. Existing models for TKG reasoning focus on modeling fact sequences of a fixed length, which cannot discover complex evolutional patterns that vary in length. Furthermore, these models are all trained offline, which cannot well adapt to the changes of evolutional patterns from then on. Thus, we propose a new model, called Complex Evolutional Network (CEN), which uses a length-aware Convolutional Neural Network (CNN) to handle evolutional patterns of different lengths via an easy-to-difficult curriculum learning strategy. Besides, we propose to learn the model under the online setting so that it can adapt to the changes of evolutional patterns over time. Extensive experiments demonstrate that CEN obtains substantial performance improvement under both the traditional offline and the proposed online settings.

preprint2022arXiv

Conditional GANs with Auxiliary Discriminative Classifier

Conditional generative models aim to learn the underlying joint distribution of data and labels to achieve conditional data generation. Among them, the auxiliary classifier generative adversarial network (AC-GAN) has been widely used, but suffers from the problem of low intra-class diversity of the generated samples. The fundamental reason pointed out in this paper is that the classifier of AC-GAN is generator-agnostic, which therefore cannot provide informative guidance for the generator to approach the joint distribution, resulting in a minimization of the conditional entropy that decreases the intra-class diversity. Motivated by this understanding, we propose a novel conditional GAN with an auxiliary discriminative classifier (ADC-GAN) to resolve the above problem. Specifically, the proposed auxiliary discriminative classifier becomes generator-aware by recognizing the class-labels of the real data and the generated data discriminatively. Our theoretical analysis reveals that the generator can faithfully learn the joint distribution even without the original discriminator, making the proposed ADC-GAN robust to the value of the coefficient hyperparameter and the selection of the GAN loss, and stable during training. Extensive experimental results on synthetic and real-world datasets demonstrate the superiority of ADC-GAN in conditional generative modeling compared to state-of-the-art classifier-based and projection-based conditional GANs.

preprint2022arXiv

CorpusBrain: Pre-train a Generative Retrieval Model for Knowledge-Intensive Language Tasks

Knowledge-intensive language tasks (KILT) usually require a large body of information to provide correct answers. A popular paradigm to solve this problem is to combine a search system with a machine reader, where the former retrieves supporting evidences and the latter examines them to produce answers. Recently, the reader component has witnessed significant advances with the help of large-scale pre-trained generative models. Meanwhile most existing solutions in the search component rely on the traditional ``index-retrieve-then-rank&#39;&#39; pipeline, which suffers from large memory footprint and difficulty in end-to-end optimization. Inspired by recent efforts in constructing model-based IR models, we propose to replace the traditional multi-step search pipeline with a novel single-step generative model, which can dramatically simplify the search process and be optimized in an end-to-end manner. We show that a strong generative retrieval model can be learned with a set of adequately designed pre-training tasks, and be adopted to improve a variety of downstream KILT tasks with further fine-tuning. We name the pre-trained generative retrieval model as CorpusBrain as all information about the corpus is encoded in its parameters without the need of constructing additional index. Empirical results show that CorpusBrain can significantly outperform strong baselines for the retrieval task on the KILT benchmark and establish new state-of-the-art downstream performances. We also show that CorpusBrain works well under zero- and low-resource settings.

preprint2022arXiv

Few-Shot Stance Detection via Target-Aware Prompt Distillation

Stance detection aims to identify whether the author of a text is in favor of, against, or neutral to a given target. The main challenge of this task comes two-fold: few-shot learning resulting from the varying targets and the lack of contextual information of the targets. Existing works mainly focus on solving the second issue by designing attention-based models or introducing noisy external knowledge, while the first issue remains under-explored. In this paper, inspired by the potential capability of pre-trained language models (PLMs) serving as knowledge bases and few-shot learners, we propose to introduce prompt-based fine-tuning for stance detection. PLMs can provide essential contextual information for the targets and enable few-shot learning via prompts. Considering the crucial role of the target in stance detection task, we design target-aware prompts and propose a novel verbalizer. Instead of mapping each label to a concrete word, our verbalizer maps each label to a vector and picks the label that best captures the correlation between the stance and the target. Moreover, to alleviate the possible defect of dealing with varying targets with a single hand-crafted prompt, we propose to distill the information learned from multiple prompts. Experimental results show the superior performance of our proposed model in both full-data and few-shot scenarios.

preprint2022arXiv

GERE: Generative Evidence Retrieval for Fact Verification

Fact verification (FV) is a challenging task which aims to verify a claim using multiple evidential sentences from trustworthy corpora, e.g., Wikipedia. Most existing approaches follow a three-step pipeline framework, including document retrieval, sentence retrieval and claim verification. High-quality evidences provided by the first two steps are the foundation of the effective reasoning in the last step. Despite being important, high-quality evidences are rarely studied by existing works for FV, which often adopt the off-the-shelf models to retrieve relevant documents and sentences in an &#34;index-retrieve-then-rank&#34; fashion. This classical approach has clear drawbacks as follows: i) a large document index as well as a complicated search process is required, leading to considerable memory and computational overhead; ii) independent scoring paradigms fail to capture the interactions among documents and sentences in ranking; iii) a fixed number of sentences are selected to form the final evidence set. In this work, we propose GERE, the first system that retrieves evidences in a generative fashion, i.e., generating the document titles as well as evidence sentence identifiers. This enables us to mitigate the aforementioned technical issues since: i) the memory and computational cost is greatly reduced because the document index is eliminated and the heavy ranking process is replaced by a light generative process; ii) the dependency between documents and that between sentences could be captured via sequential generation process; iii) the generative formulation allows us to dynamically select a precise set of relevant evidences for each claim. The experimental results on the FEVER dataset show that GERE achieves significant improvements over the state-of-the-art baselines, with both time-efficiency and memory-efficiency.

preprint2022arXiv

Hard Negatives or False Negatives: Correcting Pooling Bias in Training Neural Ranking Models

Neural ranking models (NRMs) have become one of the most important techniques in information retrieval (IR). Due to the limitation of relevance labels, the training of NRMs heavily relies on negative sampling over unlabeled data. In general machine learning scenarios, it has shown that training with hard negatives (i.e., samples that are close to positives) could lead to better performance. Surprisingly, we find opposite results from our empirical studies in IR. When sampling top-ranked results (excluding the labeled positives) as negatives from a stronger retriever, the performance of the learned NRM becomes even worse. Based on our investigation, the superficial reason is that there are more false negatives (i.e., unlabeled positives) in the top-ranked results with a stronger retriever, which may hurt the training process; The root is the existence of pooling bias in the dataset constructing process, where annotators only judge and label very few samples selected by some basic retrievers. Therefore, in principle, we can formulate the false negative issue in training NRMs as learning from labeled datasets with pooling bias. To solve this problem, we propose a novel Coupled Estimation Technique (CET) that learns both a relevance model and a selection model simultaneously to correct the pooling bias for training NRMs. Empirical results on three retrieval benchmarks show that NRMs trained with our technique can achieve significant gains on ranking effectiveness against other baseline strategies.

preprint2022arXiv

INMO: A Model-Agnostic and Scalable Module for Inductive Collaborative Filtering

Collaborative filtering is one of the most common scenarios and popular research topics in recommender systems. Among existing methods, latent factor models, i.e., learning a specific embedding for each user/item by reconstructing the observed interaction matrix, have shown excellent performances. However, such user-specific and item-specific embeddings are intrinsically transductive, making it difficult to deal with new users and new items unseen during training. Besides, the number of model parameters heavily depends on the number of all users and items, restricting its scalability to real-world applications. To solve the above challenges, in this paper, we propose a novel model-agnostic and scalable Inductive Embedding Module for collaborative filtering, namely INMO. INMO generates the inductive embeddings for users (items) by characterizing their interactions with some template items (template users), instead of employing an embedding lookup table. Under the theoretical analysis, we further propose an effective indicator for the selection of template users/items. Our proposed INMO can be attached to existing latent factor models as a pre-module, inheriting the expressiveness of backbone models, while bringing the inductive ability and reducing model parameters. We validate the generality of INMO by attaching it to both Matrix Factorization (MF) and LightGCN, which are two representative latent factor models for collaborative filtering. Extensive experiments on three public benchmarks demonstrate the effectiveness and efficiency of INMO in both transductive and inductive recommendation scenarios.

preprint2022arXiv

Learning node embeddings via summary graphs: a brief theoretical analysis

Graph representation learning plays an important role in many graph mining applications, but learning embeddings of large-scale graphs remains a problem. Recent works try to improve scalability via graph summarization -- i.e., they learn embeddings on a smaller summary graph, and then restore the node embeddings of the original graph. However, all existing works depend on heuristic designs and lack theoretical analysis. Different from existing works, we contribute an in-depth theoretical analysis of three specific embedding learning methods based on introduced kernel matrix, and reveal that learning embeddings via graph summarization is actually learning embeddings on a approximate graph constructed by the configuration model. We also give analysis about approximation error. To the best of our knowledge, this is the first work to give theoretical analysis of this approach. Furthermore, our analysis framework gives interpretation of some existing methods and provides great insights for future work on this problem.

preprint2022arXiv

LoL: A Comparative Regularization Loss over Query Reformulation Losses for Pseudo-Relevance Feedback

Pseudo-relevance feedback (PRF) has proven to be an effective query reformulation technique to improve retrieval accuracy. It aims to alleviate the mismatch of linguistic expressions between a query and its potential relevant documents. Existing PRF methods independently treat revised queries originating from the same query but using different numbers of feedback documents, resulting in severe query drift. Without comparing the effects of two different revisions from the same query, a PRF model may incorrectly focus on the additional irrelevant information increased in the more feedback, and thus reformulate a query that is less effective than the revision using the less feedback. Ideally, if a PRF model can distinguish between irrelevant and relevant information in the feedback, the more feedback documents there are, the better the revised query will be. To bridge this gap, we propose the Loss-over-Loss (LoL) framework to compare the reformulation losses between different revisions of the same query during training. Concretely, we revise an original query multiple times in parallel using different amounts of feedback and compute their reformulation losses. Then, we introduce an additional regularization loss on these reformulation losses to penalize revisions that use more feedback but gain larger losses. With such comparative regularization, the PRF model is expected to learn to suppress the extra increased irrelevant information by comparing the effects of different revised queries. Further, we present a differentiable query reformulation method to implement this framework. This method revises queries in the vector space and directly optimizes the retrieval performance of query vectors, applicable for both sparse and dense retrieval models. Empirical evaluation demonstrates the effectiveness and robustness of our method for two typical sparse and dense retrieval models.

preprint2022arXiv

Match-Prompt: Improving Multi-task Generalization Ability for Neural Text Matching via Prompt Learning

Text matching is a fundamental technique in both information retrieval and natural language processing. Text matching tasks share the same paradigm that determines the relationship between two given texts. The relationships vary from task to task, e.g.~relevance in document retrieval, semantic alignment in paraphrase identification and answerable judgment in question answering. However, the essential signals for text matching remain in a finite scope, i.e.~exact matching, semantic matching, and inference matching. Ideally, a good text matching model can learn to capture and aggregate these signals for different matching tasks to achieve competitive performance, while recent state-of-the-art text matching models, e.g.~Pre-trained Language Models (PLMs), are hard to generalize. It is because the end-to-end supervised learning on task-specific dataset makes model overemphasize the data sample bias and task-specific signals instead of the essential matching signals. To overcome this problem, we adopt a specialization-generalization training strategy and refer to it as Match-Prompt. In specialization stage, descriptions of different matching tasks are mapped to a few prompt tokens. In generalization stage, matching model explores the essential matching signals by being trained on diverse matching tasks. High diverse matching tasks avoid model fitting the data bias on a specific task, so that model can focus on learning the essential matching signals. Meanwhile, the prompt tokens obtained in the first step help the model distinguish different task-specific matching signals. Experimental results on public datasets show that Match-Prompt can improve multi-task generalization capability of PLMs in text matching and yield better in-domain multi-task, out-of-domain multi-task and new task adaptation performance than multi-task and task-specific models trained by previous fine-tuning paradigm.

preprint2022arXiv

MonLAD: Money Laundering Agents Detection in Transaction Streams

Given a stream of money transactions between accounts in a bank, how can we accurately detect money laundering agent accounts and suspected behaviors in real-time? Money laundering agents try to hide the origin of illegally obtained money by dispersive multiple small transactions and evade detection by smart strategies. Therefore, it is challenging to accurately catch such fraudsters in an unsupervised manner. Existing approaches do not consider the characteristics of those agent accounts and are not suitable to the streaming settings. Therefore, we propose MonLAD and MonLAD-W to detect money laundering agent accounts in a transaction stream by keeping track of their residuals and other features; we devise AnoScore algorithm to find anomalies based on the robust measure of statistical deviation. Experimental results show that MonLAD outperforms the state-of-the-art baselines on real-world data and finds various suspicious behavior patterns of money laundering. Additionally, several detected suspected accounts have been manually-verified as agents in real money laundering scenario.

preprint2022arXiv

Multi-scale Anomaly Detection for Big Time Series of Industrial Sensors

Given a multivariate big time series, can we detect anomalies as soon as they occur? Many existing works detect anomalies by learning how much a time series deviates away from what it should be in the reconstruction framework. However, most models have to cut the big time series into small pieces empirically since optimization algorithms cannot afford such a long series. The question is raised: do such cuts pollute the inherent semantic segments, like incorrect punctuation in sentences? Therefore, we propose a reconstruction-based anomaly detection method, MissGAN, iteratively learning to decode and encode naturally smooth time series in coarse segments, and finding out a finer segment from low-dimensional representations based on HMM. As a result, learning from multi-scale segments, MissGAN can reconstruct a meaningful and robust time series, with the help of adversarial regularization and extra conditional states. MissGAN does not need labels or only needs labels of normal instances, making it widely applicable. Experiments on industrial datasets of real water network sensors show our MissGAN outperforms the baselines with scalability. Besides, we use a case study on the CMU Motion dataset to demonstrate that our model can well distinguish unexpected gestures from a given conditional motion.

preprint2022arXiv

PRADA: Practical Black-Box Adversarial Attacks against Neural Ranking Models

Neural ranking models (NRMs) have shown remarkable success in recent years, especially with pre-trained language models. However, deep neural models are notorious for their vulnerability to adversarial examples. Adversarial attacks may become a new type of web spamming technique given our increased reliance on neural information retrieval models. Therefore, it is important to study potential adversarial attacks to identify vulnerabilities of NRMs before they are deployed. In this paper, we introduce the Word Substitution Ranking Attack (WSRA) task against NRMs, which aims to promote a target document in rankings by adding adversarial perturbations to its text. We focus on the decision-based black-box attack setting, where the attackers cannot directly get access to the model information, but can only query the target model to obtain the rank positions of the partial retrieved list. This attack setting is realistic in real-world search engines. We propose a novel Pseudo Relevance-based ADversarial ranking Attack method (PRADA) that learns a surrogate model based on Pseudo Relevance Feedback (PRF) to generate gradients for finding the adversarial perturbations. Experiments on two web search benchmark datasets show that PRADA can outperform existing attack strategies and successfully fool the NRM with small indiscernible perturbations of text.

preprint2022arXiv

Pre-train a Discriminative Text Encoder for Dense Retrieval via Contrastive Span Prediction

Dense retrieval has shown promising results in many information retrieval (IR) related tasks, whose foundation is high-quality text representation learning for effective search. Some recent studies have shown that autoencoder-based language models are able to boost the dense retrieval performance using a weak decoder. However, we argue that 1) it is not discriminative to decode all the input texts and, 2) even a weak decoder has the bypass effect on the encoder. Therefore, in this work, we introduce a novel contrastive span prediction task to pre-train the encoder alone, but still retain the bottleneck ability of the autoencoder. % Therefore, in this work, we propose to drop out the decoder and introduce a novel contrastive span prediction task to pre-train the encoder alone. The key idea is to force the encoder to generate the text representation close to its own random spans while far away from others using a group-wise contrastive loss. In this way, we can 1) learn discriminative text representations efficiently with the group-wise contrastive learning over spans and, 2) avoid the bypass effect of the decoder thoroughly. Comprehensive experiments over publicly available retrieval benchmark datasets show that our approach can outperform existing pre-training methods for dense retrieval significantly.

preprint2022arXiv

PREP: Pre-training with Temporal Elapse Inference for Popularity Prediction

Predicting the popularity of online content is a fundamental problem in various applications. One practical challenge takes roots in the varying length of observation time or prediction horizon, i.e., a good model for popularity prediction is desired to handle various prediction settings. However, most existing methods adopt a separate training paradigm for each prediction setting and the obtained model for one setting is difficult to be generalized to others, causing a great waste of computational resources and a large demand for downstream labels. To solve the above issues, we propose a novel pre-training framework for popularity prediction, namely PREP, aiming to pre-train a general representation model from the readily available unlabeled diffusion data, which can be effectively transferred into various prediction settings. We design a novel pretext task for pre-training, i.e., temporal elapse inference for two randomly sampled time slices of popularity dynamics, impelling the representation model to learn intrinsic knowledge about popularity dynamics. Experimental results conducted on two real datasets demonstrate the generalization and efficiency of the pre-training framework for different popularity prediction task settings.

preprint2022arXiv

Scattered or Connected? An Optimized Parameter-efficient Tuning Approach for Information Retrieval

Pre-training and fine-tuning have achieved significant advances in the information retrieval (IR). A typical approach is to fine-tune all the parameters of large-scale pre-trained models (PTMs) on downstream tasks. As the model size and the number of tasks increase greatly, such approach becomes less feasible and prohibitively expensive. Recently, a variety of parameter-efficient tuning methods have been proposed in natural language processing (NLP) that only fine-tune a small number of parameters while still attaining strong performance. Yet there has been little effort to explore parameter-efficient tuning for IR. In this work, we first conduct a comprehensive study of existing parameter-efficient tuning methods at both the retrieval and re-ranking stages. Unlike the promising results in NLP, we find that these methods cannot achieve comparable performance to full fine-tuning at both stages when updating less than 1\% of the original model parameters. More importantly, we find that the existing methods are just parameter-efficient, but not learning-efficient as they suffer from unstable training and slow convergence. To analyze the underlying reason, we conduct a theoretical analysis and show that the separation of the inserted trainable modules makes the optimization difficult. To alleviate this issue, we propose to inject additional modules alongside the \acp{PTM} to make the original scattered modules connected. In this way, all the trainable modules can form a pathway to smooth the loss surface and thus help stabilize the training process. Experiments at both retrieval and re-ranking stages show that our method outperforms existing parameter-efficient methods significantly, and achieves comparable or even better performance over full fine-tuning.

preprint2022arXiv

Self-Supervised GANs with Label Augmentation

Recently, transformation-based self-supervised learning has been applied to generative adversarial networks (GANs) to mitigate catastrophic forgetting in the discriminator by introducing a stationary learning environment. However, the separate self-supervised tasks in existing self-supervised GANs cause a goal inconsistent with generative modeling due to the fact that their self-supervised classifiers are agnostic to the generator distribution. To address this problem, we propose a novel self-supervised GAN that unifies the GAN task with the self-supervised task by augmenting the GAN labels (real or fake) via self-supervision of data transformation. Specifically, the original discriminator and self-supervised classifier are unified into a label-augmented discriminator that predicts the augmented labels to be aware of both the generator distribution and the data distribution under every transformation, and then provide the discrepancy between them to optimize the generator. Theoretically, we prove that the optimal generator could converge to replicate the real data distribution. Empirically, we show that the proposed method significantly outperforms previous self-supervised and data augmentation GANs on both generative modeling and representation learning across benchmark datasets.

preprint2022arXiv

What is Event Knowledge Graph: A Survey

Besides entity-centric knowledge, usually organized as Knowledge Graph (KG), events are also an essential kind of knowledge in the world, which trigger the spring up of event-centric knowledge representation form like Event KG (EKG). It plays an increasingly important role in many downstream applications, such as search, question-answering, recommendation, financial quantitative investments, and text generation. This paper provides a comprehensive survey of EKG from history, ontology, instance, and application views. Specifically, to characterize EKG thoroughly, we focus on its history, definition, schema induction, acquisition, related representative graphs/systems, and applications. The development processes and trends are studied therein. We further summarize prospective directions to facilitate future research on EKG.

preprint2021arXiv

A Linguistic Study on Relevance Modeling in Information Retrieval

Relevance plays a central role in information retrieval (IR), which has received extensive studies starting from the 20th century. The definition and the modeling of relevance has always been critical challenges in both information science and computer science research areas. Along with the debate and exploration on relevance, IR has already become a core task in many real-world applications, such as Web search engines, question answering systems, conversational bots, and so on. While relevance acts as a unified concept in all these retrieval tasks, the inherent definitions are quite different due to the heterogeneity of these tasks. This raises a question to us: Do these different forms of relevance really lead to different modeling focuses? To answer this question, in this work, we conduct an empirical study on relevance modeling in three representative IR tasks, i.e., document retrieval, answer retrieval, and response retrieval. Specifically, we attempt to study the following two questions: 1) Does relevance modeling in these tasks really show differences in terms of natural language understanding (NLU)? We employ 16 linguistic tasks to probe a unified retrieval model over these three retrieval tasks to answer this question. 2) If there do exist differences, how can we leverage the findings to enhance the relevance modeling? We proposed three intervention methods to investigate how to leverage different modeling focuses of relevance to improve these IR tasks. We believe the way we study the problem as well as our findings would be beneficial to the IR community.

preprint2021arXiv

How Medical Crowdfunding Helps People? A Large-scale Case Study on Waterdrop Fundraising

While online medical crowdfunding achieved tremendous success, quantitative study about whether and how medical crowdfunding helps people remains little explored. In this paper, we empirically study how online medical crowdfunding helps people using more than 27, 000 fundraising cases in Waterdrop Fundraising, one of the most popular online medical crowdfunding platforms in China. We find that the amount of money obtained by fundraisers is broadly distributed, i.e., a majority of lowly donated cases coexist with a handful of very successful cases. We further investigate the factors that potentially correlate with the success of medical fundraising cases. Profile information of fundraising cases, e.g., geographic information of fundraisers, affects the donated amounts, since detailed description may increase the credibility of a fundraising case. One prominent finding lies in the effect of social network on the success of fundraising cases: the spread of fundraising information along social network is a key factor of fundraising success, and the social capital of fundraisers play an important role in fundraising. Finally, we conduct prediction of donations using machine learning models, verifying the effect of potential factors to the success of medical crowdfunding. Altogether, this work presents a data-driven view of medical fundraising on the web and opens a door to understanding medical crowdfunding.

preprint2021arXiv

Learning to Truncate Ranked Lists for Information Retrieval

Ranked list truncation is of critical importance in a variety of professional information retrieval applications such as patent search or legal search. The goal is to dynamically determine the number of returned documents according to some user-defined objectives, in order to reach a balance between the overall utility of the results and user efforts. Existing methods formulate this task as a sequential decision problem and take some pre-defined loss as a proxy objective, which suffers from the limitation of local decision and non-direct optimization. In this work, we propose a global decision based truncation model named AttnCut, which directly optimizes user-defined objectives for the ranked list truncation. Specifically, we take the successful transformer architecture to capture the global dependency within the ranked list for truncation decision, and employ the reward augmented maximum likelihood (RAML) for direct optimization. We consider two types of user-defined objectives which are of practical usage. One is the widely adopted metric such as F1 which acts as a balanced objective, and the other is the best F1 under some minimal recall constraint which represents a typical objective in professional search. Empirical results over the Robust04 and MQ2007 datasets demonstrate the effectiveness of our approach as compared with the state-of-the-art baselines.

preprint2021arXiv

Modelling Universal Order Book Dynamics in Bitcoin Market

Understanding the emergence of universal features such as the stylized facts in markets is a long-standing challenge that has drawn much attention from economists and physicists. Most existing models, such as stochastic volatility models, focus mainly on price changes, neglecting the complex trading dynamics. Recently, there are increasing studies on order books, thanks to the availability of large-scale trading datasets, aiming to understand the underlying mechanisms governing the market dynamics. In this paper, we collect order-book datasets of Bitcoin platforms across three countries over millions of users and billions of daily turnovers. We find a 1+1D field theory, govern by a set of KPZ-like stochastic equations, predicts precisely the order book dynamics observed in empirical data. Despite the microscopic difference of markets, we argue the proposed effective field theory captures the correct universality class of market dynamics. We also show that the model agrees with the existing stochastic volatility models at the long-wavelength limit.

preprint2020arXiv

ANAE: Learning Node Context Representation for Attributed Network Embedding

Attributed network embedding aims to learn low-dimensional node representations from both network structure and node attributes. Existing methods can be categorized into two groups: (1) the first group learns two separated node representations from network structure and node attribute respectively and concatenates them together; (2) the other group obtains node representations by translating node attributes into network structure or vice versa. However, both groups have their drawbacks. The first group neglects the correlation between network structure and node attributes, while the second group assumes strong dependence between these two types of information. In this paper, we address attributed network embedding from a novel perspective, i.e., learning node context representation for each node via modeling its attributed local subgraph. To achieve this goal, we propose a novel attributed network auto-encoder framework, namely ANAE. For a target node, ANAE first aggregates the attribute information from its attributed local subgraph, obtaining its low-dimensional representation. Next, ANAE diffuses the representation of the target node to nodes in its local subgraph to reconstruct their attributes. Such an encoder-decoder framework allows the learned representations to better preserve the context information manifested in both network structure and node attributes, thus having high capacity to learn good node representations for attributed network. Extensive experimental results on real-world datasets demonstrate that the proposed framework outperforms the state-of-the-art approaches at the tasks of link prediction and node classification.

preprint2020arXiv

Continual Domain Adaptation for Machine Reading Comprehension

Machine reading comprehension (MRC) has become a core component in a variety of natural language processing (NLP) applications such as question answering and dialogue systems. It becomes a practical challenge that an MRC model needs to learn in non-stationary environments, in which the underlying data distribution changes over time. A typical scenario is the domain drift, i.e. different domains of data come one after another, where the MRC model is required to adapt to the new domain while maintaining previously learned ability. To tackle such a challenge, in this work, we introduce the \textit{Continual Domain Adaptation} (CDA) task for MRC. So far as we know, this is the first study on the continual learning perspective of MRC. We build two benchmark datasets for the CDA task, by re-organizing existing MRC collections into different domains with respect to context type and question type, respectively. We then analyze and observe the catastrophic forgetting (CF) phenomenon of MRC under the CDA setting. To tackle the CDA task, we propose several BERT-based continual learning MRC models using either regularization-based methodology or dynamic-architecture paradigm. We analyze the performance of different continual learning MRC models under the CDA task and show that the proposed dynamic-architecture based model achieves the best performance.

preprint2020arXiv

Graph Convolutional Networks using Heat Kernel for Semi-supervised Learning

Graph convolutional networks gain remarkable success in semi-supervised learning on graph structured data. The key to graph-based semisupervised learning is capturing the smoothness of labels or features over nodes exerted by graph structure. Previous methods, spectral methods and spatial methods, devote to defining graph convolution as a weighted average over neighboring nodes, and then learn graph convolution kernels to leverage the smoothness to improve the performance of graph-based semi-supervised learning. One open challenge is how to determine appropriate neighborhood that reflects relevant information of smoothness manifested in graph structure. In this paper, we propose GraphHeat, leveraging heat kernel to enhance low-frequency filters and enforce smoothness in the signal variation on the graph. GraphHeat leverages the local structure of target node under heat diffusion to determine its neighboring nodes flexibly, without the constraint of order suffered by previous methods. GraphHeat achieves state-of-the-art results in the task of graph-based semi-supervised classification across three benchmark datasets: Cora, Citeseer and Pubmed.

preprint2020arXiv

Label-Consistency based Graph Neural Networks for Semi-supervised Node Classification

Graph neural networks (GNNs) achieve remarkable success in graph-based semi-supervised node classification, leveraging the information from neighboring nodes to improve the representation learning of target node. The success of GNNs at node classification depends on the assumption that connected nodes tend to have the same label. However, such an assumption does not always work, limiting the performance of GNNs at node classification. In this paper, we propose label-consistency based graph neural network(LC-GNN), leveraging node pairs unconnected but with the same labels to enlarge the receptive field of nodes in GNNs. Experiments on benchmark datasets demonstrate the proposed LC-GNN outperforms traditional GNNs in graph-based semi-supervised node classification.We further show the superiority of LC-GNN in sparse scenarios with only a handful of labeled nodes.

preprint2020arXiv

Match$^2$: A Matching over Matching Model for Similar Question Identification

Community Question Answering (CQA) has become a primary means for people to acquire knowledge, where people are free to ask questions or submit answers. To enhance the efficiency of the service, similar question identification becomes a core task in CQA which aims to find a similar question from the archived repository whenever a new question is asked. However, it has long been a challenge to properly measure the similarity between two questions due to the inherent variation of natural language, i.e., there could be different ways to ask a same question or different questions sharing similar expressions. To alleviate this problem, it is natural to involve the existing answers for the enrichment of the archived questions. Traditional methods typically take a one-side usage, which leverages the answer as some expanded representation of the corresponding question. Unfortunately, this may introduce unexpected noises into the similarity computation since answers are often long and diverse, leading to inferior performance. In this work, we propose a two-side usage, which leverages the answer as a bridge of the two questions. The key idea is based on our observation that similar questions could be addressed by similar parts of the answer while different questions may not. In other words, we can compare the matching patterns of the two questions over the same answer to measure their similarity. In this way, we propose a novel matching over matching model, namely Match$^2$, which compares the matching patterns between two question-answer pairs for similar question identification. Empirical experiments on two benchmark datasets demonstrate that our model can significantly outperform previous state-of-the-art methods on the similar question identification task.

preprint2020arXiv

On the Relation between Quality-Diversity Evaluation and Distribution-Fitting Goal in Text Generation

The goal of text generation models is to fit the underlying real probability distribution of text. For performance evaluation, quality and diversity metrics are usually applied. However, it is still not clear to what extend can the quality-diversity evaluation reflect the distribution-fitting goal. In this paper, we try to reveal such relation in a theoretical approach. We prove that under certain conditions, a linear combination of quality and diversity constitutes a divergence metric between the generated distribution and the real distribution. We also show that the commonly used BLEU/Self-BLEU metric pair fails to match any divergence metric, thus propose CR/NRR as a substitute for quality/diversity metric pair.

preprint2020arXiv

Query Understanding via Intent Description Generation

Query understanding is a fundamental problem in information retrieval (IR), which has attracted continuous attention through the past decades. Many different tasks have been proposed for understanding users&#39; search queries, e.g., query classification or query clustering. However, it is not that precise to understand a search query at the intent class/cluster level due to the loss of many detailed information. As we may find in many benchmark datasets, e.g., TREC and SemEval, queries are often associated with a detailed description provided by human annotators which clearly describes its intent to help evaluate the relevance of the documents. If a system could automatically generate a detailed and precise intent description for a search query, like human annotators, that would indicate much better query understanding has been achieved. In this paper, therefore, we propose a novel Query-to-Intent-Description (Q2ID) task for query understanding. Unlike those existing ranking tasks which leverage the query and its description to compute the relevance of documents, Q2ID is a reverse task which aims to generate a natural language intent description based on both relevant and irrelevant documents of a given query. To address this new task, we propose a novel Contrastive Generation model, namely CtrsGen for short, to generate the intent description by contrasting the relevant documents with the irrelevant documents given a query. We demonstrate the effectiveness of our model by comparing with several state-of-the-art generation models on the Q2ID task. We discuss the potential usage of such Q2ID technique through an example application.

preprint2020arXiv

Ranking Enhanced Dialogue Generation

How to effectively utilize the dialogue history is a crucial problem in multi-turn dialogue generation. Previous works usually employ various neural network architectures (e.g., recurrent neural networks, attention mechanisms, and hierarchical structures) to model the history. However, a recent empirical study by Sankar et al. has shown that these architectures lack the ability of understanding and modeling the dynamics of the dialogue history. For example, the widely used architectures are insensitive to perturbations of the dialogue history, such as words shuffling, utterances missing, and utterances reordering. To tackle this problem, we propose a Ranking Enhanced Dialogue generation framework in this paper. Despite the traditional representation encoder and response generation modules, an additional ranking module is introduced to model the ranking relation between the former utterance and consecutive utterances. Specifically, the former utterance and consecutive utterances are treated as query and corresponding documents, and both local and global ranking losses are designed in the learning process. In this way, the dynamics in the dialogue history can be explicitly captured. To evaluate our proposed models, we conduct extensive experiments on three public datasets, i.e., bAbI, PersonaChat, and JDC. Experimental results show that our models produce better responses in terms of both quantitative measures and human judgments, as compared with the state-of-the-art dialogue generation models. Furthermore, we give some detailed experimental analysis to show where and how the improvements come from.

preprint2020arXiv

SetRank: Learning a Permutation-Invariant Ranking Model for Information Retrieval

In learning-to-rank for information retrieval, a ranking model is automatically learned from the data and then utilized to rank the sets of retrieved documents. Therefore, an ideal ranking model would be a mapping from a document set to a permutation on the set, and should satisfy two critical requirements: (1)~it should have the ability to model cross-document interactions so as to capture local context information in a query; (2)~it should be permutation-invariant, which means that any permutation of the inputted documents would not change the output ranking. Previous studies on learning-to-rank either design uni-variate scoring functions that score each document separately, and thus failed to model the cross-document interactions; or construct multivariate scoring functions that score documents sequentially, which inevitably sacrifice the permutation invariance requirement. In this paper, we propose a neural learning-to-rank model called SetRank which directly learns a permutation-invariant ranking model defined on document sets of any size. SetRank employs a stack of (induced) multi-head self attention blocks as its key component for learning the embeddings for all of the retrieved documents jointly. The self-attention mechanism not only helps SetRank to capture the local context information from cross-document interactions, but also to learn permutation-equivariant representations for the inputted documents, which therefore achieving a permutation-invariant ranking model. Experimental results on three large scale benchmarks showed that the SetRank significantly outperformed the baselines include the traditional learning-to-rank models and state-of-the-art Neural IR models.

preprint2020arXiv

Summarizing graphs using the configuration model

Given a large graph, how can we summarize it with fewer nodes and edges while maintaining its key properties, such as spectral property? Although graphs play more and more important roles in many real-world applications, the growth of their size presents great challenges to graph analysis. As a solution, graph summarization, which aims to find a compact representation that preserves the important properties of a given graph, has received much attention, and numerous algorithms have been developed for it. However, most of the algorithms adopt the uniform reconstruction scheme, which is based on an unrealistic assumption that edges are uniformly distributed. In this work, we propose a novel and realistic reconstruction scheme, which preserves the degree of nodes, and we develop an efficient graph summarization algorithm called DPGS based on the Minimum Description Length principle. We theoretically analyze the difference between the original and summary graphs from a spectral perspective, and we perform extensive experiments on multiple real-world datasets. The results show that DPGS yields compact representation that preserves the essential properties of the original graph.