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Yuxin Chen

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preprint2026arXiv

A Comprehensive Study on GDPR-Oriented Analysis of Privacy Policies: Taxonomy, Corpus and GDPR Concept Classifiers

Machine learning based classifiers that take a privacy policy as the input and predict relevant concepts are useful in different applications such as (semi-)automated compliance analysis against requirements of the EU GDPR. In all past studies, such classifiers produce a concept label per segment (e.g., sentence or paragraph) and their performances were evaluated by using a dataset of labeled segments without considering the privacy policy they belong to. However, such an approach could overestimate the performance in real-world settings, where all segments in a new privacy policy are supposed to be unseen. Additionally, we also observed other research gaps, including the lack of a more complete GDPR taxonomy and the less consideration of hierarchical information in privacy policies. To fill such research gaps, we developed a more complete GDPR taxonomy, created the first corpus of labeled privacy policies with hierarchical information, and conducted the most comprehensive performance evaluation of GDPR concept classifiers for privacy policies. Our work leads to multiple novel findings, including the confirmed inappropriateness of splitting training and test sets at the segment level, the benefits of considering hierarchical information, and the limitations of the "one size fits all" approach, and the significance of testing cross-corpus generalizability.

preprint2026arXiv

DexH2R: Task-oriented Dexterous Manipulation from Human to Robots

Dexterous manipulation is a critical aspect of human capability, enabling interaction with a wide variety of objects. Recent advancements in learning from human demonstrations and teleoperation have enabled progress for robots in such ability. However, these approaches either require complex data collection such as costly human effort for eye-robot contact, or suffer from poor generalization when faced with novel scenarios. To solve both challenges, we propose a framework, DexH2R, that combines human hand motion retargeting with a task-oriented residual action policy, improving task performance by bridging the embodiment gap between human and robotic dexterous hands. Specifically, DexH2R learns the residual policy directly from retargeted primitive actions and task-oriented rewards, eliminating the need for labor-intensive teleoperation systems. Moreover, we incorporate test-time guidance for novel scenarios by taking in desired trajectories of human hands and objects, allowing the dexterous hand to acquire new skills with high generalizability. Extensive experiments in both simulation and real-world environments demonstrate the effectiveness of our work, outperforming prior state-of-the-arts by 40% across various settings.

preprint2026arXiv

Internalizing Safety Understanding in Large Reasoning Models via Verification

While explicit Chain-of-Thought (CoT) empowers large reasoning models (LRMs), it enables the generation of riskier final answers. Current alignment paradigms primarily rely on externally enforced compliance, optimizing models to detect malicious prompts rather than evaluating the safety of their own outputs. We argue that this approach remains largely behavioral: our empirical analysis reveals that ostensibly aligned models lack intrinsic safety understanding, often failing to verify their own response safety and remaining vulnerable to adversarial jailbreaks. To address this fundamental limitation, we propose Safety Internal (SInternal), a framework that internalizes safety specifications by training LRMs exclusively on safety verification tasks to critique their own generated answers using expert reasoning trajectories. We demonstrate that learning to verify induces a strong generalization for response safety, significantly enhancing robustness against out-of-domain jailbreaks. Furthermore, when combined with reinforcement learning, SInternal serves as a superior initialization compared to standard supervised fine-tuning, suggesting that internalizing safety understanding creates a more robust foundation for alignment than merely mimicking safe behaviors. Our codes are available at https://github.com/AlphaLab-USTC/SInternal

preprint2026arXiv

LoKA: Low-precision Kernel Applications for Recommendation Models At Scale

Recent GPU generations deliver significantly higher FLOPs using lower-precision arithmetic, such as FP8. While successfully applied to large language models (LLMs), its adoption in large recommendation models (LRMs) has been limited. This is because LRMs are numerically sensitive, dominated by small matrix multiplications (GEMMs) followed by normalization, and trained in communication-intensive environments. Applying FP8 directly to LRMs often degrades model quality and prolongs training time. These challenges are inherent to LRM workloads and cannot be resolved merely by introducing better FP8 kernels. Instead, a system-model co-design approach is needed to successfully integrate FP8. We present LoKA (Low-precision Kernel Applications), a framework that makes FP8 practical for LRMs through three principles: profile under realistic distributions to know where low precision is safe, co-design model components with hardware to expand where it is safe, and orchestrate across kernel libraries to maximize the gains. Concretely, LoKA Probe is a statistically grounded, online benchmarking method that learns activation and weight statistics, and quantifies per-layer errors. This process pinpoints safe and unsafe, fast and slow sites for FP8 adoption. LoKA Mods is a set of reusable model adaptations that improve both numerical stability and execution efficiency with FP8. LoKA Dispatch is a runtime that leverages the statistical insights from LoKA Probe to select the fastest FP8 kernel that satisfies the accuracy requirements.

preprint2026arXiv

Pixal3D: Pixel-Aligned 3D Generation from Images

Recent advances in 3D generative models have rapidly improved image-to-3D synthesis quality, enabling higher-resolution geometry and more realistic appearance. Yet fidelity, which measures pixel-level faithfulness of the generated 3D asset to the input image, still remains a central bottleneck. We argue this stems from an implicit 2D-3D correspondence issue: most 3D-native generators synthesize shape in canonical space and inject image cues via attention, leaving pixel-to-3D associations ambiguous. To tackle this issue, we draw inspiration from 3D reconstruction and propose Pixal3D, a pixel-aligned 3D generation paradigm for high-fidelity 3D asset creation from images. Instead of generating in a canonical pose, Pixal3D directly generates 3D in a pixel-aligned way, consistent with the input view. To enable this, we introduce a pixel back-projection conditioning scheme that explicitly lifts multi-scale image features into a 3D feature volume, establishing direct pixel-to-3D correspondence without ambiguity. We show that Pixal3D is not only scalable and capable of producing high-quality 3D assets, but also substantially improves fidelity, approaching the fidelity level of reconstruction. Furthermore, Pixal3D naturally extends to multi-view generation by aggregating back-projected feature volumes across views. Finally, we show pixel-aligned generation benefits scene synthesis, and present a modular pipeline that produces high-fidelity, object-separated 3D scenes from images. Pixal3D for the first time demonstrates 3D-native pixel-aligned generation at scale, and provides a new inspiring way towards high-fidelity 3D generation of object or scene from single or multi-view images. Project page: https://ldyang694.github.io/projects/pixal3d/

preprint2026arXiv

Reasoning Can Be Restored by Correcting a Few Decision Tokens

Large reasoning models (LRMs) substantially outperform their base LLM counterparts on challenging reasoning benchmarks, yet it remains poorly understood where base models go wrong during token-by-token generation and how to narrow this gap efficiently. We study the base-reasoning gap through quantifying token-level distributional disagreement between a base model and a stronger reasoning model using likelihood-based divergences. Across benchmarks, we find that the reasoning advantage is highly sparse and concentrates on a small set of early, planning-related decision tokens. For instance, on Qwen3-0.6B, only ~8% of generated tokens account for the salient disagreement, and these tokens concentrate early in the response, are strongly enriched in planning-related decisions (17x), and coincide with high base-model uncertainty -- suggesting that base models fail mainly at early planning points that steer the subsequent reasoning trajectory. Building on these findings, we propose disagreement-guided token intervention, a simple inference-time delegation scheme that performs a one-token takeover by the reasoning model only at high-disagreement positions and immediately switches back to the base model. With a small intervention budget, this sparse delegation substantially recovers and can even surpass the performance of a same-size reasoning model on challenging reasoning tasks. Code is available at https://github.com/AlphaLab-USTC/RRTokenIntervention.

preprint2026arXiv

Self-ReSET: Learning to Self-Recover from Unsafe Reasoning Trajectories

Large Reasoning Models possess remarkable capabilities for self-correction in general domain; however, they frequently struggle to recover from unsafe reasoning trajectories under adversarial attacks. Existing alignment methods attempt to mitigate this vulnerability by fine-tuning the model on expert data including reflection traces or adversarial prefixes. Crucially, these approaches are often hindered by static training data which inevitably deviate from model's dynamic, on-policy reasoning traces, resulting in model hardly covering its vast generation space and learning to recover from its own failures. To bridge this gap, we propose Self-ReSET, a pure reinforcement learning framework designed to equip LRMs with the intrinsic capacity to recover from their own safety error trajectories, which are subsequently reused as an initial state for reinforcement learning. Extensive experiments across various LRMs and benchmarks demonstrate that Self-ReSET significantly enhances robustness against adversarial attacks especially out-of-distribution (OOD) jailbreak prompts while maintaining general utility, along with efficient data utilization. Further analysis reveals that our method effectively fosters self-recovery patterns, enabling models to better identify and recover from unsafe intermediate error states back to benign paths. Our codes and data are available at https://github.com/Ing1024/Self-ReSET.

preprint2026arXiv

Semantic Generative Tuning for Unified Multimodal Models

Unified multimodal models (UMMs) strive to consolidate visual understanding and visual generation within a single architecture. However, prevailing training paradigms independently optimize understanding via sparse text signals and generation through dense pixel objectives. Such a decoupled strategy yields misaligned representation spaces, isolating visual understanding from generation and hindering their mutual reinforcement. This work presents the first systematic investigation into generative post-training, where we formulate hierarchical visual tasks as generative proxies to bridge the isolation in UMMs. Our empirical investigation reveals that high-level semantic tasks, particularly image segmentation, serve as optimal proxies. Unlike low-level tasks that distract models with texture details, segmentation provides structural semantics that significantly enhance both vision-centric perception and generative layout fidelity. Building upon these insights, we introduce Semantic Generative Tuning (SGT), a novel paradigm that leverages segmentation as a generative proxy to align and synergize multimodal capabilities. Mechanistic analyses further demonstrate that SGT fundamentally improves feature linear separability and optimizes visual-textual attention allocation pattern. Extensive evaluations show that SGT consistently improves both multimodal comprehension and generative fidelity across mainstream benchmarks. Our code is available on the https://song2yu.github.io/SGT/.

preprint2026arXiv

Skill1: Unified Evolution of Skill-Augmented Agents via Reinforcement Learning

A persistent skill library allows language model agents to reuse successful strategies across tasks. Maintaining such a library requires three coupled capabilities. The agent selects a relevant skill, utilizes it during execution, and distills new skills from experience. Existing methods optimize these capabilities in isolation or with separate reward sources, resulting in partial and conflicting evolution. We propose Skill1, a framework that trains a single policy to co-evolve skill selection, utilization, and distillation toward a shared task-outcome objective. The policy generates a query to search the skill library, re-ranks candidates to select one, solves the task conditioned on it, and distills a new skill from the trajectory. All learning derives from a single task-outcome signal. Its low-frequency trend credits selection and its high-frequency variation credits distillation. Experiments on ALFWorld and WebShop show that Skill1 outperforms prior skill-based and reinforcement learning baselines. Training dynamics confirm the co-evolution of the three capabilities, and ablations show that removing any credit signal degrades the evolution.

preprint2026arXiv

Towards a Self-Driving Trigger at the LHC: Adaptive Response in Real Time

Real-time data filtering and selection -- or trigger -- systems at high-throughput scientific facilities such as the experiments at the Large Hadron Collider (LHC) must process extremely high-rate data streams under stringent bandwidth, latency, and storage constraints. Yet these systems are typically designed as static, hand-tuned menus of selection criteria grounded in prior knowledge and simulation. In this work, we further explore the concept of a self-driving trigger, an autonomous data-filtering framework that reallocates resources and adjusts thresholds dynamically in real-time to optimize signal efficiency, rate stability, and computational cost as instrumentation and environmental conditions evolve. We introduce a benchmark ecosystem to emulate realistic collider scenarios and demonstrate real-time optimization of a menu including canonical energy sum triggers as well as modern anomaly-detection algorithms that target non-standard event topologies using machine learning. Using simulated data streams and publicly available collision data from the Compact Muon Solenoid (CMS) experiment, we demonstrate the capability to dynamically and automatically optimize trigger performance under specific cost objectives without manual retuning. Our adaptive strategy shifts trigger design from static menus with heuristic tuning to intelligent, automated, data-driven control, unlocking greater flexibility and discovery potential in future high-energy physics analyses.

preprint2025arXiv

Critical fluctuations and conserved dynamics in a strange ferromagnetic metal

The origin of the strange metallic behavior observed in a wide range of quantum materials is an open challenge to condensed matter physics. Historically, strange metals were uniquely associated with antiferromagnetic quantum critical points (QCPs), but a new generation of materials reveals their association with uniform order parameters, such as ferromagnetism, valley or nematic order, suggesting a deeper common denominator. At a QCP, order parameter fluctuations are characterized by the dynamical critical exponent $z$, which quantifies the space-time scaling asymmetry. Here, we report the observation of a divergence in the Grüneisen ratio at the QCP of the strange-metal ferromagnet CeRh$_6$Ge$_4$ with a dynamical critical exponent $z=3$, signaling that the underlying quantum singularity involves a conserved degree of freedom. Yet the magnetization of this easy-plane ferromagnet is not conserved. We argue that the $z=3$ strange criticality requires a description beyond the Landau paradigm, proposing a link with the gauge modes of the small-to-large Fermi surface transition and the associated gauge charge of the delocalizing heavy electrons.

preprint2023arXiv

Policy Mirror Descent for Regularized Reinforcement Learning: A Generalized Framework with Linear Convergence

Policy optimization, which finds the desired policy by maximizing value functions via optimization techniques, lies at the heart of reinforcement learning (RL). In addition to value maximization, other practical considerations arise as well, including the need of encouraging exploration, and that of ensuring certain structural properties of the learned policy due to safety, resource and operational constraints. These can often be accounted for via regularized RL, which augments the target value function with a structure-promoting regularizer. Focusing on discounted infinite-horizon Markov decision processes, we propose a generalized policy mirror descent (GPMD) algorithm for solving regularized RL. As a generalization of policy mirror descent (arXiv:2102.00135), our algorithm accommodates a general class of convex regularizers and promotes the use of Bregman divergence in cognizant of the regularizer in use. We demonstrate that our algorithm converges linearly to the global solution over an entire range of learning rates, in a dimension-free fashion, even when the regularizer lacks strong convexity and smoothness. In addition, this linear convergence feature is provably stable in the face of inexact policy evaluation and imperfect policy updates. Numerical experiments are provided to corroborate the appealing performance of GPMD.

preprint2022arXiv

Class-wise Thresholding for Robust Out-of-Distribution Detection

We consider the problem of detecting OoD(Out-of-Distribution) input data when using deep neural networks, and we propose a simple yet effective way to improve the robustness of several popular OoD detection methods against label shift. Our work is motivated by the observation that most existing OoD detection algorithms consider all training/test data as a whole, regardless of which class entry each input activates (inter-class differences). Through extensive experimentation, we have found that such practice leads to a detector whose performance is sensitive and vulnerable to label shift. To address this issue, we propose a class-wise thresholding scheme that can apply to most existing OoD detection algorithms and can maintain similar OoD detection performance even in the presence of label shift in the test distribution.

preprint2022arXiv

CREATE: A Benchmark for Chinese Short Video Retrieval and Title Generation

Previous works of video captioning aim to objectively describe the video's actual content, which lacks subjective and attractive expression, limiting its practical application scenarios. Video titling is intended to achieve this goal, but there is a lack of a proper benchmark. In this paper, we propose to CREATE, the first large-scale Chinese shoRt vidEo retrievAl and Title gEneration benchmark, to facilitate research and application in video titling and video retrieval in Chinese. CREATE consists of a high-quality labeled 210K dataset and two large-scale 3M/10M pre-training datasets, covering 51 categories, 50K+ tags, 537K manually annotated titles and captions, and 10M+ short videos. Based on CREATE, we propose a novel model ALWIG which combines video retrieval and video titling tasks to achieve the purpose of multi-modal ALignment WIth Generation with the help of video tags and a GPT pre-trained model. CREATE opens new directions for facilitating future research and applications on video titling and video retrieval in the field of Chinese short videos.

preprint2022arXiv

Learning Representation for Bayesian Optimization with Collision-free Regularization

Bayesian optimization has been challenged by datasets with large-scale, high-dimensional, and non-stationary characteristics, which are common in real-world scenarios. Recent works attempt to handle such input by applying neural networks ahead of the classical Gaussian process to learn a latent representation. We show that even with proper network design, such learned representation often leads to collision in the latent space: two points with significantly different observations collide in the learned latent space, leading to degraded optimization performance. To address this issue, we propose LOCo, an efficient deep Bayesian optimization framework which employs a novel regularizer to reduce the collision in the learned latent space and encourage the mapping from the latent space to the objective value to be Lipschitz continuous. LOCo takes in pairs of data points and penalizes those too close in the latent space compared to their target space distance. We provide a rigorous theoretical justification for LOCo by inspecting the regret of this dynamic-embedding-based Bayesian optimization algorithm, where the neural network is iteratively retrained with the regularizer. Our empirical results demonstrate the effectiveness of LOCo on several synthetic and real-world benchmark Bayesian optimization tasks.

preprint2022arXiv

LRSVRG-IMC: An SVRG-Based Algorithm for LowRank Inductive Matrix Completion

Low-rank inductive matrix completion (IMC) is currently widely used in IoT data completion, recommendation systems, and so on, as the side information in IMC has demonstrated great potential in reducing sample point remains a major obstacle for the convergence of the nonconvex solutions to IMC. What's more, carefully choosing the initial solution alone does not usually help remove the saddle points. To address this problem, we propose a stocastic variance reduction gradient-based algorithm called LRSVRG-IMC. LRSVRG-IMC can escape from the saddle points under various low-rank and sparse conditions with a properly chosen initial input. We also prove that LRSVVRG-IMC achieves both a linear convergence rate and a near-optimal sample complexity. The superiority and applicability of LRSVRG-IMC are verified via experiments on synthetic datasets.

preprint2022arXiv

Minimax Estimation of Linear Functions of Eigenvectors in the Face of Small Eigen-Gaps

Eigenvector perturbation analysis plays a vital role in various data science applications. A large body of prior works, however, focused on establishing $\ell_{2}$ eigenvector perturbation bounds, which are often highly inadequate in addressing tasks that rely on fine-grained behavior of an eigenvector. This paper makes progress on this by studying the perturbation of linear functions of an unknown eigenvector. Focusing on two fundamental problems -- matrix denoising and principal component analysis -- in the presence of Gaussian noise, we develop a suite of statistical theory that characterizes the perturbation of arbitrary linear functions of an unknown eigenvector. In order to mitigate a non-negligible bias issue inherent to the natural ``plug-in'' estimator, we develop de-biased estimators that (1) achieve minimax lower bounds for a family of scenarios (modulo some logarithmic factor), and (2) can be computed in a data-driven manner without sample splitting. Noteworthily, the proposed estimators are nearly minimax optimal even when the associated eigen-gap is {\em substantially smaller} than what is required in prior statistical theory.

preprint2022arXiv

Open-Vocabulary One-Stage Detection with Hierarchical Visual-Language Knowledge Distillation

Open-vocabulary object detection aims to detect novel object categories beyond the training set. The advanced open-vocabulary two-stage detectors employ instance-level visual-to-visual knowledge distillation to align the visual space of the detector with the semantic space of the Pre-trained Visual-Language Model (PVLM). However, in the more efficient one-stage detector, the absence of class-agnostic object proposals hinders the knowledge distillation on unseen objects, leading to severe performance degradation. In this paper, we propose a hierarchical visual-language knowledge distillation method, i.e., HierKD, for open-vocabulary one-stage detection. Specifically, a global-level knowledge distillation is explored to transfer the knowledge of unseen categories from the PVLM to the detector. Moreover, we combine the proposed global-level knowledge distillation and the common instance-level knowledge distillation to learn the knowledge of seen and unseen categories simultaneously. Extensive experiments on MS-COCO show that our method significantly surpasses the previous best one-stage detector with 11.9\% and 6.7\% $AP_{50}$ gains under the zero-shot detection and generalized zero-shot detection settings, and reduces the $AP_{50}$ performance gap from 14\% to 7.3\% compared to the best two-stage detector.

preprint2022arXiv

Pessimistic Q-Learning for Offline Reinforcement Learning: Towards Optimal Sample Complexity

Offline or batch reinforcement learning seeks to learn a near-optimal policy using history data without active exploration of the environment. To counter the insufficient coverage and sample scarcity of many offline datasets, the principle of pessimism has been recently introduced to mitigate high bias of the estimated values. While pessimistic variants of model-based algorithms (e.g., value iteration with lower confidence bounds) have been theoretically investigated, their model-free counterparts -- which do not require explicit model estimation -- have not been adequately studied, especially in terms of sample efficiency. To address this inadequacy, we study a pessimistic variant of Q-learning in the context of finite-horizon Markov decision processes, and characterize its sample complexity under the single-policy concentrability assumption which does not require the full coverage of the state-action space. In addition, a variance-reduced pessimistic Q-learning algorithm is proposed to achieve near-optimal sample complexity. Altogether, this work highlights the efficiency of model-free algorithms in offline RL when used in conjunction with pessimism and variance reduction.

preprint2022arXiv

PIC 4th Challenge: Semantic-Assisted Multi-Feature Encoding and Multi-Head Decoding for Dense Video Captioning

The task of Dense Video Captioning (DVC) aims to generate captions with timestamps for multiple events in one video. Semantic information plays an important role for both localization and description of DVC. We present a semantic-assisted dense video captioning model based on the encoding-decoding framework. In the encoding stage, we design a concept detector to extract semantic information, which is then fused with multi-modal visual features to sufficiently represent the input video. In the decoding stage, we design a classification head, paralleled with the localization and captioning heads, to provide semantic supervision. Our method achieves significant improvements on the YouMakeup dataset under DVC evaluation metrics and achieves high performance in the Makeup Dense Video Captioning (MDVC) task of PIC 4th Challenge.

preprint2022arXiv

Rethinking Explainability as a Dialogue: A Practitioner's Perspective

As practitioners increasingly deploy machine learning models in critical domains such as health care, finance, and policy, it becomes vital to ensure that domain experts function effectively alongside these models. Explainability is one way to bridge the gap between human decision-makers and machine learning models. However, most of the existing work on explainability focuses on one-off, static explanations like feature importances or rule lists. These sorts of explanations may not be sufficient for many use cases that require dynamic, continuous discovery from stakeholders. In the literature, few works ask decision-makers about the utility of existing explanations and other desiderata they would like to see in an explanation going forward. In this work, we address this gap and carry out a study where we interview doctors, healthcare professionals, and policymakers about their needs and desires for explanations. Our study indicates that decision-makers would strongly prefer interactive explanations in the form of natural language dialogues. Domain experts wish to treat machine learning models as "another colleague", i.e., one who can be held accountable by asking why they made a particular decision through expressive and accessible natural language interactions. Considering these needs, we outline a set of five principles researchers should follow when designing interactive explanations as a starting place for future work. Further, we show why natural language dialogues satisfy these principles and are a desirable way to build interactive explanations. Next, we provide a design of a dialogue system for explainability and discuss the risks, trade-offs, and research opportunities of building these systems. Overall, we hope our work serves as a starting place for researchers and engineers to design interactive explainability systems.

preprint2022arXiv

The Efficacy of Pessimism in Asynchronous Q-Learning

This paper is concerned with the asynchronous form of Q-learning, which applies a stochastic approximation scheme to Markovian data samples. Motivated by the recent advances in offline reinforcement learning, we develop an algorithmic framework that incorporates the principle of pessimism into asynchronous Q-learning, which penalizes infrequently-visited state-action pairs based on suitable lower confidence bounds (LCBs). This framework leads to, among other things, improved sample efficiency and enhanced adaptivity in the presence of near-expert data. Our approach permits the observed data in some important scenarios to cover only partial state-action space, which is in stark contrast to prior theory that requires uniform coverage of all state-action pairs. When coupled with the idea of variance reduction, asynchronous Q-learning with LCB penalization achieves near-optimal sample complexity, provided that the target accuracy level is small enough. In comparison, prior works were suboptimal in terms of the dependency on the effective horizon even when i.i.d. sampling is permitted. Our results deliver the first theoretical support for the use of pessimism principle in the presence of Markovian non-i.i.d. data.

preprint2022arXiv

These Maps Are Made For Walking: Real-Time Terrain Property Estimation for Mobile Robots

The equations of motion governing mobile robots are dependent on terrain properties such as the coefficient of friction, and contact model parameters. Estimating these properties is thus essential for robotic navigation. Ideally any map estimating terrain properties should run in real time, mitigate sensor noise, and provide probability distributions of the aforementioned properties, thus enabling risk-mitigating navigation and planning. This paper addresses these needs and proposes a Bayesian inference framework for semantic mapping which recursively estimates both the terrain surface profile and a probability distribution for terrain properties using data from a single RGB-D camera. The proposed framework is evaluated in simulation against other semantic mapping methods and is shown to outperform these state-of-the-art methods in terms of correctly estimating simulated ground-truth terrain properties when evaluated using a precision-recall curve and the Kullback-Leibler divergence test. Additionally, the proposed method is deployed on a physical legged robotic platform in both indoor and outdoor environments, and we show our method correctly predicts terrain properties in both cases. The proposed framework runs in real-time and includes a ROS interface for easy integration.

preprint2022arXiv

Trip Prediction by Leveraging Trip Histories from Neighboring Users

We propose a novel approach for trip prediction by analyzing user's trip histories. We augment users' (self-) trip histories by adding 'similar' trips from other users, which could be informative and useful for predicting future trips for a given user. This also helps to cope with noisy or sparse trip histories, where the self-history by itself does not provide a reliable prediction of future trips. We show empirical evidence that by enriching the users' trip histories with additional trips, one can improve the prediction error by 15%-40%, evaluated on multiple subsets of the Nancy2012 dataset. This real-world dataset is collected from public transportation ticket validations in the city of Nancy, France. Our prediction tool is a central component of a trip simulator system designed to analyze the functionality of public transportation in the city of Nancy.

preprint2021arXiv

Bridging Convex and Nonconvex Optimization in Robust PCA: Noise, Outliers, and Missing Data

This paper delivers improved theoretical guarantees for the convex programming approach in low-rank matrix estimation, in the presence of (1) random noise, (2) gross sparse outliers, and (3) missing data. This problem, often dubbed as robust principal component analysis (robust PCA), finds applications in various domains. Despite the wide applicability of convex relaxation, the available statistical support (particularly the stability analysis vis-à-vis random noise) remains highly suboptimal, which we strengthen in this paper. When the unknown matrix is well-conditioned, incoherent, and of constant rank, we demonstrate that a principled convex program achieves near-optimal statistical accuracy, in terms of both the Euclidean loss and the $\ell_{\infty}$ loss. All of this happens even when nearly a constant fraction of observations are corrupted by outliers with arbitrary magnitudes. The key analysis idea lies in bridging the convex program in use and an auxiliary nonconvex optimization algorithm, and hence the title of this paper.

preprint2021arXiv

Fast Global Convergence of Natural Policy Gradient Methods with Entropy Regularization

Natural policy gradient (NPG) methods are among the most widely used policy optimization algorithms in contemporary reinforcement learning. This class of methods is often applied in conjunction with entropy regularization -- an algorithmic scheme that encourages exploration -- and is closely related to soft policy iteration and trust region policy optimization. Despite the empirical success, the theoretical underpinnings for NPG methods remain limited even for the tabular setting. This paper develops $\textit{non-asymptotic}$ convergence guarantees for entropy-regularized NPG methods under softmax parameterization, focusing on discounted Markov decision processes (MDPs). Assuming access to exact policy evaluation, we demonstrate that the algorithm converges linearly -- or even quadratically once it enters a local region around the optimal policy -- when computing optimal value functions of the regularized MDP. Moreover, the algorithm is provably stable vis-à-vis inexactness of policy evaluation. Our convergence results accommodate a wide range of learning rates, and shed light upon the role of entropy regularization in enabling fast convergence.

preprint2021arXiv

Learning Mixtures of Low-Rank Models

We study the problem of learning mixtures of low-rank models, i.e. reconstructing multiple low-rank matrices from unlabelled linear measurements of each. This problem enriches two widely studied settings -- low-rank matrix sensing and mixed linear regression -- by bringing latent variables (i.e. unknown labels) and structural priors (i.e. low-rank structures) into consideration. To cope with the non-convexity issues arising from unlabelled heterogeneous data and low-complexity structure, we develop a three-stage meta-algorithm that is guaranteed to recover the unknown matrices with near-optimal sample and computational complexities under Gaussian designs. In addition, the proposed algorithm is provably stable against random noise. We complement the theoretical studies with empirical evidence that confirms the efficacy of our algorithm.

preprint2021arXiv

Nonconvex Low-Rank Tensor Completion from Noisy Data

We study a noisy tensor completion problem of broad practical interest, namely, the reconstruction of a low-rank tensor from highly incomplete and randomly corrupted observations of its entries. While a variety of prior work has been dedicated to this problem, prior algorithms either are computationally too expensive for large-scale applications, or come with sub-optimal statistical guarantees. Focusing on "incoherent" and well-conditioned tensors of a constant CP rank, we propose a two-stage nonconvex algorithm -- (vanilla) gradient descent following a rough initialization -- that achieves the best of both worlds. Specifically, the proposed nonconvex algorithm faithfully completes the tensor and retrieves all individual tensor factors within nearly linear time, while at the same time enjoying near-optimal statistical guarantees (i.e. minimal sample complexity and optimal estimation accuracy). The estimation errors are evenly spread out across all entries, thus achieving optimal $\ell_{\infty}$ statistical accuracy. We have also discussed how to extend our approach to accommodate asymmetric tensors. The insight conveyed through our analysis of nonconvex optimization might have implications for other tensor estimation problems.

preprint2021arXiv

Sample Complexity of Asynchronous Q-Learning: Sharper Analysis and Variance Reduction

Asynchronous Q-learning aims to learn the optimal action-value function (or Q-function) of a Markov decision process (MDP), based on a single trajectory of Markovian samples induced by a behavior policy. Focusing on a $γ$-discounted MDP with state space $\mathcal{S}$ and action space $\mathcal{A}$, we demonstrate that the $\ell_{\infty}$-based sample complexity of classical asynchronous Q-learning --- namely, the number of samples needed to yield an entrywise $\varepsilon$-accurate estimate of the Q-function --- is at most on the order of $\frac{1}{μ_{\min}(1-γ)^5\varepsilon^2}+ \frac{t_{mix}}{μ_{\min}(1-γ)}$ up to some logarithmic factor, provided that a proper constant learning rate is adopted. Here, $t_{mix}$ and $μ_{\min}$ denote respectively the mixing time and the minimum state-action occupancy probability of the sample trajectory. The first term of this bound matches the sample complexity in the synchronous case with independent samples drawn from the stationary distribution of the trajectory. The second term reflects the cost taken for the empirical distribution of the Markovian trajectory to reach a steady state, which is incurred at the very beginning and becomes amortized as the algorithm runs. Encouragingly, the above bound improves upon the state-of-the-art result \cite{qu2020finite} by a factor of at least $|\mathcal{S}||\mathcal{A}|$ for all scenarios, and by a factor of at least $t_{mix}|\mathcal{S}||\mathcal{A}|$ for any sufficiently small accuracy level $\varepsilon$. Further, we demonstrate that the scaling on the effective horizon $\frac{1}{1-γ}$ can be improved by means of variance reduction.

preprint2021arXiv

The Teaching Dimension of Kernel Perceptron

Algorithmic machine teaching has been studied under the linear setting where exact teaching is possible. However, little is known for teaching nonlinear learners. Here, we establish the sample complexity of teaching, aka teaching dimension, for kernelized perceptrons for different families of feature maps. As a warm-up, we show that the teaching complexity is $Θ(d)$ for the exact teaching of linear perceptrons in $\mathbb{R}^d$, and $Θ(d^k)$ for kernel perceptron with a polynomial kernel of order $k$. Furthermore, under certain smooth assumptions on the data distribution, we establish a rigorous bound on the complexity for approximately teaching a Gaussian kernel perceptron. We provide numerical examples of the optimal (approximate) teaching set under several canonical settings for linear, polynomial and Gaussian kernel perceptrons.

preprint2020arXiv

A Financial Service Chatbot based on Deep Bidirectional Transformers

We develop a chatbot using Deep Bidirectional Transformer models (BERT) to handle client questions in financial investment customer service. The bot can recognize 381 intents, and decides when to say "I don't know" and escalates irrelevant/uncertain questions to human operators. Our main novel contribution is the discussion about uncertainty measure for BERT, where three different approaches are systematically compared on real problems. We investigated two uncertainty metrics, information entropy and variance of dropout sampling in BERT, followed by mixed-integer programming to optimize decision thresholds. Another novel contribution is the usage of BERT as a language model in automatic spelling correction. Inputs with accidental spelling errors can significantly decrease intent classification performance. The proposed approach combines probabilities from masked language model and word edit distances to find the best corrections for misspelled words. The chatbot and the entire conversational AI system are developed using open-source tools, and deployed within our company's intranet. The proposed approach can be useful for industries seeking similar in-house solutions in their specific business domains. We share all our code and a sample chatbot built on a public dataset on Github.

preprint2020arXiv

Adaptive Teaching of Temporal Logic Formulas to Learners with Preferences

Machine teaching is an algorithmic framework for teaching a target hypothesis via a sequence of examples or demonstrations. We investigate machine teaching for temporal logic formulas -- a novel and expressive hypothesis class amenable to time-related task specifications. In the context of teaching temporal logic formulas, an exhaustive search even for a myopic solution takes exponential time (with respect to the time span of the task). We propose an efficient approach for teaching parametric linear temporal logic formulas. Concretely, we derive a necessary condition for the minimal time length of a demonstration to eliminate a set of hypotheses. Utilizing this condition, we propose a myopic teaching algorithm by solving a sequence of integer programming problems. We further show that, under two notions of teaching complexity, the proposed algorithm has near-optimal performance. The results strictly generalize the previous results on teaching preference-based version space learners. We evaluate our algorithm extensively under a variety of learner types (i.e., learners with different preference models) and interactive protocols (e.g., batched and adaptive). The results show that the proposed algorithms can efficiently teach a given target temporal logic formula under various settings, and that there are significant gains of teaching efficacy when the teacher adapts to the learner's current hypotheses or uses oracles.

preprint2020arXiv

Are Ensemble Classifiers Powerful Enough for the Detection and Diagnosis of Intermediate-Severity Faults?

Intermediate-Severity (IS) faults present milder symptoms compared to severe faults, and are more difficult to detect and diagnose due to their close resemblance to normal operating conditions. The lack of IS fault examples in the training data can pose severe risks to Fault Detection and Diagnosis (FDD) methods that are built upon Machine Learning (ML) techniques, because these faults can be easily mistaken as normal operating conditions. Ensemble models are widely applied in ML and are considered promising methods for detecting out-of-distribution (OOD) data. We identify common pitfalls in these models through extensive experiments with several popular ensemble models on two real-world datasets. Then, we discuss how to design more effective ensemble models for detecting and diagnosing IS faults.

preprint2020arXiv

Asymmetry Helps: Eigenvalue and Eigenvector Analyses of Asymmetrically Perturbed Low-Rank Matrices

This paper is concerned with the interplay between statistical asymmetry and spectral methods. Suppose we are interested in estimating a rank-1 and symmetric matrix $\mathbf{M}^{\star}\in \mathbb{R}^{n\times n}$, yet only a randomly perturbed version $\mathbf{M}$ is observed. The noise matrix $\mathbf{M}-\mathbf{M}^{\star}$ is composed of zero-mean independent (but not necessarily homoscedastic) entries and is, therefore, not symmetric in general. This might arise, for example, when we have two independent samples for each entry of $\mathbf{M}^{\star}$ and arrange them into an {\em asymmetric} data matrix $\mathbf{M}$. The aim is to estimate the leading eigenvalue and eigenvector of $\mathbf{M}^{\star}$. We demonstrate that the leading eigenvalue of the data matrix $\mathbf{M}$ can be $O(\sqrt{n})$ times more accurate --- up to some log factor --- than its (unadjusted) leading singular value in eigenvalue estimation. Further, the perturbation of any linear form of the leading eigenvector of $\mathbf{M}$ --- say, entrywise eigenvector perturbation --- is provably well-controlled. This eigen-decomposition approach is fully adaptive to heteroscedasticity of noise without the need of careful bias correction or any prior knowledge about the noise variance. We also provide partial theory for the more general rank-$r$ case. The takeaway message is this: arranging the data samples in an asymmetric manner and performing eigen-decomposition could sometimes be beneficial.

preprint2020arXiv

Communication-Efficient Distributed Optimization in Networks with Gradient Tracking and Variance Reduction

There is growing interest in large-scale machine learning and optimization over decentralized networks, e.g. in the context of multi-agent learning and federated learning. Due to the imminent need to alleviate the communication burden, the investigation of communication-efficient distributed optimization algorithms - particularly for empirical risk minimization - has flourished in recent years. A large fraction of these algorithms have been developed for the master/slave setting, relying on a central parameter server that can communicate with all agents. This paper focuses on distributed optimization over networks, or decentralized optimization, where each agent is only allowed to aggregate information from its neighbors. By properly adjusting the global gradient estimate via local averaging in conjunction with proper correction, we develop a communication-efficient approximate Newton-type method Network-DANE, which generalizes DANE to the decentralized scenarios. Our key ideas can be applied in a systematic manner to obtain decentralized versions of other master/slave distributed algorithms. A notable development is Network-SVRG/SARAH, which employs variance reduction to further accelerate local computation. We establish linear convergence of Network-DANE and Network-SVRG for strongly convex losses, and Network-SARAH for quadratic losses, which shed light on the impacts of data homogeneity, network connectivity, and local averaging upon the rate of convergence. We further extend Network-DANE to composite optimization by allowing a nonsmooth penalty term. Numerical evidence is provided to demonstrate the appealing performance of our algorithms over competitive baselines, in terms of both communication and computation efficiency. Our work suggests that performing a certain amount of local communications and computations per iteration can substantially improve the overall efficiency.

preprint2020arXiv

Et Tu Alexa? When Commodity WiFi Devices Turn into Adversarial Motion Sensors

Our work demonstrates a new set of silent reconnaissance attacks, which leverages the presence of commodity WiFi devices to track users inside private homes and offices, without compromising any WiFi network, data packets, or devices. We show that just by sniffing existing WiFi signals, an adversary can accurately detect and track movements of users inside a building. This is made possible by our new signal model that links together human motion near WiFi transmitters and variance of multipath signal propagation seen by the attacker sniffer outside of the property. The resulting attacks are cheap, highly effective, and yet difficult to detect. We implement the attack using a single commodity smartphone, deploy it in 11 real-world offices and residential apartments, and show it is highly effective. Finally, we evaluate potential defenses, and propose a practical and effective defense based on AP signal obfuscation.

preprint2020arXiv

Exploiting Uncertainties from Ensemble Learners to Improve Decision-Making in Healthcare AI

Ensemble learning is widely applied in Machine Learning (ML) to improve model performance and to mitigate decision risks. In this approach, predictions from a diverse set of learners are combined to obtain a joint decision. Recently, various methods have been explored in literature for estimating decision uncertainties using ensemble learning; however, determining which metrics are a better fit for certain decision-making applications remains a challenging task. In this paper, we study the following key research question in the selection of uncertainty metrics: when does an uncertainty metric outperforms another? We answer this question via a rigorous analysis of two commonly used uncertainty metrics in ensemble learning, namely ensemble mean and ensemble variance. We show that, under mild assumptions on the ensemble learners, ensemble mean is preferable with respect to ensemble variance as an uncertainty metric for decision making. We empirically validate our assumptions and theoretical results via an extensive case study: the diagnosis of referable diabetic retinopathy.

preprint2020arXiv

Modeling, Simulation and Implementation of a Bird-Inspired Morphing Wing Aircraft

We present a design of a bird-inspired morphing wing aircraft, including bionic research, modeling, simulation and flight experiments. Inspired by birds and activated by a planar linkage, our proposed aircraft has three key states: gliding, descending and high-maneuverability. We build the aerodynamic model of the aircraft and analyze its mechanisms to find out a group of optimized parameters. Furthermore, we validate our design by Computational Fluid Dynamics (CFD) simulation based on Lattice-Boltzmann technology and determine three phases of the planar linkage for the three states. Lastly, we manufacture a prototype and conduct flight experiments to test the performance of the aircraft.

preprint2020arXiv

Subspace Estimation from Unbalanced and Incomplete Data Matrices: $\ell_{2,\infty}$ Statistical Guarantees

This paper is concerned with estimating the column space of an unknown low-rank matrix $\boldsymbol{A}^{\star}\in\mathbb{R}^{d_{1}\times d_{2}}$, given noisy and partial observations of its entries. There is no shortage of scenarios where the observations -- while being too noisy to support faithful recovery of the entire matrix -- still convey sufficient information to enable reliable estimation of the column space of interest. This is particularly evident and crucial for the highly unbalanced case where the column dimension $d_{2}$ far exceeds the row dimension $d_{1}$, which is the focal point of the current paper. We investigate an efficient spectral method, which operates upon the sample Gram matrix with diagonal deletion. While this algorithmic idea has been studied before, we establish new statistical guarantees for this method in terms of both $\ell_{2}$ and $\ell_{2,\infty}$ estimation accuracy, which improve upon prior results if $d_{2}$ is substantially larger than $d_{1}$. To illustrate the effectiveness of our findings, we derive matching minimax lower bounds with respect to the noise levels, and develop consequences of our general theory for three applications of practical importance: (1) tensor completion from noisy data, (2) covariance estimation / principal component analysis with missing data, and (3) community recovery in bipartite graphs. Our theory leads to improved performance guarantees for all three cases.

preprint2020arXiv

Uncertainty quantification for nonconvex tensor completion: Confidence intervals, heteroscedasticity and optimality

We study the distribution and uncertainty of nonconvex optimization for noisy tensor completion -- the problem of estimating a low-rank tensor given incomplete and corrupted observations of its entries. Focusing on a two-stage estimation algorithm proposed by Cai et al. (2019), we characterize the distribution of this nonconvex estimator down to fine scales. This distributional theory in turn allows one to construct valid and short confidence intervals for both the unseen tensor entries and the unknown tensor factors. The proposed inferential procedure enjoys several important features: (1) it is fully adaptive to noise heteroscedasticity, and (2) it is data-driven and automatically adapts to unknown noise distributions. Furthermore, our findings unveil the statistical optimality of nonconvex tensor completion: it attains un-improvable $\ell_{2}$ accuracy -- including both the rates and the pre-constants -- when estimating both the unknown tensor and the underlying tensor factors.

preprint2020arXiv

Understanding the Power and Limitations of Teaching with Imperfect Knowledge

Machine teaching studies the interaction between a teacher and a student/learner where the teacher selects training examples for the learner to learn a specific task. The typical assumption is that the teacher has perfect knowledge of the task---this knowledge comprises knowing the desired learning target, having the exact task representation used by the learner, and knowing the parameters capturing the learning dynamics of the learner. Inspired by real-world applications of machine teaching in education, we consider the setting where teacher's knowledge is limited and noisy, and the key research question we study is the following: When does a teacher succeed or fail in effectively teaching a learner using its imperfect knowledge? We answer this question by showing connections to how imperfect knowledge affects the teacher's solution of the corresponding machine teaching problem when constructing optimal teaching sets. Our results have important implications for designing robust teaching algorithms for real-world applications.

preprint2020arXiv

Using Ensemble Classifiers to Detect Incipient Anomalies

Incipient anomalies present milder symptoms compared to severe ones, and are more difficult to detect and diagnose due to their close resemblance to normal operating conditions. The lack of incipient anomaly examples in the training data can pose severe risks to anomaly detection methods that are built upon Machine Learning (ML) techniques, because these anomalies can be easily mistaken as normal operating conditions. To address this challenge, we propose to utilize the uncertainty information available from ensemble learning to identify potential misclassified incipient anomalies. We show in this paper that ensemble learning methods can give improved performance on incipient anomalies and identify common pitfalls in these models through extensive experiments on two real-world datasets. Then, we discuss how to design more effective ensemble models for detecting incipient anomalies.

preprint2019arXiv

Implicit Regularization in Nonconvex Statistical Estimation: Gradient Descent Converges Linearly for Phase Retrieval, Matrix Completion, and Blind Deconvolution

Recent years have seen a flurry of activities in designing provably efficient nonconvex procedures for solving statistical estimation problems. Due to the highly nonconvex nature of the empirical loss, state-of-the-art procedures often require proper regularization (e.g. trimming, regularized cost, projection) in order to guarantee fast convergence. For vanilla procedures such as gradient descent, however, prior theory either recommends highly conservative learning rates to avoid overshooting, or completely lacks performance guarantees. This paper uncovers a striking phenomenon in nonconvex optimization: even in the absence of explicit regularization, gradient descent enforces proper regularization implicitly under various statistical models. In fact, gradient descent follows a trajectory staying within a basin that enjoys nice geometry, consisting of points incoherent with the sampling mechanism. This "implicit regularization" feature allows gradient descent to proceed in a far more aggressive fashion without overshooting, which in turn results in substantial computational savings. Focusing on three fundamental statistical estimation problems, i.e. phase retrieval, low-rank matrix completion, and blind deconvolution, we establish that gradient descent achieves near-optimal statistical and computational guarantees without explicit regularization. In particular, by marrying statistical modeling with generic optimization theory, we develop a general recipe for analyzing the trajectories of iterative algorithms via a leave-one-out perturbation argument. As a byproduct, for noisy matrix completion, we demonstrate that gradient descent achieves near-optimal error control --- measured entrywise and by the spectral norm --- which might be of independent interest.

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arxivconfidence 95%

external id: arxiv:2510.20352:author:6:yuxin-chen

Imported May 21, 2026Synced May 21, 2026

arxivconfidence 95%

external id: arxiv:2605.08936:author:3:yuxin-chen

Imported May 20, 2026Synced May 21, 2026

arxivconfidence 95%

external id: arxiv:2605.10886:author:5:yuxin-chen

Imported May 20, 2026Synced May 21, 2026

arxivconfidence 95%

external id: arxiv:2605.06130:author:2:yuxin-chen