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Gen Li

Gen Li contributes to research discovery and scholarly infrastructure.

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Published work

20 published item(s)

preprint2026arXiv

State Beyond Appearance: Diagnosing and Improving State Consistency in Dial-Based Measurement Reading

Multimodal large language models (MLLMs) have achieved impressive progress on general multimodal tasks, yet they remain brittle on dial-based measurement reading. In this paper, we study this problem through controlled benchmarks and feature-space probing, and show that current MLLMs not only achieve unsatisfactory accuracy on dial-based readout, but also suffer sharp performance drops under viewpoint and illumination changes even when the underlying dial state remains fixed. Our probing analysis further reveals that same-state samples under appearance variation are not consistently clustered, while neighboring states fail to preserve the local structure implied by continuous dial values. These findings suggest that existing MLLMs largely ignore the intrinsic state geometry of dial measurement tasks and instead rely on superficial appearance cues. Motivated by this diagnosis, we propose TriSCA, a tri-level state-consistent alignment framework for dial-based measurement reading. Specifically, TriSCA consists of state-distance-aware representation alignment, metadata-grounded observation-to-state supervision, and state-aware objective alignment. Extensive ablation studies and evaluation experiments on controlled clock and gauge benchmarks, together with evaluation on an external real-world benchmark, demonstrate the effectiveness of our method.

preprint2026arXiv

World Model for Robot Learning: A Comprehensive Survey

World models, which are predictive representations of how environments evolve under actions, have become a central component of robot learning. They support policy learning, planning, simulation, evaluation, data generation, and have advanced rapidly with the rise of foundation models and large-scale video generation. However, the literature remains fragmented across architectures, functional roles, and embodied application domains. To address this gap, we present a comprehensive review of world models from a robot-learning perspective. We examine how world models are coupled with robot policies, how they serve as learned simulators for reinforcement learning and evaluation, and how robotic video world models have progressed from imagination-based generation to controllable, structured, and foundation-scale formulations. We further connect these ideas to navigation and autonomous driving, and summarize representative datasets, benchmarks, and evaluation protocols. Overall, this survey systematically reviews the rapidly growing literature on world models for robot learning, clarifies key paradigms and applications, and highlights major challenges and future directions for predictive modeling in embodied agents. To facilitate continued access to newly emerging works, benchmarks, and resources, we will maintain and regularly update the accompanying GitHub repository alongside this survey.

preprint2024arXiv

A non-asymptotic distributional theory of approximate message passing for sparse and robust regression

Characterizing the distribution of high-dimensional statistical estimators is a challenging task, due to the breakdown of classical asymptotic theory in high dimension. This paper makes progress towards this by developing non-asymptotic distributional characterizations for approximate message passing (AMP) -- a family of iterative algorithms that prove effective as both fast estimators and powerful theoretical machinery -- for both sparse and robust regression. Prior AMP theory, which focused on high-dimensional asymptotics for the most part, failed to describe the behavior of AMP when the number of iterations exceeds $o\big({\log n}/{\log \log n}\big)$ (with $n$ the sample size). We establish the first finite-sample non-asymptotic distributional theory of AMP for both sparse and robust regression that accommodates a polynomial number of iterations. Our results derive approximate accuracy of Gaussian approximation of the AMP iterates, which improves upon all prior results and implies enhanced distributional characterizations for both optimally tuned Lasso and robust M-estimator.

preprint2023arXiv

AnimeSR: Learning Real-World Super-Resolution Models for Animation Videos

This paper studies the problem of real-world video super-resolution (VSR) for animation videos, and reveals three key improvements for practical animation VSR. First, recent real-world super-resolution approaches typically rely on degradation simulation using basic operators without any learning capability, such as blur, noise, and compression. In this work, we propose to learn such basic operators from real low-quality animation videos, and incorporate the learned ones into the degradation generation pipeline. Such neural-network-based basic operators could help to better capture the distribution of real degradations. Second, a large-scale high-quality animation video dataset, AVC, is built to facilitate comprehensive training and evaluations for animation VSR. Third, we further investigate an efficient multi-scale network structure. It takes advantage of the efficiency of unidirectional recurrent networks and the effectiveness of sliding-window-based methods. Thanks to the above delicate designs, our method, AnimeSR, is capable of restoring real-world low-quality animation videos effectively and efficiently, achieving superior performance to previous state-of-the-art methods. Codes and models are available at https://github.com/TencentARC/AnimeSR.

preprint2022arXiv

FaceFormer: Scale-aware Blind Face Restoration with Transformers

Blind face restoration usually encounters with diverse scale face inputs, especially in the real world. However, most of the current works support specific scale faces, which limits its application ability in real-world scenarios. In this work, we propose a novel scale-aware blind face restoration framework, named FaceFormer, which formulates facial feature restoration as scale-aware transformation. The proposed Facial Feature Up-sampling (FFUP) module dynamically generates upsampling filters based on the original scale-factor priors, which facilitate our network to adapt to arbitrary face scales. Moreover, we further propose the facial feature embedding (FFE) module which leverages transformer to hierarchically extract diversity and robustness of facial latent. Thus, our FaceFormer achieves fidelity and robustness restored faces, which possess realistic and symmetrical details of facial components. Extensive experiments demonstrate that our proposed method trained with synthetic dataset generalizes better to a natural low quality images than current state-of-the-arts.

preprint2022arXiv

In-depth Analysis of Durations of Discretionary Lane Changes on Freeway Under Varying Traffic Conditions

This paper aims to investigate the characteristics of durations of discretionary lane changes (LCs) on freeways based on an enriched dataset. A comprehensive analysis of LC durations was conducted based on vehicle types, LC directions and navigation speeds. It was found that the heavy vehicle takes longer time to complete LC maneuver. The LC direction significantly influences the durations of passenger cars but has no significant influence on heavy vehicles. The navigation speed was found to have important influence on LC durations. However, it has different impacts according to vehicle types and LC directions. Further analysis of LC durations at different stages showed that drivers of passenger cars might use different strategies to perform LCs when they change lanes to different directions. However, drivers of heavy vehicles in both directions used less time to occupy the target lanes. Results of this study can be beneficial to understand the mechanism of LC process and the influence of LC on traffic flow.

preprint2022arXiv

Minimax Estimation of Linear Functions of Eigenvectors in the Face of Small Eigen-Gaps

Eigenvector perturbation analysis plays a vital role in various data science applications. A large body of prior works, however, focused on establishing $\ell_{2}$ eigenvector perturbation bounds, which are often highly inadequate in addressing tasks that rely on fine-grained behavior of an eigenvector. This paper makes progress on this by studying the perturbation of linear functions of an unknown eigenvector. Focusing on two fundamental problems -- matrix denoising and principal component analysis -- in the presence of Gaussian noise, we develop a suite of statistical theory that characterizes the perturbation of arbitrary linear functions of an unknown eigenvector. In order to mitigate a non-negligible bias issue inherent to the natural ``plug-in'' estimator, we develop de-biased estimators that (1) achieve minimax lower bounds for a family of scenarios (modulo some logarithmic factor), and (2) can be computed in a data-driven manner without sample splitting. Noteworthily, the proposed estimators are nearly minimax optimal even when the associated eigen-gap is {\em substantially smaller} than what is required in prior statistical theory.

preprint2022arXiv

NTIRE 2022 Challenge on Efficient Super-Resolution: Methods and Results

This paper reviews the NTIRE 2022 challenge on efficient single image super-resolution with focus on the proposed solutions and results. The task of the challenge was to super-resolve an input image with a magnification factor of $\times$4 based on pairs of low and corresponding high resolution images. The aim was to design a network for single image super-resolution that achieved improvement of efficiency measured according to several metrics including runtime, parameters, FLOPs, activations, and memory consumption while at least maintaining the PSNR of 29.00dB on DIV2K validation set. IMDN is set as the baseline for efficiency measurement. The challenge had 3 tracks including the main track (runtime), sub-track one (model complexity), and sub-track two (overall performance). In the main track, the practical runtime performance of the submissions was evaluated. The rank of the teams were determined directly by the absolute value of the average runtime on the validation set and test set. In sub-track one, the number of parameters and FLOPs were considered. And the individual rankings of the two metrics were summed up to determine a final ranking in this track. In sub-track two, all of the five metrics mentioned in the description of the challenge including runtime, parameter count, FLOPs, activations, and memory consumption were considered. Similar to sub-track one, the rankings of five metrics were summed up to determine a final ranking. The challenge had 303 registered participants, and 43 teams made valid submissions. They gauge the state-of-the-art in efficient single image super-resolution.

preprint2022arXiv

Pessimistic Q-Learning for Offline Reinforcement Learning: Towards Optimal Sample Complexity

Offline or batch reinforcement learning seeks to learn a near-optimal policy using history data without active exploration of the environment. To counter the insufficient coverage and sample scarcity of many offline datasets, the principle of pessimism has been recently introduced to mitigate high bias of the estimated values. While pessimistic variants of model-based algorithms (e.g., value iteration with lower confidence bounds) have been theoretically investigated, their model-free counterparts -- which do not require explicit model estimation -- have not been adequately studied, especially in terms of sample efficiency. To address this inadequacy, we study a pessimistic variant of Q-learning in the context of finite-horizon Markov decision processes, and characterize its sample complexity under the single-policy concentrability assumption which does not require the full coverage of the state-action space. In addition, a variance-reduced pessimistic Q-learning algorithm is proposed to achieve near-optimal sample complexity. Altogether, this work highlights the efficiency of model-free algorithms in offline RL when used in conjunction with pessimism and variance reduction.

preprint2022arXiv

Principal Amalgamation Analysis for Microbiome Data

In recent years microbiome studies have become increasingly prevalent and large-scale. Through high-throughput sequencing technologies and well-established analytical pipelines, relative abundance data of operational taxonomic units and their associated taxonomic structures are routinely produced. Since such data can be extremely sparse and high dimensional, there is often a genuine need for dimension reduction to facilitate data visualization and downstream statistical analysis. We propose Principal Amalgamation Analysis (PAA), a novel amalgamation-based and taxonomy-guided dimension reduction paradigm for microbiome data. Our approach aims to aggregate the compositions into a smaller number of principal compositions, guided by the available taxonomic structure, by minimizing a properly measured loss of information. The choice of the loss function is flexible and can be based on familiar diversity indices for preserving either within-sample or between-sample diversity in the data. To enable scalable computation, we develop a hierarchical PAA algorithm to trace the entire trajectory of successive simple amalgamations. Visualization tools including dendrogram, scree plot, and ordination plot are developed. The effectiveness of PAA is demonstrated using gut microbiome data from a preterm infant study and an HIV infection study.

preprint2022arXiv

Real Image Restoration via Structure-preserving Complementarity Attention

Since convolutional neural networks perform well in learning generalizable image priors from large-scale data, these models have been widely used in image denoising tasks. However, the computational complexity increases dramatically as well on complex model. In this paper, We propose a novel lightweight Complementary Attention Module, which includes a density module and a sparse module, which can cooperatively mine dense and sparse features for feature complementary learning to build an efficient lightweight architecture. Moreover, to reduce the loss of details caused by denoising, this paper constructs a gradient-based structure-preserving branch. We utilize gradient-based branches to obtain additional structural priors for denoising, and make the model pay more attention to image geometric details through gradient loss optimization.Based on the above, we propose an efficiently Unet structured network with dual branch, the visual results show that can effectively preserve the structural details of the original image, we evaluate benchmarks including SIDD and DND, where SCANet achieves state-of-the-art performance in PSNR and SSIM while significantly reducing computational cost.

preprint2022arXiv

Temperature-dependent thermal transport of single molecular junctions from semi-classical Langevin molecular dynamics

Thermal conductance of single molecular junctions at room temperature has been measured recently using picowatt-resolution scanning probes. However, fully understanding thermal transport in a much wider temperature range is needed for the exploration of energy transfer at single-molecular limit and the development of single-molecular devices. Here, employing a semiclassical Langevin molecular dynamics method, a comparative study is performed on the thermal transport of an alkane chain between Au and graphene electrodes, respectively. We illustrate the different roles of quantum statistics and anharmonic interaction in the two types of junctions. For a graphene junction, quantum statistics is essential at room temperature, while the anharmonic interaction is negligible. For a Au junction, it is the other way. Our study paves the way for theoretically understanding thermal transport of realistic single-molecular junctions in the full temperature range by including both quantum statistics and anharmonic interaction within one theoretical framework.

preprint2022arXiv

The Efficacy of Pessimism in Asynchronous Q-Learning

This paper is concerned with the asynchronous form of Q-learning, which applies a stochastic approximation scheme to Markovian data samples. Motivated by the recent advances in offline reinforcement learning, we develop an algorithmic framework that incorporates the principle of pessimism into asynchronous Q-learning, which penalizes infrequently-visited state-action pairs based on suitable lower confidence bounds (LCBs). This framework leads to, among other things, improved sample efficiency and enhanced adaptivity in the presence of near-expert data. Our approach permits the observed data in some important scenarios to cover only partial state-action space, which is in stark contrast to prior theory that requires uniform coverage of all state-action pairs. When coupled with the idea of variance reduction, asynchronous Q-learning with LCB penalization achieves near-optimal sample complexity, provided that the target accuracy level is small enough. In comparison, prior works were suboptimal in terms of the dependency on the effective horizon even when i.i.d. sampling is permitted. Our results deliver the first theoretical support for the use of pessimism principle in the presence of Markovian non-i.i.d. data.

preprint2022arXiv

The Rate of Convergence of Variation-Constrained Deep Neural Networks

Multi-layer feedforward networks have been used to approximate a wide range of nonlinear functions. An important and fundamental problem is to understand the learnability of a network model through its statistical risk, or the expected prediction error on future data. To the best of our knowledge, the rate of convergence of neural networks shown by existing works is bounded by at most the order of $n^{-1/4}$ for a sample size of $n$. In this paper, we show that a class of variation-constrained neural networks, with arbitrary width, can achieve near-parametric rate $n^{-1/2+δ}$ for an arbitrarily small positive constant $δ$. It is equivalent to $n^{-1 +2δ}$ under the mean squared error. This rate is also observed by numerical experiments. The result indicates that the neural function space needed for approximating smooth functions may not be as large as what is often perceived. Our result also provides insight to the phenomena that deep neural networks do not easily suffer from overfitting when the number of neurons and learning parameters rapidly grow with $n$ or even surpass $n$. We also discuss the rate of convergence regarding other network parameters, including the input dimension, network layer, and coefficient norm.

preprint2022arXiv

VQFR: Blind Face Restoration with Vector-Quantized Dictionary and Parallel Decoder

Although generative facial prior and geometric prior have recently demonstrated high-quality results for blind face restoration, producing fine-grained facial details faithful to inputs remains a challenging problem. Motivated by the classical dictionary-based methods and the recent vector quantization (VQ) technique, we propose a VQ-based face restoration method - VQFR. VQFR takes advantage of high-quality low-level feature banks extracted from high-quality faces and can thus help recover realistic facial details. However, the simple application of the VQ codebook cannot achieve good results with faithful details and identity preservation. Therefore, we further introduce two special network designs. 1). We first investigate the compression patch size in the VQ codebook and find that the VQ codebook designed with a proper compression patch size is crucial to balance the quality and fidelity. 2). To further fuse low-level features from inputs while not "contaminating" the realistic details generated from the VQ codebook, we proposed a parallel decoder consisting of a texture decoder and a main decoder. Those two decoders then interact with a texture warping module with deformable convolution. Equipped with the VQ codebook as a facial detail dictionary and the parallel decoder design, the proposed VQFR can largely enhance the restored quality of facial details while keeping the fidelity to previous methods.

preprint2021arXiv

Nonconvex Low-Rank Tensor Completion from Noisy Data

We study a noisy tensor completion problem of broad practical interest, namely, the reconstruction of a low-rank tensor from highly incomplete and randomly corrupted observations of its entries. While a variety of prior work has been dedicated to this problem, prior algorithms either are computationally too expensive for large-scale applications, or come with sub-optimal statistical guarantees. Focusing on "incoherent" and well-conditioned tensors of a constant CP rank, we propose a two-stage nonconvex algorithm -- (vanilla) gradient descent following a rough initialization -- that achieves the best of both worlds. Specifically, the proposed nonconvex algorithm faithfully completes the tensor and retrieves all individual tensor factors within nearly linear time, while at the same time enjoying near-optimal statistical guarantees (i.e. minimal sample complexity and optimal estimation accuracy). The estimation errors are evenly spread out across all entries, thus achieving optimal $\ell_{\infty}$ statistical accuracy. We have also discussed how to extend our approach to accommodate asymmetric tensors. The insight conveyed through our analysis of nonconvex optimization might have implications for other tensor estimation problems.

preprint2021arXiv

Sample Complexity of Asynchronous Q-Learning: Sharper Analysis and Variance Reduction

Asynchronous Q-learning aims to learn the optimal action-value function (or Q-function) of a Markov decision process (MDP), based on a single trajectory of Markovian samples induced by a behavior policy. Focusing on a $γ$-discounted MDP with state space $\mathcal{S}$ and action space $\mathcal{A}$, we demonstrate that the $\ell_{\infty}$-based sample complexity of classical asynchronous Q-learning --- namely, the number of samples needed to yield an entrywise $\varepsilon$-accurate estimate of the Q-function --- is at most on the order of $\frac{1}{μ_{\min}(1-γ)^5\varepsilon^2}+ \frac{t_{mix}}{μ_{\min}(1-γ)}$ up to some logarithmic factor, provided that a proper constant learning rate is adopted. Here, $t_{mix}$ and $μ_{\min}$ denote respectively the mixing time and the minimum state-action occupancy probability of the sample trajectory. The first term of this bound matches the sample complexity in the synchronous case with independent samples drawn from the stationary distribution of the trajectory. The second term reflects the cost taken for the empirical distribution of the Markovian trajectory to reach a steady state, which is incurred at the very beginning and becomes amortized as the algorithm runs. Encouragingly, the above bound improves upon the state-of-the-art result \cite{qu2020finite} by a factor of at least $|\mathcal{S}||\mathcal{A}|$ for all scenarios, and by a factor of at least $t_{mix}|\mathcal{S}||\mathcal{A}|$ for any sufficiently small accuracy level $\varepsilon$. Further, we demonstrate that the scaling on the effective horizon $\frac{1}{1-γ}$ can be improved by means of variance reduction.

preprint2020arXiv

Multivariate Log-Contrast Regression with Sub-Compositional Predictors: Testing the Association Between Preterm Infants' Gut Microbiome and Neurobehavioral Outcomes

The so-called gut-brain axis has stimulated extensive research on microbiomes. One focus is to assess the association between certain clinical outcomes and the relative abundances of gut microbes, which can be presented as sub-compositional data in conformity with the taxonomic hierarchy of bacteria. Motivated by a study for identifying the microbes in the gut microbiome of preterm infants that impact their later neurobehavioral outcomes, we formulate a constrained integrative multi-view regression, where the neurobehavioral scores form multivariate response, the sub-compositional microbiome data form multi-view feature matrices, and a set of linear constraints on their corresponding sub-coefficient matrices ensures the conformity to the simplex geometry. To enable joint selection and inference of sub-compositions/views, we assume all the sub-coefficient matrices are possibly of low-rank, i.e., the outcomes are associated with the microbiome through different sets of latent sub-compositional factors from different taxa. We propose a scaled composite nuclear norm penalization approach for model estimation and develop a hypothesis testing procedure through de-biasing to assess the significance of different views. Simulation studies confirm the effectiveness of the proposed procedure. In the preterm infant study, the identified microbes are mostly consistent with existing studies and biological understandings. Our approach supports that stressful early life experiences imprint gut microbiome through the regulation of the gut-brain axis.

preprint2020arXiv

Subspace Estimation from Unbalanced and Incomplete Data Matrices: $\ell_{2,\infty}$ Statistical Guarantees

This paper is concerned with estimating the column space of an unknown low-rank matrix $\boldsymbol{A}^{\star}\in\mathbb{R}^{d_{1}\times d_{2}}$, given noisy and partial observations of its entries. There is no shortage of scenarios where the observations -- while being too noisy to support faithful recovery of the entire matrix -- still convey sufficient information to enable reliable estimation of the column space of interest. This is particularly evident and crucial for the highly unbalanced case where the column dimension $d_{2}$ far exceeds the row dimension $d_{1}$, which is the focal point of the current paper. We investigate an efficient spectral method, which operates upon the sample Gram matrix with diagonal deletion. While this algorithmic idea has been studied before, we establish new statistical guarantees for this method in terms of both $\ell_{2}$ and $\ell_{2,\infty}$ estimation accuracy, which improve upon prior results if $d_{2}$ is substantially larger than $d_{1}$. To illustrate the effectiveness of our findings, we derive matching minimax lower bounds with respect to the noise levels, and develop consequences of our general theory for three applications of practical importance: (1) tensor completion from noisy data, (2) covariance estimation / principal component analysis with missing data, and (3) community recovery in bipartite graphs. Our theory leads to improved performance guarantees for all three cases.

preprint2019arXiv

Lower Bound for RIP Constants and Concentration of Sum of Top Order Statistics

Restricted Isometry Property (RIP) is of fundamental importance in the theory of compressed sensing and forms the base of many exact and robust recovery guarantees in this field. A quantitative description of RIP involves bounding the so-called RIP constants of measurement matrices. In this respect, it is noteworthy that most results in the literature concerning RIP are upper bounds of RIP constants, which can be interpreted as a theoretical guarantee of successful sparse recovery. On the contrary, the land of lower bounds for RIP constants remains uncultivated. Lower bounds of RIP constants, if exist, can be interpreted as the fundamental limit aspect of successful sparse recovery. In this paper, the lower bound of RIP constants Gaussian random matrices are derived, along with a guide for generalization to sub-Gaussian random matrices. This provides a new proof of the fundamental limit that the minimal number of measurements needed to enforce the RIP of order $s$ is $Ω(s\log({\rm e}N/s))$, which is more straight-forward than the classical Gelfand width argument. Furthermore, in the proof, we propose a useful technical tool featuring the concentration phenomenon for top-$k$ sum of a sequence of i.i.d. random variables, which is closely related to mainstream problems in statistics and is of independent interest.