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Published work

274 published item(s)

preprint2026arXiv

Building Digital Twins of Different Human Organs for Personalized Healthcare

Digital twins are virtual replicas of physical entities and are poised to transform personalized medicine through the real-time simulation and prediction of human physiology. Translating this paradigm from engineering to biomedicine requires overcoming profound challenges, including anatomical variability, multi-scale biological processes, and the integration of multi-physics phenomena. This survey systematically reviews methodologies for building digital twins of human organs, structured around a pipeline decoupled into anatomical twinning (capturing patient-specific geometry and structure) and functional twinning (simulating multi-scale physiology from cellular to organ-level function). We categorize approaches both by organ-specific properties and by technical paradigm, with particular emphasis on multi-scale and multi-physics integration. A key focus is the role of artificial intelligence (AI), especially physics-informed AI, in enhancing model fidelity, scalability, and personalization. Furthermore, we discuss the critical challenges of clinical validation and translational pathways. This study not only charts a roadmap for overcoming current bottlenecks in single-organ twins but also outlines the promising, albeit ambitious, future of interconnected multi-organ digital twins for whole-body precision healthcare.

preprint2026arXiv

Combined Dictionary Unfolding Network with Gradient-Adaptive Fidelity for Transferable Multi-Source Fusion

Deep Unfolding Network-based methods have emerged as effective solutions for multi-source image fusion by combining model-driven iterative optimization with data-driven deep learning. However, most existing deep unfolding image fusion methods are derived from alternating minimization, which updates the features of different modalities separately. This design introduces considerable computational and memory overhead, limiting deployment on resource-constrained edge devices. To address this issue, we propose CDNet, a lightweight Combined Dictionary Unfolding Network for multi-source image fusion. Rather than introducing a new sparse coding prior or empirically compressing an existing fusion network, CDNet translates the unique-common decomposition prior of coupled dictionary learning into a structurally constrained joint unfolding architecture. The resulting CDBlock follows a block-sparse interaction topology and performs a model-derived joint update of common and modality-specific representations, thereby streamlining feature learning and improving efficiency.In addition, we design a compact High- and Low-frequency Image Fidelity loss for unsupervised training without ground-truth images. We evaluate CDNet on four tasks, including multi-exposure image fusion, infrared and visible image fusion, medical image fusion, and infrared and visible image fusion for semantic segmentation. Experimental results show that CDNet achieves competitive or superior fusion performance with high efficiency. For infrared and visible image fusion, CDNet outperforms competing methods on four of six metrics on the TNO dataset and five of six metrics on the RoadScene dataset. In particular, it surpasses the second-best method by 1.23 dB and 1.59 dB in PSNR on TNO and RoadScene, respectively.

preprint2026arXiv

Electronic Nematicity Revealed by Polarized Ultrafast Spectroscopy in Bilayer La$_3$Ni$_2$O$_7$

We report a polarized ultrafast pump-probe study of the normal-state electronic dynamics in bilayer La$_3$Ni$_2$O$_7$ and trilayer La$_4$Ni$_3$O$_{10}$ single crystals at ambient pressure. While both nickelates exhibit density-wave (DW) transitions accompanied by the opening of a quasiparticle relaxation bottleneck, their electronic responses display strikingly different symmetry properties. La$_4$Ni$_3$O$_{10}$ maintains an isotropic optical response across the entire temperature range. In contrast, La$_3$Ni$_2$O$_7$ exhibits a pronounced twofold ($C_2$) anisotropy in its low-temperature electronic dynamics. This electronic nematicity, evident in both the relaxation dynamics and the effective gap scales, competes with a secondary isotropic order emerging below 115 K. The presence of macroscopic electronic anisotropy in the bilayer system, and its absence in the trilayer system, suggests an intimate relation between electronic nematic fluctuations and superconducting pairing in La$_3$Ni$_2$O$_7$ that worth for deeper explorations.

preprint2026arXiv

Electronic structures and superconductivity in Nd-doped La$_3$Ni$_2$O$_7$

The recent discovery of high-$T_c$ superconductivity in Ruddlesden-Popper (RP) nickelates has motivated extensive efforts to explore higher $T_c$ superconductors. Here, we systematically investigate Nd-doped La$_3$Ni$_2$O$_7$ using density functional theory (DFT) and renormalized mean-field theory (RMFT). DFT calculations reveal that both the lattice constants and interlayer spacing decrease upon Nd substitution, similar to the effect of physical pressure. However, the in-plane Ni-O-Ni bond angle evolves non-monotonically with doping, increasing to a maximum at 70% ($\sim$ 2/3) Nd doping level and then falling sharply at 80%, which leads to a reduction in orbital overlap. Moreover, Nd doping has a more pronounced effect on the Ni-$d{_{z^2}}$ orbital, demonstrating an orbital-dependent effect of rare-earth substitution. Through the bilayer two-orbital $t-J$ model, RMFT analysis further shows an $s\pm$-wave pairing symmetry, with $T_c$ rising to a maximum at about 70% Nd substitution before declining, in agreement with the transport measurements. The variation in $T_c$ can be traced to the competition between continuously enhanced interlayer superexchange coupling $J_\perp^z$ and a gradual decrease in particle density. These results highlight the delicate interplay among structural tuning, orbital hybridization, and superconductivity, providing important clues to design higher-$T_c$ RP nickelate superconductors.

preprint2026arXiv

Face Normal Estimation from Rags to Riches

Although recent approaches to face normal estimation have achieved promising results, their effectiveness heavily depends on large-scale paired data for training. This paper concentrates on relieving this requirement via developing a coarse-to-fine normal estimator. Concretely, our method first trains a neat model from a small dataset to produce coarse face normals that perform as guidance (called exemplars) for the following refinement. A self-attention mechanism is employed to capture long-range dependencies, thus remedying severe local artifacts left in estimated coarse facial normals. Then, a refinement network is customized for the sake of mapping input face images together with corresponding exemplars to fine-grained high-quality facial normals. Such a logical function split can significantly cut the requirement of massive paired data and computational resource. Extensive experiments and ablation studies are conducted to demonstrate the efficacy of our design and reveal its superiority over state-of-the-art methods in terms of both training expense as well as estimation quality. Our code and models are open-sourced at: https://github.com/AutoHDR/FNR2R.git.

preprint2026arXiv

FTCircuitBench: A Benchmark Suite for Fault-Tolerant Quantum Compilation and Architecture

Realizing large-scale quantum advantage is expected to require quantum error correction (QEC), making the compilation and optimization of logical operations a critical area of research. Logical computation imposes distinct constraints and operational paradigms that differ from those of the Noisy Intermediate-Scale Quantum (NISQ) regime, motivating the continued evolution of compilation tools. Given the complexity of this emerging stack, where factors such as gate decomposition precision and computational models must be co-designed, standardized benchmarks and toolkits are valuable for evaluating progress. To support this need, we introduce FTCircuitBench, which serves as: (1) a benchmark suite of impactful quantum algorithms, featuring pre-compiled instances in both Clifford+T and Pauli Based Computation models; (2) a modular end-to-end pipeline allowing users to compile and decompose algorithms for various fault-tolerant architectures, supporting both prebuilt and custom optimization passes; and (3) a toolkit for evaluating the impact of algorithms and optimization across the full compilation stack, providing detailed numerical analysis at each stage. FTCircuitBench is fully open-sourced and maintained on Github.

preprint2026arXiv

GPS-Synchronized Monitoring of Core-collapse Supernova Bursts with PandaX-4T via Coherent Elastic Neutrino Nuclear Scattering

The landmark detection of neutrinos from SN1987A marked the dawn of neutrino astrophysics. The neutrino burst provided essential insights into fundamental properties of neutrinos, and served as key probes of stellar evolution and supernova dynamics. The recent advancement in coherent elastic neutrino-nucleus scattering enables the detection of core-collapse supernova burst neutrinos using tonne-scale liquid xenon detectors originally designed for dark matter direct detection. Leveraging this capability, we developed and deployed an online supernova monitoring system for the PandaX-4T experiment. This system features a GPS module with millisecond-level timing precision, a low false-alarm rate, and high sensitivity to galactic core-collapse supernova explosion events. The methodology is robust, directly scalable, and planned for implementation in the next-generation PandaX-20T experiment.

preprint2026arXiv

Graph-Structured Driven Dual Adaptation for Mitigating Popularity Bias

Popularity bias is a common challenge in recommender systems. It often causes unbalanced item recommendation performance and intensifies the Matthew effect. Due to limited user-item interactions, unpopular items are frequently constrained to the embedding neighborhoods of only a few users, leading to representation collapse and weakening the model's generalization. Although existing supervised alignment and reweighting methods can help mitigate this problem, they still face two major limitations: (1) they overlook the inherent variability among different Graph Convolutional Networks (GCNs) layers, which can result in negative gains in deeper layers; (2) they rely heavily on fixed hyperparameters to balance popular and unpopular items, limiting adaptability to diverse data distributions and increasing model complexity. To address these challenges, we propose Graph-Structured Dual Adaptation Framework (GSDA), a dual adaptive framework for mitigating popularity bias in recommendation. Our theoretical analysis shows that supervised alignment in GCNs is hindered by the over-smoothing effect, where the distinction between popular and unpopular items diminishes as layers deepen, reducing the effectiveness of alignment at deeper levels. To overcome this limitation, GSDA integrates a hierarchical adaptive alignment mechanism that counteracts entropy decay across layers together with a distribution-aware contrastive weighting strategy based on the Gini coefficient, enabling the model to adapt its debiasing strength dynamically without relying on fixed hyperparameters. Extensive experiments on three benchmark datasets demonstrate that GSDA effectively alleviates popularity bias while consistently outperforming state-of-the-art methods in recommendation performance.

preprint2026arXiv

Lenses for Partially-Specified States (Extended Version)

A bidirectional transformation is a pair of transformations satisfying certain well-behavedness properties: one maps source data into view data, and the other translates changes on the view back to the source. However, when multiple views share a source, an update on one view may affect the others, making it hard to maintain correspondence while preserving the user's update, especially when multiple views are changed at once. Ensuring these properties within a compositional framework is even more challenging. In this paper, we propose partial-state lenses, which allow source and view states to be partially specified to precisely represent the user's update intentions. These intentions are partially ordered, providing clear semantics for merging intentions of updates coming from multiple views and a refined notion of update preservation compatible with this merging. We formalize partial-state lenses, together with partial-specifiedness-aware well-behavedness that supports compositional reasoning and ensures update preservation. In addition, we demonstrate the utility of the proposed system through examples.

preprint2026arXiv

MFVLR: Multi-domain Fine-grained Vision-Language Reconstruction for Generalizable Diffusion Face Forgery Detection and Localization

The swift advancement in photo-realistic face generation technology has sparked considerable concerns across society and academia, emphasizing the requirement of generalizable face forgery detection and localization methods. Prior works tend to capture face forgery patterns across multiple domains using image modality, other modalities like fine-grained texts are not comprehensively investigated, which restricts the generalization capability of models. Besides, they usually analyze facial images created by GAN, but struggle to identify and localize those synthesized by diffusion. To solve the problems, in this paper, we devise a novel multi-domain fine-grained vision-language reconstruction (MFVLR) model, which explores comprehensive and diverse visual forgery traces via language-guided face forgery representation learning, to achieve generalizable diffusion-synthesized face forgery detection and localization (DFFDL). Specifically, we devise a fine-grained language transformer that studies general fine-grained language embeddings using language reconstruction. We propose a multi-domain vision encoder to capture general and complementary visual forgery patterns across the image and residual domains. A vision decoder is designed to reconstruct image appearance and achieve forgery localization. Besides, we propose an innovative plug-and-play vision injection module to enhance the interaction between the vision and language embeddings. Extensive experiments and visualizations demonstrate that our network outperforms the state of the art on different settings like cross-generator, cross-forgery, and cross-dataset evaluations.

preprint2026arXiv

Post-hoc Provider Fairness Adaptation via Hierarchical Exposure Alignment

Provider exposure fairness is crucial for sustaining a healthy content ecosystem and preventing monopolization in recommender systems. Yet, most existing methods either incorporate fairness constraints during model training, requiring expensive retraining when fairness objectives change, or rely on post-hoc reranking with fixed criteria, which lacks adaptability to diverse fairness requirements. To overcome these limitations, we propose Post-hoc Fairness Adaptation (PFA), a lightweight framework that equips a frozen recommender with a fairness adapter, enabling flexible fairness control without retraining the backbone model. Specifically, the fairness adapter learns personalized additive score adjustments from user-item embeddings, which are injected into the original ranking scores to steer provider exposure toward fairness. To train the adapter, we minimize the KL divergence between the actual and the target fair exposure distributions. However, this global objective implicitly treats all providers equally, ignoring structural disparities such as imbalanced provider group sizes and heterogeneous exposure within groups. Consequently, fairness may appear satisfied at an aggregate level while severe inter-group and intra-group exposure imbalances persist, undermining practical fairness. To address this, we design Hierarchical Exposure Fairness Alignment (HEFA), which explicitly balances inter- and intra-group provider exposure disparities, enabling flexible adaptation to diverse fairness requirements. To mitigate potential accuracy degradation, PFA jointly optimizes HEFA with a differentiable NDCG loss, enabling end-to-end fairness optimization while preserving ranking quality. Extensive experiments on three public datasets demonstrate that PFA achieves substantial fairness gains with negligible accuracy loss, consistently outperforming strong baselines.

preprint2026arXiv

Resolving the bias-precision paradox with stochastic causal representation learning for personalized medicine

Estimating individualized treatment effects from longitudinal observational data is central to data-driven medicine, yet existing methods face a fundamental limitation: reducing confounding bias often suppresses clinically informative heterogeneity, degrading patient-specific predictions. Here, we identify this tension as a bias-precision paradox in causal representation learning and introduce sampling-based maximum mean discrepancy (sMMD), a stochastic alignment strategy that replaces global adversarial balancing with subset-level matching. We instantiate this approach in a framework for counterfactual outcome prediction with attribution-grounded interpretability. Across two large-scale ICU cohorts (n = 27,783), our framework improves accuracy under distribution shift, reducing error by up to 11.5% and substantially increasing recall in high-risk tasks. Mechanistic analyses show that sMMD selectively preserves clinically decisive variables. In human-AI evaluation, our method outperforms clinicians-in-training and large language models, and improves clinician accuracy by 14.7% while reducing decision time, enabling interpretable, real-time clinical decision support.

preprint2026arXiv

Think, then Score: Decoupled Reasoning and Scoring for Video Reward Modeling

Recent advances in generative video models are increasingly driven by post-training and test-time scaling, both of which critically depend on the quality of video reward models (RMs). An ideal reward model should predict accurate rewards that align with human preferences across diverse scenarios. However, existing paradigms face a fundamental dilemma: \textit{Discriminative RMs} regress rewards directly on features extracted by multimodal large language models (MLLMs) without explicit reasoning, making them prone to shortcut learning and heavily reliant on massive data scaling for generalization. In contrast, \textit{Generative RMs} with Chain-of-Thought (CoT) reasoning exhibit superior interpretability and generalization potential, as they leverage fine-grained semantic supervision to internalize the rationales behind human preferences. However, they suffer from inherent optimization bottlenecks due to the coupling of reasoning and scoring within a single autoregressive inference chain. To harness the generalization benefits of CoT reasoning while mitigating the training instability of coupled reasoning and scoring, we introduce DeScore, a training-efficient and generalizable video reward model. DeScore employs a decoupled ``think-then-score'' paradigm: an MLLM first generates an explicit CoT, followed by a dedicated discriminative scoring module consisting of a learnable query token and a regression head that predicts the final reward. DeScore is optimized via a two-stage framework: (1) a discriminative cold start incorporating a random mask mechanism to ensure robust scoring capabilities, and (2) a dual-objective reinforcement learning stage that independently refines CoT reasoning quality and calibrates the final reward, ensuring that higher-quality reasoning directly translates to superior model performance.

preprint2025arXiv

DeepResearch-Slice: Bridging the Retrieval-Utilization Gap via Explicit Text Slicing

Deep Research agents predominantly optimize search policies to maximize retrieval probability. However, we identify a critical bottleneck: the retrieval-utilization gap, where models fail to use gold evidence even after it is retrieved, due to context blindness in noisy environments. To bridge this gap, we propose DeepResearch-Slice, a simple yet effective neuro-symbolic framework. Unlike implicit attention, our approach predicts precise span indices to perform a deterministic hard filter before reasoning. Extensive evaluations across six benchmarks show substantial robustness gains. Applying our method to frozen backbones yields a 73 percent relative improvement, from 19.1 percent to 33.0 percent, effectively mitigating noise without requiring parameter updates to the reasoning model. These results highlight the need for explicit grounding mechanisms in open-ended research.

preprint2024arXiv

Investigation of the $ΔI = 1/2$ rule and test of CP violation through the measurement of decay asymmetry parameters in $Ξ^-$ decays

Using $(10087\pm44)\times 10^{6}$ $J/ψ$ events collected with the BESIII detector, numerous $Ξ^-$ and $Λ$ decay asymmetry parameters are simultaneously determined from the process $J/ψ\to Ξ^- \barΞ^+ \to Λ(pπ^-) π^- \barΛ(\bar{n} π^0) π^+$ and its charge-conjugate channel. The precisions of $α_0$ for $Λ\to nπ^0$ and $\barα_0$ for $\barΛ \to \bar{n}π^0$ compared to world averages are improved by factors of 4 and 1.7, respectively. The ratio of decay asymmetry parameters of $Λ\to nπ^0$ to that of $Λ\to pπ^-$, $\langle α_0 \rangle/ \langle α_{Λ-} \rangle $, is determined to be $ 0.873 \pm 0.012^{+0.011}_{-0.010}$, where the first and the second uncertainties are statistical and systematic, respectively. The ratio is smaller than unity more than $5σ$, which signifies the existence of the $ΔI = 3/2$ transition in $Λ$ for the first time. Beside, we test for CP violation in $Ξ^- \to Λπ^-$ and in $Λ\to n π^{0}$ with the best precision to date.

preprint2024arXiv

Maximum principle for recursive optimal control problem of stochastic delay evolution equations

For a class of stochastic delay evolution equations driven by cylindrical $Q$-Wiener process, we study the Pontryagin's maximum principle for the stochastic recursive optimal control problem. The delays are given as moving averages with respect to general finite measures and appear in all the coefficients of the control system. In particular, the final cost can contain the state delay. To derive the main result, we introduce a new form of anticipated backward stochastic evolution equations with terminals acting on an interval as the adjoint equations of the delayed state equations and deploy a proper dual analysis between them. Under certain convex assumption on the coefficient function and the Hamiltonian, we also show sufficiency of the maximum principle.

preprint2024arXiv

Proposal of detecting topological transition of quantum braiding in three-fold degenerate eigen subspace

The braiding operations of quantum states have attracted substantial attention due to their great potential for realizing topological quantum computations. In this paper, we show that a three-fold degenerate eigen subspace can be obtained in a four-level Hamiltonian which is the minimal physical system. Braiding operations are proposed to apply to dressed states in the subspace. The topology of the braiding diagram can be characterized through physical methods once that the sequential braiding pulses are adopted. We establish an equivalent relationship function between the permutation group and the output states where different output states correspond to different values of the function. The topological transition of the braiding happens when two operations overlap, which is detectable through the measurement of the function. Combined with the phase variation method, we can analyze the wringing pattern of the braiding. Therefore, the experimentally-feasible system provides a platform to investigate braiding dynamics, the SU(3) physics and the qutrit gates.

preprint2024arXiv

Reliable Joint Segmentation of Retinal Edema Lesions in OCT Images

Focusing on the complicated pathological features, such as blurred boundaries, severe scale differences between symptoms, background noise interference, etc., in the task of retinal edema lesions joint segmentation from OCT images and enabling the segmentation results more reliable. In this paper, we propose a novel reliable multi-scale wavelet-enhanced transformer network, which can provide accurate segmentation results with reliability assessment. Specifically, aiming at improving the model's ability to learn the complex pathological features of retinal edema lesions in OCT images, we develop a novel segmentation backbone that integrates a wavelet-enhanced feature extractor network and a multi-scale transformer module of our newly designed. Meanwhile, to make the segmentation results more reliable, a novel uncertainty segmentation head based on the subjective logical evidential theory is introduced to generate the final segmentation results with a corresponding overall uncertainty evaluation score map. We conduct comprehensive experiments on the public database of AI-Challenge 2018 for retinal edema lesions segmentation, and the results show that our proposed method achieves better segmentation accuracy with a high degree of reliability as compared to other state-of-the-art segmentation approaches. The code will be released on: https://github.com/LooKing9218/ReliableRESeg.

preprint2023arXiv

A First Search for Solar $^8$B Neutrino in the PandaX-4T Experiment using Neutrino-Nucleus Coherent Scattering

A search for interactions from solar $^8$B neutrinos elastically scattering off xenon nuclei using PandaX-4T commissioning data is reported. The energy threshold of this search is further lowered compared with the previous search for dark matter, with various techniques utilized to suppress the background that emerges from data with the lowered threshold. A blind analysis is performed on the data with an effective exposure of 0.48 tonne$\cdot$year, and no significant excess of events is observed. Among results obtained using the neutrino-nucleus coherent scattering, our results give the best constraint on the solar $^8$B neutrino flux. We further provide a more stringent limit on the cross section between dark matter and nucleon in the mass range from 3 to 9 GeV/c$^2$.

preprint2023arXiv

Coexistence of zigzag antiferromagnetic order and superconductivity in compressed NiPSe3

NiPSe3 is regarded as a bandwidth-controlled Mott insulator, distinct from the widely studied Mott insulating magnetic graphene MPSe3 (M = Mn and Fe) family. By employing high-pressure synchrotron X-ray diffraction, we observe two structural transitions as a function of pressure. With the help of first-principles calculations, we discover the antiferromagnetic (AFM) moment directions of NiPSe3 switch from out-of-plane to in-plane and the honeycomb layers slide relative to each other at the first structural transition. The in-plane AFM order persists until the second structural transition, whereupon the two-dimensional (2D) structure assumes a more three-dimensional (3D) character. A bandwidth-controlled Mott insulator-metal transition (IMT) occurs between the two structural transitions at 8.0 GPa, concomitant with the emergence of superconductivity with 4.8 K. The superconductivity in NiPSe3 emerging in the 2D monoclinic phase coexists with the in-plane AFM order and continues into the 3D trigonal phase. Our electronic structure calculations reveal that the Mott IMT and superconductivity in NiPSe3 are both closely related to the enhanced Se2- 4p and Ni2+ 3d electronic hybridizations under pressure. From these results, we construct the temperature-pressure electronic phase diagram of NiPSe3, revealing rich physics and many similarities with copper oxide and iron-based superconductors.

preprint2023arXiv

Search for hidden-charm tetraquark with strangeness in $e^{+}e^{-}\rightarrow K^+ D_{s}^{*-} D^{*0}+c.c.$

We report a search for a heavier partner of the recently observed $Z_{cs}(3985)^{-}$ state, denoted as $Z_{cs}^{\prime -}$, in the process $e^{+} e^{-}\rightarrow K^{+}D_{s}^{*-}D^{* 0}+c.c.$, based on $e^+e^-$ collision data collected at the center-of-mass energies of $\sqrt{s}=4.661$, 4.682 and 4.699 GeV with the BESIII detector. The $Z_{cs}^{\prime -}$ is of interest as it is expected to be a candidate for a hidden-charm and open-strange tetraquark. A partial-reconstruction technique is used to isolate $K^+$ recoil-mass spectra, which are probed for a potential contribution from $Z_{cs}^{\prime -}\to D_{s}^{*-}D^{* 0}$ ($c.c.$). We find an excess of $Z_{cs}^{\prime -}\rightarrow D_{s}^{*-}D^{*0}$ ($c.c.$) candidates with a significance of $2.1σ$, after considering systematic uncertainties, at a mass of $(4123.5\pm0.7_\mathrm{stat.}\pm4.7_\mathrm{syst.})\ \mathrm{MeV}/c^{2}$. As the data set is limited in size, the upper limits are evaluated at the 90\% confidence level on the product of the Born cross sections ($σ^{\mathrm{Born}}$) and the branching fraction ($\mathcal{B}$) of $Z_{cs}^{\prime-}\rightarrow D_{s}^{*-}D^{* 0}$, under different assumptions of the $Z_{cs}^{\prime -}$ mass from 4.120 to 4.140 MeV and of the width from 10 to 50 MeV at the three center-of-mass energies. The upper limits of $σ^{\rm Born}\cdot\mathcal{B}$ are found to be at the level of $\mathcal{O}(1)$ pb at each energy. Larger data samples are needed to confirm the $Z_{cs}^{\prime -}$ state and clarify its nature in the coming years.

preprint2023arXiv

Vocabulary-informed Zero-shot and Open-set Learning

Despite significant progress in object categorization, in recent years, a number of important challenges remain; mainly, the ability to learn from limited labeled data and to recognize object classes within large, potentially open, set of labels. Zero-shot learning is one way of addressing these challenges, but it has only been shown to work with limited sized class vocabularies and typically requires separation between supervised and unsupervised classes, allowing former to inform the latter but not vice versa. We propose the notion of vocabulary-informed learning to alleviate the above mentioned challenges and address problems of supervised, zero-shot, generalized zero-shot and open set recognition using a unified framework. Specifically, we propose a weighted maximum margin framework for semantic manifold-based recognition that incorporates distance constraints from (both supervised and unsupervised) vocabulary atoms. Distance constraints ensure that labeled samples are projected closer to their correct prototypes, in the embedding space, than to others. We illustrate that resulting model shows improvements in supervised, zero-shot, generalized zero-shot, and large open set recognition, with up to 310K class vocabulary on Animal with Attributes and ImageNet datasets.

preprint2022arXiv

A Review-aware Graph Contrastive Learning Framework for Recommendation

Most modern recommender systems predict users preferences with two components: user and item embedding learning, followed by the user-item interaction modeling. By utilizing the auxiliary review information accompanied with user ratings, many of the existing review-based recommendation models enriched user/item embedding learning ability with historical reviews or better modeled user-item interactions with the help of available user-item target reviews. Though significant progress has been made, we argue that current solutions for review-based recommendation suffer from two drawbacks. First, as review-based recommendation can be naturally formed as a user-item bipartite graph with edge features from corresponding user-item reviews, how to better exploit this unique graph structure for recommendation? Second, while most current models suffer from limited user behaviors, can we exploit the unique self-supervised signals in the review-aware graph to guide two recommendation components better? To this end, in this paper, we propose a novel Review-aware Graph Contrastive Learning (RGCL) framework for review-based recommendation. Specifically, we first construct a review-aware user-item graph with feature-enhanced edges from reviews, where each edge feature is composed of both the user-item rating and the corresponding review semantics. This graph with feature-enhanced edges can help attentively learn each neighbor node weight for user and item representation learning. After that, we design two additional contrastive learning tasks (i.e., Node Discrimination and Edge Discrimination) to provide self-supervised signals for the two components in recommendation process. Finally, extensive experiments over five benchmark datasets demonstrate the superiority of our proposed RGCL compared to the state-of-the-art baselines.

preprint2022arXiv

A Search for the Cosmic Ray Boosted Sub-GeV Dark Matter at the PandaX-II Experiment

We report a novel search for the cosmic ray boosted dark matter using the 100~tonne$\cdot$day full data set of the PandaX-II detector located at the China Jinping Underground Laboratory. With the extra energy gained from the cosmic rays, sub-GeV dark matter particles can produce visible recoil signals in the detector. The diurnal modulations in rate and energy spectrum are utilized to further enhance the signal sensitivity. Our result excludes the dark matter-nucleon elastic scattering cross section between 10$^{-31}$cm$^{2}$ and 10$^{-28}$cm$^{2}$ for a dark matter masses from 0.1 MeV/$c^2$ to 0.1 GeV/$c^2$, with a large parameter space previously unexplored by experimental collaborations.

preprint2022arXiv

A search for two-component Majorana dark matter in a simplified model using the full exposure data of PandaX-II experiment

In the two-component Majorana dark matter model, one dark matter particle can scatter off the target nuclei, and turn into a slightly heavier component. In the framework of a simplified model with a vector boson mediator, both the tree-level and loop-level processes contribute to the signal in direct detection experiment. In this paper, we report the search results for such dark matter from PandaX-II experiment, using total data of the full 100.7 tonne$\cdot$day exposure. No significant excess is observed, so strong constraints on the combined parameter space of mediator mass and dark matter mass are derived. With the complementary search results from collider experiments, a large range of parameter space can be excluded.

preprint2022arXiv

Amplitude analysis and branching fraction measurement of the decay $D_{s}^{+} \to K^+π^+π^-$

Using $6.32$ fb$^{-1}$ of $e^{+}e^{-}$ collision data collected at the center-of-mass energies between 4.178 and 4.226 GeV with the BESIII detector, we perform an amplitude analysis of the decay $D^+_s \to K^+π^+π^-$ and determine the amplitudes of the various intermediate states. The absolute branching fraction of $D^+_s\to K^+π^+π^-$ is measured to be ($6.11\pm0.18_{\rm stat.}\pm0.11_{\rm syst.})\times 10^{-3}$. The branching fractions of the dominant intermediate processes $D_{s}^{+} \to K^+ρ^0, ρ^0 \to π^+π^-$ and $D_{s}^{+} \to K^*(892)^0π^+, K^*(892)^0 \to K^+π^-$ are determined to be $(1.96\pm0.19_{\rm stat.}\pm0.23_{\rm syst.})\times 10^{-3}$ and $(1.85\pm0.12_{\rm stat.}\pm0.13_{\rm syst.})\times 10^{-3}$, respectively. The intermediate resonances $f_0(500)$, $f_0(980)$, and $f_0(1370)$ are observed for the first time in this channel.

preprint2022arXiv

Amplitude analysis and branching-fraction measurement of $D_{s}^{+} \to π^{+}π^{0}η^{\prime}$

Using data collected with the BESIII detector in $e^+e^-$ collisions at center-of-mass energies between 4.178 and 4.226 GeV and corresponding to 6.32~fb$^{-1}$ of integrated luminosity, we report the amplitude analysis and branching-fraction measurement of the $D^+_s \to π^+ π^0 η^{\prime}$ decay. We find that the dominant intermediate process is $D^+_s \toρ^+ η^{\prime}$ and the significances of other resonant and nonresonant processes are all less than $3σ$. The upper limits on the branching fractions of $S$-wave and $P$-wave nonresonant components are set to $0.10\%$ and $0.74\%$ at the $90\%$ confidence level, respectively. In addition, the branching fraction of the $D^+_s \to π^+ π^0 η^{\prime}$ decay is measured to be $(6.15\pm0.25(\rm stat.)\pm0.18(\rm syst.))\%$, which receives significant contribution only from $D_s^+\to ρ^+η^{\prime}$ according to the amplitude analysis.

preprint2022arXiv

Audio-Visual Scene Classification Using A Transfer Learning Based Joint Optimization Strategy

Recently, audio-visual scene classification (AVSC) has attracted increasing attention from multidisciplinary communities. Previous studies tended to adopt a pipeline training strategy, which uses well-trained visual and acoustic encoders to extract high-level representations (embeddings) first, then utilizes them to train the audio-visual classifier. In this way, the extracted embeddings are well suited for uni-modal classifiers, but not necessarily suited for multi-modal ones. In this paper, we propose a joint training framework, using the acoustic features and raw images directly as inputs for the AVSC task. Specifically, we retrieve the bottom layers of pre-trained image models as visual encoder, and jointly optimize the scene classifier and 1D-CNN based acoustic encoder during training. We evaluate the approach on the development dataset of TAU Urban Audio-Visual Scenes 2021. The experimental results show that our proposed approach achieves significant improvement over the conventional pipeline training strategy. Moreover, our best single system outperforms previous state-of-the-art methods, yielding a log loss of 0.1517 and accuracy of 94.59% on the official test fold.

preprint2022arXiv

Connected and Automated Vehicle Distributed Control for On-ramp Merging Scenario: A Virtual Rotation Approach

In this study, we propose a rotation-based connected automated vehicle (CAV) distributed cooperative control strategy for an on-ramp merging scenario. By assuming the mainline and ramp line are straight, we firstly design a virtual rotation approach that transfers the merging problem to a virtual car following (CF) problem to reduce the complexity and dimension of the cooperative CAVs merging control. Based on this concept, a multiple-predecessor virtual CF model and a unidirectional multi-leader communication topology are developed to determine the longitudinal behavior of each CAV. Specifically, we exploit a distributed feedback and feedforward longitudinal controller in preparation for actively generating gaps for merging CAVs, reducing the voids caused by merging, and ensuring safety and traffic efficiency during the process. To ensure the disturbance attenuation property of this system, practical string stability is mathematically proved for the virtual CF controllers to prohibit the traffic oscillation amplification through the traffic stream. Moreover, as a provision for extending the virtual CF application scenarios of any curvy ramp geometry, we utilize a curvilinear coordinate to model the two-dimensional merging control, and further design a local lateral controller based on an extended linear-quadratic regulator to regulate the position deviation and angular deviation of the lane centerlines. For the purpose of systematically evaluating the control performance of the proposed methods, numerical simulation experiments are conducted. As the results indicate, the proposed controllers can actively reduce the void and meanwhile guarantee the damping of traffic oscillations in the merging control area.

preprint2022arXiv

Cross section measurements of the processes $e^+e^- \rightarrow ωπ^{0}$ and $ωη$ at center-of-mass energies between 3.773 and 4.701 GeV

The Born cross sections of the processes $e^+e^- \rightarrow ωπ^{0}$ and $e^+e^- \rightarrow ωη$ are measured at center-of-mass energies between 3.773 and 4.701 GeV using a total integrated luminosity of 22.7 fb$^{-1}$ collected with the BESIII detector operating at the BEPCII collider. A simple $s^{-n}$ dependence for the continuum process can describe the measured Born cross sections. No significant contributions from the $ψ(4160)$, $Y(4230)$, $Y(4360)$, $ψ(4415)$, $Y(4660)$ resonances are found, which indicates relative small branching fractions for these resonances into the $ωπ^{0}$ and $ωη$ final states.

preprint2022arXiv

Decomposition Without Regret

Programming languages are embracing both functional and object-oriented paradigms. A key difference between the two paradigms is the way of achieving data abstraction. That is, how to organize data with associated operations. There are important tradeoffs between functional and object-oriented decomposition in terms of extensibility and expressiveness. Unfortunately, programmers are usually forced to select a particular decomposition style in the early stage of programming. Once the wrong design decision has been made, the price for switching to the other decomposition style could be rather high since pervasive manual refactoring is often needed. To address this issue, this paper presents a bidirectional transformation system between functional and object-oriented decomposition. We formalize the core of the system in the FOOD calculus, which captures the essence of functional and object-oriented decomposition. We prove that the transformation preserves the type and semantics of the original program. We further implement FOOD in Scala as a translation tool called Cook and conduct several case studies to demonstrate the applicability and effectiveness of Cook.

preprint2022arXiv

Deep Uncalibrated Photometric Stereo via Inter-Intra Image Feature Fusion

Uncalibrated photometric stereo is proposed to estimate the detailed surface normal from images under varying and unknown lightings. Recently, deep learning brings powerful data priors to this underdetermined problem. This paper presents a new method for deep uncalibrated photometric stereo, which efficiently utilizes the inter-image representation to guide the normal estimation. Previous methods use optimization-based neural inverse rendering or a single size-independent pooling layer to deal with multiple inputs, which are inefficient for utilizing information among input images. Given multi-images under different lighting, we consider the intra-image and inter-image variations highly correlated. Motivated by the correlated variations, we designed an inter-intra image feature fusion module to introduce the inter-image representation into the per-image feature extraction. The extra representation is used to guide the per-image feature extraction and eliminate the ambiguity in normal estimation. We demonstrate the effect of our design on a wide range of samples, especially on dark materials. Our method produces significantly better results than the state-of-the-art methods on both synthetic and real data.

preprint2022arXiv

Downwash-aware Control Allocation for Over-actuated UAV Platforms

Tracking position and orientation independently affords more agile maneuver for over-actuated multirotor Unmanned Aerial Vehicles (UAVs) while introducing undesired downwash effects; downwash flows generated by thrust generators may counteract others due to close proximity, which significantly threatens the stability of the platform. The complexity of modeling aerodynamic airflow challenges control algorithms from properly compensating for such a side effect. Leveraging the input redundancies in over-actuated UAVs, we tackle this issue with a novel control allocation framework that considers downwash effects and explores the entire allocation space for an optimal solution. This optimal solution avoids downwash effects while providing high thrust efficiency within the hardware constraints. To the best of our knowledge, ours is the first formal derivation to investigate the downwash effects on over-actuated UAVs. We verify our framework on different hardware configurations in both simulation and experiment.

preprint2022arXiv

DVR: Micro-Video Recommendation Optimizing Watch-Time-Gain under Duration Bias

Recommender systems are prone to be misled by biases in the data. Models trained with biased data fail to capture the real interests of users, thus it is critical to alleviate the impact of bias to achieve unbiased recommendation. In this work, we focus on an essential bias in micro-video recommendation, duration bias. Specifically, existing micro-video recommender systems usually consider watch time as the most critical metric, which measures how long a user watches a video. Since videos with longer duration tend to have longer watch time, there exists a kind of duration bias, making longer videos tend to be recommended more against short videos. In this paper, we empirically show that commonly-used metrics are vulnerable to duration bias, making them NOT suitable for evaluating micro-video recommendation. To address it, we further propose an unbiased evaluation metric, called WTG (short for Watch Time Gain). Empirical results reveal that WTG can alleviate duration bias and better measure recommendation performance. Moreover, we design a simple yet effective model named DVR (short for Debiased Video Recommendation) that can provide unbiased recommendation of micro-videos with varying duration, and learn unbiased user preferences via adversarial learning. Extensive experiments based on two real-world datasets demonstrate that DVR successfully eliminates duration bias and significantly improves recommendation performance with over 30% relative progress. Codes and datasets are released at https://github.com/tsinghua-fib-lab/WTG-DVR.

preprint2022arXiv

Effect of iron vacancies on the magnetic order and spin dynamics of the spin ladder BaFe$_{2-δ}$S$_{1.5}$Se$_{1.5}$

Quasi-one-dimensional iron chalcogenides possess various magnetic states depending on the lattice distortion, electronic correlations, and presence of defects. We present neutron diffraction and inelastic neutron scattering experiments on the spin ladder compound BaFe$_{2-δ}$S$_{1.5}$Se$_{1.5}$ with $\sim$6% iron vacancies. The data reveal that long-range magnetic order is absent, while the characteristic magnetic excitations that correspond to both the stripe- and block-type antiferromagnetic correlations are observed. First-principles calculations support the existence of both stripe and block-type antiferromagnetic short-range order in the experimental sample. The disappearance of long-range magnetic order may be due to the competition between these two magnetic orders, which is greatly enhanced for a certain concentration of iron vacancies, which we calculate to be about 6%, consistent with the measured iron vacancy concentration. Our results highlight how iron vacancies in the iron-based spin ladder system strongly influence the magnetic ground state.

preprint2022arXiv

Efficiently Embedding Dynamic Knowledge Graphs

Knowledge graph (KG) embedding encodes the entities and relations from a KG into low-dimensional vector spaces to support various applications such as KG completion, question answering, and recommender systems. In real world, knowledge graphs (KGs) are dynamic and evolve over time with addition or deletion of triples. However, most existing models focus on embedding static KGs while neglecting dynamics. To adapt to the changes in a KG, these models need to be retrained on the whole KG with a high time cost. In this paper, to tackle the aforementioned problem, we propose a new context-aware Dynamic Knowledge Graph Embedding (DKGE) method which supports the embedding learning in an online fashion. DKGE introduces two different representations (i.e., knowledge embedding and contextual element embedding) for each entity and each relation, in the joint modeling of entities and relations as well as their contexts, by employing two attentive graph convolutional networks, a gate strategy, and translation operations. This effectively helps limit the impacts of a KG update in certain regions, not in the entire graph, so that DKGE can rapidly acquire the updated KG embedding by a proposed online learning algorithm. Furthermore, DKGE can also learn KG embedding from scratch. Experiments on the tasks of link prediction and question answering in a dynamic environment demonstrate the effectiveness and efficiency of DKGE.

preprint2022arXiv

Exchange field enhanced upper critical field of the superconductivity in compressed antiferromagnetic EuTe2

We report high pressure studies on the C-type antiferromagnetic semiconductor EuTe2 up to 36.0 GPa. A structural transition from the I4/mcm to C2/m space group is identified at ~16 GPa. Superconductivity is discovered above ~5 GPa in both the I4/mcm and C2/m space groups. In the low-pressure phase (< 16 GPa), the antiferromagnetic transition temperature is enhanced with increasing pressure due to the enhanced magnetic exchange interactions. Magnetoresistance measurements indicate an interplay between the local moments of Eu2+ and the conduction electrons of Te 5p orbits. The upper critical field of the superconductivity is well above the Pauli limit. Across the structural transition to the high-pressure phase (> 16 GPa), EuTe2 becomes nonmagnetic and the superconducting transition temperature evolves smoothly with the upper critical field below the Pauli limit. Therefore, the high upper critical field of EuTe2 in the low-pressure phase is due to the exchange field compensation effect of the Eu magnetic order and the superconductivity in both structures may arise in the framework of the BCS theory.

preprint2022arXiv

First Observation of the Semileptonic Decay $Λ_c^+\rightarrow pK^- e^+ν_e$

Using $4.5~\mathrm{fb}^{-1}$ of $e^+e^-$ annihilation data samples collected at the center-of-mass energies ranging from 4.600~GeV to 4.699~GeV with the BESIII detector at the BEPCII collider, a first study of the semileptonic decays $Λ_c^+\rightarrow pK^-e^+ν_e$, $Λ_c^+\rightarrow Λ(1520) e^+ν_e$ and $Λ_c^+\rightarrow Λ(1405) e^+ν_e$ is performed. The $Λ_c^+\rightarrow pK^-e^+ν_e$ decay is observed with a significance of $8.2σ$ and the branching fraction is measured to be $\mathcal{B}(Λ_c^+\rightarrow pK^- e^+ν_e)=(0.88\pm0.17_{\rm stat.}\pm0.07_{\rm syst.})\times 10^{-3}$. We also report evidence of $Λ_c^+\rightarrow Λ(1520)e^+ν_e$ and $Λ_c^+\rightarrow Λ(1405)e^+ν_e$ with significances of $3.3σ$ and $3.2σ$, respectively, and measure $\mathcal B(Λ^+_c\rightarrow Λ(1520)e^+ν_e)=(1.02\pm0.52_{\rm stat.}\pm0.11_{\rm syst.})\times10^{-3}$ and $\mathcal B(Λ^+_c\rightarrow Λ(1405)[\rightarrow pK^-]e^+ν_e)=(0.42\pm0.19_{\rm stat.}\pm0.04_{\rm syst.})\times10^{-3}$. Combining these with the inclusive semileptonic $Λ_c^+$ branching fraction measured by BESIII, the relative fraction is determined to be $[\mathcal{B}(Λ_c^+\rightarrow pK^-e^+ν_e)/\mathcal{B}(Λ_c^+\rightarrow X e^+ν_e)]=(2.1\pm0.4_{\rm stat.}\pm0.2_{\rm syst.})\%$, which provides a clear confirmation that semileptonic $Λ_c^+$ decays are not saturated by the $Λ\ell^+ν_{\ell}$ final state.

preprint2022arXiv

HoSIM: Higher-order Structural Importance based Method for Multiple Local Community Detection

Local community detection has attracted much research attention recently, and many methods have been proposed for the single local community detection that finds a community containing the given set of query nodes. However, nodes may belong to several communities in the network, and detecting all the communities for the query node set, termed as the multiple local community detection (MLCD), is more important as it could uncover more potential information. MLCD is also more challenging because when a query node belongs to multiple communities, it always locates in the complicated overlapping region and the marginal region of communities. Accordingly, detecting multiple communities for such nodes by applying seed expansion methods is insufficient. In this work, we address the MLCD based on higher-order structural importance (HoSI). First, to effectively estimate the influence of higher-order structures, we propose a new variant of random walk called Active Random Walk to measure the HoSI score between nodes. Then, we propose two new metrics to evaluate the HoSI score of a subgraph to a node and the HoSI score of a node, respectively. Based on the proposed metrics, we present a novel algorithm called HoSIM to detect multiple local communities for a single query node. HoSIM enforces a three-stage processing, namely subgraph sampling, core member identification, and local community detection. The key idea is utilizing HoSI to find and identify the core members of communities relevant to the query node and optimize the generated communities. Extensive experiments illustrate the effectiveness of HoSIM.

preprint2022arXiv

How does unlabeled data improve generalization in self-training? A one-hidden-layer theoretical analysis

Self-training, a semi-supervised learning algorithm, leverages a large amount of unlabeled data to improve learning when the labeled data are limited. Despite empirical successes, its theoretical characterization remains elusive. To the best of our knowledge, this work establishes the first theoretical analysis for the known iterative self-training paradigm and proves the benefits of unlabeled data in both training convergence and generalization ability. To make our theoretical analysis feasible, we focus on the case of one-hidden-layer neural networks. However, theoretical understanding of iterative self-training is non-trivial even for a shallow neural network. One of the key challenges is that existing neural network landscape analysis built upon supervised learning no longer holds in the (semi-supervised) self-training paradigm. We address this challenge and prove that iterative self-training converges linearly with both convergence rate and generalization accuracy improved in the order of $1/\sqrt{M}$, where $M$ is the number of unlabeled samples. Experiments from shallow neural networks to deep neural networks are also provided to justify the correctness of our established theoretical insights on self-training.

preprint2022arXiv

How hidden 3D structure within crack fronts reveals energy balance

Griffith's energetic criterion, or `energy balance', has for a century formed the basis for fracture mechanics; the energy flowing into a crack front is precisely balanced by the dissipation (fracture energy) at the front. If the crack front structure is not properly accounted for, energy balance will either appear to fail or lead to unrealistic results. Here, we study the influence of the secondary structure of low-speed crack propagation in hydrogels under tensile loading conditions. We first show that these cracks are bistable; either simple (cracks having no secondary structure) or faceted crack states (formed by steps propagating along crack fronts) can be generated under identical loading conditions. The selection of either crack state is determined by the form of the initial `seed' crack; perfect seed cracks generate simple cracks while a small local mode~III component generates crack fronts having multiple steps. Step coarsening eventually leads to single steps that propagate along crack fronts. As they evolve, steps locally change the instantaneous structure and motion of the crack front, breaking transverse translational invariance. In contrast to simple cracks, faceted cracks can, therefore, no longer be considered as existing in a quasi-2D system. For both simple and faceted cracks we simultaneously measure the energy flux and local dissipation along these crack fronts over velocities, $v$, spanning $0<v<0.2c_R$ ($c_R$ is the Rayleigh wave speed). We find that, in the presence of secondary structure within the crack front, the implementation of energy balance must be generalized for 3D systems; faceted cracks reveal energy balance, only when we account for the local dynamic dissipation at each point along the crack front.

preprint2022arXiv

Hybrid Multimodal Feature Extraction, Mining and Fusion for Sentiment Analysis

In this paper, we present our solutions for the Multimodal Sentiment Analysis Challenge (MuSe) 2022, which includes MuSe-Humor, MuSe-Reaction and MuSe-Stress Sub-challenges. The MuSe 2022 focuses on humor detection, emotional reactions and multimodal emotional stress utilizing different modalities and data sets. In our work, different kinds of multimodal features are extracted, including acoustic, visual, text and biological features. These features are fused by TEMMA and GRU with self-attention mechanism frameworks. In this paper, 1) several new audio features, facial expression features and paragraph-level text embeddings are extracted for accuracy improvement. 2) we substantially improve the accuracy and reliability of multimodal sentiment prediction by mining and blending the multimodal features. 3) effective data augmentation strategies are applied in model training to alleviate the problem of sample imbalance and prevent the model from learning biased subject characters. For the MuSe-Humor sub-challenge, our model obtains the AUC score of 0.8932. For the MuSe-Reaction sub-challenge, the Pearson's Correlations Coefficient of our approach on the test set is 0.3879, which outperforms all other participants. For the MuSe-Stress sub-challenge, our approach outperforms the baseline in both arousal and valence on the test dataset, reaching a final combined result of 0.5151.

preprint2022arXiv

KTN: Knowledge Transfer Network for Learning Multi-person 2D-3D Correspondences

Human densepose estimation, aiming at establishing dense correspondences between 2D pixels of human body and 3D human body template, is a key technique in enabling machines to have an understanding of people in images. It still poses several challenges due to practical scenarios where real-world scenes are complex and only partial annotations are available, leading to incompelete or false estimations. In this work, we present a novel framework to detect the densepose of multiple people in an image. The proposed method, which we refer to Knowledge Transfer Network (KTN), tackles two main problems: 1) how to refine image representation for alleviating incomplete estimations, and 2) how to reduce false estimation caused by the low-quality training labels (i.e., limited annotations and class-imbalance labels). Unlike existing works directly propagating the pyramidal features of regions for densepose estimation, the KTN uses a refinement of pyramidal representation, where it simultaneously maintains feature resolution and suppresses background pixels, and this strategy results in a substantial increase in accuracy. Moreover, the KTN enhances the ability of 3D based body parsing with external knowledges, where it casts 2D based body parsers trained from sufficient annotations as a 3D based body parser through a structural body knowledge graph. In this way, it significantly reduces the adverse effects caused by the low-quality annotations. The effectiveness of KTN is demonstrated by its superior performance to the state-of-the-art methods on DensePose-COCO dataset. Extensive ablation studies and experimental results on representative tasks (e.g., human body segmentation, human part segmentation and keypoints detection) and two popular densepose estimation pipelines (i.e., RCNN and fully-convolutional frameworks), further indicate the generalizability of the proposed method.

preprint2022arXiv

Low Radioactive Material Screening and Background Control for the PandaX-4T Experiment

PandaX-4T is a ton-scale dark matter direct detection experiment using a dual-phase TPC technique at the China Jinping Underground Laboratory. Various ultra-low background technologies have been developed and applied to material screening for PandaX-4T, including HPGe gamma spectroscopy, ICP-MS, NAA, radon emanation measurement system, krypton assay station, and alpha detection system. Low background materials were selected to assemble the detector. Surface treatment procedures were investigated to further suppress radioactive background. Combining measured results and Monte Carlo simulation, the total material background rates of PandaX-4T in the energy region of 1-25 keV$\rm{}_{ee}$ are estimated to be (9.9 $\pm$ 1.9) $\times \ 10^{-3}$ mDRU for electron recoil and (2.8 $\pm$ 0.6) $\times \ 10^{-4}$ mDRU for nuclear recoil. In addition, $^{nat}$Kr in the detector is estimated to be <8 ppt.

preprint2022arXiv

Mass Testing and Characterization of 20-inch PMTs for JUNO

Main goal of the JUNO experiment is to determine the neutrino mass ordering using a 20kt liquid-scintillator detector. Its key feature is an excellent energy resolution of at least 3 % at 1 MeV, for which its instruments need to meet a certain quality and thus have to be fully characterized. More than 20,000 20-inch PMTs have been received and assessed by JUNO after a detailed testing program which began in 2017 and elapsed for about four years. Based on this mass characterization and a set of specific requirements, a good quality of all accepted PMTs could be ascertained. This paper presents the performed testing procedure with the designed testing systems as well as the statistical characteristics of all 20-inch PMTs intended to be used in the JUNO experiment, covering more than fifteen performance parameters including the photocathode uniformity. This constitutes the largest sample of 20-inch PMTs ever produced and studied in detail to date, i.e. 15,000 of the newly developed 20-inch MCP-PMTs from Northern Night Vision Technology Co. (NNVT) and 5,000 of dynode PMTs from Hamamatsu Photonics K. K.(HPK).

preprint2022arXiv

Measurement of $e^{+}e^{-} \to K^{+}K^{-}π^{0}$ cross section and observation of a resonant structure

Based on $e^{+}e^{-}$ collision data collected by the BESIII detector at the BEPCII collider at center-of-mass energies from 2.000 to 3.080 GeV, a partial-wave analysis is performed for the process $e^{+}e^{-} \to K^{+}K^{-}π^{0}$. The Born cross section of the process $e^{+}e^{-} \to K^{+}K^{-}π^{0}$ and its subprocesses $e^{+}e^{-} \to ϕπ^{0}$, $K^{*}(892)K$ and $K^{*}_{2}(1430)K$ are measured. The results for $e^{+}e^{-} \to K^{+}K^{-}π^{0}$ and $ϕπ^{0}$ are consistent with the BaBar measurements and with improved precision. By analyzing the cross section, of the subprocesses $e^{+}e^{-} \to$ $K^{*}(892)K$ and $K^{*}_{2}(1430)K$, a structure with mass $M_R$ = (2208 $\pm$ 19 $\pm$ 24) MeV/$c^{2}$ and width $Γ_R$ = (168 $\pm$ 24 $\pm$ 39) MeV is observed with a combined statistical significance of 7.6$σ$. The measured resonance parameters suggest it can be identified as the $ϕ(2170)$, thus the results provide valuable input to understand the internal nature of this state.

preprint2022arXiv

Measurement of $Λ$ baryon polarization in $e^+e^-\rightarrowΛ\barΛ$ at $\sqrt{s} = 3.773$ GeV

Using a data sample of $ψ(3770)$ events collected with the BESIII detector at BEPCII corresponding to an integrated luminosity of 2.9 fb$^{-1}$, we report a measurement of $Λ$ spin polarization in $e^+e^-\rightarrowΛ\barΛ$ at $\sqrt{s} = 3.773$ GeV. The significance of polarization is found to be 2$σ$ including the systematic uncertainty, which implies a zero phase between the transition amplitudes of the $Λ\barΛ$ helicity states. This phase can be interpreted in terms of psionic form factors, and is determined to be $ΔΦ^Ψ$ = $Φ^Ψ_{E} - Φ^Ψ_{M}$ = $(71^{+66}_{-46}$ $\pm$ 5)$^{\circ}$. Similarly, the ratio between the form factors is found to be $R^ψ$ = $|G^Ψ_{E}/G^Ψ_{M}|$ = $0.48^{+0.12}_{-0.07}$ $\pm$ 0.04. The first uncertainties are statistical and the second systematic.

preprint2022arXiv

Measurement of the $D \to K^-π^+π^+π^-$ and $D \to K^-π^+π^0$ coherence factors and average strong-phase differences in quantum-correlated ${D\bar{D}}$ decays

The decays $D\to K^-π^+π^+π^-$ and $D \to K^-π^+π^0$ are studied in a sample of quantum-correlated $D\bar{D}$ pairs produced through the process $e^+e^- \to ψ(3770) \to D\bar{D}$, exploiting a data set collected by the BESIII experiment that corresponds to an integrated luminosity of 2.93 fb$^{-1}$. Here $D$ indicates a quantum superposition of a $D^0$ and a $\bar{D}^0$ meson. By reconstructing one neutral charm meson in a signal decay, and the other in the same or a different final state, observables are measured that contain information on the coherence factors and average strong-phase differences of each of the signal modes. These parameters are critical inputs in the measurement of the angle $γ$ of the Unitarity Triangle in $B^- \to DK^-$ decays at the LHCb and Belle II experiments. The coherence factors are determined to be $R_{K3π}=0.52^{+0.12}_{-0.10}$ and $R_{Kππ^0}=0.78 \pm 0.04$, with values for the average strong-phase differences that are $δ_D^{K3π}=\left(167^{+31}_{-19}\right)^\circ$ and $δ_D^{Kππ^0}=\left(196^{+14}_{-15}\right)^\circ$, where the uncertainties include both statistical and systematic contributions. The analysis is re-performed in four bins of the phase-space of the $D \to K^-π^+π^+π^-$ to yield results that will allow for a more sensitive measurement of $γ$ with this mode, to which the BESIII inputs will contribute an uncertainty of around 6$^\circ$.

preprint2022arXiv

Measurement of the branching fraction and decay asymmetry of $Λ\to nγ$

The radiative hyperon decay $Λ\to nγ$ is studied using $(10087\pm44)\times 10^6$ $J/ψ$ events collected with the BESIII detector operating at BEPCII. The absolute branching fraction of the decay $Λ\to nγ$ is determined with a significance of 5.6$σ$ to be $[0.832\pm0.038(\rm stat.)\pm0.054(\rm syst.)]\times10^{-3}$, which lies significantly below the current PDG value. By analyzing the joint angular distribution of the decay products, the first determination of the decay asymmetry $α_γ$ is reported with a value of $-0.16\pm0.10(\rm stat.)\pm0.05(\rm syst.)$.

preprint2022arXiv

Measurement of the branching fraction for $ψ(3686)\to ωK^0_SK^0_S$

Analyzing $(448.1\pm2.9)\times10^6$ $ψ(3686)$ events collected with the BESIII detector at the BEPCII collider, the $ψ(3686)\to ωK_{S}^{0}K_{S}^{0}$ decay is observed for the first time. The branching fraction for this decay is determined to be $\mathcal{B}_{ψ(3686)\to ωK_{S}^{0}K^{0}_{S}}$=$(7.04\pm0.39\pm0.36)$$\times10^{-5}$, where the first uncertainty is statistical and the second is systematic.

preprint2022arXiv

Measurement of the branching fraction of the doubly Cabibbo-suppressed decay $D^0\to K^+π^-π^0$ and search for $D^0\to K^+π^-π^0π^0$

Using $2.93\,\rm fb^{-1}$ of $e^+e^-$ collision data collected at a center-of-mass energy of 3.773\,GeV with the BESIII detector, we present a measurement of the branching fraction of the doubly Cabibbo-suppressed (DCS) decay $D^0\to K^+π^-π^0$ and a search for the DCS decay $D^0\to K^+π^-π^0π^0$. The branching fraction of $D^0\to K^+π^-π^0$ is determined to be $[3.13^{+0.60}_{-0.56}({\rm stat}) \pm 0.09({\rm syst})] \times 10^{-4}$. No signal is observed for $D^0\to K^+π^-π^0π^0$ and an upper limit of $3.6 \times 10^{-4}$ is set on the branching fraction at the 90\% C.L. We combine these results with the world-average branching fractions of their counterpart Cabibbo-favored decays to determine the ratios of the doubly Cabibbo-suppressed over the Cabibbo-favored branching fractions, ${\mathcal B}(D^0\to K^+π^-π^0)/{\mathcal B}(D^0\to K^-π^+π^0)=(0.22\pm 0.04)\%$~and ${\mathcal B}(D^0\to K^+π^-π^0π^0)/{\mathcal B}(D^0\to K^-π^+π^0π^0)<0.40\%$ at the 90\% C.L., which correspond to $(0.75\pm 0.14)\tan^{4} θ_C$~and $1.37\times \tan^{4} θ_C$, respectively, where $θ_C$ is the Cabibbo angle.

preprint2022arXiv

Measurement of the Cross Section for $e^{+}e^{-}\to$ hadrons at Energies from 2.2324 to 3.6710 GeV

Based on electron-positron collision data collected with the BESIII detector operating at the Beijing Electron Positron Collider II storage rings, the value of $R\equivσ(e^{+}e^{-}\to$hadrons)/$σ(e^{+}e^{-}\toμ^{+}μ^{-})$ is measured at 14 center-of-mass energies from 2.2324 to 3.6710 GeV. The resulting uncertainties are less than $3.0\%$, and are dominated by systematic uncertainties.

preprint2022arXiv

Measurement of the cross section of $e^{+}e^{-}\toηπ^{+}π^{-}$ at center-of-mass energies from 3.872 GeV to 4.700 GeV

Using data samples with an integrated luminosity of 19 fb$^{-1}$ at twenty-eight center-of-mass energies from 3.872 GeV to 4.700 GeV collected with the BESIII detector at the BEPCII electron--positron collider, the process $e^{+}e^{-}\toηπ^{+}π^{-}$ and the intermediate process $e^{+}e^{-}\toηρ^{0}$ are studied for the first time. The Born cross sections are measured. No significant resonance structure is observed in the cross section lineshape.

preprint2022arXiv

Measurement of the total and leptonic decay widths of the $J/ψ$ resonance with an energy scan method at BESIII

Using $e^+e^-$ annihilation data sets collected with the BESIII detector, we measure the cross sections of the processes $e^+e^- \to e^+e^-$ and $e^+e^- \to μ^+μ^-$ at fifteen center-of-mass energy points in the vicinity of the $J/ψ$ resonance. By a simultaneous fit to the measured, center-of-mass energy dependent cross sections of the two processes, the combined quantities $Γ_{ee} Γ_{ee} / Γ_{\rm tot}$ and $Γ_{ee} Γ_{μμ} / Γ_{\rm tot}$ are determined to be ($0.346 \pm 0.009$) and ($0.335 \pm 0.006$) keV, respectively, where $Γ_{ee}$, $Γ_{μμ}$, and $Γ_{\rm tot}$ are the electronic, muonic, and total decay widths of the $J/ψ$ resonance, respectively. Using the resultant $Γ_{ee} Γ_{μμ} / Γ_{\rm tot}$ and $Γ_{ee} Γ_{ee} / Γ_{\rm tot}$, the ratio $Γ_{ee} / Γ_{μμ}$ is calculated to be $1.031 \pm 0.015$, which is consistent with the expectation of lepton universality within about two standard deviations. Assuming lepton universality and using the branching fraction of the $J/ψ$ leptonic decay measured by BESIII in 2013, $Γ_{\rm tot}$ and $Γ_{ll}$ are determined to be ($93.0 \pm 2.1$) and ($5.56 \pm 0.11$) keV, respectively, where $Γ_{ll}$ is the average leptonic decay width of the $J/ψ$ resonance.

preprint2022arXiv

Measurements of Absolute Branching Fractions of $D^0\to K_L^0ϕ$, $K_L^0η$, $K_L^0ω$, and $K_L^0η^{\prime}$

We report the first measurements of the absolute branching fractions of $D^0\to K_L^0ϕ$, $D^0\to K_L^0η$, $D^0\to K_L^0ω$, and $D^0\to K_L^0η^{\prime}$, obtained by analyzing $2.93\,\rm fb^{-1}$ of $e^+e^-$ collision data taken at a center-of-mass energy of 3.773 GeV with the BESIII detector. Taking the world averages of the branching fractions of $D^0\to K_S^0ϕ$, $D^0\to K_S^0η$, $D^0\to K_S^0ω$, and $D^0\to K_S^0η^{\prime}$, the $K_S^0$-$K_L^0$ asymmetry $\mathcal{R}(D^0)$ in these decay modes are obtained. The CP asymmetries in these decays are also determined. No significant $CP$ violation is observed.

preprint2022arXiv

Measurements of the absolute branching fractions of hadronic $D$-meson decays involving kaons and pions

By analyzing an electron-positron collision data sample corresponding to an integrated luminosity of $2.93\,\rm fb^{-1}$ taken at the center-of-mass energy of 3.773 GeV with the BESIII detector, we obtain for the first time the absolute branching fractions for seven $D^0$ and $D^+$ hadronic decay modes and search for the hadronic decay $D^0\to K^0_S K^0_Sπ^0$ with much improved sensitivity. The results are ${\mathcal B}(D^0\to K^0_Sπ^0π^0π^0 )=( 7.64\pm 0.30\pm 0.29)\times 10^{-3}$, ${\mathcal B}(D^0\to K^-π^+π^0π^0π^0 )=( 9.54\pm 0.30\pm 0.31)\times 10^{-3}$, ${\mathcal B}(D^0\to K^0_Sπ^+π^-π^0π^0)=(12.66\pm 0.45\pm 0.43)\times 10^{-3}$, ${\mathcal B}(D^+\to K^0_Sπ^+π^0π^0 )=(29.04\pm 0.62\pm 0.87)\times 10^{-3}$, ${\mathcal B}(D^+\to K^0_Sπ^+π^+π^-π^0)=(15.28\pm 0.57\pm 0.60)\times 10^{-3}$, ${\mathcal B}(D^+\to K^0_Sπ^+π^0π^0π^0)=( 5.54\pm 0.44\pm 0.32)\times 10^{-3}$, ${\mathcal B}(D^+\to K^-π^+π^+π^0π^0 )=( 4.95\pm 0.26\pm 0.19)\times 10^{-3}$, ${\mathcal B}({D^0\to K^0_S K^0_Sπ^0}) < 1.57 \times 10^{-4}$ at the 90\% confidence level. Here the first uncertainties are statistical and the second ones systematic. The newly studied decays greatly enrich the knowledge of the $D\to \bar Kπππ$ and $D\to \bar Kππππ$ hadronic decays, and open a bridge to access more two-body hadronic $D$ decays containing scalar, vector, axial and tensor mesons in the charm sector.

preprint2022arXiv

Multi-modal Contrastive Representation Learning for Entity Alignment

Multi-modal entity alignment aims to identify equivalent entities between two different multi-modal knowledge graphs, which consist of structural triples and images associated with entities. Most previous works focus on how to utilize and encode information from different modalities, while it is not trivial to leverage multi-modal knowledge in entity alignment because of the modality heterogeneity. In this paper, we propose MCLEA, a Multi-modal Contrastive Learning based Entity Alignment model, to obtain effective joint representations for multi-modal entity alignment. Different from previous works, MCLEA considers task-oriented modality and models the inter-modal relationships for each entity representation. In particular, MCLEA firstly learns multiple individual representations from multiple modalities, and then performs contrastive learning to jointly model intra-modal and inter-modal interactions. Extensive experimental results show that MCLEA outperforms state-of-the-art baselines on public datasets under both supervised and unsupervised settings.

preprint2022arXiv

Multi-modal Emotion Estimation for in-the-wild Videos

In this paper, we briefly introduce our submission to the Valence-Arousal Estimation Challenge of the 3rd Affective Behavior Analysis in-the-wild (ABAW) competition. Our method utilizes the multi-modal information, i.e., the visual and audio information, and employs a temporal encoder to model the temporal context in the videos. Besides, a smooth processor is applied to get more reasonable predictions, and a model ensemble strategy is used to improve the performance of our proposed method. The experiment results show that our method achieves 65.55% ccc for valence and 70.88% ccc for arousal on the validation set of the Aff-Wild2 dataset, which prove the effectiveness of our proposed method.

preprint2022arXiv

Nematic fluctuations in the non-superconducting iron pnictide BaFe$_{1.9-x}$Ni$_{0.1}$Cr$_{x}$As$_{2}$

The main driven force of the electronic nematic phase in iron-based superconductors is still under debate. Here, we report a comprehensive study on the nematic fluctuations in a non-superconducting iron pnictide system BaFe$_{1.9-x}$Ni$_{0.1}$Cr$_{x}$As$_{2}$ by electronic transport, angle-resolved photoemission spectroscopy (ARPES) and inelastic neutron scattering (INS) measurements. Previous neutron diffraction and transport measurements suggested that the collinear antiferromagnetism persists to $x=0.8$, with similar Néel temperature $T_N$ and structural transition temperature $T_s$ around 32 K, but the charge carriers change from electron type to hole type around $x=$ 0.5. In this study, we have found that the in-plane resistivity anisotropy also highly depends on the Cr dopings and the type of charge carriers. While ARPES measurements suggest possibly weak orbital anisotropy onset near $T_s$ for both $x=0.05$ and $x=0.5$ compounds, INS experiments reveal clearly different onset temperatures of low-energy spin excitation anisotropy, which is likely related to the energy scale of spin nematicity. These results suggest that the interplay between the local spins on Fe atoms and the itinerant electrons on Fermi surfaces is crucial to the nematic fluctuations of iron pnictides, where the orbital degree of freedom may behave differently from the spin degree of freedom, and the transport properties are intimately related to the spin dynamics.

preprint2022arXiv

Nested Bayesian Optimization for Computer Experiments

Computer experiments can emulate the physical systems, help computational investigations, and yield analytic solutions. They have been widely employed with many engineering applications (e.g., aerospace, automotive, energy systems. Conventional Bayesian optimization did not incorporate the nested structures in computer experiments. This paper proposes a novel nested Bayesian optimization for complex computer experiments with multi-step or hierarchical characteristics. We prove the theoretical properties of nested outputs given two cases: Gaussian or non-Gaussian. The closed forms of nested expected improvement are derived. We also propose the computational algorithms for nested Bayesian optimization. Three numerical studies show that the proposed nested Bayesian optimization outperforms the five benchmark Bayesian optimization methods ignoring the intermediate outputs of the inner computer code. The case study shows that the nested Bayesian optimization can efficiently minimize the residual stress during composite structures assembly and avoid convergence to the local optimum.

preprint2022arXiv

Neutron-induced nuclear recoil background in the PandaX-4T experiment

Neutron-induced nuclear recoil background is critical to the dark matter searches in the PandaX-4T liquid xenon experiment. This paper studies the feature of neutron background in liquid xenon and evaluates their contribution in the single scattering nuclear recoil events through three methods. The first method is fully Monte Carlo simulation based. The last two are data-driven methods that also use the multiple scattering signals and high energy signals in the data, respectively. In the PandaX-4T commissioning data with an exposure of 0.63 tonne-year, all these methods give a consistent result that there are $1.15\pm0.57$ neutron-induced background in dark matter signal region within an approximated nuclear recoil energy window between 5 and 100 keV.

preprint2022arXiv

Observation of $a_0(1710)^+ \to K_S^0K^+$ in study of the $D_s^+\to K_S^0K^+π^0$ decay

Using $e^+e^-$ annihilation data corresponding to an integrated luminosity of 6.32 fb$^{-1}$ collected at center-of-mass energies between 4.178 GeV and 4.226 GeV with the BESIII detector, we perform the first amplitude analysis of the decay $D_s^+\to K_S^0K^+π^0$ and determine the relative branching fractions and phases for intermediate processes. We observe the $a_0(1710)^+$, the isovector partner of the $f_0(1710)$ and $f_0(1770)$ mesons, in its decay to $K_S^0K^+$ for the first time. In addition, we measure the ratio $\frac{\mathcal{B}(D_{s}^{+} \to \bar{K}^{*}(892)^{0}K^{+})}{\mathcal{B}(D_{s}^{+} \to \bar{K}^{0}K^{*}(892)^{+})}$ to be $2.35^{+0.42}_{-0.23\text{stat.}}\pm 0.10_{\rm syst.}$. Finally, we provide a precision measurement of the absolute branching fraction $\mathcal{B}(D_s^+\to K_S^0K^+π^0) = (1.46\pm 0.06_{\text{stat.}}\pm 0.05_{\text{syst.}})\%$.

preprint2022arXiv

Observation of $η_c(2S) \to 3(π^+π^-)$ and measurements of $χ_{cJ} \to 3(π^+π^-)$ in $ψ(3686)$ radiative transitions

The hadronic decay $η_c(2S) \to 3(π^+π^-)$ is observed with a statistical significance of 9.3 standard deviations using $(448.1\pm2.9)\times10^6$ $ψ(3686)$ events collected by the BESIII detector at the BEPCII collider. The measured mass and width of $η_c(2S)$ are $(3643.4 \pm 2.3 (\rm stat.) \pm 4.4 (\rm syst.))$ MeV/$c^2$ and $(19.8 \pm 3.9 (\rm stat.) \pm 3.1 (\rm syst.))$ MeV, respectively, which are consistent with the world average values within two standard deviations. The product branching fraction $\mathcal{B}[ψ(3686)\to γη_c(2S)]\times\mathcal{B}[η_c(2S)\to3(π^+π^-)]$ is measured to be $(9.2 \pm 1.0 (\rm stat.) \pm 0.9 (\rm syst.))\times10^{-6}$. Using $\mathcal{B}[ψ(3686)\to γη_c(2S)]=(7.0^{+3.4}_{-2.5})\times10^{-4}$, we obtain $\mathcal{B}[η_c(2S) \to 3(π^+π^-)] = (1.31 \pm 0.15 (\rm stat.) \pm 0.13 (\rm syst.)(^{+0.64}_{-0.47}) (\rm extr))\times10^{-2}$, where the third uncertainty is from $\mathcal{B}[ψ(3686) \to γη_c(2S)]$. We also measure the $χ_{cJ} \to 3(π^+π^-)$ ($J=0, 1, 2$) decays via $ψ(3686) \to γχ_{cJ}$ transitions. The branching fractions are $\mathcal{B}[χ_{c0} \to 3(π^+π^-)] = (2.080\pm0.006 (\rm stat.)\pm0.068 (\rm syst.))\times10^{-2}$, $\mathcal{B}[χ_{c1} \to 3(π^+π^-)] = (1.092\pm0.004 (\rm stat.)\pm0.035 (\rm syst.))\times10^{-2}$, and $\mathcal{B}[χ_{c2} \to 3(π^+π^-)] = (1.565\pm0.005 (\rm stat.)\pm0.048 (\rm syst.))\times10^{-2}$.

preprint2022arXiv

Observation of resonance structures in $e^+e^-\to π^+π^-ψ_2(3823)$ and mass measurement of $ψ_2(3823)$

Using a data sample corresponding to an integrated luminosity of 11.3 $\rm fb^{-1}$ collected at center-of-mass energies from $4.23$ to $4.70$ GeV with the BESIII detector, we measure the product of the $e^+e^-\to π^+π^-ψ_2(3823)$ cross section and the branching fraction $\mathcal{B}[ψ_2(3823)\to γχ_{c1}]$. For the first time, resonance structure is observed in the cross section line shape of $e^+e^-\to π^+π^-ψ_2(3823)$ with significances exceeding $5σ$. A fit to data with two coherent Breit-Wigner resonances modeling the $\sqrt{s}$-dependent cross section yields $M(R_1)=4406.9\pm 17.2\pm 4.5$ MeV/$c^2$, $Γ(R_1)=128.1\pm 37.2\pm 2.3$ MeV, and $M(R_2)=4647.9\pm 8.6\pm 0.8$ MeV/$c^2$, $Γ(R_2)=33.1\pm 18.6\pm 4.1$ MeV. Though weakly disfavored by the data, a single resonance with $M(R)=4417.5\pm26.2\pm3.5$ MeV/$c^2$, $Γ(R)=245\pm48\pm13$ MeV is also possible to interpret data. This observation deepens our understanding of the nature of the vector charmoniumlike states. The mass of the $ψ_2(3823)$ state is measured as $(3823.12\pm 0.43\pm 0.13)$ MeV/$c^2$, which is the most precise measurement to date.

preprint2022arXiv

Observation of the double Dalitz decay $η'\to e^+e^-e^+e^-$

Based on $(10087 \pm 44)\times10^6$ $J/ψ$ events collected with the BESIII detector at BEPCII, the double Dalitz decay $η'\to e^+e^-e^+e^-$ is observed for the first time via the $J/ψ\toγη'$ decay process. The significance is found to be 5.7$σ$ with systematic uncertainties taken into consideration. Its branching fraction is determined to be $\mathcal{B}(η'\to e^+ e^- e^+ e^-) =(4.5\pm1.0(\mathrm{stat.})\pm0.5(\mathrm{sys.})) \times 10^{-6}$.

preprint2022arXiv

Observation of the electromagnetic Dalitz decay $D^{\ast 0}\to D^{0}e^{+}e^{-}$

Based on 3.19 fb$^{-1}$ of $e^+e^-$ collision data accumulated at the center-of-mass energy 4.178 GeV with the BESIII detector operating at the BEPCII collider, the electromagnetic Dalitz decay $D^{\ast 0}\to D^{0}e^{+}e^{-}$ is observed for the first time with a statistical significance of $13.2σ$. The ratio of the branching fraction of $D^{\ast 0}\to D^{0}e^{+}e^{-}$ to that of $D^{\ast 0}\to D^{0} γ$ is measured to be $(11.08\pm0.76\pm0.49)\times 10^{-3}$. By using the world average value of the branching fraction of $D^{\ast 0}\to D^{0} γ$, the branching fraction of $D^{\ast 0}\to D^{0}e^{+}e^{-}$ is determined to be $(3.91\pm0.27\pm0.17\pm0.10)\times 10^{-3}$, where the first uncertainty is statistical, the second systematic and the third external branching fractions.

preprint2022arXiv

Observation of the Singly Cabibbo-Suppressed Decay $Λ_{c}^{+} \to nπ^{+}$

The singly Cabibbo-suppressed decay $Λ_{c}^{+} \to nπ^{+}$ is observed for the first time with a statistical significance of $7.3σ$ by using 3.9 $\mathrm{fb}^{-1}$ of $e^{+}e^{-}$ collision data collected at center-of-mass energies between 4.612 and 4.699 GeV with the BESIII detector at BEPCII. The branching fraction of $Λ_{c}^{+} \to nπ^{+}$ is measured to be $(6.6\pm1.2_{\rm stat}\pm0.4_{\rm syst})\times 10^{-4}$. By taking the upper limit of branching fractions of $Λ_{c}^{+} \to pπ^0$ from the Belle experiment, the ratio of branching fractions between $Λ_{c}^{+} \to nπ^{+}$ and $Λ_{c}^{+} \to pπ^0$ is calculated to be larger than 7.2 at the 90% confidence level, which disagrees with the current predictions of available phenomenological models. In addition, the branching fractions of the Cabibbo-favored decays $Λ_{c}^{+} \to Λπ^{+}$ and $Λ_{c}^{+} \to Σ^{0}π^{+}$ are measured to be $(1.31\pm0.08_{\rm stat}\pm0.05_{\rm syst})\times 10^{-2}$ and $(1.22\pm0.08_{\rm stat}\pm0.07_{\rm syst})\times 10^{-2}$, respectively, which are consistent with previous results.

preprint2022arXiv

On mean-field control problems for backward doubly stochastic systems

This article is concerned with stochastic control problems for backward doubly stochastic differential equations of mean-field type, where the coefficient functions depend on the joint distribution of the state process and the control process. We obtain the stochastic maximum principle which serves as a necessary condition for an optimal control, and we also prove its sufficiency under proper conditions. As a byproduct, we prove the well-posedness for a type of mean-field fully coupled forward-backward doubly stochastic differential equation arising naturally from the control problem, which is of interest in its own right. Some examples are provided to illustrate the applications of our results to control problems in the types of scalar interaction and first order interaction.

preprint2022arXiv

Partial wave analysis of $J/ψ\to γη^{\prime} η^{\prime}$

Using a sample of $(10.09~\pm~0.04)\times10^{9} ~J/ψ$ events collected with the BESIII detector, a partial wave analysis of $J/ψ\toγη^{\prime}η^{\prime}$ is performed. The masses and widths of the observed resonances and their branching fractions are reported. The main contribution is from $J/ψ\rightarrowγf_0(2020)$ with $f_0(2020)\rightarrowη^{\prime}η^{\prime}$, which is found with a significance of greater than 25$σ$. The product branching fraction ${\cal B}\left(J/ψ\rightarrowγf_0(2020)\right)\cdot{\cal B}\left(f_0(2020)\rightarrowη^{\prime}η^{\prime}\right)$ is measured to be $(2.63\pm0.06({\rm stat.})^{+0.31}_{-0.46}({\rm syst.}))\times10^{-4}$.

preprint2022arXiv

Radiation hardness study on a CMOS pixel sensor for charged particle tracking

A CMOS pixel sensor, named Supix-1, is developed for a pixelated silicon tracker for the Circular Electron-Positron Collider (CEPC) project. The sensor, consisted of nine sectors varying in pixel sizes, diode sizes and geometries, is fabricated with a 180 nm CMOS Image Sensor (CIS) process to study the particle detection performance of enlarged pixels. In this work, the radiation-induced effects on the charge collection of the sensor under the fluence of 1 $\times$ 10^13 1 MeV neq/cm^2 are studied by the measurements with the radioactive source of Fe-55 and the Technology Computer Aided Design (TCAD) simulations, since the radiation hardness of 6.8 $\times$ 10^12 1 MeV neq/cm^2 per year for Non-Ionizing Energy Loss (NIEL) effects is required. In measurements, the sensor gain has been calibrated using the k-$α$ peak of Fe-55 before and after irradiation. The pixel-wise equivalent noise charge (ENC), charge collection efficiency (CCE) and signal-to-noise ratio (SNR) were evaluated. The radiation-induced effects on cluster properties are studied through a self-developed reconstruction algorithm. In TCAD simulations, charge collections in 5 $\times$ 5 pixel matrixes for two typical impinging cases of incident particles were simulated with and without irradiation. Both measurements and simulations indicate that enlarged pixels with area of 21 $μ$m $\times$ 84 $μ$m, though suffering greater loss on sensor performance than small pixels do, still have satisfactory noise and charge collection performance after irradiation for particle tracking in the upcoming collider detectors.

preprint2022arXiv

Readout electronics and data acquisition system of PandaX-4T experiment

PandaX-4T is a dark matter direct detection experiment located in China jinping underground laboratory. The central apparatus is a dual-phase xenon detector containing 4 ton liquid xenon in the sensitive volume, with about 500 photomultipliers instrumented in the top and the bottom of the detector. In this paper we present a completely new system of readout electronics and data acquisition in the PandaX-4T experiment. Compared to the one used in the previous PandaX dark matter experiments, the new system features triggerless readout and higher bandwidth. With triggerless readout, dark matter searches are not affected by the efficiency loss of external triggers. The system records single photelectron signals of the dominant PMTs with an average efficiency of 96\%, and achieves the bandwidth of more than 450 MB/s. The system has been used to successfully acquire data during the commissioning runs of PandaX-4T.

preprint2022arXiv

Real-time Semantic Segmentation via Spatial-detail Guided Context Propagation

Nowadays, vision-based computing tasks play an important role in various real-world applications. However, many vision computing tasks, e.g. semantic segmentation, are usually computationally expensive, posing a challenge to the computing systems that are resource-constrained but require fast response speed. Therefore, it is valuable to develop accurate and real-time vision processing models that only require limited computational resources. To this end, we propose the Spatial-detail Guided Context Propagation Network (SGCPNet) for achieving real-time semantic segmentation. In SGCPNet, we propose the strategy of spatial-detail guided context propagation. It uses the spatial details of shallow layers to guide the propagation of the low-resolution global contexts, in which the lost spatial information can be effectively reconstructed. In this way, the need for maintaining high-resolution features along the network is freed, therefore largely improving the model efficiency. On the other hand, due to the effective reconstruction of spatial details, the segmentation accuracy can be still preserved. In the experiments, we validate the effectiveness and efficiency of the proposed SGCPNet model. On the Citysacpes dataset, for example, our SGCPNet achieves 69.5% mIoU segmentation accuracy, while its speed reaches 178.5 FPS on 768x1536 images on a GeForce GTX 1080 Ti GPU card. In addition, SGCPNet is very lightweight and only contains 0.61 M parameters.

preprint2022arXiv

Recent Results of Energy Disaggregation with Behind-the-Meter Solar Generation

The rapid deployment of renewable generations such as photovoltaic (PV) generations brings great challenges to the resiliency of existing power systems. Because PV generations are volatile and typically invisible to the power system operator, estimating the generation and characterizing the uncertainty are in urgent need for operators to make insightful decisions. This paper summarizes our recent results on energy disaggregation at the substation level with Behind-the-Meter solar generation. We formulate the so-called ``partial label'' problem for energy disaggregation at substations, where the aggregate measurements contain the total consumption of multiple loads, and the existence of some loads is unknown. We develop two model-free disaggregation approaches based on deterministic dictionary learning and Bayesian dictionary learning, respectively. Unlike conventional methods which require fully annotated training data of individual loads, our approaches can extract load patterns given partially labeled aggregate data. Therefore, our partial label formulation is more applicable in the real world. Compared with deterministic dictionary learning, the Bayesian dictionary learning-based approach provides the uncertainty measure for the disaggregation results, at the cost of increased computational complexity. All the methods are validated by numerical experiments.

preprint2022arXiv

Search for $X(3872)\toπ^0χ_{c0}$ and $X(3872)\toππχ_{c0}$ at BESIII

Using 9.9 fb$^{-1}$ of $e^+e^-$ collision data collected by the BESIII detector at center-of-mass energies between 4.15 and 4.30 GeV, we search for the processes $e^+e^-\toγX(3872)$ with $X(3872)\rightarrowπ^0χ_{c0}$ and $X(3872)\rightarrowππχ_{c0}$. Depending on the fitting model, the statistical significance for $X(3872)\toπ^0χ_{c0}$ ranges from 1.3$σ$ to 2.8$σ$. We set upper limits (at 90\% C.L.) of $\frac{\mathcal{B}(X(3872)\rightarrowπ^0χ_{c0})}{\mathcal{B}(X(3872)\toπ^+π^-J/ψ)}<3.6$, $\frac{\mathcal{B}(X(3872)\rightarrowπ^+π^-χ_{c0})}{\mathcal{B}(X(3872)\toπ^+π^-J/ψ)}<0.68$, and $\frac{\mathcal{B}(X(3872)\rightarrowπ^0π^0χ_{c0})}{\mathcal{B}(X(3872)\toπ^+π^-J/ψ)}<1.7$. Combined with the BESIII measurement of $X(3872)\toπ^0χ_{c1}$, we also set an upper limit of $\frac{\mathcal{B}(X(3872)\rightarrowπ^0χ_{c0})}{\mathcal{B}(X(3872)\toπ^0χ_{c1})}<4.4$.

preprint2022arXiv

Search for baryon and lepton number violating decays $D^{0}\to \bar{p}e^{+}$ and $D^{0}\to pe^{-}$

Using an electron-positron collision data sample corresponding to an integrated luminosity of 2.93~fb$^{-1}$ collected with the BESIII detector at a center-of-mass energy of 3.773 GeV, we search for the baryon and lepton number violating decays $D^{0}\to \bar{p}e^{+}$ and $D^{0}\to pe^{-}$. No obvious signals are found with the current statistics. The upper limits on the branching fractions for $D^{0}\to \bar{p}e^{+}$ and $D^{0}\to pe^{-}$ are set to be $1.2\times 10^{-6}$ and $2.2\times 10^{-6}$ at 90\% confidence level, respectively.

preprint2022arXiv

Search for baryon and lepton number violation decay $D^{\pm}\to n(\bar{n})e^{\pm}$

Using a data set of electron-positron collisions corresponding to an integrated luminosity of ${\rm 2.93~fb^{-1}}$ taken with the BESIII detector at a center-of-mass energy of 3.773 GeV, a search for the baryon ($B$) and lepton ($L$) number violating decays $D^{\pm}\to n(\bar{n})e^{\pm}$ is performed. No signal is observed and the upper limits on the branching fractions at the $90\%$ confidence level are set to be $1.43\times10^{-5}$ for the decays $D^{+(-)}\to \bar{n}(n)e^{+(-)}$ with $Δ|B-L|=0$, and $2.91\times10^{-5}$ for the decays $D^{+(-)}\to n(\bar{n})e^{+(-)}$ with $Δ|B-L|=2$ , where $Δ|B-L|$ denotes the change in the difference between baryon and lepton numbers.

preprint2022arXiv

Search for invisible decays of the $Λ$ baryon

A search for invisible decays of the $Λ$ baryon is carried out in the process $J/ψ\toΛ\barΛ$ based on $(1.0087\pm0.0044)\times10^{10}$ $J/ψ$ events collected with the BESIII detector located at the BEPCII storage ring. No signals are found for the invisible decays of $Λ$ baryon, and the upper limit of the branching fraction is determined to be $7.4 \times 10^{-5}$ at the 90% confidence level. This is the first search for invisible decays of baryons; such searches will play an important role in constraining dark sector models related to the baryon asymmetry.

preprint2022arXiv

Search for new hadronic decays of $h_{c}$ and observation of $h_{c}\to p\bar{p}η$

A search for the hadronic decays of the $h_{c}$ meson to the final states $p\bar{p}π^{+}π^{-}π^{0}$, $p\bar{p}η$, and $p\bar{p}π^0$ via the process $ψ(3686) \to π^{0}{h_c}$ is performed using $(4.48\pm0.03)\times10^{8}$ $ψ(3686)$ events collected with the BESIII detector. The decay channel $h_{c}\to p\bar{p}η$ is observed for the first time with a significance greater than $5σ$ and a branching fraction of $\left( {6.41 \pm 1.74 \pm 0.53 \pm 1.00} \right) \times {10^{ -4}}$, where the uncertainties are statistical, systematic, and that from the branching fraction of $ψ(3686)\toπ^{0}h_{c}$. Strong evidence for the decay ${h_c} \to p\bar{p}{π^+}{π^-}{π^0}$ is found with a significance of $4.9σ$ and a branching fraction of $\left( {3.84 \pm 0.83 \pm0.69} \pm 0.58 \right) \times {10^{ - 3}}$. The significances include systematic uncertainties. No clear signal of the decay $h_c\to p\bar{p}π^{0}$ is found, and an upper limit of $6.59\times 10^{-4}$ on its branching fraction is set at the 90% confidence level.

preprint2022arXiv

Search for the decay $D^{0} \to π^{0} ν\barν$

We present the first experimental search for the rare charm decay $D^{0} \to π^{0} ν\barν$. It is based on an $e^+e^-$ collision sample consisting of $10.6\times10^{6}$ pairs of $D^0\bar{D}^0$ mesons collected by the BESIII detector at $\sqrt{s}$=3.773 GeV, corresponding to an integrated luminosity of 2.93~fb$^{-1}$. A data-driven method is used to ensure the reliability of the background modeling. No significant $D^{0} \to π^{0} ν\barν$ signal is observed in data and an upper limit of the branching fraction is set to be $2.1\times 10^{-4}$ at the 90$\%$ confidence level. This is the first experimental constraint on charmed-hadron decays into dineutrino final states.

preprint2022arXiv

Search for the decay $h_c\rightarrowπ^0J/ψ$

A search for the decay $h_c\rightarrowπ^0J/ψ$ is performed using a sample of $h_c$ produced in the reaction $e^+e^-\rightarrowπ^+π^-h_c$. The data samples were collected with the BESIII detector at center-of-mass energies between 4.189 and 4.437 GeV, corresponding to a total integrated luminosity of 11 fb$^{-1}$. No significant signal is observed. Upper limits on the branching ratio $\mathcal{B}(h_c\rightarrowπ^0J/ψ)/\mathcal{B}(h_c\rightarrowγη_c\rightarrowγK^+K^-π^0)$ and on the branching fraction $\mathcal{B}(h_c\rightarrowπ^0J/ψ)$ are determined to be $7.5\times10^{-2}$ and $4.7\times10^{-4}$ at $90\%$ confidence level, respectively. The latter is derived from the former using the measured branching fraction of the normalization channel. This is the first determination of the upper limit of the decay $h_c\rightarrowπ^0J/ψ$.

preprint2022arXiv

Solutions for Fine-grained and Long-tailed Snake Species Recognition in SnakeCLEF 2022

Automatic snake species recognition is important because it has vast potential to help lower deaths and disabilities caused by snakebites. We introduce our solution in SnakeCLEF 2022 for fine-grained snake species recognition on a heavy long-tailed class distribution. First, a network architecture is designed to extract and fuse features from multiple modalities, i.e. photograph from visual modality and geographic locality information from language modality. Then, logit adjustment based methods are studied to relieve the impact caused by the severe class imbalance. Next, a combination of supervised and self-supervised learning method is proposed to make full use of the dataset, including both labeled training data and unlabeled testing data. Finally, post processing strategies, such as multi-scale and multi-crop test-time-augmentation, location filtering and model ensemble, are employed for better performance. With an ensemble of several different models, a private score 82.65%, ranking the 3rd, is achieved on the final leaderboard.

preprint2022arXiv

Study of background from accidental coincidence signals in the PandaX-II experiment

The PandaX-II experiment employed a 580kg liquid xenon detector to search for the interactions between dark matter particles and the target xenon atoms. The accidental coincidences of isolated signals result in a dangerous background which mimic the signature of the dark matter. We performed a detailed study on the accidental coincidence background in PandaX-II, including the possible origin of the isolated signals, the background level and corresponding background suppression method. With a boosted-decision-tree algorithm, the accidental coincidence background is reduced by 70% in the dark matter signal region, thus the sensitivity of dark matter search at PandaX-II is improved.

preprint2022arXiv

Superconducting dome associated with the suppression and re-emergence of charge density wave states upon sulfur substitution in CuIr2Te4 chalcogenides

We report the path from the charge density wave (CDW)-bearing superconductor CuIr2Te4 to the metal insulator transition (MIT)-bearing compound CuIr2S4 by chemical alloying with the gradual substitution of S for Te. The evolution of structural and physical properties of the CuIr2Te4-xSx polycrystalline system with the doping range from 0 to 4 is systemically examined. The X-ray diffraction (XRD) results imply CuIr2Te4-xSx in the range between 0 and 0.5 crystallizes in a NiAs defected trigonal structure, whereas it adapts to the cubic spinel structure in the doping range from 3.6 to 4 and it is a mixed phase in the doping range from 0.5 to 3.6. Unexpectedly, the resistivity and magnetization measurements reveal that small-concentration S substitution for Te can suppress the CDW transition, but it reappears around x = 0.2, and the CDW transition temperature enhances clearly as x augments in the range from 0.2 to 0.5. Besides, the superconducting critical temperature (Tc) first increases with S doping content and then decreases after reaching a maximum Tc = 2.82 K for CuIr2Te3.85S0.15. MIT order has been observed in the spinel region from 3.6 to 4 associated with TMI increasing with x increasing. Finally, the rich electronic phase diagram of temperature versus x for this CuIr2Te4-xSx system is assembled, where the superconducting dome is associated with the suppression and re-emergence of CDW as well as MIT states at the end upon sulfur substitution in the CuIr2Te4-xSx chalcogenides.

preprint2022arXiv

Switchable Online Knowledge Distillation

Online Knowledge Distillation (OKD) improves the involved models by reciprocally exploiting the difference between teacher and student. Several crucial bottlenecks over the gap between them -- e.g., Why and when does a large gap harm the performance, especially for student? How to quantify the gap between teacher and student? -- have received limited formal study. In this paper, we propose Switchable Online Knowledge Distillation (SwitOKD), to answer these questions. Instead of focusing on the accuracy gap at test phase by the existing arts, the core idea of SwitOKD is to adaptively calibrate the gap at training phase, namely distillation gap, via a switching strategy between two modes -- expert mode (pause the teacher while keep the student learning) and learning mode (restart the teacher). To possess an appropriate distillation gap, we further devise an adaptive switching threshold, which provides a formal criterion as to when to switch to learning mode or expert mode, and thus improves the student's performance. Meanwhile, the teacher benefits from our adaptive switching threshold and keeps basically on a par with other online arts. We further extend SwitOKD to multiple networks with two basis topologies. Finally, extensive experiments and analysis validate the merits of SwitOKD for classification over the state-of-the-arts. Our code is available at https://github.com/hfutqian/SwitOKD.

preprint2022arXiv

TBraTS: Trusted Brain Tumor Segmentation

Despite recent improvements in the accuracy of brain tumor segmentation, the results still exhibit low levels of confidence and robustness. Uncertainty estimation is one effective way to change this situation, as it provides a measure of confidence in the segmentation results. In this paper, we propose a trusted brain tumor segmentation network which can generate robust segmentation results and reliable uncertainty estimations without excessive computational burden and modification of the backbone network. In our method, uncertainty is modeled explicitly using subjective logic theory, which treats the predictions of backbone neural network as subjective opinions by parameterizing the class probabilities of the segmentation as a Dirichlet distribution. Meanwhile, the trusted segmentation framework learns the function that gathers reliable evidence from the feature leading to the final segmentation results. Overall, our unified trusted segmentation framework endows the model with reliability and robustness to out-of-distribution samples. To evaluate the effectiveness of our model in robustness and reliability, qualitative and quantitative experiments are conducted on the BraTS 2019 dataset.

preprint2022arXiv

Temporal Action Localization with Multi-temporal Scales

Temporal action localization plays an important role in video analysis, which aims to localize and classify actions in untrimmed videos. The previous methods often predict actions on a feature space of a single-temporal scale. However, the temporal features of a low-level scale lack enough semantics for action classification while a high-level scale cannot provide rich details of the action boundaries. To address this issue, we propose to predict actions on a feature space of multi-temporal scales. Specifically, we use refined feature pyramids of different scales to pass semantics from high-level scales to low-level scales. Besides, to establish the long temporal scale of the entire video, we use a spatial-temporal transformer encoder to capture the long-range dependencies of video frames. Then the refined features with long-range dependencies are fed into a classifier for the coarse action prediction. Finally, to further improve the prediction accuracy, we propose to use a frame-level self attention module to refine the classification and boundaries of each action instance. Extensive experiments show that the proposed method can outperform state-of-the-art approaches on the THUMOS14 dataset and achieves comparable performance on the ActivityNet1.3 dataset. Compared with A2Net (TIP20, Avg\{0.3:0.7\}), Sub-Action (CSVT2022, Avg\{0.1:0.5\}), and AFSD (CVPR21, Avg\{0.3:0.7\}) on the THUMOS14 dataset, the proposed method can achieve improvements of 12.6\%, 17.4\% and 2.2\%, respectively

preprint2022arXiv

Temporal-Relational Hypergraph Tri-Attention Networks for Stock Trend Prediction

Predicting the future price trends of stocks is a challenging yet intriguing problem given its critical role to help investors make profitable decisions. In this paper, we present a collaborative temporal-relational modeling framework for end-to-end stock trend prediction. The temporal dynamics of stocks is firstly captured with an attention-based recurrent neural network. Then, different from existing studies relying on the pairwise correlations between stocks, we argue that stocks are naturally connected as a collective group, and introduce the hypergraph structures to jointly characterize the stock group-wise relationships of industry-belonging and fund-holding. A novel hypergraph tri-attention network (HGTAN) is proposed to augment the hypergraph convolutional networks with a hierarchical organization of intra-hyperedge, inter-hyperedge, and inter-hypergraph attention modules. In this manner, HGTAN adaptively determines the importance of nodes, hyperedges, and hypergraphs during the information propagation among stocks, so that the potential synergies between stock movements can be fully exploited. Extensive experiments on real-world data demonstrate the effectiveness of our approach. Also, the results of investment simulation show that our approach can achieve a more desirable risk-adjusted return. The data and codes of our work have been released at https://github.com/lixiaojieff/HGTAN.

preprint2022arXiv

TripHLApan: predicting HLA molecules binding peptides based on triple coding matrix and transfer learning

Human leukocyte antigen (HLA) is an important molecule family in the field of human immunity, which recognizes foreign threats and triggers immune responses by presenting peptides to T cells. In recent years, the synthesis of tumor vaccines to induce specific immune responses has become the forefront of cancer treatment. Computationally modeling the binding patterns between peptide and HLA can greatly accelerate the development of tumor vaccines. However, most of the prediction methods performance is very limited and they cannot fully take advantage of the analysis of existing biological knowledge as the basis of modeling. In this paper, we propose TripHLApan, a novel pan-specific prediction model, for HLA molecular peptide binding prediction. TripHLApan exhibits powerful prediction ability by integrating triple coding matrix, BiGRU + Attention models, and transfer learning strategy. The comprehensive evaluations demonstrate the effectiveness of TripHLApan in predicting HLA-I and HLA-II peptide binding in different test environments. The predictive power of HLA-I is further demonstrated in the latest data set. In addition, we show that TripHLApan has strong binding reconstitution ability in the samples of a melanoma patient. In conclusion, TripHLApan is a powerful tool for predicting the binding of HLA-I and HLA-II molecular peptides for the synthesis of tumor vaccines.

preprint2021arXiv

A Survey on Accuracy-oriented Neural Recommendation: From Collaborative Filtering to Information-rich Recommendation

Influenced by the great success of deep learning in computer vision and language understanding, research in recommendation has shifted to inventing new recommender models based on neural networks. In recent years, we have witnessed significant progress in developing neural recommender models, which generalize and surpass traditional recommender models owing to the strong representation power of neural networks. In this survey paper, we conduct a systematic review on neural recommender models from the perspective of recommendation modeling with the accuracy goal, aiming to summarize this field to facilitate researchers and practitioners working on recommender systems. Specifically, based on the data usage during recommendation modeling, we divide the work into collaborative filtering and information-rich recommendation: 1) collaborative filtering, which leverages the key source of user-item interaction data; 2) content enriched recommendation, which additionally utilizes the side information associated with users and items, like user profile and item knowledge graph; and 3) temporal/sequential recommendation, which accounts for the contextual information associated with an interaction, such as time, location, and the past interactions. After reviewing representative work for each type, we finally discuss some promising directions in this field.

preprint2021arXiv

Cross section measurements of the $e^+e^-\to D^{*+}D^{*-}$ and $e^+e^-\to D^{*+}D^{-}$ processes at center-of-mass energies from 4.085 to 4.600 GeV

The Born cross sections of the $e^+e^-\to D^{*+}D^{*-}$ and $e^+e^-\to D^{*+}D^{-}$ processes are measured using $e^+e^-$ collision data collected with the BESIII experiment at center-of-mass energies from 4.085 to 4.600 GeV, corresponding to an integrated luminosity of $15.7~{\rm fb}^{-1}$. The results are consistent with and more precise than the previous measurements by the Belle, Babar and CLEO collaborations. The measurements are essential for understanding the nature of vector charmonium and charmonium-like states.

preprint2021arXiv

Cross sections for the reactions $e^+e^-\rightarrow K^+K^-π^+π^-(π^0)$, $K^+K^-K^+K^-(π^0)$, $π^+π^-π^+π^-(π^0)$, $p\bar{p}π^+π^-(π^0)$ in the energy region between 3.773 and 4.600 GeV

Using the data samples collected in the energy range from 3.773 to 4.600 GeV with the BESIII detector at the BEPCII collider, we measure the dressed cross sections as a function of center-of-mass energy for $e^+e^-\rightarrow K^+K^-π^+π^-(π^0)$, $K^+K^-K^+K^-(π^0)$, $π^+π^-π^+π^-(π^0)$, and $p\bar{p}π^+π^-(π^0)$. The cross sections for $e^+e^-\rightarrow K^+K^-K^+K^-π^0$, $p\bar{p}π^+π^-(π^0)$ are the first measurements. Cross sections for the other five channels are much more precise than previous results in this energy region. We also search for charmonium and charmonium-like resonances, such as the $Y(4230)$, decaying into the same final states. We find evidence of the $ψ(4040)$ decaying to $π^+π^-π^+π^-π^0$ with a statistical significance of $3.6σ$. Upper limits are provided for other decays since no clear signals are observed.

preprint2021arXiv

Dark Matter Search Results from the PandaX-4T Commissioning Run

We report the first dark matter search results using the commissioning data from PandaX-4T. Using a time projection chamber with 3.7-tonne of liquid xenon target and an exposure of 0.63 tonne$\cdot$year, 1058 candidate events are identified within an approximate nuclear recoil energy window between 5 and 100 keV. No significant excess over background is observed. Our data set a stringent limit to the dark matter-nucleon spin-independent interactions, with a lowest excluded cross section (90% C.L.) of $3.8\times10^{-47} $cm$^2$ at a dark matter mass of 30 GeV/$c^2$.

preprint2021arXiv

Dense Residual Network: Enhancing Global Dense Feature Flow for Character Recognition

Deep Convolutional Neural Networks (CNNs), such as Dense Convolutional Networks (DenseNet), have achieved great success for image representation by discovering deep hierarchical information. However, most existing networks simply stacks the convolutional layers and hence failing to fully discover local and global feature information among layers. In this paper, we mainly explore how to enhance the local and global dense feature flow by exploiting hierarchical features fully from all the convolution layers. Technically, we propose an efficient and effective CNN framework, i.e., Fast Dense Residual Network (FDRN), for text recognition. To construct FDRN, we propose a new fast residual dense block (f-RDB) to retain the ability of local feature fusion and local residual learning of original RDB, which can reduce the computing efforts at the same time. After fully learning local residual dense features, we utilize the sum operation and several f-RDBs to define a new block termed global dense block (GDB) by imitating the construction of dense blocks to learn global dense residual features adaptively in a holistic way. Finally, we use two convolution layers to construct a down-sampling block to reduce the global feature size and extract deeper features. Extensive simulations show that FDRN obtains the enhanced recognition results, compared with other related models.

preprint2021arXiv

DiffNet++: A Neural Influence and Interest Diffusion Network for Social Recommendation

Social recommendation has emerged to leverage social connections among users for predicting users' unknown preferences, which could alleviate the data sparsity issue in collaborative filtering based recommendation. Early approaches relied on utilizing each user's first-order social neighbors' interests for better user modeling and failed to model the social influence diffusion process from the global social network structure. Recently, we propose a preliminary work of a neural influence diffusion network (i.e., DiffNet) for social recommendation (Diffnet), which models the recursive social diffusion process to capture the higher-order relationships for each user. However, we argue that, as users play a central role in both user-user social network and user-item interest network, only modeling the influence diffusion process in the social network would neglect the users' latent collaborative interests in the user-item interest network. In this paper, we propose DiffNet++, an improved algorithm of DiffNet that models the neural influence diffusion and interest diffusion in a unified framework. By reformulating the social recommendation as a heterogeneous graph with social network and interest network as input, DiffNet++ advances DiffNet by injecting these two network information for user embedding learning at the same time. This is achieved by iteratively aggregating each user's embedding from three aspects: the user's previous embedding, the influence aggregation of social neighbors from the social network, and the interest aggregation of item neighbors from the user-item interest network. Furthermore, we design a multi-level attention network that learns how to attentively aggregate user embeddings from these three aspects. Finally, extensive experimental results on two real-world datasets clearly show the effectiveness of our proposed model.

preprint2021arXiv

DNA: Deeply-supervised Nonlinear Aggregation for Salient Object Detection

Recent progress on salient object detection mainly aims at exploiting how to effectively integrate multi-scale convolutional features in convolutional neural networks (CNNs). Many popular methods impose deep supervision to perform side-output predictions that are linearly aggregated for final saliency prediction. In this paper, we theoretically and experimentally demonstrate that linear aggregation of side-output predictions is suboptimal, and it only makes limited use of the side-output information obtained by deep supervision. To solve this problem, we propose Deeply-supervised Nonlinear Aggregation (DNA) for better leveraging the complementary information of various side-outputs. Compared with existing methods, it i) aggregates side-output features rather than predictions, and ii) adopts nonlinear instead of linear transformations. Experiments demonstrate that DNA can successfully break through the bottleneck of current linear approaches. Specifically, the proposed saliency detector, a modified U-Net architecture with DNA, performs favorably against state-of-the-art methods on various datasets and evaluation metrics without bells and whistles.

preprint2021arXiv

Dual Encoding for Video Retrieval by Text

This paper attacks the challenging problem of video retrieval by text. In such a retrieval paradigm, an end user searches for unlabeled videos by ad-hoc queries described exclusively in the form of a natural-language sentence, with no visual example provided. Given videos as sequences of frames and queries as sequences of words, an effective sequence-to-sequence cross-modal matching is crucial. To that end, the two modalities need to be first encoded into real-valued vectors and then projected into a common space. In this paper we achieve this by proposing a dual deep encoding network that encodes videos and queries into powerful dense representations of their own. Our novelty is two-fold. First, different from prior art that resorts to a specific single-level encoder, the proposed network performs multi-level encoding that represents the rich content of both modalities in a coarse-to-fine fashion. Second, different from a conventional common space learning algorithm which is either concept based or latent space based, we introduce hybrid space learning which combines the high performance of the latent space and the good interpretability of the concept space. Dual encoding is conceptually simple, practically effective and end-to-end trained with hybrid space learning. Extensive experiments on four challenging video datasets show the viability of the new method.

preprint2021arXiv

Evidence for $Z_{c}^{\pm}$ decays into the $ρ^{\pm} η_{c}$ final state

We study $e^{+}e^{-}$ collisions with a $π^{+}π^{-}π^{0}η_{c}$ final state using data samples collected with the BESIII detector at center-of-mass energies $\sqrt{s}=4.226$, $4.258$, $4.358$, $4.416$, and $4.600$ GeV. Evidence for the decay $\zcpm\to\rhopm\etac$ is reported with a statistical significance of $3.9σ$ with various systematic uncertainties taken into account at $\sqrt{s} = 4.226$ GeV, and the Born cross section times branching fraction $σ^{B}(\EE\to \pimp\zcpm)\times \BR(\zcpm\to\rhopm\etac)$ is measured to be $(48 \pm 11 \pm 11)\,\rm{pb}$. The $\zcpm\to \rhopm\etac$ signal is not significant at the other center-of-mass energies and the corresponding upper limits are determined. In addition, no significant signal is observed in a search for $\zcppm\to ρ^{\pm}\etac$ with the same data samples. The ratios $R_{\zc}=\BR(\zcpm\to ρ^{\pm} \etac)/\BR(\zcpm\to π^{\pm} \jpsi)$ and $R_{\zcp}=\BR(\zcppm\to ρ^{\pm} \etac)/\BR(\zcppm\to π^{\pm} \hc)$ are obtained and used to discriminate between different theoretical interpretations of the $\zcpm$ and $\zcppm$.

preprint2021arXiv

Graphonomy: Universal Image Parsing via Graph Reasoning and Transfer

Prior highly-tuned image parsing models are usually studied in a certain domain with a specific set of semantic labels and can hardly be adapted into other scenarios (e.g., sharing discrepant label granularity) without extensive re-training. Learning a single universal parsing model by unifying label annotations from different domains or at various levels of granularity is a crucial but rarely addressed topic. This poses many fundamental learning challenges, e.g., discovering underlying semantic structures among different label granularity or mining label correlation across relevant tasks. To address these challenges, we propose a graph reasoning and transfer learning framework, named "Graphonomy", which incorporates human knowledge and label taxonomy into the intermediate graph representation learning beyond local convolutions. In particular, Graphonomy learns the global and structured semantic coherency in multiple domains via semantic-aware graph reasoning and transfer, enforcing the mutual benefits of the parsing across domains (e.g., different datasets or co-related tasks). The Graphonomy includes two iterated modules: Intra-Graph Reasoning and Inter-Graph Transfer modules. The former extracts the semantic graph in each domain to improve the feature representation learning by propagating information with the graph; the latter exploits the dependencies among the graphs from different domains for bidirectional knowledge transfer. We apply Graphonomy to two relevant but different image understanding research topics: human parsing and panoptic segmentation, and show Graphonomy can handle both of them well via a standard pipeline against current state-of-the-art approaches. Moreover, some extra benefit of our framework is demonstrated, e.g., generating the human parsing at various levels of granularity by unifying annotations across different datasets.

preprint2021arXiv

Internal Calibration of the PandaX-II Detector with Radon Gaseous Sources

We have developed a low-energy electron recoil (ER) calibration method with $^{220}$Rn for the PandaX-II detector. $^{220}$Rn, emanated from natural thorium compounds, was fed into the detector through the xenon purification system. From 2017 to 2019, we performed three dedicated calibration campaigns with different radon sources. We studied the detector response to $α$, $β$, and $γ$ particles with focus on low energy ER events. During the runs in 2017 and 2018, the amount of radioactivity of $^{222}$Rn were on the order of 1\% of that of $^{220}$Rn and thorium particulate contamination was negligible, especially in 2018. We also measured the background contribution from $^{214}$Pb for the first time in PandaX-II with the help from a $^{222}$Rn injection. Calibration strategy with $^{220}$Rn and $^{222}$Rn will be implemented in the upcoming PandaX-4T experiment and can be useful for other xenon-based detectors as well.

preprint2021arXiv

JUNO Physics and Detector

The Jiangmen Underground Neutrino Observatory (JUNO) is a 20 kton LS detector at 700-m underground. An excellent energy resolution and a large fiducial volume offer exciting opportunities for addressing many important topics in neutrino and astro-particle physics. With 6 years of data, the neutrino mass ordering can be determined at 3-4 sigma and three oscillation parameters can be measured to a precision of 0.6% or better by detecting reactor antineutrinos. With 10 years of data, DSNB could be observed at 3-sigma; a lower limit of the proton lifetime of 8.34e33 years (90% C.L.) can be set by searching for p->nu_bar K^+; detection of solar neutrinos would shed new light on the solar metallicity problem and examine the vacuum-matter transition region. A core-collapse supernova at 10 kpc would lead to ~5000 IBD and ~2000 (300) all-flavor neutrino-proton (electron) scattering events. Geo-neutrinos can be detected with a rate of ~400 events/year. We also summarize the final design of the JUNO detector and the key R&D achievements. All 20-inch PMTs have been tested. The average photon detection efficiency is 28.9% for the 15,000 MCP PMTs and 28.1% for the 5,000 dynode PMTs, higher than the JUNO requirement of 27%. Together with the >20 m attenuation length of LS, we expect a yield of 1345 p.e. per MeV and an effective energy resolution of 3.02%/\sqrt{E (MeV)}$ in simulations. The underwater electronics is designed to have a loss rate <0.5% in 6 years. With degassing membranes and a micro-bubble system, the radon concentration in the 35-kton water pool could be lowered to <10 mBq/m^3. Acrylic panels of radiopurity <0.5 ppt U/Th are produced. The 20-kton LS will be purified onsite. Singles in the fiducial volume can be controlled to ~10 Hz. The JUNO experiment also features a double calorimeter system with 25,600 3-inch PMTs, a LS testing facility OSIRIS, and a near detector TAO.

preprint2021arXiv

LadRa-Net: Locally-Aware Dynamic Re-read Attention Net for Sentence Semantic Matching

Sentence semantic matching requires an agent to determine the semantic relation between two sentences, which is widely used in various natural language tasks, such as Natural Language Inference (NLI), Paraphrase Identification (PI), and so on. Much recent progress has been made in this area, especially attention-based methods and pre-trained language model based methods. However, most of these methods focus on all the important parts in sentences in a static way and only emphasize how important the words are to the query, inhibiting the ability of attention mechanism. In order to overcome this problem and boost the performance of attention mechanism, we propose a novel dynamic re-read attention, which can pay close attention to one small region of sentences at each step and re-read the important parts for better sentence representations. Based on this attention variation, we develop a novel Dynamic Re-read Network (DRr-Net) for sentence semantic matching. Moreover, selecting one small region in dynamic re-read attention seems insufficient for sentence semantics, and employing pre-trained language models as input encoders will introduce incomplete and fragile representation problems. To this end, we extend DRrNet to Locally-Aware Dynamic Re-read Attention Net (LadRa-Net), in which local structure of sentences is employed to alleviate the shortcoming of Byte-Pair Encoding (BPE) in pre-trained language models and boost the performance of dynamic reread attention. Extensive experiments on two popular sentence semantic matching tasks demonstrate that DRr-Net can significantly improve the performance of sentence semantic matching. Meanwhile, LadRa-Net is able to achieve better performance by considering the local structures of sentences. In addition, it is exceedingly interesting that some discoveries in our experiments are consistent with some findings of psychological research.

preprint2021arXiv

Light yield and field dependence measurement in PandaX-II dual-phase xenon detector

The dual-phase xenon time projection chamber (TPC) is one of the most sensitive detector technology for dark matter direct search, where the energy deposition of incoming particle can be converted into photons and electrons through xenon excitation and ionization. The detector response to signal energy deposition varies significantly with the electric field in liquid xenon. We study the detector's light yield and its dependence on the electric field in the PandaX-II dual-phase detector containing 580~kg liquid xenon in the sensitive volume. From our measurements, the light yield at electric fields from 0~V/cm to 317~V/cm is obtained for energy depositions up to 236~keV.

preprint2021arXiv

Measurement of Branching Fractions of $J/ψ$ and $ψ(3686)$ decays to $Σ^{+}$ and $\overlineΣ^-$

Using $1310.6\times10^{6}$ $J/ψ$ and $448.1\times10^{6}$ $ψ(3686)$ events collected with the BESIII detector, the branching fractions of $J/ψ$ and $ψ(3686)$ decays to $Σ^{+}\overlineΣ^{-}$ are measured to be $(10.61 \pm 0.04 \pm 0.36) \times 10^{-4}$ and $(2.52 \pm 0.04 \pm 0.09) \times 10^{-4}$, respectively. In addition, the ratio of $\mathcal{B}(ψ(3686) \rightarrow Σ^{+}\overlineΣ^{-})/\mathcal{B}(J/ψ\rightarrow Σ^{+}\overlineΣ^{-})$ is determined to be $(23.8 \pm 1.1)\%$ which violates the "$12\%$ rule".

preprint2021arXiv

Measurement of cross-section for $e^+e^-\toΞ^-\barΞ^+$ near threshold at BESIII

The Born cross-sections and effective form factors for process $e^+e^-\toΞ^-\barΞ^+$ are measured at eight center-of-mass energies between 2.644 and 3.080 GeV, using a total integrated luminosity of 363.9 pb$^{-1}$ $e^+e^-$ collision data collected with the BESIII detector at BEPCII. After performing a fit to the Born cross-section of $e^+e^-\toΞ^-\barΞ^+$, no significant threshold effect is observed.

preprint2021arXiv

Measurement of the $e^{+}e^{-}\toΣ^{0}\barΣ^{0}$ cross sections at center-of-mass energies from $2.3864$ to $3.0200$ GeV

The Born cross sections of $e^{+}e^{-}\to Σ^{0}\barΣ^{0}$ are measured at center-of-mass energies from $2.3864$ to $3.0200$ GeV using data samples with an integrated luminosity of $328.5$ pb$^{-1}$ collected with the BESIII detector operating at the BEPCII collider. The analysis makes use of a novel reconstruction method for energies near production threshold, while a single-tag method is employed at other center-of-mass energies. The measured cross sections are consistent with earlier results from BaBar, with a substantially improved precision. The cross-section lineshape can be well described by a perturbative QCD-driven energy function. In addition, the effective form factors of the $Σ^{0}$ baryon are determined. The results provide precise experimental input for testing various theoretical predictions.

preprint2021arXiv

Measurements of $e^+e^-\rightarrow η_{\rm c}π^+ π^-π^0$, $η_{\rm c}π^+ π^-$ and $η_{\rm c}π^0γ$ at $\sqrt{s}$ from 4.18 to 4.60\,GeV, and search for a $Z_{\rm c}$ state close to the $D\bar{D}$ threshold decaying to $η_{\rm c}π$ at $\sqrt{s}$ = 4.23 GeV

We study $η_{\rm c}$ production at center-of-mass energies $\sqrt{s}$ from 4.18 to 4.60 GeV in $e^+e^-$ annihilation data collected with the BESIII detector operating at the BEPCII storage ring, corresponding to 7.3 fb$^{-1}$ of integrated luminosity. We measure the cross sections of the three different exclusive reactions $e^+e^-\rightarrow η_{\rm c}π^+ π^-π^0$, $e^+e^- \rightarrow η_{\rm c}π^+ π^-$, and $e^+e^- \rightarrow η_{\rm c}π^0γ$. We find significant $η_{\rm c}$ production in $e^+e^-\rightarrow η_{\rm c}π^+ π^-π^0$ at $\sqrt{s}$ of 4.23 GeV and 4.26 GeV and observe a significant energy-dependent Born cross section that we measure to be consistent with the production via the intermediate $Y(4260)$ resonance. In addition, we perform a search for a charmonium-like $Z_{\rm c}$ state close to the $D\bar{D}$ threshold that decays to $η_{\rm c}π$, involving ground state charmonium, and observe no signal. Corresponding upper limits on the cross section of $η_{\rm c}$ and $Z_{\rm c}$ production are provided, where the yields are not found to be significant.

preprint2021arXiv

Model independent determination of the spin of the $Ω^{-}$ and its polarization alignment in $ψ(3686)\rightarrowΩ^{-}\barΩ^{+}$

We present an analysis of the process $ψ(3686) \to Ω^- \barΩ^+$ ($Ω^-\to K^-Λ$, $\barΩ^+\to K^+\barΛ$, $Λ\to pπ^-$, $\barΛ\to \bar{p}π^+$) based on a data set of $448\times 10^6$ $ψ(3686)$ decays collected with the BESIII detector at the BEPCII electron-positron collider. The helicity amplitudes for the process $ψ(3686) \to Ω^- \barΩ^+$ and the decay parameters of the subsequent decay $Ω^-\to K^-Λ$ $(\barΩ^+\to K^+\barΛ)$ are measured for the first time by a fit to the angular distribution of the complete decay chain. The branching fraction of $ψ(3686) \to Ω^- \barΩ^+$ is measured to be $(5.82\pm 0.12\pm 0.24)\times 10^{-5}$, with an improved precision compared to previous measurements.

preprint2021arXiv

Non-Thermal Emergence of an Orbital-Selective Mott Phase in FeTe$_{1-x}$Se$_x$

Electronic correlation is of fundamental importance to high temperature superconductivity. Iron-based superconductors are believed to possess moderate correlation strength, which combined with their multi-orbital nature makes them a fascinating platform for the emergence of exotic phenomena. A particularly striking form is the emergence of an orbital selective Mott phase, where the localization of a subset of orbitals leads to a drastically reconstructed Fermi surface. Here, we report spectroscopic evidence of the reorganization of the Fermi surface from FeSe to FeTe as Se is substituted by Te. We uncover a particularly transparent way to visualize the localization of the $d_{xy}$ electron orbital through the suppression of its hybridization with the more coherent $d$ electron orbitals, which leads to a redistribution of the orbital-dependent spectral weight near the Fermi level. These noteworthy features of the Fermi surface are accompanied by a divergent behavior of a band renormalization in the $d_{xy}$ orbital. All of our observations are further supported by our theoretical calculations to be salient spectroscopic signatures of such a non-thermal evolution from a strongly correlated metallic phase towards an orbital-selective Mott phase in FeTe$_{1-x}$Se$_x$ as Se concentration is reduced.

preprint2021arXiv

Observation of $D^{0(+)}\to K^0_Sπ^{0(+)}ω$ and improved measurement of $D^0\to K^-π^+ω$

By analyzing an $e^+e^-$ annihilation data sample with an integrated luminosity of $2.93\ \rm fb^{-1}$ taken at the center-of-mass energy of 3.773 GeV with the BESIII detector, we determine the absolute branching fractions of the hadronic decays $D^0\to K^-π^+ω$, $D^0\to K^0_Sπ^0ω$, and $D^+\to K^0_Sπ^+ω$ to be $(3.392 \pm 0.044_{\rm stat} \pm 0.085_{\rm syst})\%$, $(0.848 \pm 0.046_{\rm stat} \pm 0.031_{\rm syst})\%$, and $(0.707 \pm 0.041_{\rm stat} \pm 0.029_{\rm syst})\%$, respectively. The accuracy of the branching fraction measurement of the decay $D^0\to K^-π^+ω$ is improved by a factor of seven compared to the world average value. The $D^{0}\to K^0_Sπ^{0}ω$ and $D^{+}\to K^0_Sπ^{+}ω$ decays are observed for the first time.

preprint2021arXiv

Observation of $e^{+}e^{-}\rightarrowηψ(2S)$ at center-of-mass energies from 4.236 to 4.600 GeV

Using a total of $5.25~{\rm fb}^{-1}$ of $e^{+}e^{-}$ collision data with center-of-mass energies from 4.236 to 4.600 GeV, we report the first observation of the process $e^{+}e^{-}\to ηψ(2S)$ with a statistical significance of $5σ$. The data sets were collected by the BESIII detector operating at the BEPCII storage ring. We measure the yield of events integrated over center-of-mass energies and also present the energy dependence of the measured cross section.

preprint2021arXiv

Observation of an Unusual Colossal Anisotropic Magnetoresistance Effect in an Antiferromagnetic Semiconductor

Searching for novel antiferromagnetic materials with large magnetotransport response is highly demanded for constructing future spintronic devices with high stability, fast switching speed, and high density. Here we report a colossal anisotropic magnetoresistance effect in an antiferromagnetic binary compound with layered structure rare-earth dichalcogenide EuTe2. The AMR reaches 40000%, which is 4 orders of magnitude larger than that in conventional antiferromagnetic alloys. Combined magnetization, resistivity, and theoretical analysis reveal that the colossal AMR effect is attributed to a novel mechanism of vector-field tunable band structure, rather than the conventional spin-orbit coupling mechanism. Moreover, it is revealed that the strong hybridization between orbitals of Eu-layer with localized spin and Te-layer with itinerant carriers is extremely important for the large AMR effect. Our results suggest a new direction towards exploring AFM materials with prominent magnetotransport properties, which creates an unprecedented opportunity for AFM spintronics applications.

preprint2021arXiv

On Fast Adversarial Robustness Adaptation in Model-Agnostic Meta-Learning

Model-agnostic meta-learning (MAML) has emerged as one of the most successful meta-learning techniques in few-shot learning. It enables us to learn a meta-initialization} of model parameters (that we call meta-model) to rapidly adapt to new tasks using a small amount of labeled training data. Despite the generalization power of the meta-model, it remains elusive that how adversarial robustness can be maintained by MAML in few-shot learning. In addition to generalization, robustness is also desired for a meta-model to defend adversarial examples (attacks). Toward promoting adversarial robustness in MAML, we first study WHEN a robustness-promoting regularization should be incorporated, given the fact that MAML adopts a bi-level (fine-tuning vs. meta-update) learning procedure. We show that robustifying the meta-update stage is sufficient to make robustness adapted to the task-specific fine-tuning stage even if the latter uses a standard training protocol. We also make additional justification on the acquired robustness adaptation by peering into the interpretability of neurons' activation maps. Furthermore, we investigate HOW robust regularization can efficiently be designed in MAML. We propose a general but easily-optimized robustness-regularized meta-learning framework, which allows the use of unlabeled data augmentation, fast adversarial attack generation, and computationally-light fine-tuning. In particular, we for the first time show that the auxiliary contrastive learning task can enhance the adversarial robustness of MAML. Finally, extensive experiments are conducted to demonstrate the effectiveness of our proposed methods in robust few-shot learning.

preprint2021arXiv

Results of Dark Matter Search using the Full PandaX-II Exposure

We report the dark matter search results obtained using the full 132 ton$\cdot$day exposure of the PandaX-II experiment, including all data from March 2016 to August 2018. No significant excess of events is identified above the expected background. Upper limits are set on the spin-independent dark matter-nucleon interactions. The lowest 90% confidence level exclusion on the spin-independent cross section is $2.2\times 10^{-46}$ cm$^2$ at a WIMP mass of 30 GeV/$c^2$.

preprint2021arXiv

Search for the $X(2370)$ and observation of $η_{c}\toηηη^\prime$ in $J/ψ\toγηηη^{\prime}$

Using a sample of $1.31\times10^{9} ~J/ψ$ events collected with the BESIII detector, we perform a study of $J/ψ\toγηηη^{\prime}$ to search for the $X(2370)$ and $η_{c}$ in the $ηηη^{\prime}$ invariant mass distribution. No significant signal for the $X(2370)$ is observed, and we set an upper limit for the product branching fraction of ${\cal B}(J/ψ\toγX(2370)\cdot{\cal B}(X(2370)\toηηη^{\prime}) < 9.2\times10^{-6}$ at the 90% confidence level. A clear $η_{c}$ signal is observed for the first time, yielding a product branching fraction of ${\cal B}(J/ψ\to γη_{c})\cdot{\cal B}(η_{c}\to ηηη^{\prime}) = (4.86\pm0.62~({\rm stat.})\pm0.45~({\rm sys.}))\times10^{-5}$.

preprint2021arXiv

Superconductivity and Charge Density Wave of CuIr2Te4 by Iodine Doping

Here we report a systematic investigation on the evolution of the structural and physical properties, including the charge density wave and superconductivity of the polycrystalline CuIr2Te4-xIx. X-ray diffraction results indicate that both of a and c lattice parameters increase linearly. The resistivity measurements indicate that the charge density wave is destabilized with slight x but reappears when x is large than 0.9. Meanwhile, the superconducting transition temperature enhances as x raises and reaches a maximum value of around 2.95 K for the optimal composition CuIr2Te3.9I0.1 followed by a slight decrease with higher iodine doping content. The specific heat jump for the optimal composition CuIr2Te3.9I0.1 is approximately 1.46, which is close to the Bardeen Cooper Schrieffer value which is 1.43, indicating it is a bulk superconductor. The results of thermodynamic heat capacity measurements under different magnetic fields, magnetization and magneto-transport measurements further suggest that CuIr2Te4-xIx bulks are type II superconductors. Finally, an electronic phase diagram for this CuIr2Te4-xIx system has been constructed. The present study provides a suitable material platform for further investigation of the interplay of the CDW and superconductivity.

preprint2021arXiv

Superconductivity in CuIr2-xAlxTe4 telluride chalcogenides

The relationship between charge-density-wave (CDW) and superconductivity (SC), two vital physical phases in condensed matter physics, has always been the focus of scientists' research over the past decades. Motivated by this research hotspot, we systematically studied the physical properties of the layered telluride chalcogenide superconductors CuIr2-xAlxTe4. Through the resistance and magnetization measurements, we found that the CDW order was destroyed by a small amount of Al doping. Meanwhile, the superconducting transition temperature (Tc) kept changing with the change of doping amount and rose towards the maximum value of 2.75 K when x = 0.075. The value of normalized specific heat jump for the highest Tc sample CuIr1.925Al0.075Te4 was 1.53, which was larger than the BCS value of 1.43 and showed that bulk superconducting nature. In order to clearly show the relationship between SC and CDW states, we propose a phase diagram of Tc vs. doping content.

preprint2021arXiv

Temperature-Dependent Group Delay of Photonic-Bandgap Hollow-Core Fiber Tuned by Surface-Mode Coupling

Surface modes (SM) are highly spatially localized modes existing at the core-cladding interface of photonic-bandgap hollow-core fiber (PBG-HCF). When coupling with SM, the air modes (AM) in the core would suffer a higher loss despite being spectrally within the cladding photonic bandgap, and would be highly dispersive around the avoided crossing (anti-crossing) wavelength. In this paper, we numerically demonstrate that such avoided crossings can play an important role in the tuning of the temperature dependence of group delay of AM of PBG-HCF. At higher temperatures, both the thermal-optic effect and thermal expansion contribute to the redshift of avoided crossing wavelength, giving rise to a temperature dependence of the AM dispersion. Numerical simulations show that the redshift of avoided crossing can significantly tune the thermal coefficient of delay (TCD) of PBG-HCF from -400 ps/km/K to 400 ps/km/K, approximately -120 ppm/K to 120 ppm/K. In comparison with the known tuning mechanism by the thermal-induced redshift of photonic bandgap [Fokoua et al., Optica 4, 659, 2017], the tuning of TCD by SM coupling presents a much broader tuning range and higher efficiency. Our finding would provide a new route to design PBG-HCF for propagation time sensitive applications.

preprint2021arXiv

Weak phases and CP-symmetry tests in sequential decays of entangled double-strange baryons

Using a sample of $1.31\times10^9$ $J/ψ$ events collected with the BESIII detector at the electron-positron collider BEPCII, we analyse the full $J/ψ\to$ $Ξ^-\overlineΞ^+$, $Ξ^-\to Λπ^-$, $Λ\to pπ^-$, $\overlineΞ^+\to\overlineΛπ^+$, $\overlineΛ\to\overline{p}π^+$ decay chain. A new method, exploiting the fact that the $Ξ^-\overlineΞ^+$ pair is entangled and sequentially decaying, and where the complete decay chains are reconstructed, is applied for the first time. This enables precision measurements of the decay parameters for the $Ξ^-\toΛπ^-$ decay ($α_Ξ$, $ϕ_Ξ$) as well as the $\overlineΞ^+\to\overlineΛπ^+$ decay ($\overlineα_Ξ$, $\overlineϕ_Ξ$). From the decay parameters, two independent CP tests were performed, quantified by the observables $A_{\rm CP}^Ξ$ and $Δϕ_Ξ$. Our results, $A_{\rm CP}^Ξ$ = $(6.0\pm13.4\pm5.6)\times10^{-3}$ and $Δϕ_Ξ= (-4.8\pm13.7\pm2.9)\times10^{-3}~{\rm rad}$, are consistent with CP symmetry. Furthermore, our method enables a separation of strong and weak $Ξ\toΛπ$ decay amplitudes. This results in the first direct measurement of the weak phase difference for any baryon decay. The result is found to be $(ξ_{P} - ξ_{S}) = (1.2\pm3.4\pm0.8)\times10^{-2}$ rad and is one of the most precise tests of CP symmetry for strange baryons. The strong phase difference is measured to be $(δ_P - δ_S) = (-4.0\pm3.3\pm1.7)\times10^{-2}$ rad. In addition, we provide an independent measurement of the recently debated $Λ$ decay parameter, $α_Λ = 0.757 \pm 0.011 \pm 0.008 $. The $Λ\overlineΛ$ asymmetry is measured to be $A_{\rm CP}^Λ = (-3.7\pm11.7\pm9.0)\times10^{-3}$.

preprint2020arXiv

$Σ^{+}$ and $\barΣ^-$ polarization in the $J/ψ$ and $ψ(3686)$ decays

From $1310.6\times10^{6}$ $J/ψ$ and $448.1\times10^{6}$ $ψ(3686)$ events collected with the BESIII experiment, we report the first observation of $Σ^{+}$ and $\barΣ^{-}$ spin polarization in $e^+e^-\rightarrow J/ψ(ψ(3686)) \rightarrow Σ^{+} \barΣ^{-}$ decays. The relative phases of the form factors $ΔΦ$ have been measured to be $(-15.5\pm0.7\pm0.5)^{\circ}$ and $(21.7\pm4.0\pm0.8)^{\circ}$ with $J/ψ$ and $ψ(3686)$ data, respectively. The non-zero value of $ΔΦ$ allows for a direct and simultaneous measurement of the decay asymmetry parameters of $Σ^{+}\rightarrow p π^{0}~(α_0 = -0.998\pm0.037\pm0.009)$ and $\barΣ^{-}\rightarrow \bar{p} π^{0}~(\barα_0 = 0.990\pm0.037\pm0.011)$, the latter value being determined for the first time. The average decay asymmetry, $(α_{0} - \barα_{0})/2$, is calculated to be $-0.994\pm0.004\pm0.002$. The CP asymmetry $A_{\rm CP,Σ} = (α_0 + \barα_0)/(α_0 - \barα_0) = -0.004\pm0.037\pm0.010$ is extracted for the first time, and is found to be consistent with CP conservation.

preprint2020arXiv

A Study of Bug Resolution Characteristics in Popular Programming Languages

This paper presents a large-scale study that investigates the bug resolution characteristics among popular Github projects written in different programming languages. We explore correlations but, of course, we cannot infer causation. Specifically, we analyse bug resolution data from approximately 70 million Source Line of Code, drawn from 3 million commits to 600 GitHub projects, primarily written in 10 programming languages. We find notable variations in apparent bug resolution time and patch (fix) size. While interpretation of results from such large-scale empirical studies is inherently difficult, we believe that the differences in medians are sufficiently large to warrant further investigation, replication, re-analysis and follow up research. For example, in our corpus, the median apparent bug resolution time (elapsed time from raise to resolve) for Ruby was 4X that for Go and 2.5X for Java. We also found that patches tend to touch more files for the corpus of strongly typed and for statically typed programs. However, we also found evidence for a lower elapsed resolution time for bug resolution committed to projects constructed from statically typed languages. These findings, if replicated in subsequent follow on studies, may shed further empirical light on the debate about the importance of static typing.

preprint2020arXiv

A Survey on Large-scale Machine Learning

Machine learning can provide deep insights into data, allowing machines to make high-quality predictions and having been widely used in real-world applications, such as text mining, visual classification, and recommender systems. However, most sophisticated machine learning approaches suffer from huge time costs when operating on large-scale data. This issue calls for the need of {Large-scale Machine Learning} (LML), which aims to learn patterns from big data with comparable performance efficiently. In this paper, we offer a systematic survey on existing LML methods to provide a blueprint for the future developments of this area. We first divide these LML methods according to the ways of improving the scalability: 1) model simplification on computational complexities, 2) optimization approximation on computational efficiency, and 3) computation parallelism on computational capabilities. Then we categorize the methods in each perspective according to their targeted scenarios and introduce representative methods in line with intrinsic strategies. Lastly, we analyze their limitations and discuss potential directions as well as open issues that are promising to address in the future.

preprint2020arXiv

An Edge Information and Mask Shrinking Based Image Inpainting Approach

In the image inpainting task, the ability to repair both high-frequency and low-frequency information in the missing regions has a substantial influence on the quality of the restored image. However, existing inpainting methods usually fail to consider both high-frequency and low-frequency information simultaneously. To solve this problem, this paper proposes edge information and mask shrinking based image inpainting approach, which consists of two models. The first model is an edge generation model used to generate complete edge information from the damaged image, and the second model is an image completion model used to fix the missing regions with the generated edge information and the valid contents of the damaged image. The mask shrinking strategy is employed in the image completion model to track the areas to be repaired. The proposed approach is evaluated qualitatively and quantitatively on the dataset Places2. The result shows our approach outperforms state-of-the-art methods.

preprint2020arXiv

Analysis of the decay $D^0\rightarrow K_{S}^{0} K^{+} K^{-}$

Using a data sample of $2.93~fb^{-1}$ of $e^+e^-$ collisions collected at $\sqrt{s}=3.773 GeV$ in the BESIII experiment, we perform an analysis of the decay $D^0\rightarrow K_{S}^{0} K^{+} K^{-}$. The Dalitz plot is analyzed using $1856\pm 45$ flavor-tagged signal decays. We find that the Dalitz plot is well described by a set of six resonances: $a_0(980)^0$, $a_0(980)^+$, $ϕ(1020)$, $a_2(1320)^+$, $a_2(1320)^-$ and $a_0(1450)^-$. Their magnitudes, phases and fit fractions are determined as well as the coupling of $a_0(980)$ to $K\bar{K}$, $g_{K\bar{K}}=3.77\pm 0.24\text{(stat.)}\pm0.35\text{(sys.)} GeV$. The branching fraction of the decay $D^0\rightarrow K_{S}^{0} K^{+} K^{-}$ is measured using $11660\pm 118$ untagged signal decays to be $(4.51\pm 0.05\text{(stat.)}\pm 0.16\text{(sys.)})10^{-3}$. Both measurements are limited by their systematic uncertainties.

preprint2020arXiv

Charge density wave and superconductivity in the family of telluride chalcogenides Zn1-xCuxIr2-yN(N = Al, Ti, Rh)yTe4

The interplay between superconductivity and charge density wave (CDW)/metal-to-insulator transition (MIT) has long been interested and studied in condensed matter physics. Here we study systematically the charge density wave and superconductivity properties in the solid solutions Zn1-xCuxIr2-yN(N = Al, Ti, Rh)yTe4. Resistivity, magnetic susceptibility and specific heat measurements indicate that the CDW state was suppressed immediately while the superconducting critical temperature (Tc) differs from each system. In the Al- and Ti-substitution cases, Tc increase as y increases and reaches a maximum around 2.75 K and 2.84 K respectively at y = 0.075, followed by a decrease of Tc before the chemical phase boundary is reached at y = 0.2. Nevertheless, Tc decreases monotonously with Rh-doping content y increases and disappears above 0.3 with measuring temperature down to 2 K. Surprisingly, in the Zn1-xCuxIr2Te4 solid solution, Tc enhances as x increases and reaches a maximum value of 2.82 K for x = 0.5 but subsequently survives over the whole doping range of 0.00 - 0.9 despite Tc changes slightly with higher doping content, which differs from the observation of zinc doping suppressing the superconductivity quickly in the high Tc cuprate superconductors. The specific heat anomaly at the superconducting transitions for the representative optimal doping samples are all slightly higher than the BCS value of 1.43 and indicate bulk superconductivity in these compounds. Finally, the CDW transition temperature (TCDW) and superconducting transition temperature (Tc) vs. x/y content phase diagrams of Zn1-xCuxIr2-yN(N = Al, Ti, Rh)yTe4 have been established and compared, which offers good opportunity to study the competition between CDW and superconductivity in the telluride chalcogenides.

preprint2020arXiv

Compressed DenseNet for Lightweight Character Recognition

Convolutional Recurrent Neural Network (CRNN) is a popular network for recognizing texts in images. Advances like the variant of CRNN, such as Dense Convolutional Network with Connectionist Temporal Classification, has reduced the running time of the network, but exposing the inner computation cost and weight size of the convolutional networks as a bottleneck. Specifically, the DenseNet based models utilize the dense blocks as the core module, but the inner features are combined in the form of concatenation in dense blocks. As such, the number of channels of combined features delivered as the input of the layers close to the output and the relevant computational cost grows rapidly with the dense blocks getting deeper. This will severely bring heavy computational cost and big weight size, which restrict the depth of dense blocks. In this paper, we propose a compressed convolution block called Lightweight Dense Block (LDB). To reduce the computing cost and weight size, we re-define and re-design the way of combining internal features of the dense blocks. LDB is a convolutional block similarly as dense block, but it can reduce the computation cost and weight size to (1/L, 2/L), compared with original ones, where L is the number of layers in blocks. Moreover, LDB can be used to replace the original dense block in any DenseNet based models. Based on the LDBs, we propose a Compressed DenseNet (CDenseNet) for the lightweight character recognition. Extensive experiments demonstrate that CDenseNet can effectively reduce the weight size while delivering the promising recognition results.

preprint2020arXiv

Convolutional Dictionary Pair Learning Network for Image Representation Learning

Both the Dictionary Learning (DL) and Convolutional Neural Networks (CNN) are powerful image representation learning systems based on different mechanisms and principles, however whether we can seamlessly integrate them to improve the per-formance is noteworthy exploring. To address this issue, we propose a novel generalized end-to-end representation learning architecture, dubbed Convolutional Dictionary Pair Learning Network (CDPL-Net) in this paper, which integrates the learning schemes of the CNN and dictionary pair learning into a unified framework. Generally, the architecture of CDPL-Net includes two convolutional/pooling layers and two dictionary pair learn-ing (DPL) layers in the representation learning module. Besides, it uses two fully-connected layers as the multi-layer perception layer in the nonlinear classification module. In particular, the DPL layer can jointly formulate the discriminative synthesis and analysis representations driven by minimizing the batch based reconstruction error over the flatted feature maps from the convolution/pooling layer. Moreover, DPL layer uses l1-norm on the analysis dictionary so that sparse representation can be delivered, and the embedding process will also be robust to noise. To speed up the training process of DPL layer, the efficient stochastic gradient descent is used. Extensive simulations on real databases show that our CDPL-Net can deliver enhanced performance over other state-of-the-art methods.

preprint2020arXiv

Cross section measurement of $e^+e^- \rightarrow η'J/ψ$ from $\sqrt{s} = 4.178$ to $4.600$ GeV

The cross section of the process $e^+e^- \rightarrow η'J/ψ$ is measured at center-of-mass energies from $\sqrt{s} =$ 4.178 to 4.600 GeV using data samples corresponding to a total integrated luminosity of 11 fb$^{-1}$ collected with the BESIII detector operating at the BEPCII storage ring. The dependence of the cross section on $\sqrt{s}$ shows an enhancement around $4.2$ GeV. While the shape of the cross section cannot be fully explained with a single $ψ(4160)$ or $ψ(4260)$ state, a coherent sum of the two states does provide a reasonable description of the data.

preprint2020arXiv

Determination of strong-phase parameters in $D\rightarrow K^0_{S,L}π^+π^-$

We report the most precise measurements to date of the strong-phase parameters between $D^0$ and $\bar{D}^0$ decays to $K^0_{S,L}π^+π^-$ using a sample of 2.93 fb$^{-1}$ of $e^+e^-$ annihilation data collected at a center-of-mass energy of 3.773 GeV with the BESIII detector at the BEPCII collider. Our results provide the key inputs for a binned model-independent determination of the Cabibbo-Kobayashi-Maskawa angle $γ/ϕ_3$ with $B$ decays. Using our results, the decay model sensitivity to the $γ/ϕ_3$ measurement is expected to be between 0.7$^{\circ}$ and 1.2$^{\circ}$, approximately a factor of three smaller than that achievable with previous measurements. The improved precision of this work ensures that measurements of $γ/ϕ_3$ will not be limited by knowledge of strong phases for the next decade. Furthermore, our results provide critical input for other flavor-physics investigations, including charm mixing, other measurements of $CP$ violation, and the measurement of strong-phase parameters for other $D$-decay modes.

preprint2020arXiv

Erratum to "Measurement of the $e^+e^-\toπ^+π^-$ cross section between 600 and 900 MeV using initial state radiation"

In Phys. Lett. B 753, 629-638 (2016) [arXiv:1507.08188] the BESIII collaboration published a cross section measurement of the process $e^+e^-\to π^+ π^-$ in the energy range between 600 and 900 MeV. In this erratum we report a corrected evaluation of the statistical errors in terms of a fully propagated covariance matrix. The correction also yields a reduced statistical uncertainty for the hadronic vacuum polarization contribution to the anomalous magnetic moment of the muon, which now reads as $a_μ^{ππ\mathrm{, LO}}(600 - 900\,\mathrm{MeV}) = (368.2 \pm 1.5_{\rm stat} \pm 3.3_{\rm syst})\times 10^{-10}$. The central values of the cross section measurement and of $a_μ^{ππ\mathrm{, LO}}$, as well as the systematic uncertainties remain unchanged.

preprint2020arXiv

Exfoliation of Two-Dimensional Nanosheets of Metal Diborides

The metal diborides are a class of ceramic materials with crystal structures consisting of hexagonal sheets of boron atoms alternating with planes of metal atoms held together with mixed character ionic/covalent bonds. Many of the metal diborides are ultrahigh temperature ceramics like HfB$_2$, TaB$_2$, and ZrB$_2$, which have melting points above 3000$^\circ$C, high mechanical hardness and strength at high temperatures, and high chemical resistance, while MgB$_2$ is a superconductor with a transition temperature of 39 K. Here we demonstrate that this diverse family of non-van der Waals materials can be processed into stable dispersions of two-dimensional (2D) nanosheets using ultrasonication-assisted exfoliation. We generate 2D nanosheets of the metal diborides AlB$_2$, CrB$_2$, HfB$_2$, MgB$_2$, NbB$_2$, TaB$_2$, TiB$_2$, and ZrB$_2$, and use electron and scanning probe microscopies to characterize their structures, morphologies, and compositions. The exfoliated layers span up to micrometers in lateral dimension and reach thicknesses down to 2-3 nm, while retaining their hexagonal atomic structure and chemical composition. We exploit the convenient solution-phase dispersions of exfoliated CrB$_2$ nanosheets to incorporate them directly into polymer composites. In contrast to the hard and brittle bulk CrB$_2$, we find that CrB$_2$ nanocomposites remain very flexible and simultaneously provide increases in the elastic modulus and the ultimate tensile strength of the polymer. The successful liquid-phase production of 2D metal diborides enables their processing using scalable low-temperature solution-phase methods, extending their use to previously unexplored applications, and reveals a new family of non-van der Waals materials that can be efficiently exfoliated into 2D forms.

preprint2020arXiv

Fast Learning of Graph Neural Networks with Guaranteed Generalizability: One-hidden-layer Case

Although graph neural networks (GNNs) have made great progress recently on learning from graph-structured data in practice, their theoretical guarantee on generalizability remains elusive in the literature. In this paper, we provide a theoretically-grounded generalizability analysis of GNNs with one hidden layer for both regression and binary classification problems. Under the assumption that there exists a ground-truth GNN model (with zero generalization error), the objective of GNN learning is to estimate the ground-truth GNN parameters from the training data. To achieve this objective, we propose a learning algorithm that is built on tensor initialization and accelerated gradient descent. We then show that the proposed learning algorithm converges to the ground-truth GNN model for the regression problem, and to a model sufficiently close to the ground-truth for the binary classification problem. Moreover, for both cases, the convergence rate of the proposed learning algorithm is proven to be linear and faster than the vanilla gradient descent algorithm. We further explore the relationship between the sample complexity of GNNs and their underlying graph properties. Lastly, we provide numerical experiments to demonstrate the validity of our analysis and the effectiveness of the proposed learning algorithm for GNNs.

preprint2020arXiv

Feasibility and physics potential of detecting $^8$B solar neutrinos at JUNO

The Jiangmen Underground Neutrino Observatory~(JUNO) features a 20~kt multi-purpose underground liquid scintillator sphere as its main detector. Some of JUNO's features make it an excellent experiment for $^8$B solar neutrino measurements, such as its low-energy threshold, its high energy resolution compared to water Cherenkov detectors, and its much large target mass compared to previous liquid scintillator detectors. In this paper we present a comprehensive assessment of JUNO's potential for detecting $^8$B solar neutrinos via the neutrino-electron elastic scattering process. A reduced 2~MeV threshold on the recoil electron energy is found to be achievable assuming the intrinsic radioactive background $^{238}$U and $^{232}$Th in the liquid scintillator can be controlled to 10$^{-17}$~g/g. With ten years of data taking, about 60,000 signal and 30,000 background events are expected. This large sample will enable an examination of the distortion of the recoil electron spectrum that is dominated by the neutrino flavor transformation in the dense solar matter, which will shed new light on the tension between the measured electron spectra and the predictions of the standard three-flavor neutrino oscillation framework. If $Δm^{2}_{21}=4.8\times10^{-5}~(7.5\times10^{-5})$~eV$^{2}$, JUNO can provide evidence of neutrino oscillation in the Earth at the about 3$σ$~(2$σ$) level by measuring the non-zero signal rate variation with respect to the solar zenith angle. Moveover, JUNO can simultaneously measure $Δm^2_{21}$ using $^8$B solar neutrinos to a precision of 20\% or better depending on the central value and to sub-percent precision using reactor antineutrinos. A comparison of these two measurements from the same detector will help elucidate the current tension between the value of $Δm^2_{21}$ reported by solar neutrino experiments and the KamLAND experiment.

preprint2020arXiv

Feature Pyramid Transformer

Feature interactions across space and scales underpin modern visual recognition systems because they introduce beneficial visual contexts. Conventionally, spatial contexts are passively hidden in the CNN's increasing receptive fields or actively encoded by non-local convolution. Yet, the non-local spatial interactions are not across scales, and thus they fail to capture the non-local contexts of objects (or parts) residing in different scales. To this end, we propose a fully active feature interaction across both space and scales, called Feature Pyramid Transformer (FPT). It transforms any feature pyramid into another feature pyramid of the same size but with richer contexts, by using three specially designed transformers in self-level, top-down, and bottom-up interaction fashion. FPT serves as a generic visual backbone with fair computational overhead. We conduct extensive experiments in both instance-level (i.e., object detection and instance segmentation) and pixel-level segmentation tasks, using various backbones and head networks, and observe consistent improvement over all the baselines and the state-of-the-art methods.

preprint2020arXiv

First Measurements of $χ_{cJ}\rightarrow Σ^{-} \barΣ^{+} (J = 0, 1, 2)$ Decays

We measured the branching fractions of the decays $χ_{cJ}\toΣ^{-}\barΣ^{+}$ for the first time using the final states $n\bar{n}π^{+}π^{-}$. The data sample exploited here is $448.1\times10^{6}$ $ψ(3686)$ events collected with BESIII. We find $\mathcal{B}(χ_{cJ}\rightarrowΣ^{-}\barΣ^{+}) = (51.3\pm2.4\pm4.1)\times10^{-5},\, (5.7\pm1.4\pm0.6)\times10^{-5},\, \rm{and}~ (4.4\pm1.7\pm0.5)\times10^{-5}$, for $J=0,1,2$, respectively, where the first uncertainties are statistical and the second systematic.

preprint2020arXiv

Fully-Convolutional Intensive Feature Flow Neural Network for Text Recognition

The Deep Convolutional Neural Networks (CNNs) have obtained a great success for pattern recognition, such as recognizing the texts in images. But existing CNNs based frameworks still have several drawbacks: 1) the traditaional pooling operation may lose important feature information and is unlearnable; 2) the tradi-tional convolution operation optimizes slowly and the hierar-chical features from different layers are not fully utilized. In this work, we address these problems by developing a novel deep network model called Fully-Convolutional Intensive Feature Flow Neural Network (IntensiveNet). Specifically, we design a further dense block called intensive block to extract the feature information, where the original inputs and two dense blocks are connected tightly. To encode data appropriately, we present the concepts of dense fusion block and further dense fusion opera-tions for our new intensive block. By adding short connections to different layers, the feature flow and coupling between layers are enhanced. We also replace the traditional convolution by depthwise separable convolution to make the operation efficient. To prevent important feature information being lost to a certain extent, we use a convolution operation with stride 2 to replace the original pooling operation in the customary transition layers. The recognition results on large-scale Chinese string and MNIST datasets show that our IntensiveNet can deliver enhanced recog-nition results, compared with other related deep models.

preprint2020arXiv

Future Physics Programme of BESIII

There has recently been a dramatic renewal of interest in the subjects of hadron spectroscopy and charm physics. This renaissance has been driven in part by the discovery of a plethora of charmonium-like $XYZ$ states at BESIII and $B$ factories, and the observation of an intriguing proton-antiproton threshold enhancement and the possibly related $X(1835)$ meson state at BESIII, as well as the threshold measurements of charm mesons and charm baryons. We present a detailed survey of the important topics in tau-charm physics and hadron physics that can be further explored at BESIII over the remaining lifetime of BEPCII operation. This survey will help in the optimization of the data-taking plan over the coming years, and provides physics motivation for the possible upgrade of BEPCII to higher luminosity.

preprint2020arXiv

High Efficiency Rate Control for Versatile Video Coding Based on Composite Cauchy Distribution

In this work, we propose a novel rate control algorithm for Versatile Video Coding (VVC) standard based on its distinct rate-distortion characteristics. By modelling the transform coefficients with the composite Cauchy distribution, higher accuracy compared with traditional distributions has been achieved. Based on the transform coefficient modelling, the theoretically derived R-Q and D-Q models which have been shown to deliver higher accuracy in characterizing RD characteristics for sequences with different content are incorporated into the rate control process. Furthermore, to establish an adaptive bit allocation scheme, the dependency between different levels of frames is modelled by a dependency factor to describe relationship between the reference and to-be-coded frames. Given the derived R-Q and D-Q relationships, as well as the dependency factor, an adaptive bit allocation scheme is developed for optimal bits allocation. We implement the proposed algorithm on VVC Test Model (VTM) 3.0. Experiments show that due to proper bit allocation, for low delay configuration the proposed algorithm can achieve 1.03% BD-Rate saving compared with the default rate control algorithm and 2.96% BD-Rate saving compared with fixed QP scheme. Moreover, 1.29% BD-Rate saving and higher control accuracy have also been observed under the random access configuration.

preprint2020arXiv

How to Retrain Recommender System? A Sequential Meta-Learning Method

Practical recommender systems need be periodically retrained to refresh the model with new interaction data. To pursue high model fidelity, it is usually desirable to retrain the model on both historical and new data, since it can account for both long-term and short-term user preference. However, a full model retraining could be very time-consuming and memory-costly, especially when the scale of historical data is large. In this work, we study the model retraining mechanism for recommender systems, a topic of high practical values but has been relatively little explored in the research community. Our first belief is that retraining the model on historical data is unnecessary, since the model has been trained on it before. Nevertheless, normal training on new data only may easily cause overfitting and forgetting issues, since the new data is of a smaller scale and contains fewer information on long-term user preference. To address this dilemma, we propose a new training method, aiming to abandon the historical data during retraining through learning to transfer the past training experience. Specifically, we design a neural network-based transfer component, which transforms the old model to a new model that is tailored for future recommendations. To learn the transfer component well, we optimize the "future performance" -- i.e., the recommendation accuracy evaluated in the next time period. Our Sequential Meta-Learning(SML) method offers a general training paradigm that is applicable to any differentiable model. We demonstrate SML on matrix factorization and conduct experiments on two real-world datasets. Empirical results show that SML not only achieves significant speed-up, but also outperforms the full model retraining in recommendation accuracy, validating the effectiveness of our proposals. We release our codes at: https://github.com/zyang1580/SML.

preprint2020arXiv

Inclusive charged and neutral particle multiplicity distributions in $χ_{cJ}$ and $J/ψ$ decays

Using a sample of 106 million $ψ(3686)$ decays, $ψ(3686) \to γχ_{cJ} (J = 0, 1, 2)$ and $ψ(3686) \to γχ_{cJ}, χ_{cJ} \to γJ/ψ$ $(J = 1, 2)$ events are utilized to study inclusive $χ_{cJ} \to$ anything, $χ_{cJ} \to$ hadrons, and $J/ψ\to$ anything distributions, including distributions of the number of charged tracks, electromagnetic calorimeter showers, and $π^0$s, and to compare them with distributions obtained from the BESIII Monte Carlo simulation. Information from each Monte Carlo simulated decay event is used to construct matrices connecting the detected distributions to the input predetection "produced" distributions. Assuming these matrices also apply to data, they are used to predict the analogous produced distributions of the decay events. Using these, the charged particle multiplicities are compared with results from MARK I. Further, comparison of the distributions of the number of photons in data with those in Monte Carlo simulation indicates that G-parity conservation should be taken into consideration in the simulation.

preprint2020arXiv

Iterative Context-Aware Graph Inference for Visual Dialog

Visual dialog is a challenging task that requires the comprehension of the semantic dependencies among implicit visual and textual contexts. This task can refer to the relation inference in a graphical model with sparse contexts and unknown graph structure (relation descriptor), and how to model the underlying context-aware relation inference is critical. To this end, we propose a novel Context-Aware Graph (CAG) neural network. Each node in the graph corresponds to a joint semantic feature, including both object-based (visual) and history-related (textual) context representations. The graph structure (relations in dialog) is iteratively updated using an adaptive top-$K$ message passing mechanism. Specifically, in every message passing step, each node selects the most $K$ relevant nodes, and only receives messages from them. Then, after the update, we impose graph attention on all the nodes to get the final graph embedding and infer the answer. In CAG, each node has dynamic relations in the graph (different related $K$ neighbor nodes), and only the most relevant nodes are attributive to the context-aware relational graph inference. Experimental results on VisDial v0.9 and v1.0 datasets show that CAG outperforms comparative methods. Visualization results further validate the interpretability of our method.

preprint2020arXiv

Joint Item Recommendation and Attribute Inference: An Adaptive Graph Convolutional Network Approach

In many recommender systems, users and items are associated with attributes, and users show preferences to items. The attribute information describes users'(items') characteristics and has a wide range of applications, such as user profiling, item annotation, and feature-enhanced recommendation. As annotating user (item) attributes is a labor intensive task, the attribute values are often incomplete with many missing attribute values. Therefore, item recommendation and attribute inference have become two main tasks in these platforms. Researchers have long converged that user (item) attributes and the preference behavior are highly correlated. Some researchers proposed to leverage one kind of data for the remaining task, and showed to improve performance. Nevertheless, these models either neglected the incompleteness of user (item) attributes or regarded the correlation of the two tasks with simple models, leading to suboptimal performance of these two tasks. To this end, in this paper, we define these two tasks in an attributed user-item bipartite graph, and propose an Adaptive Graph Convolutional Network (AGCN) approach for joint item recommendation and attribute inference. The key idea of AGCN is to iteratively perform two parts: 1) Learning graph embedding parameters with previously learned approximated attribute values to facilitate two tasks; 2) Sending the approximated updated attribute values back to the attributed graph for better graph embedding learning. Therefore, AGCN could adaptively adjust the graph embedding learning parameters by incorporating both the given attributes and the estimated attribute values, in order to provide weakly supervised information to refine the two tasks. Extensive experimental results on three real-world datasets clearly show the effectiveness of the proposed model.

preprint2020arXiv

Joint Visual Grounding with Language Scene Graphs

Visual grounding is a task to ground referring expressions in images, e.g., localize "the white truck in front of the yellow one". To resolve this task fundamentally, the model should first find out the contextual objects (e.g., the "yellow" truck) and then exploit them to disambiguate the referent from other similar objects by using the attributes and relationships (e.g., "white", "yellow", "in front of"). However, due to the lack of annotations on contextual objects and their relationships, existing methods degenerate the above joint grounding process into a holistic association between the expression and regions, thus suffering from unsatisfactory performance and limited interpretability. In this paper, we alleviate the missing-annotation problem and enable the joint reasoning by leveraging the language scene graph which covers both labeled referent and unlabeled contexts (other objects, attributes, and relationships). Specifically, the language scene graph is a graphical representation where the nodes are objects with attributes and the edges are relationships. We construct a factor graph based on it and then perform marginalization over the graph, such that we can ground both referent and contexts on corresponding image regions to achieve the joint visual grounding (JVG). Experimental results demonstrate that the proposed approach is effective and interpretable, e.g., on three benchmarks, it outperforms the state-of-the-art methods while offers a complete grounding of all the objects mentioned in the referring expression.

preprint2020arXiv

Learning to Discretely Compose Reasoning Module Networks for Video Captioning

Generating natural language descriptions for videos, i.e., video captioning, essentially requires step-by-step reasoning along the generation process. For example, to generate the sentence "a man is shooting a basketball", we need to first locate and describe the subject "man", next reason out the man is "shooting", then describe the object "basketball" of shooting. However, existing visual reasoning methods designed for visual question answering are not appropriate to video captioning, for it requires more complex visual reasoning on videos over both space and time, and dynamic module composition along the generation process. In this paper, we propose a novel visual reasoning approach for video captioning, named Reasoning Module Networks (RMN), to equip the existing encoder-decoder framework with the above reasoning capacity. Specifically, our RMN employs 1) three sophisticated spatio-temporal reasoning modules, and 2) a dynamic and discrete module selector trained by a linguistic loss with a Gumbel approximation. Extensive experiments on MSVD and MSR-VTT datasets demonstrate the proposed RMN outperforms the state-of-the-art methods while providing an explicit and explainable generation process. Our code is available at https://github.com/tgc1997/RMN.

preprint2020arXiv

Learning to Transfer Graph Embeddings for Inductive Graph based Recommendation

With the increasing availability of videos, how to edit them and present the most interesting parts to users, i.e., video highlight, has become an urgent need with many broad applications. As users'visual preferences are subjective and vary from person to person, previous generalized video highlight extraction models fail to tailor to users' unique preferences. In this paper, we study the problem of personalized video highlight recommendation with rich visual content. By dividing each video into non-overlapping segments, we formulate the problem as a personalized segment recommendation task with many new segments in the test stage. The key challenges of this problem lie in: the cold-start users with limited video highlight records in the training data and new segments without any user ratings at the test stage. In this paper, we propose an inductive Graph based Transfer learning framework for personalized video highlight Recommendation (TransGRec). TransGRec is composed of two parts: a graph neural network followed by an item embedding transfer network. Specifically, the graph neural network part exploits the higher-order proximity between users and segments to alleviate the user cold-start problem. The transfer network is designed to approximate the learned item embeddings from graph neural networks by taking each item's visual content as input, in order to tackle the new segment problem in the test phase. We design two detailed implementations of the transfer learning optimization function, and we show how the two parts of TransGRec can be efficiently optimized with different transfer learning optimization functions. Extensive experimental results on a real-world dataset clearly show the effectiveness of our proposed model.

preprint2020arXiv

LIAF-Net: Leaky Integrate and Analog Fire Network for Lightweight and Efficient Spatiotemporal Information Processing

Spiking neural networks (SNNs) based on Leaky Integrate and Fire (LIF) model have been applied to energy-efficient temporal and spatiotemporal processing tasks. Thanks to the bio-plausible neuronal dynamics and simplicity, LIF-SNN benefits from event-driven processing, however, usually faces the embarrassment of reduced performance. This may because in LIF-SNN the neurons transmit information via spikes. To address this issue, in this work, we propose a Leaky Integrate and Analog Fire (LIAF) neuron model, so that analog values can be transmitted among neurons, and a deep network termed as LIAF-Net is built on it for efficient spatiotemporal processing. In the temporal domain, LIAF follows the traditional LIF dynamics to maintain its temporal processing capability. In the spatial domain, LIAF is able to integrate spatial information through convolutional integration or fully-connected integration. As a spatiotemporal layer, LIAF can also be used with traditional artificial neural network (ANN) layers jointly. Experiment results indicate that LIAF-Net achieves comparable performance to Gated Recurrent Unit (GRU) and Long short-term memory (LSTM) on bAbI Question Answering (QA) tasks, and achieves state-of-the-art performance on spatiotemporal Dynamic Vision Sensor (DVS) datasets, including MNIST-DVS, CIFAR10-DVS and DVS128 Gesture, with much less number of synaptic weights and computational overhead compared with traditional networks built by LSTM, GRU, Convolutional LSTM (ConvLSTM) or 3D convolution (Conv3D). Compared with traditional LIF-SNN, LIAF-Net also shows dramatic accuracy gain on all these experiments. In conclusion, LIAF-Net provides a framework combining the advantages of both ANNs and SNNs for lightweight and efficient spatiotemporal information processing.

preprint2020arXiv

LightGCN: Simplifying and Powering Graph Convolution Network for Recommendation

Graph Convolution Network (GCN) has become new state-of-the-art for collaborative filtering. Nevertheless, the reasons of its effectiveness for recommendation are not well understood. Existing work that adapts GCN to recommendation lacks thorough ablation analyses on GCN, which is originally designed for graph classification tasks and equipped with many neural network operations. However, we empirically find that the two most common designs in GCNs -- feature transformation and nonlinear activation -- contribute little to the performance of collaborative filtering. Even worse, including them adds to the difficulty of training and degrades recommendation performance. In this work, we aim to simplify the design of GCN to make it more concise and appropriate for recommendation. We propose a new model named LightGCN, including only the most essential component in GCN -- neighborhood aggregation -- for collaborative filtering. Specifically, LightGCN learns user and item embeddings by linearly propagating them on the user-item interaction graph, and uses the weighted sum of the embeddings learned at all layers as the final embedding. Such simple, linear, and neat model is much easier to implement and train, exhibiting substantial improvements (about 16.0\% relative improvement on average) over Neural Graph Collaborative Filtering (NGCF) -- a state-of-the-art GCN-based recommender model -- under exactly the same experimental setting. Further analyses are provided towards the rationality of the simple LightGCN from both analytical and empirical perspectives.

preprint2020arXiv

Low Complexity Trellis-Coded Quantization in Versatile Video Coding

The forthcoming Versatile Video Coding (VVC) standard adopts the trellis-coded quantization, which leverages the delicate trellis graph to map the quantization candidates within one block into the optimal path. Despite the high compression efficiency, the complex trellis search with soft decision quantization may hinder the applications due to high complexity and low throughput capacity. To reduce the complexity, in this paper, we propose a low complexity trellis-coded quantization scheme in a scientifically sound way with theoretical modeling of the rate and distortion. As such, the trellis departure point can be adaptively adjusted, and unnecessarily visited branches are accordingly pruned, leading to the shrink of total trellis stages and simplification of transition branches. Extensive experimental results on the VVC test model show that the proposed scheme is effective in reducing the encoding complexity by 11% and 5% with all intra and random access configurations, respectively, at the cost of only 0.11% and 0.05% BD-Rate increase. Meanwhile, on average 24% and 27% quantization time savings can be achieved under all intra and random access configurations. Due to the excellent performance, the VVC test model has adopted one implementation of the proposed scheme.

preprint2020arXiv

Magnetic ordering and spin dynamics in $S=5/2$ staggered triangular lattice antiferromagnet Ba$_2$MnTeO$_6$

We report studies of the magnetic properties of a staggered stacked triangular lattice Ba$_2$MnTeO$_6$ using magnetic susceptibility, specific heat, neutron powder diffraction and inelastic neutron scattering measurements, as well as first principles density functional theory calculations. Neutron diffraction measurements reveal an antiferromagnetic order with a propagated vector $\textbf{\emph{k}}=(0.5, 0.5, 0)$ and N{é}el transition temperature of $T_\text{N}\approx20$ K. The dominant interaction derived from the Curie-Weiss fitting to the inverse DC susceptibility is antiferromagnetic. Through modelling the INS spectrum with the linear spin wave theory, the magnetic exchange interactions for the nearest intralayer, nearest interlayer, and next nearest interlayer are determined to be $J_1=0.27(3),J_2=0.27(3),$ and $J_3=-0.05(1)$ meV, respectively, and a small value of easy-axis anisotropy of $D_{zz}=-0.01$ meV is introduced. We derive a magnetic phase diagram that reveals that it is the competition between $J_1, J_2$, and $J_3$ that stabilizes the collinear stripe-type antiferromagnetic order.

preprint2020arXiv

Measurement of {\boldmath $J/ψ\toΞ(1530)^{-}\barΞ^{+}$} and evidence for the radiative decay {\boldmath $Ξ(1530)^{-}\toγΞ^-$}

The SU(3)-flavor violating decay $J/ψ\toΞ(1530)^{-}\barΞ^{+}+c.c.$ is studied using $(1310.6\pm7.0)\times 10^{6} ~J/ψ$ events collected with the BESIII detector at BEPCII and the branching fraction is measured to be ${\cal{B}}(J/ψ\toΞ(1530)^{-}\barΞ^{+}+c.c.)=(3.17\pm0.02_{\rm stat.}\pm0.08_{\rm syst.})\times10^{-4}$. This is consistent with previous measurements with an improved precision. The angular parameter for this decay is measured for the first time and is found to be $α=-0.21\pm0.04_{\rm stat.}\pm0.06_{\rm syst.}$. In addition, we report evidence for the radiative decay $Ξ(1530)^{-}\toγΞ^- $ with a significance of 3.9$σ$, including the systematic uncertainties. The 90\% confidence level upper limit on the branching fraction is determined to be $\mathcal{B}(Ξ(1530)^{-}\toγΞ^- )\leq3.7$\%.

preprint2020arXiv

Measurement of proton electromagnetic form factors in $e^+e^- \to p\bar{p}$ in the energy region 2.00-3.08 GeV

The process of $e^+e^- \rightarrow p\bar{p}$ is studied at 22 center-of-mass energy points ($\sqrt{s}$) from 2.00 to 3.08 GeV, exploiting 688.5~pb$^{-1}$ of data collected with the BESIII detector operating at the BEPCII collider. The Born cross section~($σ_{p\bar{p}}$) of $e^+e^- \rightarrow p\bar{p}$ is measured with the energy-scan technique and it is found to be consistent with previously published data, but with much improved accuracy. In addition, the electromagnetic form-factor ratio ($|G_{E}/G_{M}|$) and the value of the effective ($|G_{\rm{eff}}|$), electric ($|G_E|$) and magnetic ($|G_M|$) form factors are measured by studying the helicity angle of the proton at 16 center-of-mass energy points. $|G_{E}/G_{M}|$ and $|G_M|$ are determined with high accuracy, providing uncertainties comparable to data in the space-like region, and $|G_E|$ is measured for the first time. We reach unprecedented accuracy, and precision results in the time-like region provide information to improve our understanding of the proton inner structure and to test theoretical models which depend on non-perturbative Quantum Chromodynamics.

preprint2020arXiv

Measurement of Singly Cabibbo-Suppressed Decays $D \to ωππ$

Using 2.93 fb$^{-1}$ of $e^{+}e^{-}$ collision data taken at a center-of-mass energy of 3.773 GeV by the BESIII detector at the BEPCII, we measure the branching fractions of the singly Cabibbo-suppressed decays $D \to ωππ$ to be $\mathcal{B}(D^0 \to ωπ^+π^-) = (1.33 \pm 0.16 \pm 0.12)\times 10^{-3}$ and $\mathcal{B}(D^+ \to ωπ^+π^0) =(3.87 \pm 0.83 \pm 0.25)\times 10^{-3}$, where the first uncertainties are statistical and the second ones systematic. The statistical significances are $12.9σ$ and $7.7 σ$, respectively. The precision of $\mathcal{B}(D^0 \to ωπ^+π^-)$ is improved by a factor of 2.1 over the CLEO measurement, and $\mathcal{B}(D^+ \to ωπ^+π^0)$ is measured for the first time. No significant signal of $\mathcal{B}(D^0 \to ωπ^0π^0)$ is observed, and the upper limit on the branching fraction is $\mathcal{B}(D^0 \to ωπ^0π^0) < 1.10 \times 10^{-3}$ at the $90\%$ confidence level. The branching fractions of $D\to ηππ$ are also measured and consistent with existing results.

preprint2020arXiv

Measurement of the Born Cross Sections for $e^+e^-\to D_s^+ D_{s1}(2460)^- +c.c.$ and $e^+e^-\to D_s^{\ast +} D_{s1}(2460)^- +c.c.$

The processes $e^+e^-\to D_s^+ D_{s1}(2460)^- +c.c.$ and $e^+e^-\to D_s^{\ast +} D_{s1}(2460)^- +c.c.$ are studied for the first time using data samples collected with the BESIII detector at the BEPCII collider. The Born cross sections of $e^+e^-\to D_s^+ D_{s1}(2460)^- +c.c.$ at nine center-of-mass energies between 4.467\,GeV and 4.600\,GeV and those of $e^+e^-\to D_s^{\ast +} D_{s1}(2460)^- +c.c.$ at ${\sqrt s}=$ 4.590\,GeV and 4.600\,GeV are measured. No obvious charmonium or charmonium-like structure is seen in the measured cross sections.

preprint2020arXiv

Measurement of the cross section for $e^{+}e^{-}\rightarrowΞ^{-}\barΞ^{+}$ and observation of an excited $Ξ$ baryon

Using a total of 11.0 fb$^{-1}$ of $e^{+}e^{-}$ collision data with center-of-mass energies between 4.009 GeV and 4.6 GeV and collected with the BESIII detector at BEPCII, we measure fifteen exclusive cross sections and effective form factors for the process $e^{+}e^{-}\rightarrowΞ^{-}\barΞ^{+}$ by means of a single baryon-tag method. After performing a fit to the dressed cross section of $e^{+}e^{-}\rightarrowΞ^{-}\barΞ^{+}$, no significant $ψ(4230)$ or $ψ(4260)$ resonance is observed in the $Ξ^{-}\barΞ^{+}$ final states, and upper limits at the 90\% confidence level on $Γ_{ee}\mathcal{B}$ for the processes $ψ(4230)$/$ψ(4260)\rightarrowΞ^{-}\barΞ^{+}$ are determined. In addition, an excited $Ξ$ baryon at 1820 MeV/$c^{2}$ is observed with a statistical significance of 6.2 $\sim$ 6.5$σ$ by including the systematic uncertainty, and the mass and width are measured to be $M = (1825.5 \pm 4.7 \pm 4.7)$~MeV/$c^{2}$ and $Γ= (17.0 \pm 15.0 \pm 7.9)$~MeV, which confirms the existence of the $J^{P}=\frac{3}{2}^{-}$ state $Ξ(1820)$.

preprint2020arXiv

Memory-Augmented Relation Network for Few-Shot Learning

Metric-based few-shot learning methods concentrate on learning transferable feature embedding that generalizes well from seen categories to unseen categories under the supervision of limited number of labelled instances. However, most of them treat each individual instance in the working context separately without considering its relationships with the others. In this work, we investigate a new metric-learning method, Memory-Augmented Relation Network (MRN), to explicitly exploit these relationships. In particular, for an instance, we choose the samples that are visually similar from the working context, and perform weighted information propagation to attentively aggregate helpful information from the chosen ones to enhance its representation. In MRN, we also formulate the distance metric as a learnable relation module which learns to compare for similarity measurement, and augment the working context with memory slots, both contributing to its generality. We empirically demonstrate that MRN yields significant improvement over its ancestor and achieves competitive or even better performance when compared with other few-shot learning approaches on the two major benchmark datasets, i.e. miniImagenet and tieredImagenet.

preprint2020arXiv

MobiGyges: A mobile hidden volume for preventing data loss, improving storage utilization, and avoiding device reboot

Sensitive data protection is essential for mobile users. Plausibly Deniable Encryption (PDE) systems provide an effective manner to protect sensitive data by hiding them on the device. However, existing PDE systems can lose data due to overriding the hidden volume, waste physical storage because of the reserved area used for avoiding data loss, and require device reboot when using the hidden volume. This paper presents MobiGyges, a hidden volume-based mobile PDE system, to fill the gap. MobiGyges addresses the problem of data loss by restricting each storage block used only by one volume, and it improves storage utilization by eliminating the reserved area. MobiGyges can also avoid device reboot by mounting the hidden volume dynamically on-demand with the Dynamic Mounting service. Moreover, we identify two novel PDE oriented attacks, the capacity comparison attack and the fill-to-full attack. MobiGyges can defend them by jointly leveraging the Shrunk U-disk method and multi-level deniability. We implement the MobiGyges proof-of-concept system on a real mobile phone Google Nexus 6P with LineageOS 13. Experimental results show that MobiGyges prevents data loss, avoids device reboot, improves storage utilization by over 30% with acceptable performance overhead compared with current works.

preprint2020arXiv

Model-independent determination of the relative strong-phase difference between $D^0$ and $\bar{D}^0\rightarrow K^0_{S,L}π^+π^-$ and its impact on the measurement of the CKM angle $γ/ϕ_3$

Crucial inputs for a variety of $CP$-violation studies can be determined through the analysis of pairs of quantum-entangled neutral $D$ mesons, which are produced in the decay of the $ψ(3770)$ resonance. The relative strong-phase parameters between $D^0$ and $\bar{D}^0$ in the decays $D^0\rightarrow K^0_{S,L}π^+π^-$ are studied using 2.93~${\rm fb}^{-1}$ of $e^+e^-$ annihilation data delivered by the BEPCII collider and collected by the BESIII detector at a center-of-mass energy of 3.773 GeV. Results are presented in regions of the phase space of the decay. These are the most precise measurements to date of the strong-phase parameters in $D \to K_{S,L}^0π^+π^-$ decays. Using these parameters, the associated uncertainty on the Cabibbo-Kobayashi-Maskawa angle $γ/ϕ_3$ is expected to be between $0.7^\circ$ and $1.2^\circ$, for an analysis using the decay $B^{\pm}\rightarrow DK^{\pm}$, $D\rightarrow K^0_Sπ^+π^-$, where $D$ represents a superposition of $D^0$ and $\bar{D^0}$ states. This is a factor of three smaller than that achievable with previous measurements. Furthermore, these results provide valuable input for charm-mixing studies, other measurements of $CP$ violation, and the measurement of strong-phase parameters for other $D$-decay modes.

preprint2020arXiv

More Grounded Image Captioning by Distilling Image-Text Matching Model

Visual attention not only improves the performance of image captioners, but also serves as a visual interpretation to qualitatively measure the caption rationality and model transparency. Specifically, we expect that a captioner can fix its attentive gaze on the correct objects while generating the corresponding words. This ability is also known as grounded image captioning. However, the grounding accuracy of existing captioners is far from satisfactory. To improve the grounding accuracy while retaining the captioning quality, it is expensive to collect the word-region alignment as strong supervision. To this end, we propose a Part-of-Speech (POS) enhanced image-text matching model (SCAN \cite{lee2018stacked}): POS-SCAN, as the effective knowledge distillation for more grounded image captioning. The benefits are two-fold: 1) given a sentence and an image, POS-SCAN can ground the objects more accurately than SCAN; 2) POS-SCAN serves as a word-region alignment regularization for the captioner's visual attention module. By showing benchmark experimental results, we demonstrate that conventional image captioners equipped with POS-SCAN can significantly improve the grounding accuracy without strong supervision. Last but not the least, we explore the indispensable Self-Critical Sequence Training (SCST) \cite{Rennie_2017_CVPR} in the context of grounded image captioning and show that the image-text matching score can serve as a reward for more grounded captioning \footnote{https://github.com/YuanEZhou/Grounded-Image-Captioning}.

preprint2020arXiv

Multilayer Collaborative Low-Rank Coding Network for Robust Deep Subspace Discovery

For subspace recovery, most existing low-rank representation (LRR) models performs in the original space in single-layer mode. As such, the deep hierarchical information cannot be learned, which may result in inaccurate recoveries for complex real data. In this paper, we explore the deep multi-subspace recovery problem by designing a multilayer architecture for latent LRR. Technically, we propose a new Multilayer Collabora-tive Low-Rank Representation Network model termed DeepLRR to discover deep features and deep subspaces. In each layer (>2), DeepLRR bilinearly reconstructs the data matrix by the collabo-rative representation with low-rank coefficients and projection matrices in the previous layer. The bilinear low-rank reconstruc-tion of previous layer is directly fed into the next layer as the input and low-rank dictionary for representation learning, and is further decomposed into a deep principal feature part, a deep salient feature part and a deep sparse error. As such, the coher-ence issue can be also resolved due to the low-rank dictionary, and the robustness against noise can also be enhanced in the feature subspace. To recover the sparse errors in layers accurately, a dynamic growing strategy is used, as the noise level will be-come smaller for the increase of layers. Besides, a neighborhood reconstruction error is also included to encode the locality of deep salient features by deep coefficients adaptively in each layer. Extensive results on public databases show that our DeepLRR outperforms other related models for subspace discovery and clustering.

preprint2020arXiv

Neural Graph Collaborative Filtering

Learning vector representations (aka. embeddings) of users and items lies at the core of modern recommender systems. Ranging from early matrix factorization to recently emerged deep learning based methods, existing efforts typically obtain a user's (or an item's) embedding by mapping from pre-existing features that describe the user (or the item), such as ID and attributes. We argue that an inherent drawback of such methods is that, the collaborative signal, which is latent in user-item interactions, is not encoded in the embedding process. As such, the resultant embeddings may not be sufficient to capture the collaborative filtering effect. In this work, we propose to integrate the user-item interactions -- more specifically the bipartite graph structure -- into the embedding process. We develop a new recommendation framework Neural Graph Collaborative Filtering (NGCF), which exploits the user-item graph structure by propagating embeddings on it. This leads to the expressive modeling of high-order connectivity in user-item graph, effectively injecting the collaborative signal into the embedding process in an explicit manner. We conduct extensive experiments on three public benchmarks, demonstrating significant improvements over several state-of-the-art models like HOP-Rec and Collaborative Memory Network. Further analysis verifies the importance of embedding propagation for learning better user and item representations, justifying the rationality and effectiveness of NGCF. Codes are available at https://github.com/xiangwang1223/neural_graph_collaborative_filtering.

preprint2020arXiv

Non-superconducting electronic ground state in pressurized BaFe$_2$S$_3$ and BaFe$_2$S$_{2.5}$Se$_{0.5}$

We report a comprehensive study of the spin ladder compound BaFe$_2$S$_{2.5}$Se$_{0.5}$ using neutron diffraction, inelastic neutron scattering, high pressure synchrotron diffraction, and high pressure transport techniques. We find that BaFe$_2$S$_{2.5}$Se$_{0.5}$ possesses the same $Cmcm$ structure and stripe antiferromagnetic order as does BaFe$_2$S$_3$, but with a reduced N{é}el temperature of $T_N=98$ K compared to 120 K for the undoped system, and a slightly increased ordered moment of 1.40$μ_B$ per iron. The low-energy spin excitations in BaFe$_2$S$_{2.5}$Se$_{0.5}$ are likewise similar to those observed in BaFe$_2$S$_{3}$. However, unlike the reports of superconductivity in BaFe$_2$S$_3$ below $T_c \sim 14$~K under pressures of 10~GPa or more, we observe no superconductivity in BaFe$_2$S$_{2.5}$Se$_{0.5}$ at any pressure up to 19.7~GPa. In contrast, the resistivity exhibits an upturn at low temperature under pressure. Furthermore, we show that additional high-quality samples of BaFe$_2$S$_3$ synthesized for this study likewise fail to become superconducting under pressure, instead displaying a similar upturn in resistivity at low temperature. These results demonstrate that microscopic, sample-specific details play an important role in determining the ultimate electronic ground state in this spin ladder system. We suggest that the upturn in resistivity at low temperature in both BaFe$_2$S$_3$ and BaFe$_2$S$_{2.5}$Se$_{0.5}$ may result from Anderson localization induced by S vacancies and random Se substitutions, enhanced by the quasi-one-dimensional ladder structure.

preprint2020arXiv

Observation of a resonant structure in $e^{+}e^{-} \to ωη$ and another in $e^{+}e^{-} \to ωπ^{0}$ at center-of-mass energies between 2.00 and 3.08 GeV

Born cross sections for the processes $e^+e^- \to ωη$ and $e^+e^- \to ωπ^{0}$ have been determined for center-of-mass energies between 2.00 and 3.08 GeV with the BESIII detector at the BEPCII collider. The results obtained in this work are consistent with previous measurements but with improved precision. Two resonant structures are observed. In the $e^{+}e^{-} \to ωη$ cross sections, a resonance with a mass of $(2179 \pm 21 \pm 3)\text{MeV}/c^2$ and a width of $(89 \pm 28 \pm 5)\text{MeV}$ is observed with a significance of 6.1$σ$. Its properties are consistent with the $ϕ(2170)$. In the $e^{+}e^{-} \toωπ^{0}$ cross sections, a resonance denoted $Y(2040)$ is observed with a significance of more than 10$σ$. Its mass and width are determined to be $(2034 \pm 13 \pm 9)\text{MeV}/c^2$ and $(234 \pm 30 \pm 25)\text{MeV}$, respectively, where the first uncertainties are statistical and the second ones are systematic.

preprint2020arXiv

Observation of a structure in $e^+e^- \to ϕη^{\prime}$ at $\sqrt{s}$ from 2.05 to 3.08 GeV

The process $e^{+}e^{-} \to ϕη^{\prime}$ has been studied for the first time in detail using data sample collected with the BESIII detector at the BEPCII collider at center of mass energies from 2.05 to 3.08 GeV. A resonance with quantum numbers $J^{PC}=1^{--}$ is observed with mass $M$ = (2177.5 $\pm$ 4.8 (stat) $\pm$ 19.5 (syst)) MeV/${ \it{c}^{\mathrm{2}}}$ and width $Γ$ = (149.0 $\pm$ 15.6 (stat) $\pm$ 8.9 (syst)) MeV with a statistical significance larger than 10$σ$. The observed structure could be identified with the $ϕ(2170)$, then the ratio of partial width between the $ϕη^{\prime}$ by BESIII and $ϕη$ by BABAR is ($\mathcal{B}^{R}_{ϕη}Γ^{R}_{ee})/{(\mathcal{B}^{R}_{ϕη^{\prime}}Γ^{R}_{ee})}$ = 0.23 $\pm$ 0.10 (stat) $\pm$ 0.18 (syst), which is smaller than the prediction of the $s\bar{s}g$ hybrid models by several orders of magnitude.

preprint2020arXiv

Observation of the $Y(4220)$ and $Y(4360)$ in the process $e^{+}e^{-} \to ηJ/ψ$

The cross sections of the process $e^{+}e^{-} \to ηJ/ψ$ at center-of-mass energies ($\sqrt{s}$) between 3.81 and 4.60 GeV are measured with high precision by using data samples collected with the BESIII detector operating at the BEPCII storage ring. Three structures are observed by analyzing the lineshape of the measured cross sections, and a maximum-likelihood fit including three resonances is performed by assuming the lowest lying structure is the $ψ(4040)$. For the other resonances, we obtain masses of $(4218.7 \pm 4.0 \pm 2.5)$ and $(4380.4 \pm 14.2 \pm 1.8)$ MeV/c$^{2}$ with corresponding widths of $(82.5 \pm 5.9 \pm 0.5)$ and $(147.0 \pm 63.0 \pm 25.8)$ MeV, respectively, where the first uncertainties are statistical and the second ones systematic. The measured resonant parameters are consistent with those of the $Y(4220)$ and $Y(4360)$ from pr evious measurements of different final states. For the first time, we observe the decays of the $Y(4220)$ and $Y(4360)$ into $ηJ/ψ$ final states.

preprint2020arXiv

Overview of the CCKS 2019 Knowledge Graph Evaluation Track: Entity, Relation, Event and QA

Knowledge graph models world knowledge as concepts, entities, and the relationships between them, which has been widely used in many real-world tasks. CCKS 2019 held an evaluation track with 6 tasks and attracted more than 1,600 teams. In this paper, we give an overview of the knowledge graph evaluation tract at CCKS 2019. By reviewing the task definition, successful methods, useful resources, good strategies and research challenges associated with each task in CCKS 2019, this paper can provide a helpful reference for developing knowledge graph applications and conducting future knowledge graph researches.

preprint2020arXiv

Partial wave analysis of $ψ(3686)\rightarrow K^{+}K^{-}η$

Using a sample of $(448.1\pm2.9)\times10^6$ $ψ(3686)$ events collected with the BESIII detector, we perform the first partial wave analysis of $ψ(3686)\rightarrow K^+K^-η$. In addition to the well established states, $ϕ(1020)$, $ϕ(1680)$, and $K_3^*(1780)$, contributions from $X(1750)$, $ρ(2150)$, $ρ_3(2250)$, and $K^*_2(1980)$ are also observed. The $X(1750)$ state is determined to be a $1^{--}$ resonance. The simultaneous observation of the $ϕ(1680)$ and $X(1750)$ indicates that the $X(1750)$, with previous observations in photoproduction, is distinct from the $ϕ(1680)$. The masses, widths, branching fractions of $ψ(3686)\rightarrow K^+K^-η$ and the intermediate resonances are also measured.

preprint2020arXiv

Person Re-Identification via Active Hard Sample Mining

Annotating a large-scale image dataset is very tedious, yet necessary for training person re-identification models. To alleviate such a problem, we present an active hard sample mining framework via training an effective re-ID model with the least labeling efforts. Considering that hard samples can provide informative patterns, we first formulate an uncertainty estimation to actively select hard samples to iteratively train a re-ID model from scratch. Then, intra-diversity estimation is designed to reduce the redundant hard samples by maximizing their diversity. Moreover, we propose a computer-assisted identity recommendation module embedded in the active hard sample mining framework to help human annotators to rapidly and accurately label the selected samples. Extensive experiments were carried out to demonstrate the effectiveness of our method on several public datasets. Experimental results indicate that our method can reduce 57%, 63%, and 49% annotation efforts on the Market1501, MSMT17, and CUHK03, respectively, while maximizing the performance of the re-ID model.

preprint2020arXiv

Personalized Multimedia Item and Key Frame Recommendation

When recommending or advertising items to users, an emerging trend is to present each multimedia item with a key frame image (e.g., the poster of a movie). As each multimedia item can be represented as multiple fine-grained visual images (e.g., related images of the movie), personalized key frame recommendation is necessary in these applications to attract users' unique visual preferences. However, previous personalized key frame recommendation models relied on users' fine-grained image behavior of multimedia items (e.g., user-image interaction behavior), which is often not available in real scenarios. In this paper, we study the general problem of joint multimedia item and key frame recommendation in the absence of the fine-grained user-image behavior. We argue that the key challenge of this problem lies in discovering users' visual profiles for key frame recommendation, as most recommendation models would fail without any users' fine-grained image behavior. To tackle this challenge, we leverage users' item behavior by projecting users (items) in two latent spaces: a collaborative latent space and a visual latent space. We further design a model to discern both the collaborative and visual dimensions of users, and model how users make decisive item preferences from these two spaces. As a result, the learned user visual profiles could be directly applied for key frame recommendation. Finally, experimental results on a real-world dataset clearly show the effectiveness of our proposed model on the two recommendation tasks.

preprint2020arXiv

Practical Detection of Trojan Neural Networks: Data-Limited and Data-Free Cases

When the training data are maliciously tampered, the predictions of the acquired deep neural network (DNN) can be manipulated by an adversary known as the Trojan attack (or poisoning backdoor attack). The lack of robustness of DNNs against Trojan attacks could significantly harm real-life machine learning (ML) systems in downstream applications, therefore posing widespread concern to their trustworthiness. In this paper, we study the problem of the Trojan network (TrojanNet) detection in the data-scarce regime, where only the weights of a trained DNN are accessed by the detector. We first propose a data-limited TrojanNet detector (TND), when only a few data samples are available for TrojanNet detection. We show that an effective data-limited TND can be established by exploring connections between Trojan attack and prediction-evasion adversarial attacks including per-sample attack as well as all-sample universal attack. In addition, we propose a data-free TND, which can detect a TrojanNet without accessing any data samples. We show that such a TND can be built by leveraging the internal response of hidden neurons, which exhibits the Trojan behavior even at random noise inputs. The effectiveness of our proposals is evaluated by extensive experiments under different model architectures and datasets including CIFAR-10, GTSRB, and ImageNet.

preprint2020arXiv

RCC-Dual-GAN: An Efficient Approach for Outlier Detection with Few Identified Anomalies

Outlier detection is an important task in data mining and many technologies have been explored in various applications. However, due to the default assumption that outliers are non-concentrated, unsupervised outlier detection may not correctly detect group anomalies with higher density levels. As for the supervised outlier detection, although high detection rates and optimal parameters can usually be achieved, obtaining sufficient and correct labels is a time-consuming task. To address these issues, we focus on semi-supervised outlier detection with few identified anomalies, in the hope of using limited labels to achieve high detection accuracy. First, we propose a novel detection model Dual-GAN, which can directly utilize the potential information in identified anomalies to detect discrete outliers and partially identified group anomalies simultaneously. And then, considering the instances with similar output values may not all be similar in a complex data structure, we replace the two MO-GAN components in Dual-GAN with the combination of RCC and M-GAN (RCC-Dual-GAN). In addition, to deal with the evaluation of Nash equilibrium and the selection of optimal model, two evaluation indicators are created and introduced into the two models to make the detection process more intelligent. Extensive experiments on both benchmark datasets and two practical tasks demonstrate that our proposed approaches (i.e., Dual-GAN and RCC-Dual-GAN) can significantly improve the accuracy of outlier detection even with only a few identified anomalies. Moreover, compared with the two MO-GAN components in Dual-GAN, the network structure combining RCC and M-GAN has greater stability in various situations.

preprint2020arXiv

Recurrent Relational Memory Network for Unsupervised Image Captioning

Unsupervised image captioning with no annotations is an emerging challenge in computer vision, where the existing arts usually adopt GAN (Generative Adversarial Networks) models. In this paper, we propose a novel memory-based network rather than GAN, named Recurrent Relational Memory Network ($R^2M$). Unlike complicated and sensitive adversarial learning that non-ideally performs for long sentence generation, $R^2M$ implements a concepts-to-sentence memory translator through two-stage memory mechanisms: fusion and recurrent memories, correlating the relational reasoning between common visual concepts and the generated words for long periods. $R^2M$ encodes visual context through unsupervised training on images, while enabling the memory to learn from irrelevant textual corpus via supervised fashion. Our solution enjoys less learnable parameters and higher computational efficiency than GAN-based methods, which heavily bear parameter sensitivity. We experimentally validate the superiority of $R^2M$ than state-of-the-arts on all benchmark datasets.

preprint2020arXiv

Reinforced Negative Sampling over Knowledge Graph for Recommendation

Properly handling missing data is a fundamental challenge in recommendation. Most present works perform negative sampling from unobserved data to supply the training of recommender models with negative signals. Nevertheless, existing negative sampling strategies, either static or adaptive ones, are insufficient to yield high-quality negative samples --- both informative to model training and reflective of user real needs. In this work, we hypothesize that item knowledge graph (KG), which provides rich relations among items and KG entities, could be useful to infer informative and factual negative samples. Towards this end, we develop a new negative sampling model, Knowledge Graph Policy Network (KGPolicy), which works as a reinforcement learning agent to explore high-quality negatives. Specifically, by conducting our designed exploration operations, it navigates from the target positive interaction, adaptively receives knowledge-aware negative signals, and ultimately yields a potential negative item to train the recommender. We tested on a matrix factorization (MF) model equipped with KGPolicy, and it achieves significant improvements over both state-of-the-art sampling methods like DNS and IRGAN, and KG-enhanced recommender models like KGAT. Further analyses from different angles provide insights of knowledge-aware sampling. We release the codes and datasets at https://github.com/xiangwang1223/kgpolicy.

preprint2020arXiv

Revisiting Graph based Collaborative Filtering: A Linear Residual Graph Convolutional Network Approach

Graph Convolutional Networks (GCNs) are state-of-the-art graph based representation learning models by iteratively stacking multiple layers of convolution aggregation operations and non-linear activation operations. Recently, in Collaborative Filtering (CF) based Recommender Systems (RS), by treating the user-item interaction behavior as a bipartite graph, some researchers model higher-layer collaborative signals with GCNs. These GCN based recommender models show superior performance compared to traditional works. However, these models suffer from training difficulty with non-linear activations for large user-item graphs. Besides, most GCN based models could not model deeper layers due to the over smoothing effect with the graph convolution operation. In this paper, we revisit GCN based CF models from two aspects. First, we empirically show that removing non-linearities would enhance recommendation performance, which is consistent with the theories in simple graph convolutional networks. Second, we propose a residual network structure that is specifically designed for CF with user-item interaction modeling, which alleviates the over smoothing problem in graph convolution aggregation operation with sparse user-item interaction data. The proposed model is a linear model and it is easy to train, scale to large datasets, and yield better efficiency and effectiveness on two real datasets. We publish the source code at https://github.com/newlei/LRGCCF.

preprint2020arXiv

Search for baryon and lepton number violating decays $D^+\to\barΛ(\barΣ^0)e^+$ and $D^+\toΛ(Σ^0)e^+$

Using a 2.93 fb$^{-1}$ data sample of electron-positron collisions taken with the BESIII detector at a center-of-mass energy of 3.773 GeV, which corresponds to $(8296\pm31\pm64)\times10^3 D^+D^-$ pairs, we search for the baryon and lepton number violating decays $D^+\to\barΛ(\barΣ^0)e^+$ and $D^+\toΛ(Σ^0)e^+$. No obvious signals are found with the current statistics and upper limits on the branching fractions of these four decays are set at the level of $10^{-6}$ at 90% confidence level.

preprint2020arXiv

Search for New Hadronic Decays of $h_c$ and Observation of $h_c\rightarrow K^{+}K^{-}π^{+}π^{-}π^{0}$

Ten hadronic final states of the $h_c$ decays are investigated via the process $ψ(3686)\rightarrow π^0 h_c$, using a data sample of $(448.1 \pm 2.9) \times 10^6$ $ψ(3686)$ events collected with the BESIII detector. The decay channel $h_c\rightarrow K^{+}K^{-}π^{+}π^{-}π^{0}$ is observed for the first time with a significance of $6.0 σ$. The corresponding branching fraction is determined to be $\mathcal{B}(h_c\rightarrow K^{+}K^{-}π^{+}π^{-}π^{0}) =(3.3 \pm 0.6 \pm 0.6)\times 10^{-3}$ (the first uncertainty is statistical and the second systematical). Evidence for the decays $h_c\rightarrow π^{+} π^{-} π^{0} η$ and $h_c\rightarrow K^{0}_{S}K^{\pm}π^{\mp}π^{+}π^{-}$ is found with a significance of $3.6 σ$ and $3.8 σ$, respectively. The corresponding branching fractions (and upper limits) are obtained to be $\mathcal{B}(h_c\rightarrow π^{+} π^{-} π^{0} η) =(7.2 \pm 1.8 \pm 1.3)\times 10^{-3}$ $(< 1.8 \times 10^{-2})$ and $\mathcal{B}(h_c\rightarrow K^{0}_{S}K^{\pm}π^{\mp}π^{+}π^{-}) =(2.8 \pm 0.9 \pm 0.5)\times 10^{-3}$ $(<4.7\times 10^{-3})$. Upper limits on the branching fractions for the final states $h_c \rightarrow K^{+}K^{-}π^{0}$, $K^{+}K^{-}η$, $K^{+}K^{-}π^{+}π^{-}η$, $2(K^{+}K^{-})π^{0}$, $K^{+}K^{-}π^{0}η$, $K^{0}_{S}K^{\pm}π^{\mp}$, and $p\bar{p}π^{0}π^{0}$ are determined at a confidence level of 90\%.

preprint2020arXiv

Search for the decay $J/ψ\toγ+ \rm {invisible}$

We search for $J/ψ$ radiative decays into a weakly interacting neutral particle, namely an invisible particle, using the $J/ψ$ produced through the process $ψ(3686)\toπ^+π^-J/ψ$ in a data sample of $(448.1\pm2.9)\times 10^6$ $ψ(3686)$ decays collected by the BESIII detector at BEPCII. No significant signal is observed. Using a modified frequentist method, upper limits on the branching fractions are set under different assumptions of invisible particle masses up to 1.2 $\mathrm{\ Ge\kern -0.1em V}/c^2$. The upper limit corresponding to an invisible particle with zero mass is 7.0$\times 10^{-7}$ at the 90\% confidence level.

preprint2020arXiv

Search for the semileptonic decay $D^{0(+)}\to b_1(1235)^{-(0)} e^+ν_e$

Using $2.93~\mathrm{fb}^{-1}$ of $e^+e^-$ annihilation data collected at a center-of-mass energy $\sqrt{s}=3.773$ GeV with the BESIII detector operating at the BEPCII collider, we search for the semileptonic $D^{0(+)}$ decays into a $b_1(1235)^{-(0)}$ axial-vector meson for the first time. No significant signal is observed for either charge combination. The upper limits on the product branching fractions are ${\mathcal B}_{D^0\to b_1(1235)^- e^+ν_e}\cdot {\mathcal B}_{b_1(1235)^-\to ωπ^-}<1.12\times 10^{-4}$ and ${\mathcal B}_{D^+\to b_1(1235)^0 e^+ν_e}\cdot {\mathcal B}_{b_1(1235)^0\to ωπ^0}<1.75\times 10^{-4}$ at the 90\% confidence level.

preprint2020arXiv

SimpleMKKM: Simple Multiple Kernel K-means

We propose a simple yet effective multiple kernel clustering algorithm, termed simple multiple kernel k-means (SimpleMKKM). It extends the widely used supervised kernel alignment criterion to multi-kernel clustering. Our criterion is given by an intractable minimization-maximization problem in the kernel coefficient and clustering partition matrix. To optimize it, we re-formulate the problem as a smooth minimization one, which can be solved efficiently using a reduced gradient descent algorithm. We theoretically analyze the performance of SimpleMKKM in terms of its clustering generalization error. Comprehensive experiments on 11 benchmark datasets demonstrate that SimpleMKKM outperforms state of the art multi-kernel clustering alternatives.

preprint2020arXiv

Sparse Nonnegative Matrix Factorization for Multiple Local Community Detection

Local community detection consists of finding a group of nodes closely related to the seeds, a small set of nodes of interest. Such group of nodes are densely connected or have a high probability of being connected internally than their connections to other clusters in the network. Existing local community detection methods focus on finding either one local community that all seeds are most likely to be in or finding a single community for each of the seeds. However, a seed member usually belongs to multiple local overlapping communities. In this work, we present a novel method of detecting multiple local communities to which a single seed member belongs. The proposed method consists of three key steps: (1) local sampling with Personalized PageRank (PPR); (2) using the sparseness generated by a sparse nonnegative matrix factorization (SNMF) to estimate the number of communities in the sampled subgraph; (3) using SNMF soft community membership vectors to assign nodes to communities. The proposed method shows favorable accuracy performance and a good conductance when compared to state-of-the-art community detection methods by experiments using a combination of artificial and real-world networks.

preprint2020arXiv

Structural, magnetic, and electronic evolution of the spin-ladder system BaFe$_2$S$_{3-x}$Se$_x$ with isoelectronic substitution

We report experimental studies of a series of BaFe$_2$S$_{3-x}$Se$_x$ ($0\leq x\leq3$) single crystals and powder specimens using x-ray diffraction, neutron diffraction, muon spin relaxation, and electrical transport measurements. A structural transformation from Cmcm (BaFe$_2$S$_3$) to Pnma (BaFe$_2$Se$_3$) was identified around $x = 0.7\sim 1$. Neutron diffraction measurements on the samples with $x$ = 0.2, 0.4, and 0.7 reveal that the N$é$el temperature of the stripe antiferromagnetic order is gradually suppressed from $\sim$120 to 85 K, while the magnitude of the ordered Fe$^{2+}$ moments shows very little variation. Similarly, the block antiferromagnetic order in BaFe$_2$Se$_3$ remains robust for $1.5\leq x\leq3$ with negligible variation in the ordered moment and a slight decrease of the N$é$el temperature from 250 K ($x=3$) to 225 K ($x=1.5$). The sample with $x=1$ near the Cmcm and Pnma border shows coexisting, two-dimensional, short-range stripe- and block-type antiferromagnetic correlations. The system remains insulating for all $x$, but the thermal activation gap shows an abrupt increase when traversing the boundary from the Cmcm stripe phase to the Pnma block phase. The results demonstrate that the crystal structure, magnetic order, and electronic properties are strongly coupled in the BaFe$_2$S$_{3-x}$Se$_x$ system.

preprint2020arXiv

Study of $e^{+}e^{-} \to D^{+} D^{-} π^{+} π^{-} $ at center-of-mass energies from 4.36 to 4.60 GeV

We report a study of the $e^{+}e^{-} \to D^{+} D^{-} π^{+} π^{-}$ process using $e^{+}e^{-}$ collision data samples with an integrated luminosity of $2.5\,\rm{fb}^{-1}$ at center-of-mass energies from 4.36 to $4.60 \rm{GeV}$, collected with the BESIII detector at the BEPCII storage ring. The $D_{1}(2420)^+$ is observed in the $D^{+} π^{+} π^{-}$ mass spectrum. The mass and width of the $D_{1}(2420)^+$ are measured to be $(2427.2\pm 1.0_{\rm stat.}\pm 1.2_{\rm syst.}) \rm{MeV}/c^2$ and $(23.2\pm 2.3_{\rm stat.} \pm2.3_{\rm syst.}) \rm{MeV}$, respectively. The first errors are statistical and the second ones are systematic. In addition, the Born cross sections of the $e^{+}e^{-} \to D_{1}(2420)^+D^- + c.c. \to D^{+} D^{-} π^{+} π^{-}$ and $e^{+}e^{-} \to ψ(3770) π^{+} π^{-} \to D^{+} D^{-} π^{+} π^{-}$ processes are measured as a function of the center-of-mass energy.

preprint2020arXiv

Study of BESIII Trigger Efficiencies with the 2018 $J/ψ$ Data

Using a dedicated data sample taken in 2018 on the $J/ψ$ peak, we perform a detailed study of the trigger efficiencies of the BESIII detector. The efficiencies are determined from three representative physics processes, namely Bhabha-scattering, dimuon production and generic hadronic events with charged particles. The combined efficiency of all active triggers approaches $100\%$ in most cases with uncertainties small enough as not to affect most physics analyses.

preprint2020arXiv

Study of open-charm decays and radiative transitions of the X(3872)

The processes $X(3872)\to D^{*0}\bar{D^{0}}+c.c.,~γJ/ψ,~γψ(2S),$ and $γD^{+}D^{-}$ are searched for in a $9.0~\rm fb^{-1}$ data sample collected at center-of-mass energies between $4.178$ and $4.278$ GeV with the BESIII detector. We observe $X(3872)\to D^{*0}\bar{D^{0}}+c.c.$ and find evidence for $X(3872)\toγJ/ψ$ with statistical significances of $7.4σ$ and $3.5σ$, respectively. No evident signals for $X(3872)\toγψ(2S)$ and $γD^{+}D^{-}$ are found, and upper limit on the relative branching ratio $R_{γψ} \equiv\frac{\mathcal{B}(X(3872)\toγψ(2S))}{\mathcal{B}(X(3872)\toγJ/ψ)}<0.59$ is set at 90$\%$ confidence level. Measurements of branching ratios relative to decay $X(3872)\toπ^+π^- J/ψ$ are also reported for decays $X(3872)\to D^{*0}\bar{D^{0}}+c.c., ~γψ(2S),~γJ/ψ$, $γD^{+}D^{-}$, as well as the non-$D^{*0}\bar{D}^{0}$ three-body decays $π^0 D^{0}\bar{D}^{0}$ and $γD^{0}\bar{D}^{0}$.

preprint2020arXiv

TAO Conceptual Design Report: A Precision Measurement of the Reactor Antineutrino Spectrum with Sub-percent Energy Resolution

The Taishan Antineutrino Observatory (TAO, also known as JUNO-TAO) is a satellite experiment of the Jiangmen Underground Neutrino Observatory (JUNO). A ton-level liquid scintillator detector will be placed at about 30 m from a core of the Taishan Nuclear Power Plant. The reactor antineutrino spectrum will be measured with sub-percent energy resolution, to provide a reference spectrum for future reactor neutrino experiments, and to provide a benchmark measurement to test nuclear databases. A spherical acrylic vessel containing 2.8 ton gadolinium-doped liquid scintillator will be viewed by 10 m^2 Silicon Photomultipliers (SiPMs) of >50% photon detection efficiency with almost full coverage. The photoelectron yield is about 4500 per MeV, an order higher than any existing large-scale liquid scintillator detectors. The detector operates at -50 degree C to lower the dark noise of SiPMs to an acceptable level. The detector will measure about 2000 reactor antineutrinos per day, and is designed to be well shielded from cosmogenic backgrounds and ambient radioactivities to have about 10% background-to-signal ratio. The experiment is expected to start operation in 2022.

preprint2020arXiv

Towards Realistic Face Photo-Sketch Synthesis via Composition-Aided GANs

Face photo-sketch synthesis aims at generating a facial sketch/photo conditioned on a given photo/sketch. It is of wide applications including digital entertainment and law enforcement. Precisely depicting face photos/sketches remains challenging due to the restrictions on structural realism and textural consistency. While existing methods achieve compelling results, they mostly yield blurred effects and great deformation over various facial components, leading to the unrealistic feeling of synthesized images. To tackle this challenge, in this work, we propose to use the facial composition information to help the synthesis of face sketch/photo. Specially, we propose a novel composition-aided generative adversarial network (CA-GAN) for face photo-sketch synthesis. In CA-GAN, we utilize paired inputs including a face photo/sketch and the corresponding pixel-wise face labels for generating a sketch/photo. In addition, to focus training on hard-generated components and delicate facial structures, we propose a compositional reconstruction loss. Finally, we use stacked CA-GANs (SCA-GAN) to further rectify defects and add compelling details. Experimental results show that our method is capable of generating both visually comfortable and identity-preserving face sketches/photos over a wide range of challenging data. Our method achieves the state-of-the-art quality, reducing best previous Frechet Inception distance (FID) by a large margin. Besides, we demonstrate that the proposed method is of considerable generalization ability. We have made our code and results publicly available: https://fei-hdu.github.io/ca-gan/.

preprint2020arXiv

Tree-Augmented Cross-Modal Encoding for Complex-Query Video Retrieval

The rapid growth of user-generated videos on the Internet has intensified the need for text-based video retrieval systems. Traditional methods mainly favor the concept-based paradigm on retrieval with simple queries, which are usually ineffective for complex queries that carry far more complex semantics. Recently, embedding-based paradigm has emerged as a popular approach. It aims to map the queries and videos into a shared embedding space where semantically-similar texts and videos are much closer to each other. Despite its simplicity, it forgoes the exploitation of the syntactic structure of text queries, making it suboptimal to model the complex queries. To facilitate video retrieval with complex queries, we propose a Tree-augmented Cross-modal Encoding method by jointly learning the linguistic structure of queries and the temporal representation of videos. Specifically, given a complex user query, we first recursively compose a latent semantic tree to structurally describe the text query. We then design a tree-augmented query encoder to derive structure-aware query representation and a temporal attentive video encoder to model the temporal characteristics of videos. Finally, both the query and videos are mapped into a joint embedding space for matching and ranking. In this approach, we have a better understanding and modeling of the complex queries, thereby achieving a better video retrieval performance. Extensive experiments on large scale video retrieval benchmark datasets demonstrate the effectiveness of our approach.

preprint2020arXiv

Try This Instead: Personalized and Interpretable Substitute Recommendation

As a fundamental yet significant process in personalized recommendation, candidate generation and suggestion effectively help users spot the most suitable items for them. Consequently, identifying substitutable items that are interchangeable opens up new opportunities to refine the quality of generated candidates. When a user is browsing a specific type of product (e.g., a laptop) to buy, the accurate recommendation of substitutes (e.g., better equipped laptops) can offer the user more suitable options to choose from, thus substantially increasing the chance of a successful purchase. However, existing methods merely treat this problem as mining pairwise item relationships without the consideration of users' personal preferences. Moreover, the substitutable relationships are implicitly identified through the learned latent representations of items, leading to uninterpretable recommendation results. In this paper, we propose attribute-aware collaborative filtering (A2CF) to perform substitute recommendation by addressing issues from both personalization and interpretability perspectives. Instead of directly modelling user-item interactions, we extract explicit and polarized item attributes from user reviews with sentiment analysis, whereafter the representations of attributes, users, and items are simultaneously learned. Then, by treating attributes as the bridge between users and items, we can thoroughly model the user-item preferences (i.e., personalization) and item-item relationships (i.e., substitution) for recommendation. In addition, A2CF is capable of generating intuitive interpretations by analyzing which attributes a user currently cares the most and comparing the recommended substitutes with her/his currently browsed items at an attribute level. The recommendation effectiveness and interpretation quality of A2CF are demonstrated via extensive experiments on three real datasets.

preprint2020arXiv

Unsupervised Vehicle Re-identification with Progressive Adaptation

Vehicle re-identification (reID) aims at identifying vehicles across different non-overlapping cameras views. The existing methods heavily relied on well-labeled datasets for ideal performance, which inevitably causes fateful drop due to the severe domain bias between the training domain and the real-world scenes; worse still, these approaches required full annotations, which is labor-consuming. To tackle these challenges, we propose a novel progressive adaptation learning method for vehicle reID, named PAL, which infers from the abundant data without annotations. For PAL, a data adaptation module is employed for source domain, which generates the images with similar data distribution to unlabeled target domain as ``pseudo target samples''. These pseudo samples are combined with the unlabeled samples that are selected by a dynamic sampling strategy to make training faster. We further proposed a weighted label smoothing (WLS) loss, which considers the similarity between samples with different clusters to balance the confidence of pseudo labels. Comprehensive experimental results validate the advantages of PAL on both VehicleID and VeRi-776 dataset.

preprint2019arXiv

A Hierarchical Attention Model for Social Contextual Image Recommendation

Image based social networks are among the most popular social networking services in recent years. With tremendous images uploaded everyday, understanding users' preferences on user-generated images and making recommendations have become an urgent need. In fact, many hybrid models have been proposed to fuse various kinds of side information~(e.g., image visual representation, social network) and user-item historical behavior for enhancing recommendation performance. However, due to the unique characteristics of the user generated images in social image platforms, the previous studies failed to capture the complex aspects that influence users' preferences in a unified framework. Moreover, most of these hybrid models relied on predefined weights in combining different kinds of information, which usually resulted in sub-optimal recommendation performance. To this end, in this paper, we develop a hierarchical attention model for social contextual image recommendation. In addition to basic latent user interest modeling in the popular matrix factorization based recommendation, we identify three key aspects (i.e., upload history, social influence, and owner admiration) that affect each user's latent preferences, where each aspect summarizes a contextual factor from the complex relationships between users and images. After that, we design a hierarchical attention network that naturally mirrors the hierarchical relationship (elements in each aspects level, and the aspect level) of users' latent interests with the identified key aspects. Specifically, by taking embeddings from state-of-the-art deep learning models that are tailored for each kind of data, the hierarchical attention network could learn to attend differently to more or less content. Finally, extensive experimental results on real-world datasets clearly show the superiority of our proposed model.

preprint2019arXiv

Deep Self-representative Concept Factorization Network for Representation Learning

In this paper, we investigate the unsupervised deep representation learning issue and technically propose a novel framework called Deep Self-representative Concept Factorization Network (DSCF-Net), for clustering deep features. To improve the representation and clustering abilities, DSCF-Net explicitly considers discovering hidden deep semantic features, enhancing the robustness proper-ties of the deep factorization to noise and preserving the local man-ifold structures of deep features. Specifically, DSCF-Net seamlessly integrates the robust deep concept factorization, deep self-expressive representation and adaptive locality preserving feature learning into a unified framework. To discover hidden deep repre-sentations, DSCF-Net designs a hierarchical factorization architec-ture using multiple layers of linear transformations, where the hierarchical representation is performed by formulating the prob-lem as optimizing the basis concepts in each layer to improve the representation indirectly. DSCF-Net also improves the robustness by subspace recovery for sparse error correction firstly and then performs the deep factorization in the recovered visual subspace. To obtain locality-preserving representations, we also present an adaptive deep self-representative weighting strategy by using the coefficient matrix as the adaptive reconstruction weights to keep the locality of representations. Extensive comparison results with several other related models show that DSCF-Net delivers state-of-the-art performance on several public databases.

preprint2019arXiv

In-plane antiferromagnetic moments in axion topological insulator candidate EuIn$_2$As$_2$

Topological insulator with antiferromagnetic order can serve as an ideal platform for the realization of axion electrodynamics. In this paper, we report a systematic study of the axion topological insulator candidate EuIn$_2$As$_2$. A linear energy dispersion across the Fermi level confirms the existence of the proposed hole-type Fermi pocket. Spin-flop transitions occur with magnetic fields applied within the $ab$-plane while are absent for fields parallel to the $c$-axis. Anisotropic magnetic phase diagrams are observed and the orientation of the ground magnetic moment is found to be within the $ab$-plane. The magnetoresistivity for EuIn$_2$As$_2$ behaves non-monotonic as a function of field strength. It exhibits angular dependent evolving due to field-driven and temperature-driven magnetic states. These results indicate that the magnetic states of EuIn$_2$As$_2$ strongly affect the transport properties as well as the topological nature.

preprint2019arXiv

Large negative magnetoresistance in the new antiferromagnetic rare-earth dichalcogenide EuTe$_2$

We report the synthesis and characterization of a rare-earth dichalcogenide EuTe$_2$. An antiferromagnetic transition was found at T$_M$ = 11 K. The antiferromagnetic order can be tuned by an applied magnetic field to access a first-order spin flop transition and a spin flip transition. These transitions are associated with a giant negative magnetoresistance with a value of nearly 100\%. Heat capacity measurements reveal strong electronic correlations and a reduced magnetic entropy. Furthermore, density functional theory calculations demonstrate that the electrons near the Fermi surface mainly originate from the Te 5$p$ orbitals and the magnetism is dominated by localized electrons from the Eu 4$f$ orbitals. These results suggest that both the RKKY and Kondo interactions between the local moments and itinerant electrons play crucial roles in the magnetism and large negative magnetoresistance of EuTe$_2$.

preprint2019arXiv

Observation of a C-type short range antiferromagnetic order in expanded FeS

We report neutron diffraction studies of FeS single crystals obtained from Rb$_x$Fe$_{2-y}$S$_2$ single crystals via a hydrothermal method. While no $\sqrt {5}\times \sqrt {5}$ iron vacancy order or block antiferromagnetic order typical of Rb$_x$Fe$_{2-y}$S$_2$ is found in our samples, we observe $C$-type short range antiferromagnetic order with moments pointed along the $c$-axis hosted by a new phase of FeS with an expanded inter-layer spacing. The Néel temperature for this magnetic order is determined to be 165 K. Our finding of a variant FeS structure hosting this $C$-type antiferromagnetic order demonstrates that the known FeS phase synthesized in this method is in the vicinity of a magnetically ordered ground state, providing insights into understanding a variety of phenomena observed in FeS and the related FeSe$_{1-x}$S$_x$ iron chalcogenide system.

preprint2019arXiv

Observation of the decays $χ_{cJ} \to ϕϕη$

Using a data sample of $(448.1\pm2.9)\times10^{6}$ $ψ(3686)$ decays collected by the BESIII detector at the Beijing Electron Positron Collider (BEPCII), we observe the decays $χ_{cJ}\to ϕϕη~(J=0,~1,~2)$, where the $χ_{cJ}$ are produced via the radiative processes $ψ(3686)\toγχ_{cJ}$. The branching fractions are measured to be $\mathcal B(χ_{c0}\toϕϕη)=(8.41\pm0.74\pm0.62)\times10^{-4}$, $\mathcal B(χ_{c1}\toϕϕη)=(2.96\pm0.43\pm0.22)\times 10^{-4}$, and $\mathcal B(χ_{c2} \to ϕϕη)=(5.33\pm0.52\pm0.39) \times 10^{-4}$, where the first uncertainties are statistical and the second are systematic. We also search for intermediate states in the $ϕϕ$ or $ηϕ$ combinations, but no significant structure is seen due to the limited statistics.

preprint2019arXiv

Search for the rare decay $η'\rightarrowπ^{0}π^{0}π^{0}π^{0}$ at BESIII

Based on a sample of 1.31 billion $J/ψ$ events collected with the BESIII detector, we perform a search for the rare decay $η'\rightarrow 4π^{0}$ via $J/ψ\rightarrowγη'$. No significant $η'$ signal is observed in the invariant mass spectrum of 4$π^{0}$. With a Bayesian approach, the upper limit on the branching fraction of $η'\rightarrow 4π^{0}$ is determined to be $\mathcal{B}(η'\rightarrow 4π^{0})$ $< 4.94\times10^{-5}$ at the 90\% confidence level, which is a factor of six smaller than the previous experimental limit.

preprint2019arXiv

Searching for Neutrino-less Double Beta Decay of $^{136}$Xe with PandaX-II Liquid Xenon Detector

We report the Neutrino-less Double Beta Decay (NLDBD) search results from PandaX-II dual-phase liquid xenon time projection chamber. The total live time used in this analysis is 403.1 days from June 2016 to August 2018. With NLDBD-optimized event selection criteria, we obtain a fiducial mass of 219 kg of natural xenon. The accumulated xenon exposure is 242 kg$\cdot$yr, or equivalently 22.2 kg$\cdot$yr of $^{136}$Xe exposure. At the region around $^{136}$Xe decay Q-value of 2458 keV, the energy resolution of PandaX-II is 4.2%. We find no evidence of NLDBD in PandaX-II and establish a lower limit for decay half-life of 2.4 $ \times 10^{23} $ yr at the 90% confidence level, which corresponds to an effective Majorana neutrino mass $m_{ββ} < (1.3 - 3.5)$ eV. This is the first NLDBD result reported from a dual-phase xenon experiment.

preprint2019arXiv

The $ΔI$=2 bands in $^{109}$In: possible antimagnetic rotation

The high-spin structure of $^{109}$In was investigated with the $^{100}$Mo($^{14}$N, 5$n$)$^{109}$In fusion-evaporation reaction at CIAE, Beijing. Eleven new $γ$-rays of $^{109}$In were identified, by which the bandheads of the $ΔI$=2 rotational bands were confirmed. The configurations were assigned with the help of the systematic discussion. Furthermore, the rotational bands are compared with the tilted-axis cranking calculations based on a relativistic mean-field approach. The rotational bands involving the $1p1h$ excitation to the $π$$d_{5/2}$ and $π$$g_{7/2}$ orbitals are suggested as candidates for antimagnetic rotation based on the theoretical results.

preprint2018arXiv

Electric-field Control of Magnetism with Emergent Topological Hall Effect in SrRuO3 through Proton Evolution

Ionic substitution forms an essential pathway to manipulate the carrier density and crystalline symmetry of materials via ion-lattice-electron coupling, leading to a rich spectrum of electronic states in strongly correlated systems. Using the ferromagnetic metal SrRuO3 as a model system, we demonstrate an efficient and reversible control of both carrier density and crystalline symmetry through the ionic liquid gating induced protonation. The insertion of protons electron-dopes SrRuO3, leading to an exotic ferromagnetic to paramagnetic phase transition along with the increase of proton concentration. Intriguingly, we observe an emergent topological Hall effect at the boundary of the phase transition as the consequence of the newly-established Dzyaloshinskii-Moriya interaction owing to the breaking of inversion symmetry in protonated SrRuO3 with the proton compositional film-depth gradient. We envision that electric-field controlled protonation opens a novel strategy to design material functionalities.

preprint2016arXiv

A combined method for synthesis of superconducting Cu doped Bi2Se3

We present a two-step technique for the synthesis of superconducting CuxBi2Se3. Cu0.15Bi2Se3 single crystals were synthesized using the melt-growth method. Although these samples are non-superconducting, they can be employed to generate high quality superconducting samples if used as precursors in the following electrochemical synthesis step. Samples made from Cu0.15Bi2Se3 reliably exhibit zero-resistance even under the non-optimal quenching condition, while samples made from pristine Bi2Se3 require fine tuning of the quenching conditions to achieve similar performance. Moreover, under the optimal quenching condition, the average superconducting shielding fraction was still lower in the samples made from pristine Bi2Se3 than in the samples made from Cu0.15Bi2Se3. These results suggest that the pre-doped Cu atoms facilitate the formation of a superconducting percolation network. We also discuss the useful clues that we gathered about the locations of Cu dopants that are responsible for superconductivity.

preprint2016arXiv

A data analysis method for isochronous mass spectrometry using two time-of-flight detectors at CSRe

The concept of isochronous mass spectrometry (IMS) applying two time-of-flight (TOF) detectors originated many years ago at GSI. However, the corresponding method for data analysis has never been discussed in detail. Recently, two TOF detectors have been installed at CSRe and the new working mode of the ring is under test. In this paper, a data analysis method for this mode is introduced and tested with a series of simulations. The results show that the new IMS method can significantly improve mass resolving power via the additional velocity information of stored ions. This improvement is especially important for nuclides with Lorentz factor $γ$-value far away from the transition point $γ_t$ of the storage ring CSRe.

preprint2016arXiv

Constrained Low-Rank Learning Using Least Squares-Based Regularization

Low-rank learning has attracted much attention recently due to its efficacy in a rich variety of real-world tasks, e.g., subspace segmentation and image categorization. Most low-rank methods are incapable of capturing low-dimensional subspace for supervised learning tasks, e.g., classification and regression. This paper aims to learn both the discriminant low-rank representation (LRR) and the robust projecting subspace in a supervised manner. To achieve this goal, we cast the problem into a constrained rank minimization framework by adopting the least squares regularization. Naturally, the data label structure tends to resemble that of the corresponding low-dimensional representation, which is derived from the robust subspace projection of clean data by low-rank learning. Moreover, the low-dimensional representation of original data can be paired with some informative structure by imposing an appropriate constraint, e.g., Laplacian regularizer. Therefore, we propose a novel constrained LRR method. The objective function is formulated as a constrained nuclear norm minimization problem, which can be solved by the inexact augmented Lagrange multiplier algorithm. Extensive experiments on image classification, human pose estimation, and robust face recovery have confirmed the superiority of our method.

preprint2016arXiv

Dark Matter Results from First 98.7-day Data of PandaX-II Experiment

We report the WIMP dark matter search results using the first physics-run data of the PandaX-II 500 kg liquid xenon dual-phase time-projection chamber, operating at the China JinPing Underground Laboratory. No dark matter candidate is identified above background. In combination with the data set during the commissioning run, with a total exposure of 3.3$\times10^4$ kg-day,the most stringent limit to the spin-independent interaction between the ordinary and WIMP dark matter is set for a range of dark matter mass between 3.5 and 1000 GeV/c$^2$. The best upper limit on the scattering cross section is found $2.5\times 10^{-46}$ cm$^2$ for the WIMP mass 40 GeV/c$^2$ at 90% confidence level.

preprint2016arXiv

Dark Matter Search Results from the Commissioning Run of PandaX-II

We present the results of a search for WIMPs from the commissioning run of the PandaX-II experiment located at the China Jinping underground Laboratory. A WIMP search data set with an exposure of 306$\times$19.1 kg-day was taken, while its dominant $^{85}$Kr background was used as the electron recoil calibration. No WIMP candidates are identified, and a 90\% upper limit is set on the spin-independent elastic WIMP-nucleon cross section with a lowest excluded cross section of 2.97$\times$10$^{-45}$~cm$^2$ at a WIMP mass of 44.7~GeV/c$^2$.

preprint2016arXiv

Delay Optimal Scheduling of Arbitrarily Bursty Traffic over Multi-State Time-Varying Channels

In this paper, we study joint queue-aware and channel-aware scheduling of arbitrarily bursty traffic over multi-state time-varying channels, where the bursty packet arrival in the network layer, the backlogged queue in the data link layer, and the power adaptive transmission with fixed modulation in the physical layer are jointly considered from a cross-layer perspective. To achieve minimum queueing delay given a power constraint, a probabilistic cross-layer scheduling policy is proposed, and characterized by a Markov chain model. To describe the delay-power tradeoff, we formulate a non-linear optimization problem, which however is very challenging to solve. To handle with this issue, we convert the optimization problem into an equivalent Linear Programming (LP) problem, which allows us to obtain the optimal threshold-based scheduling policy with an optimal threshold imposed on the queue length in accordance with each channel state.

preprint2016arXiv

Direct mass measurements of neutron-rich $^{86}$Kr projectile fragments and the persistence of neutron magic number $N$ = 32 in Sc isotopes

In this paper, we present direct mass measurements of neutron-rich $^{86}$Kr projectile fragments conducted at the HIRFL-CSR facility in Lanzhou by employing the Isochronous Mass Spectrometry (IMS) method. The new mass excesses of $^{52-54}$Sc nuclides are determined to be -40492(82), -38928(114), -34654(540) keV, which show a significant increase of binding energy compared to the reported ones in the Atomic Mass Evaluation 2012 (AME12). In particular, $^{53}$Sc and $^{54}$Sc are more bound by 0.8 MeV and 1.0 MeV, respectively. The behavior of the two neutron separation energy with neutron numbers indicates a strong sub-shell closure at neutron number $N$ = 32 in Sc isotopes.

preprint2016arXiv

Distribution-Free Detection of Structured Anomalies: Permutation and Rank-Based Scans

The scan statistic is by far the most popular method for anomaly detection, being popular in syndromic surveillance, signal and image processing, and target detection based on sensor networks, among other applications. The use of the scan statistics in such settings yields a hypothesis testing procedure, where the null hypothesis corresponds to the absence of anomalous behavior. If the null distribution is known, then calibration of a scan-based test is relatively easy, as it can be done by Monte Carlo simulation. When the null distribution is unknown, it is less straightforward. We investigate two procedures. The first one is a calibration by permutation and the other is a rank-based scan test, which is distribution-free and less sensitive to outliers. Furthermore, the rank scan test requires only a one-time calibration for a given data size making it computationally much more appealing. In both cases, we quantify the performance loss with respect to an oracle scan test that knows the null distribution. We show that using one of these calibration procedures results in only a very small loss of power in the context of a natural exponential family. This includes the classical normal location model, popular in signal processing, and the Poisson model, popular in syndromic surveillance. We perform numerical experiments on simulated data further supporting our theory and also on a real dataset from genomics.

preprint2016arXiv

DisturbLabel: Regularizing CNN on the Loss Layer

During a long period of time we are combating over-fitting in the CNN training process with model regularization, including weight decay, model averaging, data augmentation, etc. In this paper, we present DisturbLabel, an extremely simple algorithm which randomly replaces a part of labels as incorrect values in each iteration. Although it seems weird to intentionally generate incorrect training labels, we show that DisturbLabel prevents the network training from over-fitting by implicitly averaging over exponentially many networks which are trained with different label sets. To the best of our knowledge, DisturbLabel serves as the first work which adds noises on the loss layer. Meanwhile, DisturbLabel cooperates well with Dropout to provide complementary regularization functions. Experiments demonstrate competitive recognition results on several popular image recognition datasets.

preprint2016arXiv

Experimental elucidation of the origin of the `double spin resonances' in Ba(Fe$_{1-x}$Co$_x$)$_2$As$_2$

We report a combined study of the spin resonances and superconducting gaps for underdoped ($T_c=19$ K), optimally doped ($T_c=25$ K), and overdoped ($T_c=19$ K) Ba(Fe$_{1-x}$Co$_x$)$_2$As$_2$ single crystals with inelastic neutron scattering and angle resolved photoemission spectroscopy. We find a quasi two dimensional spin resonance whose energy scales with the superconducting gap in all three compounds. In addition, anisotropic low energy spin excitation enhancements in the superconducting state have been deduced and characterized for the under and optimally doped compounds. Our data suggest that the quasi two dimensional spin resonance is a spin exciton that corresponds to the spin singlet-triplet excitations of the itinerant electrons. However, the intensity enhancements of the anisotropic spin excitations are dominated by the out-of-plane spin excitations of the ordered moments due to the suppression of damping in the superconducting state. Hence we offer a new interpretation of the double energy scales differing from previous interpretations based on anisotropic superconducting energy gaps, and systematically explain the doping-dependent trend across the phase diagram.

preprint2016arXiv

Identification of Successive "Unobservable" Cyber Data Attacks in Power Systems Through Matrix Decomposition

This paper presents a new framework of identifying a series of cyber data attacks on power system synchrophasor measurements. We focus on detecting "unobservable" cyber data attacks that cannot be detected by any existing method that purely relies on measurements received at one time instant. Leveraging the approximate low-rank property of phasor measurement unit (PMU) data, we formulate the identification problem of successive unobservable cyber attacks as a matrix decomposition problem of a low-rank matrix plus a transformed column-sparse matrix. We propose a convex-optimization-based method and provide its theoretical guarantee in the data identification. Numerical experiments on actual PMU data from the Central New York power system and synthetic data are conducted to verify the effectiveness of the proposed method.

preprint2016arXiv

Impedance control of a cable-driven series elastic actuator with the 2-DOF control structure

Series elastic actuators (SEAs) are growingly important in physical human-robot interaction (HRI) due to their inherent safety and compliance. Cable-driven SEAs also allow flexible installation and remote torque transmission, etc. However, there are still challenges for the impedance control of cable-driven SEAs, such as the reduced bandwidth caused by the elastic component, and the performance balance between reference tracking and robustness. In this paper, a velocity sourced cable-driven SEA has been set up. Then, a stabilizing 2 degrees of freedom (2-DOF) control approach was designed to separately pursue the goals of robustness and torque tracking. Further, the impedance control structure for human-robot interaction was designed and implemented with a torque compensator. Both simulation and practical experiments have validated the efficacy of the 2-DOF method for the control of cable-driven SEAs.

preprint2016arXiv

Lithium-ion-based solid electrolyte tuning of the carrier density in graphene

We have developed a technique to tune the carrier density in graphene using a lithium-ion-based solid electrolyte. We demonstrate that the solid electrolyte can be used as both a substrate to support graphene and a back gate.It can induce a change in the carrier density as large as 1*10^14/cm^2, which is much larger than that induced with oxide-film dielectrics, and it is comparable with that induced by liquid electrolytes. Gate modulation of the carrier density is still visible at 150 K, which is lower than the glass transition temperature of most liquid gating electrolytes.

preprint2016arXiv

Manipulated Object Proposal: A Discriminative Object Extraction and Feature Fusion Framework for First-Person Daily Activity Recognition

Detecting and recognizing objects interacting with humans lie in the center of first-person (egocentric) daily activity recognition. However, due to noisy camera motion and frequent changes in viewpoint and scale, most of the previous egocentric action recognition methods fail to capture and model highly discriminative object features. In this work, we propose a novel pipeline for first-person daily activity recognition, aiming at more discriminative object feature representation and object-motion feature fusion. Our object feature extraction and representation pipeline is inspired by the recent success of object hypotheses and deep convolutional neural network based detection frameworks. Our key contribution is a simple yet effective manipulated object proposal generation scheme. This scheme leverages motion cues such as motion boundary and motion magnitude (in contrast, camera motion is usually considered as "noise" for most previous methods) to generate a more compact and discriminative set of object proposals, which are more closely related to the objects which are being manipulated. Then, we learn more discriminative object detectors from these manipulated object proposals based on region-based convolutional neural network (R-CNN). Meanwhile, we develop a network based feature fusion scheme which better combines object and motion features. We show in experiments that the proposed framework significantly outperforms the state-of-the-art recognition performance on a challenging first-person daily activity benchmark.

preprint2016arXiv

Modified Virtual Grid Difference for Discretizing the Laplace-Beltrami Operator on Point Clouds

We propose a new and simple discretization, named the Modified Virtual Grid Difference (MVGD), for numerical approximation of the Laplace-Beltrami (LB) operator on manifolds sampled by point clouds. The key observation is that both the manifold and a function defined on it can both be parametrized in a local Cartesian coordinate system and approximated using least squares. Based on the above observation, we first introduce a local virtual grid with a scale adapted to the sampling density centered at each point. Then we propose a modified finite difference scheme on the virtual grid to discretize the LB operator. Instead of using the local least squares values on all virtual grid points like the typical finite difference method, we use the function value explicitly at the grid located at the center (coincided with the data point). The new discretization provides more diagonal dominance to the resulting linear system and improves its conditioning. We show that the linear system can be robustly, efficiently and accurately solved by existing fast solver such as the Algebraic Multigrid (AMG) method. We will present numerical tests and comparison with other exiting methods to demonstrate the effectiveness and the performance of the proposed approach.

preprint2016arXiv

Online Feature Selection with Group Structure Analysis

Online selection of dynamic features has attracted intensive interest in recent years. However, existing online feature selection methods evaluate features individually and ignore the underlying structure of feature stream. For instance, in image analysis, features are generated in groups which represent color, texture and other visual information. Simply breaking the group structure in feature selection may degrade performance. Motivated by this fact, we formulate the problem as an online group feature selection. The problem assumes that features are generated individually but there are group structure in the feature stream. To the best of our knowledge, this is the first time that the correlation among feature stream has been considered in the online feature selection process. To solve this problem, we develop a novel online group feature selection method named OGFS. Our proposed approach consists of two stages: online intra-group selection and online inter-group selection. In the intra-group selection, we design a criterion based on spectral analysis to select discriminative features in each group. In the inter-group selection, we utilize a linear regression model to select an optimal subset. This two-stage procedure continues until there are no more features arriving or some predefined stopping conditions are met. %Our method has been applied Finally, we apply our method to multiple tasks including image classification %, face verification and face verification. Extensive empirical studies performed on real-world and benchmark data sets demonstrate that our method outperforms other state-of-the-art online feature selection %method methods.

preprint2016arXiv

Orbital selective spin excitations and their impact on superconductivity of LiFe1-xCoxAs

We use neutron scattering to study spin excitations in single crystals of LiFe$_{0.88}$Co$_{0.12}$As, which is located near the boundary of the superconducting phase of LiFe$_{1-x}$Co$_{x}$As and exhibits non-Fermi-liquid behavior indicative of a quantum critical point. By comparing spin excitations of LiFe$_{0.88}$Co$_{0.12}$As with a combined density functional theory (DFT) and dynamical mean field theory (DMFT) calculation, we conclude that wave-vector correlated low energy spin excitations are mostly from the $d_{xy}$ orbitals, while high-energy spin excitations arise from the $d_{yz}$ and $d_{xz}$ orbitals. Unlike most iron pnictides, the strong orbital selective spin excitations in LiFeAs family cannot be described by anisotropic Heisenberg Hamiltonian. While the evolution of low-energy spin excitations of LiFe$_{1-x}$Co$_x$As are consistent with electron-hole Fermi surface nesting condition for the $d_{xy}$ orbital, the reduced superconductivity in LiFe$_{0.88}$Co$_{0.12}$As suggests that Fermi surface nesting conditions for the $d_{yz}$ and $d_{xz}$ orbitals are also important for superconductivity in iron pnictides.

preprint2016arXiv

PandaX-III: Searching for Neutrinoless Double Beta Decay with High Pressure $^{136}$Xe Gas Time Projection Chambers

Searching for the Neutrinoless Double Beta Decay (NLDBD) is now regarded as the topmost promising technique to explore the nature of neutrinos after the discovery of neutrino masses in oscillation experiments. PandaX-III (Particle And Astrophysical Xenon Experiment III) will search for the NLDBD of $^{136}$Xe at the China Jin Ping underground Laboratory (CJPL). In the first phase of the experiment, a high pressure gas Time Projection Chamber (TPC) will contain 200 kg, 90% $^{136}$Xe enriched gas operated at 10 bar. Fine pitch micro-pattern gas detector (Microbulk Micromegas) will be used at both ends of the TPC for the charge readout with a cathode in the middle. Charge signals can be used to reconstruct tracks of NLDBD events and provide good energy and spatial resolution. The detector will be immersed in a large water tank to ensure $\sim$5 m of water shielding in all directions. The second phase, a ton-scale experiment, will consist of five TPCs in the same water tank, with improved energy resolution and better control over backgrounds.

preprint2016arXiv

Spin anisotropy due to spin-orbit coupling in optimally hole-doped Ba$_{0.67}$K$_{0.33}$Fe$_{2}$As$_{2}$

We use polarized inelastic neutron scattering to study the temperature and energy dependence of spin space anisotropies in the optimally hole-doped iron pnictide Ba$_{0.67}$K$_{0.33}$Fe$_{2}$As$_{2}$ ($T_{\rm c}=38$ K). In the superconducting state, while the high-energy part of the magnetic spectrum is nearly isotropic, the low-energy part displays a pronouced anisotropy, manifested by a $c$-axis polarized resonance. We also observe that the spin anisotropy in superconducting Ba$_{0.67}$K$_{0.33}$Fe$_{2}$As$_{2}$ extends to higher energies compared to electron-doped BaFe$_{2-x}TM_{x}$As$_{2}$ ($TM=$Co, Ni) and isovalent-doped BaFe$_{2}$As$_{1.4}$P$_{0.6}$, suggesting a connection between $T_{\rm c}$ and the energy scale of the spin anisotropy. In the normal state, the low-energy spin anisotropy for optimally hole- and electron-doped iron pnictides onset at temperatures similar to the temperatures at which the elastoresistance deviate from Curie-Weiss behavior, pointing to a possible connection between the two phenomena. Our results highlight the relevance of the spin-orbit coupling to the superconductivity of the iron pnictides.

preprint2016arXiv

Spin waves and magnetic exchange interactions in the spin ladder compound RbFe$_2$Se$_3$

We report an inelastic neutron scattering study of the spin waves of the one-dimensional antiferromagnetic spin ladder compound RbFe$_2$Se$_3$. The results reveal that the products, $SJ$'s, of the spin $S$ and the magnetic exchange interactions $J$'s along the antiferromagnetic (leg) direction and the ferromagnetic (rung) direction are comparable with those for the stripe ordered phase of the parent compounds of the iron-based superconductors. The universality of the $SJ$'s implies nearly universal spin wave dynamics and the irrelevance of the fermiology for the existence of the stripe antiferromagnetic order among various Fe-based materials.

preprint2016arXiv

The Electronics and Data Acquisition System for the PandaX-I Dark Matter Experiment

We describe the electronics and data acquisition system used in the first phase of the PandaX experiment -- a 120 kg dual-phase liquid xenon dark matter direct detection experiment in the China Jin-Ping Underground Laboratory. This system utilized 180 channels of commercial flash ADC waveform digitizers. This system achieved low trigger threshold ($<$1 keV electron-equivalent energy) and low deadtime data acquistion during the entire experimental run.

preprint2016arXiv

Visual Processing by a Unified Schatten-$p$ Norm and $\ell_q$ Norm Regularized Principal Component Pursuit

In this paper, we propose a non-convex formulation to recover the authentic structure from the corrupted real data. Typically, the specific structure is assumed to be low rank, which holds for a wide range of data, such as images and videos. Meanwhile, the corruption is assumed to be sparse. In the literature, such a problem is known as Robust Principal Component Analysis (RPCA), which usually recovers the low rank structure by approximating the rank function with a nuclear norm and penalizing the error by an $\ell_1$-norm. Although RPCA is a convex formulation and can be solved effectively, the introduced norms are not tight approximations, which may cause the solution to deviate from the authentic one. Therefore, we consider here a non-convex relaxation, consisting of a Schatten-$p$ norm and an $\ell_q$-norm that promote low rank and sparsity respectively. We derive a proximal iteratively reweighted algorithm (PIRA) to solve the problem. Our algorithm is based on an alternating direction method of multipliers, where in each iteration we linearize the underlying objective function that allows us to have a closed form solution. We demonstrate that solutions produced by the linearized approximation always converge and have a tighter approximation than the convex counterpart. Experimental results on benchmarks show encouraging results of our approach.

preprint2015arXiv

Bandwidth and Electron Correlation-Tuned Superconductivity in Rb$_{0.8}$Fe$_{2}$(Se$_{1-z}$S$_z$)$_2$

We present a systematic angle-resolved photoemission spectroscopy study of the substitution-dependence of the electronic structure of Rb$_{0.8}$Fe$_{2}$(Se$_{1-z}$S$_z$)$_2$ (z = 0, 0.5, 1), where superconductivity is continuously suppressed into a metallic phase. Going from the non-superconducting Rb$_{0.8}$Fe$_{2}$(Se$_{1-z}$S$_z$)$_2$ to superconducting Rb$_{0.8}$Fe$_{2}$Se$_2$, we observe little change of the Fermi surface topology, but a reduction of the overall bandwidth by a factor of 2 as well as an increase of the orbital-dependent renormalization in the $d_{xy}$ orbital. Hence for these heavily electron-doped iron chalcogenides, we have identified electron correlation as explicitly manifested in the quasiparticle bandwidth to be the important tuning parameter for superconductivity, and that moderate correlation is essential to achieving high $T_C$.

preprint2015arXiv

Crowded Scene Analysis: A Survey

Automated scene analysis has been a topic of great interest in computer vision and cognitive science. Recently, with the growth of crowd phenomena in the real world, crowded scene analysis has attracted much attention. However, the visual occlusions and ambiguities in crowded scenes, as well as the complex behaviors and scene semantics, make the analysis a challenging task. In the past few years, an increasing number of works on crowded scene analysis have been reported, covering different aspects including crowd motion pattern learning, crowd behavior and activity analysis, and anomaly detection in crowds. This paper surveys the state-of-the-art techniques on this topic. We first provide the background knowledge and the available features related to crowded scenes. Then, existing models, popular algorithms, evaluation protocols, as well as system performance are provided corresponding to different aspects of crowded scene analysis. We also outline the available datasets for performance evaluation. Finally, some research problems and promising future directions are presented with discussions.

preprint2015arXiv

Elucidating the magnetic and superconducting phases in the alkali metal intercalated iron chalcogenides

The complex interdigitated phases have greatly frustrated attempts to document the basic features of the superconductivity in the alkali metal intercalated iron chalcogenides. Here, using elastic neutron scattering, energy-dispersive x-ray spectroscopy, and resistivity measurements, we elucidate the relations of these phases in Rb$_{1-δ}$Fe$_y$Se$_{2-z}$S$_z$. We find: i) the iron content is crucial in stabilizing the stripe antiferromagnetic (AF) phase with rhombic iron vacancy order ($y\approx1.5$), the block AF phase with $\sqrt{5}\times \sqrt{5}$ iron vacancy order ($y\approx1.6$), and the iron vacancy-free phase ($y\approx2$); ii) the superconducting phase ($z=0$) evolves into a metallic phase ($z>1.5$) with sulfur substitution due to the progressive decrease of the electronic correlation strength. Both the stripe AF phase and the block AF phase are Mott insulators. Our data suggest that there are miscibility gaps between these three phases. The existence of the miscibility gaps in the iron content is the key to understanding the relationship between these complicated phases.

preprint2015arXiv

From the Q-tensor flow for the liquid crystal to the Harmonic map flow

In this paper, we consider the solutions of the relaxed Q-tensor flow in $\R^3$ with small parameter $ε$. Firstly, we show that the limiting map is the so called harmonic map flow; Secondly, we also present a new proof for the global existence of weak solution for the harmonic map flow in three dimensions as in \cite{struwe88} and \cite{keller}, where Ginzburg-Landau approximation approach was used.

preprint2015arXiv

Further results on the fractional Yamabe problem: the umbilic case

We prove some existence results for the fractional Yamabe problem in the case that the boundary manifold is umbilic, thus covering some of the cases not considered by Gonzalez and Qing. These are inspired by the work of Coda-Marques on the boundary Yamabe problem but, in addition, a careful understanding of the behavior at infinity for asymptotically hyperbolic metrics is required.

preprint2015arXiv

Learning A Task-Specific Deep Architecture For Clustering

While sparse coding-based clustering methods have shown to be successful, their bottlenecks in both efficiency and scalability limit the practical usage. In recent years, deep learning has been proved to be a highly effective, efficient and scalable feature learning tool. In this paper, we propose to emulate the sparse coding-based clustering pipeline in the context of deep learning, leading to a carefully crafted deep model benefiting from both. A feed-forward network structure, named TAGnet, is constructed based on a graph-regularized sparse coding algorithm. It is then trained with task-specific loss functions from end to end. We discover that connecting deep learning to sparse coding benefits not only the model performance, but also its initialization and interpretation. Moreover, by introducing auxiliary clustering tasks to the intermediate feature hierarchy, we formulate DTAGnet and obtain a further performance boost. Extensive experiments demonstrate that the proposed model gains remarkable margins over several state-of-the-art methods.

preprint2015arXiv

Likelihood of Cyber Data Injection Attacks to Power Systems

Cyber data attacks are the worst-case interacting bad data to power system state estimation and cannot be detected by existing bad data detectors. In this paper, we for the first time analyze the likelihood of cyber data attacks by characterizing the actions of a malicious intruder. We propose to use Markov decision process to model an intruder's strategy, where the objective is to maximize the cumulative reward across time. Linear programming method is employed to find the optimal attack policy from the intruder's perspective. Numerical experiments are conducted to study the intruder's attack strategy in test power systems.

preprint2015arXiv

Low-mass dark matter search results from full exposure of PandaX-I experiment

We report the results of a weakly-interacting massive particle (WIMP) dark matter search using the full 80.1\;live-day exposure of the first stage of the PandaX experiment (PandaX-I) located in the China Jin-Ping Underground Laboratory. The PandaX-I detector has been optimized for detecting low-mass WIMPs, achieving a photon detection efficiency of 9.6\%. With a fiducial liquid xenon target mass of 54.0\,kg, no significant excess event were found above the expected background. A profile likelihood analysis confirms our earlier finding that the PandaX-I data disfavor all positive low-mass WIMP signals reported in the literature under standard assumptions. A stringent bound on the low mass WIMP is set at WIMP mass below 10\,GeV/c$^2$, demonstrating that liquid xenon detectors can be competitive for low-mass WIMP searches.

preprint2015arXiv

Mott localization in a pure stripe antiferromagnet Rb$_{1-δ}$Fe$_{1.5-σ}$S$_2$

A combination of neutron diffraction and angle-resolved photoemission spectroscopy measurements on a pure antiferromagnetic stripe Rb$_{1-δ}$Fe$_{1.5-σ}$S$_2$ is reported. A neutron diffraction experiment on a powder sample shows that a 98$\%$ volume fraction of the sample is in the antiferromagnetic stripe phase with rhombic iron vacancy order and a refined composition of Rb$_{0.66}$Fe$_{1.36}$S$_{2}$, and that only 2$\%$ of the sample is in the block antiferromagnetic phase with $\sqrt{5}\times \sqrt{5}$ iron vacancy order. Furthermore, a neutron diffraction experiment on a single crystal shows that there is only a single phase with the stripe antiferromagnetic order with the refined composition of Rb$_{0.78}$Fe$_{1.35}$S$_2$, while the phase with block antiferromagnetic order is absent. Angle-resolved photoemission spectroscopy measurements on the same crystal with the pure stripe phase reveal that the electronic structure is gapped at the Fermi level with a gap larger than 0.325 eV. The data collectively demonstrates that the extra 10$\%$ iron vacancies in addition to the rhombic iron vacancy order effectively impede the formation of the block antiferromagnetic phase; the data also suggest that the stripe antiferromagnetic phase with rhombic iron vacancy order is a Mott insulator.

preprint2015arXiv

Neutrino Physics with JUNO

The Jiangmen Underground Neutrino Observatory (JUNO), a 20 kton multi-purpose underground liquid scintillator detector, was proposed with the determination of the neutrino mass hierarchy as a primary physics goal. It is also capable of observing neutrinos from terrestrial and extra-terrestrial sources, including supernova burst neutrinos, diffuse supernova neutrino background, geoneutrinos, atmospheric neutrinos, solar neutrinos, as well as exotic searches such as nucleon decays, dark matter, sterile neutrinos, etc. We present the physics motivations and the anticipated performance of the JUNO detector for various proposed measurements. By detecting reactor antineutrinos from two power plants at 53-km distance, JUNO will determine the neutrino mass hierarchy at a 3-4 sigma significance with six years of running. The measurement of antineutrino spectrum will also lead to the precise determination of three out of the six oscillation parameters to an accuracy of better than 1\%. Neutrino burst from a typical core-collapse supernova at 10 kpc would lead to ~5000 inverse-beta-decay events and ~2000 all-flavor neutrino-proton elastic scattering events in JUNO. Detection of DSNB would provide valuable information on the cosmic star-formation rate and the average core-collapsed neutrino energy spectrum. Geo-neutrinos can be detected in JUNO with a rate of ~400 events per year, significantly improving the statistics of existing geoneutrino samples. The JUNO detector is sensitive to several exotic searches, e.g. proton decay via the $p\to K^++\barν$ decay channel. The JUNO detector will provide a unique facility to address many outstanding crucial questions in particle and astrophysics. It holds the great potential for further advancing our quest to understanding the fundamental properties of neutrinos, one of the building blocks of our Universe.

preprint2015arXiv

Phase diagram and exotic spin-spin correlations of anisotropic Ising model on the Sierpiński gasket

The anisotropic antiferromagnetic Ising model on the fractal Sierpiński gasket is intensively studied, and a number of exotic properties are disclosed. The ground state phase diagram in the plane of magnetic field-interaction of the system is obtained. The thermodynamic properties of the three plateau phases are probed by exploring the temperature-dependence of magnetization, specific heat, susceptibility and spin-spin correlations. No phase transitions are observed in this model. In the absence of a magnetic field, the unusual temperature dependence of the spin correlation length is obtained with $0 \leq$J$_b/$J$_a<1$, and an interesting crossover behavior between different phases at J$_b/$J$_a=1$ is unveiled, whose dynamics can be described by the J$_b/$J$_a$-dependence of the specific heat, susceptibility and spin correlation functions. The exotic spin-spin correlation patterns that share the same special rotational symmetry as that of the Sierpiński gasket are obtained in both the $1/3$ plateau disordered phase and the $5/9$ plateau partially ordered ferrimagnetic phase. Moreover, a quantum scheme is formulated to study the thermodynamics of the fractal Sierpiński gasket with Heisenberg interactions. We find that the unusual temperature dependence of the correlation length remains intact in a small quantum fluctuation.

preprint2015arXiv

Spin Waves and Spatially Anisotropic Exchange Interactions in the $\mathrm{S=2}$ Stripe Antiferromagnet Rb$_{0.8}$Fe$_{1.5}$S$_2$

An inelastic neutron scattering study of the spin waves corresponding to the stripe antiferromagnetic order in insulating Rb$_{0.8}$Fe$_{1.5}$S$_2$ throughout the Brillouin zone is reported. The spin wave spectra are well described by a Heisenberg Hamiltonian with anisotropic in-plane exchange interactions. Integrating the ordered moment and the spin fluctuations results in a total moment squared of $27.6\pm4.2μ_B^2$/Fe, consistent with $\mathrm{S \approx 2}$. Unlike $X$Fe$_2$As$_2$ ($X=$ Ca, Sr, and Ba), where the itinerant electrons have a significant contribution, our data suggest that this stripe antiferromagnetically ordered phase in Rb$_{0.8}$Fe$_{1.5}$S$_2$ is a Mott-like insulator with fully localized $3d$ electrons and a high-spin ground state configuration. Nevertheless, the anisotropic exchange couplings appear to be universal in the stripe phase of Fe pnictides and chalcogenides.

preprint2015arXiv

The Sparse Poisson Means Model

We consider the problem of detecting a sparse Poisson mixture. Our results parallel those for the detection of a sparse normal mixture, pioneered by Ingster (1997) and Donoho and Jin (2004), when the Poisson means are larger than logarithmic in the sample size. In particular, a form of higher criticism achieves the detection boundary in the whole sparse regime. When the Poisson means are smaller than logarithmic in the sample size, a different regime arises in which simple multiple testing with Bonferroni correction is enough in the sparse regime. We present some numerical experiments that confirm our theoretical findings.

preprint2014arXiv

First dark matter search results from the PandaX-I experiment

We report on the first dark-matter (DM) search results from PandaX-I, a low threshold dual-phase xenon experiment operating at the China Jinping Underground Laboratory. In the 37-kg liquid xenon target with 17.4 live-days of exposure, no DM particle candidate event was found. This result sets a stringent limit for low-mass DM particles and disfavors the interpretation of previously-reported positive experimental results. The minimum upper limit, $3.7\times10^{-44}$\,cm$^2$, for the spin-independent isoscalar DM-particle-nucleon scattering cross section is obtained at a DM-particle mass of 49\,GeV/c$^2$ at 90\% confidence level.

preprint2014arXiv

Low artificial anisotropy cellular automaton model and its applications to the cell-to-dendrite transition in directional solidification

A low artificial anisotropy cellular automaton (CA) model is developed for the simulation of microstructure evolution in directional solidification. The CA model's capture rule was modified by a limited neighbor solid fraction (LNSF) method. Various interface curvature calculation methods have been compared. The simulated equilibrium shapes agree with the theoretical shapes, when the interface energy anisotropy coefficient is ε=0.01, ε=0.03 and ε=0.05, respectively.The low artificial anisotropy CA model is used in the numerical simulation of the cell-to-dendrite transition (CDT) in directional solidification. The influence of physical parameters (Γ, Dl, k0, ml) on CDT has been investigated. The main finding in this paper is the discovery of the changing behavior of the Vcd when the solute partition coefficient k0 is larger than a critical value. When k0 is less than 0.125, the Vcd follows the Kurz and Fisher criterion Vc/k0; while when k0>0.125, the Vcd equals to 8Vc. The experimental data of succinonitrile-acetone (SCN-ace, k0=0.1) and SCN-camphor (k0=0.33) support the conclusion from CA simulations.

preprint2014arXiv

Modelling supported driving as an optimal control cycle: Framework and model characteristics

Driver assistance systems support drivers in operating vehicles in a safe, comfortable and efficient way, and thus may induce changes in traffic flow characteristics. This paper puts forward a receding horizon control framework to model driver assistance and cooperative systems. The accelerations of automated vehicles are controlled to optimise a cost function, assuming other vehicles driving at stationary conditions over a prediction horizon. The flexibility of the framework is demonstrated with controller design of Adaptive Cruise Control (ACC) and Cooperative ACC (C-ACC) systems. The proposed ACC and C-ACC model characteristics are investigated analytically, with focus on equilibrium solutions and stability properties. The proposed ACC model produces plausible human car-following behaviour and is unconditionally locally stable. By careful tuning of parameters, the ACC model generates similar stability characteristics as human driver models. The proposed C-ACC model results in convective downstream and absolute string instability, but not convective upstream string instability observed in human-driven traffic and in the ACC model. The control framework and analytical results provide insights into the influences of ACC and C-ACC systems on traffic flow operations.

preprint2014arXiv

Multipartite Einstein-Podolsky-Rosen steering and genuine tripartite entanglement with optical networks

The Einstein-Podolsky-Rosen (EPR) paradox established a link between entanglement and nonlocality in quantum mechanics. EPR steering is the nonlocality associated with the EPR paradox and has traditionally only been investigated between two parties. Here, we present the first experimental observations of multipartite EPR steering, and of the genuine tripartite continuous variable entanglement of three mesoscopic optical systems. We explore different linear optics networks - each one with optimised asymmetries - that create multipartite steerable states containing different numbers of quantised optical modes (qumodes). By introducing asymmetric loss on a 7-qumode state, we characterize 8 regimes of directional steering, showing that N + 1 regimes exist for an N-qumode state. Further, we reveal the directional monogamy of steering, and experimentally demonstrate continuous variable one-sided semi device-independent quantum secret sharing. Our methods establish principles for the development of multiparty quantum communication protocols with asymmetric observers, and can be extended to qubits, whether photonic, atomic, superconducting, or otherwise.

preprint2014arXiv

Onsite data processing and monitoring for the Daya Bay Experiment

The Daya Bay Reactor Neutrino Experiment started running on September 23, 2011. The offline computing environment, consisting of 11 servers at Daya Bay, was built to process onsite data. With current computing ability, onsite data processing is running smoothly. The Performance Quality Monitoring system (PQM) has been developed to monitor the detector performance and data quality. Its main feature is the ability to efficiently process multi-data-stream from three experimental halls. The PQM processes raw data files from the Daya Bay data acquisition system, generates and publishes histograms via a graphical web interface by executing the user-defined algorithm modules, and saves the histograms for permanent storage. The fact that the whole process takes only around 40 minutes makes it valuable for the shift crew to monitor the running status of all the sub-detectors and the data quality.

preprint2014arXiv

Optimizing user selection schemes in vector broadcast channels

In this paper, we focus on the ergodic downlink sum-rate performance of a system consisting of a set of heterogeneous users. We study three user selection schemes to group near-orthogonal users for simultaneous transmission. The first scheme is a random selection policy that achieves fairness, but does not exploit multi-user diversity. The second scheme is a greedy selection policy that fully exploits multi-user diversity, but does not achieve fairness, and the third scheme achieves fairness while partially exploiting multi-user diversity. We also consider two beamforming methods for data transmission, namely, maximum-ratio transmission and zero-forcing beamforming. In all scheduling schemes studied in the paper, there is a key parameter that controls the degrees of orthogonality of channel directions between co-scheduled users. We focus on optimally setting this parameter for each scheduling scheme such that the ergodic downlink sum-rate is maximized. To this end, we derive analytical expressions for the ergodic downlink sum-rate considering each scheduling scheme. Numerical results are also presented to provide further insights.

preprint2014arXiv

Robust Face Recognition via Adaptive Sparse Representation

Sparse Representation (or coding) based Classification (SRC) has gained great success in face recognition in recent years. However, SRC emphasizes the sparsity too much and overlooks the correlation information which has been demonstrated to be critical in real-world face recognition problems. Besides, some work considers the correlation but overlooks the discriminative ability of sparsity. Different from these existing techniques, in this paper, we propose a framework called Adaptive Sparse Representation based Classification (ASRC) in which sparsity and correlation are jointly considered. Specifically, when the samples are of low correlation, ASRC selects the most discriminative samples for representation, like SRC; when the training samples are highly correlated, ASRC selects most of the correlated and discriminative samples for representation, rather than choosing some related samples randomly. In general, the representation model is adaptive to the correlation structure, which benefits from both $\ell_1$-norm and $\ell_2$-norm. Extensive experiments conducted on publicly available data sets verify the effectiveness and robustness of the proposed algorithm by comparing it with state-of-the-art methods.

preprint2014arXiv

Role of thermal noise in tripartite quantum steering

The influence of thermal noise on bipartite and tripartite quantum steering induced by a short laser pulse in a hybrid three-mode optomechanical system is investigated. The calculation is carried out under the bad cavity limit, the adiabatic approximation of a slowly varying amplitude of the cavity mode, and with the assumption of driving the cavity mode with a blue detuned strong laser pulse. Under such conditions, explicit expressions of the bipartite and tripartite steering parameters are obtained, and the concept of collective tripartite quantum steering, recently introduced by He and Reid [Phys. Rev. Lett. 111, 250403 (2013)], is clearly explored. It is found that both bipartite and tripartite steering parameters are sensitive functions of the initial state of the modes and distinctly different steering behaviour could be observed depending on whether the modes were initially in a thermal state or not. We find that the initial thermal noise is more effective in destroying the bipartite rather than the tripartite steering which, on the other hand, can persist even for a large thermal noise. For the initial vacuum state of a steered mode, the tripartite steering exists over the entire interaction time even if the steering modes are in very noisy thermal states. When the steered mode is initially in a thermal state, it can be collectively steered by the other modes. There are thresholds for the average number of the thermal photons above which the existing tripartite steering appears as the collective steering. Finally, we point out that the collective steering may provide a resource in a hybrid quantum network for quantum secret sharing protocol.

preprint2014arXiv

Short-range cluster spin glass near optimal superconductivity in BaFe$_{2-x}$Ni$_{x}$As$_{2}$

High-temperature superconductivity in iron pnictides occurs when electrons are doped into their antiferromagnetic (AF) parent compounds. In addition to inducing superconductivity, electron-doping also changes the static commensurate AF order in the undoped parent compounds into short-range incommensurate AF order near optimal superconductivity. Here we use neutron scattering to demonstrate that the incommensurate AF order in BaFe$_{2-x}$Ni$_{x}$As$_{2}$ is not a spin-density-wave arising from the itinerant electrons in nested Fermi surfaces, but consistent with a cluster spin glass in the matrix of the superconducting phase. Therefore, optimal superconductivity in iron pnictides coexists and competes with a mesoscopically separated cluster spin glass phase, much different from the homogeneous coexisting AF and superconducting phases in the underdoped regime.

preprint2014arXiv

The Chaos of Propagation in a Retrial Supermarket Model

When decomposing the total orbit into $N$ sub-orbits (or simply orbits) related to each of $N$ servers and through comparing the numbers of customers in these orbits, we introduce a retrial supermarket model of $N$ identical servers, where two probing-server choice numbers are respectively designed for dynamically allocating each primary arrival and each retrial arrival into these orbits when the chosen servers are all busy. Note that the designed purpose of the two choice numbers can effectively improve performance measures of this retrial supermarket model. This paper analyzes a simple and basic retrial supermarket model of N identical servers, that is, Poisson arrivals, exponential service and retrial times. To this end, we first provide a detailed probability computation to set up an infinite-dimensional system of differential equations (or mean-field equations) satisfied by the expected fraction vector. Then, as N goes to infinity, we apply the operator semigroup to obtaining the mean-field limit (or chaos of propagation) for the sequence of Markov processes which express the state of this retrial supermarket model. Specifically, some simple and basic conditions for the mean-field limit as well as for the Lipschitz condition are established through the first two moments of the queue length in any orbit. Finally, we show that the fixed point satisfies a system of nonlinear equations which is an interesting networking generalization of the tail equations given in the M/M/1 retrial queue, and also use the fixed point to give performance analysis of this retrial supermarket model through numerical computation.

preprint2014arXiv

Transmission Rank Selection for Opportunistic Beamforming with Quality of Service Constraints

In this paper, we consider a multi-cell multi-user MISO broadcast channel. The system operates according to the opportunistic beamforming framework in a multi-cell environment with variable number of transmit beams (may alternatively be referred as the transmission rank) at each base station. The maximum number of co-scheduled users in a cell is equal to its transmission rank, thus increasing it will have the effect of increasing the multiplexing gain. However, this will simultaneously increase the amount of interference in the network, which will decrease the rate of communication. This paper focuses on optimally setting the transmission rank at each base station such that a set of Quality of Service (QoS) constraints, that will ensure a guaranteed minimum rate per beam at each base station, is not violated. Expressions representing the achievable region of transmission ranks are obtained considering different network settings. The achievable transmission rank region consists of all achievable transmission rank tuples that satisfy the QoS constraints. Numerical results are also presented to provide further insights on the feasibility problem.

preprint2014arXiv

Two spatially separated phases in semiconducting Rb$_{0.8}$Fe$_{1.5}$S$_2$

We report neutron scattering and transport measurements on semiconducting Rb$_{0.8}$Fe$_{1.5}$S$_2$, a compound isostructural and isoelectronic to the well-studied $A_{0.8}$Fe$_{y}$Se$_2 (A=$ K, Rb, Cs, Tl/K) superconducting systems. Both resistivity and DC susceptibility measurements reveal a magnetic phase transition at $T=275$ K. Neutron diffraction studies show that the 275 K transition originates from a phase with rhombic iron vacancy order which exhibits an in-plane stripe antiferromagnetic ordering below 275 K. In addition, interdigitated mesoscopically with the rhombic phase is an ubiquitous phase with $\sqrt{5}\times\sqrt{5}$ iron vacancy order. This phase has a magnetic transition at $T_N=425$ K and an iron vacancy order-disorder transition at $T_{S}=600$ K. These two different structural phases are closely similar to those observed in the isomorphous Se materials. Based on the close similarities of the in-plane antiferromagnetic structures, moments sizes, and ordering temperatures in semiconducting Rb$_{0.8}$Fe$_{1.5}$S$_2$ and K$_{0.81}$Fe$_{1.58}$Se$_2$, we argue that the in-plane antiferromagnetic order arises from strong coupling between local moments. Superconductivity, previously observed in the $A_{0.8}$Fe$_{y}$Se$_{2-z}$S$_z$ system, is absent in Rb$_{0.8}$Fe$_{1.5}$S$_2$, which has a semiconducting ground state. The implied relationship between stripe/block antiferromagnetism and superconductivity in these materials as well as a strategy for further investigation is discussed in this paper.

preprint2013arXiv

A magnetic origin for high temperature superconductivity in iron pnictides

In conventional Bardeen-Cooper-Schrieffer (BCS) superconductors, superconductivity occurs when electrons form coherent Cooper pairs below the superconducting transition temperature Tc. Although the kinetic energy of paired electrons increases in the superconducting state relative to the normal state, the reduction in the ion lattice energy is sufficient to give the superconducting condensation energy. For iron pnictide superconductors derived from electron or hole doping of their antiferromagnetic (AF) parent compounds, the microscopic origin for supercnductivity is unclear. Here we use neutron scattering to show that high-Tc superconductivity only occurs for iron pnictides with low-energy itinerant electron-spin excitation coupling and high energy spin excitations. Since our absolute spin susceptibility measurements for optimally hole-doped iron pnictide reveal that the change in magnetic exchange energy below and above Tc can account for the superconducting condensation energy, we conclude that the presence of both high-energy spin excitations giving rise to a large magnetic exchange coupling J and low-energy spin excitations coupled to the itinerant electrons is essential for high-Tc superconductivity in iron pnictides.

preprint2013arXiv

Direct observation of high temperature superconductivity in one-unit-cell FeSe films

Heterostructure based interface engineering has been proved an effective method for finding new superconducting systems and raising superconductivity transition temperature (TC). In previous work on one unit-cell (UC) thick FeSe films on SrTiO3 (STO) substrate, a superconducting-like energy gap as large as 20 meV, was revealed by in situ scanning tunneling microscopy/spectroscopy (STM/STS). Angle resolved photoemission spectroscopy (ARPES) further revealed a nearly isotropic gap of above 15 meV, which closes at a temperature of ~ 65 K. If this transition is indeed the superconducting transition, then the 1-UC FeSe represents the thinnest high TC superconductor discovered so far. However, up to date direct transport measurement of the 1-UC FeSe films has not been reported, mainly because growth of large scale 1-UC FeSe films is challenging and the 1-UC FeSe films are too thin to survive in atmosphere. In this work, we successfully prepared 1-UC FeSe films on insulating STO substrates with non-superconducting FeTe protection layers. By direct transport and magnetic measurements, we provide definitive evidence for high temperature superconductivity in the 1-UC FeSe films with an onset TC above 40 K and a extremely large critical current density JC ~ 1.7*106 A/cm2 at 2 K. Our work may pave the way to enhancing and tailoring superconductivity by interface engineering.

preprint2013arXiv

Distribution-Free Tests for Sparse Heterogeneous Mixtures

We consider the problem of detecting sparse heterogeneous mixtures from a nonparametric perspective, and develop distribution-free tests when all effects have the same sign. Specifically, we assume that the null distribution is symmetric about zero, while the true effects have positive median. We evaluate the precise performance of classical tests for the median (t-test, sign test) and classical tests for symmetry (signed-rank, Smirnov, total number of runs, longest run tests) showing that none of them is asymptotically optimal for the normal mixture model in all sparsity regimes. We then suggest two new tests. The main one is a form of Higher Criticism, or Anderson-Darling, test for symmetry. It is shown to be asymptotically optimal for the normal mixture model, and other generalized Gaussian mixture models, in all sparsity regimes. Our numerical experiments confirm our theoretical findings.

preprint2013arXiv

Electron doping evolution of the magnetic excitations in BaFe2-xNixAs2

We use inelastic neutron scattering (INS) spectroscopy to study the magnetic excitations spectra throughout the Brioullion zone in electron-doped iron pnictide superconductors BaFe$_{2-x}$Ni$_{x}$As$_{2}$ with $x=0.096,0.15,0.18$. While the $x=0.096$ sample is near optimal superconductivity with $T_c=20$ K and has coexisting static incommensurate magnetic order, the $x=0.15,0.18$ samples are electron-overdoped with reduced $T_c$ of 14 K and 8 K, respectively, and have no static antiferromagnetic (AF) order. In previous INS work on undoped ($x=0$) and electron optimally doped ($x=0.1$) samples, the effect of electron-doping was found to modify spin waves in the parent compound BaFe$_2$As$_2$ below $\sim$100 meV and induce a neutron spin resonance at the commensurate AF ordering wave vector that couples with superconductivity. While the new data collected on the $x=0.096$ sample confirms the overall features of the earlier work, our careful temperature dependent study of the resonance reveals that the resonance suddenly changes its $Q$-width below $T_c$ similar to that of the optimally hole-doped iron pnictides Ba$_{0.67}$K$_{0.33}$Fe$_2$As$_2$. In addition, we establish the dispersion of the resonance and find it to change from commensurate to transversely incommensurate with increasing energy. Upon further electron-doping to overdoped iron pnictides with $x=0.15$ and 0.18, the resonance becomes weaker and transversely incommensurate at all energies, while spin excitations above $\sim$100 meV are still not much affected. Our absolute spin excitation intensity measurements throughout the Brillouin zone for $x=0.096,0.15,0.18$ confirm the notion that the low-energy spin excitation coupling with itinerant electron is important for superconductivity in these materials, even though the high-energy spin excitations are weakly doping dependent.

preprint2013arXiv

Magnetic anisotropy in hole-doped superconducting Ba 0.67K 0.33Fe 2As2 probed by polarized inelastic neutron scattering

We use polarized inelastic neutron scattering (INS) to study spin excitations of optimally hole-doped superconductor Ba$_{0.67}$K$_{0.33}$Fe$_2$As$_{2}$ ($T_c=38$ K). In the normal state, the imaginary part of the dynamic susceptibility, $χ^{\prime\prime}(Q,ω)$, shows magnetic anisotropy for energies below $\sim$7 meV with c-axis polarized spin excitations larger than that of the in-plane component. Upon entering into the superconducting state, previous unpolarized INS experiments have shown that spin gaps at $\sim$5 and 0.75 meV open at wave vectors $Q=(0.5,0.5,0)$ and $(0.5,0.5,1)$, respectively, with a broad neutron spin resonance at $E_r=15$ meV. Our neutron polarization analysis reveals that the large difference in spin gaps is purely due to different spin gaps in the c-axis and in-plane polarized spin excitations, resulting resonance with different energy widths for the c-axis and in-plane spin excitations. The observation of spin anisotropy in both opitmally electron and hole-doped BaFe$_2$As$_2$ is due to their proximity to the AF ordered BaFe$_2$As$_2$ where spin anisotropy exists below $T_N$.

preprint2013arXiv

QCD Sum-Rule Interpretation of X(3872) with $J^{PC}=1^{++}$ Mixtures of Hybrid Charmonium and $\bar D D^*$ Molecular Currents

QCD sum-rules are employed to determine whether the X(3872) can be described as a mixed state that couples to $J^{PC}=1^{++}$ charmonium hybrid and $\bar D D^*$ molecular currents. After calculating the mixed correlator of hybrid and molecular currents, we formulate the sum-rule in terms of a mixing parameter that interpolates between the pure molecular and hybrid scenarios. As the mixing parameter is increased from the pure molecular case, the predicted mass increases until it reaches a maximum value in good agreement with the X(3872) and the resulting sum-rule analysis appears more robust than the pure molecular case.

preprint2013arXiv

Sparse Recovery from Nonlinear Measurements with Applications in Bad Data Detection for Power Networks

In this paper, we consider the problem of sparse recovery from nonlinear measurements, which has applications in state estimation and bad data detection for power networks. An iterative mixed $\ell_1$ and $\ell_2$ convex program is used to estimate the true state by locally linearizing the nonlinear measurements. When the measurements are linear, through using the almost Euclidean property for a linear subspace, we derive a new performance bound for the state estimation error under sparse bad data and additive observation noise. As a byproduct, in this paper we provide sharp bounds on the almost Euclidean property of a linear subspace, using the "escape-through-the-mesh" theorem from geometric functional analysis. When the measurements are nonlinear, we give conditions under which the solution of the iterative algorithm converges to the true state even though the locally linearized measurements may not be the actual nonlinear measurements. We numerically evaluate our iterative convex programming approach to perform bad data detections in nonlinear electrical power networks problems. We are able to use semidefinite programming to verify the conditions for convergence of the proposed iterative sparse recovery algorithms from nonlinear measurements.

preprint2013arXiv

Sparse Recovery with Graph Constraints

Sparse recovery can recover sparse signals from a set of underdetermined linear measurements. Motivated by the need to monitor large-scale networks from a limited number of measurements, this paper addresses the problem of recovering sparse signals in the presence of network topological constraints. Unlike conventional sparse recovery where a measurement can contain any subset of the unknown variables, we use a graph to characterize the topological constraints and allow an additive measurement over nodes (unknown variables) only if they induce a connected subgraph. We provide explicit measurement constructions for several special graphs, and the number of measurements by our construction is less than that needed by existing random constructions. Moreover, our construction for a line network is provably optimal in the sense that it requires the minimum number of measurements. A measurement construction algorithm for general graphs is also proposed and evaluated. For any given graph $G$ with $n$ nodes, we derive bounds of the minimum number of measurements needed to recover any $k$-sparse vector over $G$ ($M^G_{k,n}$). Using the Erdős-Rényi random graph as an example, we characterize the dependence of $M^G_{k,n}$ on the graph structure.

preprint2013arXiv

Spin excitation anisotropy as a probe of orbital ordering in the paramagnetic tetragonal phase of superconducting BaFe1.904Ni0.096As2

We use polarized neutron scattering to demonstrate that in-plane spin excitations in electron doped superconducting BaFe1.904Ni0.096As2 (Tc=19.8 K) change from isotropic to anisotropic in the tetragonal phase well above the antiferromagnetic (AF) ordering and tetragonal-to-orthorhombic lattice distortion temperatures (Tn=Ts=33 K) without an uniaxial pressure. While the anisotropic spin excitations are not sensitive to the AF order and tetragonal-to-orthorhombic lattice distortion, superconductivity induces further anisotropy for spin excitations along the [1,1,0] and [1,-1,0] directions. These results indicate that the spin excitation anisotropy is a probe of the electronic anisotropy or orbital ordering in the tetragonal phase of iron pnictides.

preprint2012arXiv

Effect of Li-deficiency impurities on the electron-overdoped LiFeAs superconductor

We use transport, inelastic neutron scattering, and angle resolved photoemission experiments to demonstrate that the stoichiometric LiFeAs is an intrinsically electron-overdoped superconductor similar to those of the electron-overdoped NaFe1-xTxAs and BaFe2-xTxAs2 (T = Co,Ni). Furthermore, we show that although transport properties of the stoichiometric superconducting LiFeAs and Li-deficient nonsuperconducting Li1-xFeAs are different, their electronic and magnetic properties are rather similar. Therefore, the nonsuperconducting Li1-xFeAs is also in the electron overdoped regime, where small Li deficiencies near the FeAs octahedra can dramatically suppress superconductivity through the impurity scattering effect.

preprint2012arXiv

Electron doping evolution of the anisotropic spin excitations in BaFe2-xNixAs2

We use inelastic neutron scattering to systematically investigate the Ni-doping evolution of the low-energy spin excitations in BaFe2-xNixAs2 spanning from underdoped antiferromagnet to overdoped superconductor (0.03< x < 0.18). In the undoped state, the low-energy (<80 meV) spin waves of BaFe2As2 form transversely elongated ellipses in the [H, K] plane of the reciprocal space. Upon Ni-doping, the c-axis magnetic exchange coupling is rapidly suppressed and the momentum distribution of spin excitations in the [H, K] plane is enlarged in both the transverse and longitudinal directions with respect to the in-plane AF ordering wave vector of the parent compound. As a function of increasing Ni-doping x, the spin excitation widths increase linearly but with a larger rate along the transverse direction. These results are in general agreement with calculations of dynamic susceptibility based on the random phase approximation (RPA) in an itinerant electron picture. For samples near optimal superconductivity at x= 0.1, a neutron spin resonance appears in the superconducting state. Upon further increasing the electron-doping to decrease the superconducting transition temperature Tc, the intensity of the low-energy magnetic scattering decreases and vanishes concurrently with vanishing superconductivity in the overdoped side of the superconducting dome. Comparing with the low-energy spin excitations centered at commensurate AF positions for underdoped and optimally doped materials (x<0.1), spin excitations in the over-doped side (x=0.15) form transversely incommensurate spin excitations, consistent with the RPA calculation. Therefore, the itinerant electron approach provides a reasonable description to the low-energy AF spin excitations in BaFe2-xNixAs2.

preprint2012arXiv

Nature of magnetic excitations in superconducting BaFe$_{1.9}$Ni$_{0.1}$As$_{2}$

Since the discovery of the metallic antiferromagnetic (AF) ground state near superconductivity in iron-pnictide superconductors, a central question has been whether magnetism in these materials arises from weakly correlated electrons, as in the case of spin-density-wave in pure chromium, requires strong electron correlations, or can even be described in terms of localized electrons such as the AF insulating state of copper oxides. Here we use inelastic neutron scattering to determine the absolute intensity of the magnetic excitations throughout the Brillouin zone in electron-doped superconducting BaFe$_{1.9}$Ni$_{0.1}$As$_{2}$ ($T_c=20$ K), which allows us to obtain the size of the fluctuating magnetic moment $<m^2>$, and its energy distribution. We find that superconducting BaFe$_{1.9}$Ni$_{0.1}$As$_{2}$ and AF BaFe$_2$As$_2$ both have fluctuating magnetic moments $<m^2>\approx3.2\ μ_B^2$ per Fe(Ni), which are similar to those found in the AF insulating copper oxides. The common theme in both classes of high temperature superconductors is that magnetic excitations have partly localized character, thus showing the importance of strong correlations for high temperature superconductivity.

preprint2012arXiv

Polarized neutron scattering studies of magnetic excitations in electron-overdoped superconducting BaFe$_{1.85}$Ni$_{0.15}$As$_{2}$

We use polarized inelastic neutron scattering to study low-energy spin excitations and their spatial anisotropy in electron-overdoped superconducting BaFe$_{1.85}$Ni$_{0.15}$As$_{2}$ ($T_c=14$ K). In the normal state, the imaginary part of the dynamic susceptibility, $χ^{\prime\prime}(Q,ω)$, at the antiferromagnetic (AF) wave vector $Q=(0.5,0.5,1)$ increases linearly with energy for $E\le 13$ meV. Upon entering the superconducting state, a spin gap opens below $E\approx 3$ meV and a broad neutron spin resonance appears at $E\approx 7$ meV. Our careful neutron polarization analysis reveals that $χ^{\prime\prime}(Q,ω)$ is isotropic for the in-plane and out-of-plane components in both the normal and superconducting states. A comparison of these results with those of undoped BaFe$_2$As$_2$ and optimally electron-doped BaFe$_{1.9}$Ni$_{0.1}$As$_{2}$ ($T_c=20$ K) suggests that the spin anisotropy observed in BaFe$_{1.9}$Ni$_{0.1}$As$_{2}$ is likely due to its proximity to the undoped BaFe$_2$As$_2$. Therefore, the neutron spin resonance is isotropic in the overdoped regime, consistent with a singlet to triplet excitation.

preprint2012arXiv

Temperature dependence of the resonance and low energy spin excitations in superconducting FeTe$_{0.6}$Se$_{0.4}$

We use inelastic neutron scattering to study the temperature dependence of the low-energy spin excitations in single crystals of superconducting FeTe$_{0.6}$Se$_{0.4}$ ($T_c=14$ K). In the low-temperature superconducting state, the imaginary part of the dynamic susceptibility at the electron and hole Fermi surfaces nesting wave vector $Q=(0.5,0.5)$, $χ^{\prime\prime}(Q,ω)$, has a small spin gap, a two-dimensional neutron spin resonance above the spin gap, and increases linearly with increasing $\hbarω$ for energies above the resonance. While the intensity of the resonance decreases like an order parameter with increasing temperature and disappears at temperature slightly above $T_c$, the energy of the mode is weakly temperature dependent and vanishes concurrently above $T_c$. This suggests that in spite of its similarities with the resonance in electron-doped superconducting BaFe$_{2-x}$(Co,Ni)$_x$As$_2$, the mode in FeTe$_{0.6}$Se$_{0.4}$ is not directly associated with the superconducting electronic gap.

preprint2011arXiv

Antiferromagnetic order and superlattice structure in nonsuperconducting and superconducting RbyFe(1.6+x)Se2

Neutron diffraction has been used to study the lattice and magnetic structures of the insulating and superconducting Rb$_y$Fe$_{1.6+x}$Se$_2$. For the insulating Rb$_{y}$Fe$_{1.6+x}$Se$_2$, neutron polarization analysis and single crystal neutron diffraction unambiguously confirm the earlier proposed $\sqrt{5}\times\sqrt{5}$ block antiferromagnetic structure. For superconducting samples ($T_c=30$ K), we find that in addition to the tetragonal $\sqrt{5}\times\sqrt{5}$ superlattice structure transition at 513 K, the material develops a separate $\sqrt{2}\times \sqrt{2}$ superlattice structure at a lower temperature of 480 K. These results suggest that superconducting Rb$_{y}$Fe$_{1.6+x}$Se$_2$ is phase separated with coexisting $\sqrt{2}\times \sqrt{2}$ and $\sqrt{5}\times\sqrt{5}$ superlattice structures.

preprint2011arXiv

Antiferromagnetic spin excitations in single crystals of nonsuperconducting Li1-xFeAs

We use neutron scattering to determine spin excitations in single crystals of nonsuperconducting Li1-xFeAs throughout the Brillouin zone. Although angle resolved photoemission experiments and local density approximation calculations suggest poor Fermi surface nesting conditions for antiferromagnetic(AF) order, spin excitations in Li1-xFeAs occur at the AF wave vectors Q = (1, 0) at low energies, but move to wave vectors Q = (\pm 0.5, \pm0.5) near the zone boundary with a total magnetic bandwidth comparable to that of BaFe2As2. These results reveal that AF spin excitations still dominate the low-energy physics of these materials and suggest both itinerancy and strong electron-electron correlations are essential to understand the measured magnetic excitations.

preprint2011arXiv

In-plane magnetic field effect on the neutron spin resonance in optimally doped FeSe$_{0.4}$Te$_{0.6}$ and BaFe$_{1.9}$Ni$_{0.1}$As$_{2}$ superconductors

We use inelastic neutron scattering to study the effect of an in-plane magnetic field on the magnetic resonance in optimally doped superconductors FeSe$_{0.4}$Te$_{0.6}$ ($T_c=14$ K) and BaFe$_{1.9}$Ni$_{0.1}$As$_{2}$ ($T_c=20$ K). While the magnetic field up to 14.5 Tesla does not change the energy of the resonance, it particially suppresses $T_c$ and the corresponding superconductivity-induced intensity gain of the mode. However, we find no direct evidence for the field-induced spin-1 Zeeman splitting of the resonance. Therefore, it is still unclear if the resonance is the long-sought singlet-triplet excitation directly coupled to the superconducting electron Cooper pairs.

preprint2011arXiv

Neutron Scattering Studies of spin excitations in hole-doped Ba0.67K0.33Fe2As2 superconductor

We report inelastic neutron scattering experiments on single crystals of superconducting Ba0.67K0.33Fe2As2 (Tc = 38 K). In addition to confirming the resonance previously found in powder samples, we find that spin excitations in the normal state form longitudinally elongated ellipses along the QAFM direction in momentum space, consistent with density functional theory predictions. On cooling below Tc, while the resonance preserves its momentum anisotropy as expected, spin excitations at energies below the resonance become essentially isotropic in the in-plane momentum space and dramatically increase their correlation length. These results suggest that the superconducting gap structures in Ba0.67Ka0.33Fe2As2 are more complicated than those suggested from angle resolved photoemission experiments.

preprint2011arXiv

On State Estimation with Bad Data Detection

In this paper, we consider the problem of state estimation through observations possibly corrupted with both bad data and additive observation noises. A mixed $\ell_1$ and $\ell_2$ convex programming is used to separate both sparse bad data and additive noises from the observations. Through using the almost Euclidean property for a linear subspace, we derive a new performance bound for the state estimation error under sparse bad data and additive observation noises. Our main contribution is to provide sharp bounds on the almost Euclidean property of a linear subspace, using the "escape-through-a-mesh" theorem from geometric functional analysis. We also propose and numerically evaluate an iterative convex programming approach to performing bad data detections in nonlinear electrical power networks problems.

preprint2011arXiv

Orientation selection of equiaxed dendritic growth by three-dimensional cellular automaton model

A three-dimensional (3-D) adaptive mesh refinement (AMR) cellular automata (CA) model is developed to simulate the equiaxed dendritic growth of pure substance. In order to reduce the mesh induced anisotropy by CA capture rules, a limited neighbor solid fraction (LNSF) method is presented. An expansion description using two interface free energy anisotropy parameters (\epsilon1, \epsilon2) is used in present 3-D CA model. The dendrite growths with the orientation selection between <100> and <110> are discussed using the different \epsilon1 with \epsilon2=-0.02. It is found that the simulated morphologies by present CA model are as expected from the minimum stiffness criterion.

preprint2011arXiv

Sparse Recovery with Graph Constraints: Fundamental Limits and Measurement Construction

This paper addresses the problem of sparse recovery with graph constraints in the sense that we can take additive measurements over nodes only if they induce a connected subgraph. We provide explicit measurement constructions for several special graphs. A general measurement construction algorithm is also proposed and evaluated. For any given graph $G$ with $n$ nodes, we derive order optimal upper bounds of the minimum number of measurements needed to recover any $k$-sparse vector over $G$ ($M^G_{k,n}$). Our study suggests that $M^G_{k,n}$ may serve as a graph connectivity metric.

preprint2011arXiv

Spin Waves and magnetic exchange interactions in insulating Rb$_{0.89}$Fe$_{1.58}$Se$_2$

The discovery of alkaline iron selenide $A$Fe$_{1.6+x}$Se$_2$ ($A=$ K, Rb, Cs) superconductors has generated considerable excitement in the condensed matter physics community because superconductivity in these materials may have a different origin from the sign reversed s-wave electron pairing mechanism, a leading candidate proposed for all other Fe-based superconductors. Although $A$Fe$_{1.6+x}$Se$_2$ are isostructural with the metallic antiferromagnetic (AF) iron pnictides such as (Ba,Ca,Sr)Fe$_2$As$_2$, they are insulators near $x=0$ and form a $\sqrt{5}\times\sqrt{5}$ blocked AF structure (Fig. 1a) completely different from the iron pnictides. If magnetism is responsible for superconductivity of all iron-based materials, it is important to determine their common magnetic features. Here we use neutron scattering to map out spin waves in the AF insulating Rb$_{0.89}$Fe$_{1.58}$Se$_2$. We find that although Rb$_{0.89}$Fe$_{1.58}$Se$_2$ has a N$\rm \acute{e}$el temperature ($T_N=475$ K) much higher than that of the iron pnictides ($T_N\leq 220$ K), spin waves for both classes of materials have similar zone boundary energies. A comparison of the fitted effective exchange couplings using a local moment Heisenberg Hamiltonian in Rb$_{0.89}$Fe$_{1.58}$Se$_2$, (Ba,Ca,Sr)Fe$_2$As$_2$, and iron chalcogenide Fe$_{1.05}$Te reveals that their next nearest neighbor (NNN) exchange couplings are similar. Therefore, superconductivity in all Fe-based materials may have a common magnetic origin that is intimately associated with the NNN magnetic exchange interactions, even though they have metallic or insulating ground states, different AF orders and electronic band structures.

preprint2010arXiv

A Unique "Nonnegative" Solution to an Underdetermined System: from Vectors to Matrices

This paper investigates the uniqueness of a nonnegative vector solution and the uniqueness of a positive semidefinite matrix solution to underdetermined linear systems. A vector solution is the unique solution to an underdetermined linear system only if the measurement matrix has a row-span intersecting the positive orthant. Focusing on two types of binary measurement matrices, Bernoulli 0-1 matrices and adjacency matrices of general expander graphs, we show that, in both cases, the support size of a unique nonnegative solution can grow linearly, namely O(n), with the problem dimension n. We also provide closed-form characterizations of the ratio of this support size to the signal dimension. For the matrix case, we show that under a necessary and sufficient condition for the linear compressed observations operator, there will be a unique positive semidefinite matrix solution to the compressed linear observations. We further show that a randomly generated Gaussian linear compressed observations operator will satisfy this condition with overwhelmingly high probability.

preprint2010arXiv

Electron-doping evolution of the low-energy spin excitations in the iron arsenide BaFe$_{2-x}$Ni$_{x}$As$_{2}$ superconductors

We use elastic and inelastic neutron scattering to systematically investigate the evolution of the low-energy spin excitations of the iron arsenide superconductor BaFe2-xNixAs2 as a function of nickel doping x. In the undoped state, BaFe2As2 exhibits a tetragonal-to-orthorhombic structural phase transition and simultaneously develops a collinear antiferromagnetic (AF) order below TN = 143 K. Upon electron-doping of x = 0.075 to induce bulk superconductivity with Tc = 12.3 K, the AF ordering temperature reduces to TN = 58 K.We show that the appearance of bulk superconductivity in BaFe1.925Ni0.075As2 coincides with a dispersive neutron spin resonance in the spin excitation spectra, and a reduction in the static ordered moment. For optimally doped BaFe1.9Ni0.1As2 (Tc = 20 K) and overdoped BaFe1.85Ni0.15As2 (Tc = 15 K) superconductors, the static AF long-range order is completely suppressed and the spin excitation spectra are dominated by a resonance and spin-gap at lower energies. We determine the electron-doping dependence of the neutron spin resonance and spin gap energies, and demonstrate that the three-dimensional nature of the resonance survives into the overdoped regime. If spin excitations are important for superconductivity, these results would suggest that the three-dimensional character of the electronic superconducting gaps are prevalent throughout the phase diagram, and may be critical for superconductivity in these materials.

preprint2010arXiv

Normal-State Hourglass Dispersion of the Spin Excitations in FeSe$_{x}$Te$_{1-x}$

We use cold neutron spectroscopy to study the low-energy spin excitations of superconducting (SC) FeSe$_{0.4}$Te$_{0.6}$ and essentially non-superconducting (NSC) FeSe$_{0.45}$Te$_{0.55}$. In contrast to BaFe$_{2-x}$(Co,Ni)$_{x}$As$_2$, where the low-energy spin excitations are commensurate both in the SC and normal state, the normal-state spin excitations in SC FeSe$_{0.4}$Te$_{0.6}$ are incommensurate and show an hourglass dispersion near the resonance energy. Since similar hourglass dispersion is also found in the NSC FeSe$_{0.45}$Te$_{0.55}$, we argue that the observed incommensurate spin excitations in FeSe$_{1-x}$Te$_{x}$ are not directly associated with superconductivity. Instead, the results can be understood within a picture of Fermi surface nesting assuming extremely low Fermi velocities and spin-orbital coupling.

preprint2010arXiv

On the Performance of Sparse Recovery via L_p-minimization (0<=p <=1)

It is known that a high-dimensional sparse vector x* in R^n can be recovered from low-dimensional measurements y= A^{m*n} x* (m<n) . In this paper, we investigate the recovering ability of l_p-minimization (0<=p<=1) as p varies, where l_p-minimization returns a vector with the least l_p ``norm'' among all the vectors x satisfying Ax=y. Besides analyzing the performance of strong recovery where l_p-minimization needs to recover all the sparse vectors up to certain sparsity, we also for the first time analyze the performance of ``weak'' recovery of l_p-minimization (0<=p<1) where the aim is to recover all the sparse vectors on one support with fixed sign pattern. When m/n goes to 1, we provide sharp thresholds of the sparsity ratio that differentiates the success and failure via l_p-minimization. For strong recovery, the threshold strictly decreases from 0.5 to 0.239 as p increases from 0 to 1. Surprisingly, for weak recovery, the threshold is 2/3 for all p in [0,1), while the threshold is 1 for l_1-minimization. We also explicitly demonstrate that l_p-minimization (p<1) can return a denser solution than l_1-minimization. For any m/n<1, we provide bounds of sparsity ratio for strong recovery and weak recovery respectively below which l_p-minimization succeeds with overwhelming probability. Our bound of strong recovery improves on the existing bounds when m/n is large. Regarding the recovery threshold, l_p-minimization has a higher threshold with smaller p for strong recovery; the threshold is the same for all p for sectional recovery; and l_1-minimization can outperform l_p-minimization for weak recovery. These are in contrast to traditional wisdom that l_p-minimization has better sparse recovery ability than l_1-minimization since it is closer to l_0-minimization. We provide an intuitive explanation to our findings and use numerical examples to illustrate the theoretical predictions.