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Ning Xu

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Published work

64 published item(s)

preprint2026arXiv

Beyond "I cannot fulfill this request": Alleviating Rigid Rejection in LLMs via Label Enhancement

Large Language Models (LLMs) rely on safety alignment to obey safe requests while refusing harmful ones. However, traditional refusal mechanisms often lead to "rigid rejection," where a general template (e.g., "I cannot fulfill this request") indiscriminately triggers refusals and severely undermines the naturalness of interactions between humans and LLMs. To address this issue, LANCE is proposed in this paper to ensure safe yet flexible and natural responses via label enhancement. Specifically, LANCE employs variational inference to perform label enhancement, predicting a continuous distribution across multiple rejection categories. These fine-grained rejection distributions provide multi-way textual gradients for a refinement model to neutralize the hazardous elements in the prompt, so that the LLMs could generate safe responses that avoid rigid rejections while preserving the naturalness of interactions. Experiments demonstrate that LANCE significantly alleviates the rigid rejection problem while maintaining high security standards, significantly outperforming existing baseline models in terms of helpfulness and naturalness of responses.

preprint2026arXiv

Towards Understanding Feature Learning in Parameter Transfer

Parameter transfer is a central paradigm in transfer learning, enabling knowledge reuse across tasks and domains by sharing model parameters between upstream and downstream models. However, when only a subset of parameters from the upstream model is transferred to the downstream model, there remains a lack of theoretical understanding of the conditions under which such partial parameter reuse is beneficial and of the factors that govern its effectiveness. To address this gap, we analyze a setting in which both the upstream and downstream models are ReLU convolutional neural networks (CNNs). Within this theoretical framework, we characterize how the inherited parameters act as carriers of universal knowledge and identify key factors that amplify their beneficial impact on the target task. Furthermore, our analysis provides insight into why, in certain cases, transferring parameters can lead to lower test accuracy on the target task than training a new model from scratch. To our best knowledge, our theory is the first to provide a dynamic analysis for parameter transfer and also the first to prove the existence of negative transfer theoretically. Numerical experiments and real-world data experiments are conducted to empirically validate our theoretical findings.

preprint2022arXiv

CM-GAN: Image Inpainting with Cascaded Modulation GAN and Object-Aware Training

Recent image inpainting methods have made great progress but often struggle to generate plausible image structures when dealing with large holes in complex images. This is partially due to the lack of effective network structures that can capture both the long-range dependency and high-level semantics of an image. We propose cascaded modulation GAN (CM-GAN), a new network design consisting of an encoder with Fourier convolution blocks that extract multi-scale feature representations from the input image with holes and a dual-stream decoder with a novel cascaded global-spatial modulation block at each scale level. In each decoder block, global modulation is first applied to perform coarse and semantic-aware structure synthesis, followed by spatial modulation to further adjust the feature map in a spatially adaptive fashion. In addition, we design an object-aware training scheme to prevent the network from hallucinating new objects inside holes, fulfilling the needs of object removal tasks in real-world scenarios. Extensive experiments are conducted to show that our method significantly outperforms existing methods in both quantitative and qualitative evaluation. Please refer to the project page: \url{https://github.com/htzheng/CM-GAN-Inpainting}.

preprint2022arXiv

CVM-Cervix: A Hybrid Cervical Pap-Smear Image Classification Framework Using CNN, Visual Transformer and Multilayer Perceptron

Cervical cancer is the seventh most common cancer among all the cancers worldwide and the fourth most common cancer among women. Cervical cytopathology image classification is an important method to diagnose cervical cancer. Manual screening of cytopathology images is time-consuming and error-prone. The emergence of the automatic computer-aided diagnosis system solves this problem. This paper proposes a framework called CVM-Cervix based on deep learning to perform cervical cell classification tasks. It can analyze pap slides quickly and accurately. CVM-Cervix first proposes a Convolutional Neural Network module and a Visual Transformer module for local and global feature extraction respectively, then a Multilayer Perceptron module is designed to fuse the local and global features for the final classification. Experimental results show the effectiveness and potential of the proposed CVM-Cervix in the field of cervical Pap smear image classification. In addition, according to the practical needs of clinical work, we perform a lightweight post-processing to compress the model.

preprint2022arXiv

EBHI:A New Enteroscope Biopsy Histopathological H&E Image Dataset for Image Classification Evaluation

Background and purpose: Colorectal cancer has become the third most common cancer worldwide, accounting for approximately 10% of cancer patients. Early detection of the disease is important for the treatment of colorectal cancer patients. Histopathological examination is the gold standard for screening colorectal cancer. However, the current lack of histopathological image datasets of colorectal cancer, especially enteroscope biopsies, hinders the accurate evaluation of computer-aided diagnosis techniques. Methods: A new publicly available Enteroscope Biopsy Histopathological H&E Image Dataset (EBHI) is published in this paper. To demonstrate the effectiveness of the EBHI dataset, we have utilized several machine learning, convolutional neural networks and novel transformer-based classifiers for experimentation and evaluation, using an image with a magnification of 200x. Results: Experimental results show that the deep learning method performs well on the EBHI dataset. Traditional machine learning methods achieve maximum accuracy of 76.02% and deep learning method achieves a maximum accuracy of 95.37%. Conclusion: To the best of our knowledge, EBHI is the first publicly available colorectal histopathology enteroscope biopsy dataset with four magnifications and five types of images of tumor differentiation stages, totaling 5532 images. We believe that EBHI could attract researchers to explore new classification algorithms for the automated diagnosis of colorectal cancer, which could help physicians and patients in clinical settings.

preprint2022arXiv

EMDS-6: Environmental Microorganism Image Dataset Sixth Version for Image Denoising, Segmentation, Feature Extraction, Classification and Detection Methods Evaluation

Environmental microorganisms (EMs) are ubiquitous around us and have an important impact on the survival and development of human society. However, the high standards and strict requirements for the preparation of environmental microorganism (EM) data have led to the insufficient of existing related databases, not to mention the databases with GT images. This problem seriously affects the progress of related experiments. Therefore, This study develops the Environmental Microorganism Dataset Sixth Version (EMDS-6), which contains 21 types of EMs. Each type of EM contains 40 original and 40 GT images, in total 1680 EM images. In this study, in order to test the effectiveness of EMDS-6. We choose the classic algorithms of image processing methods such as image denoising, image segmentation and target detection. The experimental result shows that EMDS-6 can be used to evaluate the performance of image denoising, image segmentation, image feature extraction, image classification, and object detection methods.

preprint2022arXiv

End-to-end video instance segmentation via spatial-temporal graph neural networks

Video instance segmentation is a challenging task that extends image instance segmentation to the video domain. Existing methods either rely only on single-frame information for the detection and segmentation subproblems or handle tracking as a separate post-processing step, which limit their capability to fully leverage and share useful spatial-temporal information for all the subproblems. In this paper, we propose a novel graph-neural-network (GNN) based method to handle the aforementioned limitation. Specifically, graph nodes representing instance features are used for detection and segmentation while graph edges representing instance relations are used for tracking. Both inter and intra-frame information is effectively propagated and shared via graph updates and all the subproblems (i.e. detection, segmentation and tracking) are jointly optimized in an unified framework. The performance of our method shows great improvement on the YoutubeVIS validation dataset compared to existing methods and achieves 35.2% AP with a ResNet-50 backbone, operating at 22 FPS. Code is available at http://github.com/lucaswithai/visgraph.git .

preprint2022arXiv

Exploring the Semi-supervised Video Object Segmentation Problem from a Cyclic Perspective

Modern video object segmentation (VOS) algorithms have achieved remarkably high performance in a sequential processing order, while most of currently prevailing pipelines still show some obvious inadequacy like accumulative error, unknown robustness or lack of proper interpretation tools. In this paper, we place the semi-supervised video object segmentation problem into a cyclic workflow and find the defects above can be collectively addressed via the inherent cyclic property of semi-supervised VOS systems. Firstly, a cyclic mechanism incorporated to the standard sequential flow can produce more consistent representations for pixel-wise correspondance. Relying on the accurate reference mask in the starting frame, we show that the error propagation problem can be mitigated. Next, a simple gradient correction module, which naturally extends the offline cyclic pipeline to an online manner, can highlight the high-frequent and detailed part of results to further improve the segmentation quality while keeping feasible computation cost. Meanwhile such correction can protect the network from severe performance degration resulted from interference signals. Finally we develop cycle effective receptive field (cycle-ERF) based on gradient correction process to provide a new perspective into analyzing object-specific regions of interests. We conduct comprehensive comparison and detailed analysis on challenging benchmarks of DAVIS16, DAVIS17 and Youtube-VOS, demonstrating that the cyclic mechanism is helpful to enhance segmentation quality, improve the robustness of VOS systems, and further provide qualitative comparison and interpretation on how different VOS algorithms work. The code of this project can be found at https://github.com/lyxok1/STM-Training

preprint2022arXiv

High-fidelity far-field microscopy at λ/8 resolution

The emergence of far-field super-resolution microscopy has rejuvenated the possibility for nanoscale imaging. Approaches to far-field super-resolution that utilize point scanning often depends on spatially reducing the size of the focused spot. However, the focused spot always achieves high resolution at the expense of extremely low light efficiency for the probing mainlobe and high-intensity sidelobes, which limits the applications in nanoscale imaging and might cause misinterpretation of samples. Here we report a sharp probing spot with the diffraction efficiency of 3.76% at the resolution of 38% of the Airy spot size assisted by the two-dimensional multi-level diffractive optical element (DOE) experimentally. The diffraction efficiency of DOE is improved by at least two orders of magnitude at the same resolution by breaking the limitation of circular 0-π binary structure superoscillatory lens. To eliminate the influence of the high-intensity sidelobes, high-fidelity images are reconstructed based on the modified deconvolution algorithm by virtue of the prior-knowledge. Finally, high-fidelity far-field microscopy (HiFi-FM) is constructed and experimental results show that HiFi-FM allows the resolution of spatially complex samples better than 69 nm while acquiring high fidelity.

preprint2022arXiv

Learngene: From Open-World to Your Learning Task

Although deep learning has made significant progress on fixed large-scale datasets, it typically encounters challenges regarding improperly detecting unknown/unseen classes in the open-world scenario, over-parametrized, and overfitting small samples. Since biological systems can overcome the above difficulties very well, individuals inherit an innate gene from collective creatures that have evolved over hundreds of millions of years and then learn new skills through few examples. Inspired by this, we propose a practical collective-individual paradigm where an evolution (expandable) network is trained on sequential tasks and then recognize unknown classes in real-world. Moreover, the learngene, i.e., the gene for learning initialization rules of the target model, is proposed to inherit the meta-knowledge from the collective model and reconstruct a lightweight individual model on the target task. Particularly, a novel criterion is proposed to discover learngene in the collective model, according to the gradient information. Finally, the individual model is trained only with few samples on the target learning tasks. We demonstrate the effectiveness of our approach in an extensive empirical study and theoretical analysis.

preprint2022arXiv

Semantic Layout Manipulation with High-Resolution Sparse Attention

We tackle the problem of semantic image layout manipulation, which aims to manipulate an input image by editing its semantic label map. A core problem of this task is how to transfer visual details from the input images to the new semantic layout while making the resulting image visually realistic. Recent work on learning cross-domain correspondence has shown promising results for global layout transfer with dense attention-based warping. However, this method tends to lose texture details due to the resolution limitation and the lack of smoothness constraint of correspondence. To adapt this paradigm for the layout manipulation task, we propose a high-resolution sparse attention module that effectively transfers visual details to new layouts at a resolution up to 512x512. To further improve visual quality, we introduce a novel generator architecture consisting of a semantic encoder and a two-stage decoder for coarse-to-fine synthesis. Experiments on the ADE20k and Places365 datasets demonstrate that our proposed approach achieves substantial improvements over the existing inpainting and layout manipulation methods.

preprint2022arXiv

Solar: $L_0$ solution path averaging for fast and accurate variable selection in high-dimensional data

We propose a new variable selection algorithm, subsample-ordered least-angle regression (solar), and its coordinate descent generalization, solar-cd. Solar re-constructs lasso paths using the $L_0$ norm and averages the resulting solution paths across subsamples. Path averaging retains the ranking information of the informative variables while averaging out sensitivity to high dimensionality, improving variable selection stability, efficiency, and accuracy. We prove that: (i) with a high probability, path averaging perfectly separates informative variables from redundant variables on the average $L_0$ path; (ii) solar variable selection is consistent and accurate; and (iii) the probability that solar omits weak signals is controllable for finite sample size. We also demonstrate that: (i) solar yields, with less than $1/3$ of the lasso computation load, substantial improvements over lasso in terms of the sparsity (64-84\% reduction in redundant variable selection) and accuracy of variable selection; (ii) compared with the lasso safe/strong rule and variable screening, solar largely avoids selection of redundant variables and rejection of informative variables in the presence of complicated dependence structures; (iii) the sparsity and stability of solar conserves residual degrees of freedom for data-splitting hypothesis testing, improving the accuracy of post-selection inference on weak signals with limited $n$; (iv) replacing lasso with solar in bootstrap selection (e.g., bolasso or stability selection) produces a multi-layer variable ranking scheme that improves selection sparsity and ranking accuracy with the computation load of only one lasso realization; and (v) given the computation resources, solar bootstrap selection is substantially faster (98\% lower computation time) than the theoretical maximum speedup for parallelized bootstrap lasso (confirmed by Amdahl's law).

preprint2022arXiv

Wavelet Knowledge Distillation: Towards Efficient Image-to-Image Translation

Remarkable achievements have been attained with Generative Adversarial Networks (GANs) in image-to-image translation. However, due to a tremendous amount of parameters, state-of-the-art GANs usually suffer from low efficiency and bulky memory usage. To tackle this challenge, firstly, this paper investigates GANs performance from a frequency perspective. The results show that GANs, especially small GANs lack the ability to generate high-quality high frequency information. To address this problem, we propose a novel knowledge distillation method referred to as wavelet knowledge distillation. Instead of directly distilling the generated images of teachers, wavelet knowledge distillation first decomposes the images into different frequency bands with discrete wavelet transformation and then only distills the high frequency bands. As a result, the student GAN can pay more attention to its learning on high frequency bands. Experiments demonstrate that our method leads to 7.08 times compression and 6.80 times acceleration on CycleGAN with almost no performance drop. Additionally, we have studied the relation between discriminators and generators which shows that the compression of discriminators can promote the performance of compressed generators.

preprint2021arXiv

Chiral Majorana Edge Modes and Vortex Majorana Zero Modes in Superconducting Antiferromagnetic Topological Insulator

The antiferromagnetic topological insulator (AFTI) is topologically protected by the combined time-reversal and translational symmetry $\mathcal{T}_c$. In this paper we investigate the effects of the $s$-wave superconducting pairings on the multilayers of AFTI, which breaks $\mathcal{T}_c$ symmetry and can realize quantum anomalous Hall insulator with unit Chern number. For the weakly coupled pairings, the system corresponds to the topological superconductor (TSC) with the Chern number $C=\pm 2$. We answer the following questions whether the local Chern numbers and chiral Majorana edge modes of such a TSC distribute around the surface layers. By the numerical calculations based on a theoretic model of AFTI, we find that when the local Chern numbers are always dominated by the surface layers, the wavefunctions of chiral Majorana edge modes must not localize on the surface layers and show a smooth crossover from spatially occupying all layers to only distributing near the surface layers, similar to the hinge states in a three dimensional second-order topological phases. The latter phase can be distinguished from the former phase by the measurements of the local density of state. In addition we also study the superconducting vortex phase transition in this system and find that the exchange field in the AFTI not only enlarges the phase space of topological vortex phase but also enhances its topological stability. These conclusions will stimulate the investigations on superconducting effects of AFTI and drive the studies on chiral Majorana edge modes and vortex Majorana zero modes into a new era.

preprint2021arXiv

Connecting glass-forming ability of binary mixtures of soft particles to equilibrium melting temperatures

The glass-forming ability is an important material property for manufacturing glasses and understanding the long-standing glass transition problem. Because of the nonequilibrium nature, it is difficult to develop the theory for it. Here we report that the glass-forming ability of binary mixtures of soft particles is related to the equilibrium melting temperatures. Due to the distinction in particle size or stiffness, the two components in a mixture effectively feel different melting temperatures, leading to a melting temperature gap. By varying the particle size, stiffness, and composition over a wide range of pressures, we establish a comprehensive picture for the glass-forming ability, based on our finding of the direct link between the glass-forming ability and the melting temperature gap. Our study reveals and explains the pressure and interaction dependence of the glass-forming ability of model glass-formers, and suggests strategies to optimize the glass-forming ability via the manipulation of particle interactions.

preprint2021arXiv

High-Resolution Deep Image Matting

Image matting is a key technique for image and video editing and composition. Conventionally, deep learning approaches take the whole input image and an associated trimap to infer the alpha matte using convolutional neural networks. Such approaches set state-of-the-arts in image matting; however, they may fail in real-world matting applications due to hardware limitations, since real-world input images for matting are mostly of very high resolution. In this paper, we propose HDMatt, a first deep learning based image matting approach for high-resolution inputs. More concretely, HDMatt runs matting in a patch-based crop-and-stitch manner for high-resolution inputs with a novel module design to address the contextual dependency and consistency issues between different patches. Compared with vanilla patch-based inference which computes each patch independently, we explicitly model the cross-patch contextual dependency with a newly-proposed Cross-Patch Contextual module (CPC) guided by the given trimap. Extensive experiments demonstrate the effectiveness of the proposed method and its necessity for high-resolution inputs. Our HDMatt approach also sets new state-of-the-art performance on Adobe Image Matting and AlphaMatting benchmarks and produce impressive visual results on more real-world high-resolution images.

preprint2021arXiv

Jamming in confined geometry: Criticality of the jamming transition and implications of structural relaxation in confined supercooled liquids

In marginally jammed solids confined by walls, we calculate the particle and ensemble averaged value of an order parameter, $\left<Ψ(r)\right>$, as a function of the distance to the wall, $r$. Being a microscopic indicator of structural disorder and particle mobility in solids, $Ψ$ is by definition the response of the mean square particle displacement to the increase of temperature in the harmonic approximation and can be directly calculated from the normal modes of vibration of the zero-temperature solids. We find that, in confined jammed solids, $\left<Ψ(r)\right>$ curves at different pressures can collapse onto the same master curve following a scaling function, indicating the criticality of the jamming transition. The scaling collapse suggests a diverging length scale and marginal instability at the jamming transition, which should be accessible to sophisticatedly designed experiments. Moreover, $\left<Ψ(r)\right>$ is found to be significantly suppressed when approaching the wall and anisotropic in directions perpendicular and parallel to the wall. This finding can be applied to understand the $r$-dependence and anisotropy of the structural relaxation in confined supercooled liquids, providing another example of understanding or predicting behaviors of supercooled liquids from the perspective of the zero-temperature amorphous solids.

preprint2021arXiv

Rheological similarities between dense self-propelled and sheared particulate systems

Different from previous modelings of self-propelled particles, we develop a method to propel the particles with a constant average velocity instead of a constant force. This constant propulsion velocity (CPV) approach is validated by its agreement with the conventional constant propulsion force (CPF) approach in the flowing regime. However, the CPV approach shows its advantage of accessing quasistatic flows of yield stress fluids with a vanishing propulsion velocity, while the CPF approach is usually unable to because of finite system size. Taking this advantage, we realize the cyclic self-propulsion and study the evolution of the propulsion force with propelled particle displacement, both in the quasistatic flow regime. By mapping shear stress and shear rate to propulsion force and propulsion velocity, we find similar rheological behaviors of self-propelled systems to sheared systems, including the yield force gap between the CPF and CPV approaches, propulsion force overshoot, reversible-irreversible transition under cyclic propulsion, and propulsion bands in plastic flows. These similarities suggest the underlying connections between self-propulsion and shear, although they act on systems in different ways.

preprint2021arXiv

Two-scale scenario of rigidity percolation of sticky particles

In the presence of attraction, the jamming transition of packings of frictionless particles corresponds to the rigidity percolation. When the range of attraction is long, the distribution of the size of rigid clusters, $P(s)$, is continuous and shows a power-law decay. For systems with short-range attractions, however, $P(s)$ appears discontinuous. There is a power-law decay for small cluster sizes, followed by a low probability gap and a peak near the system size. We find that this appearing ``discontinuity'' does not mean that the transition is discontinuous. In fact, it signifies the coexistence of two distinct length scales, associated with the largest cluster and smaller ones, respectively. The comparison between the largest and second largest clusters indicates that their growth rates with system size are rather different. However, both cluster sizes tend to diverge in the large system size limit, suggesting that the jamming transition of systems with short-range attractions is still continuous. In the framework of the two-scale scenario, we also derive a generalized hyperscaling relation. With robust evidence, our work challenges the former single-scale view of the rigidity percolation.

preprint2020arXiv

AOWS: Adaptive and optimal network width search with latency constraints

Neural architecture search (NAS) approaches aim at automatically finding novel CNN architectures that fit computational constraints while maintaining a good performance on the target platform. We introduce a novel efficient one-shot NAS approach to optimally search for channel numbers, given latency constraints on a specific hardware. We first show that we can use a black-box approach to estimate a realistic latency model for a specific inference platform, without the need for low-level access to the inference computation. Then, we design a pairwise MRF to score any channel configuration and use dynamic programming to efficiently decode the best performing configuration, yielding an optimal solution for the network width search. Finally, we propose an adaptive channel configuration sampling scheme to gradually specialize the training phase to the target computational constraints. Experiments on ImageNet classification show that our approach can find networks fitting the resource constraints on different target platforms while improving accuracy over the state-of-the-art efficient networks.

preprint2020arXiv

CFAD: Coarse-to-Fine Action Detector for Spatiotemporal Action Localization

Most current pipelines for spatio-temporal action localization connect frame-wise or clip-wise detection results to generate action proposals, where only local information is exploited and the efficiency is hindered by dense per-frame localization. In this paper, we propose Coarse-to-Fine Action Detector (CFAD),an original end-to-end trainable framework for efficient spatio-temporal action localization. The CFAD introduces a new paradigm that first estimates coarse spatio-temporal action tubes from video streams, and then refines the tubes' location based on key timestamps. This concept is implemented by two key components, the Coarse and Refine Modules in our framework. The parameterized modeling of long temporal information in the Coarse Module helps obtain accurate initial tube estimation, while the Refine Module selectively adjusts the tube location under the guidance of key timestamps. Against other methods, theproposed CFAD achieves competitive results on action detection benchmarks of UCF101-24, UCFSports and JHMDB-21 with inference speed that is 3.3x faster than the nearest competitors.

preprint2020arXiv

Compact Learning for Multi-Label Classification

Multi-label classification (MLC) studies the problem where each instance is associated with multiple relevant labels, which leads to the exponential growth of output space. MLC encourages a popular framework named label compression (LC) for capturing label dependency with dimension reduction. Nevertheless, most existing LC methods failed to consider the influence of the feature space or misguided by original problematic features, so that may result in performance degeneration. In this paper, we present a compact learning (CL) framework to embed the features and labels simultaneously and with mutual guidance. The proposal is a versatile concept, hence the embedding way is arbitrary and independent of the subsequent learning process. Following its spirit, a simple yet effective implementation called compact multi-label learning (CMLL) is proposed to learn a compact low-dimensional representation for both spaces. CMLL maximizes the dependence between the embedded spaces of the labels and features, and minimizes the loss of label space recovery concurrently. Theoretically, we provide a general analysis for different embedding methods. Practically, we conduct extensive experiments to validate the effectiveness of the proposed method.

preprint2020arXiv

Coupling between particle shape and long-range interaction in the high-density regime

By using long-range interacting polygons, we experimentally probe the coupling between particle shape and long-range interaction. For two typical space-filling polygons, square and triangle, we find two types of coupling modes that predominantly control the structure formation. Specifically, the rotational ordering of squares brings a lattice deformation that produces a hexagonal-to-rhombic transition in the high-density regime, whereas the alignment of triangles introduces a large geometric frustration that causes an order-to-disorder transition. Moreover, the two coupling modes lead to small and large "internal roughness" of the two systems, and thus predominantly control their structure relaxations. Our study thus provides a physical picture to the coupling between long-range interaction effect and short-range shape effect in the high-density regime unexplored before.

preprint2020arXiv

Essential Norms of difference of generalized composition Operators from $α$-Bloch spaces to $β$-Bloch spaces

In this paper, we study the boundedness and essential norms of the differences of two generalized composition operators acting from $α$-Bloch space to $β$-Bloch space on the open unit disk. From essential norms, we get the compactness of the differences of two generalized composition operators. This study has a relationship to the topological structure of generalized composition operators acting from $α$-Bloch space to $β$-Bloch space.

preprint2020arXiv

Finding Action Tubes with a Sparse-to-Dense Framework

The task of spatial-temporal action detection has attracted increasing attention among researchers. Existing dominant methods solve this problem by relying on short-term information and dense serial-wise detection on each individual frames or clips. Despite their effectiveness, these methods showed inadequate use of long-term information and are prone to inefficiency. In this paper, we propose for the first time, an efficient framework that generates action tube proposals from video streams with a single forward pass in a sparse-to-dense manner. There are two key characteristics in this framework: (1) Both long-term and short-term sampled information are explicitly utilized in our spatiotemporal network, (2) A new dynamic feature sampling module (DTS) is designed to effectively approximate the tube output while keeping the system tractable. We evaluate the efficacy of our model on the UCF101-24, JHMDB-21 and UCFSports benchmark datasets, achieving promising results that are competitive to state-of-the-art methods. The proposed sparse-to-dense strategy rendered our framework about 7.6 times more efficient than the nearest competitor.

preprint2020arXiv

GeoFusion: Geometric Consistency informed Scene Estimation in Dense Clutter

We propose GeoFusion, a SLAM-based scene estimation method for building an object-level semantic map in dense clutter. In dense clutter, objects are often in close contact and severe occlusions, which brings more false detections and noisy pose estimates from existing perception methods. To solve these problems, our key insight is to consider geometric consistency at the object level within a general SLAM framework. The geometric consistency is defined in two parts: geometric consistency score and geometric relation. The geometric consistency score describes the compatibility between object geometry model and observation point cloud. Meanwhile, it provides a reliable measure to filter out false positives in data association. The geometric relation represents the relationship (e.g. contact) between geometric features (e.g. planes) among objects. The geometric relation makes the graph optimization for poses more robust and accurate. GeoFusion can robustly and efficiently infer the object labels, 6D object poses, and spatial relations from continuous noisy semantic measurements. We quantitatively evaluate our method using observations from a Fetch mobile manipulation robot. Our results demonstrate greater robustness against false estimates than frame-by-frame pose estimation from the state-of-the-art convolutional neural network.

preprint2020arXiv

Getting to 99% Accuracy in Interactive Segmentation

Interactive object cutout tools are the cornerstone of the image editing workflow. Recent deep-learning based interactive segmentation algorithms have made significant progress in handling complex images and rough binary selections can typically be obtained with just a few clicks. Yet, deep learning techniques tend to plateau once this rough selection has been reached. In this work, we interpret this plateau as the inability of current algorithms to sufficiently leverage each user interaction and also as the limitations of current training/testing datasets. We propose a novel interactive architecture and a novel training scheme that are both tailored to better exploit the user workflow. We also show that significant improvements can be further gained by introducing a synthetic training dataset that is specifically designed for complex object boundaries. Comprehensive experiments support our approach, and our network achieves state of the art performance.

preprint2020arXiv

Incorporating Reinforced Adversarial Learning in Autoregressive Image Generation

Autoregressive models recently achieved comparable results versus state-of-the-art Generative Adversarial Networks (GANs) with the help of Vector Quantized Variational AutoEncoders (VQ-VAE). However, autoregressive models have several limitations such as exposure bias and their training objective does not guarantee visual fidelity. To address these limitations, we propose to use Reinforced Adversarial Learning (RAL) based on policy gradient optimization for autoregressive models. By applying RAL, we enable a similar process for training and testing to address the exposure bias issue. In addition, visual fidelity has been further optimized with adversarial loss inspired by their strong counterparts: GANs. Due to the slow sampling speed of autoregressive models, we propose to use partial generation for faster training. RAL also empowers the collaboration between different modules of the VQ-VAE framework. To our best knowledge, the proposed method is first to enable adversarial learning in autoregressive models for image generation. Experiments on synthetic and real-world datasets show improvements over the MLE trained models. The proposed method improves both negative log-likelihood (NLL) and Fréchet Inception Distance (FID), which indicates improvements in terms of visual quality and diversity. The proposed method achieves state-of-the-art results on Celeba for 64 $\times$ 64 image resolution, showing promise for large scale image generation.

preprint2020arXiv

M2KD: Multi-model and Multi-level Knowledge Distillation for Incremental Learning

Incremental learning targets at achieving good performance on new categories without forgetting old ones. Knowledge distillation has been shown critical in preserving the performance on old classes. Conventional methods, however, sequentially distill knowledge only from the last model, leading to performance degradation on the old classes in later incremental learning steps. In this paper, we propose a multi-model and multi-level knowledge distillation strategy. Instead of sequentially distilling knowledge only from the last model, we directly leverage all previous model snapshots. In addition, we incorporate an auxiliary distillation to further preserve knowledge encoded at the intermediate feature levels. To make the model more memory efficient, we adapt mask based pruning to reconstruct all previous models with a small memory footprint. Experiments on standard incremental learning benchmarks show that our method preserves the knowledge on old classes better and improves the overall performance over standard distillation techniques.

preprint2020arXiv

Minimizing FLOPs to Learn Efficient Sparse Representations

Deep representation learning has become one of the most widely adopted approaches for visual search, recommendation, and identification. Retrieval of such representations from a large database is however computationally challenging. Approximate methods based on learning compact representations, have been widely explored for this problem, such as locality sensitive hashing, product quantization, and PCA. In this work, in contrast to learning compact representations, we propose to learn high dimensional and sparse representations that have similar representational capacity as dense embeddings while being more efficient due to sparse matrix multiplication operations which can be much faster than dense multiplication. Following the key insight that the number of operations decreases quadratically with the sparsity of embeddings provided the non-zero entries are distributed uniformly across dimensions, we propose a novel approach to learn such distributed sparse embeddings via the use of a carefully constructed regularization function that directly minimizes a continuous relaxation of the number of floating-point operations (FLOPs) incurred during retrieval. Our experiments show that our approach is competitive to the other baselines and yields a similar or better speed-vs-accuracy tradeoff on practical datasets.

preprint2020arXiv

Moiré effects in graphene--hBN heterostructures

Encapsulating graphene in hexagonal Boron Nitride has several advantages: the highest mobilities reported to date are achieved in this way, and precise nanostructuring of graphene becomes feasible through the protective hBN layers. Nevertheless, subtle effects may arise due to the differing lattice constants of graphene and hBN, and due to the twist angle between the graphene and hBN lattices. Here, we use a recently developed model which allows us to perform band structure and magnetotransport calculations of such structures, and show that with a proper account of the moiré physics an excellent agreement with experiments can be achieved, even for complicated structures such as disordered graphene, or antidot lattices on a monolayer hBN with a relative twist angle. Calculations of this kind are essential to a quantitative modeling of twistronic devices.

preprint2020arXiv

Multiple Sound Sources Localization from Coarse to Fine

How to visually localize multiple sound sources in unconstrained videos is a formidable problem, especially when lack of the pairwise sound-object annotations. To solve this problem, we develop a two-stage audiovisual learning framework that disentangles audio and visual representations of different categories from complex scenes, then performs cross-modal feature alignment in a coarse-to-fine manner. Our model achieves state-of-the-art results on public dataset of localization, as well as considerable performance on multi-source sound localization in complex scenes. We then employ the localization results for sound separation and obtain comparable performance to existing methods. These outcomes demonstrate our model's ability in effectively aligning sounds with specific visual sources. Code is available at https://github.com/shvdiwnkozbw/Multi-Source-Sound-Localization

preprint2020arXiv

Rademacher upper bounds for cross-validation errors with an application to the lasso

We establish a general upper bound for $K$-fold cross-validation ($K$-CV) errors that can be adapted to many $K$-CV-based estimators and learning algorithms. Based on Rademacher complexity of the model and the Orlicz-$Ψ_ν$ norm of the error process, the CV error upper bound applies to both light-tail and heavy-tail error distributions. We also extend the CV error upper bound to $β$-mixing data using the technique of independent blocking. We provide a Python package (\texttt{CVbound}, \url{https://github.com/isaac2math}) for computing the CV error upper bound in $K$-CV-based algorithms. Using the lasso as an example, we demonstrate in simulations that the upper bounds are tight and stable across different parameter settings and random seeds. As well as accurately bounding the CV errors for the lasso, the minimizer of the new upper bounds can be used as a criterion for variable selection. Compared with the CV-error minimizer, simulations show that tuning the lasso penalty parameter according to the minimizer of the upper bound yields a more sparse and more stable model that retains all of the relevant variables.

preprint2020arXiv

Video Question Answering on Screencast Tutorials

This paper presents a new video question answering task on screencast tutorials. We introduce a dataset including question, answer and context triples from the tutorial videos for a software. Unlike other video question answering works, all the answers in our dataset are grounded to the domain knowledge base. An one-shot recognition algorithm is designed to extract the visual cues, which helps enhance the performance of video question answering. We also propose several baseline neural network architectures based on various aspects of video contexts from the dataset. The experimental results demonstrate that our proposed models significantly improve the question answering performances by incorporating multi-modal contexts and domain knowledge.

preprint2016arXiv

Deep Interactive Object Selection

Interactive object selection is a very important research problem and has many applications. Previous algorithms require substantial user interactions to estimate the foreground and background distributions. In this paper, we present a novel deep learning based algorithm which has a much better understanding of objectness and thus can reduce user interactions to just a few clicks. Our algorithm transforms user provided positive and negative clicks into two Euclidean distance maps which are then concatenated with the RGB channels of images to compose (image, user interactions) pairs. We generate many of such pairs by combining several random sampling strategies to model user click patterns and use them to fine tune deep Fully Convolutional Networks (FCNs). Finally the output probability maps of our FCN 8s model is integrated with graph cut optimization to refine the boundary segments. Our model is trained on the PASCAL segmentation dataset and evaluated on other datasets with different object classes. Experimental results on both seen and unseen objects clearly demonstrate that our algorithm has a good generalization ability and is superior to all existing interactive object selection approaches.

preprint2016arXiv

Density affects the nature of the hexatic-liquid transition in two-dimensional melting of core-softened systems

We find that both continuous and discontinuous hexatic-liquid transitions can happen in the melting of two-dimensional solids of soft-core disks. For three typical model systems, Hertzian, harmonic, and Gaussian-core models, we observe the same scenarios. These systems exhibit reentrant crystallization (melting) with a maximum melting temperature $T_m$ happening at a crossover density $ρ_m$. The hexatic-liquid transition at a density smaller than $ρ_m$ is discontinuous. Liquid and hexatic phases coexist in a density interval, which becomes narrower with increasing temperature and tends to vanish approximately at $T_m$. Above $ρ_m$, the transition is continuous, in agreement with the Kosterlitz-Thouless-Halperin-Nelson-Young theory. For these soft-core systems, the nature of the hexatic-liquid transition depends on density (pressure), with the melting at $ρ_m$ being a plausible transition point from discontinuous to continuous hexatic-liquid transition.

preprint2016arXiv

Finite-sample and asymptotic analysis of generalization ability with an application to penalized regression

In this paper, we study the performance of extremum estimators from the perspective of generalization ability (GA): the ability of a model to predict outcomes in new samples from the same population. By adapting the classical concentration inequalities, we derive upper bounds on the empirical out-of-sample prediction errors as a function of the in-sample errors, in-sample data size, heaviness in the tails of the error distribution, and model complexity. We show that the error bounds may be used for tuning key estimation hyper-parameters, such as the number of folds $K$ in cross-validation. We also show how $K$ affects the bias-variance trade-off for cross-validation. We demonstrate that the $\mathcal{L}_2$-norm difference between penalized and the corresponding un-penalized regression estimates is directly explained by the GA of the estimates and the GA of empirical moment conditions. Lastly, we prove that all penalized regression estimates are $L_2$-consistent for both the $n \geqslant p$ and the $n < p$ cases. Simulations are used to demonstrate key results. Keywords: generalization ability, upper bound of generalization error, penalized regression, cross-validation, bias-variance trade-off, $\mathcal{L}_2$ difference between penalized and unpenalized regression, lasso, high-dimensional data.

preprint2016arXiv

Generalization error minimization: a new approach to model evaluation and selection with an application to penalized regression

We study model evaluation and model selection from the perspective of generalization ability (GA): the ability of a model to predict outcomes in new samples from the same population. We believe that GA is one way formally to address concerns about the external validity of a model. The GA of a model estimated on a sample can be measured by its empirical out-of-sample errors, called the generalization errors (GE). We derive upper bounds for the GE, which depend on sample sizes, model complexity and the distribution of the loss function. The upper bounds can be used to evaluate the GA of a model, ex ante. We propose using generalization error minimization (GEM) as a framework for model selection. Using GEM, we are able to unify a big class of penalized regression estimators, including lasso, ridge and bridge, under the same set of assumptions. We establish finite-sample and asymptotic properties (including $\mathcal{L}_2$-consistency) of the GEM estimator for both the $n \geqslant p$ and the $n < p$ cases. We also derive the $\mathcal{L}_2$-distance between the penalized and corresponding unpenalized regression estimates. In practice, GEM can be implemented by validation or cross-validation. We show that the GE bounds can be used for selecting the optimal number of folds in $K$-fold cross-validation. We propose a variant of $R^2$, the $GR^2$, as a measure of GA, which considers both both in-sample and out-of-sample goodness of fit. Simulations are used to demonstrate our key results.

preprint2016arXiv

Model selection consistency from the perspective of generalization ability and VC theory with an application to Lasso

Model selection is difficult to analyse yet theoretically and empirically important, especially for high-dimensional data analysis. Recently the least absolute shrinkage and selection operator (Lasso) has been applied in the statistical and econometric literature. Consis- tency of Lasso has been established under various conditions, some of which are difficult to verify in practice. In this paper, we study model selection from the perspective of generalization ability, under the framework of structural risk minimization (SRM) and Vapnik-Chervonenkis (VC) theory. The approach emphasizes the balance between the in-sample and out-of-sample fit, which can be achieved by using cross-validation to select a penalty on model complexity. We show that an exact relationship exists between the generalization ability of a model and model selection consistency. By implementing SRM and the VC inequality, we show that Lasso is L2-consistent for model selection under assumptions similar to those imposed on OLS. Furthermore, we derive a probabilistic bound for the distance between the penalized extremum estimator and the extremum estimator without penalty, which is dominated by overfitting. We also propose a new measurement of overfitting, GR2, based on generalization ability, that converges to zero if model selection is consistent. Using simulations, we demonstrate that the proposed CV-Lasso algorithm performs well in terms of model selection and overfitting control.

preprint2016arXiv

Shear induced solidification of athermal systems with weak attraction

We find that unjammed packings of frictionless particles with rather weak attraction can always be driven into solid-like states by shear. The structure of shear-driven solids evolves continuously with packing fraction from gel-like to jamming-like, but is almost independent of the shear stress. In contrast, both the density of vibrational states (DOVS) and force network evolve progressively with the shear stress. There exists a packing fraction independent shear stress $σ_c$, at which the shear-driven solids are isostatic and have a flattened DOVS. Solid-like states induced by a shear stress greater than $σ_c$ possess properties of marginally jammed solids and are thus strictly-defined shear jammed states. Below $σ_c$, states at all packing fractions are under isostaticity and share common features in the DOVS and force network, although their structures can be rather different. Our study reveals the significance of the shear stress in determining properties of shear-driven solids and leads to an enriched jamming phase diagram for weakly attractive particles.

preprint2015arXiv

From Crystals to Disordered Crystals: A Hidden Order-Disorder Transition

We find an order-disorder transition from crystals to disordered crystals for static packings of frictionless spheres. While the geometric indicators are mostly blind to the transition, disordered crystals already exhibit properties apart from crystals. The transition approaches the close packing of hard spheres, giving rise to the singularity of the close packing point. We evidence that both the transition and properties of disordered crystals are jointly determined by the structural orders and density. Near the transition, the elastic moduli and coordination number of disordered crystals show particular pressure dependence distinct from both crystals and jammed solids.

preprint2015arXiv

Increment entropy as a measure of complexity for time series

Entropy has been a common index to quantify the complexity of time series in a variety of fields. Here, we introduce increment entropy to measure the complexity of time series in which each increment is mapped into a word of two letters, one letter corresponding to direction and the other corresponding to magnitude. The Shannon entropy of the words is termed as increment entropy (IncrEn). Simulations on synthetic data and tests on epileptic EEG signals have demonstrated its ability of detecting the abrupt change, regardless of energetic (e.g. spikes or bursts) or structural changes. The computation of IncrEn does not make any assumption on time series and it can be applicable to arbitrary real-world data.

preprint2015arXiv

Intra-and-Inter-Constraint-based Video Enhancement based on Piecewise Tone Mapping

Video enhancement plays an important role in various video applications. In this paper, we propose a new intra-and-inter-constraint-based video enhancement approach aiming to 1) achieve high intra-frame quality of the entire picture where multiple region-of-interests (ROIs) can be adaptively and simultaneously enhanced, and 2) guarantee the inter-frame quality consistencies among video frames. We first analyze features from different ROIs and create a piecewise tone mapping curve for the entire frame such that the intra-frame quality of a frame can be enhanced. We further introduce new inter-frame constraints to improve the temporal quality consistency. Experimental results show that the proposed algorithm obviously outperforms the state-of-the-art algorithms.

preprint2015arXiv

Mechanical properties of jammed packings of frictionless spheres under applied shear stress

By minimizing a thermodynamic-like potential, we unbiasedly sample the potential energy landscape of soft and frictionless spheres under constant shear stress. We obtain zero-temperature jammed states under desired shear stresses and investigate their mechanical properties as a function of the shear stress. As a comparison, we also obtain jammed states from the quasistatic-shear sampling in which the shear stress is not well-controlled. Although the yield stresses determined by both samplings show the same power-law scaling with the compression from point $J$, i.e.~the jamming transition point at zero temperature and shear stress, for finite size systems, the quasistatic-shear sampling leads to a lower yield stress and a higher critical volume fraction of point $J$. The shear modulus of jammed solids decreases when increasing the shear stress. However, the shear modulus does not decay to zero at yielding. This discontinuous change of the shear modulus implies the discontinuous nature of the unjamming transition under nonzero shear stress, which is further verified by the observation of a discontinuous jump of the pressure from jammed solids to shear flows. The pressure jump decreases upon decompression and approaches zero at the critical-like point $J$, in analogy with well-known phase transitions under external field. The analysis of force networks in jammed solids reveals that the force distribution is more sensitive to the increase of the shear stress near point $J$. The force network anisotropy increases with the shear stress. Weak particle contacts near the average force and under large shear stresses exhibit asymmetric angle distribution.

preprint2014arXiv

Disordered Solids Without Well-Defined Transverse Phonons: The Nature of Hard Sphere Glasses

We probe the Ioffe-Regel limits of glasses with repulsions near the zero-temperature jamming transition by measuring the dynamical structure factors. At zero temperature, the transverse Ioffe-Regel frequency vanishes at the jamming transition with a diverging length, but the longitudinal one does not, which excludes the existence of a diverging length associated with the longitudinal excitations. At low temperatures, the transverse and longitudinal Ioffe-Regel frequencies approach zero at the jamming-like transition and glass transition, respectively. As a consequence, glasses between the glass transition and jamming-like transition, which are hard sphere glasses in the low temperature limit, can only carry well-defined longitudinal phonons and have an opposite pressure dependence of the ratio of the shear modulus to the bulk modulus from glasses beyond the jamming-like transition.

preprint2014arXiv

Probing the glass transition from structural and vibrational properties of zero-temperature glasses

We find that the density dependence of the glass transition temperature of Lennard-Jones (LJ) and Weeks-Chandler-Andersen (WCA) systems can be predicted from properties of the zero-temperature ($T=0$) glasses. Below a crossover density $ρ_s$, LJ and WCA glasses show different structures, leading to different vibrational properties and consequently making LJ glasses more stable with higher glass transition temperatures than WCA ones. Above $ρ_s$, structural and vibrational quantities of the $T=0$ glasses show scaling collapse. From scaling relations and dimensional analysis, we predict a density scaling of the glass transition temperature, in excellent agreement with simulation results. We also propose an empirical expression of the glass transition temperature using structural and vibrational properties of the $T=0$ glasses, which works well over a wide range of densities.

preprint2014arXiv

Structural heterogeneity and its role in determining properties of disordered solids

We construct a new order parameter from the normal modes of vibration, based on the consideration of energy equipartition, to quantify the structural heterogeneity in disordered solids. The order parameter exhibits strong spatial correlations with low-temperature single particle dynamics and local structural entropy. To characterize the role of particles with the most defective local structures identified by the order parameter, we pin them and study how properties of disordered solids respond to the pinning. It turns out that these particles are responsible to the quasilocalized low-frequency vibration, instability, softening, and nonaffinity of disordered solids.

preprint2014arXiv

Tortuosity Entropy: a measure of spatial complexity of behavioral changes in animal movement data

The goal of animal movement analysis is to understand how organisms explore and exploit the complex and varying environment. Animals usually exhibit varied and complicated movements, from apparently deterministic behaviors to highly random ones. This is critical for assessing movement efficiency and strategies that are used to quantify and analyze movement trajectories. Here we introduce a tortuosity entropy (TorEn) based on comparison of parameters, e.g. heading, bearing, speed, of consecutive points in movement trajectory, which is a simple measure for quantifying the behavioral change in animal movement data in a fine scale. In our approach, the differences between pairwise successive track points are transformed inot symbolic sequences, then we map these symbols into a group of pattern vectors and calculate the information entropy of pattern vector. Tortuosity entropy can be easily applied to arbitrary real-world data-deterministic or stochastic, stationary or non-stationary. We test the algorithm on both simulated trajectories and real trajectories and show that both mixed segments in synthetic data and different phases in real movement data are identified accurately. The results show that the algorithm is applicable to various situations, indicating that our approach is a promising tool to reveal the behavioral pattern in movement data.

preprint2013arXiv

Finite size analysis of zero-temperature jamming transition under applied shear stress

By finding local minima of an enthalpy-like energy, we can generate jammed packings of frictionless spheres under constant shear stress $σ$ and obtain the yield stress $σ_y$ by sampling the potential energy landscape. For three-dimensional systems with harmonic repulsion, $σ_y$ satisfies the finite size scaling with the limiting scaling relation $σ_y\simϕ- ϕ_{_{c,\infty}}$, where $ϕ_{_{c,\infty}}$ is the critical volume fraction of the jamming transition at $σ=0$ in the thermodynamic limit. The width or uncertainty of the yield stress decreases with decreasing $ϕ$ and decays to zero in the thermodynamic limit. The finite size scaling implies a length $ξ\sim (ϕ-ϕ_{_{c,\infty}})^{-ν}$ with $ν=0.81\pm 0.05$, which turns out to be a robust and universal length scale exhibited as well in the finite size scaling of multiple quantities measured without shear and independent of particle interaction. Moreover, comparison between our new approach and quasi-static shear reveals that quasi-static shear tends to explore low-energy states.

preprint2013arXiv

Signatures of shear thinning-thickening transition in dense athermal shear flows

In non-equilibrium molecular dynamics simulations of dense athermal shear flows, we observe the transition from shear thinning to shear thickening at a crossover shear rate $\dotγ_c$. Shear thickening occurs when $\frac{{\rm d (ln} T_g)}{{\rm d (ln}\dotγ)}>2$ with $T_g$ the granular temperature. At the transition, the pair distribution function shows the strongest anisotropy. Meanwhile, the dynamics undergo apparent changes, signified by distinct scaling behaviors of the mean squared displacement and relaxation time on both sides of $\dotγ_c$. These features serve as robust signatures of the shear thinning-thickening transition.

preprint2012arXiv

Critical scalings and jamming in thermal colloidal systems

During the jamming of thermal colloids, the first peak of the pair distribution function shows a maximum height $g_1^{\rm max}$. We find that $g_1^{\rm max}$ is accompanied by significant change of material properties and thus signifies the transition from unjammed to jammed glasses. The scaling laws at $g_1^{\rm max}$ lead to scaling collapse of structural and thermodynamic quantities, indicating the criticality of the T=0 jamming transition. The physical significance of $g_1^{\rm max}$ is highlighted by its coincidence with the equality of the kinetic and potential energy and the maximum fluctuation of the coordination number. In jammed glasses, we find the strong coupling between the isostaticity and flattening of the density of vibrational states at the isostatic temperature scaled well with the compression.

preprint2012arXiv

Non-monotonic pressure dependence of the dynamics of soft glass-formers at high compressions

In molecular dynamics simulations of soft glass-formers interacting via repulsions, we find that the glass transition temperature, dynamical heterogeneity, and glass fragility reach their maxima at the same crossover pressure $P_d$. Our analysis of the zero-temperature jammed states indicates that states at $P_d$ have the highest bond orientational order with the largest spatial fluctuation. Correspondingly, the low-frequency normal modes of vibration are the least localized and the average potential energy barrier along these modes are the highest for jammed states in the vicinity of $P_d$. The reentrant glass transition and dynamics of supercooled liquids are thus predictable by these structural and vibrational precursors in the zero-temperature jammed states.

preprint2012arXiv

Propagation of Delays in the National Airspace System

The National Airspace System (NAS) is a large and complex system with thousands of interrelated components: administration, control centers, airports, airlines, aircraft, passengers, etc. The complexity of the NAS creates many difficulties in management and control. One of the most pressing problems is flight delay. Delay creates high cost to airlines, complaints from passengers, and difficulties for airport operations. As demand on the system increases, the delay problem becomes more and more prominent. For this reason, it is essential for the Federal Aviation Administration to understand the causes of delay and to find ways to reduce delay. Major contributing factors to delay are congestion at the origin airport, weather, increasing demand, and air traffic management (ATM) decisions such as the Ground Delay Programs (GDP). Delay is an inherently stochastic phenomenon. Even if all known causal factors could be accounted for, macro-level national airspace system (NAS) delays could not be predicted with certainty from micro-level aircraft information. This paper presents a stochastic model that uses Bayesian Networks (BNs) to model the relationships among different components of aircraft delay and the causal factors that affect delays. A case study on delays of departure flights from Chicago O'Hare international airport (ORD) to Hartsfield-Jackson Atlanta International Airport (ATL) reveals how local and system level environmental and human-caused factors combine to affect components of delay, and how these components contribute to the final arrival delay at the destination airport.

preprint2012arXiv

Structural signature of jamming transition in thermal amorphous systems

In thermal amorphous systems, the first peak of the pair correlation function $g(r)$ shows a maximum height $g_1^{\rm max}$ at a volume fraction $ϕ=ϕ_v$ that increases with the temperature. $g_1^{\rm max}$ diverges at the T=0 jamming transition at $ϕ=ϕ_c$. Molecular dynamics simulations show that some typical quantities, such as the pressure, bulk modulus, shear modulus, and boson peak frequency that behave power law scalings with $ϕ-ϕ_c$ in marginally jammed solids at T=0, all show scalings with $ϕ-ϕ_c$ when $ϕ> ϕ_v$, while the scalings break down when $ϕ< ϕ_v$. The presence of $g_1^{\rm max}$ is thus not only a thermal vestige of the T=0 jamming transition, but more importantly the structural signature of the jamming transition.

preprint2011arXiv

Direct determination of the size of basins of attraction of jammed solids

We propose a free-energy based Monte-Carlo method to measure the volume of potential-energy basins in configuration space. Using this approach we can estimate the number of distinct potential-energy minima, even when this number is much too large to be sampled directly. We validate our approach by comparing our results with the direct enumeration of distinct jammed states in small packings of frictionless spheres. We find that the entropy of distinct packings is extensive and that the entropy of distinct hard-sphere packings must have a maximum as a function of packing fraction.

preprint2011arXiv

New jamming scenario: From marginal jamming to deep jamming

We study properties of jammed packings of frictionless spheres over a wide range of volume fractions. There exists a crossover volume fraction which separates deeply jammed solids from marginally jammed solids. In deeply jammed solids, all the scalings presented in marginally jammed solids are replaced with remarkably different ones with potential independent exponents. Correspondingly, there are structural changes in the pair distribution function associated with the crossover. The normal modes of vibration of deeply jammed solids also exhibit some anomalies, e.g. strengthened quasi-localization and absence of Debye-like density of states at low frequencies. Deeply jammed systems may thus be cataloged to a new class of amorphous solids.

preprint2011arXiv

Products of redial derivative and integral-type operators from Zygmund spaces to Bloch spaces

Let $H(\mathbb{B})$ denote the space of all holomorphic functions on the unit ball $\mathbb{B}\in \mathbb{C}^n$. In this paper we investigate the boundedness and compactness of the products of radial derivative operator and the following integral-type operator $$ I_ϕ^g f(z)=\int_0^1 \Re f(ϕ(tz))g(tz)\frac{dt}{t},\ z\in\mathbb{B} $$ where $g\in H(\mathbb{B}), g(0)=0$, $ϕ$ is a holomorphic self-map of $\mathbb{B}$,\ between Zygmund spaces and Bloch spaces.

preprint2011arXiv

Understanding the Low-Frequency Modes in Disordered Systems at Single-Particle Level

Normal modes provide a fundamental basis for understanding crucial properties of solids, such as the thermal conductivity, the heat capacity and the sound propagation. While the normal modes are excellently described by plane waves in crystals, they are far less understood in disordered systems, due to the great difficulties in characterizing the heterogeneous vibrational behaviors. Using charged colloids with long-range repulsion, we successfully make different disordered systems without any contact friction, whose normal modes can be visualized at single-particle level. In these systems, we directly tackle the long-time outstanding puzzle in condensed matter physics: the microscopic origin of the low-frequency modes in disordered systems. For the first time, we experimentally clarify that the low-frequency modes are caused by the collective resonance of relatively disordered particles (or soft structures) coupled with long-wavelength transverse excitations, settling this puzzle at single-particle level. Next to these low-frequency modes in the density of states, we also observe a plateau due to isostaticity, verifying the fundamental prediction of jamming model. Moreover, we reveal the intrinsic correlation between the low-frequency modes and the real dynamics, which may lead to a universal mechanism for aging, melting and yielding.

preprint2010arXiv

A comparison of jamming behavior in systems composed of dimer- and ellipse-shaped particles

We compare the structural and mechanical properties of static packings composed of frictionless convex (ellipses) and concave (rigid dimers) particles in two dimensions. We employ numerical simulations to generate static packings and measure the shear stress in response to applied simple shear strain as a function of the aspect ratio and amount of compression. We find that the behavior near jamming is significantly different for ellipses and dimers even though both shapes are roughly characterized by the aspect ratio and possess the same number of translational and rotational degrees of freedom per particle. For example, we find that ellipse packings are hypostatic (not isostatic as found for dimers), display novel power-law scaling of the static linear shear modulus and contact number with the amount of compression, and possess stress-strain relations that are qualitatively different from that for dimers. Thus, we observe that important macroscopic properties of static packings of anisotropic particles can depend on the microscale geometrical features of individual particles.

preprint2010arXiv

Soft modes and elasticity of nearly isostatic lattices: randomness and dissipation

The square lattice with central-force springs on nearest-neighbor bonds is isostatic. It has a zero mode for each row and column, and it does not support shear. Using the Coherent Potential Approximation (CPA), we study how the random addition, with probability $\mathcal{P}=(z-4)/4$ ($z$ = average number of nearest neighbors), of springs on next-nearest-neighbor ($NNN$) bonds restores rigidity and affects phonon structure. We find that the CPA effective $NNN$ spring constant $\tildeκ_m(ω)$, equivalent to the complex shear modulus $G(ω)$, obeys the scaling relation, $\tildeκ_m(ω) = κ_m h(ω/ω^*)$, at small $\mathcal{P}$, where $κ_m = \tildeκ'_m(0)\sim \mathcal{P}^2$ and $ω^* \sim \mathcal{P}$, implying that elastic response is nonaffine at small $\mathcal{P}$ and that plane-wave states are ill-defined beyond the Ioffe-Regel limit at $ω\approx ω^*$. We identify a divergent length $l^* \sim \mathcal{P}^{-1}$, and we relate these results to jamming.

preprint2009arXiv

Anharmonicity and quasi-localization of the excess low-frequency vibrations in jammed solids

We compare the harmonic and anharmonic properties of the vibrational modes in 3-dimensional jammed packings of frictionless spheres interacting via repulsive, finite range potentials. A crossover frequency is apparent in the density of states, the diffusivity and the participation ratio of the modes. At this frequency, which shifts to zero at the jamming threshold, the vibrational modes have a very small participation ratio implying that the modes are quasi-localized. The most anharmonic modes occur at low frequency which is opposite to what is normally found in crystals. The lowest frequency modes have the strongest response to the pressure and the lowest energy barriers to mechanical failure.

preprint2009arXiv

Effects of particle-size ratio on jamming of binary mixtures

We perform a systematic numerical study of the effects of the particle-size ratio $R \ge 1$ on the properties of jammed binary mixtures. We find that changing $R$ does not qualitatively affect the critical scaling of the pressure and coordination number with the compression near the jamming transition, but the critical volume fraction at the jamming transition varies with $R$. Moreover, the static structure factor (density correlation) $S(k)$ strongly depends on $R$ and shows distinct long wave-length behaviors between large and small particles. Thus the previously reported behavior of $S(k)\sim k$ in the long wave-length limit is only a special case in the $R\to 1$ limit, and cannot be simply generalized to jammed systems with $R>1$.

preprint2009arXiv

Heat transport in model jammed solids

We calculate numerically the normal modes of vibrations in 3D jammed packings of soft spheres as a function of the packing fraction and obtain the energy diffusivity, a spectral measure of transport that controls sound propagation and thermal conductivity. The crossover frequency between weak and strong phonon scattering is controlled by the coordination and shifts to zero as the system is decompressed towards the critical packing fraction at which rigidity is lost. Below the crossover, the diffusivity displays a power-law divergence with inverse frequency, which suggests that the vibrational modes are primarily transverse waves, weakly scattered by disorder. Above it, a large number of modes appear whose diffusivity plateaus at a nearly constant value independent of the inter-particle potential, before dropping to zero above the Anderson localization frequency. The thermal conductivity of a marginally jammed solid just above the rigidity threshold is calculated and related to the one measured experimentally at room temperature for most glasses.