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Published work

30 published item(s)

preprint2026arXiv

Gated Multimodal Learning for Interpretable Property Energy Performance Prediction and Retrofit Scenario Analysis

Achieving resilient and sustainable cities requires scalable approaches to decarbonising residential buildings, which account for about 20% of UK greenhouse gas emissions and 25% of energy-related emissions in the European Union. Energy Performance Certificates (EPCs) support regulation and retrofit planning, but their reliance on on-site inspections limits timely city-scale assessment. This study introduces a gated multimodal model to predict Standard Assessment Procedure (SAP) energy efficiency and Environmental Impact (EI) scores by integrating EPC tabular variables, assessor-written free text, and Geographic Information System (GIS)-derived spatial features describing footprint geometry, height, area, and orientation. Sample-wise gating learns property-specific modality weights, while an auxiliary band classification head stabilises training. In a Westminster, London case study, the model predicts SAP and EI scores with MAEs of 4.03 and 4.76 points and R2 values of 0.757 and 0.748, respectively, achieving a mean MAE of 4.39. Ablation results show that full multimodal fusion outperforms unimodal and bimodal baselines for both score prediction and band-level classification. Interpretability analyses provide decision-relevant evidence: gating weights indicate strong reliance on assessor text; SHAP highlights main fuel, built form, and construction age band; text occlusion prioritises roof and wall fields; and spatial attribution is dominated by height and footprint area, with sensitivity to footprint shape. The validated framework is further applied to retrofit scenarios for wall insulation, roof insulation, and window glazing upgrades, indicating projected improvements in SAP, EI, annual energy cost, and equivalent CO2 emissions. Overall, the framework provides scalable property-level evidence for retrofit screening, intervention prioritisation, and net-zero housing transitions.

preprint2023arXiv

Oscillatory states of quantum Kapitza pendulum

We study quantum mechanics problem described by the Schrödinger equation with Kapitza pendulum potential, that is the asymmetric double-well potential on the circle. For the oscillatory states spatially localize around the two stable saddle positions of the potential, we obtain the perturbative eigenvalues and corresponding piecewise wavefunctions. The spectrum is computed by extending the angle coordinate to the complex plane so that the quantization condition is formulated as contour integral along a path extending in the imaginary direction. Quantum tunneling between the wells is computed.

preprint2022arXiv

BMD: A General Class-balanced Multicentric Dynamic Prototype Strategy for Source-free Domain Adaptation

Source-free Domain Adaptation (SFDA) aims to adapt a pre-trained source model to the unlabeled target domain without accessing the well-labeled source data, which is a much more practical setting due to the data privacy, security, and transmission issues. To make up for the absence of source data, most existing methods introduced feature prototype based pseudo-labeling strategies to realize self-training model adaptation. However, feature prototypes are obtained by instance-level predictions based feature clustering, which is category-biased and tends to result in noisy labels since the visual domain gaps between source and target are usually different between categories. In addition, we found that a monocentric feature prototype may be ineffective to represent each category and introduce negative transfer, especially for those hard-transfer data. To address these issues, we propose a general class-Balanced Multicentric Dynamic prototype (BMD) strategy for the SFDA task. Specifically, for each target category, we first introduce a global inter-class balanced sampling strategy to aggregate potential representative target samples. Then, we design an intra-class multicentric clustering strategy to achieve more robust and representative prototypes generation. In contrast to existing strategies that update the pseudo label at a fixed training period, we further introduce a dynamic pseudo labeling strategy to incorporate network update information during model adaptation. Extensive experiments show that the proposed model-agnostic BMD strategy significantly improves representative SFDA methods to yield new state-of-the-art results. The code is available at https://github.com/ispc-lab/BMD.

preprint2022arXiv

Emergence of spin singlets with inhomogeneous gaps in the kagome Heisenberg antiferromagnets Zn-barlowite and herbertsmithite

The kagome Heisenberg antiferromagnet formed by frustrated spins arranged in a lattice of corner-sharing triangles is a prime candidate for hosting a quantum spin liquid (QSL) ground state consisting of entangled spin singlets. But the existence of various competing states makes a convincing theoretical prediction of the QSL ground state difficult, calling for experimental clues from model materials. The kagome lattice materials Zn-barlowite ZnCu$_{3}$(OD)$_{6}$FBr and herbertsmithite ZnCu$_{3}$(OD)$_{6}$Cl$_2$ do not exhibit long range order, and they are considered the best realizations of the kagome Heisenberg antiferromagnet known to date. Here we use $^{63}$Cu nuclear quadrupole resonance combined with the inverse Laplace transform (ILT) to probe locally the inhomogeneity of delicate quantum ground states affected by disorder. We present direct evidence for the gradual emergence of spin singlets with spatially varying excitation gaps, but even at temperatures far below the super-exchange energy scale their fraction is limited to approximately 60\% of the total spins. Theoretical models need to incorporate the role of disorder to account for the observed inhomogeneously gapped behaviour.

preprint2022arXiv

Enhancing Sequential Recommendation with Graph Contrastive Learning

The sequential recommendation systems capture users' dynamic behavior patterns to predict their next interaction behaviors. Most existing sequential recommendation methods only exploit the local context information of an individual interaction sequence and learn model parameters solely based on the item prediction loss. Thus, they usually fail to learn appropriate sequence representations. This paper proposes a novel recommendation framework, namely Graph Contrastive Learning for Sequential Recommendation (GCL4SR). Specifically, GCL4SR employs a Weighted Item Transition Graph (WITG), built based on interaction sequences of all users, to provide global context information for each interaction and weaken the noise information in the sequence data. Moreover, GCL4SR uses subgraphs of WITG to augment the representation of each interaction sequence. Two auxiliary learning objectives have also been proposed to maximize the consistency between augmented representations induced by the same interaction sequence on WITG, and minimize the difference between the representations augmented by the global context on WITG and the local representation of the original sequence. Extensive experiments on real-world datasets demonstrate that GCL4SR consistently outperforms state-of-the-art sequential recommendation methods.

preprint2022arXiv

Freezing of the Lattice in the Kagome Lattice Heisenberg Antiferromagnet Zn-barlowite ZnCu$_3$(OD)$_6$FBr

We use $^{79}$Br nuclear quadrupole resonance (NQR) to demonstrate that ultra slow lattice dynamics set in below the temperature scale set by the Cu-Cu super-exchange interaction $J$~($\simeq160$~K) in the kagome lattice Heisenberg antiferromagnet Zn-barlowite. The lattice completely freezes below 50~K, and $^{79}$Br NQR lineshapes become twice broader due to increased lattice distortions. Moreover, the frozen lattice exhibits an oscillatory component in the transverse spin echo decay, a typical signature of pairing of nuclear spins by indirect nuclear spin-spin interaction. This indicates that some Br sites form structural dimers via a pair of kagome Cu sites prior to the gradual emergence of spin singlets below $\sim30$~K. Our findings underscore the significant roles played by subtle structural distortions in determining the nature of the disordered magnetic ground state of the kagome lattice.

preprint2022arXiv

Hermite-Gaussian-mode coherently composed states and deep learning based free-space optical communication link

In laser-based free-space optical communication, besides OAM beams, Hermite-Gaussian (HG) modes or HG-mode coherently composed states (HG-MCCS) can also be adopted as the information carrier to extend the channel capacity with the spatial pattern based encoding and decoding link. The light field of HG-MCCS is mainly determined by three independent parameters, including indexes of HG modes, relative initial phases between two eigenmodes, and scale coefficients of the eigenmodes, which can obtain a large number of effective coding modes at a low mode order. The beam intensity distributions of the HG-MCCSs have obvious distinguishable spatial characteristics and can keep propagation invariance, which are convenient to be decoded by the convolutional neural network (CNN) based image recognition method. We experimentally utilize HG-MCCS to realize a communication link including encoding, transmission under atmospheric turbulence (AT), and decoding based on CNN. With the index order of eigenmodes within six, 125 HG-MCCS are generated and used for information encoding, and the average recognition accuracy reached 99.5% for non-AT conditions. For the 125-level color images transmission, the error rate of the system is less than 1.8% even under the weak AT condition. Our work provides a useful basis for the future combination of dense data communication and artificial intelligence technology.

preprint2022arXiv

Improving the machine learning based vertex reconstruction for large liquid scintillator detectors with multiple types of PMTs

Precise vertex reconstruction is essential for large liquid scintillator detectors. A novel method based on machine learning has been successfully developed to reconstruct the event vertex in JUNO previously. In this paper, the performance of machine learning based vertex reconstruction is further improved by optimizing the input images of the neural networks. By separating the information of different types of PMTs as well as adding the information of the second hit of PMTs, the vertex resolution is improved by about 9.4 % at 1 MeV and 9.8 % at 11 MeV, respectively.

preprint2022arXiv

Mass Testing and Characterization of 20-inch PMTs for JUNO

Main goal of the JUNO experiment is to determine the neutrino mass ordering using a 20kt liquid-scintillator detector. Its key feature is an excellent energy resolution of at least 3 % at 1 MeV, for which its instruments need to meet a certain quality and thus have to be fully characterized. More than 20,000 20-inch PMTs have been received and assessed by JUNO after a detailed testing program which began in 2017 and elapsed for about four years. Based on this mass characterization and a set of specific requirements, a good quality of all accepted PMTs could be ascertained. This paper presents the performed testing procedure with the designed testing systems as well as the statistical characteristics of all 20-inch PMTs intended to be used in the JUNO experiment, covering more than fifteen performance parameters including the photocathode uniformity. This constitutes the largest sample of 20-inch PMTs ever produced and studied in detail to date, i.e. 15,000 of the newly developed 20-inch MCP-PMTs from Northern Night Vision Technology Co. (NNVT) and 5,000 of dynode PMTs from Hamamatsu Photonics K. K.(HPK).

preprint2022arXiv

The Lottery Ticket Hypothesis for Self-attention in Convolutional Neural Network

Recently many plug-and-play self-attention modules (SAMs) are proposed to enhance the model generalization by exploiting the internal information of deep convolutional neural networks (CNNs). In general, previous works ignore where to plug in the SAMs since they connect the SAMs individually with each block of the entire CNN backbone for granted, leading to incremental computational cost and the number of parameters with the growth of network depth. However, we empirically find and verify some counterintuitive phenomena that: (a) Connecting the SAMs to all the blocks may not always bring the largest performance boost, and connecting to partial blocks would be even better; (b) Adding the SAMs to a CNN may not always bring a performance boost, and instead it may even harm the performance of the original CNN backbone. Therefore, we articulate and demonstrate the Lottery Ticket Hypothesis for Self-attention Networks: a full self-attention network contains a subnetwork with sparse self-attention connections that can (1) accelerate inference, (2) reduce extra parameter increment, and (3) maintain accuracy. In addition to the empirical evidence, this hypothesis is also supported by our theoretical evidence. Furthermore, we propose a simple yet effective reinforcement-learning-based method to search the ticket, i.e., the connection scheme that satisfies the three above-mentioned conditions. Extensive experiments on widely-used benchmark datasets and popular self-attention networks show the effectiveness of our method. Besides, our experiments illustrate that our searched ticket has the capacity of transferring to some vision tasks, e.g., crowd counting and segmentation.

preprint2022arXiv

Transonic buffet characteristics under conditions of free and forced transition

Transonic buffet is commonly associated with self-sustained flow unsteadiness involving shock-wave/boundary-layer interaction over aerofoils and wings. The phenomenon has been classified as either laminar or turbulent based on the state of the boundary layer immediately upstream of the shock foot and distinct mechanisms for the two types have been suggested. The turbulent case is known to be associated with a global linear instability. Herein, large-eddy simulations are used for the first time to make direct comparisons of the two types by examining free- and forced-transition conditions. Corresponding simulations based on the Reynolds-averaged Navier--Stokes equations for the forced-transition case are also performed for comparison with the scale-resolving approach and for linking the findings with existing literature. Coherent flow features are scrutinised using both data-based spectral proper orthogonal decomposition of the time-marched results and operator-based global linear stability and resolvent analyses within the Reynolds-averaged Navier--Stokes framework. It is demonstrated that the essential dynamic features remain the same for the two buffet types (and for the two levels of the aerodynamic modelling hierarchy), suggesting that both types arise due to the same fundamental mechanism.

preprint2022arXiv

Uncovering the dynamic effects of DEX treatment on lung cancer by integrating bioinformatic inference and multiscale modeling of scRNA-seq and proteomics data

Motivation: Lung cancer is one of the leading causes for cancer-related death, with a five-year survival rate of 18%. It is a priority for us to understand the underlying mechanisms that affect the implementation and effectiveness of lung cancer therapeutics. In this study, we combine the power of Bioinformatics and Systems Biology to comprehensively uncover functional and signaling pathways of drug treatment using bioinformatics inference and multiscale modeling of both scRNA-seq data and proteomics data. The innovative and cross-disciplinary approach can be further applied to other computational studies in tumorigenesis and oncotherapy. Results: A time series of lung adenocarcinoma-derived A549 cells after DEX treatment were analysed. (1) We first discovered the differentially expressed genes in those lung cancer cells. Then through the interrogation of their regulatory network, we identified key hub genes including TGF-\b{eta}, MYC, and SMAD3 varied underlie DEX treatment. Further enrichment analysis revealed the TGF-\b{eta} signaling pathway as the top enriched term. Those genes involved in the TGF-\b{eta} pathway and their crosstalk with the ERBB pathway presented a strong survival prognosis in clinical lung cancer samples. (2) Based on biological validation and further curation, a multiscale model of tumor regulation centered on both TGF-\b{eta}-induced and ERBB-amplified signaling pathways was developed to characterize the dynamics effects of DEX therapy on lung cancer cells. Our simulation results were well matched to available data of SMAD2, FOXO3, TGF\b{eta}1, and TGF\b{eta}R1 over the time course. Moreover, we provided predictions of different doses to illustrate the trend and therapeutic potential of DEX treatment.

preprint2021arXiv

Interpretable Hyperspectral AI: When Non-Convex Modeling meets Hyperspectral Remote Sensing

Hyperspectral imaging, also known as image spectrometry, is a landmark technique in geoscience and remote sensing (RS). In the past decade, enormous efforts have been made to process and analyze these hyperspectral (HS) products mainly by means of seasoned experts. However, with the ever-growing volume of data, the bulk of costs in manpower and material resources poses new challenges on reducing the burden of manual labor and improving efficiency. For this reason, it is, therefore, urgent to develop more intelligent and automatic approaches for various HS RS applications. Machine learning (ML) tools with convex optimization have successfully undertaken the tasks of numerous artificial intelligence (AI)-related applications. However, their ability in handling complex practical problems remains limited, particularly for HS data, due to the effects of various spectral variabilities in the process of HS imaging and the complexity and redundancy of higher dimensional HS signals. Compared to the convex models, non-convex modeling, which is capable of characterizing more complex real scenes and providing the model interpretability technically and theoretically, has been proven to be a feasible solution to reduce the gap between challenging HS vision tasks and currently advanced intelligent data processing models.

preprint2021arXiv

JUNO Physics and Detector

The Jiangmen Underground Neutrino Observatory (JUNO) is a 20 kton LS detector at 700-m underground. An excellent energy resolution and a large fiducial volume offer exciting opportunities for addressing many important topics in neutrino and astro-particle physics. With 6 years of data, the neutrino mass ordering can be determined at 3-4 sigma and three oscillation parameters can be measured to a precision of 0.6% or better by detecting reactor antineutrinos. With 10 years of data, DSNB could be observed at 3-sigma; a lower limit of the proton lifetime of 8.34e33 years (90% C.L.) can be set by searching for p->nu_bar K^+; detection of solar neutrinos would shed new light on the solar metallicity problem and examine the vacuum-matter transition region. A core-collapse supernova at 10 kpc would lead to ~5000 IBD and ~2000 (300) all-flavor neutrino-proton (electron) scattering events. Geo-neutrinos can be detected with a rate of ~400 events/year. We also summarize the final design of the JUNO detector and the key R&D achievements. All 20-inch PMTs have been tested. The average photon detection efficiency is 28.9% for the 15,000 MCP PMTs and 28.1% for the 5,000 dynode PMTs, higher than the JUNO requirement of 27%. Together with the >20 m attenuation length of LS, we expect a yield of 1345 p.e. per MeV and an effective energy resolution of 3.02%/\sqrt{E (MeV)}$ in simulations. The underwater electronics is designed to have a loss rate <0.5% in 6 years. With degassing membranes and a micro-bubble system, the radon concentration in the 35-kton water pool could be lowered to <10 mBq/m^3. Acrylic panels of radiopurity <0.5 ppt U/Th are produced. The 20-kton LS will be purified onsite. Singles in the fiducial volume can be controlled to ~10 Hz. The JUNO experiment also features a double calorimeter system with 25,600 3-inch PMTs, a LS testing facility OSIRIS, and a near detector TAO.

preprint2021arXiv

Linear modal instabilities around post-stall swept finite-aspect ratio wings at low Reynolds numbers

Linear modal instabilities of flow over finite-span untapered wings have been investigated numerically at Reynolds number 400, at a range of angles of attack and sweep on two wings having aspect ratios 4 and 8. Base flows have been generated by direct numerical simulation, marching the unsteady incompressible three-dimensional Navier-Stokes equations to a steady state, or using selective frequency damping to obtain stationary linearly unstable flows. Unstable three-dimensional linear global modes of swept wings have been identified for the first time using spectral-element time-stepping solvers. The effect of the wing geometry and flow parameters on these modes has been examined in detail. An increase of the angle of attack was found to destabilize the flow, while an increase of the sweep angle had the opposite effect. On unswept wings, TriGlobal analysis revealed that the most unstable global mode peaks in the midspan region of the wake; the peak of the mode structure moves towards the tip as sweep is increased. Data-driven analysis was then employed to study the effects of wing geometry and flow conditions on the nonlinear wake. On unswept wings, the dominant mode at low angles of attack is a Kelvin-Helmholtz-like instability, qualitatively analogous with global modes of infinite-span wings under same conditions. At higher angles of attack and moderate sweep angles, the dominant mode is a structure denominated the interaction mode. At high sweep angles, this mode evolves into elongated streamwise vortices on higher aspect ratio wings, while on shorter wings it becomes indistinguishable from tip-vortex instability.

preprint2020arXiv

A Globally Stable Practically Implementable PI Passivity-based Controller for Switched Power Converters

In this paper we propose a PI passivity-based controller, applicable to a large class of switched power converters, that ensures global state regulation to a desired equilibrium point. A solution to this problem was reported in \cite{HERetal} but it requires full state-feedback, which makes it practically unfeasible. To overcome this limitation we construct a state observer that is implementable with measurements that are available in practical applications. The observer reconstructs the state in finite-time, ensuring global convergence of the PI. The excitation requirement for the observer is very weak and is satisfied in normal operation of the converters. Simulation results illustrate the excellent performance of the proposed PI.

preprint2020arXiv

Breaking the Limits of Remote Sensing by Simulation and Deep Learning for Flood and Debris Flow Mapping

We propose a framework that estimates inundation depth (maximum water level) and debris-flow-induced topographic deformation from remote sensing imagery by integrating deep learning and numerical simulation. A water and debris flow simulator generates training data for various artificial disaster scenarios. We show that regression models based on Attention U-Net and LinkNet architectures trained on such synthetic data can predict the maximum water level and topographic deformation from a remote sensing-derived change detection map and a digital elevation model. The proposed framework has an inpainting capability, thus mitigating the false negatives that are inevitable in remote sensing image analysis. Our framework breaks the limits of remote sensing and enables rapid estimation of inundation depth and topographic deformation, essential information for emergency response, including rescue and relief activities. We conduct experiments with both synthetic and real data for two disaster events that caused simultaneous flooding and debris flows and demonstrate the effectiveness of our approach quantitatively and qualitatively.

preprint2020arXiv

Fast Hyperspectral Image Recovery via Non-iterative Fusion of Dual-Camera Compressive Hyperspectral Imaging

Coded aperture snapshot spectral imaging (CASSI) is a promising technique to capture the three-dimensional hyperspectral image (HSI) using a single coded two-dimensional (2D) measurement, in which algorithms are used to perform the inverse problem. Due to the ill-posed nature, various regularizers have been exploited to reconstruct the 3D data from the 2D measurement. Unfortunately, the accuracy and computational complexity are unsatisfied. One feasible solution is to utilize additional information such as the RGB measurement in CASSI. Considering the combined CASSI and RGB measurement, in this paper, we propose a new fusion model for the HSI reconstruction. We investigate the spectral low-rank property of HSI composed of a spectral basis and spatial coefficients. Specifically, the RGB measurement is utilized to estimate the coefficients, meanwhile the CASSI measurement is adopted to provide the orthogonal spectral basis. We further propose a patch processing strategy to enhance the spectral low-rank property of HSI. The proposed model neither requires non-local processing or iteration, nor the spectral sensing matrix of the RGB detector. Extensive experiments on both simulated and real HSI dataset demonstrate that our proposed method outperforms previous state-of-the-art not only in quality but also speeds up the reconstruction more than 5000 times.

preprint2020arXiv

Feasibility and physics potential of detecting $^8$B solar neutrinos at JUNO

The Jiangmen Underground Neutrino Observatory~(JUNO) features a 20~kt multi-purpose underground liquid scintillator sphere as its main detector. Some of JUNO&#39;s features make it an excellent experiment for $^8$B solar neutrino measurements, such as its low-energy threshold, its high energy resolution compared to water Cherenkov detectors, and its much large target mass compared to previous liquid scintillator detectors. In this paper we present a comprehensive assessment of JUNO&#39;s potential for detecting $^8$B solar neutrinos via the neutrino-electron elastic scattering process. A reduced 2~MeV threshold on the recoil electron energy is found to be achievable assuming the intrinsic radioactive background $^{238}$U and $^{232}$Th in the liquid scintillator can be controlled to 10$^{-17}$~g/g. With ten years of data taking, about 60,000 signal and 30,000 background events are expected. This large sample will enable an examination of the distortion of the recoil electron spectrum that is dominated by the neutrino flavor transformation in the dense solar matter, which will shed new light on the tension between the measured electron spectra and the predictions of the standard three-flavor neutrino oscillation framework. If $Δm^{2}_{21}=4.8\times10^{-5}~(7.5\times10^{-5})$~eV$^{2}$, JUNO can provide evidence of neutrino oscillation in the Earth at the about 3$σ$~(2$σ$) level by measuring the non-zero signal rate variation with respect to the solar zenith angle. Moveover, JUNO can simultaneously measure $Δm^2_{21}$ using $^8$B solar neutrinos to a precision of 20\% or better depending on the central value and to sub-percent precision using reactor antineutrinos. A comparison of these two measurements from the same detector will help elucidate the current tension between the value of $Δm^2_{21}$ reported by solar neutrino experiments and the KamLAND experiment.

preprint2020arXiv

Guided Deep Decoder: Unsupervised Image Pair Fusion

The fusion of input and guidance images that have a tradeoff in their information (e.g., hyperspectral and RGB image fusion or pansharpening) can be interpreted as one general problem. However, previous studies applied a task-specific handcrafted prior and did not address the problems with a unified approach. To address this limitation, in this study, we propose a guided deep decoder network as a general prior. The proposed network is composed of an encoder-decoder network that exploits multi-scale features of a guidance image and a deep decoder network that generates an output image. The two networks are connected by feature refinement units to embed the multi-scale features of the guidance image into the deep decoder network. The proposed network allows the network parameters to be optimized in an unsupervised way without training data. Our results show that the proposed network can achieve state-of-the-art performance in various image fusion problems.

preprint2020arXiv

Hyperspectral Super-Resolution via Coupled Tensor Ring Factorization

Hyperspectral super-resolution (HSR) fuses a low-resolution hyperspectral image (HSI) and a high-resolution multispectral image (MSI) to obtain a high-resolution HSI (HR-HSI). In this paper, we propose a new model, named coupled tensor ring factorization (CTRF), for HSR. The proposed CTRF approach simultaneously learns high spectral resolution core tensor from the HSI and high spatial resolution core tensors from the MSI, and reconstructs the HR-HSI via tensor ring (TR) representation (Figure~\ref{fig:framework}). The CTRF model can separately exploit the low-rank property of each class (Section \ref{sec:analysis}), which has been never explored in the previous coupled tensor model. Meanwhile, it inherits the simple representation of coupled matrix/CP factorization and flexible low-rank exploration of coupled Tucker factorization. Guided by Theorem~\ref{th:1}, we further propose a spectral nuclear norm regularization to explore the global spectral low-rank property. The experiments have demonstrated the advantage of the proposed nuclear norm regularized CTRF (NCTRF) as compared to previous matrix/tensor and deep learning methods.

preprint2020arXiv

Illumination invariant hyperspectral image unmixing based on a digital surface model

Although many spectral unmixing models have been developed to address spectral variability caused by variable incident illuminations, the mechanism of the spectral variability is still unclear. This paper proposes an unmixing model, named illumination invariant spectral unmixing (IISU). IISU makes the first attempt to use the radiance hyperspectral data and a LiDAR-derived digital surface model (DSM) in order to physically explain variable illuminations and shadows in the unmixing framework. Incident angles, sky factors, visibility from the sun derived from the LiDAR-derived DSM support the explicit explanation of endmember variability in the unmixing process from radiance perspective. The proposed model was efficiently solved by a straightforward optimization procedure. The unmixing results showed that the other state-of-the-art unmixing models did not work well especially in the shaded pixels. On the other hand, the proposed model estimated more accurate abundances and shadow compensated reflectance than the existing models.

preprint2020arXiv

Large spin to charge conversion in topological superconductor \b{eta}-PdBi2 at room temperature

\b{eta}-PdBi2 has attracted much attention for its prospective ability to possess simultaneously topological surface and superconducting states due to its unprecedented spin-orbit interaction (SOC). Whereas most works have focused solely on investigating its topological surface states, the coupling between spin and charge degrees of freedom in this class of quantum material remains unexplored. Here we first report a study of spin-to-charge conversion in a \b{eta}-PdBi2 ultrathin film grown by molecular beam epitaxy, utilizing a spin pumping technique to perform inverse spin Hall effect measurements. We find that the room temperature spin Hall angle of Fe/\b{eta}-PdBi2, θ_SH=0.037. This value is one order of magnitude larger than that of reported conventional superconductors, and is comparable to that of the best SOC metals and topological insulators. Our results provide an avenue for developing superconductor-based spintronic applications.

preprint2020arXiv

Materializing Rival Ground States in the Barlowite Family of Kagome Magnets: Quantum Spin Liquid, Spin Ordered, and Valence Bond Crystal States

The spin-$\frac{1}{2}$ kagome antiferromagnet is considered an ideal host for a quantum spin liquid ground state. We find that when the bonds of the kagome lattice are modulated with a periodic pattern, new quantum ground states emerge. Newly synthesized crystalline barlowite (Cu$_4$(OH)$_6$FBr) and Zn-substituted barlowite demonstrate the delicate interplay between singlet states and spin order on the spin-$\frac{1}{2}$ kagome lattice. Comprehensive structural measurements demonstrate that our new variant of barlowite maintains hexagonal symmetry at low temperatures with an arrangement of distorted and undistorted kagome triangles, for which numerical simulations predict a pinwheel valence bond crystal (VBC) state instead of a quantum spin liquid (QSL). The presence of interlayer spins eventually leads to an interesting pinwheel $q=0$ magnetic order. Partially Zn-substituted barlowite (Cu$_{3.44}$Zn$_{0.56}$(OH)$_6$FBr) has an ideal kagome lattice and shows QSL behavior, indicating a surprising robustness of the QSL against interlayer impurities. The magnetic susceptibility is similar to that of herbertsmithite, even though the Cu$^{2+}$ impurities are above the percolation threshold for the interlayer lattice and they couple more strongly to the nearest kagome moment. This system is a unique playground displaying QSL, VBC, and spin order, furthering our understanding of these highly competitive quantum states.

preprint2020arXiv

Spectra of elliptic potentials and supersymmetric gauge theories

We study a relation between asymptotic spectra of the quantum mechanics problem with a four components elliptic function potential, the Darboux-Treibich-Verdier (DTV) potential, and the Omega background deformed N=2 supersymmetric SU(2) QCD models with four massive flavors in the Nekrasov-Shatashvili limit. The weak coupling spectral solution of the DTV potential is related to the instanton partition function of supersymmetric QCD with surface operator. There are two strong coupling spectral solutions of the DTV potential, they are related to strong coupling expansions of gauge theory prepotential at the magnetic and dyonic points in the moduli space. A set of duality transformations relate the two strong coupling expansions for spectral solution, and for gauge theory prepotential.

preprint2020arXiv

Symmetry breaking induced magnon-magnon coupling in synthetic antiferromagnets

We propose a general theory of microwave absorption spectroscopy for symmetry-breaking synthetic antiferromagnets (SAFs). Generally, inhomogeneity or different thickness of the two ferromagnetic sublayers of a SAF results in the intrinsic symmetry breaking, while out-of-plane components of dc magnetic fields lead to the extrinsic one. The broken symmetry of SAFs excludes the original symmetry-protected crossing between pure in-phase and out-of-phase resonance modes with opposite parity. Alternatively, new frequency branches become hybridization of original bare modes in terms of symmetry-breaking-induced magnon-magnon coupling, which results in an indirect gap in ferromagnetic resonance frequencies. Also, the dependence of gap width on the degree of symmetry breaking for several typical cases are presented and compared with existing experiments. Our theory provides a simple but physical understanding on the rich structure of ferromagnetic resonance spectra for asymmetric SAFs.

preprint2020arXiv

TAO Conceptual Design Report: A Precision Measurement of the Reactor Antineutrino Spectrum with Sub-percent Energy Resolution

The Taishan Antineutrino Observatory (TAO, also known as JUNO-TAO) is a satellite experiment of the Jiangmen Underground Neutrino Observatory (JUNO). A ton-level liquid scintillator detector will be placed at about 30 m from a core of the Taishan Nuclear Power Plant. The reactor antineutrino spectrum will be measured with sub-percent energy resolution, to provide a reference spectrum for future reactor neutrino experiments, and to provide a benchmark measurement to test nuclear databases. A spherical acrylic vessel containing 2.8 ton gadolinium-doped liquid scintillator will be viewed by 10 m^2 Silicon Photomultipliers (SiPMs) of >50% photon detection efficiency with almost full coverage. The photoelectron yield is about 4500 per MeV, an order higher than any existing large-scale liquid scintillator detectors. The detector operates at -50 degree C to lower the dark noise of SiPMs to an acceptable level. The detector will measure about 2000 reactor antineutrinos per day, and is designed to be well shielded from cosmogenic backgrounds and ambient radioactivities to have about 10% background-to-signal ratio. The experiment is expected to start operation in 2022.

preprint2020arXiv

Techno-economic model of a second-life energy storage system for utility-scale solar power considering li-ion calendar and cycle aging

While the use of energy storage combined with grid-scale photovoltaic power plants continues to grow, given current lithium-ion battery prices, there remains uncertainty about the profitability of these solar-plus-storage projects. At the same time, the rapid proliferation of electric vehicles is creating a fleet of millions of lithium-ion batteries that will be deemed unsuitable for the transportation industry once they reach 80 percent of their original capacity. The repurposing and deployment of these batteries as stationary energy storage provides an opportunity to reduce the cost of solar-plus-storage systems, if the economics can be proven. We present a techno-economic model of a solar-plus-second-life energy storage project in California, including a data-based model of lithium nickel manganese cobalt oxide battery degradation, to predict its capacity fade over time, and compare it to a project that uses a new lithium-ion battery. By setting certain control policy limits, to minimize cycle aging, we show that a system with SOC limits in a 65 to 15 percent range, extends the project life to over 16 years, assuming a battery reaches its end-of-life at 60 percent of its original capacity. Under these conditions, a second-life project is more economically favorable than a project that uses a new battery and 85 to 20 percent SOC limits, for second-life battery costs that are less than 80 percent of the new battery. The same system reaches break-even and profitability for second-life battery costs that are less than 60 percent of the new battery. Our model shows that using current benchmarked data for the capital and O&M costs of solar-plus-storage systems, and a semi-empirical data-based degradation model, it is possible for EV manufacturers to sell second-life batteries for less than 60 percent of their original price to developers of profitable solar-plus-storage projects.

preprint2019arXiv

Does randomization matter in dynamic games?

This paper investigates mixed strategies in dynamic games with perfect information. We present an example to show that a player may obtain higher payoff by playing mixed strategy. By contrast, the main result of the paper shows that every two-player dynamic zero-sum game with nature has the no-mixing property, which implies that mixed strategy is useless in this most classical class of games. As for applications, we show the existence of pure-strategy subgame-perfect equilibria in two-player zero-sum games with nature. Based on the main result, we also prove the existence of a universal subgame-perfect equilibrium that can induce all the pure-strategy subgame-perfect equilibria in such games. A generalization of the main result for multiple players and some further results are also discussed.

preprint2019arXiv

On the formation of three-dimensional flows over finite-aspect-ratio wings under tip effects

We perform DNS of flow over finite-aspect-ratio NACA 0015 wings to characterize the tip effects on the wake dynamics. This study focuses on the development of three-dimensional separated flow over the wing, and discuss flow structures formed on the wing surface as well as in the far field wake. Vorticity is introduced into the flow in a predominantly two-dimensional manner. The vortex sheet from the wing tip rolls up around the free end to form the tip vortex. At its inception, the tip vortex is weak and its effect is spatially confined. As the flow around the tip separates, the tip effects extend farther in the spanwise direction, generating noticeable three dimensionality in the wake. For low-aspect-ratio wings, the wake remains stable due to the strong downwash over the entire span. Increasing the aspect ratio allows unsteady vortical flow to emerge away from the tip at sufficiently high angles of attack. These unsteady vortices shed and form closed vortical loops. For higher-aspect-ratio wings, the tip effects retard the near-tip shedding process, which desynchronizes from the two-dimensional shedding over the mid-span region, yielding vortex dislocation. At high angles of attack, the tip vortex exhibits noticeable undulations due to the strong interaction with the unsteady shedding vortices. The spanwise distribution of force coefficients is related to the three-dimensional wake dynamics and the tip effects. Vortical elements in the wake that are responsible for the generation of lift and drag forces are identified through the force element analysis. We note that at high angles of attack, a stationary vortical structure forms at the leading edge near the tip, giving rise to locally high lift and drag forces. The analysis performed here reveals how the vortical flow around the tip influences the separation physics, the global wake dynamics, and the spanwise force distributions.