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Published work

44 published item(s)

preprint2026arXiv

Geometry-Calibrated Conformal Abstention for Language Models

When language models lack relevant knowledge for a given query, they frequently generate plausible responses that can be hallucinations, rather than admitting being agnostic about the answer. Retraining models to reward admitting ignorance can lead to overly conservative behaviors and poor generalization due to scarce evaluation benchmarks. We propose a post hoc framework, Conformal Abstention (CA), adapted from conformal prediction (CP) to determine whether to abstain from answering a query. CA provides finite-sample guarantees on both the probability of participation (i.e., not abstaining) and the probability that the generated response is correct. Importantly, the abstention decision relies on prediction confidence rather than the non-conformity scores used in CP, which are intractable for open-ended generation. To better align prediction confidence with the model's ignorance, we introduce a calibration strategy using representation geometry within the model to measure knowledge involvement in shaping the response. Experiments demonstrate that we improve selective answering significantly with 75 percent conditional correctness.

preprint2026arXiv

Robust Conditional Conformal Prediction via Branched Normalizing Flow

Conformal prediction (CP) constructs prediction sets with marginal coverage guarantees under the assumption that the calibration and test distributions are identical. However, under distribution shift, existing approaches primarily align marginal conformal score distributions, which is sufficient to preserve marginal coverage but does not control the conditional coverage error at individual test inputs. As a consequence, CP can remain unreliable in regions where the conditional score distributions are mismatched. In this work, we bound the conditional invalidity of CP under distribution shift in terms of the Wasserstein distance between the calibration and test distributions. This result highlights the role of invertible transport in mitigating conditional coverage degradation. Motivated by this insight, we introduce Branched Normalizing Flow (BNF), a two-branch architecture that normalizes a test input to the calibration distribution and transforms the prediction set of the normalized input back to the test distribution while preserving conditional guarantees. Empirically, BNF consistently improves conditional coverage robustness on nine datasets across a wide range of confidence levels.

preprint2023arXiv

Emergent Electronic Kagome Lattice in Correlated Charge-Density-Wave State of 1T-TaS$_2$

Quantum materials with tunable correlated and/or topological electronic states, such as the electronic Kagome lattice, provide an ideal platform to study the exotic quantum properties. However, the real-space investigations on the correlated electronic Kagome lattice have been rarely reported. Herein, we report on the electronic Kagome lattice emerging in the correlated charge-density-wave (CDW) state of 1T-TaS$_2$ at ~200 K via variable-temperature scanning tunneling microscopy (VT-STM). This emergent Kagome lattice can be considered a fractional electron-filling superstructure with reduced translational and rotational symmetries, confirmed by STM measurements and density functional theory simulations. The characteristic band structure and density of states of this electronic Kagome lattice are further explored based on theoretical calculations. Our results demonstrate a self-organized electronic Kagome lattice from the correlated CDW state via the effective tuning parameter of temperature and provide a platform to directly explore the interplay of correlated electrons and topological physics.

preprint2023arXiv

More comprehensive facial inversion for more effective expression recognition

Facial expression recognition (FER) plays a significant role in the ubiquitous application of computer vision. We revisit this problem with a new perspective on whether it can acquire useful representations that improve FER performance in the image generation process, and propose a novel generative method based on the image inversion mechanism for the FER task, termed Inversion FER (IFER). Particularly, we devise a novel Adversarial Style Inversion Transformer (ASIT) towards IFER to comprehensively extract features of generated facial images. In addition, ASIT is equipped with an image inversion discriminator that measures the cosine similarity of semantic features between source and generated images, constrained by a distribution alignment loss. Finally, we introduce a feature modulation module to fuse the structural code and latent codes from ASIT for the subsequent FER work. We extensively evaluate ASIT on facial datasets such as FFHQ and CelebA-HQ, showing that our approach achieves state-of-the-art facial inversion performance. IFER also achieves competitive results in facial expression recognition datasets such as RAF-DB, SFEW and AffectNet. The code and models are available at https://github.com/Talented-Q/IFER-master.

preprint2022arXiv

An Efficient Methodology to Identify Missing Tags in Large-Scale RFID Systems

Radio frequency identification (RFID) has been widely has broad applications. One such application is to use RFID to track inventory in warehouses and retail stores. In this application, timely identifying the missing items is an ongoing engineering problem. A feasible solution to this problem is to map each tag to a time slot and verify the presence of a tag by comparing the status of the predicted time slot and the actual time slot. However, existing works are time inefficient because they only verify tags one by one in singleton slots but ignore the collision slots mapped by multiple tags. To accelerate the identification process, we use bit tracking to verify tags in collision slots and design two protocols accordingly. We first propose the Sequential String based Missing Tag Identification (SSMTI) protocol, which converts all time slots to collision slots and enables tags in each slot to reply to a designed string simultaneously. By using bit tracking to decode the combined string, the reader can verify multiple tags together. To improve the performance of SSMTI when most tags are missing, we further propose the Interactive String based Missing Tag Identification (ISMTI) protocol. ISMTI improves the strategies of designing strings for each collided tag so that the reader can verify more tags using shorter strings than SSMTI.Besides, ISMTI can dynamically adjust the verification mechanism according to the proportion of missing tags to maintain time efficiency. We also provide theoretical analysis for proposed protocols to minimize execution time and evaluate their performance through extensive simulations. Compared with state-of-the-art solutions, the proposed SSMTI and ISMTI can reduce the time cost by as much as 39.74% and 68.87%.

preprint2022arXiv

Coverage Axis: Inner Point Selection for 3D Shape Skeletonization

In this paper, we present a simple yet effective formulation called Coverage Axis for 3D shape skeletonization. Inspired by the set cover problem, our key idea is to cover all the surface points using as few inside medial balls as possible. This formulation inherently induces a compact and expressive approximation of the Medial Axis Transform (MAT) of a given shape. Different from previous methods that rely on local approximation error, our method allows a global consideration of the overall shape structure, leading to an efficient high-level abstraction and superior robustness to noise. Another appealing aspect of our method is its capability to handle more generalized input such as point clouds and poor-quality meshes. Extensive comparisons and evaluations demonstrate the remarkable effectiveness of our method for generating compact and expressive skeletal representation to approximate the MAT.

preprint2022arXiv

Domain Disentangled Generative Adversarial Network for Zero-Shot Sketch-Based 3D Shape Retrieval

Sketch-based 3D shape retrieval is a challenging task due to the large domain discrepancy between sketches and 3D shapes. Since existing methods are trained and evaluated on the same categories, they cannot effectively recognize the categories that have not been used during training. In this paper, we propose a novel domain disentangled generative adversarial network (DD-GAN) for zero-shot sketch-based 3D retrieval, which can retrieve the unseen categories that are not accessed during training. Specifically, we first generate domain-invariant features and domain-specific features by disentangling the learned features of sketches and 3D shapes, where the domain-invariant features are used to align with the corresponding word embeddings. Then, we develop a generative adversarial network that combines the domain-specific features of the seen categories with the aligned domain-invariant features to synthesize samples, where the synthesized samples of the unseen categories are generated by using the corresponding word embeddings. Finally, we use the synthesized samples of the unseen categories combined with the real samples of the seen categories to train the network for retrieval, so that the unseen categories can be recognized. In order to reduce the domain shift problem, we utilized unlabeled unseen samples to enhance the discrimination ability of the discriminator. With the discriminator distinguishing the generated samples from the unlabeled unseen samples, the generator can generate more realistic unseen samples. Extensive experiments on the SHREC'13 and SHREC'14 datasets show that our method significantly improves the retrieval performance of the unseen categories.

preprint2022arXiv

Global Well-posedness of a Prandtl Model from MHD in Gevrey Function Spaces

We consider a Prandtl model derived from MHD in the Prandtl-Hartmann regime that has a damping term due to the effect of the Hartmann boundary layer. A global-in-time well-posedness is obtained in the Gevrey function space with the optimal index $2$. The proof is based on a cancellation mechanism through some auxiliary functions from the study of the Prandtl equation and an observation about the structure of the loss of one order tangential derivatives through twice operations of the Prandtl operator

preprint2022arXiv

LSSANet: A Long Short Slice-Aware Network for Pulmonary Nodule Detection

Convolutional neural networks (CNNs) have been demonstrated to be highly effective in the field of pulmonary nodule detection. However, existing CNN based pulmonary nodule detection methods lack the ability to capture long-range dependencies, which is vital for global information extraction. In computer vision tasks, non-local operations have been widely utilized, but the computational cost could be very high for 3D computed tomography (CT) images. To address this issue, we propose a long short slice-aware network (LSSANet) for the detection of pulmonary nodules. In particular, we develop a new non-local mechanism termed long short slice grouping (LSSG), which splits the compact non-local embeddings into a short-distance slice grouped one and a long-distance slice grouped counterpart. This not only reduces the computational burden, but also keeps long-range dependencies among any elements across slices and in the whole feature map. The proposed LSSG is easy-to-use and can be plugged into many pulmonary nodule detection networks. To verify the performance of LSSANet, we compare with several recently proposed and competitive detection approaches based on 2D/3D CNN. Promising evaluation results on the large-scale PN9 dataset demonstrate the effectiveness of our method. Code is at https://github.com/Ruixxxx/LSSANet.

preprint2022arXiv

Properties and device performance of BN thin films grown on GaN by pulsed laser deposition

Wide and ultrawide-bandgap semiconductors lie at the heart of next-generation high-power, high-frequency electronics. Here, we report the growth of ultrawide-bandgap boron nitride (BN) thin films on wide-bandgap gallium nitride (GaN) by pulsed laser deposition. Comprehensive spectroscopic (core level and valence band XPS, FTIR, Raman) and microscopic (AFM and STEM) characterizations confirm the growth of BN thin films on GaN. Optically, we observed that BN/GaN heterostructure is second-harmonic generation active. Moreover, we fabricated the BN/GaN heterostructure-based Schottky diode that demonstrates rectifying characteristics, lower turn-on voltage, and an improved breakdown capability (234 V) as compared to GaN (168 V), owing to the higher breakdown electrical field of BN. Our approach is an early step towards bridging the gap between wide and ultrawide-bandgap materials for potential optoelectronics as well as next-generation high-power electronics.

preprint2022arXiv

Static spherical vacuum solutions in the bumblebee gravity model

The bumblebee gravity model is a vector-tensor theory of gravitation where the vector field nonminimally couples to the Ricci tensor. By investigating the vacuum field equations with spherical symmetry, we find two families of black-hole (BH) solutions in this model: one has a vanishing radial component of the vector field and the other has a vanishing radial component of the Ricci tensor. When the coupling between the vector field and the Ricci tensor is set to zero, the first family becomes the Reissner-Nordström solution while the second family degenerates to the Schwarzschild solution with the vector field being zero. General numerical solutions in both families are obtained for nonzero coupling between the vector field and the Ricci tensor. Besides BH solutions, we also reveal the existence of solutions that have a nonvanishing $tt$-component of the metric on the supposed event horizon where the $rr$-component of the metric diverges while the curvature scalars are finite. These solutions are not supported by existing observations but present certain properties that are of academic interests. We conclude the study by putting the BH solutions into tests against the Solar-system observations and the images of supermassive BHs.

preprint2022arXiv

Testing gravitational redshift based on microwave frequency links onboard China Space Station

In 2022 China Space Station (CSS) will be equipped with atomic clocks and optical clocks with stabilities of $2 \times 10^{-16}$ and $8 \times 10^{-18}$, respectively, which provides an excellent opportunity to test gravitational redshift (GR) with higher accuracy than previous results. Based on high-precise frequency links between CSS and a ground station, we formulated a model and provided simulation experiments to test GR. Simulation results suggest that this method could test the GR at the accuracy level of $(0.27 \pm 2.15) \times10^{-7}$, more than two orders in magnitude higher than the result of the experiment of a hydrogen clock on board a flying rocket more than 40 years ago.

preprint2022arXiv

Twisted Angle-Dependent Work Functions in CVD-Grown Twisted Bilayer Graphene by Kelvin Probe Force Microscopy

Tailoring the interlayer twist angle of bilayer graphene (BLG) has a significant influence on its electronic properties, including superconductivity, topological transitions, ferromagnetic states and correlated insulating states. These exotic electronic properties are sensitively dependent on the work functions of bilayer graphene samples. Here, the twisted angle-dependent work functions of CVD-grown twisted bilayer graphene (tBLG) are detailed investigated by Kelvin Probe Force Microscopy (KPFM) in combination with Raman spectra. The thickness-dependent surface potentials of Bernal-stacked multilayer graphene were measured. The AB-BLG and tBLG are directly determined by KPFM due to their twist angle-specific surface potentials. The detailed relationship of twist angles and surface potentials are further obtained by the in-situ combination investigation of KPFM and Raman spectra measurements. The thermal stability of tBLG was further explored through controlled annealing process. Our work provides the twisted angle-dependent surface potentials of tBLG and lays the foundation for further exploring their twist-angle-dependent novel electronic properties.

preprint2021arXiv

BaPipe: Exploration of Balanced Pipeline Parallelism for DNN Training

The size of deep neural networks (DNNs) grows rapidly as the complexity of the machine learning algorithm increases. To satisfy the requirement of computation and memory of DNN training, distributed deep learning based on model parallelism has been widely recognized. We propose a new pipeline parallelism training framework, BaPipe, which can automatically explore pipeline parallelism training methods and balanced partition strategies for DNN distributed training. In BaPipe, each accelerator calculates the forward propagation and backward propagation of different parts of networks to implement the intra-batch pipeline parallelism strategy. BaPipe uses a new load balancing automatic exploration strategy that considers the parameters of DNN models and the computation, memory, and communication resources of accelerator clusters. We have trained different DNNs such as VGG-16, ResNet-50, and GNMT on GPU clusters and simulated the performance of different FPGA clusters. Compared with state-of-the-art data parallelism and pipeline parallelism frameworks, BaPipe provides up to 3.2x speedup and 4x memory reduction in various platforms.

preprint2021arXiv

Neutron stars in massive scalar-Gauss-Bonnet gravity: Spherical structure and time-independent perturbations

The class of scalar-tensor theories with the scalar field coupling to the Gauss-Bonnet invariant has drawn great interest since solutions of spontaneous scalarization were found for black holes in these theories. We contribute to the existing literature a detailed study of the spontaneously scalarized neutron stars (NSs) in a typical theory where the coupling function of the scalar field takes the quadratic form and the scalar field is massive. The investigation here includes the spherical solutions of the NSs as well as their perturbative properties, namely the tidal deformability and the moment of inertia, treated in a unified and extendable way under the framework of spherical decomposition. We find that while the mass, the radius, and the moment of inertia of the spontaneously scalarized NSs show very moderate deviations from those of the NSs in general relativity (GR), the tidal deformability exhibits significant differences between the solutions in GR and the solutions of spontaneous scalarization for certain values of the parameters in the scalar-Gauss-Bonnet theory. As a result, the celebrated universal relation between the moment of inertia and the tidal deformability of neutron stars breaks down. With the mass and the tidal deformability of NSs attainable in the gravitational waves from binary NS mergers, the radius measurable using the X-ray satellites, and the moment of inertia accessible via the high-precision pulsar timing techniques, future multi-messenger observations can be contrasted with the theoretical results and provide us necessary information for building up theories beyond GR.

preprint2021arXiv

Signature of Lorentz Violation in Continuous Gravitational-Wave Spectra of Ellipsoidal Neutron Stars

We study effects of Lorentz-invariance violation on the rotation of neutron stars (NSs) in the minimal gravitational Standard-Model Extension framework, and calculate the quadrupole radiation generated by them. Aiming at testing Lorentz invariance with observations of continuous gravitational waves (GWs) from rotating NSs in the future, we compare the GW spectra of a rotating ellipsoidal NS under Lorentz-violating gravity with those of a Lorentz-invariant one. The former are found to possess frequency components higher than the second harmonic, which does not happen for the latter, indicating those higher frequency components to be potential signatures of Lorentz violation in continuous GW spectra of rotating NSs.

preprint2020arXiv

Boosting Connectivity in Retinal Vessel Segmentation via a Recursive Semantics-Guided Network

Many deep learning based methods have been proposed for retinal vessel segmentation, however few of them focus on the connectivity of segmented vessels, which is quite important for a practical computer-aided diagnosis system on retinal images. In this paper, we propose an efficient network to address this problem. A U-shape network is enhanced by introducing a semantics-guided module, which integrates the enriched semantics information to shallow layers for guiding the network to explore more powerful features. Besides, a recursive refinement iteratively applies the same network over the previous segmentation results for progressively boosting the performance while increasing no extra network parameters. The carefully designed recursive semantics-guided network has been extensively evaluated on several public datasets. Experimental results have shown the efficiency of the proposed method.

preprint2020arXiv

Electron acceleration in non-relativistic quasi-perpendicular collisionless shocks

We study diffusive shock acceleration (DSA) of electrons in non-relativistic quasi-perpendicular shocks using self-consistent one-dimensional particle-in-cell (PIC) simulations. By exploring the parameter space of sonic and Alfvénic Mach numbers we find that high Mach number quasi-perpendicular shocks can efficiently accelerate electrons to power-law downstream spectra with slopes consistent with DSA prediction. Electrons are reflected by magnetic mirroring at the shock and drive non-resonant waves in the upstream. Reflected electrons are trapped between the shock front and upstream waves and undergo multiple cycles of shock drift acceleration before the injection into DSA. Strong current-driven waves also temporarily change the shock obliquity and cause mild proton pre-acceleration even in quasi-perpendicular shocks, which otherwise do not accelerate protons. These results can be used to understand nonthermal emission in supernova remnants and intracluster medium in galaxy clusters.

preprint2020arXiv

Implications of the virus-encoded miRNA and host miRNA in the pathogenicity of SARS-CoV-2

The outbreak of COVID-19 caused by SARS-CoV-2 has rapidly spread worldwide and has caused over 1,400,000 infections and 80,000 deaths. There are currently no drugs or vaccines with proven efficacy for its prevention and little knowledge was known about the pathogenicity mechanism of SARS-CoV-2 infection. Previous studies showed both virus and host-derived MicroRNAs (miRNAs) played crucial roles in the pathology of virus infection. In this study, we use computational approaches to scan the SARS-CoV-2 genome for putative miRNAs and predict the virus miRNA targets on virus and human genome as well as the host miRNAs targets on virus genome. Furthermore, we explore miRNAs involved dysregulation caused by the virus infection. Our results implicated that the immune response and cytoskeleton organization are two of the most notable biological processes regulated by the infection-modulated miRNAs. Impressively, we found hsa-miR-4661-3p was predicted to target the S gene of SARS-CoV-2, and a virus-encoded miRNA MR147-3p could enhance the expression of TMPRSS2 with the function of strengthening SARS-CoV-2 infection in the gut. The study may provide important clues for the mechisms of pathogenesis of SARS-CoV-2.

preprint2020arXiv

Local probe of the interlayer coupling strength of few-layers SnSe by contact-resonance atomic force microscopy

The interlayer bonding in two dimensional materials is particularly important because it is not only related to their physical and chemical stability but also affects their mechanical, thermal, electronic, optical, and other properties. To address this issue, we report the direct characterization of the interlayer bonding in 2D SnSe using contact-resonance atomic force microscopy in this study. Site specific CR spectroscopy and CR force spectroscopy measurements are performed on both SnSe and its supporting SiO2 substrate comparatively. Based on the cantilever and contact mechanic models, the contact stiffness and vertical Young's modulus are evaluated in comparison with SiO2 as a reference material. The interlayer bonding of SnSe is further analyzed in combination with the semi-analytical model and density functional theory calculations. The direct characterization of interlayer interactions using this nondestructive methodology of CR AFM would facilitate a better understanding of the physical and chemical properties of 2D layered materials, specifically for interlayer intercalation and vertical heterostructures.

preprint2020arXiv

Neutron Star Structure in the Minimal Gravitational Standard-Model Extension and the Implication to Continuous Gravitational Waves

Tiny violation of Lorentz invariance has been the subject of theoretic study and experimental test for a long time. We use the Standard-Model Extension (SME) framework to investigate the effect of the minimal Lorentz violation on the structure of a neutron star. A set of hydrostatic equations with modifications from Lorentz violation are derived, and then the modifications are isolated and added to the Tolman-Oppenheimer-Volkoff (TOV) equation as the leading-order Lorentz-violation corrections in relativistic systems. A perturbation solution to the leading-order modified TOV equations is found. The quadrupole moments due to the anisotropy in the structure of neutron stars are calculated and used to estimate the quadrupole radiation of a spinning neutron star with the same deformation. The calculation puts forward a new test for Lorentz invariance in the strong-field regime when continuous gravitational waves are observed in the future.

preprint2020arXiv

Progressive Point Cloud Deconvolution Generation Network

In this paper, we propose an effective point cloud generation method, which can generate multi-resolution point clouds of the same shape from a latent vector. Specifically, we develop a novel progressive deconvolution network with the learning-based bilateral interpolation. The learning-based bilateral interpolation is performed in the spatial and feature spaces of point clouds so that local geometric structure information of point clouds can be exploited. Starting from the low-resolution point clouds, with the bilateral interpolation and max-pooling operations, the deconvolution network can progressively output high-resolution local and global feature maps. By concatenating different resolutions of local and global feature maps, we employ the multi-layer perceptron as the generation network to generate multi-resolution point clouds. In order to keep the shapes of different resolutions of point clouds consistent, we propose a shape-preserving adversarial loss to train the point cloud deconvolution generation network. Experimental results demonstrate the effectiveness of our proposed method.

preprint2020arXiv

Top-Down Shape Abstraction Based on Greedy Pole Selection

Motivated by the fact that the medial axis transform is able to encode nearly the complete shape, we propose to use as few medial balls as possible to approximate the original enclosed volume by the boundary surface. We progressively select new medial balls, in a top-down style, to enlarge the region spanned by the existing medial balls. The key spirit of the selection strategy is to encourage large medial balls while imposing given geometric constraints. We further propose a speedup technique based on a provable observation that the intersection of medial balls implies the adjacency of power cells (in the sense of the power crust). We further elaborate the selection rules in combination with two closely related applications. One application is to develop an easy-to-use ball-stick modeling system that helps non-professional users to quickly build a shape with only balls and wires, but any penetration between two medial balls must be suppressed. The other application is to generate porous structures with convex, compact (with a high isoperimetric quotient) and shape-aware pores where two adjacent spherical pores may have penetration as long as the mechanical rigidity can be well preserved.

preprint2020arXiv

Triaxially-deformed Freely-precessing Neutron Stars: Continuous electromagnetic and gravitational radiation

The shape of a neutron star (NS) is closely linked to its internal structure and the equation of state of supranuclear matters. A rapidly rotating, asymmetric NS in the Milky Way undergoes free precession, making it a potential source for multimessenger observation. The free precession could manifest in (i) the spectra of continuous gravitational waves (GWs) in the kilohertz band for ground-based GW detectors, and (ii) the timing behavior and pulse-profile characteristics if the NS is monitored as a pulsar with radio and/or X-ray telescopes. We extend previous work and investigate in great detail the free precession of a triaxially deformed NS with analytical and numerical approaches. In particular, its associated continuous GWs and pulse signals are derived. Explicit examples are illustrated for the continuous GWs, as well as timing residuals in both time and frequency domains. These results are ready to be used for future multimessenger observation of triaxially-deformed freely-precessing NSs, in order to extract scientific implication as much as possible.

preprint2020arXiv

When NAS Meets Robustness: In Search of Robust Architectures against Adversarial Attacks

Recent advances in adversarial attacks uncover the intrinsic vulnerability of modern deep neural networks. Since then, extensive efforts have been devoted to enhancing the robustness of deep networks via specialized learning algorithms and loss functions. In this work, we take an architectural perspective and investigate the patterns of network architectures that are resilient to adversarial attacks. To obtain the large number of networks needed for this study, we adopt one-shot neural architecture search, training a large network for once and then finetuning the sub-networks sampled therefrom. The sampled architectures together with the accuracies they achieve provide a rich basis for our study. Our "robust architecture Odyssey" reveals several valuable observations: 1) densely connected patterns result in improved robustness; 2) under computational budget, adding convolution operations to direct connection edge is effective; 3) flow of solution procedure (FSP) matrix is a good indicator of network robustness. Based on these observations, we discover a family of robust architectures (RobNets). On various datasets, including CIFAR, SVHN, Tiny-ImageNet, and ImageNet, RobNets exhibit superior robustness performance to other widely used architectures. Notably, RobNets substantially improve the robust accuracy (~5% absolute gains) under both white-box and black-box attacks, even with fewer parameter numbers. Code is available at https://github.com/gmh14/RobNets.

preprint2017arXiv

Intrinsic Capacity

Every channel can be expressed as a convex combination of deterministic channels with each deterministic channel corresponding to one particular intrinsic state. Such convex combinations are in general not unique, each giving rise to a specific intrinsic-state distribution. In this paper we study the maximum and the minimum capacities of a channel when the realization of its intrinsic state is causally available at the encoder and/or the decoder. Several conclusive results are obtained for binary-input channels and binary-output channels. Byproducts of our investigation include a generalization of the Birkhoff-von Neumann theorem and a condition on the uselessness of causal state information at the encoder.

preprint2016arXiv

Combined search for Lorentz violation in short-range gravity

Short-range experiments testing the gravitational inverse-square law at the submillimeter scale offer uniquely sensitive probes of Lorentz invariance. A combined analysis of results from the short-range gravity experiments HUST-2015, HUST-2011, IU-2012, and IU-2002 permits the first independent measurements of the 14 nonrelativistic coefficients for Lorentz violation in the pure-gravity sector at the level of $10^{-9}$ m$^2$, improving by an order of magnitude the sensitivity to numerous types of Lorentz violation involving quadratic curvature derivatives and curvature couplings.

preprint2016arXiv

Linear Vlasov theory of a magnetised, thermally stratified atmosphere

The stability of a collisionless, magnetised plasma to local convective disturbances is examined, with a focus on kinetic and finite-Larmor-radius effects. Specific application is made to the outskirts of galaxy clusters, which contain hot and tenuous plasma whose temperature increases in the direction of gravity. At long wavelengths (the "drift-kinetic" limit), we obtain the kinetic version of the magnetothermal instability (MTI) and its Alfvénic counterpart (Alfvénic MTI), which were previously discovered and analysed using a magnetofluid (i.e. Braginskii) description. At sub-ion-Larmor scales, we discover an overstability driven by the electron temperature gradient of kinetic-Alfvén drift waves -- the electron MTI (eMTI) -- whose growth rate is even larger than the standard MTI. At intermediate scales, we find that ion finite-Larmor-radius effects tend to stabilise the plasma. We discuss the physical interpretation of these instabilities in detail, and compare them both with previous work on magnetised convection in a collisional plasma and with temperature-gradient-driven drift-wave instabilities well-known to the magnetic-confinement-fusion community. The implications of having both fluid and kinetic scales simultaneously driven unstable by the same temperature gradient are briefly discussed.

preprint2016arXiv

Looking for Lorentz Violation in Short-Range Gravity

General violations of Lorentz symmetry can be described by the Standard-Model Extension (SME) framework. The SME predicts modifications to existing physics and can be tested in high-precision experiments. By looking for small deviations from Newton gravity, short-range gravity experiments are expected to be sensitive to possible gravitational Lorentz-violation signals. With two group's short-range gravity data analyzed recently, no nonminimal Lorentz violation signal is found at the micron distance scale, which gives stringent constraints on nonminimal Lorentz-violation coefficients in the SME.

preprint2016arXiv

Nanomaterial datasets to advance tomography in scanning transmission electron microscopy

Electron tomography in materials science has flourished with the demand to characterize nanoscale materials in three dimensions (3D). Access to experimental data is vital for developing and validating reconstruction methods that improve resolution and reduce radiation dose requirements. This work presents five high-quality scanning transmission electron microscope (STEM) tomography datasets in order to address the critical need for open access data in this field. The datasets represent the current limits of experimental technique, are of high quality, and contain materials with structural complexity. Included are tomographic series of a hyperbranched Co2P nanocrystal, platinum nanoparticles on a carbon nanofibre imaged over the complete 180° tilt range, a platinum nanoparticle and a tungsten needle both imaged at atomic resolution by equal slope tomography, and a through-focal tilt series of PtCu nanoparticles. A volumetric reconstruction from every dataset is provided for comparison and development of post-processing and visualization techniques. Researchers interested in creating novel data processing and reconstruction algorithms will now have access to state of the art experimental test data.

preprint2016arXiv

When is Noisy State Information at the Encoder as Useless as No Information or as Good as Noise-Free State?

For any binary-input channel with perfect state information at the decoder, if the mutual information between the noisy state observation at the encoder and the true channel state is below a positive threshold determined solely by the state distribution, then the capacity is the same as that with no encoder side information. A complementary phenomenon is revealed for the generalized probing capacity. Extensions beyond binary-input channels are developed.

preprint2015arXiv

Electronic Structures and Their Landau Quantizations in Twisted Graphene Bilayer and Trilayer

Electronic structures and their Landau quantizations in twisted graphene bilayer and trilayer are investigated using scanning tunnelling microscopy and spectroscopy. In the twisted trilayer, the top graphene layer and second layer are AB (Bernal) stacking and there is a stacking misorientation between the second layer and third layer. Both the twisted bilayer and trilayer exhibit two pronounced low-energy van Hove singularities (VHSs) in their spectra. Below the VHSs, the observed Landau level quantization in the twisted bilayer is identical to that of massless Dirac fermion in graphene monolayer. Our result demonstrates that both the VHSs and Fermi velocity of the twisted bilayer depends remarkably on the twist angle and the interlayer coupling strength. In the twisted trilayer, we directly observe Landau quantization of massive Dirac fermion with a sizable band gap 105 meV, which results in valley (layer) polarization of the lowest Landau levels. Such a result is similar to the expected Landau quantization in Bernal graphene bilayer with a moderate electric field.

preprint2015arXiv

Landau Quantization and Fermi Velocity Renormalization in Twisted Graphene Bilayers

Currently there is a lively discussion concerning Fermi velocity renormalization in twisted bilayers and several contradicted experimental results are reported. Here we study electronic structures of the twisted bilayers by scanning tunneling microscopy (STM) and spectroscopy (STS). The interlayer coupling strengths between the adjacent bilayers are measured according to energy separations of two pronounced low-energy van Hove singularities (VHSs) in the STS spectra. We demonstrate that there is a large range of values for the interlayer interaction in different twisted bilayers. Below the VHSs, the observed Landau quantization in the twisted bilayers is identical to that of massless Dirac fermions in graphene monolayer, which allows us to measure the Fermi velocity directly. Our result indicates that the Fermi velocity of the twisted bilayers depends remarkably on both the twisted angles and the interlayer coupling strengths. This removes the discrepancy about the Fermi velocity renormalization in the twisted bilayers and provides a consistent interpretation of all current data.

preprint2015arXiv

On the Grain-Modified Magnetic Diffusivities in Protoplanetary Disks

Weakly ionized protoplanetary disks (PPDs) are subject to non-ideal-magnetohydrodynamic (MHD) effects including Ohmic resistivity, the Hall effect and ambipolar diffusion (AD), and the resulting magnetic diffusivities ($η_O, η_H$ and $η_A$) largely control the disk gas dynamics. The presence of grains not only strongly reduces disk ionization fraction, but also modify the scalings of $η_H$ and $η_A$ with magnetic field strength. We derive analytically asymptotic expressions of $η_H$ and $η_A$ in both strong and weak field limits and show that towards strong field, $η_H$ can change sign (at a threshold field strength $B_{\rm th}$), mimicking a flip of field polarity, and AD is substantially reduced. Applying to PPDs, we find that when small $\sim0.1$ ($0.01$)$μ$m grains are sufficiently abundant [mass ratio $\sim0.01$ ($10^{-4}$)], $η_H$ can change sign up to $\sim2-3$ scale heights above midplane at modest field strength (plasma $β\sim100$) over a wide range of disk radii. Reduction of AD is also substantial towards the AD dominated outer disk and may activate the magneto-rotational instability. We further perform local non-ideal MHD simulations of the inner disk (within 10 AU) and show that with sufficiently abundant small grains, magnetic field amplification due to the Hall-shear instability saturates at very low level near the threshold field strength $B_{\rm th}$. Together with previous studies, we conclude by discussing the grain-abundance-dependent phenomenology of PPD gas dynamics.

preprint2014arXiv

Direct Probing Stacking Order and Electronic Spectrum of Rhombohedral Trilayer Graphene with Scanning Tunneling Microscopy

Recently, the rhombohedral trilayer graphene (r-TLG) has attracted much attention because of its low-energy flat bands, which are predicted to result in many strongly correlated phenomena. Here, we demonstrate that it is possible to probe the stacking order and electronic spectrum of the r-TLG directly with a scanning tunneling microscopy around a monoatomic step edge of the top graphene layer. The tunneling spectra of the r-TLG exhibit four adjacent peaks, which are generated by the low-energy flat bands, flanking the charge neutrality point. Based on these spectra, the true energy gap and the energy gap at the K-point of the r-TLG are determined as about 9 meV and 23 meV, respectively. The observed features are well reproduced by a low-energy effective Hamiltonian.

preprint2014arXiv

Two-dimensional Quasi-Freestanding Molecular Crystals for High-Performance Organic Field-Effect Transistors

Two-dimensional atomic crystals are extensively studied in recent years due to their exciting physics and device applications. However, a molecular counterpart, with scalable processability and competitive device performance, is still challenging. Here, we demonstrate that high-quality few-layer dioctylbenzothienobenzothiophene molecular crystals can be grown on graphene or boron nitride substrate via van der Waals epitaxy, with precisely controlled thickness down to monolayer, large-area single crystal, low process temperature and patterning capability. The crystalline layers are atomically smooth and effectively decoupled from the substrate due to weak van der Waals interactions, affording a pristine interface for high-performance organic transistors. As a result, monolayer dioctylbenzothienobenzothiophene molecular crystal field-effect transistors on boron nitride show record-high carrier mobility up to 10cm2V-1s-1 and aggressively scaled saturation voltage around 1V. Our work unveils an exciting new class of two-dimensional molecular materials for electronic and optoelectronic applications.

preprint2014arXiv

Unveiling the Structural Origin of the High Carrier Mobility of a Molecular Monolayer on Boron Nitride

Very recently, it was demonstrated that the carrier mobility of a molecular monolayer dioctylbenzothienobenzothiophene (C8-BTBT) on boron nitride can reach 10 cm2/Vs, the highest among the previously reported monolayer molecular field-effect transistors. Here we show that the high-quality single crystal of the C8-BTBT monolayer may be the key origin of the record-high carrier mobility. We discover that the C8-BTBT molecules prefer layer-by-layer growth on both hexagonal boron nitride and graphene. The flatness of these substrates substantially decreases the C8-BTBT nucleation density and enables repeatable growth of large-area single crystal of the C8-BTBT monolayer. Our experimental result indicates that only out-of-plane roughness greater than 0.6 nm of the substrates could induce disturbance in the crystal growth and consequently affect the charge transport. This information would be important in guiding the growth of high-quality epitaxy molecular film.

preprint2013arXiv

Single-shot 3D structure determination of nanocrystals with femtosecond X-ray free electron laser pulses

Coherent diffraction imaging (CDI) using synchrotron radiation, X-ray free electron lasers (X-FELs), high harmonic generation, soft X-ray lasers, and optical lasers has found broad applications across several disciplines. An active research direction in CDI is to determine the structure of single particles with intense, femtosecond X-FEL pulses based on diffraction-before-destruction scheme. However, single-shot 3D structure determination has not been experimentally realized yet. Here we report the first experimental demonstration of single-shot 3D structure determination of individual nanocrystals using ~10 femtosecond X-FEL pulses. Coherent diffraction patterns are collected from high-index-faceted nanocrystals, each struck by a single X-FEL pulse. Taking advantage of the symmetry of the nanocrystal, we reconstruct the 3D structure of each nanocrystal from a single-shot diffraction pattern at ~5.5 nm resolution. As symmetry exists in many nanocrystals and virus particles, this method can be applied to 3D structure studies of such particles at nanometer resolution on femtosecond time scales.

preprint2012arXiv

Experimental realization of single electron tunneling diode based on vertical graphene two-barrier junction

Usually, graphene is used in its horizontal directions to design novel concept devices. Here, we report a single electron tunneling diode based on quantum tunneling through a vertical graphene two-barrier junction. The junction is formed by positioning a scanning tunnelling microscopy (STM) tip above a graphene nanoribbon that was deposited on a graphite surface. Because of the asymmetry of the two-barrier junction, the electrons can unidirectional transfer from the tip to the graphene nanoribbon but not from the graphene to the tip. This result opens intriguing opportunities for designing new type of graphene transistors in its vertical direction.

preprint2012arXiv

Oversampling smoothness (OSS): an effective algorithm for phase retrieval of noisy diffraction intensities

Coherent diffraction imaging (CDI) is high-resolution lensless microscopy that has been applied to image a wide range of specimens using synchrotron radiation, X-ray free electron lasers, high harmonic generation, soft X-ray laser and electrons. Despite these rapid advances, it remains a challenge to reconstruct fine features in weakly scattering objects such as biological specimens from noisy data. Here we present an effective iterative algorithm, termed oversampling smoothness (OSS), for phase retrieval of noisy diffraction intensities. OSS exploits the correlation information among the pixels or voxels in the region outside of a support in real space. By properly applying spatial frequency filters to the pixels or voxels outside the support at different stage of the iterative process (i.e. a smoothness constraint), OSS finds a balance between the hybrid input-output (HIO) and error reduction (ER) algorithms to search for a global minimum in solution space, while reducing the oscillations in the reconstruction. Both our numerical simulations with Poisson noise and experimental data from a biological cell indicate that OSS consistently outperforms the HIO, ER-HIO and noise robust (NR)-HIO algorithms at all noise levels in terms of accuracy and consistency of the reconstructions. We expect OSS to find application in the rapidly growing CDI field as well as other disciplines where phase retrieval from noisy Fourier magnitudes is needed.

preprint2011arXiv

3D Imaging of a Phase Object from a Single Sample Orientation Using an Optical Laser

Ankylography is a new 3D imaging technique, which, under certain circumstances, enables reconstruction of a 3D object from a single sample orientation. Here, we provide a matrix rank analysis to explain the principle of ankylography. We then present an ankylography experiment on a microscale phase object using an optical laser. Coherent diffraction patterns are acquired from the phase object using a planar CCD detector and are projected onto a spherical shell. The 3D structure of the object is directly reconstructed from the spherical diffraction pattern. This work may potentially open the door to a new method for 3D imaging of phase objects in the visible light region. Finally, the extension of ankylography to more complicated and larger objects is suggested.

preprint2011arXiv

Effect of Exchange-type Zero-bias Anomaly on Single Electron Tunnelling of Au Nanoparticles

Using cryogenic scanning tunnelling microscopy and scanning tunnelling spectroscopy we measured single electron tunnelling of isolated Au nanoparticles with 1.4 nm in radius. We observe that a gap ΔV ~ 2e/C (C is the capacitance of the Au particle) around zero bias in the tunnelling conductance spectrum, followed by a series of discrete single electron tunnelling peaks with voltage widths of EC ~ e/C at both negative and positive bias. Experimental data are well explained by taking into account the effect of exchange interaction of electrons on the single electron tunnelling of Au nanoparticles. A tunnelling peak near zero-bias was suppressed by the exchange-type zero-bias anomaly, which results in the gap ΔV ~ 2EC.

preprint2011arXiv

Magnetic Core-Shell Structure and Proximity Effect in 7 nm Single-Crystal Co3O4 Nanowires

We present a study of magnetic properties of single-crystal Co3O4 nanowires with diameter about 7 nm. The nanowires expose (111) planes composed of plenty of Co3+ cations and exhibit two Néel temperatures at 56 K (TN of wire cores) and 73 K (TN of wire shells), which are far above TN = 40 K of bulk Co3O4. This novel bahavior is attributed to symmetry breaking of surface Co3+ cations and magnetic proximity effect. The nanowire shells show macroscopic residual magnetic moments. Cooling in a magnetic field, a fraction of the residual moments are tightly pinned to the antiferromagnetic lattice, which results in an obvious horizontal and vertical shift of hysteresis loop. Our experiment demonstrates that the exchange bias field HE and the pinned magnetic moments Mpin follow a simple expression HE = aMpin with a a constant.