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Published work

35 published item(s)

preprint2026arXiv

DeXOR: Enabling XOR in Decimal Space for Streaming Lossless Compression of Floating-point Data

With streaming floating-point numbers being increasingly prevalent, effective and efficient compression of such data is critical. Compression schemes must be able to exploit the similarity, or smoothness, of consecutive numbers and must be able to contend with extreme conditions, such as high-precision values or the absence of smoothness. We present DeXOR, a novel framework that enables decimal XOR procedure to encode decimal-space longest common prefixes and suffixes, achieving optimal prefix reuse and effective redundancy elimination. To ensure accurate and low-cost decompression even with binary-decimal conversion errors, DeXOR incorporates 1) scaled truncation with error-tolerant rounding and 2) different bit management strategies optimized for decimal XOR. Additionally, a robust exception handler enhances stability by managing floating-point exponents, maintaining high compression ratios under extreme conditions. In evaluations across 22 datasets, DeXOR surpasses state-of-the-art schemes, achieving a 15% higher compression ratio and a 20% faster decompression speed while maintaining a competitive compression speed. DeXOR also offers scalability under varying conditions and exhibits robustness in extreme scenarios where other schemes fail.

preprint2026arXiv

No Action Without a NOD: A Heterogeneous Multi-Agent Architecture for Reliable Service Agents

Large language model (LLM) agents have increasingly advanced service applications, such as booking flight tickets. However, these service agents suffer from unreliability in long-horizon tasks, as they often produce policy violations, tool hallucinations, and misaligned actions, which greatly impedes their real-world deployment. To address these challenges, we propose NOD (Navigator-Operator-Director), a heterogeneous multi-agent architecture for service agents. Instead of maintaining task state implicitly in dialogue context as in prior work, we externalize a structured Global State to enable explicit task state tracking and consistent decision-making by the Navigator. Besides, we introduce selective external oversight before critical actions, allowing an independent Director agent to verify execution and intervene when necessary. As such, NOD effectively mitigates error propagation and unsafe behavior in long-horizon tasks. Experiments on $τ^2$-Bench demonstrate that NOD achieves higher task success rates and critical action precision over baselines. More importantly, NOD improves the reliability of service agents by reducing policy violations, tool hallucinations, and user-intent misalignment.

preprint2023arXiv

Stability of Hardy-Littlewood-Sobolev inequalities with explicit lower bounds

In this paper, we establish the stability for the Hardy-Littlewood-Sobolev (HLS) inequalities with explicit lower bounds. By establishing the relation between the stability of HLS inequalities and the stability of fractional Sobolev inequalities, we also give the stability of the fractional Sobolev inequalities with the lower bounds. This extends the stability of Sobolev inequalities with the explicit lower bounds established by Dolbeault, Esteban, Figalli, Frank and Loss in [16] to the fractional order case. Our proofs are based on the competing symmetries, the continuous Steiner symmetrization inequality for the HLS integral and the dual stability theory.

preprint2022arXiv

ClusterEA: Scalable Entity Alignment with Stochastic Training and Normalized Mini-batch Similarities

Entity alignment (EA) aims at finding equivalent entities in different knowledge graphs (KGs). Embedding-based approaches have dominated the EA task in recent years. Those methods face problems that come from the geometric properties of embedding vectors, including hubness and isolation. To solve these geometric problems, many normalization approaches have been adopted for EA. However, the increasing scale of KGs renders it hard for EA models to adopt the normalization processes, thus limiting their usage in real-world applications. To tackle this challenge, we present ClusterEA, a general framework that is capable of scaling up EA models and enhancing their results by leveraging normalization methods on mini-batches with a high entity equivalent rate. ClusterEA contains three components to align entities between large-scale KGs, including stochastic training, ClusterSampler, and SparseFusion. It first trains a large-scale Siamese GNN for EA in a stochastic fashion to produce entity embeddings. Based on the embeddings, a novel ClusterSampler strategy is proposed for sampling highly overlapped mini-batches. Finally, ClusterEA incorporates SparseFusion, which normalizes local and global similarity and then fuses all similarity matrices to obtain the final similarity matrix. Extensive experiments with real-life datasets on EA benchmarks offer insight into the proposed framework, and suggest that it is capable of outperforming the state-of-the-art scalable EA framework by up to 8 times in terms of Hits@1.

preprint2022arXiv

Deep Spatially and Temporally Aware Similarity Computation for Road Network Constrained Trajectories

Trajectory similarity computation has drawn massive attention, as it is core functionality in a wide range of applications such as ride-sharing, traffic analysis, and social recommendation. Motivated by the recent success of deep learning technologies, researchers start devoting efforts to learning-based similarity analyses to overcome the limitations (i.e., high cost and poor adaptability) of traditional methods. Specifically, deep trajectory similarity computation aims to learn a distance function that can evaluate how similar two trajectories are via neural networks. However, existing learning-based methods focus on spatial similarity but ignore the time dimension of trajectories, which is suboptimal for time-aware applications. Besides, they tend to disregard the embedding of trajectories into road networks, restricting their applicability in real scenarios. In this paper, we propose an effective learning-based framework, called ST2Vec, to perform efficient spatially and temporally aware trajectory similarity computation in road networks. Finally, extensive experimental evaluation using three real trajectory data sets shows that ST2Vec outperforms all the state-of-the-art approaches substantially.

preprint2022arXiv

HAKG: Hierarchy-Aware Knowledge Gated Network for Recommendation

Knowledge graph (KG) plays an increasingly important role to improve the recommendation performance and interpretability. A recent technical trend is to design end-to-end models based on information propagation schemes. However, existing propagation-based methods fail to (1) model the underlying hierarchical structures and relations, and (2) capture the high-order collaborative signals of items for learning high-quality user and item representations. In this paper, we propose a new model, called Hierarchy-Aware Knowledge Gated Network (HAKG), to tackle the aforementioned problems. Technically, we model users and items (that are captured by a user-item graph), as well as entities and relations (that are captured in a KG) in hyperbolic space, and design a hyperbolic aggregation scheme to gather relational contexts over KG. Meanwhile, we introduce a novel angle constraint to preserve characteristics of items in the embedding space. Furthermore, we propose a dual item embeddings design to represent and propagate collaborative signals and knowledge associations separately, and leverage the gated aggregation to distill discriminative information for better capturing user behavior patterns. Experimental results on three benchmark datasets show that, HAKG achieves significant improvement over the state-of-the-art methods like CKAN, Hyper-Know, and KGIN. Further analyses on the learned hyperbolic embeddings confirm that HAKG offers meaningful insights into the hierarchies of data.

preprint2022arXiv

Hall anomaly, Quantum Oscillations and Possible Lifshitz Transitions in Kondo Insulator YbB$_{12}$: Evidence for Unconventional Charge Transport

In correlated electronic systems, strong interactions and the interplay between different degrees of freedom may give rise to anomalous charge transport properties, which can be tuned by external parameters like temperature and magnetic field. Recently, magnetic quantum oscillations and metallic low-temperature thermal conductivity have been observed in the Kondo insulator YbB$_{12}$, whose resistivity is a few orders of magnitude higher than those of conventional metals. As yet, these unusual observations are not fully understood. Here we present a detailed investigation of the behavior of YbB$_{12}$ under intense magnetic fields using both transport and torque magnetometry measurements. A low-field Hall anomaly, reminiscent of the Hall response associated with &#34;strange-metal&#34; physics, develops at $T < 1.5$ K. At two characteristic magnetic fields ($μ_0H_1= 19.6$ T and $μ_0H_2 \sim 31$ T), signatures appear in the Hall coefficient, magnetic torque, and magnetoresistance. We suggest that they are likely to be field-induced Lifshitz transitions. Moreover, above 35 T, the background resistivity displays an unusual, nonmetallic $T^α$-behavior, with $α$ being field-dependent and varying between -1.5 and -2. By normalizing the Shubnikov-de Haas oscillation amplitude to this $T^α$-dependence, the calculated cyclotron mass becomes more consistent with that deduced from de Haas-van Alphen oscillations. Our results support a novel two-fluid scenario in YbB$_{12}$: a Fermi-liquid-like fluid of charge-neutral quasiparticles coexists with charge carriers that remain in a nonmetallic state. The former experience successive Lifshitz transitions and develop Landau quantization in applied magnetic fields, whilst scattering between both fluids allows the Shubnikov-de Haas effect to be observed in the electrical transport.

preprint2022arXiv

Indexing Metric Spaces for Exact Similarity Search

With the continued digitization of societal processes, we are seeing an explosion in available data. This is referred to as big data. In a research setting, three aspects of the data are often viewed as the main sources of challenges when attempting to enable value creation from big data: volume, velocity, and variety. Many studies address volume or velocity, while fewer studies concern the variety. Metric spaces are ideal for addressing variety because they can accommodate any data as long as it can be equipped with a distance notion that satisfies the triangle inequality. To accelerate search in metric spaces, a collection of indexing techniques for metric data have been proposed. However, existing surveys offer limited coverage, and a comprehensive empirical study exists has yet to be reported. We offer a comprehensive survey of existing metric indexes that support exact similarity search: we summarize existing partitioning, pruning, and validation techniques used by metric indexes to support exact similarity search; we provide the time and space complexity analyses of index construction; and we offer an empirical comparison of their query processing performance. Empirical studies are important when evaluating metric indexing performance, because performance can depend highly on the effectiveness of available pruning and validation as well as on the data distribution, which means that complexity analyses often offer limited insights. This article aims at revealing strengths and weaknesses of different indexing techniques to offer guidance on selecting an appropriate indexing technique for a given setting, and to provide directions for future research on metric indexing.

preprint2022arXiv

Linear Array Network for Low-light Image Enhancement

Convolution neural networks (CNNs) based methods have dominated the low-light image enhancement tasks due to their outstanding performance. However, the convolution operation is based on a local sliding window mechanism, which is difficult to construct the long-range dependencies of the feature maps. Meanwhile, the self-attention based global relationship aggregation methods have been widely used in computer vision, but these methods are difficult to handle high-resolution images because of the high computational complexity. To solve this problem, this paper proposes a Linear Array Self-attention (LASA) mechanism, which uses only two 2-D feature encodings to construct 3-D global weights and then refines feature maps generated by convolution layers. Based on LASA, Linear Array Network (LAN) is proposed, which is superior to the existing state-of-the-art (SOTA) methods in both RGB and RAW based low-light enhancement tasks with a smaller amount of parameters. The code is released in https://github.com/cuiziteng/LASA_enhancement.

preprint2022arXiv

Maximizing the Influence of Bichromatic Reverse k Nearest Neighbors in Geo-Social Networks

Geo-social networks offer opportunities for the marketing and promotion of geo-located services. In this setting, we explore a new problem, called Maximizing the Influence of Bichromatic Reverse k Nearest Neighbors (MaxInfBRkNN). The objective is to find a set of points of interest (POIs), which are geo-textually and socially attractive to social influencers who are expected to largely promote the POIs through online influence propagation. In other words, the problem aims to detect an optimal set of POIs with the largest word-of-mouth (WOM) marketing potential. This functionality is useful in various real-life applications, including social advertising, location-based viral marketing, and personalized POI recommendation. However, solving MaxInfBRkNN with theoretical guarantees is challenging, because of the prohibitive overheads on BRkNN retrieval in geo-social networks, and the NP and #P-hardness in finding the optimal POI set. To achieve practical solutions, we present a framework with carefully designed indexes, efficient batch BRkNN processing algorithms, and alternative POI selection policies that support both approximate and heuristic solutions. Extensive experiments on real and synthetic datasets demonstrate the good performance of our proposed methods.

preprint2022arXiv

MetaKG: Meta-learning on Knowledge Graph for Cold-start Recommendation

A knowledge graph (KG) consists of a set of interconnected typed entities and their attributes. Recently, KGs are popularly used as the auxiliary information to enable more accurate, explainable, and diverse user preference recommendations. Specifically, existing KG-based recommendation methods target modeling high-order relations/dependencies from long connectivity user-item interactions hidden in KG. However, most of them ignore the cold-start problems (i.e., user cold-start and item cold-start) of recommendation analytics, which restricts their performance in scenarios when involving new users or new items. Inspired by the success of meta-learning on scarce training samples, we propose a novel meta-learning based framework called MetaKG, which encompasses a collaborative-aware meta learner and a knowledge-aware meta learner, to capture meta users&#39; preference and entities&#39; knowledge for cold-start recommendations. The collaborative-aware meta learner aims to locally aggregate user preferences for each user preference learning task. In contrast, the knowledge-aware meta learner is to globally generalize knowledge representation across different user preference learning tasks. Guided by two meta learners, MetaKG can effectively capture the high-order collaborative relations and semantic representations, which could be easily adapted to cold-start scenarios. Besides, we devise a novel adaptive task scheduler which can adaptively select the informative tasks for meta learning in order to prevent the model from being corrupted by noisy tasks. Extensive experiments on various cold-start scenarios using three real data sets demonstrate that our presented MetaKG outperforms all the existing state-of-the-art competitors in terms of effectiveness, efficiency, and scalability.

preprint2022arXiv

OPAL: Ontology-Aware Pretrained Language Model for End-to-End Task-Oriented Dialogue

This paper presents an ontology-aware pretrained language model (OPAL) for end-to-end task-oriented dialogue (TOD). Unlike chit-chat dialogue models, task-oriented dialogue models fulfill at least two task-specific modules: dialogue state tracker (DST) and response generator (RG). The dialogue state consists of the domain-slot-value triples, which are regarded as the user&#39;s constraints to search the domain-related databases. The large-scale task-oriented dialogue data with the annotated structured dialogue state usually are inaccessible. It prevents the development of the pretrained language model for the task-oriented dialogue. We propose a simple yet effective pretraining method to alleviate this problem, which consists of two pretraining phases. The first phase is to pretrain on large-scale contextual text data, where the structured information of the text is extracted by the information extracting tool. To bridge the gap between the pretraining method and downstream tasks, we design two pretraining tasks: ontology-like triple recovery and next-text generation, which simulates the DST and RG, respectively. The second phase is to fine-tune the pretrained model on the TOD data. The experimental results show that our proposed method achieves an exciting boost and get competitive performance even without any TOD data on CamRest676 and MultiWOZ benchmarks.

preprint2022arXiv

PromptEM: Prompt-tuning for Low-resource Generalized Entity Matching

Entity Matching (EM), which aims to identify whether two entity records from two relational tables refer to the same real-world entity, is one of the fundamental problems in data management. Traditional EM assumes that two tables are homogeneous with the aligned schema, while it is common that entity records of different formats (e.g., relational, semi-structured, or textual types) involve in practical scenarios. It is not practical to unify their schemas due to the different formats. To support EM on format-different entity records, Generalized Entity Matching (GEM) has been proposed and gained much attention recently. To do GEM, existing methods typically perform in a supervised learning way, which relies on a large amount of high-quality labeled examples. However, the labeling process is extremely labor-intensive, and frustrates the use of GEM. Low-resource GEM, i.e., GEM that only requires a small number of labeled examples, becomes an urgent need. To this end, this paper, for the first time, focuses on the low-resource GEM and proposes a novel low-resource GEM method, termed as PromptEM. PromptEM has addressed three challenging issues (i.e., designing GEM-specific prompt-tuning, improving pseudo-labels quality, and running efficient self-training) in low-resource GEM. Extensive experimental results on eight real benchmarks demonstrate the superiority of PromptEM in terms of effectiveness and efficiency.

preprint2022arXiv

RFormer: Transformer-based Generative Adversarial Network for Real Fundus Image Restoration on A New Clinical Benchmark

Ophthalmologists have used fundus images to screen and diagnose eye diseases. However, different equipments and ophthalmologists pose large variations to the quality of fundus images. Low-quality (LQ) degraded fundus images easily lead to uncertainty in clinical screening and generally increase the risk of misdiagnosis. Thus, real fundus image restoration is worth studying. Unfortunately, real clinical benchmark has not been explored for this task so far. In this paper, we investigate the real clinical fundus image restoration problem. Firstly, We establish a clinical dataset, Real Fundus (RF), including 120 low- and high-quality (HQ) image pairs. Then we propose a novel Transformer-based Generative Adversarial Network (RFormer) to restore the real degradation of clinical fundus images. The key component in our network is the Window-based Self-Attention Block (WSAB) which captures non-local self-similarity and long-range dependencies. To produce more visually pleasant results, a Transformer-based discriminator is introduced. Extensive experiments on our clinical benchmark show that the proposed RFormer significantly outperforms the state-of-the-art (SOTA) methods. In addition, experiments of downstream tasks such as vessel segmentation and optic disc/cup detection demonstrate that our proposed RFormer benefits clinical fundus image analysis and applications. The dataset, code, and models are publicly available at https://github.com/dengzhuo-AI/Real-Fundus

preprint2022arXiv

Self-Guided Learning to Denoise for Robust Recommendation

The ubiquity of implicit feedback makes them the default choice to build modern recommender systems. Generally speaking, observed interactions are considered as positive samples, while unobserved interactions are considered as negative ones. However, implicit feedback is inherently noisy because of the ubiquitous presence of noisy-positive and noisy-negative interactions. Recently, some studies have noticed the importance of denoising implicit feedback for recommendations, and enhanced the robustness of recommendation models to some extent. Nonetheless, they typically fail to (1) capture the hard yet clean interactions for learning comprehensive user preference, and (2) provide a universal denoising solution that can be applied to various kinds of recommendation models. In this paper, we thoroughly investigate the memorization effect of recommendation models, and propose a new denoising paradigm, i.e., Self-Guided Denoising Learning (SGDL), which is able to collect memorized interactions at the early stage of the training (i.e., &#34;noise-resistant&#34; period), and leverage those data as denoising signals to guide the following training (i.e., &#34;noise-sensitive&#34; period) of the model in a meta-learning manner. Besides, our method can automatically switch its learning phase at the memorization point from memorization to self-guided learning, and select clean and informative memorized data via a novel adaptive denoising scheduler to improve the robustness. We incorporate SGDL with four representative recommendation models (i.e., NeuMF, CDAE, NGCF and LightGCN) and different loss functions (i.e., binary cross-entropy and BPR loss). The experimental results on three benchmark datasets demonstrate the effectiveness of SGDL over the state-of-the-art denoising methods like T-CE, IR, DeCA, and even state-of-the-art robust graph-based methods like SGCN and SGL.

preprint2022arXiv

TIE: Topological Information Enhanced Structural Reading Comprehension on Web Pages

Recently, the structural reading comprehension (SRC) task on web pages has attracted increasing research interests. Although previous SRC work has leveraged extra information such as HTML tags or XPaths, the informative topology of web pages is not effectively exploited. In this work, we propose a Topological Information Enhanced model (TIE), which transforms the token-level task into a tag-level task by introducing a two-stage process (i.e. node locating and answer refining). Based on that, TIE integrates Graph Attention Network (GAT) and Pre-trained Language Model (PLM) to leverage the topological information of both logical structures and spatial structures. Experimental results demonstrate that our model outperforms strong baselines and achieves state-of-the-art performances on the web-based SRC benchmark WebSRC at the time of writing. The code of TIE will be publicly available at https://github.com/X-LANCE/TIE.

preprint2021arXiv

Comparison and Improvement for Delay Analysis Approaches: Theoretical Models and Experimental Tests

Computer network tends to be subjected to the proliferation of mobile demands and increasingly multifarious, therefore it poses a great challenge to guarantee the quality of network service. By designing the model according to different requirements, we may get some related indicators such as delay and packet loss rate in order to evaluate the quality of network service and verify the user data surface and capacity of the network environment. In this paper, we describe an analytical model based on the measurement for the delay of each packet passing through the single existing routers in the network environment. In previous studies, the emulation of real network service behaviors was generally under ideal condition. In our work, the test environment is built to get the relevant test results of the actual network, and the corresponding theoretical results are obtained by our model. The test results are compared with the theoretical results, analyzed and corrected, in order to verify the feasibility of our analysis model for the performance analysis of the actual network. With this concern, calculation results are modified with different schemes to realize more precise calculation of delay boundary with the comparison with the experimental test results. The results show the analysis methods after the amendment can realistically estimate the performance of network element.

preprint2021arXiv

Large Phonon Thermal Hall Conductivity in a Simple Antiferromagnetic Insulator

Phonons are known to generate a thermal Hall effect in certain insulators, including oxides with rare-earth impurities, quantum paraelectrics, multiferroic materials and cuprate Mott insulators. In each case, a special feature of the material is presumed relevant for the underlying mechanism that confers chirality to phonons in a magnetic field. The question is whether a phonon Hall effect is an unusual occurrence - linked to special characteristics such as skew scattering off rare-earth impurities, structural domains, ferroelectricity, ferromagnetism - or a much more common property of insulators than hitherto believed. To help answer this question, we have turned to a simple insulator, with none of the previously encountered special features: the cubic antiferromagnet Cu$_3$TeO$_6$. We find that it has the largest thermal Hall conductivity $κ_{\rm{xy}}$ of any insulator so far. We show that this record-high $κ_{\rm{xy}}$ signal is due to phonons and it does not require the presence of magnetic order, as it persists above the ordering temperature. We conclude that the phonon Hall effect is likely to be a fairly common property of solids.

preprint2021arXiv

LET: Linguistic Knowledge Enhanced Graph Transformer for Chinese Short Text Matching

Chinese short text matching is a fundamental task in natural language processing. Existing approaches usually take Chinese characters or words as input tokens. They have two limitations: 1) Some Chinese words are polysemous, and semantic information is not fully utilized. 2) Some models suffer potential issues caused by word segmentation. Here we introduce HowNet as an external knowledge base and propose a Linguistic knowledge Enhanced graph Transformer (LET) to deal with word ambiguity. Additionally, we adopt the word lattice graph as input to maintain multi-granularity information. Our model is also complementary to pre-trained language models. Experimental results on two Chinese datasets show that our models outperform various typical text matching approaches. Ablation study also indicates that both semantic information and multi-granularity information are important for text matching modeling.

preprint2021arXiv

SOUP: Spatial-Temporal Demand Forecasting and Competitive Supply

We consider a setting with an evolving set of requests for transportation from an origin to a destination before a deadline and a set of agents capable of servicing the requests. In this setting, an assignment authority is to assign agents to requests such that the average idle time of the agents is minimized. An example is the scheduling of taxis (agents) to meet incoming requests for trips while ensuring that the taxis are empty as little as possible. In this paper, we study the problem of spatial-temporal demand forecasting and competitive supply (SOUP). We address the problem in two steps. First, we build a granular model that provides spatial-temporal predictions of requests. Specifically, we propose a Spatial-Temporal Graph Convolutional Sequential Learning (ST-GCSL) algorithm that predicts the service requests across locations and time slots. Second, we provide means of routing agents to request origins while avoiding competition among the agents. In particular, we develop a demand-aware route planning (DROP) algorithm that considers both the spatial-temporal predictions and the supplydemand state. We report on extensive experiments with realworld and synthetic data that offer insight into the performance of the solution and show that it is capable of outperforming the state-of-the-art proposals.

preprint2020arXiv

Attacking Optical Character Recognition (OCR) Systems with Adversarial Watermarks

Optical character recognition (OCR) is widely applied in real applications serving as a key preprocessing tool. The adoption of deep neural network (DNN) in OCR results in the vulnerability against adversarial examples which are crafted to mislead the output of the threat model. Different from vanilla colorful images, images of printed text have clear backgrounds usually. However, adversarial examples generated by most of the existing adversarial attacks are unnatural and pollute the background severely. To address this issue, we propose a watermark attack method to produce natural distortion that is in the disguise of watermarks and evade human eyes&#39; detection. Experimental results show that watermark attacks can yield a set of natural adversarial examples attached with watermarks and attain similar attack performance to the state-of-the-art methods in different attack scenarios.

preprint2020arXiv

Constraints on Newton&#39;s Constant from Cosmological Observations

Newton&#39;s constant has observational effects on both the CMB power spectra and the light curves of SNIa. We use Planck data, BAO data and the SNIa measurement to constrain the varying Newton&#39;s constant $G$ during the CMB epoch and the redshift ranges of PANTHEON samples, and find no evidence indicating that $G$ is varying with redshift. By extending the $Λ$CDM model with one free parameter $G$, we get $G =(6.65635_{-0.18560}^{+0.18766} ) \times 10^{-11} \rm m^3kg^{-1}s^{-2}$ and $H_0=67.62^{+1.24}_{-1.25} $ km s$^{-1}$ Mpc$^{-1}$ at 68$\%$ C.L. from Planck$+$BAO$+$uncalibrated PANTHEON. The results show the value of $G$ is consistent with CODATA 2018, but the $H_0$ tension can&#39;t be solved in this way.

preprint2020arXiv

CREDIT: Coarse-to-Fine Sequence Generation for Dialogue State Tracking

In dialogue systems, a dialogue state tracker aims to accurately find a compact representation of the current dialogue status, based on the entire dialogue history. While previous approaches often define dialogue states as a combination of separate triples ({\em domain-slot-value}), in this paper, we employ a structured state representation and cast dialogue state tracking as a sequence generation problem. Based on this new formulation, we propose a {\bf C}oa{\bf R}s{\bf E}-to-fine {\bf DI}alogue state {\bf T}racking ({\bf CREDIT}) approach. Taking advantage of the structured state representation, which is a marked language sequence, we can further fine-tune the pre-trained model (by supervised learning) by optimizing natural language metrics with the policy gradient method. Like all generative state tracking methods, CREDIT does not rely on pre-defined dialogue ontology enumerating all possible slot values. Experiments demonstrate our tracker achieves encouraging joint goal accuracy for the five domains in MultiWOZ 2.0 and MultiWOZ 2.1 datasets.

preprint2020arXiv

CrowdTSC: Crowd-based Neural Networks for Text Sentiment Classification

Sentiment classification is a fundamental task in content analysis. Although deep learning has demonstrated promising performance in text classification compared with shallow models, it is still not able to train a satisfying classifier for text sentiment. Human beings are more sophisticated than machine learning models in terms of understanding and capturing the emotional polarities of texts. In this paper, we leverage the power of human intelligence into text sentiment classification. We propose Crowd-based neural networks for Text Sentiment Classification (CrowdTSC for short). We design and post the questions on a crowdsourcing platform to collect the keywords in texts. Sampling and clustering are utilized to reduce the cost of crowdsourcing. Also, we present an attention-based neural network and a hybrid neural network, which incorporate the collected keywords as human being&#39;s guidance into deep neural networks. Extensive experiments on public datasets confirm that CrowdTSC outperforms state-of-the-art models, justifying the effectiveness of crowd-based keyword guidance.

preprint2020arXiv

Deep Reinforcement Learning for On-line Dialogue State Tracking

Dialogue state tracking (DST) is a crucial module in dialogue management. It is usually cast as a supervised training problem, which is not convenient for on-line optimization. In this paper, a novel companion teaching based deep reinforcement learning (DRL) framework for on-line DST optimization is proposed. To the best of our knowledge, this is the first effort to optimize the DST module within DRL framework for on-line task-oriented spoken dialogue systems. In addition, dialogue policy can be further jointly updated. Experiments show that on-line DST optimization can effectively improve the dialogue manager performance while keeping the flexibility of using predefined policy. Joint training of both DST and policy can further improve the performance.

preprint2020arXiv

Distributed Structured Actor-Critic Reinforcement Learning for Universal Dialogue Management

The task-oriented spoken dialogue system (SDS) aims to assist a human user in accomplishing a specific task (e.g., hotel booking). The dialogue management is a core part of SDS. There are two main missions in dialogue management: dialogue belief state tracking (summarising conversation history) and dialogue decision-making (deciding how to reply to the user). In this work, we only focus on devising a policy that chooses which dialogue action to respond to the user. The sequential system decision-making process can be abstracted into a partially observable Markov decision process (POMDP). Under this framework, reinforcement learning approaches can be used for automated policy optimization. In the past few years, there are many deep reinforcement learning (DRL) algorithms, which use neural networks (NN) as function approximators, investigated for dialogue policy.

preprint2020arXiv

Dual Learning for Dialogue State Tracking

In task-oriented multi-turn dialogue systems, dialogue state refers to a compact representation of the user goal in the context of dialogue history. Dialogue state tracking (DST) is to estimate the dialogue state at each turn. Due to the dependency on complicated dialogue history contexts, DST data annotation is more expensive than single-sentence language understanding, which makes the task more challenging. In this work, we formulate DST as a sequence generation problem and propose a novel dual-learning framework to make full use of unlabeled data. In the dual-learning framework, there are two agents: the primal tracker agent (utterance-to-state generator) and the dual utterance generator agent (state-to-utterance genera-tor). Compared with traditional supervised learning framework, dual learning can iteratively update both agents through the reconstruction error and reward signal respectively without labeled data. Reward sparsity problem is hard to solve in previous DST methods. In this work, the reformulation of DST as a sequence generation model effectively alleviates this problem. We call this primal tracker agent dual-DST. Experimental results on MultiWOZ2.1 dataset show that the proposed dual-DST works very well, especially when labelled data is limited. It achieves comparable performance to the system where labeled data is fully used.

preprint2020arXiv

Efficient Exact Algorithms for Maximum Balanced Biclique Search in Bipartite Graphs

Given a bipartite graph, the maximum balanced biclique (\textsf{MBB}) problem, discovering a mutually connected while equal-sized disjoint sets with the maximum cardinality, plays a significant role for mining the bipartite graph and has numerous applications. Despite the NP-hardness of the \textsf{MBB} problem, in this paper, we show that an exact \textsf{MBB} can be discovered extremely fast in bipartite graphs for real applications. We propose two exact algorithms dedicated for dense and sparse bipartite graphs respectively. For dense bipartite graphs, an $\mathcal{O}^{*}( 1.3803^{n})$ algorithm is proposed. This algorithm in fact can find an \textsf{MBB} in near polynomial time for dense bipartite graphs that are common for applications such as VLSI design. This is because, using our proposed novel techniques, the search can fast converge to sufficiently dense bipartite graphs which we prove to be polynomially solvable. For large sparse bipartite graphs typical for applications such as biological data analysis, an $\mathcal{O}^{*}( 1.3803^{\ddotδ})$ algorithm is proposed, where $\ddotδ$ is only a few hundreds for large sparse bipartite graphs with millions of vertices. The indispensible optimizations that lead to this time complexity are: we transform a large sparse bipartite graph into a limited number of dense subgraphs with size up to $\ddotδ$ and then apply our proposed algorithm for dense bipartite graphs on each of the subgraphs. To further speed up this algorithm, tighter upper bounds, faster heuristics and effective reductions are proposed, allowing an \textsf{MBB} to be discovered within a few seconds for bipartite graphs with millions of vertices. Extensive experiments are conducted on synthetic and real large bipartite graphs to demonstrate the efficiency and effectiveness of our proposed algorithms and techniques.

preprint2020arXiv

Index-based Solutions for Efficient Density Peak Clustering

Density Peak Clustering (DPC), a popular density-based clustering approach, has received considerable attention from the research community primarily due to its simplicity and fewer-parameter requirement. However, the resultant clusters obtained using DPC are influenced by the sensitive parameter $d_c$, which depends on data distribution and requirements of different users. Besides, the original DPC algorithm requires visiting a large number of objects, making it slow. To this end, this paper investigates index-based solutions for DPC. Specifically, we propose two list-based index methods viz. (i) a simple List Index, and (ii) an advanced Cumulative Histogram Index. Efficient query algorithms are proposed for these indices which significantly avoids irrelevant comparisons at the cost of space. For memory-constrained systems, we further introduce an approximate solution to the above indices which allows substantial reduction in the space cost, provided that slight inaccuracies are admissible. Furthermore, owing to considerably lower memory requirements of existing tree-based index structures, we also present effective pruning techniques and efficient query algorithms to support DPC using the popular Quadtree Index and R-tree Index. Finally, we practically evaluate all the above indices and present the findings and results, obtained from a set of extensive experiments on six synthetic and real datasets. The experimental insights obtained can help to guide in selecting a befitting index.

preprint2020arXiv

Jointly Encoding Word Confusion Network and Dialogue Context with BERT for Spoken Language Understanding

Spoken Language Understanding (SLU) converts hypotheses from automatic speech recognizer (ASR) into structured semantic representations. ASR recognition errors can severely degenerate the performance of the subsequent SLU module. To address this issue, word confusion networks (WCNs) have been used to encode the input for SLU, which contain richer information than 1-best or n-best hypotheses list. To further eliminate ambiguity, the last system act of dialogue context is also utilized as additional input. In this paper, a novel BERT based SLU model (WCN-BERT SLU) is proposed to encode WCNs and the dialogue context jointly. It can integrate both structural information and ASR posterior probabilities of WCNs in the BERT architecture. Experiments on DSTC2, a benchmark of SLU, show that the proposed method is effective and can outperform previous state-of-the-art models significantly.

preprint2020arXiv

Robust Spoken Language Understanding with RL-based Value Error Recovery

Spoken Language Understanding (SLU) aims to extract structured semantic representations (e.g., slot-value pairs) from speech recognized texts, which suffers from errors of Automatic Speech Recognition (ASR). To alleviate the problem caused by ASR-errors, previous works may apply input adaptations to the speech recognized texts, or correct ASR errors in predicted values by searching the most similar candidates in pronunciation. However, these two methods are applied separately and independently. In this work, we propose a new robust SLU framework to guide the SLU input adaptation with a rule-based value error recovery module. The framework consists of a slot tagging model and a rule-based value error recovery module. We pursue on an adapted slot tagging model which can extract potential slot-value pairs mentioned in ASR hypotheses and is suitable for the existing value error recovery module. After the value error recovery, we can achieve a supervision signal (reward) by comparing refined slot-value pairs with annotations. Since operations of the value error recovery are non-differentiable, we exploit policy gradient based Reinforcement Learning (RL) to optimize the SLU model. Extensive experiments on the public CATSLU dataset show the effectiveness of our proposed approach, which can improve the robustness of SLU and outperform the baselines by significant margins.

preprint2020arXiv

Semi-Supervised Text Simplification with Back-Translation and Asymmetric Denoising Autoencoders

Text simplification (TS) rephrases long sentences into simplified variants while preserving inherent semantics. Traditional sequence-to-sequence models heavily rely on the quantity and quality of parallel sentences, which limits their applicability in different languages and domains. This work investigates how to leverage large amounts of unpaired corpora in TS task. We adopt the back-translation architecture in unsupervised machine translation (NMT), including denoising autoencoders for language modeling and automatic generation of parallel data by iterative back-translation. However, it is non-trivial to generate appropriate complex-simple pair if we directly treat the set of simple and complex corpora as two different languages, since the two types of sentences are quite similar and it is hard for the model to capture the characteristics in different types of sentences. To tackle this problem, we propose asymmetric denoising methods for sentences with separate complexity. When modeling simple and complex sentences with autoencoders, we introduce different types of noise into the training process. Such a method can significantly improve the simplification performance. Our model can be trained in both unsupervised and semi-supervised manner. Automatic and human evaluations show that our unsupervised model outperforms the previous systems, and with limited supervision, our model can perform competitively with multiple state-of-the-art simplification systems.

preprint2020arXiv

Structured Hierarchical Dialogue Policy with Graph Neural Networks

Dialogue policy training for composite tasks, such as restaurant reservation in multiple places, is a practically important and challenging problem. Recently, hierarchical deep reinforcement learning (HDRL) methods have achieved good performance in composite tasks. However, in vanilla HDRL, both top-level and low-level policies are all represented by multi-layer perceptrons (MLPs) which take the concatenation of all observations from the environment as the input for predicting actions. Thus, traditional HDRL approach often suffers from low sampling efficiency and poor transferability. In this paper, we address these problems by utilizing the flexibility of graph neural networks (GNNs). A novel ComNet is proposed to model the structure of a hierarchical agent. The performance of ComNet is tested on composited tasks of the PyDial benchmark. Experiments show that ComNet outperforms vanilla HDRL systems with performance close to the upper bound. It not only achieves sample efficiency but also is more robust to noise while maintaining the transferability to other composite tasks.

preprint2020arXiv

Vector Projection Network for Few-shot Slot Tagging in Natural Language Understanding

Few-shot slot tagging becomes appealing for rapid domain transfer and adaptation, motivated by the tremendous development of conversational dialogue systems. In this paper, we propose a vector projection network for few-shot slot tagging, which exploits projections of contextual word embeddings on each target label vector as word-label similarities. Essentially, this approach is equivalent to a normalized linear model with an adaptive bias. The contrastive experiment demonstrates that our proposed vector projection based similarity metric can significantly surpass other variants. Specifically, in the five-shot setting on benchmarks SNIPS and NER, our method outperforms the strongest few-shot learning baseline by $6.30$ and $13.79$ points on F$_1$ score, respectively. Our code will be released at https://github.com/sz128/few_shot_slot_tagging_and_NER.

preprint2019arXiv

Gate-Tunable Optical Nonlinearities and Extinction in Graphene/LaAlO$_3$/SrTiO$_3$ Nanostructures

Pristine, undoped graphene has a constant absorption of 2.3 % across the visible to near-infrared (VIS-NIR) region of the electromagnetic spectrum. Under certain conditions, such as nanostructuring and intense gating, graphene can interact more robustly with VIS-NIR light and exhibit a large nonlinear optical response. Here, we explore the optical properties of graphene/LaAlO$_3$/SrTiO$_3$ nanostructures, where nanojunctions formed at the LaAlO$_3$/SrTiO$_3$ interface enable large (~10$^8$ V/m) electric fields to be applied to graphene over a scale of ~10 nm. Upon illumination with ultrafast VIS-NIR light, graphene/LaAlO$_3$/SrTiO$_3$ nanostructures produce broadband THz emission as well as a sum-frequency generated (SFG) response. Strong spectrally sharp, gate-tunable extinction features (>99.99%) are observed in both the VIS-NIR and SFG regions alongside significant intensification of the nonlinear response. The observed gate-tunable strong graphene-light interaction and nonlinear optical response are of fundamental interest and open the way for future exploitation in graphene-based optical devices.