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Published work

107 published item(s)

preprint2026arXiv

CGFformer: Cluster-Guidance Frequency Transformer for Pansharpening

Pansharpening aims to generate high-resolution multispectral (HRMS) images by fusing low-resolution multispectral (LRMS) images with high-resolution panchromatic (PAN) images. However, the current mainstream frequency-based pansharpening methods employ fixed frequency filters, which cannot precisely adapt to complex and spatially diversified frequency distributions in PAN and MS images. Furthermore, existing denoising strategies insufficiently exploit frequency components for denoising and struggle to suppress various noise types accurately. To address these challenges, we propose CGFformer, a cluster-guidance frequency Transformer that focuses on varying frequency distribution and interactions between frequency and spatial components. Specifically, we design an adaptive separation module that integrates local features and non-local information through K-means clustering, enabling more precise separation of high- and low-frequency components. Subsequently, we introduce a dual-stream refinement module combined with Transformer-based cross-attention to remove various noise, allowing the network to jointly suppress frequency-relevant and irrelevant disturbances. In addition, we develop a frequency-spatial fusion module designed to enhance detail and facilitate spatial-frequency interaction, ensuring more effective reconstruction of spatial structures in the fused results. Extensive experiments on multiple benchmark datasets demonstrate that the proposed CGFformer achieves notable improvements over existing pansharpening approaches.

preprint2026arXiv

RAFNet: Region-Aware Fusion Network for Pansharpening

Pansharpening aims to generate high-resolution multispectral (HRMS) images by fusing low-resolution multispectral (LRMS) and high-resolution panchromatic (PAN) images. Although deep learning has advanced this field, mainstream frequency-based methods relying on standard scaled dot-product attention suffer from quadratic computational complexity and fail to exploit the inherent regional sparsity of remote sensing imagery. Furthermore, existing spatial enhancement strategies typically employ static convolution kernels, which struggle to adapt to the complex frequency and regional variations of PAN and MS images. To address these bottlenecks, we propose a Region-Aware Fusion (RAFNet) Network that synergistically models spatial and frequency information. Specifically, we design a Spatial Adaptive Refinement (SAR) module that leverages the discrete wavelet transform (DWT) for directional frequency separation and K-means clustering for regional partitioning, which enables the dynamic construction of region-specific adaptive convolution kernels, achieving spatially and frequency-adaptive feature enhancement. Moreover, we introduce a Clustered Frequency Aggregation (CFA) module based on a sparse attention mechanism guided by the semantic clusters, which executes a region-aware sparse attention strategy that drastically reduces computational redundancy while ensuring high-quality frequency feature extraction. In addition we integrated these modules into a progressive, multi-level spatial-frequency network architecture to facilitate robust interaction and accurate image reconstruction. Extensive experiments on multiple benchmark datasets demonstrate that the proposed RAFNet significantly outperforms state-of-the-art pansharpening methods in both reduced- and full-resolution assessments. The code is available at https://github.com/PatrickNod/RAFNet.

preprint2024arXiv

Filtering one-way Einstein-Podolsky-Rosen steering

Einstein-Podolsky-Rosen (EPR) steering, a fundamental concept of quantum nonlocality, describes one observer's capability to remotely affect another distant observer's state by local measurements. Unlike quantum entanglement and Bell nonlocality, both associated with the symmetric quantum correlation, EPR steering depicts the unique asymmetric property of quantum nonlocality. With the local filter operation in which some system components are discarded, quantum nonlocality can be distilled to enhance the nonlocal correlation, and even the hidden nonlocality can be activated. However, asymmetric quantum nonlocality in the filter operation still lacks a well-rounded investigation, especially considering the discarded parts where quantum nonlocal correlations may still exist with probabilities. Here, in both theory and experiment, we investigate the effect of reusing the discarded particles from local filter. We observe all configurations of EPR steering simultaneously and other intriguing evolution of asymmetric quantum nonlocality, such as reversing the direction of one-way EPR steering. This work provides a perspective to answer "What is the essential role of utilizing quantum steering as a resource?", and demonstrates a practical toolbox for manipulating asymmetric quantum systems with significant potential applications in quantum information tasks.

preprint2022arXiv

Band theory and boundary modes of high-dimensional representations of infinite hyperbolic lattices

Periodic lattices in hyperbolic space are characterized by symmetries beyond Euclidean crystallographic groups, offering a new platform for classical and quantum waves, demonstrating great potentials for a new class of topological metamaterials. One important feature of hyperbolic lattices is that their translation group is nonabelian, permitting high-dimensional irreducible representations (irreps), in contrast to abelian translation groups in Euclidean lattices. Here we introduce a general framework to construct wave eigenstates of high-dimensional irreps of infinite hyperbolic lattices, thereby generalizing Bloch's theorem, and discuss its implications on unusual mode-counting and degeneracy, as well as bulk-edge correspondence in hyperbolic lattices. We apply this method to a mechanical hyperbolic lattice, and characterize its band structure and zero modes of high-dimensional irreps.

preprint2022arXiv

Demonstrating shareability of multipartite Einstein-Podolsky-Rosen steering

Einstein-Podolsky-Rosen (EPR) steering, a category of quantum nonlocal correlations describing the ability of one observer to influence another party's state via local measurements, is different from both entanglement and Bell nonlocality by possessing an asymmetric property. For multipartite EPR steering, the monogamous situation, where two observers cannot simultaneously steer the state of the third party, has been investigated rigorously both in theory and experiment. In contrast to the monogamous situation, the shareability of EPR steering in reduced subsystems allows the state of one party to be steered by two or more observers and thus reveals more configurations of multipartite EPR steering. However, the experimental implementation of such a kind of shareability has still been absent until now. Here, in an optical experiment, we provide a proof-of-principle demonstration of the shareability of EPR steering without the constraint of monogamy in a three-qubit system. Moreover, based on the reduced bipartite EPR steering detection results, we verify the genuine three-qubit entanglement results. This work provides a complementary viewpoint for understanding multipartite EPR steering and has potential applications in many quantum information protocols, such as multipartite entanglement detection, quantum cryptography, and the construction of quantum networks.

preprint2022arXiv

Direct measurement of particle statistical phase

The symmetrization postulate in quantum mechanics is formally reflected in the appearance of an exchange phase ruling the symmetry of identical particle global states under particle swapping. Many indirect measurements of this fundamental phase have been reported so far, while a direct observation has been only recently achieved for photons. Here we propose a general scheme capable to directly measure the exchange phase of any type of particles (bosons, fermions, anyons), exploiting the operational framework of spatially localized operations and classical communication. We experimentally implement it in an all-optical platform providing proof-of-principle for different simulated exchange phases. As a byproduct, we supply a direct measurement of the real bosonic exchange phase of photons. Also, we analyze the performance of the proposed scheme when mixtures of particles of different nature are injected. Our results confirm the symmetrization tenet and provide a tool to explore it in various scenarios.

preprint2022arXiv

Dynamical properties of collective excitations in twisted bilayer Graphene

Employing the recently developed momentum-space quantum Monte Carlo scheme, we study the dynamic response of single-particle and collective excitations in realistic continuum models of twisted bilayer graphene. At charge neutrality, this unbiased numerical method reveals strong competition between different symmetry breaking channels with a leading instability towards the intervalley coherent state. Single-particle spectra indicate that repulsive interactions push the fermion spectral weight away from the Fermi energy and open up an insulating gap. The spectra of collective excitations suggest an approximate valley $SU(2)$ symmetry. At low-energy, long-lived valley waves are observed, which resemble spin waves of Heisenberg ferromagnetism. At high-energy, these sharp modes quickly become over-damped, when their energy reaches the fermion particle-hole continuum.

preprint2022arXiv

Machine Learning based Optimal Feedback Control for Microgrid Stabilization

Microgrids have more operational flexibilities as well as uncertainties than conventional power grids, especially when renewable energy resources are utilized. An energy storage based feedback controller can compensate undesired dynamics of a microgrid to improve its stability. However, the optimal feedback control of a microgrid subject to a large disturbance needs to solve a Hamilton-Jacobi-Bellman problem. This paper proposes a machine learning-based optimal feedback control scheme. Its training dataset is generated from a linear-quadratic regulator and a brute-force method respectively addressing small and large disturbances. Then, a three-layer neural network is constructed from the data for the purpose of optimal feedback control. A case study is carried out for a microgrid model based on a modified Kundur two-area system to test the real-time performance of the proposed control scheme.

preprint2022arXiv

Monte Carlo study of the pseudogap and superconductivity emerging from quantum magnetic fluctuations

The origin of the pseudogap behavior, found in many high-$T_c$ superconductors, remains one of the greatest puzzles in condensed matter physics. One possible mechanism is fermionic incoherence, which near a quantum critical point allows pair formation but suppresses superconductivity. Employing quantum Monte Carlo simulations of a model of itinerant fermions coupled to ferromagnetic spin fluctuations, represented by a quantum rotor, we report numerical evidence of pseudogap behavior, emerging from pairing fluctuations in a quantum-critical non-Fermi liquid. Specifically, we observe enhanced pairing fluctuations and a partial gap opening in the fermionic spectrum. However, the system remains non-superconducting until reaching a much lower temperature. In the pseudogap regime the system displays a "gap-filling" rather than "gap-closing" behavior, consistent with experimental observations. Our results provide the first unambiguous lattice model realization of a pseudogap state in a strongly correlated system, driven by superconducting fluctuations.

preprint2022arXiv

Nematic Quantum Criticality in Dirac Systems

We investigate nematic quantum phase transitions in two different Dirac fermion models. The models feature twofold and fourfold, respectively, lattice rotational symmetries that are spontaneously broken in the ordered phase. Using negative-sign-free quantum Monte Carlo simulations and an $ε$-expansion renormalization group analysis, we show that both models exhibit continuous phase transitions. In contrast to generic Gross-Neveu dynamical mass generation, the quantum critical regime is characterized by large velocity anisotropies, with fixed-point values being approached very slowly. Hence both experimental and numerical investigations will not be representative of the infrared fixed point, but of a crossover regime characterized by drifting exponents.

preprint2022arXiv

Preparing data for pathological artificial intelligence with clinical-grade performance

[Purpose] The pathology is decisive for disease diagnosis, but relies heavily on the experienced pathologists. Recently, pathological artificial intelligence (PAI) is thought to improve diagnostic accuracy and efficiency. However, the high performance of PAI based on deep learning in the laboratory generally cannot be reproduced in the clinic. [Methods] Because the data preparation is important for PAI, the paper has reviewed PAI-related studies in the PubMed database published from January 2017 to February 2022, and 118 studies were included. The in-depth analysis of methods for preparing data is performed, including obtaining slides of pathological tissue, cleaning, screening, and then digitizing. Expert review, image annotation, dataset division for model training and validation are also discussed. We further discuss the reasons why the high performance of PAI is not reproducible in the clinical practices and show some effective ways to improve clinical performances of PAI. [Results] The robustness of PAI depend on randomized collection of representative disease slides, including rigorous quality control and screening, correction of digital discrepancies, reasonable annotation, and the amount of data. The digital pathology is fundamental of clinical-grade PAI, and the techniques of data standardization and weakly supervised learning methods based on whole slide image (WSI) are effective ways to overcome obstacles of performance reproduction. [Conclusion] The representative data, the amount of labeling and consistency from multi-centers is the key to performance reproduction. The digital pathology for clinical diagnosis, data standardization and technique of WSI-based weakly supervised learning hopefully build clinical-grade PAI. Keywords: pathological artificial intelligence; data preparation; clinical-grade; deep learning

preprint2022arXiv

Remote entanglement distribution in a quantum network via multinode indistinguishability of photons

Quantum networking relies on entanglement distribution between distant nodes, typically realized by swapping procedures. However, entanglement swapping is a demanding task in practice, mainly because of limited effectiveness of entangled photon sources and Bell-state measurements necessary to realize the process. Here we experimentally activate a remote distribution of two-photon polarization entanglement superseding the need for initial entangled pairs and traditional Bell-state measurements. This alternative procedure is accomplished thanks to the controlled spatial indistinguishability of four independent photons in three separated nodes of the network, which enables us to perform localized product-state measurements in the central node acting as a trigger. This experiment proves that the inherent indistinguishability of identical particles supplies new standards for feasible quantum communication in multinode photonic quantum networks.

preprint2022arXiv

The dynamical exponent of a quantum critical itinerant ferromagnet: a Monte Carlo study

We consider the effect of the coupling between 2D quantum rotors near an XY ferromagnetic quantum critical point and spins of itinerant fermions. We analyze how this coupling affects the dynamics of rotors and the self-energy of fermions.A common belief is that near a $q=0$ ferromagnetic transition, fermions induce an $Ω/q$ Landau damping of rotors (i.e., the dynamical critical exponent is $z=3$) and Landau overdamped rotors give rise to non-Fermi liquid fermionic self-energy $Σ\propto ω^{2/3}$. This behavior has been confirmed in previous quantum Monte Carlo (QMC) studies.Here we show that for the XY case the behavior is different.We report the results of large scale quantum Monte Carlo simulations,which show that at small frequencies $z=2$ and $Σ\propto ω^{1/2}$. We argue that the new behavior is associated with the fact that a fermionic spin is by itself not a conserved quantity due to spin-spin coupling to rotors, and a combination of self-energy and vertex corrections replaces $1/q$ in the Landau damping by a constant. We discuss the implication of these results to experiments.

preprint2022arXiv

Thermodynamic characteristic for correlated flat-band system with quantum anomalous Hall ground state

While the ground state phase diagram of the correlated flat-band systems have been intensively investigated, the dynamic and thermodynamic properties of such lattice models are less explored, but it is the latter which is most relevant to the experimental probes (transport, quantum capacitance and spectroscopy) of the quantum moiré materials such as twisted bilayer graphene and transition metal dichalcogenides. Here we show, by means of momentum-space quantum Monte Carlo and exact diagonalization, there exists a unique thermodynamic characteristic for the correlated flat-band models with interaction-driven quantum anomalous Hall (QAH) ground state, namely, the transition from the QAH insulator to the metallic state takes place at a much lower temperature compared with the zero-temperature single-particle gap generated by the long-range Coulomb interaction. Such low transition temperature comes from the proliferation of excitonic particle-hole excitations, which "quantum teleport" the electrons across the gap between different topological bands to restore the broken time-reversal symmetry and give rise to a pronounced enhancement in the charge compressibility. Future experiments, to verify such generic thermodynamic characteristics, are proposed.

preprint2022arXiv

Two-dimensional partitioned square ice confined in graphene/graphite nanocapillaries

As one of the most fascinating confined water/ice phenomena, two-dimensional square ice has been extensively studied and experimentally confirmed in recent years. Apart from the unidirectional homogeneous square icing patterns considered in previous studies, the multidirectional partitioned square icing patterns are discovered in this study and characterized by molecular dynamics (MD) simulations. Square icing parameters are proposed to quantitatively distinguish the partitioned patterns from the homogeneous patterns and the liquid water. The number of graphene monolayers n is varied in this study, and the results show that it is more energetically favorable to form partitioned square icing patterns when the water molecules are confined between graphite sheets (n >= 2) compared to graphene (n = 1). This phenomenon is insensitive to n as long as n >= 2, because of the short-range nature of the interaction between water molecules and the carbon substrate. Moreover, it is energetically unfavorable to form partitioned square icing patterns for a single layer of water molecules even for n >= 2, verifying that the interaction between layers of water molecules is another dominant factor in the formation of partitioned structures. The conversion from partitioned structure to homogenous square patterns is investigated by changing the pressure and the temperature. Based on the comprehensive MD simulations, this study unveils the formation mechanism of the partitioned square icing patterns.

preprint2021arXiv

A Blockchain-based Trust System for Decentralised Applications: When trustless needs trust

Blockchain technology has been envisaged to commence an era of decentralised applications and services (DApps) without the need for a trusted intermediary. Such DApps open a marketplace in which services are delivered to end-users by contributors which are then incentivised by cryptocurrencies in an automated, peer-to-peer, and trustless fashion. However, blockchain, consolidated by smart contracts, only ensures on-chain data security, autonomy and integrity of the business logic execution defined in smart contracts. It cannot guarantee the quality of service of DApps, which entirely depends on the services' performance. Thus, there is a critical need for a trust system to reduce the risk of dealing with fraudulent counterparts in a blockchain network. These reasons motivate us to develop a fully decentralised trust framework deployed on top of a blockchain platform, operating along with DApps in the marketplace to demoralise deceptive entities while encouraging trustworthy ones. The trust system works as an underlying decentralised service providing a feedback mechanism for end-users and maintaining trust relationships among them in the ecosystem accordingly. We believe this research fortifies the DApps ecosystem by introducing an universal trust middleware for DApps as well as shedding light on the implementation of a decentralised trust system.

preprint2021arXiv

Deep Gradient Projection Networks for Pan-sharpening

Pan-sharpening is an important technique for remote sensing imaging systems to obtain high resolution multispectral images. Recently, deep learning has become the most popular tool for pan-sharpening. This paper develops a model-based deep pan-sharpening approach. Specifically, two optimization problems regularized by the deep prior are formulated, and they are separately responsible for the generative models for panchromatic images and low resolution multispectral images. Then, the two problems are solved by a gradient projection algorithm, and the iterative steps are generalized into two network blocks. By alternatively stacking the two blocks, a novel network, called gradient projection based pan-sharpening neural network, is constructed. The experimental results on different kinds of satellite datasets demonstrate that the new network outperforms state-of-the-art methods both visually and quantitatively. The codes are available at https://github.com/xsxjtu/GPPNN.

preprint2021arXiv

Droplet splashing during the impact on liquid pools of shear-thinning fluids with yield stress

The impact of droplets on liquid pools is ubiquitous in nature and many industrial applications. Most previous studies of droplet impact focus on Newtonian fluids, while less attention has been paid to the impact dynamics of non-Newtonian droplets, even though non-Newtonian fluids are widely used in many applications. In this study, the splashing dynamics of shear-thinning droplets with yield stress are studied by combined experiments and simulations. The formation and the propagation of the ejecta sheet produced during the splashing process are considered, and the velocity, the radius, and the time of the ejecta sheet emergence are analyzed. The results show that the non-Newtonian fluid properties significantly affect the splashing process. The ejecta sheet of the splashing becomes easier to form as the flow index reduces, the large yield stress can affect the thickness of the ejecta sheet, and the spreading radius collapses into a geometrical radius due to that the inertia force is the dominant factor in the ejecta sheet propagation.

preprint2021arXiv

Experimental quantum phase discrimination enhanced by controllable indistinguishability-based coherence

Quantum coherence, a basic feature of quantum mechanics residing in superpositions of quantum states, is a resource for quantum information processing. Coherence emerges in a fundamentally different way for nonidentical and identical particles, in that for the latter a unique contribution exists linked to indistinguishability which cannot occur for nonidentical particles. We experimentally demonstrate by an optical setup this additional contribution to quantum coherence, showing that its amount directly depends on the degree of indistinguishability and exploiting it to run a quantum phase discrimination protocol. Furthermore, the designed setup allows for simulating Fermionic particles with photons, thus assessing the role of particle statistics (Bosons or Fermions) in coherence generation and utilization. Our experiment proves that independent indistinguishable particles can supply a controllable resource of coherence for quantum metrology.

preprint2021arXiv

Extreme Suppression of Antiferromagnetic Order and Critical Scaling in a Two-Dimensional Random Quantum Magnet

Sr$_2$CuTeO$_6$ is a square-lattice Néel antiferromagnet with superexchange between first-neighbor $S=1/2$ Cu spins mediated by plaquette centered Te ions. Substituting Te by W, the affected impurity plaquettes have predominantly second-neighbor interactions, thus causing local magnetic frustration. Here we report a study of Sr$_2$CuTe$_{1-x}$W$_x$O$_6$ using neutron diffraction and $μ$SR techniques, showing that the Néel order vanishes already at $x = 0.025 \pm 0.005$. We explain this extreme order suppression using a two-dimensional Heisenberg spin model, demonstrating that a W-type impurity induces a deformation of the order parameter that decays with distance as $1/r^2$ at temperature $T=0$. The associated logarithmic singularity leads to loss of order for any $x>0$. Order for small $x>0$ and $T>0$ is induced by weak interplane couplings. In the nonmagnetic phase of Sr$_2$CuTe$_{1-x}$W$_x$O$_6$, the $μ$SR relaxation rate exhibits quantum critical scaling with a large dynamic exponent, $z \approx 3$, consistent with a random-singlet state.

preprint2021arXiv

Frustrated Self-Assembly of Non-Euclidean Crystals of Nanoparticles

Self-organized complex structures in nature, e.g. viral capsids, hierarchical biopolymers, and bacterial flagella, offer efficiency, adaptability, robustness, and multi-functionality. Can we program the self-assembly of three-dimensional (3D) complex structures with simple building blocks, and reach similar or higher level of sophistication in engineered materials? Here we present an analytic theory of tetrahedral nanoparticles (NPs) self-assembling in 3D space, where unavoidable geometrical frustration combined with competing attractive and repulsive inter-particle interactions lead to controllable, high-yield, and enantiopure self-assembly of helicoidal ribbons. This theory, based on crystal structures in non-Euclidean space, predicts morphologies that exhibit qualitative agreement with experimental observations. We expect that this theory will offer a general framework for the self-assembly of simple polyhedral building blocks into complex morphologies with new material capabilities such as tunable optical activity, essential for multiple emerging technologies.

preprint2020arXiv

A Dynamized Power Flow Method based on Differential Transformation

This paper proposes a novel method for solving and tracing power flow solutions with changes of a loading parameter. Different from the conventional continuation power flow method, which repeatedly solves static AC power flow equations, the proposed method extends the power flow model into a fictitious dynamic system by adding a differential equation on the loading parameter. As a result, the original solution curve tracing problem is converted to solving the time domain trajectories of the reformulated dynamic system. A non-iterative algorithm based on differential transformation is proposed to analytically solve the aforementioned dynamized model in form of power series of time. This paper proves that the nonlinear power flow equations in the time domain are converted to formally linear equations in the domain of the power series order after the differential transformation, thus avoiding numerical iterations. Case studies on several test systems including a 2383-bus system show the merits of the proposed method.

preprint2020arXiv

A Network Decoupling Method for Voltage Stability Analysis Based on Holomorphic Embedding

This paper proposes a network decoupling method based on Holomorphic Embedding (HE) for voltage stability analysis. Using the proposed HE method with a physical load scaling factor s, it develops a set of decoupled two-bus circuit channels between a target bus and the swing bus. Accordingly, a complex-valued virtual index, named σ(s), is introduced in each channel to assess the voltage stability of prospective operating conditions with ensured accuracy. Then the stability margin at each bus can be analyzed by visualizing its respective σ(s) index on the σ plane with a unified boundary of voltage collapse. Moreover, benefitted by the embedding with physical loading, the trajectory of σ(s) for each bus with the variation of operating conditions can be analytically given about the scaling factor s. The effectiveness of proposed network decoupling method is verified on the IEEE 14-bus power system.

preprint2020arXiv

A Novel Approach for the Process Planning and Scheduling Problem Using the Concept of Maximum Weighted Independent Set

Process Planning and Scheduling (PPS) is an essential and practical topic but a very intractable problem in manufacturing systems. Many research use iterative methods to solve such problems; however, they cannot achieve satisfactory results in both quality and computational speed. Other studies formulate scheduling problems as a graph coloring problem (GCP) or its extensions, but these formulations are limited to certain types of scheduling problems. In this paper, we propose a novel approach to formulate a general type of the PPS problem with resource allocation and process planning integrated towards a typical objective, minimizing the makespan. The PPS problem is formulated into an undirected weighted conflicting graph, where nodes represent operations and their resources; edges represent constraints, and weight factors are guidelines for the node selection at each time slot. Then, the Maximum Weighted Independent Set (MWIS) problem can be solved to find the best set of operations with their desired resources for each discrete time slot. This proposed approach solves the PPS problem directly with minimum iterations. We establish that the proposed approach always returns a feasible optimum or near-optimum solution to the PPS problem. The different weight configurations of the proposed approach for solving the PPS problem are tested on a real-world PPS example and further designated test instances to evaluate the scalability, accuracy, and robustness.

preprint2020arXiv

Adaptive Switching Control of Wind Turbine Generators for Necessary Frequency Response

This letter proposes a new control strategy for wind turbine generators to decide the necessity of switches between the normal operation and frequency support modes. The idea is to accurately predict an unsafe frequency response using a differential transformation method right after power imbalance is detected so as to adaptively activate a frequency support mode only when necessary. This control strategy can effectively avoid unnecessary switches with a conventional use of deadband but still ensure adequate frequency response.

preprint2020arXiv

An Algorithm Framework for the Exact Solution and Improved Approximation of the Maximum Weighted Independent Set Problem

The Maximum Weighted Independent Set (MWIS) problem, which considers a graph with weights assigned to nodes and seeks to discover the "heaviest" independent set, that is, a set of nodes with maximum total weight so that no two nodes in the set are connected by an edge. The MWIS problem arises in many application domains, including the resource-constrained scheduling, error-correcting coding, complex system analysis and optimization, and communication networks. Since solving the MWIS problem is the core function for finding the optimum solution of our novel graph-based formulation of the resource-constrained Process Planning and Scheduling (PPS) problem, it is essential to have "good-performance" algorithms to solve the MWIS problem. In this paper, we propose a Novel Hybrid Heuristic Algorithm (NHHA) framework in a divide-and-conquer structure that yields optimum feasible solutions to the MWIS problem. The NHHA framework is optimized to minimize the recurrence. Using the NHHA framework, we also solve the All Maximal Independent Sets Listing (AMISL) problem, which can be seen as the subproblem of the MWIS problem. Moreover, building composed MWIS algorithms that utilizing fast approximation algorithms with the NHHA framework is an effective way to improve the accuracy of approximation MWIS algorithms (e.g., GWMIN and GWMIN2 (Sakai et al., 2003)). Eight algorithms for the MWIS problem, the exact MWIS algorithm, the AMISL algorithm, two approximation algorithms from the literature, and four composed algorithms, are applied and tested for solving the graph-based formulation of the resource-constrained PPS problem to evaluate the scalability, accuracy, and robustness.

preprint2020arXiv

Concurrent probing of electron-lattice dephasing induced by photoexcitation in 1T-TaSeTe using ultrafast electron diffraction

It has been technically challenging to concurrently probe the electrons and the lattices in materials during non-equilibrium processes, allowing their correlations to be determined. Here, in a single set of ultrafast electron diffraction patterns taken on the charge-density-wave (CDW) material 1T-TaSeTe, we discover a temporal shift in the diffraction intensity measurements as a function of scattering angle. With the help of dynamic models and theoretical calculations, we show that the ultrafast electrons probe both the valence-electron and lattice dynamic processes, resulting in the temporal shift measurements. Our results demonstrate unambiguously that the CDW is not merely a result of the periodic lattice deformation ever-present in 1T-TaSeTe but has significant electronic origin. This method demonstrates a novel approach for studying many quantum effects that arise from electron-lattice dephasing in molecules and crystals for next-generation devices.

preprint2020arXiv

Designer Monte Carlo Simulation for Gross-Neveu Transition

In this manuscript, we study quantum criticality of Dirac fermions via large-scale numerical simulations, focusing on the Gross-Neveu-Yukawa(GNY) chiral-Ising quantum critical point with critical bosonic modes coupled with Dirac fermions. We show that finite-size effects at this quantum critical point can be efficiently minimized via model design, which maximizes the ultraviolet cutoff and at the same time places the bare control parameters closer to the nontrivial fixed point to better expose the critical region. Combined with the efficient self-learning quantum Monte Carlo algorithm, which enables non-local update of the bosonic field, we find that moderately-large system size (up to $16\times 16$) is already sufficient to produce robust scaling behavior and critical exponents.The conductance of the Dirac fermions is also calculated and its frequency dependence is found to be consistent with the scaling behavior predicted by the conformal field theory. The methods and model-design principles developed for this study can be generalized to other fermionic QCPs, and thus provide a promising direction for controlled studies of strongly-correlated itinerant systems.

preprint2020arXiv

Dialogue-Based Relation Extraction

We present the first human-annotated dialogue-based relation extraction (RE) dataset DialogRE, aiming to support the prediction of relation(s) between two arguments that appear in a dialogue. We further offer DialogRE as a platform for studying cross-sentence RE as most facts span multiple sentences. We argue that speaker-related information plays a critical role in the proposed task, based on an analysis of similarities and differences between dialogue-based and traditional RE tasks. Considering the timeliness of communication in a dialogue, we design a new metric to evaluate the performance of RE methods in a conversational setting and investigate the performance of several representative RE methods on DialogRE. Experimental results demonstrate that a speaker-aware extension on the best-performing model leads to gains in both the standard and conversational evaluation settings. DialogRE is available at https://dataset.org/dialogre/.

preprint2020arXiv

Differential Transformation of Nonlinear Power Flow Equations

Differential transformation (DT) method has shown to be promising for power system simulation in our recent works. This letter applies the DT method to nonlinear power flow equations and proves that the nonlinear power flow equations are converted to formally linear equations after DT. This letter further extends the constant power load assumption in the classical power flow formulation to the more general and practical ZIP load assumption and proves that the linear equation after DT still holds for ZIP load model with slight modifications on the coefficient matrices. These results demonstrate great potential of the DT method in solving power system nonlinear problems.

preprint2020arXiv

Extended Prony Analysis on Power System Oscillation Under a Near-Resonance Condition

Power system oscillations under a large disturbance often exhibit distorted waveforms as captured by increasingly deployed phasor measurement units. One cause is the occurrence of a near-resonance condition among several dominant modes that are influenced by nonlinear transient dynamics of generators. This paper proposes an Extended Prony Analysis method for measurement-based modal analysis. Based on the normal form theory, it compares analyses on transient and post-transient waveforms to distinguish a resonance mode caused by a near-resonance condition from natural modes so that the method can give more accurate modal properties than a traditional Prony Analysis method, especially for large disturbances. The new method is first demonstrated in detail on Kundur's two-area system and then tested on the IEEE 39-bus system to show its performance under a near-resonance condition.

preprint2020arXiv

Generalized Equal Area Criterion for Stability Analysis of Nonlinear Oscillators

In power system analysis, the Equal Area Criterion is of great importance on revealing the condition for a grid-connected synchronous generator to maintain its transient rotor angle stability with the grid under a large disturbance. At present, the increasing renewable distributed energy resources (DERs) are introducing a variety of new nonlinear characteristics that are different from those of conventional generation although these DERs can still be operated and modeled as grid-connected oscillators with synthetic inertias. To study stability and synchronism of a grid-connected DER operated as a more general nonlinear oscillator, this paper proposes a Generalized Equal Area Criterion for estimation of transient stability margin subject to a large disturbance.

preprint2020arXiv

Identification of non-Fermi liquid fermionic self-energy from quantum Monte Carlo data

Quantum Monte Carlo (QMC) simulations of correlated electron systems provide unbiased information about system behavior at a quantum critical point (QCP) and can verify or disprove the existing theories of non-Fermi liquid (NFL) behavior at a QCP. However, simulations are carried out at a finite temperature, where quantum-critical features are masked by finite temperature effects. Here we present a theoretical framework within which it is possible to separate thermal and quantum effects and extract the information about NFL physics at $T=0$. We demonstrate our method for a specific example of 2D fermions near a Ising-ferromagnetic QCP. We show that one can extract from QMC data the zero-temperature form of fermionic self-energy $Σ(ω)$ even though the leading contribution to the self-energy comes from thermal effects. We find that the frequency dependence of $Σ(ω)$ agrees well with the analytic form obtained within the Eliashberg theory of dynamical quantum criticality, and obeys $ω^{2/3}$ scaling at low frequencies. Our results open up an avenue for QMC studies of quantum-critical metals.

preprint2020arXiv

Linear Optical Approach to Supersymmetric Dynamics

The concept of supersymmetry developed in particle physics has been applied to various fields of modern physics. In quantum mechanics, the supersymmetric systems refer to the systems involving two supersymmetric partner Hamiltonians, whose energy levels are degeneracy except one of the systems has an extra ground state possibly, and the eigenstates of the partner systems can be mapped onto each other. Recently, an interferometric scheme has been proposed to show this relationship in ultracold atoms [Phys. Rev.A 96, 043624 (2017)]. Here this approach is generalized to linear optics for observing the supersymmetric dynamics with photons. The time evolution operator is simulated approximately via Suzuki-Trotter expansion with considering the realization of the kinetic and potential terms separately. The former is realized through the diffraction nature of light and the later is implemented using phase plate. Additionally, we propose an interferometric approach which can be implemented perfectly using amplitude alternator to realize the non-unitary operator. The numerical results show that our scheme is universal and can be realized with current technologies.

preprint2020arXiv

Magnetic field-induced quantum phase transitions in a van der Waals magnet

Exploring new parameter regimes to realize and control novel phases of matter has been a main theme in modern condensed matter physics research. The recent discovery of 2D magnetism in nearly freestanding monolayer atomic crystals has already led to observations of a number of novel magnetic phenomena absent in bulk counterparts. Such intricate interplays between magnetism and crystalline structures provide ample opportunities for exploring quantum phase transitions in this new 2D parameter regime. Here, using magnetic field and temperature dependent circularly polarized Raman spectroscopy of phonons and magnons, we map out the phase diagram of CrI3 that has been known to be a layered AFM in its 2D films and a FM in its 3D bulk. We, however, reveal a novel mixed state of layered AFM and FM in 3D CrI3 bulk crystals where the layered AFM survives in the surface layers and the FM appears in deeper bulk layers. We then show that the surface layered AFM transits into the FM at a critical magnetic field of 2 T, similar to what was found in the few layer case. Interestingly, concurrent with this magnetic phase transition, we discover a first-order structural phase transition that alters the crystallographic point group from C3i to C2h and thus, from a symmetry perspective, this monoclinic structural phase belongs to the 3D nematic order universality class. Our result not only unveils the complex single magnon behavior in 3D CrI3, but also settles down the puzzle of how CrI3 transits from a bulk FM to a thin layered AFM semiconductor, despite recent efforts in understanding the origin of layered AFM in CrI3 thin layer, and reveals the intimate relationship between the layered AFM-to-FM and the crystalline rhombohedral-to-monoclinic phase transitions. These findings further open up opportunities for future 2D magnet-based magneto-mechanical devices.

preprint2020arXiv

MonoPair: Monocular 3D Object Detection Using Pairwise Spatial Relationships

Monocular 3D object detection is an essential component in autonomous driving while challenging to solve, especially for those occluded samples which are only partially visible. Most detectors consider each 3D object as an independent training target, inevitably resulting in a lack of useful information for occluded samples. To this end, we propose a novel method to improve the monocular 3D object detection by considering the relationship of paired samples. This allows us to encode spatial constraints for partially-occluded objects from their adjacent neighbors. Specifically, the proposed detector computes uncertainty-aware predictions for object locations and 3D distances for the adjacent object pairs, which are subsequently jointly optimized by nonlinear least squares. Finally, the one-stage uncertainty-aware prediction structure and the post-optimization module are dedicatedly integrated for ensuring the run-time efficiency. Experiments demonstrate that our method yields the best performance on KITTI 3D detection benchmark, by outperforming state-of-the-art competitors by wide margins, especially for the hard samples.

preprint2020arXiv

Observation of the polaronic character of excitons in a two-dimensional semiconducting magnet $\mathrm{CrI_3}$

Exciton dynamics can be strongly affected by lattice vibrations through electron-phonon coupling. This is rarely explored in two-dimensional magnetic semiconductors. Focusing on bilayer CrI3, we first show the presence of strong electron-phonon coupling through temperature-dependent photoluminescence and absorption spectroscopy. We then report the observation of periodic broad modes up to the 8th order in Raman spectra, attributed to the polaronic character of excitons. We establish that this polaronic character is dominated by the coupling between the charge-transfer exciton at 1.96 eV and a longitudinal optical phonon at 120.6 cm-1. We further show that the emergence of long-range magnetic order enhances the electron-phonon coupling strength by about 50$\%$ and that the transition from layered antiferromagnetic to ferromagnetic order tunes the spectral intensity of the periodic broad modes, suggesting a strong coupling among the lattice, charge and spin in two-dimensional CrI3. Our study opens opportunities for tailoring light-matter interactions in two-dimensional magnetic semiconductors.

preprint2020arXiv

Pfaffian formalism for higher-order topological insulators

We generalize the Pfaffian formalism, which has been playing an important role in the study of time-reversal invariant topological insulators (TIs), to 3D chiral higher-order topological insulators (HOTIs) protected by the product of four-fold rotational symmetry $C_4$ and the time-reversal symmetry $T$. This Pfaffian description reveals a deep and fundamental link between TIs and HOTIs, and allows important conclusions about TIs to be generalized to HOTIs. As examples, we demonstrate in the Letter how to generalize Fu-Kane's parity criterion for TIs to HOTIs, and also present a general method to efficiently compute the $Z_2$ index of 3D chiral HOTIs without a global gauge.

preprint2020arXiv

Real-Time Monitoring of Area Angles with Synchrophasor Measurements

This paper develops a comprehensive framework of Area Angle Monitoring (AAM) to monitor the stress of bulk power transfer across an area of a power transmission system in real-time. Area angle is calculated from synchrophasor measurements to provide alert to system operators if the area angle exceeds pre-defined thresholds. This paper proposes general methods to identify these warning and emergency thresholds, and tests a mitigation strategy to relieve the area stress when the area angle exceeds the threshold. In order to handle the limited coverage of synchrophasor measurements, this paper proposes methods to estimate phase angles for boundary buses without synchrophasor measurements, which extends the application of AAM. AAM is verified for a power transmission area in the Western Electricity Coordinating Council system with both simulated data and synchrophasor measurements recorded from real events. A utility deployment to test the framework for monitoring area angle with live-stream and recorded synchrophasor data is described.

preprint2020arXiv

Recurrent Interaction Network for Jointly Extracting Entities and Classifying Relations

The idea of using multi-task learning approaches to address the joint extraction of entity and relation is motivated by the relatedness between the entity recognition task and the relation classification task. Existing methods using multi-task learning techniques to address the problem learn interactions among the two tasks through a shared network, where the shared information is passed into the task-specific networks for prediction. However, such an approach hinders the model from learning explicit interactions between the two tasks to improve the performance on the individual tasks. As a solution, we design a multi-task learning model which we refer to as recurrent interaction network which allows the learning of interactions dynamically, to effectively model task-specific features for classification. Empirical studies on two real-world datasets confirm the superiority of the proposed model.

preprint2020arXiv

Symmetry-resolved two-magnon excitations in a strong spin-orbit-coupled bilayer antiferromagnet

We used a combination of polarized Raman spectroscopy and spin wave calculations to study magnetic excitations in the strong spin-orbit-coupled (SOC) bilayer perovskite antiferromagnet $Sr_3Ir_2O_7$. We observed two broad Raman features at ~ 800 $cm^{-1}$ and ~ 1400 $cm^{-1}$ arising from magnetic excitations. Unconventionally, the ~ 800 $cm^{-1}$ feature is fully symmetric ($A_{1g}$) with respect to the underlying tetragonal ($D_{4h}$) crystal lattice which, together with its broad line shape, definitively rules out the possibility of a single magnon excitation as its origin. In contrast, the ~ 1400 $cm^{-1}$ feature shows up in both the $A_{1g}$ and $B_{2g}$ channels. From spin wave and two-magnon scattering cross-section calculations of a tetragonal bilayer antiferromagnet, we identified the ~ 800 $cm^{-1}$ (~ 1400 $cm^{-1}$) feature as two-magnon excitations with pairs of magnons from the zone-center $Γ$ point (zone-boundary van Hove singularity X point). We further found that this zone-center two-magnon scattering is unique to bilayer perovskite magnets which host an optical branch in addition to the acoustic branch, as compared to their single layer counterparts. This zone-center two-magnon mode is distinct in symmetry from the time-reversal symmetry broken spin wave gap and phase mode proposed to explain the ~ 92 meV (742 $cm^{-1}$) gap in RIXS magnetic excitation spectra of $Sr_3Ir_2O_7$.

preprint2020arXiv

Topological insulators and higher-order topological insulators from gauge-invariant 1D lines

In this manuscript, we study the interplay between symmetry and topology with a focus on the $Z_2$ topological index of 2D/3D topological insulators and high-order topological insulators. We show that in the presence of either a two-fold-rotational symmetry or a mirror symmetry, a gauge-invariant quantity can be defined for arbitrary 1D lines in the Brillouin zone. Such 1D quantities provide a new pathway to compute the $Z_2$ index of topological insulators. In contrast to the generic setup, where the $Z_2$ index generally involves 2D planes in the Brillouin zone with a globally-defined smooth gauge, this 1D approach only involves some 1D lines in the Brillouin zone without requiring a global gauge. Such a simplified approach can be used in any time-reversal invariant insulators with a two-fold crystalline symmetry, which can be found in 30 of the 32 point groups. In addition, this 1D quantity can be further generalized to higher-order topological insulators to compute the magnetoelectric polarization $P_3$.

preprint2020arXiv

Topologically induced prescrambling and dynamical detection of topological phase transitions at infinite temperature

We report a numerical observation where the infinite-temperature out-of-time-order correlators (OTOCs) directly probe quantum phase transitions at zero temperature, in contrast to common intuition where low energy quantum effects are washed away by strong thermal fluctuations at high temperature. By comparing numerical simulations with exact analytic results, we determine that this phenomenon has a topological origin and is highly generic, as long as the underlying system can be mapped to a 1D Majorana chain. Using the Majorana basis, we show that the infinite-temperature OTOCs probe zero-temperature quantum phases via detecting the presence of Majorana zero modes at the ends of the chain that is associated with 1D $Z_2$ topological order. Hence, we show that strong zero modes also affect OTOCs and scrambling dynamics. Our results demonstrate an intriguing interplay between information scrambling and topological order, which leads to a new phenomenon in the scrambling of generic nonintegrable models: topological order induced prescrambling, paralleling the notion of prethermalization of two-time correlators, that defines a time-scale for the restricted scrambling of topologically-protected quantum information.

preprint2020arXiv

Towards Reducing Severe Defocus Spread Effects for Multi-Focus Image Fusion via an Optimization Based Strategy

Multi-focus image fusion (MFF) is a popular technique to generate an all-in-focus image, where all objects in the scene are sharp. However, existing methods pay little attention to defocus spread effects of the real-world multi-focus images. Consequently, most of the methods perform badly in the areas near focus map boundaries. According to the idea that each local region in the fused image should be similar to the sharpest one among source images, this paper presents an optimization-based approach to reduce defocus spread effects. Firstly, a new MFF assessmentmetric is presented by combining the principle of structure similarity and detected focus maps. Then, MFF problem is cast into maximizing this metric. The optimization is solved by gradient ascent. Experiments conducted on the real-world dataset verify superiority of the proposed model. The codes are available at https://github.com/xsxjtu/MFF-SSIM.

preprint2019arXiv

Integrated Multi-omics Analysis Using Variational Autoencoders: Application to Pan-cancer Classification

Different aspects of a clinical sample can be revealed by multiple types of omics data. Integrated analysis of multi-omics data provides a comprehensive view of patients, which has the potential to facilitate more accurate clinical decision making. However, omics data are normally high dimensional with large number of molecular features and relatively small number of available samples with clinical labels. The "dimensionality curse" makes it challenging to train a machine learning model using high dimensional omics data like DNA methylation and gene expression profiles. Here we propose an end-to-end deep learning model called OmiVAE to extract low dimensional features and classify samples from multi-omics data. OmiVAE combines the basic structure of variational autoencoders with a classification network to achieve task-oriented feature extraction and multi-class classification. The training procedure of OmiVAE is comprised of an unsupervised phase without the classifier and a supervised phase with the classifier. During the unsupervised phase, a hierarchical cluster structure of samples can be automatically formed without the need for labels. And in the supervised phase, OmiVAE achieved an average classification accuracy of 97.49% after 10-fold cross-validation among 33 tumour types and normal samples, which shows better performance than other existing methods. The OmiVAE model learned from multi-omics data outperformed that using only one type of omics data, which indicates that the complementary information from different omics datatypes provides useful insights for biomedical tasks like cancer classification.

preprint2019arXiv

Sem-LSD: A Learning-based Semantic Line Segment Detector

In this paper, we introduces a new type of line-shaped image representation, named semantic line segment (Sem-LS) and focus on solving its detection problem. Sem-LS contains high-level semantics and is a compact scene representation where only visually salient line segments with stable semantics are preserved. Combined with high-level semantics, Sem-LS is more robust under cluttered environment compared with existing line-shaped representations. The compactness of Sem-LS facilitates its use in large-scale applications, such as city-scale SLAM (simultaneously localization and mapping) and LCD (loop closure detection). Sem-LS detection is a challenging task due to its significantly different appearance from existing learning-based image representations such as wireframes and objects. For further investigation, we first label Sem-LS on two well-known datasets, KITTI and KAIST URBAN, as new benchmarks. Then, we propose a learning-based Sem-LS detector (Sem-LSD) and devise new module as well as metrics to address unique challenges in Sem-LS detection. Experimental results have shown both the efficacy and efficiency of Sem-LSD. Finally, the effectiveness of the proposed Sem-LS is supported by two experiments on detector repeatability and a city-scale LCD problem. Labeled datasets and code will be released shortly.

preprint2019arXiv

Switchable phonon diodes using nonlinear topological Maxwell lattices

Recent progress in topological mechanics have revealed a family of Maxwell lattices that exhibit topologically protected floppy edge modes. These modes lead to a strongly asymmetric elastic wave response. In this paper, we show how topological Maxwell lattices can be used to realize non-reciprocal transmission of elastic waves. Our design leverages the asymmetry associated with the availability of topological floppy edge modes and the geometric nonlinearity built in the mechanical systems response to achieve the desired non-reciprocal behavior, which can be further turned into strongly one-way phonon transport via the addition of on-site pinning potentials. Moreover, we show that the non-reciprocal wave transmission can be switched on and off via topological phase transitions, paving the way to the design of cellular metamaterials that can serve as tunable topologically protected phonon diodes.

preprint2019arXiv

Universal Continuum Theory for Topological Edge Soft Modes

Topological edge zero modes and states of self stress have been intensively studied in discrete lattices at the Maxwell point, offering robust properties concerning surface and interface stiffness and stress focusing. In this paper we present a continuum topological elasticity theory and generalize the Maxwell-Calladine index theorem to continuous elastic media. This theory not only serves as a macroscopic description for topological Maxwell lattices, but also generalizes this physics to continuous media. We define a \emph{gauge-invariant} bulk topological index, independent of microscopic details such as choice of the unit cell and lattice connectivity. This index directly predicts the number of zero modes on edges, and it naturally extends to media that deviate from the Maxwell point, depicting how topological zero modes turn into topological soft modes.

preprint2018arXiv

Measuring a Dynamical Topological Order Parameter in Quantum Walks

Quantum processes of inherent dynamical nature, such as quantum walks (QWs), defy a description in terms of an equilibrium statistical physics ensemble. Up to now, it has remained a key challenge to identify general principles behind the underlying unitary quantum dynamics. Here, we show and experimentally observe that split-step QWs admit a characterization in terms of a dynamical topological order parameter (DTOP). This integer-quantized DTOP measures, at a given time, the winding of the geometric phase accumulated by the wave-function during the QW. We observe distinct dynamical regimes in our experimentally realized QWs each of which can be attributed to a qualitatively different temporal behavior of the DTOP. Upon identifying an equivalent many-body problem, we reveal an intriguing connection between the nonanalytic changes of the DTOP in QWs and the occurrence of dynamical quantum phase transitions.

preprint2016arXiv

Adaptive Optimal PMU Placement Based on Empirical Observability Gramian

In this paper, we compare four measures of the empirical observability gramian, including the determinant, the trace, the minimum eigenvalue, and the condition number, which can be used to quantify the observability of system states and to obtain the optimal PMU placement for power system dynamic state estimation. An adaptive optimal PMU placement method is proposed by automatically choosing proper measures as the objective function. It is shown that when the number of PMUs is small and thus the observability is very weak, the minimum eigenvalue and the condition number are better measures of the observability and are preferred to be chosen as the objective function. The effectiveness of the proposed method is validated by performing dynamic state estimation on an Northeast Power Coordinating Council (NPCC) 48-machine 140-bus system with the square-root unscented Kalman filter.

preprint2016arXiv

Adiabatic continuity, wavefunction overlap and topological phase transitions

In this article, we study the relation between wavefunction overlap and adiabatic continuity in gapped quantum systems. We show that for two band insulators, a scalar function can be defined in the momentum space, which characterizes the wavefunction overlap between Bloch states in the two insulators. If this overlap is nonzero for all momentum points in the Brillouin zone, these two insulators are adiabatically connected, i.e. we can deform one insulator into the other smoothly without closing the band gap. In addition, we further prove that this adiabatic path preserves all the symmetries of the insulators. The existence of such an adiabatic path implies that two insulators with nonzero wavefunction overlap belong to the same topological phase. This relation, between adiabatic continuity and wavefunction overlap, can be further generalized to correlated systems. The generalized relation cannot be applied to study generic many-body systems in the thermodynamic limit, because of the orthogonality catastrophe. However, for certain interacting systems (e.g. quantum Hall systems), the quantum wavefunction overlap can be utilized to distinguish different quantum states. Experimental implications are also discussed.

preprint2016arXiv

Bulk Fermi surface of charge-neutral excitations in SmB6 or not: a heat-transport study

Recently there have been increasingly hot debates on whether a bulk Fermi surface of charge-neutral excitations exists in the topological Kondo insulator SmB6. To unambiguously resolve this issue, we performed the low-temperature thermal conductivity measurements of a high-quality SmB6 single crystal down to 0.1 K and up to 14.5 T. Our experiments show that the residual linear term of thermal conductivity at zero field is zero, within the experimental accuracy. Furthermore, the thermal conductivity is insensitive to magnetic field up to 14.5 T. These results exclude the existence of fermionic charge-neutral excitations in bulk SmB6, such as scalar Majorana fermions or spinons, thus put a strong constraint on the explanation of the quantum oscillations observed in SmB6.

preprint2016arXiv

Consistency of Photoemission and Quantum Oscillations for Surface States of SmB6

The mixed valent compound SmB6 is of high current interest as the first candidate example of topologically protected surface states in a strongly correlated insulator and also as a possible host for an exotic bulk many-body state that would manifest properties of both an insulator and a metal. Two different de Haas van Alphen (dHvA) experiments have each supported one of these possibilities, while angle resolved photoemission spectroscopy (ARPES) for the (001) surface has supported the first, but without quantitative agreement to the dHvA results. We present new ARPES data for the (110) surface and a new analysis of all published dHvA data and thereby bring ARPES and dHvA into substantial consistency around the basic narrative of two dimensional surface states.

preprint2016arXiv

Dynamic State Estimation for Multi-Machine Power System by Unscented Kalman Filter with Enhanced Numerical Stability

In this paper, in order to enhance the numerical stability of the unscented Kalman filter (UKF) used for power system dynamic state estimation, a new UKF with guaranteed positive semidifinite estimation error covariance (UKF-GPS) is proposed and compared with five existing approaches, including UKF-schol, UKF-$κ$, UKF-modified, UKF-$ΔQ$, and the square-root unscented Kalman filter (SR-UKF). These methods and the extended Kalman filter (EKF) are tested by performing dynamic state estimation on WSCC 3-machine 9-bus system and NPCC 48-machine 140-bus system. For WSCC system, all methods obtain good estimates. However, for NPCC system, both EKF and the classic UKF fail. It is found that UKF-schol, UKF-$κ$, and UKF-$ΔQ$ do not work well in some estimations while UKF-GPS works well in most cases. UKF-modified and SR-UKF can always work well, indicating their better scalability mainly due to the enhanced numerical stability.

preprint2016arXiv

Effects of Translation-Rotation Coupling on the Displacement Probability Distribution Functions of Boomerang Colloidal Particles

Prior studies have shown that low symmetry particles such as micro-boomerangs exhibit behaviour of Brownian motion rather different from that of high symmetry particles because convenient tracking points (TPs) are usually inconsistent with the center of hydrodynamic stress (CoH) where the translational and rotational motions are decoupled. In this paper we study the effects of the translation-rotation coupling on the displacement probability distribution functions (PDFs) of the boomerang colloid particles with symmetric arms. By tracking the motions of different points on the particle symmetry axis, we show that as the distance between the TP and the CoH is increased, the effects of translation-rotation coupling becomes pronounced, making the short-time 2D PDF for fixed initial orientation to change from elliptical to crescent shape and the angle averaged PDFs from ellipsoidal-particle-like PDF to a shape with a Gaussian top and long displacement tails. We also observed that at long times the PDFs revert to Gaussian. This crescent shape of 2D PDF provides a clear physical picture of the non-zero mean displacements observed in boomerangs particles.

preprint2016arXiv

Emulated Inertia and Damping of Converter-Interfaced Power Source

Converter-interfaced power sources (CIPSs), like wind turbine and energy storage, can be switched to the inertia emulation mode when the detected frequency deviation exceeds a pre-designed threshold, i.e. dead band, to support the frequency response of a power grid. This letter proposes an approach to derive the emulated inertia and damping from a CIPS based on the linearized model of the CIPS and the power grid, where the grid is represented by an equivalent single machine. The emulated inertia and damping can be explicitly expressed in time and turn out to be time-dependent.

preprint2016arXiv

Estimating the Propagation of Interdependent Cascading Outages with Multi-Type Branching Processes

In this paper, the multi-type branching process is applied to describe the statistics and interdependencies of line outages, the load shed, and isolated buses. The offspring mean matrix of the multi-type branching process is estimated by the Expectation Maximization (EM) algorithm and can quantify the extent of outage propagation. The joint distribution of two types of outages is estimated by the multi-type branching process via the Lagrange-Good inversion. The proposed model is tested with data generated by the AC OPA cascading simulations on the IEEE 118-bus system. The largest eigenvalues of the offspring mean matrix indicate that the system is closer to criticality when considering the interdependence of different types of outages. Compared with empirically estimating the joint distribution of the total outages, good estimate is obtained by using the multitype branching process with a much smaller number of cascades, thus greatly improving the efficiency. It is shown that the multitype branching process can effectively predict the distribution of the load shed and isolated buses and their conditional largest possible total outages even when there are no data of them.

preprint2016arXiv

Experimental quantification of asymmetric Einstein-Podolsky-Rosen steering

Einstein-Podolsky-Rosen (EPR) steering describes the ability of one observer to nonlocally "steer" the other observer's state through local measurements. It exhibits a unique asymmetric property, i.e., the steerability of one observer to steer the other's state could be different from each other, which can even lead to a one-way EPR steering, i.e., only one observer obtains the steerability in the two-observer case. This property is inherently different from the symmetric concepts of entanglement and Bell nonlocality and has been attracted increasing interests. Here, we experimentally demonstrate the asymmetric EPR steering for a class of two-qubit states in the case of two measurement settings. We propose a practical method to quantify the steerability. We then provide a necessary and sufficient condition for EPR steering and clearly show the case of one-way EPR steering. Our work provides a new insight on the fundamental asymmetry of quantum nonlocality and would find potential application in asymmetric quantum information processing.

preprint2016arXiv

Nonlinear Modal Decoupling of Multi-Oscillator Systems with Applications to Power Systems

Many natural and manmade dynamical systems that are modeled as large nonlinear multi-oscillator systems like power systems are hard to analyze. For such a system, we propose a nonlinear modal decoupling (NMD) approach inversely constructing as many decoupled nonlinear oscillators as the system oscillation modes so that individual decoupled oscillators can easily be analyzed to infer dynamics and stability of the original system. The NMD follows a similar idea to the normal form except that we eliminate inter-modal terms but allow intra-modal terms of desired nonlinearities in decoupled systems, so decoupled systems can flexibly be shaped into desired forms of nonlinear oscillators. The NMD is then applied to power systems towards two types of nonlinear oscillators, i.e. the single-machine-infinite-bus (SMIB) systems and a proposed non-SMIB oscillator. Numerical studies on a 3-machine 9-bus system and New England 10-machine 39-bus system show that (i) decoupled oscillators keep a majority of the original system modal nonlinearities and the NMD provides a bigger validity region than the normal form, and (ii) decoupled non-SMIB oscillators may keep more authentic dynamics of the original system than decoupled SMIB systems.

preprint2016arXiv

Optimal Placement of Dynamic Var Sources by Using Empirical Controllability Covariance

In this paper, the empirical controllability covariance (ECC), which is calculated around the considered operating condition of a power system, is applied to quantify the degree of controllability of system voltages under specific dynamic var source locations. An optimal dynamic var source placement method addressing fault-induced delayed voltage recovery (FIDVR) issues is further formulated as an optimization problem that maximizes the determinant of ECC. The optimization problem is effectively solved by the NOMAD solver, which implements the Mesh Adaptive Direct Search algorithm. The proposed method is tested on an NPCC 140-bus system and the results show that the proposed method with fault specified ECC can solve the FIDVR issue caused by the most severe contingency with fewer dynamic var sources than the Voltage Sensitivity Index (VSI) based method. The proposed method with fault unspecified ECC does not depend on the settings of the contingency and can address more FIDVR issues than VSI method when placing the same number of SVCs under different fault durations. It is also shown that the proposed method can help mitigate voltage collapse.

preprint2016arXiv

Probe knots and Hopf insulators with ultracold atoms

Knots and links are fascinating and intricate topological objects. Their influence spans from DNA and molecular chemistry to vortices in superfluid helium, defects in liquid crystals and cosmic strings in the early universe. Here, we find that knotted structures also exist in a peculiar class of three-dimensional topological insulators---the Hopf insulators. In particular, we demonstrate that the momentum-space spin textures of Hopf insulators are twisted in a nontrivial way, which implies the presence of various knot and link structures. We further illustrate that the knots and nontrivial spin textures can be probed via standard time-of-flight images in cold atoms as preimage contours of spin orientations in stereographic coordinates. The extracted Hopf invariants, knots, and links are validated to be robust to typical experimental imperfections. Our work establishes the existence of knotted structures in Hopf insulators, which may have potential applications in spintronics and quantum information processing.

preprint2016arXiv

Risk Assessment of Multi-timescale Cascading Outages based on Markovian Tree Search

In the risk assessment of cascading outages, the rationality of simulation and efficiency of computation are both of great significance. To overcome the drawback of sampling-based methods that huge computation resources are required and the shortcoming of initial contingency selection practices that the dependencies in sequences of outages are omitted, this paper proposes a novel risk assessment approach by searching on Markovian Tree. The Markovian tree model is reformulated from the quasi-dynamic multi-timescale simulation model proposed recently to ensure reasonable modeling and simulation of cascading outages. Then a tree search scheme is established to avoid duplicated simulations on same cascade paths, significantly saving computation time. To accelerate the convergence of risk assessment, a risk estimation index is proposed to guide the search for states with major contributions to the risk, and the risk assessment is realized based on the risk estimation index with a forward tree search and backward update algorithm. The effectiveness of the proposed method is illustrated on a 4-node power system, and its convergence profile as well as efficiency is demonstrated on the RTS-96 test system.

preprint2016arXiv

Simulating the exchange of Majorana zero modes with a photonic system

The realization of Majorana zero modes is in the centre of intense theoretical and experimental investigations. Unfortunately, their exchange that can reveal their exotic statistics needs manipulations that are still beyond our experimental capabilities. Here we take an alternative approach. Through the Jordan-Wigner transformation, the Kitaev's chain supporting two Majorana zero modes is mapped to the spin-1/2 chain. We experimentally simulated the spin system and its evolution with a photonic quantum simulator. This allows us to probe the geometric phase, which corresponds to the exchange of two Majorana zero modes positioned at the ends of a three-site chain. Finally, we demonstrate the immunity of quantum information encoded in the Majorana zero modes against local errors through the simulator. Our photonic simulator opens the way for the efficient realization and manipulation of Majorana zero modes in complex architectures.

preprint2016arXiv

Universal features of Lifshitz Green's functions from holography

We examine the behavior of the retarded Green's function in theories with Lifshitz scaling symmetry, both through dual gravitational models and a direct field theory approach. In contrast with the case of a relativistic CFT, where the Green's function is fixed (up to normalization) by symmetry, the generic Lifshitz Green's function can a priori depend on an arbitrary function $\mathcal G(\hatω)$, where $\hatω=ω/|\vec k|^z$ is the scale-invariant ratio of frequency to wavenumber, with dynamical exponent $z$. Nevertheless, we demonstrate that the imaginary part of the retarded Green's function (i.e. the spectral function) of scalar operators is exponentially suppressed in a window of frequencies near zero. This behavior is universal in all Lifshitz theories without additional constraining symmetries. On the gravity side, this result is robust against higher derivative corrections, while on the field theory side we present two $z=2$ examples where the exponential suppression arises from summing the perturbative expansion to infinite order.

preprint2015arXiv

A discretized Chern-Simons gauge theory on arbitrary graphs

In this paper, we show how to discretize the abelian Chern-Simons gauge theory on generic planar lattices/graphs (with or without translational symmetries) embedded in arbitrary 2D closed orientable manifolds. We find that, as long as a one-to-one correspondence between vertices and faces can be defined on the graph such that each face is paired up with a neighboring vertex (and vice versa), a discretized Chern-Simons theory can be constructed consistently. We further verify that all the essential properties of the Chern-Simons gauge theory are preserved in the discretized setup. In addition, we find that the existence of such a one-to-one correspondence is not only a sufficient condition for discretizing a Chern-Simons gauge theory but, for the discretized theory to be nonsingular and to preserve some key properties of the topological field theory, this correspondence is also a necessary one. A specific example will then be provided, in which we discretize the Chern-Simons gauge theory on a tetrahedron.

preprint2015arXiv

An Analytical Formulation of Power System Oscillation Frequency

This letter proposes an analytical approach to formulate the power system oscillation frequency under a large disturbance. A fact is revealed that the oscillation frequency is only the function of the oscillation amplitude when the system's model and operating condition are fixed. Case studies also show that this function is damping-insensitive and could be applied to an inter-area model of a multi-machine power system.

preprint2015arXiv

Chiral spin liquids on the kagome Lattice

We study the nearest neighbor $XXZ$ Heisenberg quantum antiferromagnet on the kagome lattice. Here we consider the effects of several perturbations: a) a chirality term, b) a Dzyaloshinski-Moriya term, and c) a ring-exchange type term on the bowties of the kagome lattice, and inquire if they can suppport chiral spin liquids as ground states. The method used to study these Hamiltonians is a flux attachment transformation that maps the spins on the lattice to fermions coupled to a Chern-Simons gauge field on the kagome lattice. This transformation requires us to consistently define a Chern-Simons term on the kagome lattice. We find that the chirality term leads to a chiral spin liquid even in the absence of an uniform magnetic field, with an effective spin Hall conductance of $\sxy = \frac{1}{2}$ in the regime of $XY$ anisotropy. The Dzyaloshinkii-Moriya term also leads a similar chiral spin liquid but only when this term is not too strong. An external magnetic field also has the possibility of giving rise to additional plateaus which also behave like chiral spin liquids in the $XY$ regime. Finally, we consider the effects of a ring-exchange term and find that, provided its coupling constant is large enough, it may trigger a phase transition into a chiral spin liquid by the spontaneous breaking of time-reversal invariance.

preprint2015arXiv

Experimental demonstration of the Einstein-Podolsky-Rosen steering game based on the All-Versus-Nothing proof

Einstein-Podolsky-Rosen (EPR) steering, a generalization of the original concept of "steering" proposed by Schrödinger, describes the ability of one system to nonlocally affect another system's states through local measurements. Some experimental efforts to test EPR steering in terms of inequalities have been made, which usually require many measurement settings. Analogy to the "All-Versus-Nothing" (AVN) proof of Bell's theorem without inequalities, testing steerability without inequalities would be more strong and require less resource. Moreover, the practical meaning of steering implies that it should also be possible to store the state information on the side to be steered, a result that has not yet been experimentally demonstrated. Using a recent AVN criterion for two qubit entangled states, we experimentally implement a practical steering game using quantum memory. Further more, we develop a theoretical method to deal with the noise and finite measurement statistics within the AVN framework and apply it to analyze the experimental data. Our results clearly show the facilitation of the AVN criterion for testing steerability and provide a particularly strong perspective for understanding EPR steering.

preprint2015arXiv

Fractional Topological Phases in Generalized Hofstadter Bands with Arbitrary Chern Numbers

We construct generalized Hofstadter models that possess "color-entangled" flat bands and study interacting many-body states in such bands. For a system with periodic boundary conditions and appropriate interactions, there exist gapped states at certain filling factors for which the ground-state degeneracy depends on the number of unit cells along one particular direction. This puzzling observation can be understood intuitively by mapping our model to a single-layer or a multilayer system for a given lattice configuration. We discuss the relation between these results and the previously proposed "topological nematic states," in which lattice dislocations have non-Abelian braiding statistics. Our study also provides a systematic way of stabilizing various fractional topological states in $C>1$ flat bands and provides some hints on how to realize such states in experiments.

preprint2015arXiv

Holographic RG flows with nematic IR phases

We construct zero-temperature geometries that interpolate between a Lifshitz fixed point in the UV and an IR phase that breaks spatial rotations but preserves translations. We work with a simple holographic model describing two massive gauge fields coupled to gravity and a neutral scalar. Our construction can be used to describe RG flows in non-relativistic, strongly coupled quantum systems with nematic order in the IR. In particular, when the dynamical critical exponent of the UV fixed point is z=2 and the IR scaling exponents are chosen appropriately, our model realizes holographically the scaling properties of the bosonic modes of the quadratic band crossing model.

preprint2015arXiv

Magnetotransport Measurements of the Surface States of Samarium Hexaboride using Corbino Structures

The recent conjecture of a topologically-protected surface state in SmB$_6$ and the verification of robust surface conduction below 4 K have prompted a large effort to understand the surface states. Conventional Hall transport measurements allow current to flow on all surfaces of a topological insulator, so such measurements are influenced by contributions from multiple surfaces of varying transport character. Instead, we study magnetotransport of SmB$_6$ using a Corbino geometry, which can directly measure the conductivity of a single, independent surface. Both (011) and (001) crystal surfaces show a strong negative magnetoresistance at all magnetic field angles measured. The (011) surface has a carrier mobility of $122\text{ cm}^2/\text{V}\cdot\text{sec}$ with a carrier density of $2.5\times10^{13} \text{ cm}^{-2}$, which are significantly smaller than indicated by Hall transport studies. This mobility value can explain a failure so far to observe Shubnikov-de Haas oscillations. Analysis of the angle-dependence of conductivity on the (011) surface suggests a combination of a field-dependent enhancement of the carrier density and a suppression of Kondo scattering from native oxide layer magnetic moments as the likely origin of the negative magnetoresistance. Our results also reveal a hysteretic behavior whose magnitude depends on the magnetic field sweep rate and temperature. Although this feature becomes smaller when the field sweep is slower, does not disappear or saturate during our slowest sweep-rate measurements, which is much slower than a typical magnetotransport trace. These observations cannot be explained by quantum interference corrections such as weak anti-localization, but are more likely due to an extrinsic magnetic effect such as the magnetocaloric effect or glassy ordering.

preprint2015arXiv

Phonons and elasticity in critically coordinated lattices

Much of our understanding of vibrational excitations and elasticity is based upon analysis of frames consisting of sites connected by bonds occupied by central-force springs, the stability of which depends on the average number of neighbors per site $z$. When $z<z_c \approx 2d$, where $d$ is the spatial dimension, frames are unstable with respect to internal deformations. This pedagogical review focuses on properties of frames with $z$ at or near $z_c$, which model systems like randomly packed spheres near jamming and network glasses. Using an index theorem, $N_0 - N_S = dN - N_B$ relating the number of sites, $N$, and number of bonds, $N_B$, to the number, $N_0$, of modes of zero energy and the number, $N_S$, of states of self stress, in which springs can be under positive or negative tension while forces on sites remain zero, it explores the properties of periodic square, kagome, and related lattices for which $z=z_c$ and the relation between states of self stress and zero modes in periodic lattices to the surface zero modes of finite free lattices (with free boundary conditions). It shows how modifications to the periodic kagome lattice can eliminate all but trivial translational zero modes and create topologically distinct classes, analogous to those of topological insulators, with protected zero modes at free boundaries and at interfaces between different topological classes.

preprint2015arXiv

Quantized electromagnetic response of three-dimensional chiral topological insulators

Protected by the chiral symmetry, three dimensional chiral topological insulators are characterized by an integer-valued topological invariant. How this invariant could emerge in physical observables is an important question. Here we show that the magneto-electric polarization can identify the integer-valued invariant if we gap the system without coating a quantum Hall layer on the surface. The quantized response is demonstrated to be robust against weak perturbations. We also study the topological properties by adiabatically coupling two nontrivial phases, and find that gapless states appear and are localized at the boundary region. Finally, an experimental scheme is proposed to realize the Hamiltonian and measure the quantized response with ultracold atoms in optical lattices.

preprint2015arXiv

Recurrent Polynomial Network for Dialogue State Tracking

Dialogue state tracking (DST) is a process to estimate the distribution of the dialogue states as a dialogue progresses. Recent studies on constrained Markov Bayesian polynomial (CMBP) framework take the first step towards bridging the gap between rule-based and statistical approaches for DST. In this paper, the gap is further bridged by a novel framework -- recurrent polynomial network (RPN). RPN's unique structure enables the framework to have all the advantages of CMBP including efficiency, portability and interpretability. Additionally, RPN achieves more properties of statistical approaches than CMBP. RPN was evaluated on the data corpora of the second and the third Dialog State Tracking Challenge (DSTC-2/3). Experiments showed that RPN can significantly outperform both traditional rule-based approaches and statistical approaches with similar feature set. Compared with the state-of-the-art statistical DST approaches with a lot richer features, RPN is also competitive.

preprint2015arXiv

The progress of neutron texture diffractometer at China Advanced Research Reactor

The first neutron texture diffractometer in China has been built at China Advanced Research Reactor due to the strong demands of texture measurement with neutrons from domestic user community. This neutron texture diffractometer has high neutron intensity, moderate resolution and is mainly applied to study the texture in the commonly used industrial materials and engineering components. In this paper, the design and characteristics of this instrument are described. The results for calibration with neutrons and quantitative texture analysis of Zr alloy plate are presented. The comparison of texture measurement among different neutron texture diffractometer of HIPPO at LANSCE, Kowari at ANSTO and neutron texture diffractometer at CARR illustrates the reliable performance of this texture diffractometer.

preprint2014arXiv

An experimental proposal to observe non-abelian statistics of Majorana-Shockley fermions in an optical lattice

We propose an experimental scheme to observe non-abelian statistics with cold atoms in a two dimensional optical lattice. We show that the Majorana-Schockley modes associated with line defects obey non-abelian statistics and can be created, braided, and fused, all through adiabatic shift of the local chemical potentials. The detection of the topological qubit is transformed to local measurement of the atom number on a single lattice site. We demonstrate the robustness of the braiding operation by incorporating noise and experiential imperfections in numerical simulations, and show that the requirement fits well with the current experimental technology.

preprint2014arXiv

Chern-Simons theory of the magnetization plateaus of the spin-1/2 quantum XXZ Heisenberg model on Kagome Lattice

Frustrated spin systems on Kagome lattices have long been considered to be a promising candidate for realizing exotic spin liquid phases. Recently, there has been a lot of renewed interest in these systems with the discovery of materials such as Volborthite and Herbertsmithite that have Kagome like structures. In the presence of an external magnetic field, these frustrated systems can give rise to magnetization plateaus of which the plateau at $m=\frac{1}{3}$ is considered to be the most prominent. Here we study the problem of the antiferromagnetic spin-1/2 quantum XXZ Heisenberg model on a Kagome lattice by using a Jordan-Wigner transformation that maps the spins onto a problem of fermions coupled to a Chern-Simons gauge field. This mapping relies on being able to define a consistent Chern-Simons term on the lattice. Using a recently developed method to rigorously extend the Chern-Simons term to the frustrated Kagome lattice we can now formalize the Jordan-Wigner transformation on the Kagome lattice. We then discuss the possible phases that can arise at the mean-field level from this mapping and focus specifically on the case of $\frac{1}{3}$-filling ($m=\frac{1}{3}$ plateau) and analyze the effects of fluctuations in our theory. We show that in the regime of $XY$ anisotropy the ground state at the $1/3$ plateau is equivalent to a bosonic fractional quantum Hall Laughlin state with filling fraction $1/2$ and that at the $5/9$ plateau it is equivalent to the first bosonic Jain daughter state at filling fraction $2/3$.

preprint2014arXiv

Influence of Helical Spin Structure on the Magnetoresistance of an Ideal Topological Insulator

In an ideal topological insulator, the helical spin structure of surface electrons suppresses backscattering and thus can enhance surface conductivity. We investigate the effect of perpendicular magnetic field on the spin structure of electrons at the Fermi energy and calculate a magnetic-field dependent topological enhancement factor for different disorder potentials, ranging from short-range disorder to screened Coulomb potential. Within the Boltzmann approximation, the topological enhancement factor reaches its maximum value of 4 for a short-range disorder at zero magnetic field and approaches a value of 1 at high magnetic fields independent of the nature of the disorder potential.

preprint2014arXiv

Optimal PMU Placement for Power System Dynamic State Estimation by Using Empirical Observability Gramian

In this paper the empirical observability Gramian calculated around the operating region of a power system is used to quantify the degree of observability of the system states under specific phasor measurement unit (PMU) placement. An optimal PMU placement method for power system dynamic state estimation is further formulated as an optimization problem which maximizes the determinant of the empirical observability Gramian and is efficiently solved by the NOMAD solver, which implements the Mesh Adaptive Direct Search (MADS) algorithm. The implementation, validation, and also the robustness to load fluctuations and contingencies of the proposed method are carefully discussed. The proposed method is tested on WSCC 3-machine 9-bus system and NPCC 48-machine 140-bus system by performing dynamic state estimation with square-root unscented Kalman filter. The simulation results show that the determined optimal PMU placements by the proposed method can guarantee good observability of the system states, which further leads to smaller estimation errors and larger number of convergent states for dynamic state estimation compared with random PMU placements. Under optimal PMU placements an obvious observability transition can be observed. The proposed method is also validated to be very robust to both load fluctuations and contingencies.

preprint2014arXiv

Power System Dynamic State Estimation by Unscented Kalman Filter with Guaranteed Positive Semidefinite State Covariance

In this paper an unscented Kalman filter with guaranteed positive semidefinite state covariance is proposed by calculating the nearest symmetric positive definite matrix in Frobenius norm and is applied to power system dynamic state estimation. The proposed method is tested on NPCC 48-machine 140-bus system and the results validate its effectiveness.

preprint2014arXiv

SmB6 Photoemission: Past and Present

Recent renewed interest in the mixed valent insulator SmB6 comes from topological theory predictions and surface transport measurements of possible in-gap surface states whose existence is most directly probed by angle-resolved photoemission spectroscopy (ARPES). Early photoemission leading up to a recent flurry of ARPES studies of in-gap states is reviewed. Conflicting interpretations about the nature of the Sm 4f-5d hybridization gap and observed X-point bands between the f-states and the Fermi level are critically assessed using the important tools of photon polarization and spatial dependence which also provide additional insight into the origin of the more ambiguous Γ-point in-gap states.

preprint2014arXiv

Unveiling the microscopic origin of the electronic smectic-nematic phase transition in La1/3Ca2/3MnO3

Electronic-liquid-crystal phases, in which part of the spatial symmetries are broken spontaneously, are considered to play a vital role in interpreting the structure-property relation in strongly-correlated materials. Although electronic-liquid-crystal phases have been inferred in studies of a wide range of materials, the nature of the transition between such phases has received little experimental attention. Here we report the direct observation of an electronic smectic-nematic phase transition in a doped manganite utilizing transmission electron microscopic techniques. We show that, in this case, the transition from the smectic to the nematic phase is driven by two mechanisms: the proliferation of dislocations and the development of mesoscale charge inhomogeneity. We observe the development of dislocation pairs within the commensurate smectic phase on approaching the transition (at 210 +/- 10 K) from below. Above the transition, the incommensurate nematic phase is accompanied by mesoscopic electronic phase separation.

preprint2013arXiv

Brownian Motion of Boomerang Colloidal Particles

We investigate the Brownian motion of boomerang colloidal particles confined between two glass plates. Our experimental observations show that the mean displacements are biased towards the center of hydrodynamic stress (CoH), and that the mean-square displacements exhibit a crossover from short time faster to long time slower diffusion with the short-time diffusion coefficients dependent on the points used for tracking. A model based on Langevin theory elucidates that these behaviors are ascribed to a superposition of two diffusive modes: the ellipsoidal motion of the CoH and the rotational motion of the tracking point with respect to the CoH.

preprint2013arXiv

Low-temperature surface conduction in the Kondo insulator SmB$_6$

We study the transport properties of the Kondo insulator SmB$_6$ with a specialized configuration designed to distinguish bulk-dominated conduction from surface-dominated conduction. We find that as the material is cooled below 4 K, it exhibits a crossover from bulk to surface conduction with a fully insulating bulk. We take the robustness and magnitude of the surface conductivity, as is manifest in the literature of SmB$_6$, to be strong evidence for the topological insulator metallic surface states recently predicted for this material.

preprint2013arXiv

Phase estimation with weak measurement using a white light source

We report results of a high precision phase estimation based on a weak measurements scheme using commercial light-emitting diode. The method is based on a measurement of the imaginary part of the weak value of a polarization operator. The imaginary part of the weak value appeared due to the measurement interaction itself. The sensitivity of our method is equivalent to resolving light pulses of order of attosecond and it is robust against chromatic dispersion.

preprint2013arXiv

Quantitative verification of the Kibble-Zurek mechanism in quantum non-equilibrium dynamics

The Kibble-Zurek mechanism (KZM) captures the key physics in the non-equilibrium dynamics of second-order phase transitions, and accurately predict the density of the topological defects formed in this process. However, despite much effort, the veracity of the central prediction of KZM, i.e., the scaling of the density production and the transit rate, is still an open question. Here, we performed an experiment, based on a nine-stage optical interferometer with an overall fidelity up to 0.975$\pm$0.008, that directly supports the central prediction of KZM in quantum non-equilibrium dynamics. In addition, our work has significantly upgraded the number of stages of the optical interferometer to nine with a high fidelity, this technique can also help to push forward the linear optical quantum simulation and computation.

preprint2013arXiv

Topological crystalline Kondo insulators and universal topological surface states of SmB$_6$

We prove theoretically that certain strongly correlated Kondo insulators are topological crystalline insulators with nontrivial topology protected by crystal symmetries. In particular, we find that SmB$_6$ is such a material. In addition to a nontrivial Z$_2$ topological index protected by time reversal symmetry, SmB$_6$ also has nontrival mirror Chern numbers protected by mirror symmetries. On the $(100)$ surface of SmB$_6$, the nontrivial mirror Chern numbers do not generate additional surface states beyond those predicted by the Z$_2$ topological index. However, on the $(110)$ surface, two more surface Dirac points are predicted. Remarkably, we find that for SmB$_6$ both the Z$_2$ topological index and the mirror Chern numbers are independent of microscopic details, which enables us to obtain surface state properties that are universal.

preprint2013arXiv

Topological Zero-Energy Modes in Gapless Commensurate Aubry-André-Harper Models

The Aubry-André or Harper (AAH) model has been the subject of extensive theoretical research in the context of quantum localization. Recently, it was shown that one-dimensional quasicrystals described by the incommensurate AAH model has a nontrivial topology. In this Letter, we show that the commensurate off-diagonal AAH model is topologically nontrivial in the gapless regime and supports zero-energy edge modes. Unlike the incommensurate case, the nontrivial topology in the off-diagonal AAH model is attributed to the topological properties of the one-dimensional Majorana chain. We discuss the feasibility of experimental observability of our predicted topological phase in the commensurate AAH model.

preprint2012arXiv

Adiabatic continuity between Hofstadter and Chern insulator states

We show that the topologically nontrivial bands of Chern insulators are adiabatic cousins of the Landau bands of Hofstadter lattices. We demonstrate adiabatic connection also between several familiar fractional quantum Hall states on Hofstadter lattices and the fractional Chern insulator states in partially filled Chern bands, which implies that they are in fact different manifestations of the same phase. This adiabatic path provides a way of generating many more fractional Chern insulator states and helps clarify that nonuniformity in the distribution of the Berry curvature is responsible for weakening or altogether destroying fractional topological states.

preprint2012arXiv

Exotic quantum spin models in spin-orbit-coupled Mott insulators

We study cold atoms in an optical lattice with synthetic spin-orbit coupling in the Mott-insulator regime. We calculate the parameters of the corresponding tight-binding model using Peierls substitution and "localized Wannier states method" and derive the low-energy spin Hamiltonian for fermions and bosons. The spin Hamiltonian is a combination of Heisenberg model, quantum compass model and Dzyaloshinskii-Moriya interactions and it has a rich classical phase diagram with collinear, spiral and vortex phases.

preprint2012arXiv

Quantum phases of disordered flatband lattice fractional quantum Hall systems

By numerical exact diagonalization techniques, we obtain the quantum phase diagram of the lattice fractional quantum Hall (FQH) systems in the presence of quenched disorder. By implementing an array of local potential traps representing the disorder, we show that the system undergoes a series of quantum phase transitions as the disorder and/or the interaction is tuned. As the strength of potential traps is increased, the FQH state turns into a compressible liquid, and then into a topologically trivial insulator. We use numerically calculated energy gap, quantum degeneracy, Chern number, entanglement spectrum, and fidelity to identify various quantum phases. The connection to continuum FQH effects is also discussed.

preprint2012arXiv

Topological flat band models with arbitrary Chern numbers

We report the theoretical discovery of a systematic scheme to produce topological flat bands (TFBs) with arbitrary Chern numbers. We find that generically a multi-orbital high Chern number TFB model can be constructed by considering multi-layer Chern number C=1 TFB models with enhanced translational symmetry. A series of models are presented as examples, including a two-band model on a triangular lattice with a Chern number C=3 and an $N$-band square lattice model with $C=N$ for an arbitrary integer $N$. In all these models, the flatness ratio for the TFBs is larger than 30 and increases with increasing Chern number. In the presence of appropriate inter-particle interactions, these models are likely to lead to the formation of novel Abelian and Non-Abelian fractional Chern insulators. As a simple example, we test the C=2 model with hardcore bosons at 1/3 filling and an intriguing fractional quantum Hall state is observed.

preprint2012arXiv

Topological semimetal in a fermionic optical lattice

Optical lattices play a versatile role in advancing our understanding of correlated quantum matter. The recent implementation of orbital degrees of freedom in chequerboard and hexagonal optical lattices opens up a new thrust towards discovering novel quantum states of matter, which have no prior analogs in solid state electronic materials. Here, we demonstrate that an exotic topological semimetal emerges as a parity-protected gapless state in the orbital bands of a two-dimensional fermionic optical lattice. The new quantum state is characterized by a parabolic band-degeneracy point with Berry flux $2π$, in sharp contrast to the $π$ flux of Dirac points as in graphene. We prove that the appearance of this topological liquid is universal for all lattices with D$_4$ point group symmetry as long as orbitals with opposite parities hybridize strongly with each other and the band degeneracy is protected by odd parity. Turning on inter-particle repulsive interactions, the system undergoes a phase transition to a topological insulator whose experimental signature includes chiral gapless domain-wall modes, reminiscent of quantum Hall edge states.

preprint2011arXiv

A theory of Topological Kondo Insulators

We examine how the properties of the Kondo insulators change when the symmetry of the underlying crystal field multiplets is taken into account. We employ the Anderson lattice model and consider its low-energy physics. We show that in a large class of crystal field configurations, Kondo insulators can develop a topological non-trivial ground-state. Such topological Kondo insulators are adiabatically connected to non-interacting insulators with unphysically large spin-orbit coupling, and as such may be regarded as interaction-driven topological insulators. We analyze the entanglement entropy of the Anderson lattice model of Kondo insulators by evaluating its entanglement spectrum. Our results for the entanglement spectrum are consistent with the surface state calculations. Lastly, we discuss the construction of the maximally localized Wannier wave functions for generic Kondo insulators.

preprint2011arXiv

Fractional quantum Hall effect in the absence of Landau levels

It has been well-known that topological phenomena with fractional excitations, i.e., the fractional quantum Hall effect (FQHE) \cite{Tsui1982} will emerge when electrons move in Landau levels. In this letter, we report the discovery of the FQHE in the absence of Landau levels in an interacting fermion model. The non-interacting part of our Hamiltonian is the recently proposed topologically nontrivial flat band model on the checkerboard lattice \cite{sun}. In the presence of nearest-neighboring repulsion ($U$), we find that at 1/3 filling, the Fermi-liquid state is unstable towards FQHE. At 1/5 filling, however, a next-nearest-neighboring repulsion is needed for the occurrence of the 1/5 FQHE when $U$ is not too strong. We demonstrate the characteristic features of these novel states and determine the phase diagram correspondingly.

preprint2011arXiv

Isostaticity, auxetic response, surface modes, and conformal invariance in twisted kagome lattices

Model lattices consisting of balls connected by central-force springs provide much of our understanding of mechanical response and phonon structure of real materials. Their stability depends critically on their coordination number $z$. $d$-dimensional lattices with $z=2d$ are at the threshold of mechanical stability and are isostatic. Lattices with $z<2d$ exhibit zero-frequency "floppy" modes that provide avenues for lattice collapse. The physics of systems as diverse as architectural structures, network glasses, randomly packed spheres, and biopolymer networks is strongly influenced by a nearby isostatic lattice. We explore elasticity and phonons of a special class of two-dimensional isostatic lattices constructed by distorting the kagome lattice. We show that the phonon structure of these lattices, characterized by vanishing bulk moduli and thus negative Poisson ratios and auxetic elasticity, depends sensitively on boundary conditions and on the nature of the kagome distortions. We construct lattices that under free boundary conditions exhibit surface floppy modes only or a combination of both surface and bulk floppy modes; and we show that bulk floppy modes present under free boundary conditions are also present under periodic boundary conditions but that surface modes are not. In the the long-wavelength limit, the elastic theory of all these lattices is a conformally invariant field theory with holographic properties, and the surface waves are Rayleigh waves. We discuss our results in relation to recent work on jammed systems. Our results highlight the importance of network architecture in determining floppy-mode structure.

preprint2011arXiv

Kaleidoscope of exotic quantum phases in a frustrated XY model

The existence of quantum spin liquids was first conjectured by Pomeranchuk some 70 years ago, who argued that frustration in simple antiferromagnetic theories could result in a Fermi-liquid-like state for spinon excitations. Here we show that a simple quantum spin model on a honeycomb lattice hosts the long sought for Bose metal with a clearly identifiable Bose surface. The complete phase diagram of the model is determined via exact diagonalization and is shown to include four distinct phases separated by three quantum phase transitions.

preprint2011arXiv

Nearly-flat bands with nontrivial topology

We report the theoretical discovery of a large class of 2D tight-binding models containing nearly-flat bands with nonzero Chern numbers. In contrast with previous studies, where nonlocal hoppings are usually required, the Hamiltonians of our models only require short-range hopping and have the potential to be realized in cold atomic gases. Due to the similarity with 2D continuum Landau levels, these topologically nontrivial nearly-flat bands may lead to the realization of fractional anomalous quantum Hall states and fractional topological insulators in real materials. Among the models we discover, the most interesting and practical one is a square-lattice three-band model which has only nearest-neighbor hopping. To understand better the physics underlying the topological flat band aspects, we also present the studies of a minimal two-band model on the checkerboard lattice.

preprint2011arXiv

Topological Phase Transitions for Interacting Finite Systems

In this paper, we investigate signatures of topological phase transitions in interacting systems. We show that the key signature is the existence of a topologically protected level crossing, which is robust and sharply defines the topological transition, even in finite-size systems. Spatial symmetries are argued to play a fundamental role in the selection of the boundary conditions to be used to locate topological transitions in finite systems. We discuss the theoretical implications of this result, and utilize exact diagonalization to demonstrate its manifestations in the Haldane-Fermi-Hubbard model. Our findings provide an efficient way to detect topological transitions in experiments and in numerical calculations that cannot access the ground-state wave function.

preprint2010arXiv

Interaction effects and quantum phase transitions in topological insulators

We study strong correlation effects in topological insulators via the Lanczos algorithm, which we utilize to calculate the exact many-particle ground-state wave function and its topological properties. We analyze the simple, noninteracting Haldane model on a honeycomb lattice with known topological properties and demonstrate that these properties are already evident in small clusters. Next, we consider interacting fermions by introducing repulsive nearest-neighbor interactions. A first-order quantum phase transition was discovered at finite interaction strength between the topological band insulator and a topologically trivial Mott insulating phase by use of the fidelity metric and the charge-density-wave structure factor. We construct the phase diagram at $T = 0$ as a function of the interaction strength and the complex phase for the next-nearest-neighbor hoppings. Finally, we consider the Haldane model with interacting hard-core bosons, where no evidence for a topological phase is observed. An important general conclusion of our work is that despite the intrinsic nonlocality of topological phases their key topological properties manifest themselves already in small systems and therefore can be studied numerically via exact diagonalization and observed experimentally, e.g., with trapped ions and cold atoms in optical lattices.

preprint2010arXiv

Spin-charge interplay in electronic liquid crystals: fluctuating spin stripe driven by charge nematic

We study the interplay between charge and spin ordering in electronic liquid crystalline states with a particular emphasis on fluctuating spin stripe phenomena observed in recent neutron scattering experiments\cite{Hinkov2008, Haug2009}. Based on a phenomenological model, we propose that charge nematic ordering is indeed behind the formation of temperature dependent incommensurate inelastic peaks near wavevector $(π,π)$ in the dynamic structure factor of YBa$_2$Cu$_3$O$_{6+y}$. We strengthen this claim by providing a compelling fit to the experimental data which cannot be reproduced by a number of other ordering possibilities.

preprint2010arXiv

Spontaneous inhomogeneous phases in ultracold dipolar Fermi gases

We study the collapse of ultracold fermionic gases into inhomogeneous states due to strong dipolar interaction in both 2D and 3D. Depending on the dimensionality, we find that two different types of inhomogeneous states are stabilized once the dipole moment reaches a critical value $d>d_c$: the {\it stripe phase} and {\it phase separation} between high and low densities. In 2D, we prove that the stripe phase is always favored for $d\gtrsim d_c$, regardless of the microscopic details of the system. In 3D, the one-loop perturbative calculation suggests that the same type of instability leads to phase separation. Experimental detection and finite-temperature effects are discussed.

preprint2010arXiv

Topological phases of dipolar particles in elongated Wannier orbitals

We show that topological phases with fractional excitations can occur in two-dimensional ultracold dipolar gases on a particular class of optical lattices. Due to the dipolar interaction and lattice confinement, a quantum dimer model emerges naturally as the effective theory describing the low-energy behaviors of these systems under well-controlled approximations. The desired hierarchy of interaction energy scales is achieved by controlling the anisotropy of the orbital dimers and the dipole moments of the particles. Experimental realization and detection of various phases are discussed, as well as the possible relevance for quantum computation.

preprint2009arXiv

Biaxial nematic phases in ultracold dipolar Fermi gases

Ultracold dipolar Fermi gases represent relatively unexplored, strongly correlated systems arising from long-range and anisotropic interactions. We demonstrate the possibility of a spontaneous symmetry breaking biaxial phase in these systems, which may be realized in, e.g., gases of ultracold polar molecules or strongly magnetic atoms. This biaxial nematic phase is manifest in a spontaneous distortion of the Fermi surface perpendicular to the axis of polarization. We describe these dipolar interaction induced phases using Landau Fermi liquid theory.

preprint2009arXiv

Stable topological phases in a family of two-dimensional fermion models

We show that a large class of two-dimensional spinless fermion models exhibit topological superconducting phases characterized by a non-zero Chern number. More specifically, we consider a generic one-band Hamiltonian of spinless fermions that is invariant under both time-reversal, $\mathbb{T}$, and a group of rotations and reflections, $\mathbb{G}$, which is either the dihedral point-symmetry group of an underlying lattice, $\mathbb{G}=D_n$, or the orthogonal group of rotations in continuum, $\mathbb{G}={\rm O}(2)$. Pairing symmetries are classified according to the irreducible representations of $ \mathbb{T} \otimes \mathbb{G}$. We prove a theorem that for any two-dimensional representation of this group, a time-reversal symmetry breaking paired state is energetically favorable. This implies that the ground state of any spinless fermion Hamiltonian in continuum or on a square lattice with a singly-connected Fermi surface is always a topological superconductor in the presence of attraction in at least one channel. Motivated by this discovery, we examine phase diagrams of two specific lattice models with nearest-neighbor hopping and attraction on a square lattice and a triangular lattice. In accordance with the general theorem, the former model exhibits only a topological $(p + ip)$-wave state, while the latter shows a doping-tuned quantum phase transition from such state to a non-topological, but still exotic $f$-wave superconductor.

preprint2009arXiv

Topological Kondo Insulators

Kondo insulators are particularly simple type of heavy electron material, where a filled band of heavy quasiparticles gives rise to a narrow band insulator. Starting with the Anderson lattice Hamiltonian, we develop a topological classification of emergent band structures for Kondo insulators and show that these materials may host three-dimensional topological insulating phases. We propose a general and practical prescription of calculating the Z_2 strong and weak topological insulator indices for various lattice structures. Experimental implications of the topological Kondo insulating behavior are discussed.