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Published work

111 published item(s)

preprint2026arXiv

Uncertainty-Aware Trip Purpose Inference from GPS Trajectories via POI Semantic Zones and Pareto Calibration

Large-scale GPS trajectory data offer rich observations of human mobility, yet assigning trip purposes to detected stops remains challenging due to the absence of individual-level ground truth, spatial uncertainty from GPS noise and incomplete points of interest (POIs) coverage, and fundamental behavioral differences across trip purposes. We propose a weakly supervised framework integrating neighborhood-level POI semantic zones with distance-weighted spatial likelihoods, differentiated inference strategies for mandatory and non-mandatory activities, and a multi-phase Pareto optimization that jointly minimizes distributional divergence from household travel survey statistics and maximizes inference reliability without requiring annotated labels. Evaluated on over 81 million staypoints in Los Angeles, the framework reduces activity type frequency Jensen-Shannon distance (JSD) by 23%, start time JSD by 48%, and duration JSD by 12% respectively relative to a comparable baseline. The proposed approach provides a scalable and uncertainty-aware path from raw GPS trajectories to semantically annotated mobility data for travel demand modeling and transportation policy analysis.

preprint2024arXiv

Exploring Adversarial Robustness of LiDAR-Camera Fusion Model in Autonomous Driving

Our study assesses the adversarial robustness of LiDAR-camera fusion models in 3D object detection. We introduce an attack technique that, by simply adding a limited number of physically constrained adversarial points above a car, can make the car undetectable by the fusion model. Experimental results reveal that even without changes to the image data channel, the fusion model can be deceived solely by manipulating the LiDAR data channel. This finding raises safety concerns in the field of autonomous driving. Further, we explore how the quantity of adversarial points, the distance between the front-near car and the LiDAR-equipped car, and various angular factors affect the attack success rate. We believe our research can contribute to the understanding of multi-sensor robustness, offering insights and guidance to enhance the safety of autonomous driving.

preprint2024arXiv

Multi-stages attention Breast cancer classification based on nonlinear spiking neural P neurons with autapses

Breast cancer(BC) is a prevalent type of malignant tumor in women. Early diagnosis and treatment are vital for enhancing the patients' survival rate. Downsampling in deep networks may lead to loss of information, so for compensating the detail and edge information and allowing convolutional neural networks to pay more attention to seek the lesion region, we propose a multi-stages attention architecture based on NSNP neurons with autapses. First, unlike the single-scale attention acquisition methods of existing methods, we set up spatial attention acquisition at each feature map scale of the convolutional network to obtain an fusion global information on attention guidance. Then we introduce a new type of NSNP variants called NSNP neurons with autapses. Specifically, NSNP systems are modularized as feature encoders, recoding the features extracted from convolutional neural network as well as the fusion of attention information and preserve the key characteristic elements in feature maps. This ensures the retention of valuable data while gradually transforming high-dimensional complicated info into low-dimensional ones. The proposed method is evaluated on the public dataset BreakHis at various magnifications and classification tasks. It achieves a classification accuracy of 96.32% at all magnification cases, outperforming state-of-the-art methods. Ablation studies are also performed, verifying the proposed model's efficacy. The source code is available at XhuBobYoung/Breast-cancer-Classification.

preprint2024arXiv

SLP-Net:An efficient lightweight network for segmentation of skin lesions

Prompt treatment for melanoma is crucial. To assist physicians in identifying lesion areas precisely in a quick manner, we propose a novel skin lesion segmentation technique namely SLP-Net, an ultra-lightweight segmentation network based on the spiking neural P(SNP) systems type mechanism. Most existing convolutional neural networks achieve high segmentation accuracy while neglecting the high hardware cost. SLP-Net, on the contrary, has a very small number of parameters and a high computation speed. We design a lightweight multi-scale feature extractor without the usual encoder-decoder structure. Rather than a decoder, a feature adaptation module is designed to replace it and implement multi-scale information decoding. Experiments at the ISIC2018 challenge demonstrate that the proposed model has the highest Acc and DSC among the state-of-the-art methods, while experiments on the PH2 dataset also demonstrate a favorable generalization ability. Finally, we compare the computational complexity as well as the computational speed of the models in experiments, where SLP-Net has the highest overall superiority

preprint2022arXiv

3PSDF: Three-Pole Signed Distance Function for Learning Surfaces with Arbitrary Topologies

Recent advances in learning 3D shapes using neural implicit functions have achieved impressive results by breaking the previous barrier of resolution and diversity for varying topologies. However, most of such approaches are limited to closed surfaces as they require the space to be divided into inside and outside. More recent works based on unsigned distance function have been proposed to handle complex geometry containing both the open and closed surfaces. Nonetheless, as their direct outputs are point clouds, robustly obtaining high-quality meshing results from discrete points remains an open question. We present a novel learnable implicit representation, called the three-pole signed distance function (3PSDF), that can represent non-watertight 3D shapes with arbitrary topologies while supporting easy field-to-mesh conversion using the classic Marching Cubes algorithm. The key to our method is the introduction of a new sign, the NULL sign, in addition to the conventional in and out labels. The existence of the null sign could stop the formation of a closed isosurface derived from the bisector of the in/out regions. Further, we propose a dedicated learning framework to effectively learn 3PSDF without worrying about the vanishing gradient due to the null labels. Experimental results show that our approach outperforms the previous state-of-the-art methods in a wide range of benchmarks both quantitatively and qualitatively.

preprint2022arXiv

A Comparative Study of Speaker Role Identification in Air Traffic Communication Using Deep Learning Approaches

Automatic spoken instruction understanding (SIU) of the controller-pilot conversations in the air traffic control (ATC) requires not only recognizing the words and semantics of the speech but also determining the role of the speaker. However, few of the published works on the automatic understanding systems in air traffic communication focus on speaker role identification (SRI). In this paper, we formulate the SRI task of controller-pilot communication as a binary classification problem. Furthermore, the text-based, speech-based, and speech and text based multi-modal methods are proposed to achieve a comprehensive comparison of the SRI task. To ablate the impacts of the comparative approaches, various advanced neural network architectures are applied to optimize the implementation of text-based and speech-based methods. Most importantly, a multi-modal speaker role identification network (MMSRINet) is designed to achieve the SRI task by considering both the speech and textual modality features. To aggregate modality features, the modal fusion module is proposed to fuse and squeeze acoustic and textual representations by modal attention mechanism and self-attention pooling layer, respectively. Finally, the comparative approaches are validated on the ATCSpeech corpus collected from a real-world ATC environment. The experimental results demonstrate that all the comparative approaches are worked for the SRI task, and the proposed MMSRINet shows the competitive performance and robustness than the other methods on both seen and unseen data, achieving 98.56%, and 98.08% accuracy, respectively.

preprint2022arXiv

Asynchronous Decentralized Federated Learning for Collaborative Fault Diagnosis of PV Stations

Due to the different losses caused by various photovoltaic (PV) array faults, accurate diagnosis of fault types is becoming increasingly important. Compared with a single one, multiple PV stations collect sufficient fault samples, but their data is not allowed to be shared directly due to potential conflicts of interest. Therefore, federated learning can be exploited to train a collaborative fault diagnosis model. However, the modeling efficiency is seriously affected by the model update mechanism since each PV station has a different computing capability and amount of data. Moreover, for the safe and stable operation of the PV system, the robustness of collaborative modeling must be guaranteed rather than simply being processed on a central server. To address these challenges, a novel asynchronous decentralized federated learning (ADFL) framework is proposed. Each PV station not only trains its local model but also participates in collaborative fault diagnosis by exchanging model parameters to improve the generalization without losing accuracy. The global model is aggregated distributedly to avoid central node failure. By designing the asynchronous update scheme, the communication overhead and training time are greatly reduced. Both the experiments and numerical simulations are carried out to verify the effectiveness of the proposed method.

preprint2022arXiv

Bidirectional Pricing and Demand Response for Nanogrids with HVAC Systems

Owing to the fluctuant renewable generation and power demand, the energy surplus or deficit in each nanogrid is embodied differently across time. To stimulate local renewable energy consumption and minimize the long-term energy cost, some issues still remain to be explored: when and how the energy demand and bidirectional trading prices are scheduled considering personal comfort preferences and environmental factors. For this purpose, the demand response and two-way pricing problems concurrently for nanogrids and a public monitoring entity (PME) are studied with exploiting the large potential thermal elastic ability of heating, ventilation and air-conditioning (HVAC) units. Different from nanogrids, in terms of minimizing time-average costs, PME aims to set reasonable prices and optimize profits by trading with nanogrids and the main grid bi-directionally. In particular, such bilevel energy management problem is formulated as a stochastic form in a long-term horizon. Since there are uncertain system parameters, time-coupled queue constraints and the interplay of bilevel decision-making, it is challenging to solve the formulated problems. To this end, we derive a form of relaxation based on Lyapunov optimization technique to make the energy management problem tractable without forecasting the related system parameters. The transaction between nanogrids and PME is captured by a one-leader and multi-follower Stackelberg game framework. Then, theoretical analysis of the existence and uniqueness of Stackelberg equilibrium (SE) is developed based on the proposed game property. Following that, we devise an optimization algorithm to reach the SE with less information exchange. Numerical experiments validate the effectiveness of the proposed approach.

preprint2022arXiv

CDRec: Cayley-Dickson Recommender

In this paper, we propose a recommendation framework named Cayley-Dickson Recommender. We introduce Cayley-Dickson construction which uses a recursive process to define hypercomplex algebras and their mathematical operations. We also design a graph convolution operator to learn representations in the hypercomplex space. To the best of our knowledge, it is the first time that Cayley-Dickson construction and graph convolution techniques have been used in hypercomplex recommendation. Compared with the state-of-the-art recommendation methods, our method achieves superior performance on real-world datasets.

preprint2022arXiv

Driving in Real Life with Inverse Reinforcement Learning

In this paper, we introduce the first learning-based planner to drive a car in dense, urban traffic using Inverse Reinforcement Learning (IRL). Our planner, DriveIRL, generates a diverse set of trajectory proposals, filters these trajectories with a lightweight and interpretable safety filter, and then uses a learned model to score each remaining trajectory. The best trajectory is then tracked by the low-level controller of our self-driving vehicle. We train our trajectory scoring model on a 500+ hour real-world dataset of expert driving demonstrations in Las Vegas within the maximum entropy IRL framework. DriveIRL's benefits include: a simple design due to only learning the trajectory scoring function, relatively interpretable features, and strong real-world performance. We validated DriveIRL on the Las Vegas Strip and demonstrated fully autonomous driving in heavy traffic, including scenarios involving cut-ins, abrupt braking by the lead vehicle, and hotel pickup/dropoff zones. Our dataset will be made public to help further research in this area.

preprint2022arXiv

Energy Management Based on Multi-Agent Deep Reinforcement Learning for A Multi-Energy Industrial Park

Owing to large industrial energy consumption, industrial production has brought a huge burden to the grid in terms of renewable energy access and power supply. Due to the coupling of multiple energy sources and the uncertainty of renewable energy and demand, centralized methods require large calculation and coordination overhead. Thus, this paper proposes a multi-energy management framework achieved by decentralized execution and centralized training for an industrial park. The energy management problem is formulated as a partially-observable Markov decision process, which is intractable by dynamic programming due to the lack of the prior knowledge of the underlying stochastic process. The objective is to minimize long-term energy costs while ensuring the demand of users. To solve this issue and improve the calculation speed, a novel multi-agent deep reinforcement learning algorithm is proposed, which contains the following key points: counterfactual baseline for facilitating contributing agents to learn better policies, soft actor-critic for improving robustness and exploring optimal solutions. A novel reward is designed by Lagrange multiplier method to ensure the capacity constraints of energy storage. In addition, considering that the increase in the number of agents leads to performance degradation due to large observation spaces, an attention mechanism is introduced to enhance the stability of policy and enable agents to focus on important energy-related information, which improves the exploration efficiency of soft actor-critic. Numerical results based on actual data verify the performance of the proposed algorithm with high scalability, indicating that the industrial park can minimize energy costs under different demands.

preprint2022arXiv

Fast Distributed Stochastic Scheduling for A Multi-Energy Industrial Park

The multi-energy management framework of industrial parks advocates energy conversion and scheduling, which takes full advantage of the compensation and temporal availability of multiple energy. However, how to exploit elastic loads and compensate inelastic loads to match multiple generators and storage is still a key problem under the uncertainty of demand and supply. To solve the issue, the energy management problem is constructed as a stochastic optimization problem. The optimization aims are to minimize the time-averaged energy cost and improve the energy efficiency while respecting the energy constraints. To achieve the distributed implementation in real time without knowing any priori knowledge of underlying stochastic process, a distributed stochastic gradient algorithm based on dual decomposition and a fast scheme are proposed. The numerical results based on real data show that the industrial park, by adopting the proposed algorithm, can achieve social welfare maximization asymptotically.

preprint2022arXiv

Federated Spectrum Learning for Reconfigurable Intelligent Surfaces-Aided Wireless Edge Networks

Increasing concerns on intelligent spectrum sensing call for efficient training and inference technologies. In this paper, we propose a novel federated learning (FL) framework, dubbed federated spectrum learning (FSL), which exploits the benefits of reconfigurable intelligent surfaces (RISs) and overcomes the unfavorable impact of deep fading channels. Distinguishingly, we endow conventional RISs with spectrum learning capabilities by leveraging a fully-trained convolutional neural network (CNN) model at each RIS controller, thereby helping the base station to cooperatively infer the users who request to participate in FL at the beginning of each training iteration. To fully exploit the potential of FL and RISs, we address three technical challenges: RISs phase shifts configuration, user-RIS association, and wireless bandwidth allocation. The resulting joint learning, wireless resource allocation, and user-RIS association design is formulated as an optimization problem whose objective is to maximize the system utility while considering the impact of FL prediction accuracy. In this context, the accuracy of FL prediction interplays with the performance of resource optimization. In particular, if the accuracy of the trained CNN model deteriorates, the performance of resource allocation worsens. The proposed FSL framework is tested by using real radio frequency (RF) traces and numerical results demonstrate its advantages in terms of spectrum prediction accuracy and system utility: a better CNN prediction accuracy and FL system utility can be achieved with a larger number of RISs and reflecting elements.

preprint2022arXiv

GR-GAN: Gradual Refinement Text-to-image Generation

A good Text-to-Image model should not only generate high quality images, but also ensure the consistency between the text and the generated image. Previous models failed to simultaneously fix both sides well. This paper proposes a Gradual Refinement Generative Adversarial Network (GR-GAN) to alleviates the problem efficiently. A GRG module is designed to generate images from low resolution to high resolution with the corresponding text constraints from coarse granularity (sentence) to fine granularity (word) stage by stage, a ITM module is designed to provide image-text matching losses at both sentence-image level and word-region level for corresponding stages. We also introduce a new metric Cross-Model Distance (CMD) for simultaneously evaluating image quality and image-text consistency. Experimental results show GR-GAN significant outperform previous models, and achieve new state-of-the-art on both FID and CMD. A detailed analysis demonstrates the efficiency of different generation stages in GR-GAN.

preprint2022arXiv

How to Share: Balancing Layer and Chain Sharing in Industrial Microservice Deployment

With the rapid development of smart manufacturing, edge computing-oriented microservice platforms are emerging as an important part of production control. In the containerized deployment of microservices, layer sharing can reduce the huge bandwidth consumption caused by image pulling, and chain sharing can reduce communication overhead caused by communication between microservices. The two sharing methods use the characteristics of each microservice to share resources during deployment. However, due to the limited resources of edge servers, it is difficult to meet the optimization goals of the two methods at the same time. Therefore, it is of critical importance to realize the improvement of service response efficiency by balancing the two sharing methods. This paper studies the optimal microservice deployment strategy that can balance layer sharing and chain sharing of microservices. We build a problem that minimizes microservice image pull delay and communication overhead and transform the problem into a linearly constrained integer quadratic programming problem through model reconstruction. A deployment strategy is obtained through the successive convex approximation (SCA) method. Experimental results show that the proposed deployment strategy can balance the two resource sharing methods. When the two sharing methods are equally considered, the average image pull delay can be reduced to 65% of the baseline, and the average communication overhead can be reduced to 30% of the baseline.

preprint2022arXiv

Inferring origin-destination distribution of agent transfer in a complex network using deep gated recurrent units

Predicting the origin-destination (OD) probability distribution of agent transfer is an important problem for managing complex systems. However, prediction accuracy of associated statistical estimators suffer from underdetermination. While specific techniques have been proposed to overcome this deficiency, there still lacks a general approach. Here, we propose a deep neural network framework with gated recurrent units (DNNGRU) to address this gap. Our DNNGRU is \emph{network-free}, as it is trained by supervised learning with time-series data on the volume of agents passing through edges. We use it to investigate how network topologies affect OD prediction accuracy, where performance enhancement is observed to depend on the degree of overlap between paths taken by different ODs. By comparing against methods that give exact results, we demonstrate the near-optimal performance of our DNNGRU, which we found to consistently outperform existing methods and alternative neural network architectures, under diverse data generation scenarios.

preprint2022arXiv

Joint Offloading Decision and Resource Allocation for Vehicular Fog-Edge Computing Networks: A Contract-Stackelberg Approach

With the popularity of mobile devices and development of computationally intensive applications, researchers are focusing on offloading computation to Mobile Edge Computing (MEC) server due to its high computational efficiency and low communication delay. As the computing resources of an MEC server are limited, vehicles in the urban area who have abundant idle resources should be fully utilized. However, offloading computing tasks to vehicles faces many challenging issues. In this paper, we introduce a vehicular fog-edge computing paradigm and formulate it as a multi-stage Stackelberg game to deal with these issues. Specifically, vehicles are not obligated to share resources, let alone disclose their private information (e.g., stay time and the amount of resources). Therefore, in the first stage, we design a contract-based incentive mechanism to motivate vehicles to contribute their idle resources. Next, due to the complicated interactions among vehicles, road-side unit (RSU), MEC server and mobile device users, it is challenging to coordinate the resources of all parties and design a transaction mechanism to make all entities benefit. In the second and third stages, based on Stackelberg game, we develop pricing strategies that maximize the utilities of all parties. The analytical forms of optimal strategies for each stage are given. Simulation results demonstrate the effectiveness of our proposed incentive mechanism, reveal the trends of energy consumption and offloading decisions of users with various parameters, and present the performance comparison between our framework and existing MEC offloading paradigm in vehicular networks.

preprint2022arXiv

Learning Interpretable Decision Rule Sets: A Submodular Optimization Approach

Rule sets are highly interpretable logical models in which the predicates for decision are expressed in disjunctive normal form (DNF, OR-of-ANDs), or, equivalently, the overall model comprises an unordered collection of if-then decision rules. In this paper, we consider a submodular optimization based approach for learning rule sets. The learning problem is framed as a subset selection task in which a subset of all possible rules needs to be selected to form an accurate and interpretable rule set. We employ an objective function that exhibits submodularity and thus is amenable to submodular optimization techniques. To overcome the difficulty arose from dealing with the exponential-sized ground set of rules, the subproblem of searching a rule is casted as another subset selection task that asks for a subset of features. We show it is possible to write the induced objective function for the subproblem as a difference of two submodular (DS) functions to make it approximately solvable by DS optimization algorithms. Overall, the proposed approach is simple, scalable, and likely to be benefited from further research on submodular optimization. Experiments on real datasets demonstrate the effectiveness of our method.

preprint2022arXiv

Monolithic Integration of Embedded III-V Lasers on SOI

Silicon photonic integration has gained great success in many application fields owing to the excellent optical device properties and complementary metal-oxide semiconductor (CMOS) compatibility. Realizing monolithic integration of III-V lasers and silicon photonic components on single silicon wafer is recognized as a long-standing obstacle for ultra-dense photonic integration, which can provide considerable economical, energy efficient and foundry-scalable on-chip light sources, that has not been reported yet. Here, we demonstrate embedded InAs/GaAs quantum dot (QD) lasers directly grown on trenched silicon-on-insulator (SOI) substrate, enabling monolithic integration with butt-coupled silicon waveguides. By utilizing the patterned grating structures inside pre-defined SOI trenches and unique epitaxial method via molecular beam epitaxy (MBE), high-performance embedded InAs QD lasers with out-coupled silicon waveguide are achieved on such template. By resolving the epitaxy and fabrication challenges in such monolithic integrated architecture, embedded III-V lasers on SOI with continuous-wave lasing up to 85 oC are obtained. The maximum output power of 6.8 mW can be measured from the end tip of the butt-coupled silicon waveguides, with estimated coupling efficiency of approximately -7.35 dB. The results presented here provide a scalable and low-cost epitaxial method for realization of on-chip light sources directly coupling to the silicon photonic components for future high-density photonic integration.

preprint2022arXiv

Multi-level Coordinated Energy Management for Energy Hub in Hybrid Markets with Distributionally Robust Scheduling

Maintaining energy balance and economical operation is significant for multi-energy systems such as the energy hub. However, it is usually challenged by the frequently changing and unpredictable uncertainties at different timescales. Under this scope, this paper investigates the coordinated energy management problem for day-ahead and intra-day conditions considering uncertainties of source-load and market prices concurrently. Note that the precise knowledge of distributions about uncertainties may be unaccessible before the decision-making in day-ahead phase. A two-stage chance-constrained model based on distributionally robust approach with ambiguous moment information is proposed to immunize scheduling strategies against the worst-case probability distributions. The first stage is dedicated to obtaining more energy arbitrage and operation flexibility by optimizing bidding strategies in day-ahead power, natural gas and carbon markets. The second stage focuses on the optimization of worst-case expected operation cost. It provides a robust energy equipment and load scheduling strategy for the reference of subsequent intra-day arrangements. With respect to different variations of electrical and thermal components, an intra-day two-timescale coordination is implemented step by step. The energy scheduling is re-dispatched circularly to minimize the operation and penalty costs. The possible energy imbalance is also compensated by this way. As the energy management program is nonlinear, chance-constrained and multi-stage, linearization and dual transformation techniques are designed to enhance tractability of programs. Experimental results show that the developed multi-level framework results in a carbon emission decrease of 37%, and reduces energy cost averagely 3% compared with corresponding contrasting cases. The obtained strategy validates a good tradeoff between robustness and optimality.

preprint2022arXiv

On the Advances and Challenges of Adaptive Online Testing

In recent years, the interest in developing adaptive solutions for online testing has grown significantly in the industry. While the advances related to this relative new technology have been developed in multiple domains, it lacks in the literature a systematic and complete treatment of the procedure that involves exploration, inference, and analysis. This short paper aims to develop a comprehensive understanding of adaptive online testing, including various building blocks and analytical results. We also address the latest developments, research directions, and challenges that have been less mentioned in the literature.

preprint2022arXiv

RangeUDF: Semantic Surface Reconstruction from 3D Point Clouds

We present RangeUDF, a new implicit representation based framework to recover the geometry and semantics of continuous 3D scene surfaces from point clouds. Unlike occupancy fields or signed distance fields which can only model closed 3D surfaces, our approach is not restricted to any type of topology. Being different from the existing unsigned distance fields, our framework does not suffer from any surface ambiguity. In addition, our RangeUDF can jointly estimate precise semantics for continuous surfaces. The key to our approach is a range-aware unsigned distance function together with a surface-oriented semantic segmentation module. Extensive experiments show that RangeUDF clearly surpasses state-of-the-art approaches for surface reconstruction on four point cloud datasets. Moreover, RangeUDF demonstrates superior generalization capability across multiple unseen datasets, which is nearly impossible for all existing approaches.

preprint2022arXiv

Rogue wave patterns associated with Okamoto polynomial hierarchies

We show that new types of rogue wave patterns exist in integrable systems, and these rogue patterns are described by root structures of Okamoto polynomial hierarchies. These rogue patterns arise when the $τ$ functions of rogue wave solutions are determinants of Schur polynomials with index jumps of three, and an internal free parameter in these rogue waves gets large. We demonstrate these new rogue patterns in the Manakov system and the three-wave resonant interaction system. For each system, we derive asymptotic predictions of its rogue patterns under a large internal parameter through Okamoto polynomial hierarchies. Unlike the previously reported rogue patterns associated with the Yablonskii-Vorob'ev hierarchy, a new feature in the present rogue patterns is that, the mapping from the root structure of Okamoto-hierarchy polynomials to the shape of the rogue pattern is linear only to the leading order, but becomes nonlinear to the next order. As a consequence, the current rogue patterns are often deformed, sometimes strongly deformed, from Okamoto root structures, unless the underlying free parameter is very large. Our analytical predictions of rogue patterns are compared to true solutions, and excellent agreement is observed, even when rogue patterns are strongly deformed from Okamoto root structures.

preprint2022arXiv

Rogue waves in the massive Thirring model

In this paper, general rogue wave solutions in the massive Thirring (MT) model are derived by using the Kadomtsev-Petviashvili (KP) hierarchy reduction method and these rational solutions are presented explicitly in terms of determinants whose matrix elements are elementary Schur polynomials. In the reduction process, three reduction conditions including one index- and two dimension-ones are proved to be consistent by only one constraint relation on parameters of tau-functions of the KP-Toda hierarchy.It is found that the rogue wave solutions in the MT model depend on two background parameters, which influence their orientation and duration. Differing from many other coupled integrable systems, the MT model only admits the rogue waves of bright-type, and the higher-order rogue waves represent the superposition of fundamental ones in which the non-reducible parameters determine the arrangement patterns of fundamental rogue waves. Particularly, the super rogue wave at each order can be achieved simply by setting all internal parameters to be zero, resulting in the amplitude of the sole huge peak of order $N$ being $2N+1$ times the background.Finally, rogue wave patterns are discussed when one of the internal parameters is large. Similar to other integrable equations, the patterns are shown to be associated with the root structures of the Yablonskii-Vorob'ev polynomial hierarchy through a linear transformation.

preprint2022arXiv

SensatUrban: Learning Semantics from Urban-Scale Photogrammetric Point Clouds

With the recent availability and affordability of commercial depth sensors and 3D scanners, an increasing number of 3D (i.e., RGBD, point cloud) datasets have been publicized to facilitate research in 3D computer vision. However, existing datasets either cover relatively small areas or have limited semantic annotations. Fine-grained understanding of urban-scale 3D scenes is still in its infancy. In this paper, we introduce SensatUrban, an urban-scale UAV photogrammetry point cloud dataset consisting of nearly three billion points collected from three UK cities, covering 7.6 km^2. Each point in the dataset has been labelled with fine-grained semantic annotations, resulting in a dataset that is three times the size of the previous existing largest photogrammetric point cloud dataset. In addition to the more commonly encountered categories such as road and vegetation, urban-level categories including rail, bridge, and river are also included in our dataset. Based on this dataset, we further build a benchmark to evaluate the performance of state-of-the-art segmentation algorithms. In particular, we provide a comprehensive analysis and identify several key challenges limiting urban-scale point cloud understanding. The dataset is available at http://point-cloud-analysis.cs.ox.ac.uk.

preprint2022arXiv

Sentiment-Aware Automatic Speech Recognition pre-training for enhanced Speech Emotion Recognition

We propose a novel multi-task pre-training method for Speech Emotion Recognition (SER). We pre-train SER model simultaneously on Automatic Speech Recognition (ASR) and sentiment classification tasks to make the acoustic ASR model more ``emotion aware''. We generate targets for the sentiment classification using text-to-sentiment model trained on publicly available data. Finally, we fine-tune the acoustic ASR on emotion annotated speech data. We evaluated the proposed approach on the MSP-Podcast dataset, where we achieved the best reported concordance correlation coefficient (CCC) of 0.41 for valence prediction.

preprint2022arXiv

Stack operation of tensor networks

The tensor network, as a facterization of tensors, aims at performing the operations that are common for normal tensors, such as addition, contraction and stacking. However, due to its non-unique network structure, only the tensor network contraction is so far well defined. In this paper, we propose a mathematically rigorous definition for the tensor network stack approach, that compress a large amount of tensor networks into a single one without changing their structures and configurations. We illustrate the main ideas with the matrix product states based machine learning as an example. Our results are compared with the for loop and the efficient coding method on both CPU and GPU.

preprint2022arXiv

Stochastic Gradient-based Fast Distributed Multi-Energy Management for an Industrial Park with Temporally-Coupled Constraints

Contemporary industrial parks are challenged by the growing concerns about high cost and low efficiency of energy supply. Moreover, in the case of uncertain supply/demand, how to mobilize delay-tolerant elastic loads and compensate real-time inelastic loads to match multi-energy generation/storage and minimize energy cost is a key issue. Since energy management is hardly to be implemented offline without knowing statistical information of random variables, this paper presents a systematic online energy cost minimization framework to fulfill the complementary utilization of multi-energy with time-varying generation, demand and price. Specifically to achieve charging/discharging constraints due to storage and short-term energy balancing, a fast distributed algorithm based on stochastic gradient with two-timescale implementation is proposed to ensure online implementation. To reduce the peak loads, an incentive mechanism is implemented by estimating users' willingness to shift. Analytical results on parameter setting are also given to guarantee feasibility and optimality of the proposed design. Numerical results show that when the bid-ask spread of electricity is small enough, the proposed algorithm can achieve the close-to-optimal cost asymptotically.

preprint2022arXiv

The quasi-Keplerian motion in the regular Bardeen spacetime

The second post-Newtonian solution for the quasi-Keplerian motion of a test particle in the gravitational field of regular Bardeen black hole is derived. The solution is formulated in terms of the test particle's orbital energy and angular momentum, as well as the mass and magnetic charge of the Bardeen black hole. The leading effects of the magnetic charge on the test particle's orbit and motion including perihelion precession are displayed explicitly. In particular, it is shown that to the second post-Newtonian order the magnetic charge does not affect the test particle's orbital period.

preprint2022arXiv

The second post-Newtonian motion in Reissner-Nordström spacetime

We derived the second post-Newtonian solution for the quasi-Keplerian motion of a charged test particle in the Reissner-Nordström spacetime under the harmonic coordinates. The solution is formulated in terms of the test particle's orbital energy and angular momentum, both of which are constants at the second post-Newtonian order. The charge effects on the test particle's motion including the orbital period and perihelion precession are displayed explicitly. Our results can be applied to the cases in which the test particle has small charge-to-mass ratio, or the test particle has arbitrary charge-to-mass ratio but the multiplication of the test particle and the gravitational source's charge-to-mass-ratios is much smaller than 1.

preprint2022arXiv

Towards Robust Off-policy Learning for Runtime Uncertainty

Off-policy learning plays a pivotal role in optimizing and evaluating policies prior to the online deployment. However, during the real-time serving, we observe varieties of interventions and constraints that cause inconsistency between the online and offline settings, which we summarize and term as runtime uncertainty. Such uncertainty cannot be learned from the logged data due to its abnormality and rareness nature. To assert a certain level of robustness, we perturb the off-policy estimators along an adversarial direction in view of the runtime uncertainty. It allows the resulting estimators to be robust not only to observed but also unexpected runtime uncertainties. Leveraging this idea, we bring runtime-uncertainty robustness to three major off-policy learning methods: the inverse propensity score method, reward-model method, and doubly robust method. We theoretically justify the robustness of our methods to runtime uncertainty, and demonstrate their effectiveness using both the simulation and the real-world online experiments.

preprint2021arXiv

Adversarial example generation with AdaBelief Optimizer and Crop Invariance

Deep neural networks are vulnerable to adversarial examples, which are crafted by applying small, human-imperceptible perturbations on the original images, so as to mislead deep neural networks to output inaccurate predictions. Adversarial attacks can thus be an important method to evaluate and select robust models in safety-critical applications. However, under the challenging black-box setting, most existing adversarial attacks often achieve relatively low success rates on adversarially trained networks and advanced defense models. In this paper, we propose AdaBelief Iterative Fast Gradient Method (ABI-FGM) and Crop-Invariant attack Method (CIM) to improves the transferability of adversarial examples. ABI-FGM and CIM can be readily integrated to build a strong gradient-based attack to further boost the success rates of adversarial examples for black-box attacks. Moreover, our method can also be naturally combined with other gradient-based attack methods to build a more robust attack to generate more transferable adversarial examples against the defense models. Extensive experiments on the ImageNet dataset demonstrate the method's effectiveness. Whether on adversarially trained networks or advanced defense models, our method has higher success rates than state-of-the-art gradient-based attack methods.

preprint2021arXiv

Analytic exposition of the graviton modes in fractional quantum Hall effects and its physical implications

Neutral excitations in a fractional quantum Hall droplet define the incompressibility gap of the topological phase. In this work, we derived a set of analytical results for the energy gap of the graviton modes with two-body and three-body Hamiltonians in both the long-wavelength and thermodynamic limit. These allow us to construct model Hamiltonians for the graviton modes in different FQH phases, and to elucidate a hierarchical structure of conformal Hilbert spaces (nullspaces of model Hamiltonians) with respect to the graviton modes and their corresponding ground states. Using the analytical tools developed, we perform numerical analysis with a particular focus on the Laughlin $ν= 1/5$ and the Gaffnian $ν= 2/5$ phases. Our calculation shows that for gapped phases, low-lying neutral excitations can undergo a "phase transition" even when the ground state is invariant. We discuss the compressibility of the Gaffnian phase, the possibility of multiple graviton modes, and the transition from the graviton modes to the "hollow-core" modes, as well as their experimental consequences.

preprint2021arXiv

ATCSpeechNet: A multilingual end-to-end speech recognition framework for air traffic control systems

In this paper, a multilingual end-to-end framework, called as ATCSpeechNet, is proposed to tackle the issue of translating communication speech into human-readable text in air traffic control (ATC) systems. In the proposed framework, we focus on integrating the multilingual automatic speech recognition (ASR) into one model, in which an end-to-end paradigm is developed to convert speech waveform into text directly, without any feature engineering or lexicon. In order to make up for the deficiency of the handcrafted feature engineering caused by ATC challenges, a speech representation learning (SRL) network is proposed to capture robust and discriminative speech representations from the raw wave. The self-supervised training strategy is adopted to optimize the SRL network from unlabeled data, and further to predict the speech features, i.e., wave-to-feature. An end-to-end architecture is improved to complete the ASR task, in which a grapheme-based modeling unit is applied to address the multilingual ASR issue. Facing the problem of small transcribed samples in the ATC domain, an unsupervised approach with mask prediction is applied to pre-train the backbone network of the ASR model on unlabeled data by a feature-to-feature process. Finally, by integrating the SRL with ASR, an end-to-end multilingual ASR framework is formulated in a supervised manner, which is able to translate the raw wave into text in one model, i.e., wave-to-text. Experimental results on the ATCSpeech corpus demonstrate that the proposed approach achieves a high performance with a very small labeled corpus and less resource consumption, only 4.20% label error rate on the 58-hour transcribed corpus. Compared to the baseline model, the proposed approach obtains over 100% relative performance improvement which can be further enhanced with the increasing of the size of the transcribed samples.

preprint2021arXiv

Contrastive Unsupervised Learning for Speech Emotion Recognition

Speech emotion recognition (SER) is a key technology to enable more natural human-machine communication. However, SER has long suffered from a lack of public large-scale labeled datasets. To circumvent this problem, we investigate how unsupervised representation learning on unlabeled datasets can benefit SER. We show that the contrastive predictive coding (CPC) method can learn salient representations from unlabeled datasets, which improves emotion recognition performance. In our experiments, this method achieved state-of-the-art concordance correlation coefficient (CCC) performance for all emotion primitives (activation, valence, and dominance) on IEMOCAP. Additionally, on the MSP- Podcast dataset, our method obtained considerable performance improvements compared to baselines.

preprint2021arXiv

D2A: A Dataset Built for AI-Based Vulnerability Detection Methods Using Differential Analysis

Static analysis tools are widely used for vulnerability detection as they understand programs with complex behavior and millions of lines of code. Despite their popularity, static analysis tools are known to generate an excess of false positives. The recent ability of Machine Learning models to understand programming languages opens new possibilities when applied to static analysis. However, existing datasets to train models for vulnerability identification suffer from multiple limitations such as limited bug context, limited size, and synthetic and unrealistic source code. We propose D2A, a differential analysis based approach to label issues reported by static analysis tools. The D2A dataset is built by analyzing version pairs from multiple open source projects. From each project, we select bug fixing commits and we run static analysis on the versions before and after such commits. If some issues detected in a before-commit version disappear in the corresponding after-commit version, they are very likely to be real bugs that got fixed by the commit. We use D2A to generate a large labeled dataset to train models for vulnerability identification. We show that the dataset can be used to build a classifier to identify possible false alarms among the issues reported by static analysis, hence helping developers prioritize and investigate potential true positives first.

preprint2021arXiv

DEFT: Distilling Entangled Factors by Preventing Information Diffusion

Disentanglement is a highly desirable property of representation owing to its similarity to human understanding and reasoning. Many works achieve disentanglement upon information bottlenecks (IB). Despite their elegant mathematical foundations, the IB branch usually exhibits lower performance. In order to provide an insight into the problem, we develop an annealing test to calculate the information freezing point (IFP), which is a transition state to freeze information into the latent variables. We also explore these clues or inductive biases for separating the entangled factors according to the differences in the IFP distributions. We found the existing approaches suffer from the information diffusion problem, according to which the increased information diffuses in all latent variables. Based on this insight, we propose a novel disentanglement framework, termed the distilling entangled factor (DEFT), to address the information diffusion problem by scaling backward information. DEFT applies a multistage training strategy, including multigroup encoders with different learning rates and piecewise disentanglement pressure, to disentangle the factors stage by stage. We evaluate DEFT on three variants of dSprite and SmallNORB, which show low-variance and high-level disentanglement scores. Furthermore, the experiment under the correlative factors shows incapable of TC-based approaches. DEFT also exhibits a competitive performance in the unsupervised setting.

preprint2021arXiv

Elementary Excitations in Fractional Quantum Hall Effect from Classical Constraints

Classical constraints on the reduced density matrix of quantum fluids in a single Landau level, termed as local exclusion conditions (LECs) [B. Yang, arXiv:1901.00047], have recently been shown to characterize the ground state of many FQH phases. In this work, we extend the LEC construction to build the elementary excitations, namely quasiholes and quasielectrons, of these FQH phases. In particular, we elucidate the quasihole counting, categorize various types of quasielectrons, and construct their microscopic wave functions. Our extensive numerical calculations indicate that the undressed quasielectron excitations of the Laughlin state obtained from LECs are topologically equivalent to those obtained from the composite fermion theory. Intriguingly, the LEC construction unveils interesting connections between different FQH phases and offers a novel perspective on exotic states such as the Gaffnian and the Fibonacci state.

preprint2021arXiv

General rogue waves in the three-wave resonant interaction systems

General rogue waves in (1+1)-dimensional three-wave resonant interaction systems are derived by the bilinear method. These solutions are divided into three families, which correspond to a simple root, two simple roots and a double root of a certain quartic equation arising from the dimension reduction respectively. It is shown that while the first family of solutions associated with a simple root exist for all signs of the nonlinear coefficients in the three-wave interaction equations, the other two families of solutions associated with two simple roots and a double root can only exist in the so-called soliton-exchange case, where the nonlinear coefficients have certain signs. Many of these rogue wave solutions, such as those associated with two simple roots, and higher-order solutions associated with a simple root, are new solutions which have not been reported before. Technically, our bilinear derivation of rogue waves for the double-root case is achieved by a generalization to the previous dimension reduction procedure in the bilinear method, and this generalized procedure allows us to treat roots of arbitrary multiplicities. Dynamics of the derived rogue waves is also examined, and new rogue-wave patterns are presented. Connection between these bilinear rogue waves and those derived earlier by Darboux transformation is also explained.

preprint2021arXiv

HSR: Hyperbolic Social Recommender

With the prevalence of online social media, users' social connections have been widely studied and utilized to enhance the performance of recommender systems. In this paper, we explore the use of hyperbolic geometry for social recommendation. We present Hyperbolic Social Recommender (HSR), a novel social recommendation framework that utilizes hyperbolic geometry to boost the performance. With the help of hyperbolic spaces, HSR can learn high-quality user and item representations for better modeling user-item interaction and user-user social relations. Via a series of extensive experiments, we show that our proposed HSR outperforms its Euclidean counterpart and state-of-the-art social recommenders in click-through rate prediction and top-K recommendation, demonstrating the effectiveness of social recommendation in the hyperbolic space.

preprint2021arXiv

Improving speech recognition models with small samples for air traffic control systems

In the domain of air traffic control (ATC) systems, efforts to train a practical automatic speech recognition (ASR) model always faces the problem of small training samples since the collection and annotation of speech samples are expert- and domain-dependent task. In this work, a novel training approach based on pretraining and transfer learning is proposed to address this issue, and an improved end-to-end deep learning model is developed to address the specific challenges of ASR in the ATC domain. An unsupervised pretraining strategy is first proposed to learn speech representations from unlabeled samples for a certain dataset. Specifically, a masking strategy is applied to improve the diversity of the sample without losing their general patterns. Subsequently, transfer learning is applied to fine-tune a pretrained or other optimized baseline models to finally achieves the supervised ASR task. By virtue of the common terminology used in the ATC domain, the transfer learning task can be regarded as a sub-domain adaption task, in which the transferred model is optimized using a joint corpus consisting of baseline samples and new transcribed samples from the target dataset. This joint corpus construction strategy enriches the size and diversity of the training samples, which is important for addressing the issue of the small transcribed corpus. In addition, speed perturbation is applied to augment the new transcribed samples to further improve the quality of the speech corpus. Three real ATC datasets are used to validate the proposed ASR model and training strategies. The experimental results demonstrate that the ASR performance is significantly improved on all three datasets, with an absolute character error rate only one-third of that achieved through the supervised training. The applicability of the proposed strategies to other ASR approaches is also validated.

preprint2021arXiv

Intelligent Spectrum Learning for Wireless Networks with Reconfigurable Intelligent Surfaces

Reconfigurable intelligent surface (RIS) has become a promising technology for enhancing the reliability of wireless communications, which is capable of reflecting the desired signals through appropriate phase shifts. However, the intended signals that impinge upon an RIS are often mixed with interfering signals, which are usually dynamic and unknown. In particular, the received signal-to-interference-plus-noise ratio (SINR) may be degraded by the signals reflected from the RISs that originate from non-intended users. To tackle this issue, we introduce the concept of intelligent spectrum learning (ISL), which uses an appropriately trained convolutional neural network (CNN) at the RIS controller to help the RISs infer the interfering signals directly from the incident signals. By capitalizing on the ISL, a distributed control algorithm is proposed to maximize the received SINR by dynamically configuring the active/inactive binary status of the RIS elements. Simulation results validate the performance improvement offered by deep learning and demonstrate the superiority of the proposed ISL-aided approach.

preprint2021arXiv

Pattern transformation in higher-order lumps of the Kadomtsev-Petviashvili I equation

Pattern formation in higher-order lumps of the Kadomtsev-Petviashvili I equation at large time is analytically studied. For a broad class of these higher-order lumps, we show that two types of solution patterns appear at large time. The first type of patterns comprise fundamental lumps arranged in triangular shapes, which are described analytically by root structures of the Yablonskii-Vorob'ev polynomials. As time evolves from large negative to large positive, this triangular pattern reverses itself along the x-direction. The second type of patterns comprise fundamental lumps arranged in non-triangular shapes in the outer region, which are described analytically by nonzero-root structures of the Wronskian-Hermit polynomials, together with possible fundamental lumps arranged in triangular shapes in the inner region, which are described analytically by root structures of the Yablonskii-Vorob'ev polynomials. When time evolves from large negative to large positive, the non-triangular pattern in the outer region switches its x and y directions, while the triangular pattern in the inner region, if it arises, reverses its direction along the x-axis. Our predicted patterns at large time are compared to true solutions, and excellent agreement is observed.

preprint2021arXiv

Random Transformation of Image Brightness for Adversarial Attack

Deep neural networks are vulnerable to adversarial examples, which are crafted by adding small, human-imperceptible perturbations to the original images, but make the model output inaccurate predictions. Before deep neural networks are deployed, adversarial attacks can thus be an important method to evaluate and select robust models in safety-critical applications. However, under the challenging black-box setting, the attack success rate, i.e., the transferability of adversarial examples, still needs to be improved. Based on image augmentation methods, we found that random transformation of image brightness can eliminate overfitting in the generation of adversarial examples and improve their transferability. To this end, we propose an adversarial example generation method based on this phenomenon, which can be integrated with Fast Gradient Sign Method (FGSM)-related methods to build a more robust gradient-based attack and generate adversarial examples with better transferability. Extensive experiments on the ImageNet dataset demonstrate the method's effectiveness. Whether on normally or adversarially trained networks, our method has a higher success rate for black-box attacks than other attack methods based on data augmentation. We hope that this method can help to evaluate and improve the robustness of models.

preprint2021arXiv

Rogue wave patterns in the nonlinear Schrödinger equation

Rogue wave patterns in the nonlinear Schrödinger equation are analytically studied. It is shown that when an internal parameter in the rogue waves (which controls the shape of initial weak perturbations to the uniform background) is large, these waves would exhibit clear geometric structures, which are formed by Peregrine waves in shapes such as triangle, pentagon, heptagon and nonagon, with a possible lower-order rogue wave at its center. These rogue patterns are analytically determined by the root structures of the Yablonskii-Vorob'ev polynomial hierarchy, and their orientations are controlled by the phase of the large parameter. It is also shown that when multiple internal parameters in the rogue waves are large but satisfy certain constraints, similar rogue patterns would still hold. Comparison between true rogue patterns and our analytical predictions shows excellent agreement.

preprint2021arXiv

Rogue Waves in (2+1)-Dimensional Three-Wave Resonant Interactions

Rogue waves in (2+1)-dimensional three-wave resonant interactions are studied. General rogue waves arising from a constant background, from a lump-soliton background and from a dark-soliton background have been derived, and their dynamics illustrated. For rogue waves arising from a constant background, fundamental rogue waves are line-shaped, and multi-rogue waves exhibit multiple intersecting lines. Higher-order rogue waves could also be line-shaped, but they exhibit multiple parallel lines. For rogue waves arising from a lump-soliton background, they could exhibit distinctive patterns due to their interaction with the lump soliton. For rogue waves arising from a dark-soliton background, their intensity pattern could feature half-line shapes or lump shapes, which are very novel.

preprint2020arXiv

3D Human Pose Estimation using Spatio-Temporal Networks with Explicit Occlusion Training

Estimating 3D poses from a monocular video is still a challenging task, despite the significant progress that has been made in recent years. Generally, the performance of existing methods drops when the target person is too small/large, or the motion is too fast/slow relative to the scale and speed of the training data. Moreover, to our knowledge, many of these methods are not designed or trained under severe occlusion explicitly, making their performance on handling occlusion compromised. Addressing these problems, we introduce a spatio-temporal network for robust 3D human pose estimation. As humans in videos may appear in different scales and have various motion speeds, we apply multi-scale spatial features for 2D joints or keypoints prediction in each individual frame, and multi-stride temporal convolutional net-works (TCNs) to estimate 3D joints or keypoints. Furthermore, we design a spatio-temporal discriminator based on body structures as well as limb motions to assess whether the predicted pose forms a valid pose and a valid movement. During training, we explicitly mask out some keypoints to simulate various occlusion cases, from minor to severe occlusion, so that our network can learn better and becomes robust to various degrees of occlusion. As there are limited 3D ground-truth data, we further utilize 2D video data to inject a semi-supervised learning capability to our network. Experiments on public datasets validate the effectiveness of our method, and our ablation studies show the strengths of our networkś individual submodules.

preprint2020arXiv

Analysis of Truck Driver Behavior to Design Different Lane Change Styles in Automated Driving

Lane change is a very demanding driving task and number of traffic accidents are induced by mistaken maneuvers. An automated lane change system has the potential to reduce driver workload and to improve driving safety. One challenge is how to improve driver acceptance on the automated system. From the viewpoint of human factors, an automated system with different styles would improve user acceptance as the drivers can adapt the style to different driving situations. This paper proposes a method to design different lane change styles in automated driving by analysis and modeling of truck driver behavior. A truck driving simulator experiment with 12 participants was conducted to identify the driver model parameters and three lane change styles were classified as the aggressive, medium, and conservative ones. The proposed automated lane change system was evaluated by another truck driving simulator experiment with the same 12 participants. Moreover, the effect of different driving styles on driver experience and acceptance was evaluated. The evaluation results demonstrate that the different lane change styles could be distinguished by the drivers; meanwhile, the three styles were overall evaluated as acceptable on safety issues and reliable by the human drivers. This study provides insight into designing the automated driving system with different driving styles and the findings can be applied to commercial automated trucks.

preprint2020arXiv

Combining quantum spin hall effect and superconductivity in few-layer stanene

Stanene was proposed to be a quantum spin hall insulator containing topological edges states and a time reversal invariant topological superconductor hosting helical Majorana edge mode. Recently, experimental evidences of existence of topological edge states have been found in monolayer stanene films and superconductivity has been observed in few-layer stanene films excluding single layer. An integrated system with both topological edge states and superconductivity are higly pursued as a possible platform to realize topological superconductivity. Few-layer stanene show great potential to meet this requirement and is highly desired in experiment. Here we successfully grow few-layer stanene on bismuth (111) substrate. Both topological edge states and superconducting gaps are observed by in-situ scanning tunneling microscopy/spectroscopy (STM/STS). Our results take a further step towards topological superconductivity by stanene films.

preprint2020arXiv

Computation Offloading in Multi-Access Edge Computing Networks: A Multi-Task Learning Approach

Multi-access edge computing (MEC) has already shown the potential in enabling mobile devices to bear the computation-intensive applications by offloading some tasks to a nearby access point (AP) integrated with a MEC server (MES). However, due to the varying network conditions and limited computation resources of the MES, the offloading decisions taken by a mobile device and the computational resources allocated by the MES may not be efficiently achieved with the lowest cost. In this paper, we propose a dynamic offloading framework for the MEC network, in which the uplink non-orthogonal multiple access (NOMA) is used to enable multiple devices to upload their tasks via the same frequency band. We formulate the offloading decision problem as a multiclass classification problem and formulate the MES computational resource allocation problem as a regression problem. Then a multi-task learning based feedforward neural network (MTFNN) model is designed to jointly optimize the offloading decision and computational resource allocation. Numerical results illustrate that the proposed MTFNN outperforms the conventional optimization method in terms of inference accuracy and computation complexity.

preprint2020arXiv

DeepPCO: End-to-End Point Cloud Odometry through Deep Parallel Neural Network

Odometry is of key importance for localization in the absence of a map. There is considerable work in the area of visual odometry (VO), and recent advances in deep learning have brought novel approaches to VO, which directly learn salient features from raw images. These learning-based approaches have led to more accurate and robust VO systems. However, they have not been well applied to point cloud data yet. In this work, we investigate how to exploit deep learning to estimate point cloud odometry (PCO), which may serve as a critical component in point cloud-based downstream tasks or learning-based systems. Specifically, we propose a novel end-to-end deep parallel neural network called DeepPCO, which can estimate the 6-DOF poses using consecutive point clouds. It consists of two parallel sub-networks to estimate 3-D translation and orientation respectively rather than a single neural network. We validate our approach on KITTI Visual Odometry/SLAM benchmark dataset with different baselines. Experiments demonstrate that the proposed approach achieves good performance in terms of pose accuracy.

preprint2020arXiv

Double-Layer Game Based Wireless Charging Scheduling for Electric Vehicles

Wireless charging technology provides a solution to the insufficient battery life of electric vehicles (EVs). However, the conflict of interests between wireless charging lanes (WCLs) and EVs is difficult to resolve. In the day-ahead electricity market, considering the revenue of WCLs caused by the deviation between actual electricity sales and pre-purchased electricity, as well as endurance and traveling experience of EVs, this paper proposes a charging scheduling algorithm based on a double-layer game model. In lower layer, the potential game is used to model the multi-vehicle game of vehicle charging planning. A shortest path algorithm based on the three-way greedy strategy is designed to solve in dynamic charging sequence problem, and the improved particle swarm optimization algorithm are used to solve the variable ordered potential game. In the upper layer, the reverse Stackelberg game is adopted to harmonize the cost of wireless charging lanes and electric vehicles. As the leader, WCLs stimulate EVs to carry out reasonable charing action by electricity price regulation. As the follower, EVs make the best charging decisions for a given electricity price. An iteration algorithm is designed to ensure the Nash equilibrium convergence of this game. The simulation results show that the double-layer game model proposed in this paper can effectively suppress the deviation between the actual electricity sales and the pre-sale of the charging lane caused by the disorderly charging behavior of the vehicle, and ensure the high endurance and traveling experience of EVs.

preprint2020arXiv

Dynamics of descending knots in a solar prominence and their possible contributions to the heating of the local corona

The knots in solar prominences are often observed to fall with nearly constant velocity, but the associated physical mechanism is currently not well understood. In this letter, we presented a prominence observed by New Vacuum Solar Telescope (NVST) in H-alpha wavelength. Knots that rose within the prominence appear to have been preferentially located at higher altitude, whereas those that fell were found throughout the entire prominence structure. The descending speed of the knots near the solar surface was higher than that far away from the solar surface. We noted that the knots near the solar surface may run along a set of coronal loops observed from the Atmospheric Imaging Assembly. Elsewhere, the majority of knots are interpreted to have descended across more horizontal magnetic field with a nearly constant speed. This lack of acceleration indicates that the liberated gravitational potential energy may not manifest as an increase in kinetic energy. Assuming instead that the descending knots were capable of exciting Alfven waves that could then dissipate within the local corona, the gravitational potential energy of the knots may have been converted into thermal energy. Assuming a perfectly elastic system, we therefore estimate that the gravitational energy loss rate of these observed knots amounts to 1/2000 of that required to heat the entire quiet-Sun, increasing to 1/320 when considering possibly further downward motions of the knots having disappeared in the H-alpha observations. This result suggests such a mechanism may contribute to the heating of the corona local to these prominences.

preprint2020arXiv

Energy Trading in Microgrids for Synergies among Electricity, Hydrogen and Heat Networks

The emerging paradigm of interconnected microgrids advocates energy trading or sharing among multiple microgrids. It helps make full use of the temporal availability of energy and diversity in operational costs when meeting various energy loads. However, energy trading might not completely absorb excess renewable energy. A multi-energy management framework including fuel cell vehicles, energy storage, combined heat and power system, and renewable energy is proposed, and the characteristics and scheduling arrangements of fuel cell vehicles are considered to further improve the local absorption of the renewable energy and enhance the economic benefits of microgrids. While intensive research has been conducted on energy scheduling and trading problem, a fundamental question still remains unanswered on microgrid economics. Namely, due to multi-energy coupling, stochastic renewable energy generation and demands, when and how a microgrid should schedule and trade energy with others, which maximizes its long-term benefit. This paper designs a joint energy scheduling and trading algorithm based on Lyapunov optimization and a double-auction mechanism. Its purpose is to determine the valuations of energy in the auction, optimally schedule energy distribution, and strategically purchase and sell energy with the current electricity prices. Simulations based on real data show that each individual microgrid, under the management of the proposed algorithm, can achieve a time-averaged profit that is arbitrarily close to an optimum value, while avoiding compromising its own comfort.

preprint2020arXiv

Fermi surface reconstruction and electron dynamics at the charge-density-wave transition in TiSe2

The evolution of the charge carrier concentrations and mobilities are examined across the charge-density-wave (CDW) transition in TiSe2. Combined quantum oscillation and magnetotransport measurements show that a small electron pocket dominates the electronic properties at low temperatures whilst an electron and hole pocket contribute at room temperature. At the CDW transition, an abrupt Fermi surface reconstruction and a minimum in the electron and hole mobilities are extracted from two-band and Kohler analysis of magnetotransport measurements. The minimum in the mobilities is associated with the overseen role of scattering from the softening CDW mode. With the carrier concentrations and dynamics dominated by the CDW and the associated bosonic mode, our results highlight TiSe2 as a prototypical system to study the Fermi surface reconstruction at a density-wave transition.

preprint2020arXiv

Geom-GCN: Geometric Graph Convolutional Networks

Message-passing neural networks (MPNNs) have been successfully applied to representation learning on graphs in a variety of real-world applications. However, two fundamental weaknesses of MPNNs' aggregators limit their ability to represent graph-structured data: losing the structural information of nodes in neighborhoods and lacking the ability to capture long-range dependencies in disassortative graphs. Few studies have noticed the weaknesses from different perspectives. From the observations on classical neural network and network geometry, we propose a novel geometric aggregation scheme for graph neural networks to overcome the two weaknesses. The behind basic idea is the aggregation on a graph can benefit from a continuous space underlying the graph. The proposed aggregation scheme is permutation-invariant and consists of three modules, node embedding, structural neighborhood, and bi-level aggregation. We also present an implementation of the scheme in graph convolutional networks, termed Geom-GCN (Geometric Graph Convolutional Networks), to perform transductive learning on graphs. Experimental results show the proposed Geom-GCN achieved state-of-the-art performance on a wide range of open datasets of graphs. Code is available at https://github.com/graphdml-uiuc-jlu/geom-gcn.

preprint2020arXiv

GRATE: Granular Recovery of Aggregated Tensor Data by Example

In this paper, we address the challenge of recovering an accurate breakdown of aggregated tensor data using disaggregation examples. This problem is motivated by several applications. For example, given the breakdown of energy consumption at some homes, how can we disaggregate the total energy consumed during the same period at other homes? In order to address this challenge, we propose GRATE, a principled method that turns the ill-posed task at hand into a constrained tensor factorization problem. Then, this optimization problem is tackled using an alternating least-squares algorithm. GRATE has the ability to handle exact aggregated data as well as inexact aggregation where some unobserved quantities contribute to the aggregated data. Special emphasis is given to the energy disaggregation problem where the goal is to provide energy breakdown for consumers from their monthly aggregated consumption. Experiments on two real datasets show the efficacy of GRATE in recovering more accurate disaggregation than state-of-the-art energy disaggregation methods.

preprint2020arXiv

Green Resource Allocation and Energy Management in Heterogeneous Small Cell Networks Powered by Hybrid Energy

In heterogeneous networks (HetNets), how to improve spectrum efficiency is a crucial issue. Meanwhile increased energy consumption inspires network operators to deploy renewable energy sources as assistance to traditional electricity. Based on above aspects, we allow base stations (BSs) to share their licensed spectrum resource with each other and adjust transmission power to adapt to the renewable energy level. Considering the sharing fairness among BSs, we formulate a multi-person bargaining problem as a stochastic optimization problem. We divide the optimization problem into three parts: data rate control, resource allocation and energy management. An online dynamic control algorithm is proposed to control admission rate and resource allocation to maximize the transmission and sharing profits with the least grid energy consumption. Simulation results investigate the time-varying data control and energy management of BSs and demonstrate the effectiveness of the proposed scheme.

preprint2020arXiv

Joint Optimization of the Deployment and Resource Allocation of UAVs in Vehicular Edge Computing and Networks

With the development of smart vehicles, computing-intensive tasks are widely and rapidly generated. To alleviate the burden of on-board CPU, connected vehicles can offload tasks to or make request from nearby edge server thanks to the emerging Mobile Edge Computing (MEC). However, such approach may sharply increase the workload of an edge server, and cause network congestion, especially in rural and mountain areas where there are few edge servers. To this end, a UAV-assisted MEC system is proposed in this paper, and joint optimization algorithm of the deployment and resource allocation of UAVs (JOAoDR) is proposed to decide the location and balance the resource and rewards of the UAVs. We solve a long-term profit maximization problem in terms of the operator. Numerical results demonstrated that our algorithm outperforms other benchmarks algorithm, and validated our solution.

preprint2020arXiv

Lessons Learned from Accident of Autonomous Vehicle Testing: An Edge Learning-aided Offloading Framework

This letter proposes an edge learning-based offloading framework for autonomous driving, where the deep learning tasks can be offloaded to the edge server to improve the inference accuracy while meeting the latency constraint. Since the delay and the inference accuracy are incurred by wireless communications and computing, an optimization problem is formulated to maximize the inference accuracy subject to the offloading probability, the pre-braking probability, and data quality. Simulations demonstrate the superiority of the proposed offloading framework.

preprint2020arXiv

Microscopic theory for nematic fractional quantum Hall effect

We analyse various microscopic properties of the nematic fractional quantum Hall effect (FQHN) in the thermodynamic limit, and present necessary conditions required of the microscopic Hamiltonians for the nematic FQHE to be robust. Analytical expressions for the degenerate ground state manifold, ground state energies, and gapless nematic modes are given in compact forms with the input interaction and the corresponding ground state structure factors. We relate the long wavelength limit of the neutral excitations to the guiding center metric deformation, and show explicitly the family of trial wavefunctions for the nematic modes with spatially varying nematic order near the quantum critical point. For short range interactions, the dynamics of the FQHN is completely determined by the long wavelength part of the ground state structure factor. The special case of the FQHN at $ν=1/3$ is discussed with new theoretical insights from the Haffnian parent Hamiltonian, leading to a number of rigorous statements and experimental implications.

preprint2020arXiv

Offloading Optimization in Edge Computing for Deep Learning Enabled Target Tracking by Internet-of-UAVs

The empowering unmanned aerial vehicles (UAVs) have been extensively used in providing intelligence such as target tracking. In our field experiments, a pre-trained convolutional neural network (CNN) is deployed at the UAV to identify a target (a vehicle) from the captured video frames and enable the UAV to keep tracking. However, this kind of visual target tracking demands a lot of computational resources due to the desired high inference accuracy and stringent delay requirement. This motivates us to consider offloading this type of deep learning (DL) tasks to a mobile edge computing (MEC) server due to limited computational resource and energy budget of the UAV, and further improve the inference accuracy. Specifically, we propose a novel hierarchical DL tasks distribution framework, where the UAV is embedded with lower layers of the pre-trained CNN model, while the MEC server with rich computing resources will handle the higher layers of the CNN model. An optimization problem is formulated to minimize the weighted-sum cost including the tracking delay and energy consumption introduced by communication and computing of the UAVs, while taking into account the quality of data (e.g., video frames) input to the DL model and the inference errors. Analytical results are obtained and insights are provided to understand the tradeoff between the weighted-sum cost and inference error rate in the proposed framework. Numerical results demonstrate the effectiveness of the proposed offloading framework.

preprint2020arXiv

RandLA-Net: Efficient Semantic Segmentation of Large-Scale Point Clouds

We study the problem of efficient semantic segmentation for large-scale 3D point clouds. By relying on expensive sampling techniques or computationally heavy pre/post-processing steps, most existing approaches are only able to be trained and operate over small-scale point clouds. In this paper, we introduce RandLA-Net, an efficient and lightweight neural architecture to directly infer per-point semantics for large-scale point clouds. The key to our approach is to use random point sampling instead of more complex point selection approaches. Although remarkably computation and memory efficient, random sampling can discard key features by chance. To overcome this, we introduce a novel local feature aggregation module to progressively increase the receptive field for each 3D point, thereby effectively preserving geometric details. Extensive experiments show that our RandLA-Net can process 1 million points in a single pass with up to 200X faster than existing approaches. Moreover, our RandLA-Net clearly surpasses state-of-the-art approaches for semantic segmentation on two large-scale benchmarks Semantic3D and SemanticKITTI.

preprint2020arXiv

Universal patterns of rogue waves

Rogue wave patterns in the nonlinear Schrödinger (NLS) equation and the derivative NLS equation are analytically studied. It is shown that when the free parameters in the analytical expressions of these rogue waves are large, these waves would exhibit the same patterns, comprising fundamental rogue waves forming clear geometric structures such as triangle, pentagon, heptagon and nonagon, with a possible lower-order rogue wave at its center. These rogue patterns are analytically determined by the root structures of the Yablonskii-Vorob'ev polynomial hierarchy, and their orientations are controlled by the phase of the large free parameter. This connection of rogue wave patterns to the root structures of the Yablonskii-Vorob'ev polynomial hierarchy goes beyond the NLS and derivative NLS equations, and it gives rise to universal rogue wave patterns in integrable systems.

preprint2019arXiv

ATCSpeech: a multilingual pilot-controller speech corpus from real Air Traffic Control environment

Automatic Speech Recognition (ASR) is greatly developed in recent years, which expedites many applications on other fields. For the ASR research, speech corpus is always an essential foundation, especially for the vertical industry, such as Air Traffic Control (ATC). There are some speech corpora for common applications, public or paid. However, for the ATC, it is difficult to collect raw speeches from real systems due to safety issues. More importantly, for a supervised learning task like ASR, annotating the transcription is a more laborious work, which hugely restricts the prospect of ASR application. In this paper, a multilingual speech corpus (ATCSpeech) from real ATC systems, including accented Mandarin Chinese and English, is built and released to encourage the non-commercial ASR research in ATC domain. The corpus is detailly introduced from the perspective of data amount, speaker gender and role, speech quality and other attributions. In addition, the performance of our baseline ASR models is also reported. A community edition for our speech database can be applied and used under a special contrast. To our best knowledge, this is the first work that aims at building a real and multilingual ASR corpus for the air traffic related research.

preprint2019arXiv

Electron and positron spectra in the three dimensional spatial-dependent propagation model

The spatial-dependent propagation model has been successfully used to explain diverse observational phenomena, including the spectral hardening of cosmic-ray nuclei above $200$ GV, the large-scale dipole anisotropy and the diffusive gamma distribution. In this work, we further apply the spatial-dependent propagation model to both electrons and positrons. To account for the excess of positrons above $10$ GeV, an additional local source is introduced. And we also consider a more realistic spiral distribution of background sources. We find that due to the gradual hardening above $10$ GeV, the hardening of electron spectrum above tens of GeV can be explained in the SDP model and both positron and electron spectra less than TeV energies could be naturally described. The spatial-dependent propagation with spiral-distributed sources could conforms with the total electron spectrum in the whole energy. Meanwhile compared with the conventional model, the spatial-dependent propagation with spiral-distributed sources could produce larger background positron flux, so that the multiplier of background positron flux is $1.42$, which is much smaller than the required value by the conventional model. Thus the shortage of background positron flux could be solved. Furthermore we compute the anisotropy of electron under spatial-dependent propagation model, which is well below the observational limit of Fermi-LAT experiment.

preprint2019arXiv

General rogue waves in the Boussinesq equation

We derive general rogue wave solutions of arbitrary orders in the Boussinesq equation by the bilinear Kadomtsev-Petviashvili (KP) reduction method. These rogue solutions are given as Gram determinants with $2N-2$ free irreducible real parameters, where $N$ is the order of the rogue wave. Tuning these free parameters, rogue waves of various patterns are obtained, many of which have not been seen before. Compared to rogue waves in other integrable equations, a new feature of rogue waves in the Boussinesq equation is that the rogue wave of maximum amplitude at each order is generally asymmetric in space. On the technical aspect, our contribution to the bilinear KP-reduction method for rogue waves is a new judicious choice of differential operators in the procedure, which drastically simplifies the dimension reduction calculation as well as the analytical expressions of rogue wave solutions.

preprint2019arXiv

Learning Nonlinear Mixtures: Identifiability and Algorithm

Linear mixture models have proven very useful in a plethora of applications, e.g., topic modeling, clustering, and source separation. As a critical aspect of the linear mixture models, identifiability of the model parameters is well-studied, under frameworks such as independent component analysis and constrained matrix factorization. Nevertheless, when the linear mixtures are distorted by an unknown nonlinear functions -- which is well-motivated and more realistic in many cases -- the identifiability issues are much less studied. This work proposes an identification criterion for a nonlinear mixture model that is well grounded in many real-world applications, and offers identifiability guarantees. A practical implementation based on a judiciously designed neural network is proposed to realize the criterion, and an effective learning algorithm is proposed. Numerical results on synthetic and real-data corroborate effectiveness of the proposed method.

preprint2019arXiv

Pathwise Optimization for Merchant Energy Production

We study merchant energy production modeled as a compound switching and timing option. The resulting Markov decision process is intractable. State-of-the-art approximate dynamic programming methods applied to realistic instances of this model yield policies with large optimality gaps that are attributed to a weak upper (dual) bound on the optimal policy value. We extend pathwise optimization from stopping models to merchant energy production to investigate this issue. We apply principal component analysis and block coordinate descent in novel ways to respectively precondition and solve the ensuing ill conditioned and large scale linear program, which even a cutting-edge commercial solver is unable to handle directly. Compared to standard methods, our approach leads to substantially tighter dual bounds and smaller optimality gaps at the expense of considerably larger computational effort. Specifically, we provide numerical evidence for the near optimality of the operating policies based on least squares Monte Carlo and compute slightly better ones using our approach on a set of existing benchmark ethanol production instances. These findings suggest that both these policies are effective for the class of models we investigate. Our research has potential relevance for other commodity merchant operations settings.

preprint2019arXiv

Recurrent Two-Sided Loop Jets Caused by Magnetic Reconnection between Erupting Minifilaments and Nearby Large Filament

Using high spatial and temporal data from the New Vacuum Solar Telescope (NVST) and the Solar Dynamics Observatory (SDO), we present unambiguous observations of recurrent two-sided loop jets caused by magnetic reconnection between erupting minifilaments and nearby large filament. The observations demonstrate that three two-sided loop jets, which ejected along the large filament in opposite directions, had similar appearance and originated from the same region. We find that a minifilament erupted and drove the first jet. It reformed at the same neutral line later, and then underwent partial and total eruptions, drove the second and third jets, respectively. In the course of the jets, cool plasma was injected into the large filament. Furthermore, persistent magnetic flux cancelation occurred at the neutral line under the minifilament before its eruption and continued until the end of the observation. We infer that magnetic flux cancellation may account for building and then triggering the minifilament to erupt to produce the two-sided loop jets. This observation not only indicates that two-sided loop jets can be driven by minifilament eruptions, but also sheds new light on our understanding of the recurrent mechanism of two-sided loop jets.

preprint2019arXiv

Rogue waves in the generalized derivative nonlinear Schrodinger equations

General rogue waves are derived for the generalized derivative nonlinear Schrodinger (GDNLS) equations by a bilinear Kadomtsev-Petviashvili (KP) reduction method. These GDNLS equations contain the Kaup-Newell equation, the Chen-Lee-Liu equation and the Gerdjikov-Ivanov equation as special cases. In this bilinear framework, it is shown that rogue waves to all members of these equations are expressed by the same bilinear solution. Compared to previous bilinear KP reduction methods for rogue waves in other integrable equations, an important improvement in our current KP reduction procedure is a new parameterization of internal parameters in rogue waves. Under this new parameterization, the rogue wave expressions through elementary Schur polynomials are much simpler. In addition, the rogue wave with the highest peak amplitude at each order can be obtained by setting all those internal parameters to zero, and this maximum peak amplitude at order $N$ turns out to be $2N+1$ times the background amplitude, independent of the individual GDNLS equation and the background wavenumber. It is also reported that these GDNLS equations can be decomposed into two different bilinear systems which require different KP reductions, but the resulting rogue waves remain the same. Dynamics of rogue waves in the GDNLS equations is also analyzed. It is shown that the wavenumber of the constant background strongly affects the orientation and duration of the rogue wave. In addition, some new rogue patterns are presented.

preprint2016arXiv

Backhaul-Aware User Association and Resource Allocation for Energy-Constrained HetNets

Growing attentions have been paid to renewable energy or hybrid energy powered heterogeneous networks (HetNets). In this paper, focusing on backhaul-aware joint user association and resource allocation for this type of HetNets, we formulate an online optimization problem to maximize the network utility reflecting proportional fairness. Since user association and resource allocation are tightly coupled not only on resource consumption of the base stations (BSs), but also in the constraints of their available energy and backhaul, the closed-form solution is quite difficult to obtain. Thus, we solve the problem distributively via employing some decomposition methods. Specifically, at first, by adopting primal decomposition method, we decompose the original problem into a lower-level resource allocation problem for each BS, and a higher-level user association problem. For the optimal resource allocation, we prove that a BS either assigns equal normalized resources or provides equal long-term service rate to its served users. Then, the user association problem is solved by Lagrange dual decomposition method, and a completely distributed algorithm is developed. Moreover, applying results of the subgradient method, we demonstrate the convergence of the proposed distributed algorithm. Furthermore, in order to efficiently and reliably apply the proposed algorithm to the future wireless networks with an extremely dense BS deployment, we design a virtual user association and resource allocation scheme based on the software-defined networking architecture. Lastly, numerical results validate the convergence of the proposed algorithm and the significant improvement on network utility, load balancing and user fairness.

preprint2016arXiv

Cluster Statistics and Quasisoliton Dynamics in Microscopic Car-following Models

Using the optimal velocity (OV) model as an example, we show that in the non-linear regime there is an emergent quantity that gives the extremum headways in the cluster formation, as well as the coexistence curve separating the absolute stable phase from the metastable phase. This emergent quantity is independent of the density of the traffic lane, and determines an intrinsic scale that characterizes the dynamics of localized quasisoliton structures given by the time derivative of the headways. The intrinsic scale is analogous to the "charge" of quasisolitons that controls the strength of interaction between multiple clusters, leading to non-trivial cluster statistics from random perturbations to initial uniform traffic. The cluster statistics depend both on the charge and the density of the traffic lane; the relationship is qualitatively universal for general car-following models.

preprint2016arXiv

Development of Krylov and AMG linear solvers for large-scale sparse matrices on GPUs

This research introduce our work on developing Krylov subspace and AMG solvers on NVIDIA GPUs. As SpMV is a crucial part for these iterative methods, SpMV algorithms for single GPU and multiple GPUs are implemented. A HEC matrix format and a communication mechanism are established. And also, a set of specific algorithms for solving preconditioned systems in parallel environments are designed, including ILU(k), RAS and parallel triangular solvers. Based on these work, several Krylov solvers and AMG solvers are developed. According to numerical experiments, favorable acceleration performance is acquired from our Krylov solver and AMG solver under various parameter conditions.

preprint2016arXiv

Dirac node lines in a two-dimensional bipartite square lattice

As a new type of quantum matter, Dirac node line (DNL) semimetals are currently attracting widespread interest in condensed matter physics and material science. The DNL featured by a closed line consisting of linear band crossings in the lattice momentum space are mostly predicted in three-dimensional materials. Here, we propose tight-binding (TB) models of pz/px,y or pz/s orbitals in a two-dimensional (2D) bipartite square lattice for the 2D version of DNL semimetals. The DNL states in these models are caused by the inversion of the bands with different symmetries and thus robust again spin-orbit coupling (SOC). By means of first-principles calculations, we demonstrate two candidate 2D materials of these models: Be2C and BeH2 monolayers, which have Fermi circles centered at Γ (0,0) and K (1/2, 1/2) points, respectively. The topological nontriviality is verified by the non-zero topological invariant and the edge states. This work opens an avenue for design of 2D DNL semimetals.

preprint2016arXiv

Distributed Control for Charging Multiple Electric Vehicles with Overload Limitation

Severe pollution induced by traditional fossil fuels arouses great attention on the usage of plug-in electric vehicles (PEVs) and renewable energy. However, large-scale penetration of PEVs combined with other kinds of appliances tends to cause excessive or even disastrous burden on the power grid, especially during peak hours. This paper focuses on the scheduling of PEVs charging process among different charging stations and each station can be supplied by both renewable energy generators and a distribution network. The distribution network also powers some uncontrollable loads. In order to minimize the on-grid energy cost with local renewable energy and non-ideal storage while avoiding the overload risk of the distribution network, an online algorithm consisting of scheduling the charging of PEVs and energy management of charging stations is developed based on Lyapunov optimization and Lagrange dual decomposition techniques. The algorithm can satisfy the random charging requests from PEVs with provable performance. Simulation results with real data demonstrate that the proposed algorithm can decrease the time-average cost of stations while avoiding overload in the distribution network in the presence of random uncontrollable loads.

preprint2016arXiv

Energy Efficient Resource Allocation for Time-Varying OFDMA Relay Systems with Hybrid Energy Supplies

This paper investigates the energy efficient resource allocation for orthogonal frequency division multiple access (OFDMA) relay systems, where the system is supplied by the conventional utility grid and a renewable energy generator equipped with a storage device. The optimal usage of radio resource depends on the characteristics of the renewable energy generation and the mobile traffic, which exhibit both temporal and spatial diversities. Lyapunov optimization method is used to decompose the problem into the joint flow control, radio resource allocation and energy management without knowing a priori knowledge of system statistics. It is proven that the proposed algorithm can result in close-to-optimal performance with capacity limited data buffer and storage device. Simulation results show that the flexible tradeoff between the system utility and the conventional energy consumption can be achieved. Compared with other schemes, the proposed algorithm demonstrates better performance.

preprint2016arXiv

Learning From Hidden Traits: Joint Factor Analysis and Latent Clustering

Dimensionality reduction techniques play an essential role in data analytics, signal processing and machine learning. Dimensionality reduction is usually performed in a preprocessing stage that is separate from subsequent data analysis, such as clustering or classification. Finding reduced-dimension representations that are well-suited for the intended task is more appealing. This paper proposes a joint factor analysis and latent clustering framework, which aims at learning cluster-aware low-dimensional representations of matrix and tensor data. The proposed approach leverages matrix and tensor factorization models that produce essentially unique latent representations of the data to unravel latent cluster structure -- which is otherwise obscured because of the freedom to apply an oblique transformation in latent space. At the same time, latent cluster structure is used as prior information to enhance the performance of factorization. Specific contributions include several custom-built problem formulations, corresponding algorithms, and discussion of associated convergence properties. Besides extensive simulations, real-world datasets such as Reuters document data and MNIST image data are also employed to showcase the effectiveness of the proposed approaches.

preprint2016arXiv

Microscopic Statistical Characterisation of the Congested Traffic Flow and Some Salient Empirical Features

We present large scale and detailed analysis of the microscopic empirical data of the traffic flow, focusing on the non-linear interactions between the vehicles when the traffic is congested. By implementing a "renormalisation" procedure that averages over relatively unimportant factors, we extract the effective dependence of the acceleration on the vehicle headway, velocity and relative velocity, that characterises not just a few vehicles but the traffic system as a whole. Several interesting features of the detailed vehicle-to-vehicle interactions are revealed, including the stochastic distribution of human responses, relative importance of non-linear terms in different density regimes, symmetric response to the relative velocity, and the insensitivity of the acceleration to the velocity within a certain headway and velocity range. The latter leads to a multitude of steady-states without a fundamental diagram, showing strong evidence of the "synchronised phase", substantiated with additional microscopic details. We discuss the richness of the available data for the understanding of the human driving behaviours, and its usefulness in construction and calibration of both deterministic and stochastic microscopic traffic models.

preprint2016arXiv

Numerical Simulation of Multi-phase Flow in Porous Media on Parallel Computers

A parallel reservoir simulator has been developed, which is designed for large-scale black oil simulations. It handles three phases, including water, oil and gas, and three components, including water, oil and gas. This simulator can calculate traditional reservoir models and naturally fractured models. Various well operations are supported, such as water flooding, gas flooding and polymer flooding. The operation constraints can be fixed bottom-hole pressure, a fixed fluid rate, and combinations of them. The simulator is based on our in-house platform, which provides grids, cell-centred data, linear solvers, preconditioners and well modeling. The simulator and the platform use MPI for communications among computation nodes. Our simulator is capable of simulating giant reservoir models with hundreds of millions of grid cells. Numerical simulations show that our simulator matches with commercial simulators and it has excellent scalability.

preprint2016arXiv

Parallel Triangular Solvers on GPU

In this paper, we investigate GPU based parallel triangular solvers systematically. The parallel triangular solvers are fundamental to incomplete LU factorization family preconditioners and algebraic multigrid solvers. We develop a new matrix format suitable for GPU devices. Parallel lower triangular solvers and upper triangular solvers are developed for this new data structure. With these solvers, ILU preconditioners and domain decomposition preconditioners are developed. Numerical results show that we can speed triangular solvers around seven times faster.

preprint2016arXiv

Protonation enhancement by dichloromethane doping in low-pressure photoionization

Doping has been used to enhance the ionization efficiency of analytes in atmospheric pressure photoionization, which is based on charge exchange. Compounds with excellent ionization efficiencies are usually chosen as dopants. In this paper, we report a new phenomenon observed in low-pressure photoionization: Protonation enhancement by dichloromethane (CH2Cl2) doping. CH2Cl2 is not a common dopant due to its high ionization energy (11.33 eV). The low-pressure photoionization source was built using a krypton VUV lamp that emits photons with energies of 10.0 and 10.6 eV and was operated at 500-1000 Pa. Protonation of water, methanol, ethanol, and acetaldehyde was respectively enhanced by 481.7 +/- 122.4, 197.8 +/- 18.8, 87.3 +/- 7.8, and 93.5 +/- 35.5 times after doping 291 ppmv CH2Cl2, meanwhile CH2Cl2 almost does not generate noticeable ions itself. This phenomenon has not been documented in the literature. A new protonation process involving in ion-pair and H-bond formations was proposed to expound the phenomenon. The observed phenomenon opens a new prospect for the improvement of the detection efficiency of VUV photoionization.

preprint2016arXiv

Robust Volume Minimization-Based Matrix Factorization for Remote Sensing and Document Clustering

This paper considers \emph{volume minimization} (VolMin)-based structured matrix factorization (SMF). VolMin is a factorization criterion that decomposes a given data matrix into a basis matrix times a structured coefficient matrix via finding the minimum-volume simplex that encloses all the columns of the data matrix. Recent work showed that VolMin guarantees the identifiability of the factor matrices under mild conditions that are realistic in a wide variety of applications. This paper focuses on both theoretical and practical aspects of VolMin. On the theory side, exact equivalence of two independently developed sufficient conditions for VolMin identifiability is proven here, thereby providing a more comprehensive understanding of this aspect of VolMin. On the algorithm side, computational complexity and sensitivity to outliers are two key challenges associated with real-world applications of VolMin. These are addressed here via a new VolMin algorithm that handles volume regularization in a computationally simple way, and automatically detects and {iteratively downweights} outliers, simultaneously. Simulations and real-data experiments using a remotely sensed hyperspectral image and the Reuters document corpus are employed to showcase the effectiveness of the proposed algorithm.

preprint2015arXiv

Classification and Unification of the Microscopic Deterministic Traffic Models with Identical Drivers

We show that all existing deterministic microscopic traffic models with identical drivers (including both two-phase and three-phase models) can be understood as special cases from a master model by expansion around well-defined ground states. This allows two traffic models to be compared in a well-defined way. The three-phase models are characterized by the vanishing of leading orders of expansion within a certain density range, and as an example the popular intelligent driver models (IDM) is shown to be equivalent to a generalized optimal velocity (OV) model. We also explore the diverse solutions of the generalized OV model that can be important both for understanding human driving behaviors and algorithms for autonomous driverless vehicles.

preprint2015arXiv

Computationally Designed Zirconium Organometallic Catalyst for Direct Epoxidation of Alkenes without Allylic H Atoms: Aromatic Linkage Eliminates Formation of Inert Octahedral Complexes

We used density functional theory to computationally design a Zr organometallic catalyst for selectively oxidizing substrates using molecular oxygen as oxidant without coreductant. Each selective oxidation cycle involves four general steps: (a) a peroxo or weakly adsorbed O2 group releases an O atom to substrate to form substrate oxide and an oxo group, (b) an oxygen molecule adds to the oxo group to generate an eta2-ozone group, (c) the eta2-ozone group rearranges to form an eta3-ozone group, and (d) the eta3-ozone group releases an O atom to substrate to form substrate oxide and regenerate the peroxo or weakly adsorbed O2 group. This catalyst could potentially be synthesized via the condensation reaction Zr(N(R)R')4 + 2 C6H4-1,6-(N(C6H3-2',6'-(CH(CH3)2)2)OH)2 --> Zr(C6H4-1,6-(N(C6H3-2',6'-(CH(CH3)2)2)O)2)2 [aka Zr_Benzol catalyst] + 4 N(R)(R')H where R and R' are CH3, CH2CH3, or other alkyl groups. For direct ethylene epoxidation, the computed enthalpic energetic span (i.e., effective activation energy for the entire catalytic cycle) is 27.1 kcal/mol, which is one of the lowest values for catalysts studied to date. We study reaction mechanisms and the stability of different catalyst forms as a function of the oxygen atom chemical potential. Notably, an aromatic linkage in each ligand prevents this catalyst from deactivating to form an inactive octahedral-like structure that contains the same atoms as the dioxo complex, Zr(Ligand)2(O)2. Due to a side reaction that can transfer an allylic H atom from alkene to catalyst, this catalyst is useful for directly epoxidizing alkenes such as ethylene that do not contain allylic H atoms. To better understand the reaction chemistry, we computed net atomic charges and bond orders for the two catalytically relevant reaction cycles. These results quantify electron transfer and bond forming and breaking during the catalytic process.

preprint2015arXiv

Dirac Cone Metric and the Origin of the Spin Connections in Monolayer Graphene

We show that the modulation of the hopping amplitudes in the honeycomb lattice of the monolayer graphene uniquely defines a metric which corresponds to the shape of the Dirac cone. The spin connection of this effective metric field can be obtained from the microscopic tight-binding Hamiltonian exactly, completing the analogy between the sublattice pseudospin travelling in the monolayer graphene with ripples and strain fields, and the real spin $1/2$ fermion travelling in a curved space. The effective metric as seen by the sublattice pseudospin is different from the real space metric as defined by the two-dimensional manifold of the graphene monolayer. All relevant terms of the effective gauge field from the microscopic model is calculated exactly for a unimodular effective metric.

preprint2015arXiv

Dynamic Sleep Control in Green Relay-Assisted Networks for Energy Saving and QoS Improving

We study the relay station (RS) sleep control mechanism targeting on reducing energy consumption while improving users' quality of service (QoS) in green relay-assisted cellular networks, where the base station (BS) is powered by grid power and the RSs are powered by renewable energy. By adopting green RSs, the grid power consumption of the BS is greatly reduced. But due to the uncertainty and stochastic characteristics of the renewable energy, power supply for RSs is not always sufficient. Thus the harvested energy needs to be scheduled appropriately to cater to the dynamic traffic so as to minimize the energy saving in the long term. An optimization problem is formulated to find the optimal sleep ratio of RSs to match the time variation of energy harvesting and traffic arrival. To fully use the renewable energy, green-RS-first principle is adopted in the user association process. The optimal RS sleeping policy is obtained through dynamic programming (DP) approach, which divides the original optimization problem into per-stage subproblems. A reduced DP algorithm and a greedy algorithm are further proposed to greatly reduce the computation complexity. By simulations, the reduced DP algorithm outperforms the greedy algorithm in achieving satisfactory energy saving and QoS performance.

preprint2015arXiv

Non-linear Dynamics, Emergent Behaviors and Controlled Expansions: Towards Effective Modeling of the Congested Traffic

We propose a framework for constructing microscopic traffic models from microscopic acceleration patterns that can in principle be experimental measured and proper averaged. The exact model thus obtained can be used to justify the consistency of various popular models in the literature. Assuming analyticity of the exact model, we suggest that a controlled expansion around the constant velocity, uniform headway "ground state" is the proper way of constructing various different effective models. Assuming a unique ground state for any fixed average density, we discuss the universal properties of the resulting effective model, focusing on the emergent quantities of the coupled non-linear ODEs. These include the maximum and minimum headway that give the coexistence curve in the phase diagram, as well as an emergent intrinsic scale that characterizes the strength of interaction between clusters, leading to non-trivial cluster statistics when the unstable ground state is randomly perturbed. Utilizing the universal properties of the emergent quantities, a simple algorithm for constructing an effective traffic model is also presented. The algorithm tunes the model with statistically well-defined quantities extracted from the flow-density plot, and the resulting effective model naturally captures and predicts many quantitative and qualitative empirical features of the highway traffic, especially in the presence of an on-ramp bottleneck. The simplicity of the effective model provides strong evidence that stochasticity, diversity of vehicle types and modeling of complicated individual driving behaviors are \emph{not} fundamental to many observations of the complex spatiotemporal patterns in the real traffic dynamics. We also propose the nature of the congested phase can be well characterized by the long lasting transient states of the effective model, from which the wide moving jams evolve.

preprint2015arXiv

Nonlinear Image Formation by Optical Superlattices

The angular spectrum theory is applied to the nonlinear harmonic generation process in optical superlattices. Several explicit and analytical structure functions are deduced to design optical superlattices for various purposes. Employing this method, nonlinear image formation is achieved during the second-harmonic generation process in a properly designed optical superlattice. This method is universal for both nonlinear beam shaping and nonlinear arbitrary image formation. The theory has been experimentally validated in two-dimensional optical superlattice of LiTaO3 crystals and the results agree well with the theoretical prediction. This work not only extends the application of optical superlattices, but also opens a new area for imaging technologies.

preprint2015arXiv

On-surface synthesis of graphene nanoribbons with zigzag edge topology

Graphene-based nanostructures exhibit a vast range of exciting electronic properties that are absent in extended graphene. For example, quantum confinement in carbon nanotubes and armchair graphene nanoribbons (AGNRs) leads to the opening of substantial electronic band gaps that are directly linked to their structural boundary conditions. Even more intriguing are nanostructures with zigzag edges, which are expected to host spin-polarized electronic edge states and can thus serve as key elements for graphene-based spintronics. The most prominent example is zigzag graphene nanoribbons (ZGNRs) for which the edge states are predicted to couple ferromagnetically along the edge and antiferromagnetically between them. So far, a direct observation of the spin-polarized edge states for specifically designed and controlled zigzag edge topologies has not been achieved. This is mainly due to the limited precision of current top-down approaches, which results in poorly defined edge structures. Bottom-up fabrication approaches, on the other hand, were so far only successfully applied to the growth of AGNRs and related structures. Here, we describe the successful bottom-up synthesis of ZGNRs, which are fabricated by the surface-assisted colligation and cyclodehydrogenation of specifically designed precursor monomers including carbon groups that yield atomically precise zigzag edges. Using scanning tunnelling spectroscopy we prove the existence of edge-localized states with large energy splittings. We expect that the availability of ZGNRs will finally allow the characterization of their predicted spin-related properties such as spin confinement and filtering, and ultimately add the spin degree of freedom to graphene-based circuitry.

preprint2015arXiv

Randomization Improving Online Time-Sensitive Revenue Maximization for Green Data Centers

Green data centers have become more and more popular recently due to their sustainability. The resource management module within a green data center, which is in charge of dispatching jobs and scheduling energy, becomes especially critical as it directly affects a center's profit and sustainability. The thrust of managing a green data center's machine and energy resources lies at the uncertainty of incoming job requests and future showing-up green energy supplies. Thus, the decision of scheduling resources has to be made in an online manner. Some heuristic deterministic online algorithms have been proposed in recent literature. In this paper, we consider online algorithms for green data centers and introduce a randomized solution with the objective of maximizing net profit. Competitive analysis is employed to measure online algorithms' theoretical performance. Our algorithm is theoretical-sound and it outperforms the previously known deterministic algorithms in many settings using real traces. To complement our study, optimal offline algorithms are also designed.

preprint2014arXiv

An Effective Model for Traffic Dynamics and the Nature of the Congested Phase

A simple algorithm for constructing an effective traffic model is presented. The algorithm uses statistically well-defined quantities extracted from the flow-density plot, and the resulting effective model naturally captures and predicts many quantitative and qualitative empirical features of the highway traffic, especially with the presence of an on-ramp bottleneck. The simplicity of the effective model provides strong evidence that stochasticity, diversity of vehicle types and modeling of complicated driving behaviors are \emph{not} fundamental to many observations in the complex real traffic dynamics. We also propose the nature of the congested phase can be well characterized by the long lasting transient states of the effective model, from which the wide moving jams evolve.

preprint2014arXiv

Cross-Layer Scheduling for OFDMA-based Cognitive Radio Systems with Delay and Security Constraints

This paper considers the resource allocation problem in an Orthogonal Frequency Division Multiple Access (OFDMA) based cognitive radio (CR) network, where the CR base station adopts full overlay scheme to transmit both private and open information to multiple users with average delay and power constraints. A stochastic optimization problem is formulated to develop flow control and radio resource allocation in order to maximize the long-term system throughput of open and private information in CR system and ensure the stability of primary system. The corresponding optimal condition for employing full overlay is derived in the context of concurrent transmission of open and private information. An online resource allocation scheme is designed to adapt the transmission of open and private information based on monitoring the status of primary system as well as the channel and queue states in the CR network. The scheme is proven to be asymptotically optimal in solving the stochastic optimization problem without knowing any statistical information. Simulations are provided to verify the analytical results and efficiency of the scheme.

preprint2014arXiv

Nature of Quasielectrons and the Continuum of Neutral Bulk Excitations in the Laughlin Quantum Hall Fluids

We construct model wavefunctions for a family of single-quasielectron states supported by the $ν=1/3$ fractional quantum Hall (FQH) fluid. The charge $e^*$ = $e/3$ quasielectron state is identified as a composite of a charge-$2e^*$ quasiparticle and a $-e^*$ quasihole, orbiting around their common center of charge with relative angular momentum $n\hbar > 0$, and corresponds precisely to the "composite fermion" construction based on a filled $n=0$ Landau level plus an extra particle in level $n > 0$. An effective three-body model (one $2e^*$ quasiparticle and two $-e^*$ quasiholes) is introduced to capture the essential physics of the neutral bulk excitations.

preprint2013arXiv

An Ant-Based Algorithm with Local Optimization for Community Detection in Large-Scale Networks

In this paper, we propose a multi-layer ant-based algorithm MABA, which detects communities from networks by means of locally optimizing modularity using individual ants. The basic version of MABA, namely SABA, combines a self-avoiding label propagation technique with a simulated annealing strategy for ant diffusion in networks. Once the communities are found by SABA, this method can be reapplied to a higher level network where each obtained community is regarded as a new vertex. The aforementioned process is repeated iteratively, and this corresponds to MABA. Thanks to the intrinsic multi-level nature of our algorithm, it possesses the potential ability to unfold multi-scale hierarchical structures. Furthermore, MABA has the ability that mitigates the resolution limit of modularity. The proposed MABA has been evaluated on both computer-generated benchmarks and widely used real-world networks, and has been compared with a set of competitive algorithms. Experimental results demonstrate that MABA is both effective and efficient (in near linear time with respect to the size of network) for discovering communities.

preprint2013arXiv

Analytic Wavefunctions for Collective Modes in Fractional Quantum Hall Fluids

We show model wavefunctions for neutral collective modes in fractional quantum Hall (FQH) states have simple analytic forms obtained from judicially reducing the powers of selected pairs in the ground state Jastrow factor. This scheme of "pair excitations" works for the magneto-roton modes of single-component Abelian and non-Abeliean FQH states, as well as neutral fermion mode for the Moore-Read (MR) state. The analytic wavefunctions enable computations in the thermodynamic limit previous inaccessible to numerics, and the long wavelength limit of the neutral energy gap of the magneto-roton modes can be interpreted as fusion of charges in two-dimensional plasma picture, extending the plasma analogy to neutral excitations. A lattice diagrammatic method of representing these many-body wavefunctions and FQH elementary excitations is also presented.

preprint2013arXiv

Analytic Wavefunctions for Neutral Bulk Excitations in Fractional Quantum Hall Fluids

We show the model wavefunctions for the neutral collective modes in fractional quantum Hall (FQH) states have simple analytic forms obtained from judicially reducing the powers of selected pairs in the ground state Jastrow factor. This scheme of "pair excitations" works for the magneto-roton modes of single-component Abelian and non-Abeliean FQH states, as well as the neutral fermion mode for the Moore-Read (MR) state. The analytic wavefunctions allow us to compute the "quadrupole gap" of the magneto-roton mode in the thermodynamic limit, which was previously inaccessible to the numerics. The quadrupole gap is related to the fusion of the charges in the two-dimensional plasma picture, extending the plasma analogy to neutral excitations. A lattice diagrammatic method of representing these many-body wavefunctions and FQH elementary excitations is also presented.

preprint2013arXiv

Ant Colony Optimization with a New Random Walk Model for Community Detection in Complex Networks

Detecting communities from complex networks has recently triggered great interest. Aiming at this problem, a new ant colony optimization strategy building on the Markov random walks theory, which is named as MACO, is proposed in this paper. The framework of ant colony optimization is taken as the basic framework in this algorithm. In each iteration, a Markov random walk model is employed as heuristic rule; all of the ants local solutions are aggregated to a global one through an idea of clustering ensemble, which then will be used to update a pheromone matrix. The strategy relies on the progressive strengthening of within-community links and the weakening of between-community links. Gradually this converges to a solution where the underlying community structure of the complex network will become clearly visible. The proposed MACO has been evaluated both on synthetic benchmarks and on some real-world networks, and compared with some present competing algorithms. Experimental result has shown that MACO is highly effective for discovering communities.

preprint2013arXiv

Discovering link communities in complex networks by exploiting link dynamics

Discovery of communities in complex networks is a fundamental data analysis problem with applications in various domains. Most of the existing approaches have focused on discovering communities of nodes, while recent studies have shown great advantages and utilities of the knowledge of communities of links in networks. From this new perspective, we propose a link dynamics based algorithm, called UELC, for identifying link communities of networks. In UELC, the stochastic process of a link-node-link random walk is employed to unfold an embedded bipartition structure of links in a network. The local mixing properties of the Markov chain underlying the random walk are then utilized to extract two emerged link communities. Further, the random walk and the bipartitioning processes are wrapped in an iterative subdivision strategy to recursively identify link partitions that segregate the network links into multiple subdivisions. We evaluate the performance of the new method on synthetic benchmarks and demonstrate its utility on real-world networks. Our experimental results show that our method is highly effective for discovering link communities in complex networks. As a comparison, we also extend UELC to extracting communities of node, and show that it is effective for node community identification.

preprint2013arXiv

Fast Complex Network Clustering Algorithm Using Agents

Recently, the sizes of networks are always very huge, and they take on distributed nature. Aiming at this kind of network clustering problem, in the sight of local view, this paper proposes a fast network clustering algorithm in which each node is regarded as an agent, and each agent tries to maximize its local function in order to optimize network modularity defined by function Q, rather than optimize function Q from the global view as traditional methods. Both the efficiency and effectiveness of this algorithm are tested against computer-generated and real-world networks. Experimental result shows that this algorithm not only has the ability of clustering large-scale networks, but also can attain very good clustering quality compared with the existing algorithms. Furthermore, the parameters of this algorithm are analyzed.

preprint2013arXiv

Genetic Algorithm with a Local Search Strategy for Discovering Communities in Complex Networks

In order to further improve the performance of current genetic algorithms aiming at discovering communities, a local search based genetic algorithm GALS is here proposed. The core of GALS is a local search based mutation technique. In order to overcome the drawbacks of traditional mutation methods, the paper develops the concept of marginal gene and then the local monotonicity of modularity function Q is deduced from each nodes local view. Based on these two elements, a new mutation method combined with a local search strategy is presented. GALS has been evaluated on both synthetic benchmarks and several real networks, and compared with some presently competing algorithms. Experimental results show that GALS is highly effective and efficient for discovering community structure.

preprint2013arXiv

Markov random walk under constraint for discovering overlapping communities in complex networks

Detection of overlapping communities in complex networks has motivated recent research in the relevant fields. Aiming this problem, we propose a Markov dynamics based algorithm, called UEOC, which means, 'unfold and extract overlapping communities'. In UEOC, when identifying each natural community that overlaps, a Markov random walk method combined with a constraint strategy, which is based on the corresponding annealed network (degree conserving random network), is performed to unfold the community. Then, a cutoff criterion with the aid of a local community function, called conductance, which can be thought of as the ratio between the number of edges inside the community and those leaving it, is presented to extract this emerged community from the entire network. The UEOC algorithm depends on only one parameter whose value can be easily set, and it requires no prior knowledge on the hidden community structures. The proposed UEOC has been evaluated both on synthetic benchmarks and on some real-world networks, and was compared with a set of competing algorithms. Experimental result has shown that UEOC is highly effective and efficient for discovering overlapping communities.

preprint2012arXiv

Band mass anisotropy and the intrinsic metric of fractional quantum Hall systems

It was recently pointed out that topological liquid phases arising in the fractional quantum Hall effect (FQHE) are not required to be rotationally invariant, as most variational wavefunctions proposed to date have been. Instead, they possess a geometric degree of freedom corresponding to a shear deformation that acts like an intrinsic metric. We apply this idea to a system with an anisotropic band mass, as is intrinsically the case in many-valley semiconductors such as AlAs and Si, or in isotropic systems like GaAs in the presence of a tilted magnetic field, which breaks the rotational invariance. We perform exact diagonalization calculations with periodic boundary conditions (torus geometry) for various filling fractions in the lowest, first and second Landau levels. In the lowest Landau level, we demonstrate that FQHE states generally survive the breakdown of rotational invariance by moderate values of the band mass anisotropy. At 1/3 filling, we generate a variational family of Laughlin wavefunctions parametrized by the metric degree of freedom. We show that the intrinsic metric of the Laughlin state adjusts as the band mass anisotropy or the dielectric tensor are varied, while the phase remains robust. In the n=1 Landau level, mass anisotropy drives transitions between incompressible liquids and compressible states with charge density wave ordering. In n>=2 Landau levels, mass anisotropy selects and enhances stripe ordering with compatible wave vectors at partial 1/3 and 1/2 fillings.

preprint2012arXiv

Model Wavefunctions for the Collective Modes and the Magneto-roton Theory of the Fractional Quantum Hall Effect

We construct model wavefunctions for the collective modes of fractional quantum Hall systems. The wavefunctions are expressed in terms of symmetric polynomials characterized by a root partition and a "squeezed" basis, and show excellent agreement with exact diagonalization results for finite systems. In the long wavelength limit, the model wavefunctions reduce to those predicted by the single-mode approximation, and remain accurate at energies above the continuum of roton pairs.

preprint2011arXiv

The surge-like eruption of a miniature filament

We report on the rare eruption of a miniature H_alpha filament that took a surge form. The filament first underwent a full development within 46 minutes and then began to erupt 9 minutes later, followed by a compact, impulsive X-ray class M2.2 flare with a two ribbon nature only at the early eruption phase. During the eruption, its top rose, whereas the two legs remained rooted in the chromosphere and swelled little perpendicular to the rising direction. This led to a surge-like eruption with a narrow angular extent. Similar to the recent observations for standard and blowout X-ray jets by Moore et al., we thus define it as a "blowout H_alpha surge". Furthermore, our observations showed that the eruption was associated with (1) a coronal mass ejection guided by a preexisting streamer, (2) abrupt, significant, and persistent changes in the photospheric magnetic field around the filament, and (3) sudden disappearance of a small pore. These observations thus provide evidence that blowout surge is a small-scale version of large-scale filament eruption in many aspects. Our observations further suggest that at least part of H_alpha surges belong to blowout-type ones, and exact distinction between standard and blowout H_alpha surges is important in understanding their different origins and associated eruptive phenomena.

preprint2010arXiv

Multiplex Structures: Patterns of Complexity in Real-World Networks

Complex network theory aims to model and analyze complex systems that consist of multiple and interdependent components. Among all studies on complex networks, topological structure analysis is of the most fundamental importance, as it represents a natural route to understand the dynamics, as well as to synthesize or optimize the functions, of networks. A broad spectrum of network structural patterns have been respectively reported in the past decade, such as communities, multipartites, hubs, authorities, outliers, bow ties, and others. Here, we show that most individual real-world networks demonstrate multiplex structures. That is, a multitude of known or even unknown (hidden) patterns can simultaneously situate in the same network, and moreover they may be overlapped and nested with each other to collaboratively form a heterogeneous, nested or hierarchical organization, in which different connective phenomena can be observed at different granular levels. In addition, we show that the multiplex structures hidden in exploratory networks can be well defined as well as effectively recognized within an unified framework consisting of a set of proposed concepts, models, and algorithms. Our findings provide a strong evidence that most real-world complex systems are driven by a combination of heterogeneous mechanisms that may collaboratively shape their ubiquitous multiplex structures as we observe currently. This work also contributes a mathematical tool for analyzing different sources of networks from a new perspective of unveiling multiplex structures, which will be beneficial to multiple disciplines including sociology, economics and computer science.