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Ke Li

Ke Li contributes to research discovery and scholarly infrastructure.

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preprint2026arXiv

HepScript: A Dual-Use DSL for Human-AI Collaborative Data Analysis Workflows in High-Energy Physics

The escalating data scale in High-Energy Physics (HEP) fuels a growing aspiration for higher analytical efficiency. While Large Language Models (LLMs) offer a path toward automation via agentic AI, they struggle with complex scientific workflows that require deep domain knowledge and are tightly coupled to experiment-specific codebases. To address this, we introduce a methodology centered on HepScript, a dual-use Domain-Specific Language (DSL) for HEP data analysis workflows. HepScript serves as a shared formal interface, abstracting HEP analysis logic into a constrained syntax that is both intuitive for human experts and reliably generable by AI agents. First developed for the Beijing Spectrometer III (BESIII) experiment, HepScript hides the complexity of the underlying software stack, translating high-level analysis intent into low-level, production-ready code. In our case studies, this abstraction reduces the required human-written code by 93\%. Crucially, HepScript's constrained grammar defines a tractable action space, enabling AI agents to autonomously generate executable specifications for core analysis stages directly from published literature with a 95\% success rate. Our work demonstrates a scalable pathway toward human-AI collaborative systems, where a formally specified DSL acts as an unambiguous translation layer between human expertise, AI automation, and production environment, rendering previously intractable automation problems solvable.

preprint2024arXiv

Evolutionary Alternating Direction Method of Multipliers for Constrained Multi-Objective Optimization with Unknown Constraints

Constrained multi-objective optimization problems (CMOPs) pervade real-world applications in science, engineering, and design. Constraint violation has been a building block in designing evolutionary multi-objective optimization algorithms for solving constrained multi-objective optimization problems. However, in certain scenarios, constraint functions might be unknown or inadequately defined, making constraint violation unattainable and potentially misleading for conventional constrained evolutionary multi-objective optimization algorithms. To address this issue, we present the first of its kind evolutionary optimization framework, inspired by the principles of the alternating direction method of multipliers that decouples objective and constraint functions. This framework tackles CMOPs with unknown constraints by reformulating the original problem into an additive form of two subproblems, each of which is allotted a dedicated evolutionary population. Notably, these two populations operate towards complementary evolutionary directions during their optimization processes. In order to minimize discrepancy, their evolutionary directions alternate, aiding the discovery of feasible solutions. Comparative experiments conducted against five state-of-the-art constrained evolutionary multi-objective optimization algorithms, on 120 benchmark test problem instances with varying properties, as well as two real-world engineering optimization problems, demonstrate the effectiveness and superiority of our proposed framework. Its salient features include faster convergence and enhanced resilience to various Pareto front shapes.

preprint2024arXiv

Human-in-the-Loop Policy Optimization for Preference-Based Multi-Objective Reinforcement Learning

Multi-objective reinforcement learning (MORL) aims to find a set of high-performing and diverse policies that address trade-offs between multiple conflicting objectives. However, in practice, decision makers (DMs) often deploy only one or a limited number of trade-off policies. Providing too many diversified trade-off policies to the DM not only significantly increases their workload but also introduces noise in multi-criterion decision-making. With this in mind, we propose a human-in-the-loop policy optimization framework for preference-based MORL that interactively identifies policies of interest. Our method proactively learns the DM's implicit preference information without requiring any a priori knowledge, which is often unavailable in real-world black-box decision scenarios. The learned preference information is used to progressively guide policy optimization towards policies of interest. We evaluate our approach against three conventional MORL algorithms that do not consider preference information and four state-of-the-art preference-based MORL algorithms on two MORL environments for robot control and smart grid management. Experimental results fully demonstrate the effectiveness of our proposed method in comparison to the other peer algorithms.

preprint2024arXiv

Investigation of the $ΔI = 1/2$ rule and test of CP violation through the measurement of decay asymmetry parameters in $Ξ^-$ decays

Using $(10087\pm44)\times 10^{6}$ $J/ψ$ events collected with the BESIII detector, numerous $Ξ^-$ and $Λ$ decay asymmetry parameters are simultaneously determined from the process $J/ψ\to Ξ^- \barΞ^+ \to Λ(pπ^-) π^- \barΛ(\bar{n} π^0) π^+$ and its charge-conjugate channel. The precisions of $α_0$ for $Λ\to nπ^0$ and $\barα_0$ for $\barΛ \to \bar{n}π^0$ compared to world averages are improved by factors of 4 and 1.7, respectively. The ratio of decay asymmetry parameters of $Λ\to nπ^0$ to that of $Λ\to pπ^-$, $\langle α_0 \rangle/ \langle α_{Λ-} \rangle $, is determined to be $ 0.873 \pm 0.012^{+0.011}_{-0.010}$, where the first and the second uncertainties are statistical and systematic, respectively. The ratio is smaller than unity more than $5σ$, which signifies the existence of the $ΔI = 3/2$ transition in $Λ$ for the first time. Beside, we test for CP violation in $Ξ^- \to Λπ^-$ and in $Λ\to n π^{0}$ with the best precision to date.

preprint2023arXiv

Micro and Macro Level Graph Modeling for Graph Variational Auto-Encoders

Generative models for graph data are an important research topic in machine learning. Graph data comprise two levels that are typically analyzed separately: node-level properties such as the existence of a link between a pair of nodes, and global aggregate graph-level statistics, such as motif counts. This paper proposes a new multi-level framework that jointly models node-level properties and graph-level statistics, as mutually reinforcing sources of information. We introduce a new micro-macro training objective for graph generation that combines node-level and graph-level losses. We utilize the micro-macro objective to improve graph generation with a GraphVAE, a well-established model based on graph-level latent variables, that provides fast training and generation time for medium-sized graphs. Our experiments show that adding micro-macro modeling to the GraphVAE model improves graph quality scores up to 2 orders of magnitude on five benchmark datasets, while maintaining the GraphVAE generation speed advantage.

preprint2023arXiv

Search for hidden-charm tetraquark with strangeness in $e^{+}e^{-}\rightarrow K^+ D_{s}^{-} D^{0}+c.c.$

We report a search for a heavier partner of the recently observed $Z_{cs}(3985)^{-}$ state, denoted as $Z_{cs}^{\prime -}$, in the process $e^{+} e^{-}\rightarrow K^{+}D_{s}^{*-}D^{* 0}+c.c.$, based on $e^+e^-$ collision data collected at the center-of-mass energies of $\sqrt{s}=4.661$, 4.682 and 4.699 GeV with the BESIII detector. The $Z_{cs}^{\prime -}$ is of interest as it is expected to be a candidate for a hidden-charm and open-strange tetraquark. A partial-reconstruction technique is used to isolate $K^+$ recoil-mass spectra, which are probed for a potential contribution from $Z_{cs}^{\prime -}\to D_{s}^{*-}D^{* 0}$ ($c.c.$). We find an excess of $Z_{cs}^{\prime -}\rightarrow D_{s}^{*-}D^{*0}$ ($c.c.$) candidates with a significance of $2.1σ$, after considering systematic uncertainties, at a mass of $(4123.5\pm0.7_\mathrm{stat.}\pm4.7_\mathrm{syst.})\ \mathrm{MeV}/c^{2}$. As the data set is limited in size, the upper limits are evaluated at the 90\% confidence level on the product of the Born cross sections ($σ^{\mathrm{Born}}$) and the branching fraction ($\mathcal{B}$) of $Z_{cs}^{\prime-}\rightarrow D_{s}^{*-}D^{* 0}$, under different assumptions of the $Z_{cs}^{\prime -}$ mass from 4.120 to 4.140 MeV and of the width from 10 to 50 MeV at the three center-of-mass energies. The upper limits of $σ^{\rm Born}\cdot\mathcal{B}$ are found to be at the level of $\mathcal{O}(1)$ pb at each energy. Larger data samples are needed to confirm the $Z_{cs}^{\prime -}$ state and clarify its nature in the coming years.

preprint2022arXiv

Amplitude analysis and branching fraction measurement of the decay $D_{s}^{+} \to K^+π^+π^-$

Using $6.32$ fb$^{-1}$ of $e^{+}e^{-}$ collision data collected at the center-of-mass energies between 4.178 and 4.226 GeV with the BESIII detector, we perform an amplitude analysis of the decay $D^+_s \to K^+π^+π^-$ and determine the amplitudes of the various intermediate states. The absolute branching fraction of $D^+_s\to K^+π^+π^-$ is measured to be ($6.11\pm0.18_{\rm stat.}\pm0.11_{\rm syst.})\times 10^{-3}$. The branching fractions of the dominant intermediate processes $D_{s}^{+} \to K^+ρ^0, ρ^0 \to π^+π^-$ and $D_{s}^{+} \to K^*(892)^0π^+, K^*(892)^0 \to K^+π^-$ are determined to be $(1.96\pm0.19_{\rm stat.}\pm0.23_{\rm syst.})\times 10^{-3}$ and $(1.85\pm0.12_{\rm stat.}\pm0.13_{\rm syst.})\times 10^{-3}$, respectively. The intermediate resonances $f_0(500)$, $f_0(980)$, and $f_0(1370)$ are observed for the first time in this channel.

preprint2022arXiv

Amplitude analysis and branching-fraction measurement of $D_{s}^{+} \to π^{+}π^{0}η^{\prime}$

Using data collected with the BESIII detector in $e^+e^-$ collisions at center-of-mass energies between 4.178 and 4.226 GeV and corresponding to 6.32~fb$^{-1}$ of integrated luminosity, we report the amplitude analysis and branching-fraction measurement of the $D^+_s \to π^+ π^0 η^{\prime}$ decay. We find that the dominant intermediate process is $D^+_s \toρ^+ η^{\prime}$ and the significances of other resonant and nonresonant processes are all less than $3σ$. The upper limits on the branching fractions of $S$-wave and $P$-wave nonresonant components are set to $0.10\%$ and $0.74\%$ at the $90\%$ confidence level, respectively. In addition, the branching fraction of the $D^+_s \to π^+ π^0 η^{\prime}$ decay is measured to be $(6.15\pm0.25(\rm stat.)\pm0.18(\rm syst.))\%$, which receives significant contribution only from $D_s^+\to ρ^+η^{\prime}$ according to the amplitude analysis.

preprint2022arXiv

Anchor-free Oriented Proposal Generator for Object Detection

Oriented object detection is a practical and challenging task in remote sensing image interpretation. Nowadays, oriented detectors mostly use horizontal boxes as intermedium to derive oriented boxes from them. However, the horizontal boxes are inclined to get small Intersection-over-Unions (IoUs) with ground truths, which may have some undesirable effects, such as introducing redundant noise, mismatching with ground truths, detracting from the robustness of detectors, etc. In this paper, we propose a novel Anchor-free Oriented Proposal Generator (AOPG) that abandons horizontal box-related operations from the network architecture. AOPG first produces coarse oriented boxes by a Coarse Location Module (CLM) in an anchor-free manner and then refines them into high-quality oriented proposals. After AOPG, we apply a Fast R-CNN head to produce the final detection results. Furthermore, the shortage of large-scale datasets is also a hindrance to the development of oriented object detection. To alleviate the data insufficiency, we release a new dataset on the basis of our DIOR dataset and name it DIOR-R. Massive experiments demonstrate the effectiveness of AOPG. Particularly, without bells and whistles, we achieve the accuracy of 64.41%, 75.24% and 96.22% mAP on the DIOR-R, DOTA and HRSC2016 datasets respectively. Code and models are available at https://github.com/jbwang1997/AOPG.

preprint2022arXiv

ARM: Any-Time Super-Resolution Method

This paper proposes an Any-time super-Resolution Method (ARM) to tackle the over-parameterized single image super-resolution (SISR) models. Our ARM is motivated by three observations: (1) The performance of different image patches varies with SISR networks of different sizes. (2) There is a tradeoff between computation overhead and performance of the reconstructed image. (3) Given an input image, its edge information can be an effective option to estimate its PSNR. Subsequently, we train an ARM supernet containing SISR subnets of different sizes to deal with image patches of various complexity. To that effect, we construct an Edge-to-PSNR lookup table that maps the edge score of an image patch to the PSNR performance for each subnet, together with a set of computation costs for the subnets. In the inference, the image patches are individually distributed to different subnets for a better computation-performance tradeoff. Moreover, each SISR subnet shares weights of the ARM supernet, thus no extra parameters are introduced. The setting of multiple subnets can well adapt the computational cost of SISR model to the dynamically available hardware resources, allowing the SISR task to be in service at any time. Extensive experiments on resolution datasets of different sizes with popular SISR networks as backbones verify the effectiveness and the versatility of our ARM. The source code is available at https://github.com/chenbong/ARM-Net.

preprint2022arXiv

Art-Attack: Black-Box Adversarial Attack via Evolutionary Art

Deep neural networks (DNNs) have achieved state-of-the-art performance in many tasks but have shown extreme vulnerabilities to attacks generated by adversarial examples. Many works go with a white-box attack that assumes total access to the targeted model including its architecture and gradients. A more realistic assumption is the black-box scenario where an attacker only has access to the targeted model by querying some input and observing its predicted class probabilities. Different from most prevalent black-box attacks that make use of substitute models or gradient estimation, this paper proposes a gradient-free attack by using a concept of evolutionary art to generate adversarial examples that iteratively evolves a set of overlapping transparent shapes. To evaluate the effectiveness of our proposed method, we attack three state-of-the-art image classification models trained on the CIFAR-10 dataset in a targeted manner. We conduct a parameter study outlining the impact the number and type of shapes have on the proposed attack's performance. In comparison to state-of-the-art black-box attacks, our attack is more effective at generating adversarial examples and achieves a higher attack success rate on all three baseline models.

preprint2022arXiv

Automated Few-Shot Time Series Forecasting based on Bi-level Programming

New micro-grid design with renewable energy sources and battery storage systems can help improve greenhouse gas emissions and reduce the operational cost. To provide an effective short-/long-term forecasting of both energy generation and load demand, time series predictive modeling has been one of the key tools to guide the optimal decision-making for planning and operation. One of the critical challenges of time series renewable energy forecasting is the lack of historical data to train an adequate predictive model. Moreover, the performance of a machine learning model is sensitive to the choice of its corresponding hyperparameters. Bearing these considerations in mind, this paper develops a BiLO-Auto-TSF/ML framework that automates the optimal design of a few-shot learning pipeline from a bi-level programming perspective. Specifically, the lower-level meta-learning helps boost the base-learner to mitigate the small data challenge while the hyperparameter optimization at the upper level proactively searches for the optimal hyperparameter configurations for both base- and meta-learners. Note that the proposed framework is so general that any off-the-shelf machine learning method can be used in a plug-in manner. Comprehensive experiments fully demonstrate the effectiveness of our proposed BiLO-Auto-TSF/ML framework to search for a high-performance few-shot learning pipeline for various energy sources.

preprint2022arXiv

C3KG: A Chinese Commonsense Conversation Knowledge Graph

Existing commonsense knowledge bases often organize tuples in an isolated manner, which is deficient for commonsense conversational models to plan the next steps. To fill the gap, we curate a large-scale multi-turn human-written conversation corpus, and create the first Chinese commonsense conversation knowledge graph which incorporates both social commonsense knowledge and dialog flow information. To show the potential of our graph, we develop a graph-conversation matching approach, and benchmark two graph-grounded conversational tasks.

preprint2022arXiv

Cross section measurements of the processes $e^+e^- \rightarrow ωπ^{0}$ and $ωη$ at center-of-mass energies between 3.773 and 4.701 GeV

The Born cross sections of the processes $e^+e^- \rightarrow ωπ^{0}$ and $e^+e^- \rightarrow ωη$ are measured at center-of-mass energies between 3.773 and 4.701 GeV using a total integrated luminosity of 22.7 fb$^{-1}$ collected with the BESIII detector operating at the BEPCII collider. A simple $s^{-n}$ dependence for the continuum process can describe the measured Born cross sections. No significant contributions from the $ψ(4160)$, $Y(4230)$, $Y(4360)$, $ψ(4415)$, $Y(4660)$ resonances are found, which indicates relative small branching fractions for these resonances into the $ωπ^{0}$ and $ωη$ final states.

preprint2022arXiv

Data-Driven Evolutionary Multi-Objective Optimization Based on Multiple-Gradient Descent for Disconnected Pareto Fronts

Data-driven evolutionary multi-objective optimization (EMO) has been recognized as an effective approach for multi-objective optimization problems with expensive objective functions. The current research is mainly developed for problems with a 'regular' triangle-like Pareto-optimal front (PF), whereas the performance can significantly deteriorate when the PF consists of disconnected segments. Furthermore, the offspring reproduction in the current data-driven EMO does not fully leverage the latent information of the surrogate model. Bearing these considerations in mind, this paper proposes a data-driven EMO algorithm based on multiple-gradient descent. By leveraging the regularity information provided by the up-to-date surrogate model, it is able to progressively probe a set of well distributed candidate solutions with a convergence guarantee. In addition, its infill criterion recommends a batch of promising candidate solutions to conduct expensive objective function evaluations. Experiments on $33$ benchmark test problem instances with disconnected PFs fully demonstrate the effectiveness of our proposed method against four selected peer algorithms.

preprint2022arXiv

DisCo: Remedy Self-supervised Learning on Lightweight Models with Distilled Contrastive Learning

While self-supervised representation learning (SSL) has received widespread attention from the community, recent research argue that its performance will suffer a cliff fall when the model size decreases. The current method mainly relies on contrastive learning to train the network and in this work, we propose a simple yet effective Distilled Contrastive Learning (DisCo) to ease the issue by a large margin. Specifically, we find the final embedding obtained by the mainstream SSL methods contains the most fruitful information, and propose to distill the final embedding to maximally transmit a teacher's knowledge to a lightweight model by constraining the last embedding of the student to be consistent with that of the teacher. In addition, in the experiment, we find that there exists a phenomenon termed Distilling BottleNeck and present to enlarge the embedding dimension to alleviate this problem. Our method does not introduce any extra parameter to lightweight models during deployment. Experimental results demonstrate that our method achieves the state-of-the-art on all lightweight models. Particularly, when ResNet-101/ResNet-50 is used as teacher to teach EfficientNet-B0, the linear result of EfficientNet-B0 on ImageNet is very close to ResNet-101/ResNet-50, but the number of parameters of EfficientNet-B0 is only 9.4\%/16.3\% of ResNet-101/ResNet-50. Code is available at https://github. com/Yuting-Gao/DisCo-pytorch.

preprint2022arXiv

Do We Really Need to Use Constraint Violation in Constrained Evolutionary Multi-Objective Optimization?

Constraint violation has been a building block to design evolutionary multi-objective optimization algorithms for solving constrained multi-objective optimization problems. However, it is not uncommon that the constraint violation is hardly approachable in real-world black-box optimization scenarios. It is unclear that whether the existing constrained evolutionary multi-objective optimization algorithms, whose environmental selection mechanism are built upon the constraint violation, can still work or not when the formulations of the constraint functions are unknown. Bearing this consideration in mind, this paper picks up four widely used constrained evolutionary multi-objective optimization algorithms as the baseline and develop the corresponding variants that replace the constraint violation by a crisp value. From our experiments on both synthetic and real-world benchmark test problems, we find that the performance of the selected algorithms have not been significantly influenced when the constraint violation is not used to guide the environmental selection.

preprint2022arXiv

Dynamic Dual Trainable Bounds for Ultra-low Precision Super-Resolution Networks

Light-weight super-resolution (SR) models have received considerable attention for their serviceability in mobile devices. Many efforts employ network quantization to compress SR models. However, these methods suffer from severe performance degradation when quantizing the SR models to ultra-low precision (e.g., 2-bit and 3-bit) with the low-cost layer-wise quantizer. In this paper, we identify that the performance drop comes from the contradiction between the layer-wise symmetric quantizer and the highly asymmetric activation distribution in SR models. This discrepancy leads to either a waste on the quantization levels or detail loss in reconstructed images. Therefore, we propose a novel activation quantizer, referred to as Dynamic Dual Trainable Bounds (DDTB), to accommodate the asymmetry of the activations. Specifically, DDTB innovates in: 1) A layer-wise quantizer with trainable upper and lower bounds to tackle the highly asymmetric activations. 2) A dynamic gate controller to adaptively adjust the upper and lower bounds at runtime to overcome the drastically varying activation ranges over different samples.To reduce the extra overhead, the dynamic gate controller is quantized to 2-bit and applied to only part of the SR networks according to the introduced dynamic intensity. Extensive experiments demonstrate that our DDTB exhibits significant performance improvements in ultra-low precision. For example, our DDTB achieves a 0.70dB PSNR increase on Urban100 benchmark when quantizing EDSR to 2-bit and scaling up output images to x4. Code is at \url{https://github.com/zysxmu/DDTB}.

preprint2022arXiv

Efficient Decoder-free Object Detection with Transformers

Vision transformers (ViTs) are changing the landscape of object detection approaches. A natural usage of ViTs in detection is to replace the CNN-based backbone with a transformer-based backbone, which is straightforward and effective, with the price of bringing considerable computation burden for inference. More subtle usage is the DETR family, which eliminates the need for many hand-designed components in object detection but introduces a decoder demanding an extra-long time to converge. As a result, transformer-based object detection can not prevail in large-scale applications. To overcome these issues, we propose a novel decoder-free fully transformer-based (DFFT) object detector, achieving high efficiency in both training and inference stages, for the first time. We simplify objection detection into an encoder-only single-level anchor-based dense prediction problem by centering around two entry points: 1) Eliminate the training-inefficient decoder and leverage two strong encoders to preserve the accuracy of single-level feature map prediction; 2) Explore low-level semantic features for the detection task with limited computational resources. In particular, we design a novel lightweight detection-oriented transformer backbone that efficiently captures low-level features with rich semantics based on a well-conceived ablation study. Extensive experiments on the MS COCO benchmark demonstrate that DFFT_SMALL outperforms DETR by 2.5% AP with 28% computation cost reduction and more than $10$x fewer training epochs. Compared with the cutting-edge anchor-based detector RetinaNet, DFFT_SMALL obtains over 5.5% AP gain while cutting down 70% computation cost.

preprint2022arXiv

Fine-grained Data Distribution Alignment for Post-Training Quantization

While post-training quantization receives popularity mostly due to its evasion in accessing the original complete training dataset, its poor performance also stems from scarce images. To alleviate this limitation, in this paper, we leverage the synthetic data introduced by zero-shot quantization with calibration dataset and propose a fine-grained data distribution alignment (FDDA) method to boost the performance of post-training quantization. The method is based on two important properties of batch normalization statistics (BNS) we observed in deep layers of the trained network, (i.e.), inter-class separation and intra-class incohesion. To preserve this fine-grained distribution information: 1) We calculate the per-class BNS of the calibration dataset as the BNS centers of each class and propose a BNS-centralized loss to force the synthetic data distributions of different classes to be close to their own centers. 2) We add Gaussian noise into the centers to imitate the incohesion and propose a BNS-distorted loss to force the synthetic data distribution of the same class to be close to the distorted centers. By utilizing these two fine-grained losses, our method manifests the state-of-the-art performance on ImageNet, especially when both the first and last layers are quantized to the low-bit. Code is at \url{https://github.com/zysxmu/FDDA}.

preprint2022arXiv

First Observation of the Semileptonic Decay $Λ_c^+\rightarrow pK^- e^+ν_e$

Using $4.5~\mathrm{fb}^{-1}$ of $e^+e^-$ annihilation data samples collected at the center-of-mass energies ranging from 4.600~GeV to 4.699~GeV with the BESIII detector at the BEPCII collider, a first study of the semileptonic decays $Λ_c^+\rightarrow pK^-e^+ν_e$, $Λ_c^+\rightarrow Λ(1520) e^+ν_e$ and $Λ_c^+\rightarrow Λ(1405) e^+ν_e$ is performed. The $Λ_c^+\rightarrow pK^-e^+ν_e$ decay is observed with a significance of $8.2σ$ and the branching fraction is measured to be $\mathcal{B}(Λ_c^+\rightarrow pK^- e^+ν_e)=(0.88\pm0.17_{\rm stat.}\pm0.07_{\rm syst.})\times 10^{-3}$. We also report evidence of $Λ_c^+\rightarrow Λ(1520)e^+ν_e$ and $Λ_c^+\rightarrow Λ(1405)e^+ν_e$ with significances of $3.3σ$ and $3.2σ$, respectively, and measure $\mathcal B(Λ^+_c\rightarrow Λ(1520)e^+ν_e)=(1.02\pm0.52_{\rm stat.}\pm0.11_{\rm syst.})\times10^{-3}$ and $\mathcal B(Λ^+_c\rightarrow Λ(1405)[\rightarrow pK^-]e^+ν_e)=(0.42\pm0.19_{\rm stat.}\pm0.04_{\rm syst.})\times10^{-3}$. Combining these with the inclusive semileptonic $Λ_c^+$ branching fraction measured by BESIII, the relative fraction is determined to be $[\mathcal{B}(Λ_c^+\rightarrow pK^-e^+ν_e)/\mathcal{B}(Λ_c^+\rightarrow X e^+ν_e)]=(2.1\pm0.4_{\rm stat.}\pm0.2_{\rm syst.})\%$, which provides a clear confirmation that semileptonic $Λ_c^+$ decays are not saturated by the $Λ\ell^+ν_{\ell}$ final state.

preprint2022arXiv

Interactive Evolutionary Multi-Objective Optimization via Learning-to-Rank

In practical multi-criterion decision-making, it is cumbersome if a decision maker (DM) is asked to choose among a set of trade-off alternatives covering the whole Pareto-optimal front. This is a paradox in conventional evolutionary multi-objective optimization (EMO) that always aim to achieve a well balance between convergence and diversity. In essence, the ultimate goal of multi-objective optimization is to help a decision maker (DM) identify solution(s) of interest (SOI) achieving satisfactory trade-offs among multiple conflicting criteria. Bearing this in mind, this paper develops a framework for designing preference-based EMO algorithms to find SOI in an interactive manner. Its core idea is to involve human in the loop of EMO. After every several iterations, the DM is invited to elicit her feedback with regard to a couple of incumbent candidates. By collecting such information, her preference is progressively learned by a learning-to-rank neural network and then applied to guide the baseline EMO algorithm. Note that this framework is so general that any existing EMO algorithm can be applied in a plug-in manner. Experiments on $48$ benchmark test problems with up to 10 objectives fully demonstrate the effectiveness of our proposed algorithms for finding SOI.

preprint2022arXiv

Measurement of $e^{+}e^{-} \to K^{+}K^{-}π^{0}$ cross section and observation of a resonant structure

Based on $e^{+}e^{-}$ collision data collected by the BESIII detector at the BEPCII collider at center-of-mass energies from 2.000 to 3.080 GeV, a partial-wave analysis is performed for the process $e^{+}e^{-} \to K^{+}K^{-}π^{0}$. The Born cross section of the process $e^{+}e^{-} \to K^{+}K^{-}π^{0}$ and its subprocesses $e^{+}e^{-} \to ϕπ^{0}$, $K^{*}(892)K$ and $K^{*}_{2}(1430)K$ are measured. The results for $e^{+}e^{-} \to K^{+}K^{-}π^{0}$ and $ϕπ^{0}$ are consistent with the BaBar measurements and with improved precision. By analyzing the cross section, of the subprocesses $e^{+}e^{-} \to$ $K^{*}(892)K$ and $K^{*}_{2}(1430)K$, a structure with mass $M_R$ = (2208 $\pm$ 19 $\pm$ 24) MeV/$c^{2}$ and width $Γ_R$ = (168 $\pm$ 24 $\pm$ 39) MeV is observed with a combined statistical significance of 7.6$σ$. The measured resonance parameters suggest it can be identified as the $ϕ(2170)$, thus the results provide valuable input to understand the internal nature of this state.

preprint2022arXiv

Measurement of $Λ$ baryon polarization in $e^+e^-\rightarrowΛ\barΛ$ at $\sqrt{s} = 3.773$ GeV

Using a data sample of $ψ(3770)$ events collected with the BESIII detector at BEPCII corresponding to an integrated luminosity of 2.9 fb$^{-1}$, we report a measurement of $Λ$ spin polarization in $e^+e^-\rightarrowΛ\barΛ$ at $\sqrt{s} = 3.773$ GeV. The significance of polarization is found to be 2$σ$ including the systematic uncertainty, which implies a zero phase between the transition amplitudes of the $Λ\barΛ$ helicity states. This phase can be interpreted in terms of psionic form factors, and is determined to be $ΔΦ^Ψ$ = $Φ^Ψ_{E} - Φ^Ψ_{M}$ = $(71^{+66}_{-46}$ $\pm$ 5)$^{\circ}$. Similarly, the ratio between the form factors is found to be $R^ψ$ = $|G^Ψ_{E}/G^Ψ_{M}|$ = $0.48^{+0.12}_{-0.07}$ $\pm$ 0.04. The first uncertainties are statistical and the second systematic.

preprint2022arXiv

Measurement of the $D \to K^-π^+π^+π^-$ and $D \to K^-π^+π^0$ coherence factors and average strong-phase differences in quantum-correlated ${D\bar{D}}$ decays

The decays $D\to K^-π^+π^+π^-$ and $D \to K^-π^+π^0$ are studied in a sample of quantum-correlated $D\bar{D}$ pairs produced through the process $e^+e^- \to ψ(3770) \to D\bar{D}$, exploiting a data set collected by the BESIII experiment that corresponds to an integrated luminosity of 2.93 fb$^{-1}$. Here $D$ indicates a quantum superposition of a $D^0$ and a $\bar{D}^0$ meson. By reconstructing one neutral charm meson in a signal decay, and the other in the same or a different final state, observables are measured that contain information on the coherence factors and average strong-phase differences of each of the signal modes. These parameters are critical inputs in the measurement of the angle $γ$ of the Unitarity Triangle in $B^- \to DK^-$ decays at the LHCb and Belle II experiments. The coherence factors are determined to be $R_{K3π}=0.52^{+0.12}_{-0.10}$ and $R_{Kππ^0}=0.78 \pm 0.04$, with values for the average strong-phase differences that are $δ_D^{K3π}=\left(167^{+31}_{-19}\right)^\circ$ and $δ_D^{Kππ^0}=\left(196^{+14}_{-15}\right)^\circ$, where the uncertainties include both statistical and systematic contributions. The analysis is re-performed in four bins of the phase-space of the $D \to K^-π^+π^+π^-$ to yield results that will allow for a more sensitive measurement of $γ$ with this mode, to which the BESIII inputs will contribute an uncertainty of around 6$^\circ$.

preprint2022arXiv

Measurement of the branching fraction and decay asymmetry of $Λ\to nγ$

The radiative hyperon decay $Λ\to nγ$ is studied using $(10087\pm44)\times 10^6$ $J/ψ$ events collected with the BESIII detector operating at BEPCII. The absolute branching fraction of the decay $Λ\to nγ$ is determined with a significance of 5.6$σ$ to be $[0.832\pm0.038(\rm stat.)\pm0.054(\rm syst.)]\times10^{-3}$, which lies significantly below the current PDG value. By analyzing the joint angular distribution of the decay products, the first determination of the decay asymmetry $α_γ$ is reported with a value of $-0.16\pm0.10(\rm stat.)\pm0.05(\rm syst.)$.

preprint2022arXiv

Measurement of the branching fraction for $ψ(3686)\to ωK^0_SK^0_S$

Analyzing $(448.1\pm2.9)\times10^6$ $ψ(3686)$ events collected with the BESIII detector at the BEPCII collider, the $ψ(3686)\to ωK_{S}^{0}K_{S}^{0}$ decay is observed for the first time. The branching fraction for this decay is determined to be $\mathcal{B}_{ψ(3686)\to ωK_{S}^{0}K^{0}_{S}}$=$(7.04\pm0.39\pm0.36)$$\times10^{-5}$, where the first uncertainty is statistical and the second is systematic.

preprint2022arXiv

Measurement of the branching fraction of the doubly Cabibbo-suppressed decay $D^0\to K^+π^-π^0$ and search for $D^0\to K^+π^-π^0π^0$

Using $2.93\,\rm fb^{-1}$ of $e^+e^-$ collision data collected at a center-of-mass energy of 3.773\,GeV with the BESIII detector, we present a measurement of the branching fraction of the doubly Cabibbo-suppressed (DCS) decay $D^0\to K^+π^-π^0$ and a search for the DCS decay $D^0\to K^+π^-π^0π^0$. The branching fraction of $D^0\to K^+π^-π^0$ is determined to be $[3.13^{+0.60}_{-0.56}({\rm stat}) \pm 0.09({\rm syst})] \times 10^{-4}$. No signal is observed for $D^0\to K^+π^-π^0π^0$ and an upper limit of $3.6 \times 10^{-4}$ is set on the branching fraction at the 90\% C.L. We combine these results with the world-average branching fractions of their counterpart Cabibbo-favored decays to determine the ratios of the doubly Cabibbo-suppressed over the Cabibbo-favored branching fractions, ${\mathcal B}(D^0\to K^+π^-π^0)/{\mathcal B}(D^0\to K^-π^+π^0)=(0.22\pm 0.04)\%$~and ${\mathcal B}(D^0\to K^+π^-π^0π^0)/{\mathcal B}(D^0\to K^-π^+π^0π^0)<0.40\%$ at the 90\% C.L., which correspond to $(0.75\pm 0.14)\tan^{4} θ_C$~and $1.37\times \tan^{4} θ_C$, respectively, where $θ_C$ is the Cabibbo angle.

preprint2022arXiv

Measurement of the Cross Section for $e^{+}e^{-}\to$ hadrons at Energies from 2.2324 to 3.6710 GeV

Based on electron-positron collision data collected with the BESIII detector operating at the Beijing Electron Positron Collider II storage rings, the value of $R\equivσ(e^{+}e^{-}\to$hadrons)/$σ(e^{+}e^{-}\toμ^{+}μ^{-})$ is measured at 14 center-of-mass energies from 2.2324 to 3.6710 GeV. The resulting uncertainties are less than $3.0\%$, and are dominated by systematic uncertainties.

preprint2022arXiv

Measurement of the cross section of $e^{+}e^{-}\toηπ^{+}π^{-}$ at center-of-mass energies from 3.872 GeV to 4.700 GeV

Using data samples with an integrated luminosity of 19 fb$^{-1}$ at twenty-eight center-of-mass energies from 3.872 GeV to 4.700 GeV collected with the BESIII detector at the BEPCII electron--positron collider, the process $e^{+}e^{-}\toηπ^{+}π^{-}$ and the intermediate process $e^{+}e^{-}\toηρ^{0}$ are studied for the first time. The Born cross sections are measured. No significant resonance structure is observed in the cross section lineshape.

preprint2022arXiv

Measurement of the total and leptonic decay widths of the $J/ψ$ resonance with an energy scan method at BESIII

Using $e^+e^-$ annihilation data sets collected with the BESIII detector, we measure the cross sections of the processes $e^+e^- \to e^+e^-$ and $e^+e^- \to μ^+μ^-$ at fifteen center-of-mass energy points in the vicinity of the $J/ψ$ resonance. By a simultaneous fit to the measured, center-of-mass energy dependent cross sections of the two processes, the combined quantities $Γ_{ee} Γ_{ee} / Γ_{\rm tot}$ and $Γ_{ee} Γ_{μμ} / Γ_{\rm tot}$ are determined to be ($0.346 \pm 0.009$) and ($0.335 \pm 0.006$) keV, respectively, where $Γ_{ee}$, $Γ_{μμ}$, and $Γ_{\rm tot}$ are the electronic, muonic, and total decay widths of the $J/ψ$ resonance, respectively. Using the resultant $Γ_{ee} Γ_{μμ} / Γ_{\rm tot}$ and $Γ_{ee} Γ_{ee} / Γ_{\rm tot}$, the ratio $Γ_{ee} / Γ_{μμ}$ is calculated to be $1.031 \pm 0.015$, which is consistent with the expectation of lepton universality within about two standard deviations. Assuming lepton universality and using the branching fraction of the $J/ψ$ leptonic decay measured by BESIII in 2013, $Γ_{\rm tot}$ and $Γ_{ll}$ are determined to be ($93.0 \pm 2.1$) and ($5.56 \pm 0.11$) keV, respectively, where $Γ_{ll}$ is the average leptonic decay width of the $J/ψ$ resonance.

preprint2022arXiv

Measurements of Absolute Branching Fractions of $D^0\to K_L^0ϕ$, $K_L^0η$, $K_L^0ω$, and $K_L^0η^{\prime}$

We report the first measurements of the absolute branching fractions of $D^0\to K_L^0ϕ$, $D^0\to K_L^0η$, $D^0\to K_L^0ω$, and $D^0\to K_L^0η^{\prime}$, obtained by analyzing $2.93\,\rm fb^{-1}$ of $e^+e^-$ collision data taken at a center-of-mass energy of 3.773 GeV with the BESIII detector. Taking the world averages of the branching fractions of $D^0\to K_S^0ϕ$, $D^0\to K_S^0η$, $D^0\to K_S^0ω$, and $D^0\to K_S^0η^{\prime}$, the $K_S^0$-$K_L^0$ asymmetry $\mathcal{R}(D^0)$ in these decay modes are obtained. The CP asymmetries in these decays are also determined. No significant $CP$ violation is observed.

preprint2022arXiv

Measurements of the absolute branching fractions of hadronic $D$-meson decays involving kaons and pions

By analyzing an electron-positron collision data sample corresponding to an integrated luminosity of $2.93\,\rm fb^{-1}$ taken at the center-of-mass energy of 3.773 GeV with the BESIII detector, we obtain for the first time the absolute branching fractions for seven $D^0$ and $D^+$ hadronic decay modes and search for the hadronic decay $D^0\to K^0_S K^0_Sπ^0$ with much improved sensitivity. The results are ${\mathcal B}(D^0\to K^0_Sπ^0π^0π^0 )=( 7.64\pm 0.30\pm 0.29)\times 10^{-3}$, ${\mathcal B}(D^0\to K^-π^+π^0π^0π^0 )=( 9.54\pm 0.30\pm 0.31)\times 10^{-3}$, ${\mathcal B}(D^0\to K^0_Sπ^+π^-π^0π^0)=(12.66\pm 0.45\pm 0.43)\times 10^{-3}$, ${\mathcal B}(D^+\to K^0_Sπ^+π^0π^0 )=(29.04\pm 0.62\pm 0.87)\times 10^{-3}$, ${\mathcal B}(D^+\to K^0_Sπ^+π^+π^-π^0)=(15.28\pm 0.57\pm 0.60)\times 10^{-3}$, ${\mathcal B}(D^+\to K^0_Sπ^+π^0π^0π^0)=( 5.54\pm 0.44\pm 0.32)\times 10^{-3}$, ${\mathcal B}(D^+\to K^-π^+π^+π^0π^0 )=( 4.95\pm 0.26\pm 0.19)\times 10^{-3}$, ${\mathcal B}({D^0\to K^0_S K^0_Sπ^0}) < 1.57 \times 10^{-4}$ at the 90\% confidence level. Here the first uncertainties are statistical and the second ones systematic. The newly studied decays greatly enrich the knowledge of the $D\to \bar Kπππ$ and $D\to \bar Kππππ$ hadronic decays, and open a bridge to access more two-body hadronic $D$ decays containing scalar, vector, axial and tensor mesons in the charm sector.

preprint2022arXiv

MISSU: 3D Medical Image Segmentation via Self-distilling TransUNet

U-Nets have achieved tremendous success in medical image segmentation. Nevertheless, it may suffer limitations in global (long-range) contextual interactions and edge-detail preservation. In contrast, Transformer has an excellent ability to capture long-range dependencies by leveraging the self-attention mechanism into the encoder. Although Transformer was born to model the long-range dependency on the extracted feature maps, it still suffers from extreme computational and spatial complexities in processing high-resolution 3D feature maps. This motivates us to design the efficiently Transformer-based UNet model and study the feasibility of Transformer-based network architectures for medical image segmentation tasks. To this end, we propose to self-distill a Transformer-based UNet for medical image segmentation, which simultaneously learns global semantic information and local spatial-detailed features. Meanwhile, a local multi-scale fusion block is first proposed to refine fine-grained details from the skipped connections in the encoder by the main CNN stem through self-distillation, only computed during training and removed at inference with minimal overhead. Extensive experiments on BraTS 2019 and CHAOS datasets show that our MISSU achieves the best performance over previous state-of-the-art methods. Code and models are available at \url{https://github.com/wangn123/MISSU.git}

preprint2022arXiv

Observation of $a_0(1710)^+ \to K_S^0K^+$ in study of the $D_s^+\to K_S^0K^+π^0$ decay

Using $e^+e^-$ annihilation data corresponding to an integrated luminosity of 6.32 fb$^{-1}$ collected at center-of-mass energies between 4.178 GeV and 4.226 GeV with the BESIII detector, we perform the first amplitude analysis of the decay $D_s^+\to K_S^0K^+π^0$ and determine the relative branching fractions and phases for intermediate processes. We observe the $a_0(1710)^+$, the isovector partner of the $f_0(1710)$ and $f_0(1770)$ mesons, in its decay to $K_S^0K^+$ for the first time. In addition, we measure the ratio $\frac{\mathcal{B}(D_{s}^{+} \to \bar{K}^{*}(892)^{0}K^{+})}{\mathcal{B}(D_{s}^{+} \to \bar{K}^{0}K^{*}(892)^{+})}$ to be $2.35^{+0.42}_{-0.23\text{stat.}}\pm 0.10_{\rm syst.}$. Finally, we provide a precision measurement of the absolute branching fraction $\mathcal{B}(D_s^+\to K_S^0K^+π^0) = (1.46\pm 0.06_{\text{stat.}}\pm 0.05_{\text{syst.}})\%$.

preprint2022arXiv

Observation of $η_c(2S) \to 3(π^+π^-)$ and measurements of $χ_{cJ} \to 3(π^+π^-)$ in $ψ(3686)$ radiative transitions

The hadronic decay $η_c(2S) \to 3(π^+π^-)$ is observed with a statistical significance of 9.3 standard deviations using $(448.1\pm2.9)\times10^6$ $ψ(3686)$ events collected by the BESIII detector at the BEPCII collider. The measured mass and width of $η_c(2S)$ are $(3643.4 \pm 2.3 (\rm stat.) \pm 4.4 (\rm syst.))$ MeV/$c^2$ and $(19.8 \pm 3.9 (\rm stat.) \pm 3.1 (\rm syst.))$ MeV, respectively, which are consistent with the world average values within two standard deviations. The product branching fraction $\mathcal{B}[ψ(3686)\to γη_c(2S)]\times\mathcal{B}[η_c(2S)\to3(π^+π^-)]$ is measured to be $(9.2 \pm 1.0 (\rm stat.) \pm 0.9 (\rm syst.))\times10^{-6}$. Using $\mathcal{B}[ψ(3686)\to γη_c(2S)]=(7.0^{+3.4}_{-2.5})\times10^{-4}$, we obtain $\mathcal{B}[η_c(2S) \to 3(π^+π^-)] = (1.31 \pm 0.15 (\rm stat.) \pm 0.13 (\rm syst.)(^{+0.64}_{-0.47}) (\rm extr))\times10^{-2}$, where the third uncertainty is from $\mathcal{B}[ψ(3686) \to γη_c(2S)]$. We also measure the $χ_{cJ} \to 3(π^+π^-)$ ($J=0, 1, 2$) decays via $ψ(3686) \to γχ_{cJ}$ transitions. The branching fractions are $\mathcal{B}[χ_{c0} \to 3(π^+π^-)] = (2.080\pm0.006 (\rm stat.)\pm0.068 (\rm syst.))\times10^{-2}$, $\mathcal{B}[χ_{c1} \to 3(π^+π^-)] = (1.092\pm0.004 (\rm stat.)\pm0.035 (\rm syst.))\times10^{-2}$, and $\mathcal{B}[χ_{c2} \to 3(π^+π^-)] = (1.565\pm0.005 (\rm stat.)\pm0.048 (\rm syst.))\times10^{-2}$.

preprint2022arXiv

Observation of resonance structures in $e^+e^-\to π^+π^-ψ_2(3823)$ and mass measurement of $ψ_2(3823)$

Using a data sample corresponding to an integrated luminosity of 11.3 $\rm fb^{-1}$ collected at center-of-mass energies from $4.23$ to $4.70$ GeV with the BESIII detector, we measure the product of the $e^+e^-\to π^+π^-ψ_2(3823)$ cross section and the branching fraction $\mathcal{B}[ψ_2(3823)\to γχ_{c1}]$. For the first time, resonance structure is observed in the cross section line shape of $e^+e^-\to π^+π^-ψ_2(3823)$ with significances exceeding $5σ$. A fit to data with two coherent Breit-Wigner resonances modeling the $\sqrt{s}$-dependent cross section yields $M(R_1)=4406.9\pm 17.2\pm 4.5$ MeV/$c^2$, $Γ(R_1)=128.1\pm 37.2\pm 2.3$ MeV, and $M(R_2)=4647.9\pm 8.6\pm 0.8$ MeV/$c^2$, $Γ(R_2)=33.1\pm 18.6\pm 4.1$ MeV. Though weakly disfavored by the data, a single resonance with $M(R)=4417.5\pm26.2\pm3.5$ MeV/$c^2$, $Γ(R)=245\pm48\pm13$ MeV is also possible to interpret data. This observation deepens our understanding of the nature of the vector charmoniumlike states. The mass of the $ψ_2(3823)$ state is measured as $(3823.12\pm 0.43\pm 0.13)$ MeV/$c^2$, which is the most precise measurement to date.

preprint2022arXiv

Observation of the double Dalitz decay $η'\to e^+e^-e^+e^-$

Based on $(10087 \pm 44)\times10^6$ $J/ψ$ events collected with the BESIII detector at BEPCII, the double Dalitz decay $η'\to e^+e^-e^+e^-$ is observed for the first time via the $J/ψ\toγη'$ decay process. The significance is found to be 5.7$σ$ with systematic uncertainties taken into consideration. Its branching fraction is determined to be $\mathcal{B}(η'\to e^+ e^- e^+ e^-) =(4.5\pm1.0(\mathrm{stat.})\pm0.5(\mathrm{sys.})) \times 10^{-6}$.

preprint2022arXiv

Observation of the electromagnetic Dalitz decay $D^{\ast 0}\to D^{0}e^{+}e^{-}$

Based on 3.19 fb$^{-1}$ of $e^+e^-$ collision data accumulated at the center-of-mass energy 4.178 GeV with the BESIII detector operating at the BEPCII collider, the electromagnetic Dalitz decay $D^{\ast 0}\to D^{0}e^{+}e^{-}$ is observed for the first time with a statistical significance of $13.2σ$. The ratio of the branching fraction of $D^{\ast 0}\to D^{0}e^{+}e^{-}$ to that of $D^{\ast 0}\to D^{0} γ$ is measured to be $(11.08\pm0.76\pm0.49)\times 10^{-3}$. By using the world average value of the branching fraction of $D^{\ast 0}\to D^{0} γ$, the branching fraction of $D^{\ast 0}\to D^{0}e^{+}e^{-}$ is determined to be $(3.91\pm0.27\pm0.17\pm0.10)\times 10^{-3}$, where the first uncertainty is statistical, the second systematic and the third external branching fractions.

preprint2022arXiv

Observation of the Singly Cabibbo-Suppressed Decay $Λ_{c}^{+} \to nπ^{+}$

The singly Cabibbo-suppressed decay $Λ_{c}^{+} \to nπ^{+}$ is observed for the first time with a statistical significance of $7.3σ$ by using 3.9 $\mathrm{fb}^{-1}$ of $e^{+}e^{-}$ collision data collected at center-of-mass energies between 4.612 and 4.699 GeV with the BESIII detector at BEPCII. The branching fraction of $Λ_{c}^{+} \to nπ^{+}$ is measured to be $(6.6\pm1.2_{\rm stat}\pm0.4_{\rm syst})\times 10^{-4}$. By taking the upper limit of branching fractions of $Λ_{c}^{+} \to pπ^0$ from the Belle experiment, the ratio of branching fractions between $Λ_{c}^{+} \to nπ^{+}$ and $Λ_{c}^{+} \to pπ^0$ is calculated to be larger than 7.2 at the 90% confidence level, which disagrees with the current predictions of available phenomenological models. In addition, the branching fractions of the Cabibbo-favored decays $Λ_{c}^{+} \to Λπ^{+}$ and $Λ_{c}^{+} \to Σ^{0}π^{+}$ are measured to be $(1.31\pm0.08_{\rm stat}\pm0.05_{\rm syst})\times 10^{-2}$ and $(1.22\pm0.08_{\rm stat}\pm0.07_{\rm syst})\times 10^{-2}$, respectively, which are consistent with previous results.

preprint2022arXiv

Partial wave analysis of $J/ψ\to γη^{\prime} η^{\prime}$

Using a sample of $(10.09~\pm~0.04)\times10^{9} ~J/ψ$ events collected with the BESIII detector, a partial wave analysis of $J/ψ\toγη^{\prime}η^{\prime}$ is performed. The masses and widths of the observed resonances and their branching fractions are reported. The main contribution is from $J/ψ\rightarrowγf_0(2020)$ with $f_0(2020)\rightarrowη^{\prime}η^{\prime}$, which is found with a significance of greater than 25$σ$. The product branching fraction ${\cal B}\left(J/ψ\rightarrowγf_0(2020)\right)\cdot{\cal B}\left(f_0(2020)\rightarrowη^{\prime}η^{\prime}\right)$ is measured to be $(2.63\pm0.06({\rm stat.})^{+0.31}_{-0.46}({\rm syst.}))\times10^{-4}$.

preprint2022arXiv

Private Language Model Adaptation for Speech Recognition

Speech model adaptation is crucial to handle the discrepancy between server-side proxy training data and actual data received on local devices of users. With the use of federated learning (FL), we introduce an efficient approach on continuously adapting neural network language models (NNLMs) on private devices with applications on automatic speech recognition (ASR). To address the potential speech transcription errors in the on-device training corpus, we perform empirical studies on comparing various strategies of leveraging token-level confidence scores to improve the NNLM quality in the FL settings. Experiments show that compared with no model adaptation, the proposed method achieves relative 2.6% and 10.8% word error rate (WER) reductions on two speech evaluation datasets, respectively. We also provide analysis in evaluating privacy guarantees of our presented procedure.

preprint2022arXiv

PyramidCLIP: Hierarchical Feature Alignment for Vision-language Model Pretraining

Large-scale vision-language pre-training has achieved promising results on downstream tasks. Existing methods highly rely on the assumption that the image-text pairs crawled from the Internet are in perfect one-to-one correspondence. However, in real scenarios, this assumption can be difficult to hold: the text description, obtained by crawling the affiliated metadata of the image, often suffers from the semantic mismatch and the mutual compatibility. To address these issues, we introduce PyramidCLIP, which constructs an input pyramid with different semantic levels for each modality, and aligns visual elements and linguistic elements in the form of hierarchy via peer-level semantics alignment and cross-level relation alignment. Furthermore, we soften the loss of negative samples (unpaired samples) so as to weaken the strict constraint during the pre-training stage, thus mitigating the risk of forcing the model to distinguish compatible negative pairs. Experiments on five downstream tasks demonstrate the effectiveness of the proposed PyramidCLIP. In particular, with the same amount of 15 million pre-training image-text pairs, PyramidCLIP exceeds CLIP on ImageNet zero-shot classification top-1 accuracy by 10.6%/13.2%/10.0% with ResNet50/ViT-B32/ViT-B16 based image encoder respectively. When scaling to larger datasets, PyramidCLIP achieves the state-of-the-art results on several downstream tasks. In particular, the results of PyramidCLIP-ResNet50 trained on 143M image-text pairs surpass that of CLIP using 400M data on ImageNet zero-shot classification task, significantly improving the data efficiency of CLIP.

preprint2022arXiv

Scattering-assisted and logic-controllable WGM laser in liquid crystal micropillar

Whispering gallery mode (WGM) microcavities can efficiently store and manipulate light with strong light confinement and long photon lifetime, while coupling light into and from WGMs is intrinsically hindered by their unique feature of rotational symmetry. Here, a scattering-assisted liquid crystal (LC) micropillar WGM laser is proposed. WGM lasing at the surface of the micropillar is obviously enhanced by fluorescence scattering in the core of the micropillar. Besides, weak scattering of LC molecules also builds efficient coupling channels between the laser modes and the axial transmission modes of the micropillar-based waveguide, providing an all-in-one liquid WGM laser with functions of self-seeding and self-guiding. Furthermore, based on the hysteresis characteristics of the electrically anchored LC molecules under the interaction of thermal force, an erasable read-write liquid memory device is proposed, paving the way for the application of logic-controllable WGM lasers in optical storage and optical control.

preprint2022arXiv

Search for $X(3872)\toπ^0χ_{c0}$ and $X(3872)\toππχ_{c0}$ at BESIII

Using 9.9 fb$^{-1}$ of $e^+e^-$ collision data collected by the BESIII detector at center-of-mass energies between 4.15 and 4.30 GeV, we search for the processes $e^+e^-\toγX(3872)$ with $X(3872)\rightarrowπ^0χ_{c0}$ and $X(3872)\rightarrowππχ_{c0}$. Depending on the fitting model, the statistical significance for $X(3872)\toπ^0χ_{c0}$ ranges from 1.3$σ$ to 2.8$σ$. We set upper limits (at 90\% C.L.) of $\frac{\mathcal{B}(X(3872)\rightarrowπ^0χ_{c0})}{\mathcal{B}(X(3872)\toπ^+π^-J/ψ)}<3.6$, $\frac{\mathcal{B}(X(3872)\rightarrowπ^+π^-χ_{c0})}{\mathcal{B}(X(3872)\toπ^+π^-J/ψ)}<0.68$, and $\frac{\mathcal{B}(X(3872)\rightarrowπ^0π^0χ_{c0})}{\mathcal{B}(X(3872)\toπ^+π^-J/ψ)}<1.7$. Combined with the BESIII measurement of $X(3872)\toπ^0χ_{c1}$, we also set an upper limit of $\frac{\mathcal{B}(X(3872)\rightarrowπ^0χ_{c0})}{\mathcal{B}(X(3872)\toπ^0χ_{c1})}<4.4$.

preprint2022arXiv

Search for baryon and lepton number violating decays $D^{0}\to \bar{p}e^{+}$ and $D^{0}\to pe^{-}$

Using an electron-positron collision data sample corresponding to an integrated luminosity of 2.93~fb$^{-1}$ collected with the BESIII detector at a center-of-mass energy of 3.773 GeV, we search for the baryon and lepton number violating decays $D^{0}\to \bar{p}e^{+}$ and $D^{0}\to pe^{-}$. No obvious signals are found with the current statistics. The upper limits on the branching fractions for $D^{0}\to \bar{p}e^{+}$ and $D^{0}\to pe^{-}$ are set to be $1.2\times 10^{-6}$ and $2.2\times 10^{-6}$ at 90\% confidence level, respectively.

preprint2022arXiv

Search for baryon and lepton number violation decay $D^{\pm}\to n(\bar{n})e^{\pm}$

Using a data set of electron-positron collisions corresponding to an integrated luminosity of ${\rm 2.93~fb^{-1}}$ taken with the BESIII detector at a center-of-mass energy of 3.773 GeV, a search for the baryon ($B$) and lepton ($L$) number violating decays $D^{\pm}\to n(\bar{n})e^{\pm}$ is performed. No signal is observed and the upper limits on the branching fractions at the $90\%$ confidence level are set to be $1.43\times10^{-5}$ for the decays $D^{+(-)}\to \bar{n}(n)e^{+(-)}$ with $Δ|B-L|=0$, and $2.91\times10^{-5}$ for the decays $D^{+(-)}\to n(\bar{n})e^{+(-)}$ with $Δ|B-L|=2$ , where $Δ|B-L|$ denotes the change in the difference between baryon and lepton numbers.

preprint2022arXiv

Search for invisible decays of the $Λ$ baryon

A search for invisible decays of the $Λ$ baryon is carried out in the process $J/ψ\toΛ\barΛ$ based on $(1.0087\pm0.0044)\times10^{10}$ $J/ψ$ events collected with the BESIII detector located at the BEPCII storage ring. No signals are found for the invisible decays of $Λ$ baryon, and the upper limit of the branching fraction is determined to be $7.4 \times 10^{-5}$ at the 90% confidence level. This is the first search for invisible decays of baryons; such searches will play an important role in constraining dark sector models related to the baryon asymmetry.

preprint2022arXiv

Search for new hadronic decays of $h_{c}$ and observation of $h_{c}\to p\bar{p}η$

A search for the hadronic decays of the $h_{c}$ meson to the final states $p\bar{p}π^{+}π^{-}π^{0}$, $p\bar{p}η$, and $p\bar{p}π^0$ via the process $ψ(3686) \to π^{0}{h_c}$ is performed using $(4.48\pm0.03)\times10^{8}$ $ψ(3686)$ events collected with the BESIII detector. The decay channel $h_{c}\to p\bar{p}η$ is observed for the first time with a significance greater than $5σ$ and a branching fraction of $\left( {6.41 \pm 1.74 \pm 0.53 \pm 1.00} \right) \times {10^{ -4}}$, where the uncertainties are statistical, systematic, and that from the branching fraction of $ψ(3686)\toπ^{0}h_{c}$. Strong evidence for the decay ${h_c} \to p\bar{p}{π^+}{π^-}{π^0}$ is found with a significance of $4.9σ$ and a branching fraction of $\left( {3.84 \pm 0.83 \pm0.69} \pm 0.58 \right) \times {10^{ - 3}}$. The significances include systematic uncertainties. No clear signal of the decay $h_c\to p\bar{p}π^{0}$ is found, and an upper limit of $6.59\times 10^{-4}$ on its branching fraction is set at the 90% confidence level.

preprint2022arXiv

Search for the decay $D^{0} \to π^{0} ν\barν$

We present the first experimental search for the rare charm decay $D^{0} \to π^{0} ν\barν$. It is based on an $e^+e^-$ collision sample consisting of $10.6\times10^{6}$ pairs of $D^0\bar{D}^0$ mesons collected by the BESIII detector at $\sqrt{s}$=3.773 GeV, corresponding to an integrated luminosity of 2.93~fb$^{-1}$. A data-driven method is used to ensure the reliability of the background modeling. No significant $D^{0} \to π^{0} ν\barν$ signal is observed in data and an upper limit of the branching fraction is set to be $2.1\times 10^{-4}$ at the 90$\%$ confidence level. This is the first experimental constraint on charmed-hadron decays into dineutrino final states.

preprint2022arXiv

Search for the decay $h_c\rightarrowπ^0J/ψ$

A search for the decay $h_c\rightarrowπ^0J/ψ$ is performed using a sample of $h_c$ produced in the reaction $e^+e^-\rightarrowπ^+π^-h_c$. The data samples were collected with the BESIII detector at center-of-mass energies between 4.189 and 4.437 GeV, corresponding to a total integrated luminosity of 11 fb$^{-1}$. No significant signal is observed. Upper limits on the branching ratio $\mathcal{B}(h_c\rightarrowπ^0J/ψ)/\mathcal{B}(h_c\rightarrowγη_c\rightarrowγK^+K^-π^0)$ and on the branching fraction $\mathcal{B}(h_c\rightarrowπ^0J/ψ)$ are determined to be $7.5\times10^{-2}$ and $4.7\times10^{-4}$ at $90\%$ confidence level, respectively. The latter is derived from the former using the measured branching fraction of the normalization channel. This is the first determination of the upper limit of the decay $h_c\rightarrowπ^0J/ψ$.

preprint2022arXiv

Shifts in BCFW method for QED

We study the application of BCFW recursion relations to the QED processes $0\to e^- e^+ n γ$. Based on 6-point amplitudes (both MHVA and NMHVA) computed from Feynman diagrams in the Berends-Giele gauge, we conduct a comprehensive study on all different shifts. Then we propose a new shift (LLYZ shift) which can lead to the full amplitudes for these processes and can have some realistic computation advantages. We compare the number of terms and the independent amplitudes of this novel shift with a few typical shifts.

preprint2022arXiv

Streaming parallel transducer beam search with fast-slow cascaded encoders

Streaming ASR with strict latency constraints is required in many speech recognition applications. In order to achieve the required latency, streaming ASR models sacrifice accuracy compared to non-streaming ASR models due to lack of future input context. Previous research has shown that streaming and non-streaming ASR for RNN Transducers can be unified by cascading causal and non-causal encoders. This work improves upon this cascaded encoders framework by leveraging two streaming non-causal encoders with variable input context sizes that can produce outputs at different audio intervals (e.g. fast and slow). We propose a novel parallel time-synchronous beam search algorithm for transducers that decodes from fast-slow encoders, where the slow encoder corrects the mistakes generated from the fast encoder. The proposed algorithm, achieves up to 20% WER reduction with a slight increase in token emission delays on the public Librispeech dataset and in-house datasets. We also explore techniques to reduce the computation by distributing processing between the fast and slow encoders. Lastly, we explore sharing the parameters in the fast encoder to reduce the memory footprint. This enables low latency processing on edge devices with low computation cost and a low memory footprint.

preprint2022arXiv

Study of Electroweak Phase Transition in Exotic Higgs Decays at the CEPC

A strong first-order electroweak phase transition (EWPT) can be induced by light new physics weakly coupled to the Higgs. This study focuses on a scenario in which the first-order EWPT is driven by a light scalar $s$ with a mass between 15-60 GeV. A search for exotic decays of the Higgs boson into a pair of spin-zero particles, $h \to ss$, where the $s$-boson decays into $b$-quarks promptly is presented. The search is performed in events where the Higgs boson is produced in association with a $Z$ boson, giving rise to a signature of two charged leptons (electrons or muons) and multiple jets from $b$-quark decays. The analysis is considering a scenario of analysing 5000 fb$^{-1}$ $e^+ e^-$ collision data at $\sqrt{s} = 240 $ GeV from the Circular Electron Positron Collider (CEPC). This study with $4b$ final state conclusively tests the expected sensitivity of probing the light scalars in the CEPC experiment. The sensitivity reach is significantly larger than that can be achieved at the LHC.

preprint2022arXiv

The tracking detector of the FASER experiment

FASER is a new experiment designed to search for new light weakly-interacting long-lived particles (LLPs) and study high-energy neutrino interactions in the very forward region of the LHC collisions at CERN. The experimental apparatus is situated 480 m downstream of the ATLAS interaction-point aligned with the beam collision axis. The FASER detector includes four identical tracker stations constructed from silicon microstrip detectors. Three of the tracker stations form a tracking spectrometer, and enable FASER to detect the decay products of LLPs decaying inside the apparatus, whereas the fourth station is used for the neutrino analysis. The spectrometer has been installed in the LHC complex since March 2021, while the fourth station is not yet installed. FASER will start physics data taking when the LHC resumes operation in early 2022. This paper describes the design, construction and testing of the tracking spectrometer, including the associated components such as the mechanics, readout electronics, power supplies and cooling system.

preprint2022arXiv

The trigger and data acquisition system of the FASER experiment

The FASER experiment is a new small and inexpensive experiment that is placed 480 meters downstream of the ATLAS experiment at the CERN LHC. FASER is designed to capture decays of new long-lived particles, produced outside of the ATLAS detector acceptance. These rare particles can decay in the FASER detector together with about 500-1000 Hz of other particles originating from the ATLAS interaction point. A very high efficiency trigger and data acquisition system is required to ensure that the physics events of interest will be recorded. This paper describes the trigger and data acquisition system of the FASER experiment and presents performance results of the system acquired during initial commissioning.

preprint2022arXiv

Training-free Transformer Architecture Search

Recently, Vision Transformer (ViT) has achieved remarkable success in several computer vision tasks. The progresses are highly relevant to the architecture design, then it is worthwhile to propose Transformer Architecture Search (TAS) to search for better ViTs automatically. However, current TAS methods are time-consuming and existing zero-cost proxies in CNN do not generalize well to the ViT search space according to our experimental observations. In this paper, for the first time, we investigate how to conduct TAS in a training-free manner and devise an effective training-free TAS (TF-TAS) scheme. Firstly, we observe that the properties of multi-head self-attention (MSA) and multi-layer perceptron (MLP) in ViTs are quite different and that the synaptic diversity of MSA affects the performance notably. Secondly, based on the observation, we devise a modular strategy in TF-TAS that evaluates and ranks ViT architectures from two theoretical perspectives: synaptic diversity and synaptic saliency, termed as DSS-indicator. With DSS-indicator, evaluation results are strongly correlated with the test accuracies of ViT models. Experimental results demonstrate that our TF-TAS achieves a competitive performance against the state-of-the-art manually or automatically design ViT architectures, and it promotes the searching efficiency in ViT search space greatly: from about $24$ GPU days to less than $0.5$ GPU days. Moreover, the proposed DSS-indicator outperforms the existing cutting-edge zero-cost approaches (e.g., TE-score and NASWOT).

preprint2022arXiv

Variational Model Inversion Attacks

Given the ubiquity of deep neural networks, it is important that these models do not reveal information about sensitive data that they have been trained on. In model inversion attacks, a malicious user attempts to recover the private dataset used to train a supervised neural network. A successful model inversion attack should generate realistic and diverse samples that accurately describe each of the classes in the private dataset. In this work, we provide a probabilistic interpretation of model inversion attacks, and formulate a variational objective that accounts for both diversity and accuracy. In order to optimize this variational objective, we choose a variational family defined in the code space of a deep generative model, trained on a public auxiliary dataset that shares some structural similarity with the target dataset. Empirically, our method substantially improves performance in terms of target attack accuracy, sample realism, and diversity on datasets of faces and chest X-ray images.

preprint2021arXiv

A Parallelizable Lattice Rescoring Strategy with Neural Language Models

This paper proposes a parallel computation strategy and a posterior-based lattice expansion algorithm for efficient lattice rescoring with neural language models (LMs) for automatic speech recognition. First, lattices from first-pass decoding are expanded by the proposed posterior-based lattice expansion algorithm. Second, each expanded lattice is converted into a minimal list of hypotheses that covers every arc. Each hypothesis is constrained to be the best path for at least one arc it includes. For each lattice, the neural LM scores of the minimal list are computed in parallel and are then integrated back to the lattice in the rescoring stage. Experiments on the Switchboard dataset show that the proposed rescoring strategy obtains comparable recognition performance and generates more compact lattices than a competitive baseline method. Furthermore, the parallel rescoring method offers more flexibility by simplifying the integration of PyTorch-trained neural LMs for lattice rescoring with Kaldi.

preprint2021arXiv

Cross section measurements of the $e^+e^-\to D^{+}D^{-}$ and $e^+e^-\to D^{*+}D^{-}$ processes at center-of-mass energies from 4.085 to 4.600 GeV

The Born cross sections of the $e^+e^-\to D^{*+}D^{*-}$ and $e^+e^-\to D^{*+}D^{-}$ processes are measured using $e^+e^-$ collision data collected with the BESIII experiment at center-of-mass energies from 4.085 to 4.600 GeV, corresponding to an integrated luminosity of $15.7~{\rm fb}^{-1}$. The results are consistent with and more precise than the previous measurements by the Belle, Babar and CLEO collaborations. The measurements are essential for understanding the nature of vector charmonium and charmonium-like states.

preprint2021arXiv

Cross sections for the reactions $e^+e^-\rightarrow K^+K^-π^+π^-(π^0)$, $K^+K^-K^+K^-(π^0)$, $π^+π^-π^+π^-(π^0)$, $p\bar{p}π^+π^-(π^0)$ in the energy region between 3.773 and 4.600 GeV

Using the data samples collected in the energy range from 3.773 to 4.600 GeV with the BESIII detector at the BEPCII collider, we measure the dressed cross sections as a function of center-of-mass energy for $e^+e^-\rightarrow K^+K^-π^+π^-(π^0)$, $K^+K^-K^+K^-(π^0)$, $π^+π^-π^+π^-(π^0)$, and $p\bar{p}π^+π^-(π^0)$. The cross sections for $e^+e^-\rightarrow K^+K^-K^+K^-π^0$, $p\bar{p}π^+π^-(π^0)$ are the first measurements. Cross sections for the other five channels are much more precise than previous results in this energy region. We also search for charmonium and charmonium-like resonances, such as the $Y(4230)$, decaying into the same final states. We find evidence of the $ψ(4040)$ decaying to $π^+π^-π^+π^-π^0$ with a statistical significance of $3.6σ$. Upper limits are provided for other decays since no clear signals are observed.

preprint2021arXiv

Evidence for $Z_{c}^{\pm}$ decays into the $ρ^{\pm} η_{c}$ final state

We study $e^{+}e^{-}$ collisions with a $π^{+}π^{-}π^{0}η_{c}$ final state using data samples collected with the BESIII detector at center-of-mass energies $\sqrt{s}=4.226$, $4.258$, $4.358$, $4.416$, and $4.600$ GeV. Evidence for the decay $\zcpm\to\rhopm\etac$ is reported with a statistical significance of $3.9σ$ with various systematic uncertainties taken into account at $\sqrt{s} = 4.226$ GeV, and the Born cross section times branching fraction $σ^{B}(\EE\to \pimp\zcpm)\times \BR(\zcpm\to\rhopm\etac)$ is measured to be $(48 \pm 11 \pm 11)\,\rm{pb}$. The $\zcpm\to \rhopm\etac$ signal is not significant at the other center-of-mass energies and the corresponding upper limits are determined. In addition, no significant signal is observed in a search for $\zcppm\to ρ^{\pm}\etac$ with the same data samples. The ratios $R_{\zc}=\BR(\zcpm\to ρ^{\pm} \etac)/\BR(\zcpm\to π^{\pm} \jpsi)$ and $R_{\zcp}=\BR(\zcppm\to ρ^{\pm} \etac)/\BR(\zcppm\to π^{\pm} \hc)$ are obtained and used to discriminate between different theoretical interpretations of the $\zcpm$ and $\zcppm$.

preprint2021arXiv

Filter Grafting for Deep Neural Networks: Reason, Method, and Cultivation

Filter is the key component in modern convolutional neural networks (CNNs). However, since CNNs are usually over-parameterized, a pre-trained network always contain some invalid (unimportant) filters. These filters have relatively small $l_{1}$ norm and contribute little to the output (\textbf{Reason}). While filter pruning removes these invalid filters for efficiency consideration, we tend to reactivate them to improve the representation capability of CNNs. In this paper, we introduce filter grafting (\textbf{Method}) to achieve this goal. The activation is processed by grafting external information (weights) into invalid filters. To better perform the grafting, we develop a novel criterion to measure the information of filters and an adaptive weighting strategy to balance the grafted information among networks. After the grafting operation, the network has fewer invalid filters compared with its initial state, enpowering the model with more representation capacity. Meanwhile, since grafting is operated reciprocally on all networks involved, we find that grafting may lose the information of valid filters when improving invalid filters. To gain a universal improvement on both valid and invalid filters, we compensate grafting with distillation (\textbf{Cultivation}) to overcome the drawback of grafting . Extensive experiments are performed on the classification and recognition tasks to show the superiority of our method. Code is available at \textcolor{black}{\emph{https://github.com/fxmeng/filter-grafting}}.

preprint2021arXiv

Measurement of Branching Fractions of $J/ψ$ and $ψ(3686)$ decays to $Σ^{+}$ and $\overlineΣ^-$

Using $1310.6\times10^{6}$ $J/ψ$ and $448.1\times10^{6}$ $ψ(3686)$ events collected with the BESIII detector, the branching fractions of $J/ψ$ and $ψ(3686)$ decays to $Σ^{+}\overlineΣ^{-}$ are measured to be $(10.61 \pm 0.04 \pm 0.36) \times 10^{-4}$ and $(2.52 \pm 0.04 \pm 0.09) \times 10^{-4}$, respectively. In addition, the ratio of $\mathcal{B}(ψ(3686) \rightarrow Σ^{+}\overlineΣ^{-})/\mathcal{B}(J/ψ\rightarrow Σ^{+}\overlineΣ^{-})$ is determined to be $(23.8 \pm 1.1)\%$ which violates the "$12\%$ rule".

preprint2021arXiv

Measurement of cross-section for $e^+e^-\toΞ^-\barΞ^+$ near threshold at BESIII

The Born cross-sections and effective form factors for process $e^+e^-\toΞ^-\barΞ^+$ are measured at eight center-of-mass energies between 2.644 and 3.080 GeV, using a total integrated luminosity of 363.9 pb$^{-1}$ $e^+e^-$ collision data collected with the BESIII detector at BEPCII. After performing a fit to the Born cross-section of $e^+e^-\toΞ^-\barΞ^+$, no significant threshold effect is observed.

preprint2021arXiv

Measurement of the $e^{+}e^{-}\toΣ^{0}\barΣ^{0}$ cross sections at center-of-mass energies from $2.3864$ to $3.0200$ GeV

The Born cross sections of $e^{+}e^{-}\to Σ^{0}\barΣ^{0}$ are measured at center-of-mass energies from $2.3864$ to $3.0200$ GeV using data samples with an integrated luminosity of $328.5$ pb$^{-1}$ collected with the BESIII detector operating at the BEPCII collider. The analysis makes use of a novel reconstruction method for energies near production threshold, while a single-tag method is employed at other center-of-mass energies. The measured cross sections are consistent with earlier results from BaBar, with a substantially improved precision. The cross-section lineshape can be well described by a perturbative QCD-driven energy function. In addition, the effective form factors of the $Σ^{0}$ baryon are determined. The results provide precise experimental input for testing various theoretical predictions.

preprint2021arXiv

Measurements of $e^+e^-\rightarrow η_{\rm c}π^+ π^-π^0$, $η_{\rm c}π^+ π^-$ and $η_{\rm c}π^0γ$ at $\sqrt{s}$ from 4.18 to 4.60\,GeV, and search for a $Z_{\rm c}$ state close to the $D\bar{D}$ threshold decaying to $η_{\rm c}π$ at $\sqrt{s}$ = 4.23 GeV

We study $η_{\rm c}$ production at center-of-mass energies $\sqrt{s}$ from 4.18 to 4.60 GeV in $e^+e^-$ annihilation data collected with the BESIII detector operating at the BEPCII storage ring, corresponding to 7.3 fb$^{-1}$ of integrated luminosity. We measure the cross sections of the three different exclusive reactions $e^+e^-\rightarrow η_{\rm c}π^+ π^-π^0$, $e^+e^- \rightarrow η_{\rm c}π^+ π^-$, and $e^+e^- \rightarrow η_{\rm c}π^0γ$. We find significant $η_{\rm c}$ production in $e^+e^-\rightarrow η_{\rm c}π^+ π^-π^0$ at $\sqrt{s}$ of 4.23 GeV and 4.26 GeV and observe a significant energy-dependent Born cross section that we measure to be consistent with the production via the intermediate $Y(4260)$ resonance. In addition, we perform a search for a charmonium-like $Z_{\rm c}$ state close to the $D\bar{D}$ threshold that decays to $η_{\rm c}π$, involving ground state charmonium, and observe no signal. Corresponding upper limits on the cross section of $η_{\rm c}$ and $Z_{\rm c}$ production are provided, where the yields are not found to be significant.

preprint2021arXiv

Model independent determination of the spin of the $Ω^{-}$ and its polarization alignment in $ψ(3686)\rightarrowΩ^{-}\barΩ^{+}$

We present an analysis of the process $ψ(3686) \to Ω^- \barΩ^+$ ($Ω^-\to K^-Λ$, $\barΩ^+\to K^+\barΛ$, $Λ\to pπ^-$, $\barΛ\to \bar{p}π^+$) based on a data set of $448\times 10^6$ $ψ(3686)$ decays collected with the BESIII detector at the BEPCII electron-positron collider. The helicity amplitudes for the process $ψ(3686) \to Ω^- \barΩ^+$ and the decay parameters of the subsequent decay $Ω^-\to K^-Λ$ $(\barΩ^+\to K^+\barΛ)$ are measured for the first time by a fit to the angular distribution of the complete decay chain. The branching fraction of $ψ(3686) \to Ω^- \barΩ^+$ is measured to be $(5.82\pm 0.12\pm 0.24)\times 10^{-5}$, with an improved precision compared to previous measurements.

preprint2021arXiv

Observation of $D^{0(+)}\to K^0_Sπ^{0(+)}ω$ and improved measurement of $D^0\to K^-π^+ω$

By analyzing an $e^+e^-$ annihilation data sample with an integrated luminosity of $2.93\ \rm fb^{-1}$ taken at the center-of-mass energy of 3.773 GeV with the BESIII detector, we determine the absolute branching fractions of the hadronic decays $D^0\to K^-π^+ω$, $D^0\to K^0_Sπ^0ω$, and $D^+\to K^0_Sπ^+ω$ to be $(3.392 \pm 0.044_{\rm stat} \pm 0.085_{\rm syst})\%$, $(0.848 \pm 0.046_{\rm stat} \pm 0.031_{\rm syst})\%$, and $(0.707 \pm 0.041_{\rm stat} \pm 0.029_{\rm syst})\%$, respectively. The accuracy of the branching fraction measurement of the decay $D^0\to K^-π^+ω$ is improved by a factor of seven compared to the world average value. The $D^{0}\to K^0_Sπ^{0}ω$ and $D^{+}\to K^0_Sπ^{+}ω$ decays are observed for the first time.

preprint2021arXiv

Observation of $e^{+}e^{-}\rightarrowηψ(2S)$ at center-of-mass energies from 4.236 to 4.600 GeV

Using a total of $5.25~{\rm fb}^{-1}$ of $e^{+}e^{-}$ collision data with center-of-mass energies from 4.236 to 4.600 GeV, we report the first observation of the process $e^{+}e^{-}\to ηψ(2S)$ with a statistical significance of $5σ$. The data sets were collected by the BESIII detector operating at the BEPCII storage ring. We measure the yield of events integrated over center-of-mass energies and also present the energy dependence of the measured cross section.

preprint2021arXiv

Search for the $X(2370)$ and observation of $η_{c}\toηηη^\prime$ in $J/ψ\toγηηη^{\prime}$

Using a sample of $1.31\times10^{9} ~J/ψ$ events collected with the BESIII detector, we perform a study of $J/ψ\toγηηη^{\prime}$ to search for the $X(2370)$ and $η_{c}$ in the $ηηη^{\prime}$ invariant mass distribution. No significant signal for the $X(2370)$ is observed, and we set an upper limit for the product branching fraction of ${\cal B}(J/ψ\toγX(2370)\cdot{\cal B}(X(2370)\toηηη^{\prime}) < 9.2\times10^{-6}$ at the 90% confidence level. A clear $η_{c}$ signal is observed for the first time, yielding a product branching fraction of ${\cal B}(J/ψ\to γη_{c})\cdot{\cal B}(η_{c}\to ηηη^{\prime}) = (4.86\pm0.62~({\rm stat.})\pm0.45~({\rm sys.}))\times10^{-5}$.

preprint2021arXiv

Weak phases and CP-symmetry tests in sequential decays of entangled double-strange baryons

Using a sample of $1.31\times10^9$ $J/ψ$ events collected with the BESIII detector at the electron-positron collider BEPCII, we analyse the full $J/ψ\to$ $Ξ^-\overlineΞ^+$, $Ξ^-\to Λπ^-$, $Λ\to pπ^-$, $\overlineΞ^+\to\overlineΛπ^+$, $\overlineΛ\to\overline{p}π^+$ decay chain. A new method, exploiting the fact that the $Ξ^-\overlineΞ^+$ pair is entangled and sequentially decaying, and where the complete decay chains are reconstructed, is applied for the first time. This enables precision measurements of the decay parameters for the $Ξ^-\toΛπ^-$ decay ($α_Ξ$, $ϕ_Ξ$) as well as the $\overlineΞ^+\to\overlineΛπ^+$ decay ($\overlineα_Ξ$, $\overlineϕ_Ξ$). From the decay parameters, two independent CP tests were performed, quantified by the observables $A_{\rm CP}^Ξ$ and $Δϕ_Ξ$. Our results, $A_{\rm CP}^Ξ$ = $(6.0\pm13.4\pm5.6)\times10^{-3}$ and $Δϕ_Ξ= (-4.8\pm13.7\pm2.9)\times10^{-3}~{\rm rad}$, are consistent with CP symmetry. Furthermore, our method enables a separation of strong and weak $Ξ\toΛπ$ decay amplitudes. This results in the first direct measurement of the weak phase difference for any baryon decay. The result is found to be $(ξ_{P} - ξ_{S}) = (1.2\pm3.4\pm0.8)\times10^{-2}$ rad and is one of the most precise tests of CP symmetry for strange baryons. The strong phase difference is measured to be $(δ_P - δ_S) = (-4.0\pm3.3\pm1.7)\times10^{-2}$ rad. In addition, we provide an independent measurement of the recently debated $Λ$ decay parameter, $α_Λ = 0.757 \pm 0.011 \pm 0.008 $. The $Λ\overlineΛ$ asymmetry is measured to be $A_{\rm CP}^Λ = (-3.7\pm11.7\pm9.0)\times10^{-3}$.

preprint2020arXiv

$Σ^{+}$ and $\barΣ^-$ polarization in the $J/ψ$ and $ψ(3686)$ decays

From $1310.6\times10^{6}$ $J/ψ$ and $448.1\times10^{6}$ $ψ(3686)$ events collected with the BESIII experiment, we report the first observation of $Σ^{+}$ and $\barΣ^{-}$ spin polarization in $e^+e^-\rightarrow J/ψ(ψ(3686)) \rightarrow Σ^{+} \barΣ^{-}$ decays. The relative phases of the form factors $ΔΦ$ have been measured to be $(-15.5\pm0.7\pm0.5)^{\circ}$ and $(21.7\pm4.0\pm0.8)^{\circ}$ with $J/ψ$ and $ψ(3686)$ data, respectively. The non-zero value of $ΔΦ$ allows for a direct and simultaneous measurement of the decay asymmetry parameters of $Σ^{+}\rightarrow p π^{0}~(α_0 = -0.998\pm0.037\pm0.009)$ and $\barΣ^{-}\rightarrow \bar{p} π^{0}~(\barα_0 = 0.990\pm0.037\pm0.011)$, the latter value being determined for the first time. The average decay asymmetry, $(α_{0} - \barα_{0})/2$, is calculated to be $-0.994\pm0.004\pm0.002$. The CP asymmetry $A_{\rm CP,Σ} = (α_0 + \barα_0)/(α_0 - \barα_0) = -0.004\pm0.037\pm0.010$ is extracted for the first time, and is found to be consistent with CP conservation.

preprint2020arXiv

Adaptive Operator Selection Based on Dynamic Thompson Sampling for MOEA/D

In evolutionary computation, different reproduction operators have various search dynamics. To strike a well balance between exploration and exploitation, it is attractive to have an adaptive operator selection (AOS) mechanism that automatically chooses the most appropriate operator on the fly according to the current status. This paper proposes a new AOS mechanism for multi-objective evolutionary algorithm based on decomposition (MOEA/D). More specifically, the AOS is formulated as a multi-armed bandit problem where the dynamic Thompson sampling (DYTS) is applied to adapt the bandit learning model, originally proposed with an assumption of a fixed award distribution, to a non-stationary setup. In particular, each arm of our bandit learning model represents a reproduction operator and is assigned with a prior reward distribution. The parameters of these reward distributions will be progressively updated according to the performance of its performance collected from the evolutionary process. When generating an offspring, an operator is chosen by sampling from those reward distribution according to the DYTS. Experimental results fully demonstrate the effectiveness and competitiveness of our proposed AOS mechanism compared with other four state-of-the-art MOEA/D variants.

preprint2020arXiv

Analysis of the decay $D^0\rightarrow K_{S}^{0} K^{+} K^{-}$

Using a data sample of $2.93~fb^{-1}$ of $e^+e^-$ collisions collected at $\sqrt{s}=3.773 GeV$ in the BESIII experiment, we perform an analysis of the decay $D^0\rightarrow K_{S}^{0} K^{+} K^{-}$. The Dalitz plot is analyzed using $1856\pm 45$ flavor-tagged signal decays. We find that the Dalitz plot is well described by a set of six resonances: $a_0(980)^0$, $a_0(980)^+$, $ϕ(1020)$, $a_2(1320)^+$, $a_2(1320)^-$ and $a_0(1450)^-$. Their magnitudes, phases and fit fractions are determined as well as the coupling of $a_0(980)$ to $K\bar{K}$, $g_{K\bar{K}}=3.77\pm 0.24\text{(stat.)}\pm0.35\text{(sys.)} GeV$. The branching fraction of the decay $D^0\rightarrow K_{S}^{0} K^{+} K^{-}$ is measured using $11660\pm 118$ untagged signal decays to be $(4.51\pm 0.05\text{(stat.)}\pm 0.16\text{(sys.)})10^{-3}$. Both measurements are limited by their systematic uncertainties.

preprint2020arXiv

BiLO-CPDP: Bi-Level Programming for Automated Model Discovery in Cross-Project Defect Prediction

Cross-Project Defect Prediction (CPDP), which borrows data from similar projects by combining a transfer learner with a classifier, have emerged as a promising way to predict software defects when the available data about the target project is insufficient. How-ever, developing such a model is challenge because it is difficult to determine the right combination of transfer learner and classifier along with their optimal hyper-parameter settings. In this paper, we propose a tool, dubbedBiLO-CPDP, which is the first of its kind to formulate the automated CPDP model discovery from the perspective of bi-level programming. In particular, the bi-level programming proceeds the optimization with two nested levels in a hierarchical manner. Specifically, the upper-level optimization routine is designed to search for the right combination of transfer learner and classifier while the nested lower-level optimization routine aims to optimize the corresponding hyper-parameter settings.To evaluateBiLO-CPDP, we conduct experiments on 20 projects to compare it with a total of 21 existing CPDP techniques, along with its single-level optimization variant and Auto-Sklearn, a state-of-the-art automated machine learning tool. Empirical results show that BiLO-CPDP champions better prediction performance than all other 21 existing CPDP techniques on 70% of the projects, while be-ing overwhelmingly superior to Auto-Sklearn and its single-level optimization variant on all cases. Furthermore, the unique bi-level formalization inBiLO-CPDP also permits to allocate more budget to the upper-level, which significantly boosts the performance.

preprint2020arXiv

Covert Communication in Continuous-Time Systems

Recent works have considered the ability of transmitter Alice to communicate reliably to receiver Bob without being detected by warden Willie. These works generally assume a standard discrete-time model. But the assumption of a discrete-time model in standard communication scenarios is often predicated on its equivalence to a continuous-time model, which has not been established for the covert communications problem. Here, we consider the continuous-time channel directly and study if efficient covert communication can still be achieved. We assume that an uninformed jammer is present to assist Alice, and we consider additive white Gaussian noise (AWGN) channels between all parties. For a channel with approximate bandwidth W, we establish constructions such that O(WT) information bits can be transmitted covertly and reliably from Alice to Bob in T seconds for two separate scenarios: 1) when the path-loss between Alice and Willie is known; and 2) when the path-loss between Alice and Willie is unknown.

preprint2020arXiv

Cross section measurement of $e^+e^- \rightarrow η'J/ψ$ from $\sqrt{s} = 4.178$ to $4.600$ GeV

The cross section of the process $e^+e^- \rightarrow η'J/ψ$ is measured at center-of-mass energies from $\sqrt{s} =$ 4.178 to 4.600 GeV using data samples corresponding to a total integrated luminosity of 11 fb$^{-1}$ collected with the BESIII detector operating at the BEPCII storage ring. The dependence of the cross section on $\sqrt{s}$ shows an enhancement around $4.2$ GeV. While the shape of the cross section cannot be fully explained with a single $ψ(4160)$ or $ψ(4260)$ state, a coherent sum of the two states does provide a reasonable description of the data.

preprint2020arXiv

DeepSQLi: Deep Semantic Learning for Testing SQL Injection

Security is unarguably the most serious concern for Web applications, to which SQL injection (SQLi) attack is one of the most devastating attacks. Automatically testing SQLi vulnerabilities is of ultimate importance, yet is unfortunately far from trivial to implement. This is because the existence of a huge, or potentially infinite, number of variants and semantic possibilities of SQL leading to SQLi attacks on various Web applications. In this paper, we propose a deep natural language processing based tool, dubbed DeepSQLi, to generate test cases for detecting SQLi vulnerabilities. Through adopting deep learning based neural language model and sequence of words prediction, DeepSQLi is equipped with the ability to learn the semantic knowledge embedded in SQLi attacks, allowing it to translate user inputs (or a test case) into a new test case, which is semantically related and potentially more sophisticated. Experiments are conducted to compare DeepSQLi with SQLmap, a state-of-the-art SQLi testing automation tool, on six real-world Web applications that are of different scales, characteristics and domains. Empirical results demonstrate the effectiveness and the remarkable superiority of DeepSQLi over SQLmap, such that more SQLi vulnerabilities can be identified by using a less number of test cases, whilst running much faster.

preprint2020arXiv

Determination of strong-phase parameters in $D\rightarrow K^0_{S,L}π^+π^-$

We report the most precise measurements to date of the strong-phase parameters between $D^0$ and $\bar{D}^0$ decays to $K^0_{S,L}π^+π^-$ using a sample of 2.93 fb$^{-1}$ of $e^+e^-$ annihilation data collected at a center-of-mass energy of 3.773 GeV with the BESIII detector at the BEPCII collider. Our results provide the key inputs for a binned model-independent determination of the Cabibbo-Kobayashi-Maskawa angle $γ/ϕ_3$ with $B$ decays. Using our results, the decay model sensitivity to the $γ/ϕ_3$ measurement is expected to be between 0.7$^{\circ}$ and 1.2$^{\circ}$, approximately a factor of three smaller than that achievable with previous measurements. The improved precision of this work ensures that measurements of $γ/ϕ_3$ will not be limited by knowledge of strong phases for the next decade. Furthermore, our results provide critical input for other flavor-physics investigations, including charm mixing, other measurements of $CP$ violation, and the measurement of strong-phase parameters for other $D$-decay modes.

preprint2020arXiv

Efficient MDI Adaptation for n-gram Language Models

This paper presents an efficient algorithm for n-gram language model adaptation under the minimum discrimination information (MDI) principle, where an out-of-domain language model is adapted to satisfy the constraints of marginal probabilities of the in-domain data. The challenge for MDI language model adaptation is its computational complexity. By taking advantage of the backoff structure of n-gram model and the idea of hierarchical training method, originally proposed for maximum entropy (ME) language models, we show that MDI adaptation can be computed in linear-time complexity to the inputs in each iteration. The complexity remains the same as ME models, although MDI is more general than ME. This makes MDI adaptation practical for large corpus and vocabulary. Experimental results confirm the scalability of our algorithm on very large datasets, while MDI adaptation gets slightly worse perplexity but better word error rate results compared to simple linear interpolation.

preprint2020arXiv

Erratum to "Measurement of the $e^+e^-\toπ^+π^-$ cross section between 600 and 900 MeV using initial state radiation"

In Phys. Lett. B 753, 629-638 (2016) [arXiv:1507.08188] the BESIII collaboration published a cross section measurement of the process $e^+e^-\to π^+ π^-$ in the energy range between 600 and 900 MeV. In this erratum we report a corrected evaluation of the statistical errors in terms of a fully propagated covariance matrix. The correction also yields a reduced statistical uncertainty for the hadronic vacuum polarization contribution to the anomalous magnetic moment of the muon, which now reads as $a_μ^{ππ\mathrm{, LO}}(600 - 900\,\mathrm{MeV}) = (368.2 \pm 1.5_{\rm stat} \pm 3.3_{\rm syst})\times 10^{-10}$. The central values of the cross section measurement and of $a_μ^{ππ\mathrm{, LO}}$, as well as the systematic uncertainties remain unchanged.

preprint2020arXiv

Filter Grafting for Deep Neural Networks

This paper proposes a new learning paradigm called filter grafting, which aims to improve the representation capability of Deep Neural Networks (DNNs). The motivation is that DNNs have unimportant (invalid) filters (e.g., l1 norm close to 0). These filters limit the potential of DNNs since they are identified as having little effect on the network. While filter pruning removes these invalid filters for efficiency consideration, filter grafting re-activates them from an accuracy boosting perspective. The activation is processed by grafting external information (weights) into invalid filters. To better perform the grafting process, we develop an entropy-based criterion to measure the information of filters and an adaptive weighting strategy for balancing the grafted information among networks. After the grafting operation, the network has very few invalid filters compared with its untouched state, enpowering the model with more representation capacity. We also perform extensive experiments on the classification and recognition tasks to show the superiority of our method. For example, the grafted MobileNetV2 outperforms the non-grafted MobileNetV2 by about 7 percent on CIFAR-100 dataset. Code is available at https://github.com/fxmeng/filter-grafting.git.

preprint2020arXiv

First Measurements of $χ_{cJ}\rightarrow Σ^{-} \barΣ^{+} (J = 0, 1, 2)$ Decays

We measured the branching fractions of the decays $χ_{cJ}\toΣ^{-}\barΣ^{+}$ for the first time using the final states $n\bar{n}π^{+}π^{-}$. The data sample exploited here is $448.1\times10^{6}$ $ψ(3686)$ events collected with BESIII. We find $\mathcal{B}(χ_{cJ}\rightarrowΣ^{-}\barΣ^{+}) = (51.3\pm2.4\pm4.1)\times10^{-5},\, (5.7\pm1.4\pm0.6)\times10^{-5},\, \rm{and}~ (4.4\pm1.7\pm0.5)\times10^{-5}$, for $J=0,1,2$, respectively, where the first uncertainties are statistical and the second systematic.

preprint2020arXiv

Future Physics Programme of BESIII

There has recently been a dramatic renewal of interest in the subjects of hadron spectroscopy and charm physics. This renaissance has been driven in part by the discovery of a plethora of charmonium-like $XYZ$ states at BESIII and $B$ factories, and the observation of an intriguing proton-antiproton threshold enhancement and the possibly related $X(1835)$ meson state at BESIII, as well as the threshold measurements of charm mesons and charm baryons. We present a detailed survey of the important topics in tau-charm physics and hadron physics that can be further explored at BESIII over the remaining lifetime of BEPCII operation. This survey will help in the optimization of the data-taking plan over the coming years, and provides physics motivation for the possible upgrade of BEPCII to higher luminosity.

preprint2020arXiv

Inclusive charged and neutral particle multiplicity distributions in $χ_{cJ}$ and $J/ψ$ decays

Using a sample of 106 million $ψ(3686)$ decays, $ψ(3686) \to γχ_{cJ} (J = 0, 1, 2)$ and $ψ(3686) \to γχ_{cJ}, χ_{cJ} \to γJ/ψ$ $(J = 1, 2)$ events are utilized to study inclusive $χ_{cJ} \to$ anything, $χ_{cJ} \to$ hadrons, and $J/ψ\to$ anything distributions, including distributions of the number of charged tracks, electromagnetic calorimeter showers, and $π^0$s, and to compare them with distributions obtained from the BESIII Monte Carlo simulation. Information from each Monte Carlo simulated decay event is used to construct matrices connecting the detected distributions to the input predetection "produced" distributions. Assuming these matrices also apply to data, they are used to predict the analogous produced distributions of the decay events. Using these, the charged particle multiplicities are compared with results from MARK I. Further, comparison of the distributions of the number of photons in data with those in Monte Carlo simulation indicates that G-parity conservation should be taken into consideration in the simulation.

preprint2020arXiv

Inclusive GAN: Improving Data and Minority Coverage in Generative Models

Generative Adversarial Networks (GANs) have brought about rapid progress towards generating photorealistic images. Yet the equitable allocation of their modeling capacity among subgroups has received less attention, which could lead to potential biases against underrepresented minorities if left uncontrolled. In this work, we first formalize the problem of minority inclusion as one of data coverage, and then propose to improve data coverage by harmonizing adversarial training with reconstructive generation. The experiments show that our method outperforms the existing state-of-the-art methods in terms of data coverage on both seen and unseen data. We develop an extension that allows explicit control over the minority subgroups that the model should ensure to include, and validate its effectiveness at little compromise from the overall performance on the entire dataset. Code, models, and supplemental videos are available at GitHub.

preprint2020arXiv

Knee Point Identification Based on Trade-Off Utility

Knee points, characterised as their smallest trade-off loss at all objectives, are attractive to decision makers in multi-criterion decision-making. In contrast, other Pareto-optimal solutions are less attractive since a small improvement on one objective can lead to a significant degradation on at least one of the other objectives. In this paper, we propose a simple and effective knee point identification method based on trade-off utility, dubbed KPITU, to help decision makers identify knee points from a given set of trade-off solutions. The basic idea of KPITU is to sequentially validate whether a solution is a knee point or not by comparing its trade-off utility with others within its neighbourhood. In particular, a solution is a knee point if and only if it has the best trade-off utility among its neighbours. Moreover, we implement a GPU version of KPITU that carries out the knee point identification in a parallel manner. This GPU version reduces the worst-case complexity from quadratic to linear. To validate the effectiveness of KPITU, we compare its performance with five state-of-the-art knee point identification methods on 134 test problem instances. Empirical results fully demonstrate the outstanding performance of KPITU especially on problems with many local knee points. At the end, we further validate the usefulness of KPITU for guiding EMO algorithms to search for knee points on the fly during the evolutionary process.

preprint2020arXiv

Measurement of {\boldmath $J/ψ\toΞ(1530)^{-}\barΞ^{+}$} and evidence for the radiative decay {\boldmath $Ξ(1530)^{-}\toγΞ^-$}

The SU(3)-flavor violating decay $J/ψ\toΞ(1530)^{-}\barΞ^{+}+c.c.$ is studied using $(1310.6\pm7.0)\times 10^{6} ~J/ψ$ events collected with the BESIII detector at BEPCII and the branching fraction is measured to be ${\cal{B}}(J/ψ\toΞ(1530)^{-}\barΞ^{+}+c.c.)=(3.17\pm0.02_{\rm stat.}\pm0.08_{\rm syst.})\times10^{-4}$. This is consistent with previous measurements with an improved precision. The angular parameter for this decay is measured for the first time and is found to be $α=-0.21\pm0.04_{\rm stat.}\pm0.06_{\rm syst.}$. In addition, we report evidence for the radiative decay $Ξ(1530)^{-}\toγΞ^- $ with a significance of 3.9$σ$, including the systematic uncertainties. The 90\% confidence level upper limit on the branching fraction is determined to be $\mathcal{B}(Ξ(1530)^{-}\toγΞ^- )\leq3.7$\%.

preprint2020arXiv

Measurement of proton electromagnetic form factors in $e^+e^- \to p\bar{p}$ in the energy region 2.00-3.08 GeV

The process of $e^+e^- \rightarrow p\bar{p}$ is studied at 22 center-of-mass energy points ($\sqrt{s}$) from 2.00 to 3.08 GeV, exploiting 688.5~pb$^{-1}$ of data collected with the BESIII detector operating at the BEPCII collider. The Born cross section~($σ_{p\bar{p}}$) of $e^+e^- \rightarrow p\bar{p}$ is measured with the energy-scan technique and it is found to be consistent with previously published data, but with much improved accuracy. In addition, the electromagnetic form-factor ratio ($|G_{E}/G_{M}|$) and the value of the effective ($|G_{\rm{eff}}|$), electric ($|G_E|$) and magnetic ($|G_M|$) form factors are measured by studying the helicity angle of the proton at 16 center-of-mass energy points. $|G_{E}/G_{M}|$ and $|G_M|$ are determined with high accuracy, providing uncertainties comparable to data in the space-like region, and $|G_E|$ is measured for the first time. We reach unprecedented accuracy, and precision results in the time-like region provide information to improve our understanding of the proton inner structure and to test theoretical models which depend on non-perturbative Quantum Chromodynamics.

preprint2020arXiv

Measurement of Singly Cabibbo-Suppressed Decays $D \to ωππ$

Using 2.93 fb$^{-1}$ of $e^{+}e^{-}$ collision data taken at a center-of-mass energy of 3.773 GeV by the BESIII detector at the BEPCII, we measure the branching fractions of the singly Cabibbo-suppressed decays $D \to ωππ$ to be $\mathcal{B}(D^0 \to ωπ^+π^-) = (1.33 \pm 0.16 \pm 0.12)\times 10^{-3}$ and $\mathcal{B}(D^+ \to ωπ^+π^0) =(3.87 \pm 0.83 \pm 0.25)\times 10^{-3}$, where the first uncertainties are statistical and the second ones systematic. The statistical significances are $12.9σ$ and $7.7 σ$, respectively. The precision of $\mathcal{B}(D^0 \to ωπ^+π^-)$ is improved by a factor of 2.1 over the CLEO measurement, and $\mathcal{B}(D^+ \to ωπ^+π^0)$ is measured for the first time. No significant signal of $\mathcal{B}(D^0 \to ωπ^0π^0)$ is observed, and the upper limit on the branching fraction is $\mathcal{B}(D^0 \to ωπ^0π^0) < 1.10 \times 10^{-3}$ at the $90\%$ confidence level. The branching fractions of $D\to ηππ$ are also measured and consistent with existing results.

preprint2020arXiv

Measurement of the Born Cross Sections for $e^+e^-\to D_s^+ D_{s1}(2460)^- +c.c.$ and $e^+e^-\to D_s^{\ast +} D_{s1}(2460)^- +c.c.$

The processes $e^+e^-\to D_s^+ D_{s1}(2460)^- +c.c.$ and $e^+e^-\to D_s^{\ast +} D_{s1}(2460)^- +c.c.$ are studied for the first time using data samples collected with the BESIII detector at the BEPCII collider. The Born cross sections of $e^+e^-\to D_s^+ D_{s1}(2460)^- +c.c.$ at nine center-of-mass energies between 4.467\,GeV and 4.600\,GeV and those of $e^+e^-\to D_s^{\ast +} D_{s1}(2460)^- +c.c.$ at ${\sqrt s}=$ 4.590\,GeV and 4.600\,GeV are measured. No obvious charmonium or charmonium-like structure is seen in the measured cross sections.

preprint2020arXiv

Measurement of the cross section for $e^{+}e^{-}\rightarrowΞ^{-}\barΞ^{+}$ and observation of an excited $Ξ$ baryon

Using a total of 11.0 fb$^{-1}$ of $e^{+}e^{-}$ collision data with center-of-mass energies between 4.009 GeV and 4.6 GeV and collected with the BESIII detector at BEPCII, we measure fifteen exclusive cross sections and effective form factors for the process $e^{+}e^{-}\rightarrowΞ^{-}\barΞ^{+}$ by means of a single baryon-tag method. After performing a fit to the dressed cross section of $e^{+}e^{-}\rightarrowΞ^{-}\barΞ^{+}$, no significant $ψ(4230)$ or $ψ(4260)$ resonance is observed in the $Ξ^{-}\barΞ^{+}$ final states, and upper limits at the 90\% confidence level on $Γ_{ee}\mathcal{B}$ for the processes $ψ(4230)$/$ψ(4260)\rightarrowΞ^{-}\barΞ^{+}$ are determined. In addition, an excited $Ξ$ baryon at 1820 MeV/$c^{2}$ is observed with a statistical significance of 6.2 $\sim$ 6.5$σ$ by including the systematic uncertainty, and the mass and width are measured to be $M = (1825.5 \pm 4.7 \pm 4.7)$~MeV/$c^{2}$ and $Γ= (17.0 \pm 15.0 \pm 7.9)$~MeV, which confirms the existence of the $J^{P}=\frac{3}{2}^{-}$ state $Ξ(1820)$.

preprint2020arXiv

Model-independent determination of the relative strong-phase difference between $D^0$ and $\bar{D}^0\rightarrow K^0_{S,L}π^+π^-$ and its impact on the measurement of the CKM angle $γ/ϕ_3$

Crucial inputs for a variety of $CP$-violation studies can be determined through the analysis of pairs of quantum-entangled neutral $D$ mesons, which are produced in the decay of the $ψ(3770)$ resonance. The relative strong-phase parameters between $D^0$ and $\bar{D}^0$ in the decays $D^0\rightarrow K^0_{S,L}π^+π^-$ are studied using 2.93~${\rm fb}^{-1}$ of $e^+e^-$ annihilation data delivered by the BEPCII collider and collected by the BESIII detector at a center-of-mass energy of 3.773 GeV. Results are presented in regions of the phase space of the decay. These are the most precise measurements to date of the strong-phase parameters in $D \to K_{S,L}^0π^+π^-$ decays. Using these parameters, the associated uncertainty on the Cabibbo-Kobayashi-Maskawa angle $γ/ϕ_3$ is expected to be between $0.7^\circ$ and $1.2^\circ$, for an analysis using the decay $B^{\pm}\rightarrow DK^{\pm}$, $D\rightarrow K^0_Sπ^+π^-$, where $D$ represents a superposition of $D^0$ and $\bar{D^0}$ states. This is a factor of three smaller than that achievable with previous measurements. Furthermore, these results provide valuable input for charm-mixing studies, other measurements of $CP$ violation, and the measurement of strong-phase parameters for other $D$-decay modes.

preprint2020arXiv

Multi-Modal Graph Neural Network for Joint Reasoning on Vision and Scene Text

Answering questions that require reading texts in an image is challenging for current models. One key difficulty of this task is that rare, polysemous, and ambiguous words frequently appear in images, e.g., names of places, products, and sports teams. To overcome this difficulty, only resorting to pre-trained word embedding models is far from enough. A desired model should utilize the rich information in multiple modalities of the image to help understand the meaning of scene texts, e.g., the prominent text on a bottle is most likely to be the brand. Following this idea, we propose a novel VQA approach, Multi-Modal Graph Neural Network (MM-GNN). It first represents an image as a graph consisting of three sub-graphs, depicting visual, semantic, and numeric modalities respectively. Then, we introduce three aggregators which guide the message passing from one graph to another to utilize the contexts in various modalities, so as to refine the features of nodes. The updated nodes have better features for the downstream question answering module. Experimental evaluations show that our MM-GNN represents the scene texts better and obviously facilitates the performances on two VQA tasks that require reading scene texts.

preprint2020arXiv

Multimodal Image Synthesis with Conditional Implicit Maximum Likelihood Estimation

Many tasks in computer vision and graphics fall within the framework of conditional image synthesis. In recent years, generative adversarial nets (GANs) have delivered impressive advances in quality of synthesized images. However, it remains a challenge to generate both diverse and plausible images for the same input, due to the problem of mode collapse. In this paper, we develop a new generic multimodal conditional image synthesis method based on Implicit Maximum Likelihood Estimation (IMLE) and demonstrate improved multimodal image synthesis performance on two tasks, single image super-resolution and image synthesis from scene layouts. We make our implementation publicly available.

preprint2020arXiv

Observation of a resonant structure in $e^{+}e^{-} \to ωη$ and another in $e^{+}e^{-} \to ωπ^{0}$ at center-of-mass energies between 2.00 and 3.08 GeV

Born cross sections for the processes $e^+e^- \to ωη$ and $e^+e^- \to ωπ^{0}$ have been determined for center-of-mass energies between 2.00 and 3.08 GeV with the BESIII detector at the BEPCII collider. The results obtained in this work are consistent with previous measurements but with improved precision. Two resonant structures are observed. In the $e^{+}e^{-} \to ωη$ cross sections, a resonance with a mass of $(2179 \pm 21 \pm 3)\text{MeV}/c^2$ and a width of $(89 \pm 28 \pm 5)\text{MeV}$ is observed with a significance of 6.1$σ$. Its properties are consistent with the $ϕ(2170)$. In the $e^{+}e^{-} \toωπ^{0}$ cross sections, a resonance denoted $Y(2040)$ is observed with a significance of more than 10$σ$. Its mass and width are determined to be $(2034 \pm 13 \pm 9)\text{MeV}/c^2$ and $(234 \pm 30 \pm 25)\text{MeV}$, respectively, where the first uncertainties are statistical and the second ones are systematic.

preprint2020arXiv

Observation of a structure in $e^+e^- \to ϕη^{\prime}$ at $\sqrt{s}$ from 2.05 to 3.08 GeV

The process $e^{+}e^{-} \to ϕη^{\prime}$ has been studied for the first time in detail using data sample collected with the BESIII detector at the BEPCII collider at center of mass energies from 2.05 to 3.08 GeV. A resonance with quantum numbers $J^{PC}=1^{--}$ is observed with mass $M$ = (2177.5 $\pm$ 4.8 (stat) $\pm$ 19.5 (syst)) MeV/${ \it{c}^{\mathrm{2}}}$ and width $Γ$ = (149.0 $\pm$ 15.6 (stat) $\pm$ 8.9 (syst)) MeV with a statistical significance larger than 10$σ$. The observed structure could be identified with the $ϕ(2170)$, then the ratio of partial width between the $ϕη^{\prime}$ by BESIII and $ϕη$ by BABAR is ($\mathcal{B}^{R}_{ϕη}Γ^{R}_{ee})/{(\mathcal{B}^{R}_{ϕη^{\prime}}Γ^{R}_{ee})}$ = 0.23 $\pm$ 0.10 (stat) $\pm$ 0.18 (syst), which is smaller than the prediction of the $s\bar{s}g$ hybrid models by several orders of magnitude.

preprint2020arXiv

Observation of the $Y(4220)$ and $Y(4360)$ in the process $e^{+}e^{-} \to ηJ/ψ$

The cross sections of the process $e^{+}e^{-} \to ηJ/ψ$ at center-of-mass energies ($\sqrt{s}$) between 3.81 and 4.60 GeV are measured with high precision by using data samples collected with the BESIII detector operating at the BEPCII storage ring. Three structures are observed by analyzing the lineshape of the measured cross sections, and a maximum-likelihood fit including three resonances is performed by assuming the lowest lying structure is the $ψ(4040)$. For the other resonances, we obtain masses of $(4218.7 \pm 4.0 \pm 2.5)$ and $(4380.4 \pm 14.2 \pm 1.8)$ MeV/c$^{2}$ with corresponding widths of $(82.5 \pm 5.9 \pm 0.5)$ and $(147.0 \pm 63.0 \pm 25.8)$ MeV, respectively, where the first uncertainties are statistical and the second ones systematic. The measured resonant parameters are consistent with those of the $Y(4220)$ and $Y(4360)$ from pr evious measurements of different final states. For the first time, we observe the decays of the $Y(4220)$ and $Y(4360)$ into $ηJ/ψ$ final states.

preprint2020arXiv

On the Combined Impact of Population Size and Sub-problem Selection in MOEA/D

This paper intends to understand and to improve the working principle of decomposition-based multi-objective evolutionary algorithms. We review the design of the well-established Moea/d framework to support the smooth integration of different strategies for sub-problem selection, while emphasizing the role of the population size and of the number of offspring created at each generation. By conducting a comprehensive empirical analysis on a wide range of multi-and many-objective combinatorial NK landscapes, we provide new insights into the combined effect of those parameters on the anytime performance of the underlying search process. In particular, we show that even a simple random strategy selecting sub-problems at random outperforms existing sophisticated strategies. We also study the sensitivity of such strategies with respect to the ruggedness and the objective space dimension of the target problem.

preprint2020arXiv

Partial wave analysis of $ψ(3686)\rightarrow K^{+}K^{-}η$

Using a sample of $(448.1\pm2.9)\times10^6$ $ψ(3686)$ events collected with the BESIII detector, we perform the first partial wave analysis of $ψ(3686)\rightarrow K^+K^-η$. In addition to the well established states, $ϕ(1020)$, $ϕ(1680)$, and $K_3^*(1780)$, contributions from $X(1750)$, $ρ(2150)$, $ρ_3(2250)$, and $K^*_2(1980)$ are also observed. The $X(1750)$ state is determined to be a $1^{--}$ resonance. The simultaneous observation of the $ϕ(1680)$ and $X(1750)$ indicates that the $X(1750)$, with previous observations in photoproduction, is distinct from the $ϕ(1680)$. The masses, widths, branching fractions of $ψ(3686)\rightarrow K^+K^-η$ and the intermediate resonances are also measured.

preprint2020arXiv

Routing-Led Placement of VNFs in Arbitrary Networks

The ever increasing demand for computing resources has led to the creation of hyperscale datacentres with tens of thousands of servers. As demand continues to rise, new technologies must be incorporated to ensure high quality services can be provided without the damaging environmental impact of high energy consumption. Virtualisation technology such as network function virtualisation (NFV) allows for the creation of services by connecting component parts known as virtual network functions (VNFs). VNFs cam be used to maximally utilise available datacentre resources by optimising the placement and routes of VNFs, to maintain a high quality of service whilst minimising energy costs. Current research on this problem has focussed on placing VNFs and considered routing as a secondary concern. In this work we argue that the opposite approach, a routing-led approach is preferable. We propose a novel routing-led algorithm and analyse each of the component parts over a range of different topologies on problems with up to 16000 variables and compare its performance against a traditional placement based algorithm. Empirical results show that our routing-led algorithm can produce significantly better, faster solutions to large problem instances on a range of datacentre topologies.

preprint2020arXiv

Search for baryon and lepton number violating decays $D^+\to\barΛ(\barΣ^0)e^+$ and $D^+\toΛ(Σ^0)e^+$

Using a 2.93 fb$^{-1}$ data sample of electron-positron collisions taken with the BESIII detector at a center-of-mass energy of 3.773 GeV, which corresponds to $(8296\pm31\pm64)\times10^3 D^+D^-$ pairs, we search for the baryon and lepton number violating decays $D^+\to\barΛ(\barΣ^0)e^+$ and $D^+\toΛ(Σ^0)e^+$. No obvious signals are found with the current statistics and upper limits on the branching fractions of these four decays are set at the level of $10^{-6}$ at 90% confidence level.

preprint2020arXiv

Search for New Hadronic Decays of $h_c$ and Observation of $h_c\rightarrow K^{+}K^{-}π^{+}π^{-}π^{0}$

Ten hadronic final states of the $h_c$ decays are investigated via the process $ψ(3686)\rightarrow π^0 h_c$, using a data sample of $(448.1 \pm 2.9) \times 10^6$ $ψ(3686)$ events collected with the BESIII detector. The decay channel $h_c\rightarrow K^{+}K^{-}π^{+}π^{-}π^{0}$ is observed for the first time with a significance of $6.0 σ$. The corresponding branching fraction is determined to be $\mathcal{B}(h_c\rightarrow K^{+}K^{-}π^{+}π^{-}π^{0}) =(3.3 \pm 0.6 \pm 0.6)\times 10^{-3}$ (the first uncertainty is statistical and the second systematical). Evidence for the decays $h_c\rightarrow π^{+} π^{-} π^{0} η$ and $h_c\rightarrow K^{0}_{S}K^{\pm}π^{\mp}π^{+}π^{-}$ is found with a significance of $3.6 σ$ and $3.8 σ$, respectively. The corresponding branching fractions (and upper limits) are obtained to be $\mathcal{B}(h_c\rightarrow π^{+} π^{-} π^{0} η) =(7.2 \pm 1.8 \pm 1.3)\times 10^{-3}$ $(< 1.8 \times 10^{-2})$ and $\mathcal{B}(h_c\rightarrow K^{0}_{S}K^{\pm}π^{\mp}π^{+}π^{-}) =(2.8 \pm 0.9 \pm 0.5)\times 10^{-3}$ $(<4.7\times 10^{-3})$. Upper limits on the branching fractions for the final states $h_c \rightarrow K^{+}K^{-}π^{0}$, $K^{+}K^{-}η$, $K^{+}K^{-}π^{+}π^{-}η$, $2(K^{+}K^{-})π^{0}$, $K^{+}K^{-}π^{0}η$, $K^{0}_{S}K^{\pm}π^{\mp}$, and $p\bar{p}π^{0}π^{0}$ are determined at a confidence level of 90\%.

preprint2020arXiv

Search for the decay $J/ψ\toγ+ \rm {invisible}$

We search for $J/ψ$ radiative decays into a weakly interacting neutral particle, namely an invisible particle, using the $J/ψ$ produced through the process $ψ(3686)\toπ^+π^-J/ψ$ in a data sample of $(448.1\pm2.9)\times 10^6$ $ψ(3686)$ decays collected by the BESIII detector at BEPCII. No significant signal is observed. Using a modified frequentist method, upper limits on the branching fractions are set under different assumptions of invisible particle masses up to 1.2 $\mathrm{\ Ge\kern -0.1em V}/c^2$. The upper limit corresponding to an invisible particle with zero mass is 7.0$\times 10^{-7}$ at the 90\% confidence level.

preprint2020arXiv

Search for the semileptonic decay $D^{0(+)}\to b_1(1235)^{-(0)} e^+ν_e$

Using $2.93~\mathrm{fb}^{-1}$ of $e^+e^-$ annihilation data collected at a center-of-mass energy $\sqrt{s}=3.773$ GeV with the BESIII detector operating at the BEPCII collider, we search for the semileptonic $D^{0(+)}$ decays into a $b_1(1235)^{-(0)}$ axial-vector meson for the first time. No significant signal is observed for either charge combination. The upper limits on the product branching fractions are ${\mathcal B}_{D^0\to b_1(1235)^- e^+ν_e}\cdot {\mathcal B}_{b_1(1235)^-\to ωπ^-}<1.12\times 10^{-4}$ and ${\mathcal B}_{D^+\to b_1(1235)^0 e^+ν_e}\cdot {\mathcal B}_{b_1(1235)^0\to ωπ^0}<1.75\times 10^{-4}$ at the 90\% confidence level.

preprint2020arXiv

Search-Based Software Engineering for Self-Adaptive Systems: Survey, Disappointments, Suggestions and Opportunities

Search-Based Software Engineering (SBSE) is a promising paradigm that exploits the computational search to optimize different processes when engineering complex software systems. Self-adaptive system (SAS) is one category of such complex systems that permits to optimize different functional and non-functional objectives/criteria under changing environments (e.g., requirements and workload), which involves problems that are subject to search. In this regard, over years, there has been a considerable amount of work that investigates SBSE for SASs. In this paper, we provide the first systematic and comprehensive survey exclusively on SBSE for SASs, covering papers in 27 venues from 7 repositories, which eventually leads to several key statistics from the most notable 74 primary studies in this particular field of research. Our results, surprisingly, have revealed five disappointments that are of utmost importance and can result in serve consequences but have been overwhelmingly ignored in existing studies. We provide theoretical and/or experimental evidence to justify our arguments against the disappointments, present suggestions, and highlight the promising research opportunities towards their mitigation. We also elaborate on three other emergent, but currently under-explored opportunities for future work on SBSE for SASs. By mitigating the disappointments revealed in this work, together with the highlighted opportunities, we hope to be able to excite a much more significant growth in this particular research direction.

preprint2020arXiv

Study of $e^{+}e^{-} \to D^{+} D^{-} π^{+} π^{-} $ at center-of-mass energies from 4.36 to 4.60 GeV

We report a study of the $e^{+}e^{-} \to D^{+} D^{-} π^{+} π^{-}$ process using $e^{+}e^{-}$ collision data samples with an integrated luminosity of $2.5\,\rm{fb}^{-1}$ at center-of-mass energies from 4.36 to $4.60 \rm{GeV}$, collected with the BESIII detector at the BEPCII storage ring. The $D_{1}(2420)^+$ is observed in the $D^{+} π^{+} π^{-}$ mass spectrum. The mass and width of the $D_{1}(2420)^+$ are measured to be $(2427.2\pm 1.0_{\rm stat.}\pm 1.2_{\rm syst.}) \rm{MeV}/c^2$ and $(23.2\pm 2.3_{\rm stat.} \pm2.3_{\rm syst.}) \rm{MeV}$, respectively. The first errors are statistical and the second ones are systematic. In addition, the Born cross sections of the $e^{+}e^{-} \to D_{1}(2420)^+D^- + c.c. \to D^{+} D^{-} π^{+} π^{-}$ and $e^{+}e^{-} \to ψ(3770) π^{+} π^{-} \to D^{+} D^{-} π^{+} π^{-}$ processes are measured as a function of the center-of-mass energy.

preprint2020arXiv

Study of BESIII Trigger Efficiencies with the 2018 $J/ψ$ Data

Using a dedicated data sample taken in 2018 on the $J/ψ$ peak, we perform a detailed study of the trigger efficiencies of the BESIII detector. The efficiencies are determined from three representative physics processes, namely Bhabha-scattering, dimuon production and generic hadronic events with charged particles. The combined efficiency of all active triggers approaches $100\%$ in most cases with uncertainties small enough as not to affect most physics analyses.

preprint2020arXiv

Study of open-charm decays and radiative transitions of the X(3872)

The processes $X(3872)\to D^{*0}\bar{D^{0}}+c.c.,~γJ/ψ,~γψ(2S),$ and $γD^{+}D^{-}$ are searched for in a $9.0~\rm fb^{-1}$ data sample collected at center-of-mass energies between $4.178$ and $4.278$ GeV with the BESIII detector. We observe $X(3872)\to D^{*0}\bar{D^{0}}+c.c.$ and find evidence for $X(3872)\toγJ/ψ$ with statistical significances of $7.4σ$ and $3.5σ$, respectively. No evident signals for $X(3872)\toγψ(2S)$ and $γD^{+}D^{-}$ are found, and upper limit on the relative branching ratio $R_{γψ} \equiv\frac{\mathcal{B}(X(3872)\toγψ(2S))}{\mathcal{B}(X(3872)\toγJ/ψ)}<0.59$ is set at 90$\%$ confidence level. Measurements of branching ratios relative to decay $X(3872)\toπ^+π^- J/ψ$ are also reported for decays $X(3872)\to D^{*0}\bar{D^{0}}+c.c., ~γψ(2S),~γJ/ψ$, $γD^{+}D^{-}$, as well as the non-$D^{*0}\bar{D}^{0}$ three-body decays $π^0 D^{0}\bar{D}^{0}$ and $γD^{0}\bar{D}^{0}$.

preprint2020arXiv

Surrogate Assisted Evolutionary Algorithm for Medium Scale Expensive Multi-Objective Optimisation Problems

Building a surrogate model of an objective function has shown to be effective to assist evolutionary algorithms (EAs) to solve real-world complex optimisation problems which involve either computationally expensive numerical simulations or costly physical experiments. However, their effectiveness mostly focuses on small-scale problems with less than 10 decision variables. The scalability of surrogate assisted EAs (SAEAs) have not been well studied yet. In this paper, we propose a Gaussian process surrogate model assisted EA for medium-scale expensive multi-objective optimisation problems with up to 50 decision variables. There are three distinctive features of our proposed SAEA. First, instead of using all decision variables in surrogate model building, we only use those correlated ones to build the surrogate model for each objective function. Second, rather than directly optimising the surrogate objective functions, the original multi-objective optimisation problem is transformed to a new one based on the surrogate models. Last but not the least, a subset selection method is developed to choose a couple of promising candidate solutions for actual objective function evaluations thus to update the training dataset. The effectiveness of our proposed algorithm is validated on benchmark problems with 10, 20, 50 variables, comparing with three state-of-the-art SAEAs.

preprint2020arXiv

Technical Proposal: FASERnu

FASERnu is a proposed small and inexpensive emulsion detector designed to detect collider neutrinos for the first time and study their properties. FASERnu will be located directly in front of FASER, 480 m from the ATLAS interaction point along the beam collision axis in the unused service tunnel TI12. From 2021-23 during Run 3 of the 14 TeV LHC, roughly 1,300 electron neutrinos, 20,000 muon neutrinos, and 20 tau neutrinos will interact in FASERnu with TeV-scale energies. With the ability to observe these interactions, reconstruct their energies, and distinguish flavors, FASERnu will probe the production, propagation, and interactions of neutrinos at the highest human-made energies ever recorded. The FASERnu detector will be composed of 1000 emulsion layers interleaved with tungsten plates. The total volume of the emulsion and tungsten is 25cm x 25cm x 1.35m, and the tungsten target mass is 1.2 tonnes. From 2021-23, 7 sets of emulsion layers will be installed, with replacement roughly every 20-50 1/fb in planned Technical Stops. In this document, we summarize FASERnu's physics goals and discuss the estimates of neutrino flux and interaction rates. We then describe the FASERnu detector in detail, including plans for assembly, transport, installation, and emulsion replacement, and procedures for emulsion readout and analyzing the data. We close with cost estimates for the detector components and infrastructure work and a timeline for the experiment.

preprint2020arXiv

The JHU Multi-Microphone Multi-Speaker ASR System for the CHiME-6 Challenge

This paper summarizes the JHU team's efforts in tracks 1 and 2 of the CHiME-6 challenge for distant multi-microphone conversational speech diarization and recognition in everyday home environments. We explore multi-array processing techniques at each stage of the pipeline, such as multi-array guided source separation (GSS) for enhancement and acoustic model training data, posterior fusion for speech activity detection, PLDA score fusion for diarization, and lattice combination for automatic speech recognition (ASR). We also report results with different acoustic model architectures, and integrate other techniques such as online multi-channel weighted prediction error (WPE) dereverberation and variational Bayes-hidden Markov model (VB-HMM) based overlap assignment to deal with reverberation and overlapping speakers, respectively. As a result of these efforts, our ASR systems achieve a word error rate of 40.5% and 67.5% on tracks 1 and 2, respectively, on the evaluation set. This is an improvement of 10.8% and 10.4% absolute, over the challenge baselines for the respective tracks.

preprint2020arXiv

Understanding the Automated Parameter Optimization on Transfer Learning for CPDP: An Empirical Study

Data-driven defect prediction has become increasingly important in software engineering process. Since it is not uncommon that data from a software project is insufficient for training a reliable defect prediction model, transfer learning that borrows data/knowledge from other projects to facilitate the model building at the current project, namely cross-project defect prediction (CPDP), is naturally plausible. Most CPDP techniques involve two major steps, i.e., transfer learning and classification, each of which has at least one parameter to be tuned to achieve their optimal performance. This practice fits well with the purpose of automated parameter optimization. However, there is a lack of thorough understanding about what are the impacts of automated parameter optimization on various CPDP techniques. In this paper, we present the first empirical study that looks into such impacts on 62 CPDP techniques, 13 of which are chosen from the existing CPDP literature while the other 49 ones have not been explored before. We build defect prediction models over 20 real-world software projects that are of different scales and characteristics. Our findings demonstrate that: (1) Automated parameter optimization substantially improves the defect prediction performance of 77\% CPDP techniques with a manageable computational cost. Thus more efforts on this aspect are required in future CPDP studies. (2) Transfer learning is of ultimate importance in CPDP. Given a tight computational budget, it is more cost-effective to focus on optimizing the parameter configuration of transfer learning algorithms (3) The research on CPDP is far from mature where it is "not difficult" to find a better alternative by making a combination of existing transfer learning and classification techniques. This finding provides important insights about the future design of CPDP techniques.

preprint2019arXiv

D3M: A deep domain decomposition method for partial differential equations

A state-of-the-art deep domain decomposition method (D3M) based on the variational principle is proposed for partial differential equations (PDEs). The solution of PDEs can be formulated as the solution of a constrained optimization problem, and we design a multi-fidelity neural network framework to solve this optimization problem. Our contribution is to develop a systematical computational procedure for the underlying problem in parallel with domain decomposition. Our analysis shows that the D3M approximation solution converges to the exact solution of underlying PDEs. Our proposed framework establishes a foundation to use variational deep learning in large-scale engineering problems and designs. We present a general mathematical framework of D3M, validate its accuracy and demonstrate its efficiency with numerical experiments.

preprint2019arXiv

Observation of the decays $χ_{cJ} \to ϕϕη$

Using a data sample of $(448.1\pm2.9)\times10^{6}$ $ψ(3686)$ decays collected by the BESIII detector at the Beijing Electron Positron Collider (BEPCII), we observe the decays $χ_{cJ}\to ϕϕη~(J=0,~1,~2)$, where the $χ_{cJ}$ are produced via the radiative processes $ψ(3686)\toγχ_{cJ}$. The branching fractions are measured to be $\mathcal B(χ_{c0}\toϕϕη)=(8.41\pm0.74\pm0.62)\times10^{-4}$, $\mathcal B(χ_{c1}\toϕϕη)=(2.96\pm0.43\pm0.22)\times 10^{-4}$, and $\mathcal B(χ_{c2} \to ϕϕη)=(5.33\pm0.52\pm0.39) \times 10^{-4}$, where the first uncertainties are statistical and the second are systematic. We also search for intermediate states in the $ϕϕ$ or $ηϕ$ combinations, but no significant structure is seen due to the limited statistics.

preprint2019arXiv

Search for the rare decay $η'\rightarrowπ^{0}π^{0}π^{0}π^{0}$ at BESIII

Based on a sample of 1.31 billion $J/ψ$ events collected with the BESIII detector, we perform a search for the rare decay $η'\rightarrow 4π^{0}$ via $J/ψ\rightarrowγη'$. No significant $η'$ signal is observed in the invariant mass spectrum of 4$π^{0}$. With a Bayesian approach, the upper limit on the branching fraction of $η'\rightarrow 4π^{0}$ is determined to be $\mathcal{B}(η'\rightarrow 4π^{0})$ $< 4.94\times10^{-5}$ at the 90\% confidence level, which is a factor of six smaller than the previous experimental limit.

preprint2018arXiv

Squashed entanglement, k-extendibility, quantum Markov chains, and recovery maps

Squashed entanglement [Christandl and Winter, J. Math. Phys. 45(3):829-840 (2004)] is a monogamous entanglement measure, which implies that highly extendible states have small value of the squashed entanglement. Here, invoking a recent inequality for the quantum conditional mutual information [Fawzi and Renner, Commun. Math. Phys. 340(2):575-611 (2015)] greatly extended and simplified in various work since, we show the converse, that a small value of squashed entanglement implies that the state is close to a highly extendible state. As a corollary, we establish an alternative proof of the faithfulness of squashed entanglement [Brandao, Christandl and Yard, Commun. Math. Phys. 306:805-830 (2011)]. We briefly discuss the previous and subsequent history of the Fawzi-Renner bound and related conjectures, and close by advertising a potentially far-reaching generalization to universal and functorial recovery maps for the monotonicity of the relative entropy.

Ke Li

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118 published item(s)

HepScript: A Dual-Use DSL for Human-AI Collaborative Data Analysis Workflows in High-Energy Physics

Evolutionary Alternating Direction Method of Multipliers for Constrained Multi-Objective Optimization with Unknown Constraints

Human-in-the-Loop Policy Optimization for Preference-Based Multi-Objective Reinforcement Learning

Investigation of the $ΔI = 1/2$ rule and test of CP violation through the measurement of decay asymmetry parameters in $Ξ^-$ decays

Micro and Macro Level Graph Modeling for Graph Variational Auto-Encoders

Search for hidden-charm tetraquark with strangeness in $e^{+}e^{-}\rightarrow K^+ D_{s}^{*-} D^{*0}+c.c.$

Amplitude analysis and branching fraction measurement of the decay $D_{s}^{+} \to K^+π^+π^-$

Amplitude analysis and branching-fraction measurement of $D_{s}^{+} \to π^{+}π^{0}η^{\prime}$

Anchor-free Oriented Proposal Generator for Object Detection

ARM: Any-Time Super-Resolution Method

Art-Attack: Black-Box Adversarial Attack via Evolutionary Art

Automated Few-Shot Time Series Forecasting based on Bi-level Programming

C3KG: A Chinese Commonsense Conversation Knowledge Graph

Cross section measurements of the processes $e^+e^- \rightarrow ωπ^{0}$ and $ωη$ at center-of-mass energies between 3.773 and 4.701 GeV

Data-Driven Evolutionary Multi-Objective Optimization Based on Multiple-Gradient Descent for Disconnected Pareto Fronts

DisCo: Remedy Self-supervised Learning on Lightweight Models with Distilled Contrastive Learning

Do We Really Need to Use Constraint Violation in Constrained Evolutionary Multi-Objective Optimization?

Dynamic Dual Trainable Bounds for Ultra-low Precision Super-Resolution Networks

Efficient Decoder-free Object Detection with Transformers

Fine-grained Data Distribution Alignment for Post-Training Quantization

First Observation of the Semileptonic Decay $Λ_c^+\rightarrow pK^- e^+ν_e$

Interactive Evolutionary Multi-Objective Optimization via Learning-to-Rank

Measurement of $e^{+}e^{-} \to K^{+}K^{-}π^{0}$ cross section and observation of a resonant structure

Measurement of $Λ$ baryon polarization in $e^+e^-\rightarrowΛ\barΛ$ at $\sqrt{s} = 3.773$ GeV

Measurement of the $D \to K^-π^+π^+π^-$ and $D \to K^-π^+π^0$ coherence factors and average strong-phase differences in quantum-correlated ${D\bar{D}}$ decays

Measurement of the branching fraction and decay asymmetry of $Λ\to nγ$

Measurement of the branching fraction for $ψ(3686)\to ωK^0_SK^0_S$

Measurement of the branching fraction of the doubly Cabibbo-suppressed decay $D^0\to K^+π^-π^0$ and search for $D^0\to K^+π^-π^0π^0$

Measurement of the Cross Section for $e^{+}e^{-}\to$ hadrons at Energies from 2.2324 to 3.6710 GeV

Measurement of the cross section of $e^{+}e^{-}\toηπ^{+}π^{-}$ at center-of-mass energies from 3.872 GeV to 4.700 GeV

Measurement of the total and leptonic decay widths of the $J/ψ$ resonance with an energy scan method at BESIII

Measurements of Absolute Branching Fractions of $D^0\to K_L^0ϕ$, $K_L^0η$, $K_L^0ω$, and $K_L^0η^{\prime}$

Measurements of the absolute branching fractions of hadronic $D$-meson decays involving kaons and pions

MISSU: 3D Medical Image Segmentation via Self-distilling TransUNet

Observation of $a_0(1710)^+ \to K_S^0K^+$ in study of the $D_s^+\to K_S^0K^+π^0$ decay

Observation of $η_c(2S) \to 3(π^+π^-)$ and measurements of $χ_{cJ} \to 3(π^+π^-)$ in $ψ(3686)$ radiative transitions

Observation of resonance structures in $e^+e^-\to π^+π^-ψ_2(3823)$ and mass measurement of $ψ_2(3823)$

Observation of the double Dalitz decay $η&#39;\to e^+e^-e^+e^-$

Observation of the electromagnetic Dalitz decay $D^{\ast 0}\to D^{0}e^{+}e^{-}$

Observation of the Singly Cabibbo-Suppressed Decay $Λ_{c}^{+} \to nπ^{+}$

Partial wave analysis of $J/ψ\to γη^{\prime} η^{\prime}$

Private Language Model Adaptation for Speech Recognition

PyramidCLIP: Hierarchical Feature Alignment for Vision-language Model Pretraining

Scattering-assisted and logic-controllable WGM laser in liquid crystal micropillar

Search for $X(3872)\toπ^0χ_{c0}$ and $X(3872)\toππχ_{c0}$ at BESIII

Search for baryon and lepton number violating decays $D^{0}\to \bar{p}e^{+}$ and $D^{0}\to pe^{-}$

Search for baryon and lepton number violation decay $D^{\pm}\to n(\bar{n})e^{\pm}$

Search for invisible decays of the $Λ$ baryon

Search for new hadronic decays of $h_{c}$ and observation of $h_{c}\to p\bar{p}η$

Search for the decay $D^{0} \to π^{0} ν\barν$

Search for the decay $h_c\rightarrowπ^0J/ψ$

Shifts in BCFW method for QED

Streaming parallel transducer beam search with fast-slow cascaded encoders

Study of Electroweak Phase Transition in Exotic Higgs Decays at the CEPC

The tracking detector of the FASER experiment

The trigger and data acquisition system of the FASER experiment

Training-free Transformer Architecture Search

Variational Model Inversion Attacks

A Parallelizable Lattice Rescoring Strategy with Neural Language Models

Cross section measurements of the $e^+e^-\to D^{*+}D^{*-}$ and $e^+e^-\to D^{*+}D^{-}$ processes at center-of-mass energies from 4.085 to 4.600 GeV

Cross sections for the reactions $e^+e^-\rightarrow K^+K^-π^+π^-(π^0)$, $K^+K^-K^+K^-(π^0)$, $π^+π^-π^+π^-(π^0)$, $p\bar{p}π^+π^-(π^0)$ in the energy region between 3.773 and 4.600 GeV

Evidence for $Z_{c}^{\pm}$ decays into the $ρ^{\pm} η_{c}$ final state

Filter Grafting for Deep Neural Networks: Reason, Method, and Cultivation

Measurement of Branching Fractions of $J/ψ$ and $ψ(3686)$ decays to $Σ^{+}$ and $\overlineΣ^-$

Measurement of cross-section for $e^+e^-\toΞ^-\barΞ^+$ near threshold at BESIII

Measurement of the $e^{+}e^{-}\toΣ^{0}\barΣ^{0}$ cross sections at center-of-mass energies from $2.3864$ to $3.0200$ GeV

Measurements of $e^+e^-\rightarrow η_{\rm c}π^+ π^-π^0$, $η_{\rm c}π^+ π^-$ and $η_{\rm c}π^0γ$ at $\sqrt{s}$ from 4.18 to 4.60\,GeV, and search for a $Z_{\rm c}$ state close to the $D\bar{D}$ threshold decaying to $η_{\rm c}π$ at $\sqrt{s}$ = 4.23 GeV

Model independent determination of the spin of the $Ω^{-}$ and its polarization alignment in $ψ(3686)\rightarrowΩ^{-}\barΩ^{+}$

Observation of $D^{0(+)}\to K^0_Sπ^{0(+)}ω$ and improved measurement of $D^0\to K^-π^+ω$

Observation of $e^{+}e^{-}\rightarrowηψ(2S)$ at center-of-mass energies from 4.236 to 4.600 GeV

Search for the $X(2370)$ and observation of $η_{c}\toηηη^\prime$ in $J/ψ\toγηηη^{\prime}$

Weak phases and CP-symmetry tests in sequential decays of entangled double-strange baryons

Search for hidden-charm tetraquark with strangeness in $e^{+}e^{-}\rightarrow K^+ D_{s}^{-} D^{0}+c.c.$

Observation of the double Dalitz decay $η'\to e^+e^-e^+e^-$

Cross section measurements of the $e^+e^-\to D^{+}D^{-}$ and $e^+e^-\to D^{*+}D^{-}$ processes at center-of-mass energies from 4.085 to 4.600 GeV

Cross section measurement of $e^+e^- \rightarrow η'J/ψ$ from $\sqrt{s} = 4.178$ to $4.600$ GeV

Erratum to "Measurement of the $e^+e^-\toπ^+π^-$ cross section between 600 and 900 MeV using initial state radiation"

Search for the rare decay $η'\rightarrowπ^{0}π^{0}π^{0}π^{0}$ at BESIII