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Published work

33 published item(s)

preprint2026arXiv

Beyond Accuracy: Policy Invariance as a Reliability Test for LLM Safety Judges

LLM-as-a-Judge pipelines have become the de facto evaluator for agent safety, yet existing benchmarks treat their verdicts as ground-truth proxies without checking whether the verdicts depend on the agent's behavior or merely on how the evaluation policy happens to be worded. We argue that any trustworthy safety judge must satisfy a basic property we call policy invariance, and we operationalize it as three testable principles: rubric-semantics invariance under certified-equivalent rewrites, rubric-threshold invariance under intentional strict-to-lenient shifts, and ambiguity-aware calibration so that verdict instability concentrates on genuinely ambiguous cases. Instantiating these principles as a stress-test protocol with four agent-class judges on trajectories drawn from ASSEBench and R-Judge, we surface a previously unmeasured failure mode: today's judges respond to meaningful normative shifts and to meaningless structural rewrites with comparable strength, and cannot tell the two apart. Content-preserving policy rewrites flip up to 9.1% of verdicts above baseline jitter, and 18-43% of all observed flips occur on unambiguous cases under such rewrites, so existing safety scores conflate what the agent did with how the evaluator was prompted. Beyond the diagnosis, we contribute the Policy Invariance Score and the Judge Card reporting protocol, which expose an order-of-magnitude spread in judge reliability that is invisible to accuracy-only leaderboards. We release the protocol and code so that future agent-safety benchmarks can audit their own evaluators rather than trust them by default.

preprint2026arXiv

Towards Compositional Generalization of LLMs via Skill Taxonomy Guided Data Synthesis

Large Language Models (LLMs) and agent-based systems often struggle with compositional generalization due to a data bottleneck in which complex skill combinations follow a long-tailed, power-law distribution, limiting both instruction-following performance and generalization in agent-centric tasks. To address this challenge, we propose STEPS, a Skill Taxonomy guided Entropy-based Post-training data Synthesis framework for generating compositionally challenging data. STEPS explicitly targets compositional generalization by uncovering latent relationships among skills and organizing them into an interpretable, hierarchical skill taxonomy using structural information theory. Building on this taxonomy, we formulate data synthesis as a constrained information maximization problem, selecting skill combinations that maximize marginal structural information within the hierarchy while preserving semantic coherence. Experiments on challenging instruction-following benchmarks show that STEPS outperforms existing data synthesis baselines, while also yielding improved compositional generalization in downstream agent-based evaluations.

preprint2025arXiv

Large Language Models for Unit Test Generation: Achievements, Challenges, and Opportunities

Automated unit test generation is critical for software quality but traditional structure-driven methods often lack the semantic understanding required to produce realistic inputs and oracles. Large language models (LLMs) address this limitation by leveraging their extensive data-driven knowledge of code semantics and programming patterns. To analyze the state of the art in this domain, we conducted a systematic literature review of 115 publications published between May 2021 and August 2025. We propose a taxonomy based on the unit test generation lifecycle that divides the process into a generative phase for creating test artifacts and a quality assurance phase for refining them. Our analysis reveals that prompt engineering has emerged as the dominant utilization approach and accounts for 89% of the studies due to its flexibility. We find that iterative validation and repair loops have become the standard mechanism to ensure robust usability by significantly improving compilation and execution pass rates. However, critical challenges remain regarding the weak fault detection capabilities and the lack of standardized benchmarks. We conclude with a roadmap for future research that emphasizes the progression toward autonomous testing agents and hybrid systems combining LLMs with traditional software engineering tools.

preprint2022arXiv

AI-enabled Automatic Multimodal Fusion of Cone-Beam CT and Intraoral Scans for Intelligent 3D Tooth-Bone Reconstruction and Clinical Applications

A critical step in virtual dental treatment planning is to accurately delineate all tooth-bone structures from CBCT with high fidelity and accurate anatomical information. Previous studies have established several methods for CBCT segmentation using deep learning. However, the inherent resolution discrepancy of CBCT and the loss of occlusal and dentition information largely limited its clinical applicability. Here, we present a Deep Dental Multimodal Analysis (DDMA) framework consisting of a CBCT segmentation model, an intraoral scan (IOS) segmentation model (the most accurate digital dental model), and a fusion model to generate 3D fused crown-root-bone structures with high fidelity and accurate occlusal and dentition information. Our model was trained with a large-scale dataset with 503 CBCT and 28,559 IOS meshes manually annotated by experienced human experts. For CBCT segmentation, we use a five-fold cross validation test, each with 50 CBCT, and our model achieves an average Dice coefficient and IoU of 93.99% and 88.68%, respectively, significantly outperforming the baselines. For IOS segmentations, our model achieves an mIoU of 93.07% and 95.70% on the maxillary and mandible on a test set of 200 IOS meshes, which are 1.77% and 3.52% higher than the state-of-art method. Our DDMA framework takes about 20 to 25 minutes to generate the fused 3D mesh model following the sequential processing order, compared to over 5 hours by human experts. Notably, our framework has been incorporated into a software by a clear aligner manufacturer, and real-world clinical cases demonstrate that our model can visualize crown-root-bone structures during the entire orthodontic treatment and can predict risks like dehiscence and fenestration. These findings demonstrate the potential of multi-modal deep learning to improve the quality of digital dental models and help dentists make better clinical decisions.

preprint2022arXiv

Direct visualization of percolating metal-insulator transition in V2O3 using scanning microwave impedance microscopy

Using the extensively studied V2O3 as a prototype system, we investigate the role of percolation in metal-insulator transition (MIT). We apply scanning microwave impedance microscopy to directly determine the metallic phase fraction p and relate it to the macroscopic conductance G, which shows a sudden jump when p reaches the percolation threshold. Interestingly, the conductance G exhibits a hysteretic behavior against p, suggesting two different percolating processes upon cooling and warming. Based on our image analysis and model simulation, we ascribe such hysteretic behavior to different domain nucleation and growth processes between cooling and warming, which is likely caused by the decoupled structural and electronic transitions in V2O3 during MIT. Our work provides a microscopic view of how the interplay of structural and electronic degrees of freedom affects MIT in strongly correlated systems.

preprint2022arXiv

Gaussian Multi-head Attention for Simultaneous Machine Translation

Simultaneous machine translation (SiMT) outputs translation while receiving the streaming source inputs, and hence needs a policy to determine where to start translating. The alignment between target and source words often implies the most informative source word for each target word, and hence provides the unified control over translation quality and latency, but unfortunately the existing SiMT methods do not explicitly model the alignment to perform the control. In this paper, we propose Gaussian Multi-head Attention (GMA) to develop a new SiMT policy by modeling alignment and translation in a unified manner. For SiMT policy, GMA models the aligned source position of each target word, and accordingly waits until its aligned position to start translating. To integrate the learning of alignment into the translation model, a Gaussian distribution centered on predicted aligned position is introduced as an alignment-related prior, which cooperates with translation-related soft attention to determine the final attention. Experiments on En-Vi and De-En tasks show that our method outperforms strong baselines on the trade-off between translation and latency.

preprint2022arXiv

GReS: Graphical Cross-domain Recommendation for Supply Chain Platform

Supply Chain Platforms (SCPs) provide downstream industries with numerous raw materials. Compared with traditional e-commerce platforms, data in SCPs is more sparse due to limited user interests. To tackle the data sparsity problem, one can apply Cross-Domain Recommendation (CDR) which improves the recommendation performance of the target domain with the source domain information. However, applying CDR to SCPs directly ignores the hierarchical structure of commodities in SCPs, which reduce the recommendation performance. To leverage this feature, in this paper, we take the catering platform as an example and propose GReS, a graphical cross-domain recommendation model. The model first constructs a tree-shaped graph to represent the hierarchy of different nodes of dishes and ingredients, and then applies our proposed Tree2vec method combining GCN and BERT models to embed the graph for recommendations. Experimental results on a commercial dataset show that GReS significantly outperforms state-of-the-art methods in Cross-Domain Recommendation for Supply Chain Platforms.

preprint2022arXiv

Influences of the dissipative topological edge state on quantized transport in MnBi2Te4

The beauty of quantum Hall (QH) effect is the metrological precision of Hall resistance quantization that originates from the topological edge states. Understanding the factors that lead to quantization breakdown not only provides important insights on the nature of the topological protection of these edge states, but is beneficial for device applications involving such quantized transport. In this work, we combine conventional transport and real space conductivity mapping to investigate whether the quantization breakdown is tied to the disappearance of edge state in the hotly studied MnBi2Te4 system. Our experimental results unambiguously show that topological edge state does exist when quantization breakdown occurs. Such edge state is dissipative in nature and could lead to a quantization breakdown due to its diffusive character causing overlapping with bulk and other edge states in real devices. Our findings bring attentions to issues that are generally inaccessible in the transport study of QH, but can play important roles in practical measurements and device applications.

preprint2022arXiv

Mental Health Assessment for the Chatbots

Previous researches on dialogue system assessment usually focus on the quality evaluation (e.g. fluency, relevance, etc) of responses generated by the chatbots, which are local and technical metrics. For a chatbot which responds to millions of online users including minors, we argue that it should have a healthy mental tendency in order to avoid the negative psychological impact on them. In this paper, we establish several mental health assessment dimensions for chatbots (depression, anxiety, alcohol addiction, empathy) and introduce the questionnaire-based mental health assessment methods. We conduct assessments on some well-known open-domain chatbots and find that there are severe mental health issues for all these chatbots. We consider that it is due to the neglect of the mental health risks during the dataset building and the model training procedures. We expect to attract researchers' attention to the serious mental health problems of chatbots and improve the chatbots' ability in positive emotional interaction.

preprint2022arXiv

Modeling Dual Read/Write Paths for Simultaneous Machine Translation

Simultaneous machine translation (SiMT) outputs translation while reading source sentence and hence requires a policy to decide whether to wait for the next source word (READ) or generate a target word (WRITE), the actions of which form a read/write path. Although the read/write path is essential to SiMT performance, no direct supervision is given to the path in the existing methods. In this paper, we propose a method of dual-path SiMT which introduces duality constraints to direct the read/write path. According to duality constraints, the read/write path in source-to-target and target-to-source SiMT models can be mapped to each other. As a result, the two SiMT models can be optimized jointly by forcing their read/write paths to satisfy the mapping. Experiments on En-Vi and De-En tasks show that our method can outperform strong baselines under all latency.

preprint2022arXiv

Neural Machine Translation with Phrase-Level Universal Visual Representations

Multimodal machine translation (MMT) aims to improve neural machine translation (NMT) with additional visual information, but most existing MMT methods require paired input of source sentence and image, which makes them suffer from shortage of sentence-image pairs. In this paper, we propose a phrase-level retrieval-based method for MMT to get visual information for the source input from existing sentence-image data sets so that MMT can break the limitation of paired sentence-image input. Our method performs retrieval at the phrase level and hence learns visual information from pairs of source phrase and grounded region, which can mitigate data sparsity. Furthermore, our method employs the conditional variational auto-encoder to learn visual representations which can filter redundant visual information and only retain visual information related to the phrase. Experiments show that the proposed method significantly outperforms strong baselines on multiple MMT datasets, especially when the textual context is limited.

preprint2022arXiv

One Reference Is Not Enough: Diverse Distillation with Reference Selection for Non-Autoregressive Translation

Non-autoregressive neural machine translation (NAT) suffers from the multi-modality problem: the source sentence may have multiple correct translations, but the loss function is calculated only according to the reference sentence. Sequence-level knowledge distillation makes the target more deterministic by replacing the target with the output from an autoregressive model. However, the multi-modality problem in the distilled dataset is still nonnegligible. Furthermore, learning from a specific teacher limits the upper bound of the model capability, restricting the potential of NAT models. In this paper, we argue that one reference is not enough and propose diverse distillation with reference selection (DDRS) for NAT. Specifically, we first propose a method called SeedDiv for diverse machine translation, which enables us to generate a dataset containing multiple high-quality reference translations for each source sentence. During the training, we compare the NAT output with all references and select the one that best fits the NAT output to train the model. Experiments on widely-used machine translation benchmarks demonstrate the effectiveness of DDRS, which achieves 29.82 BLEU with only one decoding pass on WMT14 En-De, improving the state-of-the-art performance for NAT by over 1 BLEU. Source code: https://github.com/ictnlp/DDRS-NAT

preprint2022arXiv

Overcoming Catastrophic Forgetting beyond Continual Learning: Balanced Training for Neural Machine Translation

Neural networks tend to gradually forget the previously learned knowledge when learning multiple tasks sequentially from dynamic data distributions. This problem is called \textit{catastrophic forgetting}, which is a fundamental challenge in the continual learning of neural networks. In this work, we observe that catastrophic forgetting not only occurs in continual learning but also affects the traditional static training. Neural networks, especially neural machine translation models, suffer from catastrophic forgetting even if they learn from a static training set. To be specific, the final model pays imbalanced attention to training samples, where recently exposed samples attract more attention than earlier samples. The underlying cause is that training samples do not get balanced training in each model update, so we name this problem \textit{imbalanced training}. To alleviate this problem, we propose Complementary Online Knowledge Distillation (COKD), which uses dynamically updated teacher models trained on specific data orders to iteratively provide complementary knowledge to the student model. Experimental results on multiple machine translation tasks show that our method successfully alleviates the problem of imbalanced training and achieves substantial improvements over strong baseline systems.

preprint2022arXiv

Reducing Position Bias in Simultaneous Machine Translation with Length-Aware Framework

Simultaneous machine translation (SiMT) starts translating while receiving the streaming source inputs, and hence the source sentence is always incomplete during translating. Different from the full-sentence MT using the conventional seq-to-seq architecture, SiMT often applies prefix-to-prefix architecture, which forces each target word to only align with a partial source prefix to adapt to the incomplete source in streaming inputs. However, the source words in the front positions are always illusoryly considered more important since they appear in more prefixes, resulting in position bias, which makes the model pay more attention on the front source positions in testing. In this paper, we first analyze the phenomenon of position bias in SiMT, and develop a Length-Aware Framework to reduce the position bias by bridging the structural gap between SiMT and full-sentence MT. Specifically, given the streaming inputs, we first predict the full-sentence length and then fill the future source position with positional encoding, thereby turning the streaming inputs into a pseudo full-sentence. The proposed framework can be integrated into most existing SiMT methods to further improve performance. Experiments on two representative SiMT methods, including the state-of-the-art adaptive policy, show that our method successfully reduces the position bias and thereby achieves better SiMT performance.

preprint2022arXiv

Relational Surrogate Loss Learning

Evaluation metrics in machine learning are often hardly taken as loss functions, as they could be non-differentiable and non-decomposable, e.g., average precision and F1 score. This paper aims to address this problem by revisiting the surrogate loss learning, where a deep neural network is employed to approximate the evaluation metrics. Instead of pursuing an exact recovery of the evaluation metric through a deep neural network, we are reminded of the purpose of the existence of these evaluation metrics, which is to distinguish whether one model is better or worse than another. In this paper, we show that directly maintaining the relation of models between surrogate losses and metrics suffices, and propose a rank correlation-based optimization method to maximize this relation and learn surrogate losses. Compared to previous works, our method is much easier to optimize and enjoys significant efficiency and performance gains. Extensive experiments show that our method achieves improvements on various tasks including image classification and neural machine translation, and even outperforms state-of-the-art methods on human pose estimation and machine reading comprehension tasks. Code is available at: https://github.com/hunto/ReLoss.

preprint2022arXiv

STEMM: Self-learning with Speech-text Manifold Mixup for Speech Translation

How to learn a better speech representation for end-to-end speech-to-text translation (ST) with limited labeled data? Existing techniques often attempt to transfer powerful machine translation (MT) capabilities to ST, but neglect the representation discrepancy across modalities. In this paper, we propose the Speech-TExt Manifold Mixup (STEMM) method to calibrate such discrepancy. Specifically, we mix up the representation sequences of different modalities, and take both unimodal speech sequences and multimodal mixed sequences as input to the translation model in parallel, and regularize their output predictions with a self-learning framework. Experiments on MuST-C speech translation benchmark and further analysis show that our method effectively alleviates the cross-modal representation discrepancy, and achieves significant improvements over a strong baseline on eight translation directions.

preprint2022arXiv

Transfer Learning under High-dimensional Generalized Linear Models

In this work, we study the transfer learning problem under high-dimensional generalized linear models (GLMs), which aim to improve the fit on target data by borrowing information from useful source data. Given which sources to transfer, we propose a transfer learning algorithm on GLM, and derive its $\ell_1/\ell_2$-estimation error bounds as well as a bound for a prediction error measure. The theoretical analysis shows that when the target and source are sufficiently close to each other, these bounds could be improved over those of the classical penalized estimator using only target data under mild conditions. When we don't know which sources to transfer, an algorithm-free transferable source detection approach is introduced to detect informative sources. The detection consistency is proved under the high-dimensional GLM transfer learning setting. We also propose an algorithm to construct confidence intervals of each coefficient component, and the corresponding theories are provided. Extensive simulations and a real-data experiment verify the effectiveness of our algorithms. We implement the proposed GLM transfer learning algorithms in a new R package glmtrans, which is available on CRAN.

preprint2022arXiv

Universal Simultaneous Machine Translation with Mixture-of-Experts Wait-k Policy

Simultaneous machine translation (SiMT) generates translation before reading the entire source sentence and hence it has to trade off between translation quality and latency. To fulfill the requirements of different translation quality and latency in practical applications, the previous methods usually need to train multiple SiMT models for different latency levels, resulting in large computational costs. In this paper, we propose a universal SiMT model with Mixture-of-Experts Wait-k Policy to achieve the best translation quality under arbitrary latency with only one trained model. Specifically, our method employs multi-head attention to accomplish the mixture of experts where each head is treated as a wait-k expert with its own waiting words number, and given a test latency and source inputs, the weights of the experts are accordingly adjusted to produce the best translation. Experiments on three datasets show that our method outperforms all the strong baselines under different latency, including the state-of-the-art adaptive policy.

preprint2021arXiv

Gate Tunable Supercurrent in Josephson Junctions Based on Bi2Te3 Topological Insulator Thin Films

We report transport measurements on Josephson junctions consisting of Bi2Te3 topological insulator (TI) thin films contacted by superconducting Nb electrodes. For a device with junction length L = 134 nm, the critical supercurrent Ic can be modulated by an electrical gate which tunes the carrier type and density of the TI film. Ic can reach a minimum when the TI is near the charge neutrality regime with the Fermi energy lying close to the Dirac point of the surface state. In the p-type regime the Josephson current can be well described by a short ballistic junction model. In the n-type regime the junction is ballistic at 0.7 K < T < 3.8 K while for T < 0.7 K the diffusive bulk modes emerge and contribute a larger Ic than the ballistic model. We attribute the lack of diffusive bulk modes in the p-type regime to the formation of p-n junctions. Our work provides new clues for search of Majorana zero mode in TI-based superconducting devices.

preprint2021arXiv

Layout and Image Recognition Driving Cross-Platform Automated Mobile Testing

The fragmentation problem has extended from Android to different platforms, such as iOS, mobile web, and even mini-programs within some applications (app). In such a situation, recording and replaying test scripts is a popular automated mobile app testing approaches. But such approach encounters severe problems when crossing platforms. Different versions of the same app need to be developed to support different platforms relying on different platform supports. Therefore, mobile app developers need to develop and maintain test scripts for multiple platforms aimed at completely the same test requirements, greatly increasing testing costs. However, we discover that developers adopt highly similar user interface layouts for versions of the same app on different platforms. Such a phenomenon inspires us to replay test scripts from the perspective of similar UI layouts. We propose an image-driven mobile app testing framework, utilizing Widget Feature Matching and Layout Characterization Matching. We use computer vision technologies to perform UI feature comparison and layout hierarchy extraction on app screenshots to obtain UI structures with rich contextual information, including coordinates, relative relationship, etc. Based on acquired UI structures, we can form a platform-independent test script, and then locate the target widgets under test. Thus, the proposed framework non-intrusively replays test scripts according to a novel platform-independent test script model. We also design and implement a tool named LIT to devote the proposed framework into practice, based on which, we conduct an empirical study to evaluate the effectiveness and usability of the proposed testing framework. Results show that the overall replay accuracy reaches around 63.39% on Android (14% improvement over state-of-the-art approaches) and 21.83% on iOS (98% improvement over state-of-the-art approaches).

preprint2021arXiv

Learning to Select Context in a Hierarchical and Global Perspective for Open-domain Dialogue Generation

Open-domain multi-turn conversations mainly have three features, which are hierarchical semantic structure, redundant information, and long-term dependency. Grounded on these, selecting relevant context becomes a challenge step for multi-turn dialogue generation. However, existing methods cannot differentiate both useful words and utterances in long distances from a response. Besides, previous work just performs context selection based on a state in the decoder, which lacks a global guidance and could lead some focuses on irrelevant or unnecessary information. In this paper, we propose a novel model with hierarchical self-attention mechanism and distant supervision to not only detect relevant words and utterances in short and long distances, but also discern related information globally when decoding. Experimental results on two public datasets of both automatic and human evaluations show that our model significantly outperforms other baselines in terms of fluency, coherence, and informativeness.

preprint2021arXiv

PyART: Python API Recommendation in Real-Time

API recommendation in real-time is challenging for dynamic languages like Python. Many existing API recommendation techniques are highly effective, but they mainly support static languages. A few Python IDEs provide API recommendation functionalities based on type inference and training on a large corpus of Python libraries and third-party libraries. As such, they may fail to recommend or make poor recommendations when type information is missing or target APIs are project-specific. In this paper, we propose a novel approach, PyART, to recommend APIs for Python programs in real-time. It features a light-weight analysis to derives so-called optimistic data-flow, which is neither sound nor complete, but simulates the local data-flow information humans can derive. It extracts three kinds of features: data-flow, token similarity, and token co-occurrence, in the context of the program point where a recommendation is solicited. A predictive model is trained on these features using the Random Forest algorithm. Evaluation on 8 popular Python projects demonstrates that PyART can provide effective API recommendations. When historic commits can be leveraged, which is the target scenario of a state-of-the-art tool ARIREC, our average top-1 accuracy is over 50% and average top-10 accuracy over 70%, outperforming APIREC and Intellicode (i.e., the recommendation component in Visual Studio) by 28.48%-39.05% for top-1 accuracy and 24.41%-30.49% for top-10 accuracy. In other applications such as when historic comments are not available and cross-project recommendation, PyART also shows better overall performance. The time to make a recommendation is less than a second on average, satisfying the real-time requirement.

preprint2021arXiv

RaSE: A Variable Screening Framework via Random Subspace Ensembles

Variable screening methods have been shown to be effective in dimension reduction under the ultra-high dimensional setting. Most existing screening methods are designed to rank the predictors according to their individual contributions to the response. As a result, variables that are marginally independent but jointly dependent with the response could be missed. In this work, we propose a new framework for variable screening, Random Subspace Ensemble (RaSE), which works by evaluating the quality of random subspaces that may cover multiple predictors. This new screening framework can be naturally combined with any subspace evaluation criterion, which leads to an array of screening methods. The framework is capable to identify signals with no marginal effect or with high-order interaction effects. It is shown to enjoy the sure screening property and rank consistency. We also develop an iterative version of RaSE screening with theoretical support. Extensive simulation studies and real-data analysis show the effectiveness of the new screening framework.

preprint2021arXiv

The Interplay of Demographic Variables and Social Distancing Scores in Deep Prediction of U.S. COVID-19 Cases

With the severity of the COVID-19 outbreak, we characterize the nature of the growth trajectories of counties in the United States using a novel combination of spectral clustering and the correlation matrix. As the U.S. and the rest of the world are experiencing a severe second wave of infections, the importance of assigning growth membership to counties and understanding the determinants of the growth are increasingly evident. Subsequently, we select the demographic features that are most statistically significant in distinguishing the communities. Lastly, we effectively predict the future growth of a given county with an LSTM using three social distancing scores. This comprehensive study captures the nature of counties&#39; growth in cases at a very micro-level using growth communities, demographic factors, and social distancing performance to help government agencies utilize known information to make appropriate decisions regarding which potential counties to target resources and funding to.

preprint2020arXiv

Bridging Text and Video: A Universal Multimodal Transformer for Video-Audio Scene-Aware Dialog

Audio-Visual Scene-Aware Dialog (AVSD) is a task to generate responses when chatting about a given video, which is organized as a track of the 8th Dialog System Technology Challenge (DSTC8). To solve the task, we propose a universal multimodal transformer and introduce the multi-task learning method to learn joint representations among different modalities as well as generate informative and fluent responses. Our method extends the natural language generation pre-trained model to multimodal dialogue generation task. Our system achieves the best performance in both objective and subjective evaluations in the challenge.

preprint2020arXiv

CDL: Curriculum Dual Learning for Emotion-Controllable Response Generation

Emotion-controllable response generation is an attractive and valuable task that aims to make open-domain conversations more empathetic and engaging. Existing methods mainly enhance the emotion expression by adding regularization terms to standard cross-entropy loss and thus influence the training process. However, due to the lack of further consideration of content consistency, the common problem of response generation tasks, safe response, is intensified. Besides, query emotions that can help model the relationship between query and response are simply ignored in previous models, which would further hurt the coherence. To alleviate these problems, we propose a novel framework named Curriculum Dual Learning (CDL) which extends the emotion-controllable response generation to a dual task to generate emotional responses and emotional queries alternatively. CDL utilizes two rewards focusing on emotion and content to improve the duality. Additionally, it applies curriculum learning to gradually generate high-quality responses based on the difficulties of expressing various emotions. Experimental results show that CDL significantly outperforms the baselines in terms of coherence, diversity, and relation to emotion factors.

preprint2020arXiv

DeepGini: Prioritizing Massive Tests to Enhance the Robustness of Deep Neural Networks

Deep neural networks (DNN) have been deployed in many software systems to assist in various classification tasks. In company with the fantastic effectiveness in classification, DNNs could also exhibit incorrect behaviors and result in accidents and losses. Therefore, testing techniques that can detect incorrect DNN behaviors and improve DNN quality are extremely necessary and critical. However, the testing oracle, which defines the correct output for a given input, is often not available in the automated testing. To obtain the oracle information, the testing tasks of DNN-based systems usually require expensive human efforts to label the testing data, which significantly slows down the process of quality assurance. To mitigate this problem, we propose DeepGini, a test prioritization technique designed based on a statistical perspective of DNN. Such a statistical perspective allows us to reduce the problem of measuring misclassification probability to the problem of measuring set impurity, which allows us to quickly identify possibly-misclassified tests. To evaluate, we conduct an extensive empirical study on popular datasets and prevalent DNN models. The experimental results demonstrate that DeepGini outperforms existing coverage-based techniques in prioritizing tests regarding both effectiveness and efficiency. Meanwhile, we observe that the tests prioritized at the front by DeepGini are more effective in improving the DNN quality in comparison with the coverage-based techniques.

preprint2020arXiv

Nested Model Averaging on Solution Path for High-dimensional Linear Regression

We study the nested model averaging method on the solution path for a high-dimensional linear regression problem. In particular, we propose to combine model averaging with regularized estimators (e.g., lasso and SLOPE) on the solution path for high-dimensional linear regression. In simulation studies, we first conduct a systematic investigation on the impact of predictor ordering on the behavior of nested model averaging, then show that nested model averaging with lasso and SLOPE compares favorably with other competing methods, including the infeasible lasso and SLOPE with the tuning parameter optimally selected. A real data analysis on predicting the per capita violent crime in the United States shows an outstanding performance of the nested model averaging with lasso.

preprint2020arXiv

Neyman-Pearson classification: parametrics and sample size requirement

The Neyman-Pearson (NP) paradigm in binary classification seeks classifiers that achieve a minimal type II error while enforcing the prioritized type I error controlled under some user-specified level $α$. This paradigm serves naturally in applications such as severe disease diagnosis and spam detection, where people have clear priorities among the two error types. Recently, Tong, Feng and Li (2018) proposed a nonparametric umbrella algorithm that adapts all scoring-type classification methods (e.g., logistic regression, support vector machines, random forest) to respect the given type I error upper bound $α$ with high probability, without specific distributional assumptions on the features and the responses. Universal the umbrella algorithm is, it demands an explicit minimum sample size requirement on class $0$, which is often the more scarce class, such as in rare disease diagnosis applications. In this work, we employ the parametric linear discriminant analysis (LDA) model and propose a new parametric thresholding algorithm, which does not need the minimum sample size requirements on class $0$ observations and thus is suitable for small sample applications such as rare disease diagnosis. Leveraging both the existing nonparametric and the newly proposed parametric thresholding rules, we propose four LDA-based NP classifiers, for both low- and high-dimensional settings. On the theoretical front, we prove NP oracle inequalities for one proposed classifier, where the rate for excess type II error benefits from the explicit parametric model assumption. Furthermore, as NP classifiers involve a sample splitting step of class $0$ observations, we construct a new adaptive sample splitting scheme that can be applied universally to NP classifiers, and this adaptive strategy reduces the type II error of these classifiers.

preprint2020arXiv

Towards Multimodal Response Generation with Exemplar Augmentation and Curriculum Optimization

Recently, variational auto-encoder (VAE) based approaches have made impressive progress on improving the diversity of generated responses. However, these methods usually suffer the cost of decreased relevance accompanied by diversity improvements. In this paper, we propose a novel multimodal response generation framework with exemplar augmentation and curriculum optimization to enhance relevance and diversity of generated responses. First, unlike existing VAE-based models that usually approximate a simple Gaussian posterior distribution, we present a Gaussian mixture posterior distribution (i.e, multimodal) to further boost response diversity, which helps capture complex semantics of responses. Then, to ensure that relevance does not decrease while diversity increases, we fully exploit similar examples (exemplars) retrieved from the training data into posterior distribution modeling to augment response relevance. Furthermore, to facilitate the convergence of Gaussian mixture prior and posterior distributions, we devise a curriculum optimization strategy to progressively train the model under multiple training criteria from easy to hard. Experimental results on widely used SwitchBoard and DailyDialog datasets demonstrate that our model achieves significant improvements compared to strong baselines in terms of diversity and relevance.

preprint2020arXiv

Unifying Specialist Image Embedding into Universal Image Embedding

Deep image embedding provides a way to measure the semantic similarity of two images. It plays a central role in many applications such as image search, face verification, and zero-shot learning. It is desirable to have a universal deep embedding model applicable to various domains of images. However, existing methods mainly rely on training specialist embedding models each of which is applicable to images from a single domain. In this paper, we study an important but unexplored task: how to train a single universal image embedding model to match the performance of several specialists on each specialist&#39;s domain. Simply fusing the training data from multiple domains cannot solve this problem because some domains become overfitted sooner when trained together using existing methods. Therefore, we propose to distill the knowledge in multiple specialists into a universal embedding to solve this problem. In contrast to existing embedding distillation methods that distill the absolute distances between images, we transform the absolute distances between images into a probabilistic distribution and minimize the KL-divergence between the distributions of the specialists and the universal embedding. Using several public datasets, we validate that our proposed method accomplishes the goal of universal image embedding.

preprint2020arXiv

Universal Model for Multi-Domain Medical Image Retrieval

Medical Image Retrieval (MIR) helps doctors quickly find similar patients&#39; data, which can considerably aid the diagnosis process. MIR is becoming increasingly helpful due to the wide use of digital imaging modalities and the growth of the medical image repositories. However, the popularity of various digital imaging modalities in hospitals also poses several challenges to MIR. Usually, one image retrieval model is only trained to handle images from one modality or one source. When there are needs to retrieve medical images from several sources or domains, multiple retrieval models need to be maintained, which is cost ineffective. In this paper, we study an important but unexplored task: how to train one MIR model that is applicable to medical images from multiple domains? Simply fusing the training data from multiple domains cannot solve this problem because some domains become over-fit sooner when trained together using existing methods. Therefore, we propose to distill the knowledge in multiple specialist MIR models into a single multi-domain MIR model via universal embedding to solve this problem. Using skin disease, x-ray, and retina image datasets, we validate that our proposed universal model can effectively accomplish multi-domain MIR.

preprint2020arXiv

Video-based Person Re-Identification using Gated Convolutional Recurrent Neural Networks

Deep neural networks have been successfully applied to solving the video-based person re-identification problem with impressive results reported. The existing networks for person re-id are designed to extract discriminative features that preserve the identity information. Usually, whole video frames are fed into the neural networks and all the regions in a frame are equally treated. This may be a suboptimal choice because many regions, e.g., background regions in the video, are not related to the person. Furthermore, the person of interest may be occluded by another person or something else. These unrelated regions may hinder person re-identification. In this paper, we introduce a novel gating mechanism to deep neural networks. Our gating mechanism will learn which regions are helpful for person re-identification and let these regions pass the gate. The unrelated background regions or occluding regions are filtered out by the gate. In each frame, the color channels and optical flow channels provide quite different information. To better leverage such information, we generate one gate using the color channels and another gate using the optical flow channels. These two gates are combined to provide a more reliable gate with a novel fusion method. Experimental results on two major datasets demonstrate the performance improvements due to the proposed gating mechanism.