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Peng Lu

Peng Lu contributes to research discovery and scholarly infrastructure.

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Published work

10 published item(s)

preprint2026arXiv

Herculean: An Agentic Benchmark for Financial Intelligence

As AI agents improve, the central question is no longer whether they can solve isolated well-defined financial tasks, but whether they can reliably carry out financial professional work. Existing financial benchmarks offer only a partial view of this ability, as they primarily evaluate static competencies such as question answering, retrieval, summarization, and classification. We introduce Herculean, the first skilled benchmark for agentic financial intelligence spanning four representative workflows, including Trading, Hedging, Market Insights, and Auditing. Each workflow is instantiated as a standardized MCP-based skill environment with its own tools, interaction dynamics, constraints, and success criteria, enabling consistent end-to-end assessment of heterogeneous agent systems. Across frontier agents, we find agents perform relatively well on Trading and Market Insights, but struggle substantially on Hedging and Auditing, where long-horizon coordination, state consistency, and structured verification are critical. Overall, our results point to a key gap in current agents in turning financial reasoning into dependable workflow execution in high-stakes financial workflows.

preprint2026arXiv

Investigating the Multilingual Calibration Effects of Language Model Instruction-Tuning

Ensuring that deep learning models are well-calibrated in terms of their predictive uncertainty is essential in maintaining their trustworthiness and reliability, yet despite increasing advances in foundation model research, the relationship between such large language models (LLMs) and their calibration remains an open area of research. In this work, we look at a critical gap in the calibration of LLMs within multilingual settings, in an attempt to better understand how the data scarcity can potentially lead to different calibration effects and how commonly used techniques can apply in these settings. Our analysis on two multilingual benchmarks, over 29 and 42 languages respectively, reveals that even in low-resource languages, model confidence can increase significantly after instruction-tuning on high-resource language SFT datasets. However, improvements in accuracy are marginal or non-existent, resulting in mis-calibration, highlighting a critical shortcoming of standard SFT for multilingual languages. Furthermore, we observe that the use of label smoothing to be a reasonable method alleviate this concern, again without any need for low-resource SFT data, maintaining better calibration across all languages. Overall, this highlights the importance of multilingual considerations for both training and tuning LLMs in order to improve their reliability and fairness in downstream use.

preprint2020arXiv

Balanced Alignment for Face Recognition: A Joint Learning Approach

Face alignment is crucial for face recognition and has been widely adopted. However, current practice is too simple and under-explored. There lacks an understanding of how important face alignment is and how it should be performed, for recognition. This work studies these problems and makes two contributions. First, it provides an in-depth and quantitative study of how alignment strength affects recognition accuracy. Our results show that excessive alignment is harmful and an optimal balanced point of alignment is in need. To strike the balance, our second contribution is a novel joint learning approach where alignment learning is controllable with respect to its strength and driven by recognition. Our proposed method is validated by comprehensive experiments on several benchmarks, especially the challenging ones with large pose.

preprint2020arXiv

Learning Consistency Pursued Correlation Filters for Real-Time UAV Tracking

Correlation filter (CF)-based methods have demonstrated exceptional performance in visual object tracking for unmanned aerial vehicle (UAV) applications, but suffer from the undesirable boundary effect. To solve this issue, spatially regularized correlation filters (SRDCF) proposes the spatial regularization to penalize filter coefficients, thereby significantly improving the tracking performance. However, the temporal information hidden in the response maps is not considered in SRDCF, which limits the discriminative power and the robustness for accurate tracking. This work proposes a novel approach with dynamic consistency pursued correlation filters, i.e., the CPCF tracker. Specifically, through a correlation operation between adjacent response maps, a practical consistency map is generated to represent the consistency level across frames. By minimizing the difference between the practical and the scheduled ideal consistency map, the consistency level is constrained to maintain temporal smoothness, and rich temporal information contained in response maps is introduced. Besides, a dynamic constraint strategy is proposed to further improve the adaptability of the proposed tracker in complex situations. Comprehensive experiments are conducted on three challenging UAV benchmarks, i.e., UAV123@10FPS, UAVDT, and DTB70. Based on the experimental results, the proposed tracker favorably surpasses the other 25 state-of-the-art trackers with real-time running speed ($\sim$43FPS) on a single CPU.

preprint2020arXiv

Simultaneous State and Unknown Input Estimation for Continuous-discrete Stochastic Systems

This paper considers the simultaneous state and unknown input estimation for continuous-discrete stochastic systems. Two types of approaches (with and without modeling of unknown inputs) which can address this issue are investigated. A novel continuous recursive four-step Kalman filter is proposed and its asymptotic stability condition is established. A novel one-step unknown input Kalman filter is proposed and has guaranteed stability when the number of unknown inputs is equal to that of the measurements. The design of unknown input Kalman filters and observers is unified. Furthermore, an adaptive augmented Kalman filter which requires the modeling of unknown inputs is introduced. The estimation error covariance of the recursive four-step Kalman filter and the adaptive augmented Kalman filter is analyzed and compared. Finally, simulation results demonstrate the effectiveness of the proposed approaches.

preprint2020arXiv

Towards Robust Visual Tracking for Unmanned Aerial Vehicle with Tri-Attentional Correlation Filters

Object tracking has been broadly applied in unmanned aerial vehicle (UAV) tasks in recent years. However, existing algorithms still face difficulties such as partial occlusion, clutter background, and other challenging visual factors. Inspired by the cutting-edge attention mechanisms, a novel object tracking framework is proposed to leverage multi-level visual attention. Three primary attention, i.e., contextual attention, dimensional attention, and spatiotemporal attention, are integrated into the training and detection stages of correlation filter-based tracking pipeline. Therefore, the proposed tracker is equipped with robust discriminative power against challenging factors while maintaining high operational efficiency in UAV scenarios. Quantitative and qualitative experiments on two well-known benchmarks with 173 challenging UAV video sequences demonstrate the effectiveness of the proposed framework. The proposed tracking algorithm favorably outperforms 12 state-of-the-art methods, yielding 4.8% relative gain in UAVDT and 8.2% relative gain in UAV123@10fps against the baseline tracker while operating at the speed of $\sim$ 28 frames per second.

preprint2020arXiv

Training-Set Distillation for Real-Time UAV Object Tracking

Correlation filter (CF) has recently exhibited promising performance in visual object tracking for unmanned aerial vehicle (UAV). Such online learning method heavily depends on the quality of the training-set, yet complicated aerial scenarios like occlusion or out of view can reduce its reliability. In this work, a novel time slot-based distillation approach is proposed to efficiently and effectively optimize the training-set's quality on the fly. A cooperative energy minimization function is established to score the historical samples adaptively. To accelerate the scoring process, frames with high confident tracking results are employed as the keyframes to divide the tracking process into multiple time slots. After the establishment of a new slot, the weighted fusion of the previous samples generates one key-sample, in order to reduce the number of samples to be scored. Besides, when the current time slot exceeds the maximum frame number, which can be scored, the sample with the lowest score will be discarded. Consequently, the training-set can be efficiently and reliably distilled. Comprehensive tests on two well-known UAV benchmarks prove the effectiveness of our method with real-time speed on a single CPU.

preprint2018arXiv

Nonlinear disturbance attenuation control of hydraulic robotics

This paper presents a novel nonlinear disturbance rejection control for hydraulic robots. This method requires two third-order filters as well as inverse dynamics in order to estimate the disturbances. All the parameters for the third-order filters are pre-defined. The proposed method is nonlinear, which does not require the linearization of the rigid body dynamics. The estimated disturbances are used by the nonlinear controller in order to achieve disturbance attenuation. The performance of the proposed approach is compared with existing approaches. Finally, the tracking performance and robustness of the proposed approach is validated extensively on real hardware by performing different tasks under either internal or both internal and external disturbances. The experimental results demonstrate the robustness and superior tracking performance of the proposed approach.

preprint2016arXiv

Framework for state and unknown input estimation of linear time-varying systems

The design of unknown-input decoupled observers and filters requires the assumption of an existence condition in the literature. This paper addresses an unknown input filtering problem where the existence condition is not satisfied. Instead of designing a traditional unknown input decoupled filter, a Double-Model Adaptive Estimation approach is extended to solve the unknown input filtering problem. It is proved that the state and the unknown inputs can be estimated and decoupled using the extended Double-Model Adaptive Estimation approach without satisfying the existence condition. Numerical examples are presented in which the performance of the proposed approach is compared to methods from literature.