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Olaf Hohm

Olaf Hohm appears in the imported research catalog. Authorship, coauthor and topic links are available while profile ownership is still unclaimed.

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hep-thmath-phmath.MPgr-qccond-mat.dis-nnMachine Learning

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Published work

64 published item(s)

preprint2026arXiv

Color-kinematics duality from an algebra of superforms

Color-kinematics duality states that the kinematic numerators of the cubic tree-level Yang-Mills scattering amplitudes obey the same symmetry properties that the color factors obey due to the Jacobi identity. We present a novel strategy for deriving this duality, based on the differential forms on a superspace. This space of superforms carries a generalization of a Batalin-Vilkovisky (BV) algebra (BV$^{\square}$ algebra). We show that the homotopy algebra of color-stripped Yang-Mills theory is obtained as a quotient of this space in which a subspace, which is an ideal `up to homotopy', is modded out. This algebra is a subsector of a BV$_{\infty}^{\square}$ algebra. Deriving the latter would provide a first-principle proof of color-kinematics duality from field theory.

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preprint2026arXiv

Lecture Notes on Statistical Physics and Neural Networks

These lecture notes introduce some topics of classical statistical physics, particularly those that are relevant for neural networks and deep learning. Statistical physics is treated as a branch of probability theory or statistics, with the goal of making concepts such as phase transitions and the renormalization group accessible to readers without prior knowledge of physics. We introduce the Boltzmann-Gibbs distribution and the thermodynamic potentials on a finite configuration space, notably for Ising spins and spin-glass models on a lattice, and then define phase transitions as discontinuities that arise in the limit that the number of lattice points goes to infinity. We further introduce Hopfield networks and Boltzmann machines, which are governed by the same energy function as spin-glass models, and discuss the learning algorithm for restricted Boltzmann machines. In this algorithm hidden neurons are integrated out as in the renormalization group. Finally, modern deep learning is introduced, whose early developments were in part motivated by restricted Boltzmann machines in that they carry many layers of hidden neurons. A description of large language models is given.

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preprint2022arXiv

Double Field Theory as the Double Copy of Yang-Mills

We show that double field theory arises from the color-kinematic double copy of Yang-Mills theory. A precise double copy prescription for the Yang-Mills action at quadratic and cubic order is provided that yields the double field theory action in which the duality invariant dilaton has been integrated out. More precisely, at quadratic order this yields the gauge invariant double field theory, while at cubic order it yields the cubic double field theory action subject to a gauge condition that originates from Siegel gauge in string field theory.

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preprint2022arXiv

Duality invariant string beta functions at two loops

We compute, for cosmological backgrounds, the $O(d,d;\mathbb{R})$ invariant beta functions for the sigma model of the bosonic string at two loops. This yields an independent first-principle derivation of the order $α'$ corrections to the cosmological target-space equations. To this end we revisit the quantum consistency of Tseytlin's duality invariant formulation of the worldsheet theory. While we confirm the absence of gravitational (and hence Lorentz) anomalies, our results show that the minimal subtraction scheme is not applicable, implying significant technical complications at higher loops. To circumvent these we then change gears and use the Polyakov action for cosmological backgrounds, applying a suitable perturbation scheme that, although not $O(d,d;\mathbb{R})$ invariant, allows one to efficiently determine the $O(d,d;\mathbb{R})$ invariant beta functions.

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preprint2022arXiv

Supersymmetric action for 6D $(4,0)$ supergravity

We give a linearized but otherwise complete supersymmetric action for ${\cal N}=(4,0)$ supergravity in six dimensions, using a Kaluza-Klein-type $5+1$ split of coordinates and fields. We provide in particular a significantly simplified version of the bosonic action derived by us recently. This formulation employs fields that are no longer irreducible, subject to a local Lorentz invariance, which in turn simplifies the supersymmetry transformations including the exotic gravitino.

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preprint2022arXiv

The Gauge Structure of Double Field Theory follows from Yang-Mills Theory

We show that to cubic order double field theory is encoded in Yang-Mills theory. To this end we use algebraic structures from string field theory as follows: The $L_{\infty}$-algebra of Yang-Mills theory is the tensor product ${\cal K}\otimes \mathfrak{g}$ of the Lie algebra $\mathfrak{g}$ of the gauge group and a `kinematic algebra' ${\cal K}$ that is a $C_{\infty}$-algebra. This structure induces a cubic truncation of an $L_{\infty}$-algebra on the subspace of level-matched states of the tensor product ${\cal K}\otimes \bar{\cal K}$ of two copies of the kinematic algebra. This $L_{\infty}$-algebra encodes double field theory. More precisely, this construction relies on a particular form of the Yang-Mills $L_{\infty}$-algebra following from string field theory or from the quantization of a suitable worldline theory.

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preprint2021arXiv

Gauge Invariant Perturbation Theory via Homotopy Transfer

We show that the perturbative expansion of general gauge theories can be expressed in terms of gauge invariant variables to all orders in perturbations. In this we generalize techniques developed in gauge invariant cosmological perturbation theory, using Bardeen variables, by interpreting the passing over to gauge invariant fields as a homotopy transfer of the strongly homotopy Lie algebras encoding the gauge theory. This is illustrated for Yang-Mills theory, gravity on flat and cosmological backgrounds and for the massless sector of closed string theory. The perturbation lemma yields an algorithmic procedure to determine the higher corrections of the gauge invariant variables and the action in terms of these.

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preprint2020arXiv

Duality Invariance and Higher Derivatives

We dimensionally reduce the spacetime action of bosonic string theory, and that of the bosonic sector of heterotic string theory after truncating the Yang-Mills gauge fields, on a $d$-dimensional torus including all higher-derivative corrections to first order in $α'$. A systematic procedure is developed that brings this action into a minimal form in which all fields except the metric carry only first order derivatives. This action is shown to be invariant under ${\rm O}(d,d,\mathbb{R})$ transformations that acquire $α'$-corrections through a Green-Schwarz type mechanism. We prove that, up to a global pre-factor, the first order $α'$-corrections are uniquely determined by ${\rm O}(d,d,\mathbb{R})$ invariance.

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preprint2020arXiv

Green-Schwarz Mechanism for String Dualities

We determine the complete spacetime action to first order in $α'$ for the massless fields of bosonic string theory compactified on a $d$-dimensional torus. A fully systematic procedure is developed that brings the action into a minimal form in which all fields apart from the metric enter only with first-order derivatives. T-duality implies that this action must have a global $\mathrm{O}(d,d,\mathbb{R})$ symmetry, and we show that this requires a Green-Schwarz type mechanism for $α'$-deformed $\mathrm{O}(d,d,\mathbb{R})$ transformations. In terms of a frame formalism with ${\rm GL}(d)\times {\rm GL}(d)$ gauge symmetry this amounts to a modification of the three-form curvature by a Chern-Simons term for composite gauge fields.

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preprint2020arXiv

Homotopy Transfer and Effective Field Theory I: Tree-level

We use the dictionary between general field theories and strongly homotopy algebras to provide an algebraic formulation of the procedure of integrating out of degrees of freedom in terms of homotopy transfer. This includes more general effective theories in which some massive modes are kept while other modes of a comparable mass scale are integrated out, as first explored by Sen in the context of closed string field theory. We treat $L_\infty$-algebras both in terms of a nilpotent coderivation and, on the dual space, in terms of a nilpotent derivation (corresponding to the BRST charge of the field theory) and provide explicit formulas for homotopy transfer. These are then shown to govern the integrating out of degrees of freedom at tree level, while the generalization to loop level will be explored in a sequel to this paper.

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preprint2020arXiv

Leibniz Gauge Theories and Infinity Structures

We formulate gauge theories based on Leibniz(-Loday) algebras and uncover their underlying mathematical structure. Various special cases have been developed in the context of gauged supergravity and exceptional field theory. These are based on `tensor hierarchies', which describe towers of $p$-form gauge fields transforming under non-abelian gauge symmetries and which have been constructed up to low levels. Here we define `infinity-enhanced Leibniz algebras' that guarantee the existence of consistent tensor hierarchies to arbitrary level. We contrast these algebras with strongly homotopy Lie algebras ($L_{\infty}$ algebras), which can be used to define topological field theories for which all curvatures vanish. Any infinity-enhanced Leibniz algebra carries an associated $L_{\infty}$ algebra, which we discuss.

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preprint2020arXiv

Toward Exotic 6D Supergravities

We investigate exotic supergravity theories in 6D with maximal (4,0) and (3,1) supersymmetry, which were conjectured by C. Hull to exist and to describe strong coupling limits of ${\cal N}=8$ theories in 5D. These theories involve exotic gauge fields with non-standard Young tableaux representations, subject to (self-)duality constraints. We give novel actions in a 5+1 split of coordinates whose field equations reproduce those of the free bosonic (4,0) and (3,1) theory, respectively, including the (self-)duality relations. Evidence is presented for a master exceptional field theory formulation with an extended section constraint that, depending on the solution, produces the (4,0), (3,1) or the conventional (2,2) theory. We comment on the possible construction of a fully non-linear master exceptional field theory.

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preprint2019arXiv

Non-perturbative de Sitter vacua via $α'$ corrections

The higher-derivative $α'$ corrections consistent with $O(d,d)$ duality invariance can be completely classified for cosmological, purely time-dependent backgrounds. This result is used to show that there are duality invariant theories featuring string-frame de Sitter vacua as solutions that are non-perturbative in $α'$, thus suggesting that classical string theory may realize de Sitter solutions in an unexpected fashion.

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preprint2016arXiv

Dual Double Field Theory

We present the dual formulation of double field theory at the linearized level. This is a classically equivalent theory describing the duals of the dilaton, the Kalb-Ramond field and the graviton in a T-duality or O(D,D) covariant way. In agreement with previous proposals, the resulting theory encodes fields in mixed Young-tableau representations, combining them into an antisymmetric 4-tensor under O(D,D). In contrast to previous proposals, the theory also requires an antisymmetric 2-tensor and a singlet, which are not all pure gauge. The need for these additional fields is analogous to a similar phenomenon for "exotic" dualizations, and we clarify this by comparing with the dualizations of the component fields. We close with some speculative remarks on the significance of these observations for the full non-linear theory yet to be constructed.

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preprint2016arXiv

On the curious spectrum of duality invariant higher-derivative gravity

We analyze the spectrum of the exactly duality and gauge invariant higher-derivative double field theory. While this theory is based on a chiral CFT and does not correspond to a standard string theory, our analysis illuminates a number of issues central in string theory. The full quadratic action is rewritten as a two-derivative theory with additional fields. This allows for a simple analysis of the spectrum, which contains two massive spin-2 ghosts and massive scalars, in addition to the massless fields. Moreover, in this formulation, the massless or tensionless limit $α'\rightarrow \infty$ is non-singular and leads to an enhanced gauge symmetry. We show that the massive modes can be integrated out exactly at the quadratic level, leading to an infinite series of higher-derivative corrections. Finally, we present a ghost-free massive extension of linearized double field theory, which employs a novel mass term for the dilaton and metric.

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preprint2015arXiv

Consistent Kaluza-Klein Truncations via Exceptional Field Theory

We present the generalized Scherk-Schwarz reduction ansatz for the full supersymmetric exceptional field theory in terms of group valued twist matrices subject to consistency equations. With this ansatz the field equations precisely reduce to those of lower-dimensional gauged supergravity parametrized by an embedding tensor. We explicitly construct a family of twist matrices as solutions of the consistency equations. They induce gauged supergravities with gauge groups SO(p,q) and CSO(p,q,r). Geometrically, they describe compactifications on internal spaces given by spheres and (warped) hyperboloides $H^{p,q}$, thus extending the applicability of generalized Scherk-Schwarz reductions beyond homogeneous spaces. Together with the dictionary that relates exceptional field theory to D=11 and IIB supergravity, respectively, the construction defines an entire new family of consistent truncations of the original theories. These include not only compactifications on spheres of different dimensions (such as AdS$_5\times S^5$), but also various hyperboloid compactifications giving rise to a higher-dimensional embedding of supergravities with non-compact and non-semisimple gauge groups.

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preprint2015arXiv

Consistent Type IIB Reductions to Maximal 5D Supergravity

We use exceptional field theory as a tool to work out the full non-linear reduction ansaetze for the AdS$_5\times S^5$ compactification of IIB supergravity and its non-compact counterparts in which the sphere $S^5$ is replaced by the inhomogeneous hyperboloidal space $H^{p,q}$. The resulting theories are the maximal 5D supergravities with gauge groups SO(p,q). They are consistent truncations in the sense that every solution of 5D supergravity lifts to a solution of IIB supergravity. In particular, every stationary point and every holographic RG flow of the scalar potentials for the compact and non-compact 5D gaugings directly lift to solutions of IIB supergravity.

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preprint2015arXiv

Double Metric, Generalized Metric and $α'$-Geometry

We relate the unconstrained `double metric' of the `$α'$-geometry' formulation of double field theory to the constrained generalized metric encoding the spacetime metric and b-field. This is achieved by integrating out auxiliary field components of the double metric in an iterative procedure that induces an infinite number of higher-derivative corrections. As an application we prove that, to first order in $α'$ and to all orders in fields, the deformed gauge transformations are Green-Schwarz-deformed diffeomorphisms. We also prove that to first order in $α'$ the spacetime action encodes precisely the Green-Schwarz deformation with Chern-Simons forms based on the torsionless gravitational connection. This seems to be in tension with suggestions in the literature that T-duality requires a torsionful connection, but we explain that these assertions are ambiguous since actions that use different connections are related by field redefinitions.

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preprint2015arXiv

E$_{6(6)}$ Exceptional Field Theory: Review and Embedding of Type IIB

We review E$_{6(6)}$ exceptional field theory with a particular emphasis on the embedding of type IIB supergravity, which is obtained by picking the GL$(5)\times {\rm SL}(2)$ invariant solution of the section constraint. We work out the precise decomposition of the E$_{6(6)}$ covariant fields on the one hand and the Kaluza-Klein-like decomposition of type IIB supergravity on the other. Matching the symmetries, this allows us to establish the precise dictionary between both sets of fields. Finally, we establish on-shell equivalence. In particular, we show how the self-duality constraint for the four-form potential in type IIB is reconstructed from the duality relations in the off-shell formulation of the E$_{6(6)}$ exceptional field theory.

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preprint2015arXiv

Exceptional Field Theory I: $E_{6(6)}$ covariant Form of M-Theory and Type IIB

We present the details of the recently constructed $E_{6(6)}$ covariant extension of 11-dimensional supergravity. This theory requires a 5+27 dimensional spacetime in which the `internal' coordinates transform in the $\bar{\bf 27}$ of $E_{6(6)}$. All fields are $E_{6(6)}$ tensors and transform under (gauged) internal generalized diffeomorphisms. The `Kaluza-Klein' vector field acts as a gauge field for the $E_{6(6)}$ covariant `E-bracket' rather than a Lie bracket, requiring the presence of two-forms akin to the tensor hierarchy of gauged supergravity. We construct the complete and unique action that is gauge invariant under generalized diffeomorphisms in the internal and external coordinates. The theory is subject to covariant section constraints on the derivatives, implying that only a subset of the extra 27 coordinates is physical. We give two solutions of the section constraints: the first preserves GL(6) and embeds the action of the complete (i.e. untruncated) 11-dimensional supergravity; the second preserves GL(5) x SL(2) and embeds complete type IIB supergravity. As a by-product, we thus obtain an off-shell action for type IIB supergravity.

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preprint2015arXiv

Heterotic Effective Action and Duality Symmetries Revisited

The dimensional reduction of heterotic supergravity with gauge fields truncated to the Cartan subalgebra exhibits a continuous O(d,d+16;R) global symmetry, related to the O(d,d+16;Z) T-duality of heterotic strings on a d-torus. The O(d,d+16;R) symmetry is not present, however, if the supergravity reduction is done including the full set of E_8 x E_8 or SO(32) gauge fields. We analyze which duality symmetries are realized to all orders in $α'$ in the proper effective field theories for the massless string states. We find a universal O(d,d;R) symmetry, also predicted by double field theory. We confirm this by giving a novel formulation of the dimensionally reduced supergravity in terms of O(d,d) multiplets, and we discuss cases of symmetry enhancement.

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preprint2015arXiv

Perturbative Double Field Theory on General Backgrounds

We develop the perturbation theory of double field theory around arbitrary solutions of its field equations. The exact gauge transformations are written in a manifestly background covariant way and contain at most quadratic terms in the field fluctuations. We expand the generalized curvature scalar to cubic order in fluctuations and thereby determine the cubic action in a manifestly background covariant form. As a first application we specialize this theory to group manifold backgrounds, such as $SU(2) \simeq S^3$ with $H$-flux. In the full string theory this corresponds to a WZW background CFT. Starting from closed string field theory, the cubic action around such backgrounds has been computed before by Blumenhagen, Hassler and Lüst. We establish precise agreement with the cubic action derived from double field theory. This result confirms that double field theory is applicable to arbitrary curved background solutions, disproving assertions in the literature to the contrary.

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preprint2015arXiv

T-duality Constraints on Higher Derivatives Revisited

We ask to what extent are the higher-derivative corrections of string theory constrained by T-duality. The seminal early work by Meissner tests T-duality by reduction to one dimension using a distinguished choice of field variables in which the bosonic string action takes a Gauss-Bonnet-type form. By analyzing all field redefinitions that may or may not be duality covariant and may or may not be gauge covariant we extend the procedure to test T-duality starting from an action expressed in arbitrary field variables. We illustrate the method by showing that it determines uniquely the first-order $α'$ corrections of the bosonic string, up to terms that vanish in one dimension. We also use the method to glean information about the ${\cal O}(α'^2)$ corrections in the double field theory with Green-Schwarz deformation.

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preprint2015arXiv

Tensor Hierarchy and Generalized Cartan Calculus in SL(3)$\times$SL(2) Exceptional Field Theory

We construct exceptional field theory for the duality group SL(3)$\times$SL(2). The theory is defined on a space with 8 `external' coordinates and 6 `internal' coordinates in the $(3,2)$ fundamental representation, leading to a 14-dimensional generalized spacetime. The bosonic theory is uniquely determined by gauge invariance under generalized external and internal diffeomorphisms. The latter invariance can be made manifest by introducing higher form gauge fields and a so-called tensor hierarchy, which we systematically develop to much higher degree than in previous studies. To this end we introduce a novel Cartan-like tensor calculus based on a covariant nil-potent differential, generalizing the exterior derivative of conventional differential geometry. The theory encodes the full $D=11$ or type IIB supergravity, respectively.

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preprint2014arXiv

Double Field Theory at Order $α'$

We investigate $α'$ corrections of bosonic strings in the framework of double field theory. The previously introduced "doubled $α'$-geometry" gives $α'$-deformed gauge transformations arising in the Green-Schwarz anomaly cancellation mechanism but does not apply to bosonic strings. These require a different deformation of the duality-covariantized Courant bracket which governs the gauge structure. This is revealed by examining the $α'$ corrections in the gauge algebra of closed string field theory. We construct a four-derivative cubic double field theory action invariant under the deformed gauge transformations, giving a first glimpse of the gauge principle underlying bosonic string $α'$ corrections. The usual metric and $b$-field are related to the duality covariant fields by non-covariant field redefinitions.

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preprint2014arXiv

Doubled α'-Geometry

We develop doubled-coordinate field theory to determine the α' corrections to the massless sector of oriented bosonic closed string theory. Our key tool is a string current algebra of free left-handed bosons that makes O(D,D) T-duality manifest. While T-dualities are unchanged, diffeomorphisms and b-field gauge transformations receive corrections, with a gauge algebra given by an α'-deformation of the duality-covariantized Courant bracket. The action is cubic in a double metric field, an unconstrained extension of the generalized metric that encodes the gravitational fields. Our approach provides a consistent truncation of string theory to massless fields with corrections that close at finite order in α'.

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preprint2014arXiv

Exceptional Field Theory II: E$_{7(7)}$

We introduce exceptional field theory for the group E_{7(7)}, based on a (4+56)-dimensional spacetime subject to a covariant section condition. The `internal' generalized diffeomorphisms of the coordinates in the fundamental representation of E_{7(7)} are governed by a covariant `E-bracket', which is gauged by 56 vector fields. We construct the complete and unique set of field equations that is gauge invariant under generalized diffeomorphisms in the internal and external coordinates. Among them feature the non-abelian twisted self-duality equations for the 56 gauge vectors. We discuss the explicit solutions of the section condition describing the embedding of the full, untruncated 11-dimensional and type IIB supergravity, respectively. As a new feature compared to the previously constructed E_{6(6)} formulation, some components among the 56 gauge vectors descend from the 11-dimensional dual graviton but nevertheless allow for a consistent coupling by virtue of a covariantly constrained compensating 2-form gauge field.

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preprint2014arXiv

Exceptional Field Theory III: E$_{8(8)}$

We develop exceptional field theory for E$_{8(8)}$, defined on a (3+248)-dimensional generalized spacetime with extended coordinates in the adjoint representation of E$_{8(8)}$. The fields transform under E$_{8(8)}$ generalized diffeomorphisms and are subject to covariant section constraints. The bosonic fields include an `internal' dreibein and an E$_{8(8)}$-valued `zweihundertachtundvierzigbein' (248-bein). Crucially, the theory also features gauge vectors for the E$_{8(8)}$ E-bracket governing the generalized diffeomorphism algebra and covariantly constrained gauge vectors for a separate but constrained E$_{8(8)}$ gauge symmetry. The complete bosonic theory, with a novel Chern-Simons term for the gauge vectors, is uniquely determined by gauge invariance under internal and external generalized diffeomorphisms. The theory consistently comprises components of the dual graviton encoded in the 248-bein. Upon picking particular solutions of the constraints the theory reduces to D=11 or type IIB supergravity, for which the dual graviton becomes pure gauge. This resolves the dual graviton problem, as we discuss in detail.

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preprint2014arXiv

Green-Schwarz mechanism and $α'$-deformed Courant brackets

We establish that the unusual two-form gauge transformations needed in the Green-Schwarz anomaly cancellation mechanism fit naturally into an $α'$-deformed generalized geometry. The algebra of gauge transformations is a consistent deformation of the Courant bracket and features a nontrivial modification of the diffeomorphism group. This extension of generalized geometry emerged from a `doubled $α'$-geometry', which provides a construction of exactly gauge and T-duality invariant $α'$ corrections to the effective action.

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preprint2014arXiv

Minimal Massive 3D Gravity

We present an alternative to Topologically Massive Gravity (TMG) with the same "minimal" bulk properties; i.e. a single local degree of freedom that is realized as a massive graviton in linearization about an anti-de Sitter (AdS) vacuum. However, in contrast to TMG, the new "minimal massive gravity" has both a positive energy graviton and positive central charges for the asymptotic AdS-boundary conformal algebra.

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preprint2014arXiv

Supersymmetric E$_{7(7)}$ Exceptional Field Theory

We give the supersymmetric extension of exceptional field theory for E$_{7(7)}$, which is based on a $(4+56)$-dimensional generalized spacetime subject to a covariant constraint. The fermions are tensors under the local Lorentz group ${\rm SO}(1,3)\times {\rm SU}(8)$ and transform as scalar densities under the E$_{7(7)}$ (internal) generalized diffeomorphisms. The supersymmetry transformations are manifestly covariant under these symmetries and close, in particular, into the generalized diffeomorphisms of the 56-dimensional space. We give the fermionic field equations and prove supersymmetric invariance. We establish the consistency of these results with the recently constructed generalized geometric formulation of $D=11$ supergravity.

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preprint2014arXiv

The Spacetime of Double Field Theory: Review, Remarks, and Outlook

We review double field theory (DFT) with emphasis on the doubled spacetime and its generalized coordinate transformations, which unify diffeomorphisms and b-field gauge transformations. We illustrate how the composition of generalized coordinate transformations fails to associate. Moreover, in dimensional reduction, the O(d,d) T-duality transformations of fields can be obtained as generalized diffeomorphisms. Restricted to a half-dimensional subspace, DFT includes `generalized geometry', but is more general in that local patches of the doubled space may be glued together with generalized coordinate transformations. Indeed, we show that for certain T-fold backgrounds with non-geometric fluxes, there are generalized coordinate transformations that induce, as gauge symmetries of DFT, the requisite O(d,d;Z) monodromy transformations. Finally we review recent results on the α' extension of DFT which, reduced to the half-dimensional subspace, yields intriguing modifications of the basic structures of generalized geometry.

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preprint2013arXiv

Exceptional Form of D=11 Supergravity

Eleven-dimensional supergravity reveals large exceptional symmetries upon reduction, in accordance with the U-duality groups of M-theory, but their higher-dimensional geometric origin has remained a mystery. In this letter, we show that D=11 supergravity can be extended to be fully covariant under the exceptional groups E_{n(n)}, n=6,7,8. Motivated by a similar formulation of double field theory we introduce an extended `exceptional spacetime'. We illustrate the construction by giving the explicit E_{6(6)} covariant form: the full D=11 supergravity, in a 5+6 splitting of coordinates but without truncation, embeds into an E_{6(6)} covariant 5+27 dimensional theory. We argue that this covariant form likewise comprises type IIB supergravity.

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preprint2013arXiv

Gauge theory of Kaluza-Klein and winding modes

We perform a Kaluza-Klein inspired rewriting of double field theory by splitting the coordinates into `compact' and `non-compact' directions. There is no truncation of the compact coordinates or their duals, and so this formulation is manifestly O(d,d) invariant, with d the number of compact directions. The action can serve as starting point for arbitrary Kaluza-Klein ansaetze. For a torus background the theory describes the full tower of Kaluza-Klein modes or, in the dual frame, of the winding modes. The Kaluza-Klein vector is a gauge field for the duality-covariantized Courant bracket algebra rather than a Lie algebra. Gauge covariance requires the inclusion of the 2-form gauge potential descending from the Kalb-Ramond field, leading to a structure resembling the tensor hierarchy of gauged supergravity.

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preprint2013arXiv

Large Gauge Transformations in Double Field Theory

Finite gauge transformations in double field theory can be defined by the exponential of generalized Lie derivatives. We interpret these transformations as `generalized coordinate transformations' in the doubled space by proposing and testing a formula that writes large transformations in terms of derivatives of the coordinate maps. Successive generalized coordinate transformations give a generalized coordinate transformation that differs from the direct composition of the original two. Instead, it is constructed using the Courant bracket. These transformations form a group when acting on fields but, intriguingly, do not associate when acting on coordinates.

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preprint2013arXiv

U-duality covariant gravity

We extend the techniques of double field theory to more general gravity theories and U-duality symmetries, having in mind applications to the complete D=11 supergravity. In this paper we work out a (3+3)-dimensional `U-duality covariantization' of D=4 Einstein gravity, in which the Ehlers group SL(2,R) is realized geometrically, acting in the 3 representation on half of the coordinates. We include the full (2+1)-dimensional metric, while the `internal vielbein' is a coset representative of SL(2,R)/SO(2) and transforms under gauge transformations via generalized Lie derivatives. In addition, we introduce a gauge connection of the `C-bracket', and a gauge connection of SL(2,R), albeit subject to constraints. The action takes the form of (2+1)-dimensional gravity coupled to a Chern-Simons-matter theory but encodes the complete D=4 Einstein gravity. We comment on generalizations, such as an `$E_{8(8)}$ covariantization' of M-theory.

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preprint2013arXiv

Zwei-Dreibein Gravity

We present a generally-covariant and parity-invariant "zwei-dreibein" action for gravity in three space-time dimensions that propagates two massive spin-2 modes, unitarily, and we use Hamiltonian methods to confirm the absence of unphysical degrees of freedom. We show how zwei-dreibein gravity unifies previous "3D massive gravity" models, and extends them, in the context of the AdS/CFT correspondence, to allow for a positive central charge consistent with bulk unitarity.

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preprint2012arXiv

A geometric action for non-geometric fluxes

We give a geometrical interpretation of the non-geometric Q and R fluxes. To this end we consider double field theory in a formulation that is related to the conventional one by a field redefinition taking the form of a T-duality inversion. The R flux is a tensor under diffeomorphisms and satisfies a non-trivial Bianchi identity. The Q flux can be viewed as part of a connection that covariantizes the winding derivatives with respect to diffeomorphisms. We give a higher-dimensional action with a kinetic term for the R flux and a 'dual' Einstein-Hilbert term containing the connection Q.

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preprint2012arXiv

Non-Geometric Fluxes in Supergravity and Double Field Theory

In this paper we propose ten-dimensional realizations of the non-geometric fluxes Q and R. In particular, they appear in the NSNS Lagrangian after performing a field redefinition that takes the form of a T-duality transformation. Double field theory simplifies the computation of the field redefinition significantly, and also completes the higher-dimensional picture by providing a geometrical role for the non-geometric fluxes once the winding derivatives are taken into account. The relation to four-dimensional gauged supergravities, together with the global obstructions of non-geometry, are discussed.

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preprint2012arXiv

Non-linear parent action and dual gravity

We give a reformulation of non-linear Einstein gravity, which contains the dual graviton together with the ordinary metric and a shift gauge field. The metric does not enter through a `kinetic' Einstein-Hilbert term, but via topological couplings, and so the theory does not lead to a doubling of degrees of freedom. The field equations take the form of first-order duality relations. We analyze the gauge symmetries and comment on their meaning with regard to the E11 proposal.

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preprint2012arXiv

On the Hamiltonian form of 3D massive gravity

We present a "Chern-Simons-like" action for the "general massive gravity" model propagating two spin-2 modes with independent masses in three spacetime dimensions (3D), and we use it to find a simple Hamiltonian form of this model. The number of local degrees of freedom, determined by the dimension of the physical phase space, agrees with a linearized analysis except in some limits, in particular that yielding "new topologically massive gravity", which therefore suffers from a linearization instability.

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preprint2012arXiv

On the Riemann Tensor in Double Field Theory

Double field theory provides T-duality covariant generalized tensors that are natural extensions of the scalar and Ricci curvatures of Riemannian geometry. We search for a similar extension of the Riemann curvature tensor by developing a geometry based on the generalized metric and the dilaton. We find a duality covariant Riemann tensor whose contractions give the Ricci and scalar curvatures, but that is not fully determined in terms of the physical fields. This suggests that α' corrections to the effective action require α' corrections to T-duality transformations and/or generalized diffeomorphisms. Further evidence to this effect is found by an additional computation that shows that there is no T-duality invariant four-derivative object built from the generalized metric and the dilaton that reduces to the square of the Riemann tensor.

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preprint2011arXiv

Double Field Theory Formulation of Heterotic Strings

We extend the recently constructed double field theory formulation of the low-energy theory of the closed bosonic string to the heterotic string. The action can be written in terms of a generalized metric that is a covariant tensor under O(D,D+n), where n denotes the number of gauge vectors, and n additional coordinates are introduced together with a covariant constraint that locally removes these new coordinates. For the abelian subsector, the action takes the same structural form as for the bosonic string, but based on the enlarged generalized metric, thereby featuring a global O(D,D+n) symmetry. After turning on non-abelian gauge couplings, this global symmetry is broken, but the action can still be written in a fully O(D,D+n) covariant fashion, in analogy to similar constructions in gauged supergravities.

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preprint2011arXiv

Double Field Theory of Type II Strings

We use double field theory to give a unified description of the low energy limits of type IIA and type IIB superstrings. The Ramond-Ramond potentials fit into spinor representations of the duality group O(D,D) and field-strengths are obtained by acting with the Dirac operator on the potentials. The action, supplemented by a Spin^+(D,D)-covariant self-duality condition on field strengths, reduces to the IIA and IIB theories in different frames. As usual, the NS-NS gravitational variables are described through the generalized metric. Our work suggests that the fundamental gravitational variable is a hermitian element of the group Spin(D,D) whose natural projection to O(D,D) gives the generalized metric.

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preprint2011arXiv

Massive Type II in Double Field Theory

We provide an extension of the recently constructed double field theory formulation of the low-energy limits of type II strings, in which the RR fields can depend simultaneously on the 10-dimensional space-time coordinates and linearly on the dual winding coordinates. For the special case that only the RR one-form of type IIA carries such a dependence, we obtain the massive deformation of type IIA supergravity due to Romans. For T-dual configurations we obtain a `massive' but non-covariant formulation of type IIB, in which the 10-dimensional diffeomorphism symmetry is deformed by the mass parameter.

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preprint2011arXiv

Modes of Log Gravity

The physical modes of a recently proposed D-dimensional "critical gravity", linearized about its anti-de Sitter vacuum, are investigated. All "log mode" solutions, which we categorize as `spin 2' or `Proca', arise as limits of the massive spin 2 modes of the non-critical theory. The linearized Einstein tensor of a spin 2 log mode is itself a 'non-gauge' solution of the linearized Einstein equations whereas the linearized Einstein tensor of a Proca mode takes the form of a linearized general coordinate transformation. Our results suggest the existence of a holographically dual logarithmic conformal field theory.

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preprint2011arXiv

On factorizations in perturbative quantum gravity

Some features of Einstein gravity are most easily understood from string theory but are not manifest at the level of the usual Lagrangian formulation. One example is the factorization of gravity amplitudes into gauge theory amplitudes. Based on the recently constructed `double field theory' and a geometrical frame-like formalism developed by Siegel, we provide a framework of perturbative Einstein gravity coupled to a 2-form and a dilaton in which, as a consequence of T-duality, the Feynman rules factorize to all orders in perturbation theory. We thereby establish the precise relation between the field variables in different formulations and discuss the Lagrangian that, when written in terms of these variables, makes a left-right factorization manifest.

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preprint2011arXiv

T-duality versus Gauge Symmetry

We review the recently constructed `double field theory' which introduces in addition to the conventional coordinates associated to momentum modes coordinates associated to winding modes. Thereby, T-duality becomes a global symmetry of the theory, which can be viewed as an `O(D,D) covariantization' of the low-energy effective space-time action of closed string theory. We discuss its symmetries with a special emphasis on the relation between global duality symmetries and local gauge symmetries.

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preprint2011arXiv

Unification of Type II Strings and T-duality

We present a unified description of the low-energy limits of type II string theories. This is achieved by a formulation that doubles the space-time coordinates in order to realize the T-duality group O(10,10) geometrically. The Ramond-Ramond fields are described by a spinor of O(10,10), which couples to the gravitational fields via the Spin(10,10) representative of the so-called generalized metric. This theory, which is supplemented by a T-duality covariant self-duality constraint, unifies the type II theories in that each of them is obtained for a particular subspace of the doubled space.

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preprint2010arXiv

A boundary stress tensor for higher-derivative gravity in AdS and Lifshitz backgrounds

We investigate the Brown-York stress tensor for curvature-squared theories. This requires a generalized Gibbons-Hawking term in order to establish a well-posed variational principle, which is achieved in a universal way by reducing the number of derivatives through the introduction of an auxiliary tensor field. We examine the boundary stress tensor thus defined for the special case of `massive gravity' in three dimensions, which augments the Einstein-Hilbert term by a particular curvature-squared term. It is shown that one obtains finite results for physical parameters on AdS upon adding a `boundary cosmological constant' as a counterterm, which vanishes at the so-called chiral point. We derive known and new results, like the value of the central charges or the mass of black hole solutions, thereby confirming our prescription for the computation of the stress tensor. Finally, we inspect recently constructed Lifshitz vacua and a new black hole solution that is asymptotically Lifshitz, and we propose a novel and covariant counterterm for this case.

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preprint2010arXiv

Background independent action for double field theory

Double field theory describes a massless subsector of closed string theory with both momentum and winding excitations. The gauge algebra is governed by the Courant bracket in certain subsectors of this double field theory. We construct the associated nonlinear background-independent action that is T-duality invariant and realizes the Courant gauge algebra. The action is the sum of a standard action for gravity, antisymmetric tensor, and dilaton fields written with ordinary derivatives, a similar action for dual fields with dual derivatives, and a mixed term that is needed for gauge invariance.

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preprint2010arXiv

Generalized metric formulation of double field theory

The generalized metric is a T-duality covariant symmetric matrix constructed from the metric and two-form gauge field and arises in generalized geometry. We view it here as a metric on the doubled spacetime and use it to give a simple formulation with manifest T-duality of the double field theory that describes the massless sector of closed strings. The gauge transformations are written in terms of a generalized Lie derivative whose commutator algebra is defined by a double field theory extension of the Courant bracket.

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preprint2010arXiv

More on Massive 3D Supergravity

Completing earlier work on three dimensional (3D) N=1 supergravity with curvature-squared terms, we construct the general supergravity extension of cosmological massive gravity theories. We expand about supersymmetric anti-de Sitter vacua, finding the conditions for bulk unitarity and the critical points in parameter space at which the spectrum changes. We discuss implications for the dual conformal field theory.

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preprint2010arXiv

On Critical Massive (Super)Gravity in adS3

We review the status of three-dimensional "general massive gravity" (GMG) in its linearization about an anti-de Sitter (adS) vacuum, focusing on critical points in parameter space that yield generalizations of "chiral gravity". We then show how these results extend to N=1 super-GMG, expanded about a supersymmetric adS vacuum, and also to the most general `curvature-squared' N=1 supergravity model.

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preprint2010arXiv

On Higher Derivatives in 3D Gravity and Higher Spin Gauge Theories

The general second-order massive field equations for arbitrary positive integer spin in three spacetime dimensions, and their "self-dual" limit to first-order equations, are shown to be equivalent to gauge-invariant higher-derivative field equations. We recover most known equivalences for spins 1 and 2, and find some new ones. In particular, we find a non-unitary massive 3D gravity theory with a 5th order term obtained by contraction of the Ricci and Cotton tensors; this term is part of an N=2 super-invariant that includes the "extended Chern-Simons" term of 3D electrodynamics. We also find a new unitary 6th order gauge theory for "self-dual" spin 3.

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preprint2009arXiv

Can dual gravity be reconciled with E11?

We extend a recently proposed formulation of dual gravity to the case of eleven-dimensional supergravity. The supersymmetric action corresponding to this alternative formulation is given, and it is shown that it leads to a set of first-order duality relations from which all second-order equations of motion follow as integrability conditions. On top of the fields corresponding to the conjectured E11 symmetry the action features Stuckelberg gauge fields that facilitate the realization of arbitrary symmetries on the dual graviton. However, there is no gauge-fixing that allows to eliminate the Stuckelberg fields. Therefore, E11 by itself is not a symmetry of eleven-dimensional supergravity but has to be extended at least by the Stuckelberg symmetries.

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preprint2009arXiv

Massive 3D Supergravity

We construct the N=1 three-dimensional supergravity theory with cosmological, Einstein-Hilbert, Lorentz Chern-Simons, and general curvature squared terms. We determine the general supersymmetric configuration, and find a family of supersymmetric adS vacua with the supersymmetric Minkowski vacuum as a limiting case. Linearizing about the Minkowski vacuum, we find three classes of unitary theories; one is the supersymmetric extension of the recently discovered `massive 3D gravity'. Another is a `new topologically massive supergravity' (with no Einstein-Hilbert term) that propagates a single (2,3/2) helicity supermultiplet.

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preprint2009arXiv

On massive gravitons in 2+1 dimensions

The Fierz-Pauli (FP) free field theory for massive spin 2 particles can be extended, in a spacetime of (1+2) dimensions (3D), to a generally covariant parity-preserving interacting field theory, in at least two ways. One is "new massive gravity" (NMG), with an action that involves curvature-squared terms. Another is 3D "bigravity", which involves non-linear couplings of the FP tensor field to 3D Einstein-Hilbert gravity. We review the proof of the linearized equivalence of both "massive 3D gravity" theories to FP theory, and we comment on their similarities and differences.

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preprint2007arXiv

Holography of D-Brane Reconnection

Gukov, Martinec, Moore and Strominger found that the D1-D5-D5' system with the D5-D5' angle at 45 degrees admits a deformation "rho" preserving supersymmetry. Under this deformation, the D5-branes and D5'-branes reconnect along a single special Lagrangian manifold. We construct the near-horizon limit of this brane setup (for which no supergravity solution is currently known), imposing the requisite symmetries perturbatively in the deformation rho. Reducing to the three-dimensional effective gauged supergravity, we compute the scalar potential and verify the presence of a deformation with the expected properties. We compute the conformal dimensions as functions of rho. This spectrum naturally organizes into N=3 supermultiplets, corresponding to the 3/16 preserved by the brane system. We give some remarks on the symmetric orbifold CFT for Q_D5=Q_D5', outline the computation of rho-deformed correlators in this theory, and probe computations in our rho-deformed background.

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