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Published work

32 published item(s)

preprint2026arXiv

ManiBox: Enhancing Embodied Spatial Generalization via Scalable Simulation Data Generations

Embodied agents require robust spatial intelligence to execute precise real-world manipulations. However, this remains a significant challenge, as current methods often struggle to accurately position objects in space. Collecting extensive data can help address this issue by enhancing the agent's spatial understanding. Nonetheless, obtaining such data with real robots is prohibitively expensive, and relying on simulation data frequently leads to visual generalization gaps during real-world deployment. To tackle these challenges, we propose ManiBox, a novel bounding-box-guided framework. By decoupling perception from policy generalization, ManiBox effectively reduces the Sim2Real gap, leverages Internet-scale data, and scales our policy data collection in simulation. Specifically, within ManiBox, the RL teacher policy efficiently generates scalable simulation data. The student policy is distilled from this data and takes bounding boxes as input, which is proven sufficient for determining objects' spatial positions, thus enabling zero-shot transfer to real robots. Comprehensive evaluations in both simulated and real-world environments demonstrate that ManiBox exhibits strong spatial generalization and adaptability across various manipulation tasks and settings. Furthermore, our empirical study provides preliminary verification of spatial scaling laws, i.e., the amount of data required for spatial generalization scales with spatial volume following a power-law relationship. At a given spatial volume level, the success rate of manipulation tasks follows Michaelis-Menten kinetics with respect to data volume, exhibiting a saturation effect as data increases. Our videos and code are available at https://thkkk.github.io/manibox

preprint2026arXiv

ReflexDiffusion: Reflection-Enhanced Trajectory Planning for High-lateral-acceleration Scenarios in Autonomous Driving

Generating safe and reliable trajectories for autonomous vehicles in long-tail scenarios remains a significant challenge, particularly for high-lateral-acceleration maneuvers such as sharp turns, which represent critical safety situations. Existing trajectory planners exhibit systematic failures in these scenarios due to data imbalance. This results in insufficient modelling of vehicle dynamics, road geometry, and environmental constraints in high-risk situations, leading to suboptimal or unsafe trajectory prediction when vehicles operate near their physical limits. In this paper, we introduce ReflexDiffusion, a novel inference-stage framework that enhances diffusion-based trajectory planners through reflective adjustment. Our method introduces a gradient-based adjustment mechanism during the iterative denoising process: after each standard trajectory update, we compute the gradient between the conditional and unconditional noise predictions to explicitly amplify critical conditioning signals, including road curvature and lateral vehicle dynamics. This amplification enforces strict adherence to physical constraints, particularly improving stability during high-lateral-acceleration maneuvers where precise vehicle-road interaction is paramount. Evaluated on the nuPlan Test14-hard benchmark, ReflexDiffusion achieves a 14.1% improvement in driving score for high-lateral-acceleration scenarios over the state-of-the-art (SOTA) methods. This demonstrates that inference-time trajectory optimization can effectively compensate for training data sparsity by dynamically reinforcing safety-critical constraints near handling limits. The framework's architecture-agnostic design enables direct deployment to existing diffusion-based planners, offering a practical solution for improving autonomous vehicle safety in challenging driving conditions.

preprint2026arXiv

Skills-Coach: A Self-Evolving Skill Optimizer via Training-Free GRPO

We introduce Skills-Coach, a novel automated framework designed to significantly enhance the self-evolution of skills within Large Language Model (LLM)-based agents. Addressing the current fragmentation of the skill ecosystem, Skills-Coach explores the boundaries of skill capabilities, thereby facilitating the comprehensive competency coverage essential for intelligent applications. The framework comprises four core modules: a Diverse Task Generation Module that systematically creates a comprehensive test suite for various skills; a Lightweight Optimization Module dedicated to optimizing skill prompts and their corresponding code; a Comparative Execution Module facilitating the execution and evaluation of both original and optimized skills; and a Traceable Evaluation Module, which rigorously evaluates performance against specified criteria. Skills-Coach offers flexible execution options through its virtual and real modes. To validate its efficacy, we introduce Skill-X, a comprehensive benchmark dataset consisting of 48 diverse skills. Experimental results demonstrate that Skills-Coach achieves significant performance improvements in skill capability across a wide range of categories, highlighting its potential to advance the development of more robust and adaptable LLM-based agents.

preprint2026arXiv

Spectral point transformer for significant wave height estimation from sea clutter

This paper presents a method for estimating significant wave height (Hs) from sparse S_pectral P_oint using a T_ransformer-based approach (SPT). Based on empirical observations that only a minority of spectral points with strong power contribute to wave energy, the proposed SPT effectively integrates geometric and spectral characteristics of ocean surface waves to estimate Hs through multi-dimensional feature representation. The experiment reveals an intriguing phenomenon: the learned features of SPT align well with physical dispersion relations, where the contribution-score map of selected points is concentrated along dispersion curves. Compared to conventional vision networks that process image sequences and full spectra, SPT demonstrates superior performance in Hs regression while consuming significantly fewer computational resources. On a consumer-grade GPU, SPT completes the training of regression model for 1080 sea clutter image sequences within 4 minutes, showcasing its potential to reduce deployment costs for radar wave-measuring systems. The open-source implementation of SPT will be available at https://github.com/joeyee/spt

preprint2026arXiv

The Subtle Art of Defection: Understanding Uncooperative Behaviors in LLM based Multi-Agent Systems

This paper introduces a novel framework for simulating and analyzing how uncooperative behaviors can destabilize or collapse LLM-based multi-agent systems. Our framework includes two key components: (1) a game theory-based taxonomy of uncooperative agent behaviors, addressing a notable gap in the existing literature; and (2) a structured, multi-stage simulation pipeline that dynamically generates and refines uncooperative behaviors as agents' states evolve. We evaluate the framework via a collaborative resource management setting, measuring system stability using metrics such as survival time and resource overuse rate. Empirically, our framework achieves 96.7% accuracy in generating realistic uncooperative behaviors, validated by human evaluations. Our results reveal a striking contrast: cooperative agents maintain perfect system stability (100% survival over 12 rounds with 0% resource overuse), while any uncooperative behavior can trigger rapid system collapse within 1 to 7 rounds. We also evaluate LLM-based defense methods, finding they detect some uncooperative behaviors, but some behaviors remain largely undetectable. These gaps highlight how uncooperative agents degrade collective outcomes and underscore the need for more resilient multi-agent systems.

preprint2022arXiv

A Family of Lanthanide Noncentrosymmetric Superconductors La$_4$$TX$ ($T$ = Ru, Rh, Ir; $X$ = Al, In)

We report the discovery of superconductivity in a series of noncentrosymmetric compounds La$_4$$TX$ ($T$ = Ru, Rh, Ir; $X$ = Al, In), which have a cubic crystal structure with space group $F\bar{4}3m$. La$_4$RuAl, La$_4$RhAl, La$_4$IrAl, La$_4$RuIn and La$_4$IrIn exhibit bulk superconducting transitions with critical temperatures $T_c$ of 1.77 K, 3.05 K, 1.54 K, 0.58 K and 0.93 K, respectively. The specific heat of the La$_4$$T$Al compounds are consistent with an $s$-wave model with a fully open superconducting gap. In all cases, the upper critical fields are well described by the Werthamer-Helfand-Hohenberg model, and the values are well below the Pauli limit, indicating that orbital limiting is the dominant pair-breaking mechanism. Density functional theory (DFT) calculations reveal that the degree of band splitting by the antisymmetric spin-orbit coupling (ASOC) shows considerable variation between the different compounds. This indicates that the strength of the ASOC is highly tunable across this series of superconductors, suggesting that these are good candidates for examining the relationship between the ASOC and superconducting properties in noncentrosymmetric superconductors.

preprint2022arXiv

A Roadmap for Big Model

With the rapid development of deep learning, training Big Models (BMs) for multiple downstream tasks becomes a popular paradigm. Researchers have achieved various outcomes in the construction of BMs and the BM application in many fields. At present, there is a lack of research work that sorts out the overall progress of BMs and guides the follow-up research. In this paper, we cover not only the BM technologies themselves but also the prerequisites for BM training and applications with BMs, dividing the BM review into four parts: Resource, Models, Key Technologies and Application. We introduce 16 specific BM-related topics in those four parts, they are Data, Knowledge, Computing System, Parallel Training System, Language Model, Vision Model, Multi-modal Model, Theory&Interpretability, Commonsense Reasoning, Reliability&Security, Governance, Evaluation, Machine Translation, Text Generation, Dialogue and Protein Research. In each topic, we summarize clearly the current studies and propose some future research directions. At the end of this paper, we conclude the further development of BMs in a more general view.

preprint2022arXiv

Boosting Transferability of Targeted Adversarial Examples via Hierarchical Generative Networks

Transfer-based adversarial attacks can evaluate model robustness in the black-box setting. Several methods have demonstrated impressive untargeted transferability, however, it is still challenging to efficiently produce targeted transferability. To this end, we develop a simple yet effective framework to craft targeted transfer-based adversarial examples, applying a hierarchical generative network. In particular, we contribute to amortized designs that well adapt to multi-class targeted attacks. Extensive experiments on ImageNet show that our method improves the success rates of targeted black-box attacks by a significant margin over the existing methods -- it reaches an average success rate of 29.1\% against six diverse models based only on one substitute white-box model, which significantly outperforms the state-of-the-art gradient-based attack methods. Moreover, the proposed method is also more efficient beyond an order of magnitude than gradient-based methods.

preprint2022arXiv

Controllable Evaluation and Generation of Physical Adversarial Patch on Face Recognition

Recent studies have revealed the vulnerability of face recognition models against physical adversarial patches, which raises security concerns about the deployed face recognition systems. However, it is still challenging to ensure the reproducibility for most attack algorithms under complex physical conditions, which leads to the lack of a systematic evaluation of the existing methods. It is therefore imperative to develop a framework that can enable a comprehensive evaluation of the vulnerability of face recognition in the physical world. To this end, we propose to simulate the complex transformations of faces in the physical world via 3D-face modeling, which serves as a digital counterpart of physical faces. The generic framework allows us to control different face variations and physical conditions to conduct reproducible evaluations comprehensively. With this digital simulator, we further propose a Face3DAdv method considering the 3D face transformations and realistic physical variations. Extensive experiments validate that Face3DAdv can significantly improve the effectiveness of diverse physically realizable adversarial patches in both simulated and physical environments, against various white-box and black-box face recognition models.

preprint2022arXiv

DAB-DETR: Dynamic Anchor Boxes are Better Queries for DETR

We present in this paper a novel query formulation using dynamic anchor boxes for DETR (DEtection TRansformer) and offer a deeper understanding of the role of queries in DETR. This new formulation directly uses box coordinates as queries in Transformer decoders and dynamically updates them layer-by-layer. Using box coordinates not only helps using explicit positional priors to improve the query-to-feature similarity and eliminate the slow training convergence issue in DETR, but also allows us to modulate the positional attention map using the box width and height information. Such a design makes it clear that queries in DETR can be implemented as performing soft ROI pooling layer-by-layer in a cascade manner. As a result, it leads to the best performance on MS-COCO benchmark among the DETR-like detection models under the same setting, e.g., AP 45.7\% using ResNet50-DC5 as backbone trained in 50 epochs. We also conducted extensive experiments to confirm our analysis and verify the effectiveness of our methods. Code is available at \url{https://github.com/SlongLiu/DAB-DETR}.

preprint2022arXiv

DINO: DETR with Improved DeNoising Anchor Boxes for End-to-End Object Detection

We present DINO (\textbf{D}ETR with \textbf{I}mproved de\textbf{N}oising anch\textbf{O}r boxes), a state-of-the-art end-to-end object detector. % in this paper. DINO improves over previous DETR-like models in performance and efficiency by using a contrastive way for denoising training, a mixed query selection method for anchor initialization, and a look forward twice scheme for box prediction. DINO achieves $49.4$AP in $12$ epochs and $51.3$AP in $24$ epochs on COCO with a ResNet-50 backbone and multi-scale features, yielding a significant improvement of $\textbf{+6.0}$\textbf{AP} and $\textbf{+2.7}$\textbf{AP}, respectively, compared to DN-DETR, the previous best DETR-like model. DINO scales well in both model size and data size. Without bells and whistles, after pre-training on the Objects365 dataset with a SwinL backbone, DINO obtains the best results on both COCO \texttt{val2017} ($\textbf{63.2}$\textbf{AP}) and \texttt{test-dev} (\textbf{$\textbf{63.3}$AP}). Compared to other models on the leaderboard, DINO significantly reduces its model size and pre-training data size while achieving better results. Our code will be available at \url{https://github.com/IDEACVR/DINO}.

preprint2022arXiv

Exploring Memorization in Adversarial Training

Deep learning models have a propensity for fitting the entire training set even with random labels, which requires memorization of every training sample. In this paper, we explore the memorization effect in adversarial training (AT) for promoting a deeper understanding of model capacity, convergence, generalization, and especially robust overfitting of the adversarially trained models. We first demonstrate that deep networks have sufficient capacity to memorize adversarial examples of training data with completely random labels, but not all AT algorithms can converge under the extreme circumstance. Our study of AT with random labels motivates further analyses on the convergence and generalization of AT. We find that some AT approaches suffer from a gradient instability issue and most recently suggested complexity measures cannot explain robust generalization by considering models trained on random labels. Furthermore, we identify a significant drawback of memorization in AT that it could result in robust overfitting. We then propose a new mitigation algorithm motivated by detailed memorization analyses. Extensive experiments on various datasets validate the effectiveness of the proposed method.

preprint2022arXiv

Growth, Electronic Structure and Superconductivity of Ultrathin Epitaxial CoSi2 Films

We report growth, electronic structure and superconductivity of ultrathin epitaxial CoSi2 films on Si(111). At low coverages, preferred islands with 2, 5 and 6 monolayers height develop, which agrees well with the surface energy calculation. We observe clear quantum well states as a result of electronic confinement and their dispersion agrees well with density functional theory calculations, indicating weak correlation effect despite strong contributions from Co 3d electrons. Ex-situ transport measurements show that superconductivity persists down to at least 10 monolayers, with reduced Tc but largely enhanced upper critical field. Our study opens up the opportunity to study the interplay between quantum confinement, interfacial symmetry breaking and superconductivity in an epitaxial silicide film, which is technologically relevant in microelectronics.

preprint2022arXiv

GSmooth: Certified Robustness against Semantic Transformations via Generalized Randomized Smoothing

Certified defenses such as randomized smoothing have shown promise towards building reliable machine learning systems against $\ell_p$-norm bounded attacks. However, existing methods are insufficient or unable to provably defend against semantic transformations, especially those without closed-form expressions (such as defocus blur and pixelate), which are more common in practice and often unrestricted. To fill up this gap, we propose generalized randomized smoothing (GSmooth), a unified theoretical framework for certifying robustness against general semantic transformations via a novel dimension augmentation strategy. Under the GSmooth framework, we present a scalable algorithm that uses a surrogate image-to-image network to approximate the complex transformation. The surrogate model provides a powerful tool for studying the properties of semantic transformations and certifying robustness. Experimental results on several datasets demonstrate the effectiveness of our approach for robustness certification against multiple kinds of semantic transformations and corruptions, which is not achievable by the alternative baselines.

preprint2022arXiv

Human-Robot Shared Control for Surgical Robot Based on Context-Aware Sim-to-Real Adaptation

Human-robot shared control, which integrates the advantages of both humans and robots, is an effective approach to facilitate efficient surgical operation. Learning from demonstration (LfD) techniques can be used to automate some of the surgical subtasks for the construction of the shared control framework. However, a sufficient amount of data is required for the robot to learn the manoeuvres. Using a surgical simulator to collect data is a less resource-demanding approach. With sim-to-real adaptation, the manoeuvres learned from a simulator can be transferred to a physical robot. To this end, we propose a sim-to-real adaptation method to construct a human-robot shared control framework for robotic surgery. In this paper, a desired trajectory is generated from a simulator using LfD method, while dynamic motion primitives (DMPs) based method is used to transfer the desired trajectory from the simulator to the physical robotic platform. Moreover, a role adaptation mechanism is developed such that the robot can adjust its role according to the surgical operation contexts predicted by a neural network model. The effectiveness of the proposed framework is validated on the da Vinci Research Kit (dVRK). Results of the user studies indicated that with the adaptive human-robot shared control framework, the path length of the remote controller, the total clutching number and the task completion time can be reduced significantly. The proposed method outperformed the traditional manual control via teleoperation.

preprint2022arXiv

Improving the Robustness of Adversarial Attacks Using an Affine-Invariant Gradient Estimator

As designers of artificial intelligence try to outwit hackers, both sides continue to hone in on AI's inherent vulnerabilities. Designed and trained from certain statistical distributions of data, AI's deep neural networks (DNNs) remain vulnerable to deceptive inputs that violate a DNN's statistical, predictive assumptions. Before being fed into a neural network, however, most existing adversarial examples cannot maintain malicious functionality when applied to an affine transformation. For practical purposes, maintaining that malicious functionality serves as an important measure of the robustness of adversarial attacks. To help DNNs learn to defend themselves more thoroughly against attacks, we propose an affine-invariant adversarial attack, which can consistently produce more robust adversarial examples over affine transformations. For efficiency, we propose to disentangle current affine-transformation strategies from the Euclidean geometry coordinate plane with its geometric translations, rotations and dilations; we reformulate the latter two in polar coordinates. Afterwards, we construct an affine-invariant gradient estimator by convolving the gradient at the original image with derived kernels, which can be integrated with any gradient-based attack methods. Extensive experiments on ImageNet, including some experiments under physical condition, demonstrate that our method can significantly improve the affine invariance of adversarial examples and, as a byproduct, improve the transferability of adversarial examples, compared with alternative state-of-the-art methods.

preprint2022arXiv

Nodeless superconductivity in the topological nodal-line semimetal CaSb2

CaSb2 is a topological nodal-line semimetal that becomes superconducting below 1.6 K, providing an ideal platform to investigate the interplay between topologically nontrivial electronic bands and superconductivity. In this work, we investigated the superconducting order parameter of CaSb2 by measuring its magnetic penetration depth change Δλ(T) down to 0.07 K, using a tunneling diode oscillator (TDO) based technique. Well inside the superconducting state, Δλ(T) shows an exponential activated behavior, and provides direct evidence for a nodeless superconducting gap. By analyzing the temperature dependence of the superfluid density and the electronic specific heat, we find both can be consistently described by a two-gap s-wave model, in line with the presence of multiple Fermi surfaces associated with distinct Sb sites in this compound. These results demonstrate fully-gapped superconductivity in CaSb2 and constrain the allowed pairing symmetry.

preprint2022arXiv

Policy Learning for Robust Markov Decision Process with a Mismatched Generative Model

In high-stake scenarios like medical treatment and auto-piloting, it's risky or even infeasible to collect online experimental data to train the agent. Simulation-based training can alleviate this issue, but may suffer from its inherent mismatches from the simulator and real environment. It is therefore imperative to utilize the simulator to learn a robust policy for the real-world deployment. In this work, we consider policy learning for Robust Markov Decision Processes (RMDP), where the agent tries to seek a robust policy with respect to unexpected perturbations on the environments. Specifically, we focus on the setting where the training environment can be characterized as a generative model and a constrained perturbation can be added to the model during testing. Our goal is to identify a near-optimal robust policy for the perturbed testing environment, which introduces additional technical difficulties as we need to simultaneously estimate the training environment uncertainty from samples and find the worst-case perturbation for testing. To solve this issue, we propose a generic method which formalizes the perturbation as an opponent to obtain a two-player zero-sum game, and further show that the Nash Equilibrium corresponds to the robust policy. We prove that, with a polynomial number of samples from the generative model, our algorithm can find a near-optimal robust policy with a high probability. Our method is able to deal with general perturbations under some mild assumptions and can also be extended to more complex problems like robust partial observable Markov decision process, thanks to the game-theoretical formulation.

preprint2022arXiv

Query-Efficient Black-box Adversarial Attacks Guided by a Transfer-based Prior

Adversarial attacks have been extensively studied in recent years since they can identify the vulnerability of deep learning models before deployed. In this paper, we consider the black-box adversarial setting, where the adversary needs to craft adversarial examples without access to the gradients of a target model. Previous methods attempted to approximate the true gradient either by using the transfer gradient of a surrogate white-box model or based on the feedback of model queries. However, the existing methods inevitably suffer from low attack success rates or poor query efficiency since it is difficult to estimate the gradient in a high-dimensional input space with limited information. To address these problems and improve black-box attacks, we propose two prior-guided random gradient-free (PRGF) algorithms based on biased sampling and gradient averaging, respectively. Our methods can take the advantage of a transfer-based prior given by the gradient of a surrogate model and the query information simultaneously. Through theoretical analyses, the transfer-based prior is appropriately integrated with model queries by an optimal coefficient in each method. Extensive experiments demonstrate that, in comparison with the alternative state-of-the-arts, both of our methods require much fewer queries to attack black-box models with higher success rates.

preprint2022arXiv

Tianshou: a Highly Modularized Deep Reinforcement Learning Library

In this paper, we present Tianshou, a highly modularized Python library for deep reinforcement learning (DRL) that uses PyTorch as its backend. Tianshou intends to be research-friendly by providing a flexible and reliable infrastructure of DRL algorithms. It supports online and offline training with more than 20 classic algorithms through a unified interface. To facilitate related research and prove Tianshou's reliability, we have released Tianshou's benchmark of MuJoCo environments, covering eight classic algorithms with state-of-the-art performance. We open-sourced Tianshou at https://github.com/thu-ml/tianshou/.

preprint2022arXiv

Two Coupled Rejection Metrics Can Tell Adversarial Examples Apart

Correctly classifying adversarial examples is an essential but challenging requirement for safely deploying machine learning models. As reported in RobustBench, even the state-of-the-art adversarially trained models struggle to exceed 67% robust test accuracy on CIFAR-10, which is far from practical. A complementary way towards robustness is to introduce a rejection option, allowing the model to not return predictions on uncertain inputs, where confidence is a commonly used certainty proxy. Along with this routine, we find that confidence and a rectified confidence (R-Con) can form two coupled rejection metrics, which could provably distinguish wrongly classified inputs from correctly classified ones. This intriguing property sheds light on using coupling strategies to better detect and reject adversarial examples. We evaluate our rectified rejection (RR) module on CIFAR-10, CIFAR-10-C, and CIFAR-100 under several attacks including adaptive ones, and demonstrate that the RR module is compatible with different adversarial training frameworks on improving robustness, with little extra computation. The code is available at https://github.com/P2333/Rectified-Rejection.

preprint2021arXiv

Biometrics Recognition Using Deep Learning: A Survey

Deep learning-based models have been very successful in achieving state-of-the-art results in many of the computer vision, speech recognition, and natural language processing tasks in the last few years. These models seem a natural fit for handling the ever-increasing scale of biometric recognition problems, from cellphone authentication to airport security systems. Deep learning-based models have increasingly been leveraged to improve the accuracy of different biometric recognition systems in recent years. In this work, we provide a comprehensive survey of more than 120 promising works on biometric recognition (including face, fingerprint, iris, palmprint, ear, voice, signature, and gait recognition), which deploy deep learning models, and show their strengths and potentials in different applications. For each biometric, we first introduce the available datasets that are widely used in the literature and their characteristics. We will then talk about several promising deep learning works developed for that biometric, and show their performance on popular public benchmarks. We will also discuss some of the main challenges while using these models for biometric recognition, and possible future directions to which research in this area is headed.

preprint2021arXiv

Strain-sensitive superconductivity in kagome metals KV$_3$Sb$_5$ and CsV$_3$Sb$_5$ probed by point-contact spectroscopy

The kagome lattice is host to flat bands, topological electronic structures, Van Hove singularities and diverse electronic instabilities, providing an ideal platform for realizing highly tunable electronic states. Here, we report soft- and mechanical- point-contact spectroscopy (SPCS and MPCS) studies of the kagome superconductors KV$_3$Sb$_5$ and CsV$_3$Sb$_5$. Compared to the superconducting transition temperature $T_{\rm c}$ from specific heat measurements (2.8~K for CsV$_3$Sb$_5$ and 1.0~K for KV$_3$Sb$_5$), significantly enhanced values of $T_{\rm c}$ are observed via the zero-bias conductance of SPCS ($\sim$4.2~K for CsV$_3$Sb$_5$ and $\sim$1.8~K for KV$_3$Sb$_5$), which become further enhanced in MPCS measurements ($\sim$5.0~K for CsV$_3$Sb$_5$ and $\sim$3.1~K for KV$_3$Sb$_5$). While the differential conductance curves from SPCS are described by a two-gap $s$-wave model, a single $s$-wave gap reasonably captures the MPCS data, likely due to a diminishing spectral weight of the other gap. The enhanced superconductivity probably arises from local strain caused by the point-contact, which also leads to the evolution from two-gap to single-gap behaviors in different point-contacts. Our results demonstrate highly strain-sensitive superconductivity in kagome metals CsV$_3$Sb$_5$ and KV$_3$Sb$_5$, which may be harnessed in the manipulation of possible Majorana zero modes.

preprint2021arXiv

User-Level Privacy-Preserving Federated Learning: Analysis and Performance Optimization

Federated learning (FL), as a type of collaborative machine learning framework, is capable of preserving private data from mobile terminals (MTs) while training the data into useful models. Nevertheless, from a viewpoint of information theory, it is still possible for a curious server to infer private information from the shared models uploaded by MTs. To address this problem, we first make use of the concept of local differential privacy (LDP), and propose a user-level differential privacy (UDP) algorithm by adding artificial noise to the shared models before uploading them to servers. According to our analysis, the UDP framework can realize $(ε_{i}, δ_{i})$-LDP for the $i$-th MT with adjustable privacy protection levels by varying the variances of the artificial noise processes. We then derive a theoretical convergence upper-bound for the UDP algorithm. It reveals that there exists an optimal number of communication rounds to achieve the best learning performance. More importantly, we propose a communication rounds discounting (CRD) method. Compared with the heuristic search method, the proposed CRD method can achieve a much better trade-off between the computational complexity of searching and the convergence performance. Extensive experiments indicate that our UDP algorithm using the proposed CRD method can effectively improve both the training efficiency and model quality for the given privacy protection levels.

preprint2020arXiv

A Robust Imbalanced SAR Image Change Detection Approach Based on Deep Difference Image and PCANet

In this research, a novel robust change detection approach is presented for imbalanced multi-temporal synthetic aperture radar (SAR) image based on deep learning. Our main contribution is to develop a novel method for generating difference image and a parallel fuzzy c-means (FCM) clustering method. The main steps of our proposed approach are as follows: 1) Inspired by convolution and pooling in deep learning, a deep difference image (DDI) is obtained based on parameterized pooling leading to better speckle suppression and feature enhancement than traditional difference images. 2) Two different parameter Sigmoid nonlinear mapping are applied to the DDI to get two mapped DDIs. Parallel FCM are utilized on these two mapped DDIs to obtain three types of pseudo-label pixels, namely, changed pixels, unchanged pixels, and intermediate pixels. 3) A PCANet with support vector machine (SVM) are trained to classify intermediate pixels to be changed or unchanged. Three imbalanced multi-temporal SAR image sets are used for change detection experiments. The experimental results demonstrate that the proposed approach is effective and robust for imbalanced SAR data, and achieve up to 99.52% change detection accuracy superior to most state-of-the-art methods.

preprint2020arXiv

Analyzing the Noise Robustness of Deep Neural Networks

Adversarial examples, generated by adding small but intentionally imperceptible perturbations to normal examples, can mislead deep neural networks (DNNs) to make incorrect predictions. Although much work has been done on both adversarial attack and defense, a fine-grained understanding of adversarial examples is still lacking. To address this issue, we present a visual analysis method to explain why adversarial examples are misclassified. The key is to compare and analyze the datapaths of both the adversarial and normal examples. A datapath is a group of critical neurons along with their connections. We formulate the datapath extraction as a subset selection problem and solve it by constructing and training a neural network. A multi-level visualization consisting of a network-level visualization of data flows, a layer-level visualization of feature maps, and a neuron-level visualization of learned features, has been designed to help investigate how datapaths of adversarial and normal examples diverge and merge in the prediction process. A quantitative evaluation and a case study were conducted to demonstrate the promise of our method to explain the misclassification of adversarial examples.

preprint2020arXiv

Improving Black-box Adversarial Attacks with a Transfer-based Prior

We consider the black-box adversarial setting, where the adversary has to generate adversarial perturbations without access to the target models to compute gradients. Previous methods tried to approximate the gradient either by using a transfer gradient of a surrogate white-box model, or based on the query feedback. However, these methods often suffer from low attack success rates or poor query efficiency since it is non-trivial to estimate the gradient in a high-dimensional space with limited information. To address these problems, we propose a prior-guided random gradient-free (P-RGF) method to improve black-box adversarial attacks, which takes the advantage of a transfer-based prior and the query information simultaneously. The transfer-based prior given by the gradient of a surrogate model is appropriately integrated into our algorithm by an optimal coefficient derived by a theoretical analysis. Extensive experiments demonstrate that our method requires much fewer queries to attack black-box models with higher success rates compared with the alternative state-of-the-art methods.

preprint2020arXiv

OoDAnalyzer: Interactive Analysis of Out-of-Distribution Samples

One major cause of performance degradation in predictive models is that the test samples are not well covered by the training data. Such not well-represented samples are called OoD samples. In this paper, we propose OoDAnalyzer, a visual analysis approach for interactively identifying OoD samples and explaining them in context. Our approach integrates an ensemble OoD detection method and a grid-based visualization. The detection method is improved from deep ensembles by combining more features with algorithms in the same family. To better analyze and understand the OoD samples in context, we have developed a novel kNN-based grid layout algorithm motivated by Hall's theorem. The algorithm approximates the optimal layout and has $O(kN^2)$ time complexity, faster than the grid layout algorithm with overall best performance but $O(N^3)$ time complexity. Quantitative evaluation and case studies were performed on several datasets to demonstrate the effectiveness and usefulness of OoDAnalyzer.

preprint2020arXiv

Power Adaptive Network Coding for a Non-Orthogonal Multiple-Access Relay Channel

In this paper we propose a novel power adapted network coding (PANC) for a non-orthogonal multiple-access relay channel (MARC), where two sources transmit their information simultaneously to the destination with the help of a relay. Different from the conventional XOR-based network coding (CXNC), the relay in our PANC generates network coded bits by considering the coefficients of the source-to-relay channels, and forwards each bit with a pre-optimized power level. Specifically, by defining a symbol pair as two symbols from the two sources, we first derive the exact symbol pair error rate (SPER) of the system. Noting that the generations of the exact SPER are complicated due to the irregularity of the decision regions caused by random channel coefficients, we propose a coordinate transform (CT) method to simplify the derivations of the SPER. Next, we prove that with a power scaling factor at relay, our PANC scheme can achieve full diversity gain, i.e., two-order diversity gain, of the system, while the CXNC can only achieve one-order diversity gain due to multi-user interference. In addition, we optimize the power levels at the relay to equivalently minimize the SPER at the destination concerning the relationship between SPER and minimum Euclidean distance of the received constellation. Simulation results show that (1) the SPER derived based on our CT method can well approximate the exact SPER with a much lower complexity; (2) the PANC scheme with power level optimizations and power scaling factor design can achieve full diversity, and obtain a much higher coding gain than the PANC scheme with randomly chosen power levels.

preprint2020arXiv

Spring Festival points the way to cleaner air in China

Human migration during the Chinese Spring Festival (SF) is the largest collective human activity of its kind in the modern era-involving about one-tenth of the world population and over six percent of the earth's land surface area. The festival results in a drop of air pollutant emissions that causes dramatic changes of atmospheric composition over China's most polluted regions. Based on satellite and in-situ measurements for the years 2005-2019 over 50 cities in eastern China, we find that the atmospheric NO2 pollution dropped by ~40% during the SF week, and fine particulate matter (PM2.5) decreased by ~30% in the following week, reflecting the effectiveness of precursor emission controls on the mitigation of secondary PM2.5 formation. However, although human activity and emissions are at the lowest level, air pollution over eastern China during the SF still far exceeds that over other worldwide pollution hotspots. Our analyses suggest that measures based solely on end-of-pipe controls and industry upgrades may not suffice to meet air quality goals. Further cleaning of the air in China depends fundamentally on sustainable advances in both heavy industry upgrades and clean energy transition.

preprint2020arXiv

Triple Memory Networks: a Brain-Inspired Method for Continual Learning

Continual acquisition of novel experience without interfering previously learned knowledge, i.e. continual learning, is critical for artificial neural networks, but limited by catastrophic forgetting. A neural network adjusts its parameters when learning a new task, but then fails to conduct the old tasks well. By contrast, the brain has a powerful ability to continually learn new experience without catastrophic interference. The underlying neural mechanisms possibly attribute to the interplay of hippocampus-dependent memory system and neocortex-dependent memory system, mediated by prefrontal cortex. Specifically, the two memory systems develop specialized mechanisms to consolidate information as more specific forms and more generalized forms, respectively, and complement the two forms of information in the interplay. Inspired by such brain strategy, we propose a novel approach named triple memory networks (TMNs) for continual learning. TMNs model the interplay of hippocampus, prefrontal cortex and sensory cortex (a neocortex region) as a triple-network architecture of generative adversarial networks (GAN). The input information is encoded as specific representation of the data distributions in a generator, or generalized knowledge of solving tasks in a discriminator and a classifier, with implementing appropriate brain-inspired algorithms to alleviate catastrophic forgetting in each module. Particularly, the generator replays generated data of the learned tasks to the discriminator and the classifier, both of which are implemented with a weight consolidation regularizer to complement the lost information in generation process. TMNs achieve new state-of-the-art performance on a variety of class-incremental learning benchmarks on MNIST, SVHN, CIFAR-10 and ImageNet-50, comparing with strong baseline methods.

preprint2020arXiv

Weighted Bilinear Coding over Salient Body Parts for Person Re-identification

Deep convolutional neural networks (CNNs) have demonstrated dominant performance in person re-identification (Re-ID). Existing CNN based methods utilize global average pooling (GAP) to aggregate intermediate convolutional features for Re-ID. However, this strategy only considers the first-order statistics of local features and treats local features at different locations equally important, leading to sub-optimal feature representation. To deal with these issues, we propose a novel weighted bilinear coding (WBC) framework for local feature aggregation in CNN networks to pursue more representative and discriminative feature representations, which can adapt to other state-of-the-art methods and improve their performance. In specific, bilinear coding is used to encode the channel-wise feature correlations to capture richer feature interactions. Meanwhile, a weighting scheme is applied on the bilinear coding to adaptively adjust the weights of local features at different locations based on their importance in recognition, further improving the discriminability of feature aggregation. To handle the spatial misalignment issue, we use a salient part net (spatial attention module) to derive salient body parts, and apply the WBC model on each part. The final representation, formed by concatenating the WBC encoded features of each part, is both discriminative and resistant to spatial misalignment. Experiments on three benchmarks including Market-1501, DukeMTMC-reID and CUHK03 evidence the favorable performance of our method against other outstanding methods.