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Yinpeng Dong

Yinpeng Dong contributes to research discovery and scholarly infrastructure.

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Published work

14 published item(s)

preprint2026arXiv

Alignment Dynamics in LLM Fine-Tuning

Although Large Language Models (LLMs) achieve strong alignment through supervised fine-tuning and reinforcement learning from human feedback, the alignment is often fragile under subsequent fine-tuning. Existing explanations either attribute alignment fragility to gradient geometry or characterize it as a distributional shift in model outputs, yet few provide a unified account that bridges parameter-space learning dynamics with function-space alignment behavior during fine-tuning. In this work, we introduce a tractable alignment score and derive its closed-form update during fine-tuning, yielding a unified framework for alignment dynamics. Our analysis decomposes alignment updates into two competing components: a \textbf{\color{red!60!black} Rebound Force}, governed jointly by the current alignment state and the narrowness of model distribution, and a \textbf{\color{green!60!black} Driving Force}, determined by how the training distribution aligns with outcome-conditioned posteriors over aligned and non-aligned completions. This decomposition explains why prior alignment can be reversed by later fine-tuning and why narrower posterior structure strengthens such reversal. Moreover, our framework predicts a \textbf{Rehearsal Priming Effect}: prior alignment leaves a latent posterior imprint that amplifies the effective Driving Force upon re-exposure, leading to faster re-alignment. We validate these predictions across safety alignment, emergent misalignment, and sentiment settings, demonstrating consistent alignment reversal and accelerated re-alignment under re-exposure. In addition, controlled experiments in safety alignment confirm the predicted dependence of rebound strength on posterior narrowness. Together, these results provide a unified dynamical perspective on how alignment is disrupted and reactivated during LLM fine-tuning.

preprint2026arXiv

STAR-PólyaMath: Multi-Agent Reasoning under Persistent Meta-Strategic Supervision

Frontier AI models and multi-agent systems have led to significant improvements in mathematical reasoning. However, for problems requiring extended, long-horizon reasoning, existing systems continue to suffer from fundamental reliability issues: hallucination accumulation, memory fragmentation, and imbalanced reasoning-tool trade-offs. In this paper, we introduce STAR-PólyaMath, a multi-agent framework that systematically addresses these challenges through meta-level supervision and structured Reasoner-Verifier interaction. STAR-PólyaMath is structured as an orchestrated state machine with nested challenge-step-replan loops, governed by a reasoning-free Python orchestrator that separates control from inference and bounds error propagation through trace-back and re-planning. Our key innovation is a persistent Meta-Strategist that maintains cross-attempt memory and exercises meta-level control by issuing high-level strategic guidance or mandatory directives, so the system can escape unproductive loops rather than stagnate or over-rely on tools. STAR-PólyaMath achieves state-of-the-art results on all eight top-tier competition benchmarks: AIME 2025-2026, MathArena Apex Shortlist, MathArena Apex 2025, Putnam 2025, IMO 2025, HMMT February 2026, and USAMO 2026. It obtains perfect scores on AIMEs, Putnam, and HMMT, and shows its largest margin on Apex 2025, scoring 93.75% compared with 80.21% by the strongest baseline GPT-5.5. Ablation studies show that the gains arise from the framework's orchestration rather than from model-level diversity since removing key components or substituting in mixed backbones consistently weakens performance. Code is available at https://github.com/Julius-Woo/STAR-PolyaMath.

preprint2022arXiv

A Roadmap for Big Model

With the rapid development of deep learning, training Big Models (BMs) for multiple downstream tasks becomes a popular paradigm. Researchers have achieved various outcomes in the construction of BMs and the BM application in many fields. At present, there is a lack of research work that sorts out the overall progress of BMs and guides the follow-up research. In this paper, we cover not only the BM technologies themselves but also the prerequisites for BM training and applications with BMs, dividing the BM review into four parts: Resource, Models, Key Technologies and Application. We introduce 16 specific BM-related topics in those four parts, they are Data, Knowledge, Computing System, Parallel Training System, Language Model, Vision Model, Multi-modal Model, Theory&Interpretability, Commonsense Reasoning, Reliability&Security, Governance, Evaluation, Machine Translation, Text Generation, Dialogue and Protein Research. In each topic, we summarize clearly the current studies and propose some future research directions. At the end of this paper, we conclude the further development of BMs in a more general view.

preprint2022arXiv

BadDet: Backdoor Attacks on Object Detection

Deep learning models have been deployed in numerous real-world applications such as autonomous driving and surveillance. However, these models are vulnerable in adversarial environments. Backdoor attack is emerging as a severe security threat which injects a backdoor trigger into a small portion of training data such that the trained model behaves normally on benign inputs but gives incorrect predictions when the specific trigger appears. While most research in backdoor attacks focuses on image classification, backdoor attacks on object detection have not been explored but are of equal importance. Object detection has been adopted as an important module in various security-sensitive applications such as autonomous driving. Therefore, backdoor attacks on object detection could pose severe threats to human lives and properties. We propose four kinds of backdoor attacks for object detection task: 1) Object Generation Attack: a trigger can falsely generate an object of the target class; 2) Regional Misclassification Attack: a trigger can change the prediction of a surrounding object to the target class; 3) Global Misclassification Attack: a single trigger can change the predictions of all objects in an image to the target class; and 4) Object Disappearance Attack: a trigger can make the detector fail to detect the object of the target class. We develop appropriate metrics to evaluate the four backdoor attacks on object detection. We perform experiments using two typical object detection models -- Faster-RCNN and YOLOv3 on different datasets. More crucially, we demonstrate that even fine-tuning on another benign dataset cannot remove the backdoor hidden in the object detection model. To defend against these backdoor attacks, we propose Detector Cleanse, an entropy-based run-time detection framework to identify poisoned testing samples for any deployed object detector.

preprint2022arXiv

Boosting Transferability of Targeted Adversarial Examples via Hierarchical Generative Networks

Transfer-based adversarial attacks can evaluate model robustness in the black-box setting. Several methods have demonstrated impressive untargeted transferability, however, it is still challenging to efficiently produce targeted transferability. To this end, we develop a simple yet effective framework to craft targeted transfer-based adversarial examples, applying a hierarchical generative network. In particular, we contribute to amortized designs that well adapt to multi-class targeted attacks. Extensive experiments on ImageNet show that our method improves the success rates of targeted black-box attacks by a significant margin over the existing methods -- it reaches an average success rate of 29.1\% against six diverse models based only on one substitute white-box model, which significantly outperforms the state-of-the-art gradient-based attack methods. Moreover, the proposed method is also more efficient beyond an order of magnitude than gradient-based methods.

preprint2022arXiv

Controllable Evaluation and Generation of Physical Adversarial Patch on Face Recognition

Recent studies have revealed the vulnerability of face recognition models against physical adversarial patches, which raises security concerns about the deployed face recognition systems. However, it is still challenging to ensure the reproducibility for most attack algorithms under complex physical conditions, which leads to the lack of a systematic evaluation of the existing methods. It is therefore imperative to develop a framework that can enable a comprehensive evaluation of the vulnerability of face recognition in the physical world. To this end, we propose to simulate the complex transformations of faces in the physical world via 3D-face modeling, which serves as a digital counterpart of physical faces. The generic framework allows us to control different face variations and physical conditions to conduct reproducible evaluations comprehensively. With this digital simulator, we further propose a Face3DAdv method considering the 3D face transformations and realistic physical variations. Extensive experiments validate that Face3DAdv can significantly improve the effectiveness of diverse physically realizable adversarial patches in both simulated and physical environments, against various white-box and black-box face recognition models.

preprint2022arXiv

Exploring Memorization in Adversarial Training

Deep learning models have a propensity for fitting the entire training set even with random labels, which requires memorization of every training sample. In this paper, we explore the memorization effect in adversarial training (AT) for promoting a deeper understanding of model capacity, convergence, generalization, and especially robust overfitting of the adversarially trained models. We first demonstrate that deep networks have sufficient capacity to memorize adversarial examples of training data with completely random labels, but not all AT algorithms can converge under the extreme circumstance. Our study of AT with random labels motivates further analyses on the convergence and generalization of AT. We find that some AT approaches suffer from a gradient instability issue and most recently suggested complexity measures cannot explain robust generalization by considering models trained on random labels. Furthermore, we identify a significant drawback of memorization in AT that it could result in robust overfitting. We then propose a new mitigation algorithm motivated by detailed memorization analyses. Extensive experiments on various datasets validate the effectiveness of the proposed method.

preprint2022arXiv

GSmooth: Certified Robustness against Semantic Transformations via Generalized Randomized Smoothing

Certified defenses such as randomized smoothing have shown promise towards building reliable machine learning systems against $\ell_p$-norm bounded attacks. However, existing methods are insufficient or unable to provably defend against semantic transformations, especially those without closed-form expressions (such as defocus blur and pixelate), which are more common in practice and often unrestricted. To fill up this gap, we propose generalized randomized smoothing (GSmooth), a unified theoretical framework for certifying robustness against general semantic transformations via a novel dimension augmentation strategy. Under the GSmooth framework, we present a scalable algorithm that uses a surrogate image-to-image network to approximate the complex transformation. The surrogate model provides a powerful tool for studying the properties of semantic transformations and certifying robustness. Experimental results on several datasets demonstrate the effectiveness of our approach for robustness certification against multiple kinds of semantic transformations and corruptions, which is not achievable by the alternative baselines.

preprint2022arXiv

Kallima: A Clean-label Framework for Textual Backdoor Attacks

Although Deep Neural Network (DNN) has led to unprecedented progress in various natural language processing (NLP) tasks, research shows that deep models are extremely vulnerable to backdoor attacks. The existing backdoor attacks mainly inject a small number of poisoned samples into the training dataset with the labels changed to the target one. Such mislabeled samples would raise suspicion upon human inspection, potentially revealing the attack. To improve the stealthiness of textual backdoor attacks, we propose the first clean-label framework Kallima for synthesizing mimesis-style backdoor samples to develop insidious textual backdoor attacks. We modify inputs belonging to the target class with adversarial perturbations, making the model rely more on the backdoor trigger. Our framework is compatible with most existing backdoor triggers. The experimental results on three benchmark datasets demonstrate the effectiveness of the proposed method.

preprint2022arXiv

Query-Efficient Black-box Adversarial Attacks Guided by a Transfer-based Prior

Adversarial attacks have been extensively studied in recent years since they can identify the vulnerability of deep learning models before deployed. In this paper, we consider the black-box adversarial setting, where the adversary needs to craft adversarial examples without access to the gradients of a target model. Previous methods attempted to approximate the true gradient either by using the transfer gradient of a surrogate white-box model or based on the feedback of model queries. However, the existing methods inevitably suffer from low attack success rates or poor query efficiency since it is difficult to estimate the gradient in a high-dimensional input space with limited information. To address these problems and improve black-box attacks, we propose two prior-guided random gradient-free (PRGF) algorithms based on biased sampling and gradient averaging, respectively. Our methods can take the advantage of a transfer-based prior given by the gradient of a surrogate model and the query information simultaneously. Through theoretical analyses, the transfer-based prior is appropriately integrated with model queries by an optimal coefficient in each method. Extensive experiments demonstrate that, in comparison with the alternative state-of-the-arts, both of our methods require much fewer queries to attack black-box models with higher success rates.

preprint2022arXiv

The art of defense: letting networks fool the attacker

Robust environment perception is critical for autonomous cars, and adversarial defenses are the most effective and widely studied ways to improve the robustness of environment perception. However, all of previous defense methods decrease the natural accuracy, and the nature of the DNNs itself has been overlooked. To this end, in this paper, we propose a novel adversarial defense for 3D point cloud classifier that makes full use of the nature of the DNNs. Due to the disorder of point cloud, all point cloud classifiers have the property of permutation invariant to the input point cloud. Based on this nature, we design invariant transformations defense (IT-Defense). We show that, even after accounting for obfuscated gradients, our IT-Defense is a resilient defense against state-of-the-art (SOTA) 3D attacks. Moreover, IT-Defense do not hurt clean accuracy compared to previous SOTA 3D defenses. Our code is available at: {\footnotesize{\url{https://github.com/cuge1995/IT-Defense}}}.

preprint2022arXiv

Two Coupled Rejection Metrics Can Tell Adversarial Examples Apart

Correctly classifying adversarial examples is an essential but challenging requirement for safely deploying machine learning models. As reported in RobustBench, even the state-of-the-art adversarially trained models struggle to exceed 67% robust test accuracy on CIFAR-10, which is far from practical. A complementary way towards robustness is to introduce a rejection option, allowing the model to not return predictions on uncertain inputs, where confidence is a commonly used certainty proxy. Along with this routine, we find that confidence and a rectified confidence (R-Con) can form two coupled rejection metrics, which could provably distinguish wrongly classified inputs from correctly classified ones. This intriguing property sheds light on using coupling strategies to better detect and reject adversarial examples. We evaluate our rectified rejection (RR) module on CIFAR-10, CIFAR-10-C, and CIFAR-100 under several attacks including adaptive ones, and demonstrate that the RR module is compatible with different adversarial training frameworks on improving robustness, with little extra computation. The code is available at https://github.com/P2333/Rectified-Rejection.

preprint2020arXiv

Improving Black-box Adversarial Attacks with a Transfer-based Prior

We consider the black-box adversarial setting, where the adversary has to generate adversarial perturbations without access to the target models to compute gradients. Previous methods tried to approximate the gradient either by using a transfer gradient of a surrogate white-box model, or based on the query feedback. However, these methods often suffer from low attack success rates or poor query efficiency since it is non-trivial to estimate the gradient in a high-dimensional space with limited information. To address these problems, we propose a prior-guided random gradient-free (P-RGF) method to improve black-box adversarial attacks, which takes the advantage of a transfer-based prior and the query information simultaneously. The transfer-based prior given by the gradient of a surrogate model is appropriately integrated into our algorithm by an optimal coefficient derived by a theoretical analysis. Extensive experiments demonstrate that our method requires much fewer queries to attack black-box models with higher success rates compared with the alternative state-of-the-art methods.

preprint2020arXiv

Rethinking Softmax Cross-Entropy Loss for Adversarial Robustness

Previous work shows that adversarially robust generalization requires larger sample complexity, and the same dataset, e.g., CIFAR-10, which enables good standard accuracy may not suffice to train robust models. Since collecting new training data could be costly, we focus on better utilizing the given data by inducing the regions with high sample density in the feature space, which could lead to locally sufficient samples for robust learning. We first formally show that the softmax cross-entropy (SCE) loss and its variants convey inappropriate supervisory signals, which encourage the learned feature points to spread over the space sparsely in training. This inspires us to propose the Max-Mahalanobis center (MMC) loss to explicitly induce dense feature regions in order to benefit robustness. Namely, the MMC loss encourages the model to concentrate on learning ordered and compact representations, which gather around the preset optimal centers for different classes. We empirically demonstrate that applying the MMC loss can significantly improve robustness even under strong adaptive attacks, while keeping state-of-the-art accuracy on clean inputs with little extra computation compared to the SCE loss.