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Gary Shiu

Gary Shiu appears in the imported research catalog. Authorship, coauthor and topic links are available while profile ownership is still unclaimed.

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hep-thhep-phastro-ph.COgr-qcastro-phMachine Learningastro-ph.HEComputational Geometrycond-mat.othercond-mat.stat-mechhep-exmath-phmath.ATmath.MPNeural and Evolutionary ComputingNeurons and Cognition

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Published work

61 published item(s)

preprint2026arXiv

Reconstructing conformal field theoretical compositions with Transformers

We study the use of transformers to reconstruct the compositions of tensor products of two-dimensional rational conformal field theories (RCFTs) based on their low-energy spectra. The task is challenging due to its combinatorial nature. The constituent theories are characterized by their central charges and affine Lie algebra labels. We achieve 98% accuracy in recovering the constituents of tensor products theories constructed from Wess-Zumino-Witten models. We further demonstrate that our method generalizes to CFTs with larger central charge and unseen classes of RCFTs by adding a small number of out-of-domain examples. Our results show that transformers are effective at this task and point towards a new tool for bulk reconstruction in AdS/CFT.

0 citations0 reviewsNo code linkedOpen access
preprint2022arXiv

134 Billion Intersecting Brane Models

The landscape of string vacua is very large, but generally expected to be finite in size. Enumerating the number and properties of the vacua is an important task for both the landscape and the swampland, in part to gain a deeper understanding of what is possible and "generic". We obtain an exact counting of distinct intersecting brane vacua of type IIA string theory on the $\mathbb{T}^6/\mathbb{Z}_2\times\mathbb{Z}_2$ orientifold. Care is taken to only count gauge-inequivalent brane configurations. Leveraging the recursive nature by which branes may be added together one-by-one, we use dynamic programming to efficiently count the number of solutions of the tadpole, K-theory and supersymmetry consistency conditions. The distributions of 4D gauge group rank and complex structure moduli for the entire ensemble of intersecting brane vacua are presented. The methods we developed here may be useful in obtaining sharp upper and lower bounds on other corners of the landscape.

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preprint2022arXiv

Complex Saddles and Euclidean Wormholes in the Lorentzian Path Integral

We study complex saddles of the Lorentzian path integral for 4D axion gravity and its dual description in terms of a 3-form flux, which include the Giddings-Strominger Euclidean wormhole. Transition amplitudes are computed using the Lorentzian path integral and with the help of Picard-Lefschetz theory. The number and nature of saddles is shown to qualitatively change in the presence of a bilocal operator that could arise, for example, as a result of considering higher-topology transitions. We also analyze the stability of the Giddings-Strominger wormhole in the 3-form picture, where we find that it represents a perturbatively stable Euclidean saddle of the gravitational path integral. This calls into question the ultimate fate of such solutions in an ultraviolet-complete theory of quantum gravity.

0 citations0 reviewsNo code linkedOpen access
preprint2022arXiv

Snowmass White Paper: Cosmology at the Theory Frontier

The precision cosmological model describing the origin and expansion history of the universe, with observed structure seeded at the inflationary cosmic horizon, demands completion in the ultraviolet and in the infrared. The dynamics of the cosmic horizon also suggests an associated entropy, again requiring a microphysical theory. Recent years have seen enormous progress in understanding the structure of de Sitter space and inflation in string theory, and of cosmological observables captured by quantum field theory and solvable deformations thereof. The resulting models admit ongoing observational tests through measurements of the cosmic microwave background and large-scale structure, as well as through analyses of theoretical consistency by means of thought experiments. This paper, prepared for the TF01 and TF09 conveners of the Snowmass 2021 process, provides a synopsis of this important area, focusing on ongoing developments and opportunities.

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preprint2022arXiv

Snowmass White Paper: String Theory and Particle Physics

We review recent developments and outstanding questions regarding connecting the top-down UV complete physical framework of string theory with the observed physics of the Standard Model and beyond the Standard Model physics, emphasizing the global nonperturbative framework of F-theory and general lessons from UV physics. This paper, prepared for the TF01 conveners of the Snowmass 2022 process, provides a brief synopsis of this important area, focusing on ongoing developments and opportunities.

0 citations0 reviewsNo code linkedOpen access
preprint2021arXiv

Breeding realistic D-brane models

Intersecting branes provide a useful mechanism to construct particle physics models from string theory with a wide variety of desirable characteristics. The landscape of such models can be enormous, and navigating towards regions which are most phenomenologically interesting is potentially challenging. Machine learning techniques can be used to efficiently construct large numbers of consistent and phenomenologically desirable models. In this work we phrase the problem of finding consistent intersecting D-brane models in terms of genetic algorithms, which mimic natural selection to evolve a population collectively towards optimal solutions. For a four-dimensional ${\cal N}=1$ supersymmetric type IIA orientifold with intersecting D6-branes, we demonstrate that $\mathcal{O}(10^6)$ unique, fully consistent models can be easily constructed, and, by a judicious choice of search environment and hyper-parameters, $\mathcal{O}(30\%)$ of the found models contain the desired Standard Model gauge group factor. Having a sizable sample allows us to draw some preliminary landscape statistics of intersecting brane models both with and without the restriction of having the Standard Model gauge factor.

0 citations0 reviewsNo code linkedOpen access
preprint2021arXiv

Reviews: Topological Distances and Losses for Brain Networks

Almost all statistical and machine learning methods in analyzing brain networks rely on distances and loss functions, which are mostly Euclidean or matrix norms. The Euclidean or matrix distances may fail to capture underlying subtle topological differences in brain networks. Further, Euclidean distances are sensitive to outliers. A few extreme edge weights may severely affect the distance. Thus it is necessary to use distances and loss functions that recognize topology of data. In this review paper, we survey various topological distance and loss functions from topological data analysis (TDA) and persistent homology that can be used in brain network analysis more effectively. Although there are many recent brain imaging studies that are based on TDA methods, possibly due to the lack of method awareness, TDA has not taken as the mainstream tool in brain imaging field yet. The main purpose of this paper is provide the relevant technical survey of these powerful tools that are immediately applicable to brain network data.

0 citations0 reviewsNo code linkedOpen access
preprint2020arXiv

Chaos and complementarity in de Sitter space

We consider small perturbations to a static three-dimensional de Sitter geometry. For early enough perturbations that satisfy the null energy condition, the result is a shockwave geometry that leads to a time advance in the trajectory of geodesics crossing it. This brings the opposite poles of de Sitter space into causal contact with each other, much like a traversable wormhole in Anti-de Sitter space. In this background, we compute out-of-time-order correlators (OTOCs) to asses the chaotic nature of the de Sitter horizon and find that it is maximally chaotic: one of the OTOCs we study decays exponentially with a Lyapunov exponent that saturates the chaos bound. We discuss the consequences of our results for de Sitter complementarity and inflation.

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preprint2020arXiv

Duality and Axionic Weak Gravity

The axionic weak gravity conjecture predicts the existence of instantons whose actions are less than their charges in appropriate units. We show that the conjecture is satisfied for the axion-dilaton-gravity system if we assume duality constraints on the higher derivative corrections in addition to positivity bounds which follow from unitarity, analyticity, and locality of UV scattering amplitudes. On the other hand, the conjecture does not follow if we assume the positivity bounds only. This presents an example where derivation of the weak gravity conjecture requires more detailed UV information than the consistency of scattering amplitudes.

0 citations0 reviewsNo code linkedOpen access
preprint2020arXiv

Effective Field Theory of Anisotropic Inflation and Beyond

We develop an effective-field-theory (EFT) framework for inflation with various symmetry breaking pattern. As a prototype, we formulate anisotropic inflation from the perspective of EFT and construct an effective action of the Nambu-Goldstone bosons for the broken time translation and rotation symmetries. We also calculate the statistical anisotropy in the scalar two-point correlation function for concise examples of the effective action.

0 citations0 reviewsNo code linkedOpen access
preprint2019arXiv

Momentum space approach to crossing symmetric CFT correlators II: General spacetime dimension

Our previous work [1] constructed, in three-dimensional momentum space, a manifestly crossing symmetric basis for scalar conformal four-point functions, based on the factorization property proposed by Polyakov. This work extends this construction to general dimensional conformal field theory. To facilitate the treatment of symmetric traceless tensors, we exploit techniques of spherical harmonics in general dimensions.

0 citations0 reviewsNo code linkedOpen access
preprint2019arXiv

Searching the Landscape of Flux Vacua with Genetic Algorithms

In this paper, we employ genetic algorithms to explore the landscape of type IIB flux vacua. We show that genetic algorithms can efficiently scan the landscape for viable solutions satisfying various criteria. More specifically, we consider a symmetric $T^{6}$ as well as the conifold region of a Calabi-Yau hypersurface. We argue that in both cases genetic algorithms are powerful tools for finding flux vacua with interesting phenomenological properties. We also compare genetic algorithms to algorithms based on different breeding mechanisms as well as random walk approaches.

0 citations0 reviewsNo code linkedOpen access
preprint2019arXiv

Thermodynamics of 4D Dilatonic Black Holes and the Weak Gravity Conjecture

Taking a thermodynamic perspective, we study the weak gravity conjecture in the context of 4D Einstein-Maxwell-dilaton theory. We find closed-form expressions for the corrected thermodynamic quantities in the presence of four-derivative terms in the action, and in particular the charge-to-mass ratio and entropy, for several families of solutions of special magnetic-to-electric charge ratio or dilaton coupling constant. Assuming that dyonic black holes themselves are the conjectured charged states, this places constraints on the Wilson coefficients of the theory which we show are satisfied under mild assumptions on the UV theory.

0 citations0 reviewsNo code linkedOpen access
preprint2016arXiv

An O(750) GeV Resonance and Inflation

We study the possibility of a heavy scalar or pseudoscalar in TeV-scale beyond the Standard Model scenarios being the inflaton of the early universe in light of the recent O(750) GeV diphoton excess at the LHC. We consider a scenario in which the new scalar or pseudoscalar couples to the Standard Model gauge bosons at the loop level through new massive Standard Model charged vectorlike fermions with or without dark fermions. We calculate the renormalization group running of both the Standard Model and the new scalar couplings, and present two different models that are perturbative and with a stabilized vacuum up to near the Planck scale. Thus, the Standard Model Higgs and this possible new resonance may still preserve the minimalist features of Higgs inflation.

0 citations0 reviewsNo code linkedOpen access
preprint2016arXiv

Holographic non-Gaussianities in general single-field inflation

We use holographic techniques to compute inflationary non-Gaussianities for general single-field inflation, including models with a non-trivial sound speed. In this holographic approach, the inflationary dynamics is captured by a relevant deformation of the dual conformal field theory (CFT) in the UV, while the inflationary correlators are computed by conformal perturbation theory. In this paper, we discuss the effects of higher derivative operators, such as $(\partial_μϕ\partial^μϕ)^{m}$, which are known to induce a non-trivial sound speed and source potentially large non-Gaussianities. We compute the full inflationary bispectra from the deformed CFT correlators. We also discuss the squeezed limit of the bispectra from the viewpoint of operator product expansions. As is generic in the holographic description of inflation, our power spectrum is blue tilted in the UV region. We extend our bispectrum computation to the IR region by resumming the conformal perturbations to all orders. We provide a self-consistent setup which reproduces a red tilted power spectrum, as well as all possible bispectrum shapes in the slow-roll regime.

0 citations0 reviewsNo code linkedOpen access
preprint2016arXiv

Path integral for multi-field inflation

We develop the path integral formalism for studying cosmological perturbations in multi-field inflation, which is particularly well suited to study quantum theories with gauge symmetries such as diffeomorphism invariance. We formulate the gauge fixing conditions based on the Poisson brackets of the constraints, from which we derive two convenient gauges that are appropriate for multi-field inflation. We then adopt the in-in formalism to derive the most general expression for the power spectrum of the curvature perturbation including the corrections from the interactions of the curvature mode with other light degrees of freedom. We also discuss the contributions of the interactions to the bispectrum.

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preprint2016arXiv

The Weak Gravity Conjecture in three dimensions

We study weakly coupled $U(1)$ theories in $AdS_3$, their associated charged BTZ solutions, and their charged spectra. We find that modular invariance of the holographic dual two-dimensional CFT and compactness of the gauge group together imply the existence of charged operators with conformal dimension significantly below the black hole threshold. We regard this as a form of the Weak Gravity Conjecture (WGC) in three dimensions. We also explore the constraints posed by modular invariance on a particular discrete $\mathbb{Z}_N$ symmetry which arises in our discussion. In this case, modular invariance does not guarantee the existence of light $\mathbb{Z}_N$-charged states. We also highlight the differences between our discussion and the usual heuristic arguments for the WGC based on black hole remnants.

0 citations0 reviewsNo code linkedOpen access
preprint2016arXiv

Tunneling in Axion Monodromy

The Coleman formula for vacuum decay and bubble nucleation has been used to estimate the tunneling rate in models of axion monodromy in recent literature. However, several of Coleman's original assumptions do not hold for such models. Here we derive a new estimate with this in mind using a similar Euclidean procedure. We find that there are significant regions of parameter space for which the tunneling rate in axion monodromy is not well approximated by the Coleman formula. However, there is also a regime relevant to large field inflation in which both estimates parametrically agree. We also briefly comment on the applications of our results to the relaxion scenario.

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preprint2015arXiv

Brane Curvature Corrections to the $\mathcal{N}=1$ Type II/F-theory Effective Action

We initiate a study of corrections to the Kähler potential of $\mathcal{N}=1$ type II/F-theory compactifications that arise from curvature terms in the action of D-branes and orientifold planes. We first show that a recently proposed correction to the Kähler coordinates, which was argued to appear at order $α^{\prime 2}g_s$ and be proportional to the intersection volume of D7-branes and O7-planes, is an artifact of an inconvenient field basis in the dual M-theory frame and can be removed by a field redefinition of the 11D metric. We then analyze to what extent curvature terms in the DBI and WZ action may still lead to corrections of a similar kind and identify two general mechanisms that can potentially modify the volume dependence of the Kähler potential in the presence of D-branes and O-planes. The first mechanism is related to an induced Einstein-Hilbert term on warped brane worldvolumes, which leads to a shift in the classical volume of the compactification manifold. The resulting corrections are generic and can appear at one-loop order on branes and O-planes of various dimensions and for configurations with or without intersections. We discuss in detail the example of intersecting D7-branes/O7-planes, where a correction can appear already at order $α^{\prime 2}g_s^2$ in the Kähler potential. Due to an extended no-scale structure, however, it is then still subleading in the scalar potential. We also discuss a second mechanism, which is due to an induced D3-brane charge in the WZ action of D7-branes. Contrary to the first type of corrections, it appears at open string tree-level and shifts the definition of the Kähler coordinates in terms of the classical volume but leaves the volume itself uncorrected. Our work has implications for moduli stabilization and model building and suggests interesting generalizations to F-theory.

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preprint2015arXiv

Effective field theory for spacetime symmetry breaking

We discuss the effective field theory for spacetime symmetry breaking from the local symmetry point of view. By gauging spacetime symmetries, the identification of Nambu-Goldstone (NG) fields and the construction of the effective action are performed based on the breaking pattern of diffeomorphism, local Lorentz, and (an)isotropic Weyl symmetries as well as the internal symmetries including possible central extensions in nonrelativistic systems. Such a local picture distinguishes, e.g., whether the symmetry breaking condensations have spins and provides a correct identification of the physical NG fields, while the standard coset construction based on global symmetry breaking does not. We illustrate that the local picture becomes important in particular when we take into account massive modes associated with symmetry breaking, whose masses are not necessarily high. We also revisit the coset construction for spacetime symmetry breaking. Based on the relation between the Maurer-Cartan one form and connections for spacetime symmetries, we classify the physical meanings of the inverse Higgs constraints by the coordinate dimension of broken symmetries. Inverse Higgs constraints for spacetime symmetries with a higher dimension remove the redundant NG fields, whereas those for dimensionless symmetries can be further classified by the local symmetry breaking pattern.

0 citations0 reviewsNo code linkedOpen access
preprint2015arXiv

Fencing in the Swampland: Quantum Gravity Constraints on Large Field Inflation

In this note we show that models of natural inflation based on closed string axions are incompatible with the weak gravity conjecture (WGC). Specifically, we use T-duality in order to map the bounds on the charge-to-mass ratio of particles imposed by the WGC, to constraints on the ratio between instanton actions and axion decay constants. We use this connection to prove that if the WGC holds, even when multiple axions are present and mix with each other, one cannot have large axion decay constants while remaining in a regime of perturbative control. We also discuss the extension of the WGC to discrete symmetries and its possible impact on models with axion monodromy, and the distinction between the strong and mild versions of the WGC. Finally, we offer some speculations regarding the import of these results to the general theory of inflation.

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preprint2015arXiv

Large Field Inflation from Axion Mixing

We study the general multi-axion systems, focusing on the possibility of large field inflation driven by axions. We find that through axion mixing from a non-diagonal metric on the moduli space and/or from Stückelberg coupling to a U(1) gauge field, an effectively super-Planckian decay constant can be generated without the need of "alignment" in the axion decay constants. We also investigate the consistency conditions related to the gauge symmetries in the multi-axion systems, such as vanishing gauge anomalies and the potential presence of generalized Chern-Simons terms. Our scenario applies generally to field theory models whose axion periodicities are intrinsically sub-Planckian, but it is most naturally realized in string theory. The types of axion mixings invoked in our scenario appear quite commonly in D-brane models, and we present its implementation in type II superstring theory. Explicit stringy models exhibiting all the characteristics of our ideas are constructed within the frameworks of Type IIA intersecting D6-brane models on T6/OR and Type IIB intersecting D7-brane models on Swiss-Cheese Calabi-Yau orientifolds.

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preprint2015arXiv

On Axionic Field Ranges, Loopholes and the Weak Gravity Conjecture

In this short note we clarify some aspects of the impact that the Weak Gravity Conjecture has on models of (generalized) natural inflation. We address in particular certain technical and conceptual concerns recently raised regarding the stringent constraints and conclusions found in our previous work (arXiv:1503.04783). We also point out the difficulties faced by attempts to evade these constraints. These new considerations improve the understanding of the quantum gravity constraints we found and further support the conclusion that it remains challenging for axions to drive natural inflation.

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preprint2015arXiv

Widening the Axion Window via Kinetic and Stückelberg Mixings

We point out that kinetic and Stückelberg mixings that are generically present in the low energy effective action of axions can significantly widen the window of axion decay constants. We show that an effective super-Planckian decay constant can be obtained even when the axion kinetic matrix has only sub-Planckian entries. Our minimal model involves only two axions, a Stückelberg U(1) and a modest rank instanton generating non-Abelian group. Below the mass of the Stückelberg U(1), there is only a single axion with a non-perturbatively generated potential. In contrast to previous approaches, the enhancement of the axion decay constant is not tied to the number of degrees of freedom introduced. We also discuss how kinetic mixings can lower the decay constant to the desired axion dark matter window. String theory embeddings of this scenario and their phenomenological features are briefly discussed.

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preprint2014arXiv

Blue Tensor Spectrum from Particle Production during Inflation

We discuss a mechanism of particle production during inflation that can result in a blue gravitational wave (GW) spectrum, compatible with the BICEP2 result and with the r < 0.11 limit on the tensor-to-scalar ratio at the Planck pivot scale. The mechanism is based on the production of vector quanta from a rolling pseudo-scalar field. Both the vector and the pseudo-scalar are only gravitationally coupled to the inflaton, to keep the production of inflaton quanta at an unobservable level (the overproduction of non-gaussian scalar perturbations is a generic difficulty for mechanisms that aim to generate a visible GW signal from particle production during inflation). This mechanism can produce a detectable amount of GWs for any inflationary energy scale. The produced GWs are chiral and non-gaussian; both these aspects can be tested with large-scale polarization data (starting from Planck). We study how to reconstruct the pseudo-scalar potential from the GW spectrum.

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preprint2014arXiv

Correlating correlation functions of primordial perturbations

We explore the correlations between correlation functions of the primordial curvature perturbation produced during inflation. We find that for general single field inflation, other than the source terms which depend on the model details, higher order correlation functions are characterized by the power spectrum, its spectral index and running. The correlation between the bispectrum and power spectrum is presented as an explicit example of our systematic approach.

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preprint2014arXiv

F-term Axion Monodromy Inflation

The continuous shift symmetry of axions is at the heart of several realizations of inflationary models. In particular, axion monodromy inflation aims at achieving super-Planckian field ranges for the inflaton in the context of string theory. Despite the elegant underlying principle, explicit models constructed hitherto are exceedingly complicated. We propose a new and better axion monodromy inflationary scenario, where the inflaton potential arises from an F-term. We present several scenarios, where the axion arises from the Kaluza-Klein compactification of higher dimensional gauge fields (or p-form potentials) in the presence of fluxes and/or torsion homology. The monodromy corresponds to a change in the background fluxes, and its F-term nature manifests in the existence of domain walls interpolating among flux configurations. Our scenario leads to diverse inflaton potentials, including linear large field behaviour, chaotic inflation, as well as potentials with even higher powers. They provide an elegant set of constructions with properties in the ballpark of the recent BICEP2 observational data on primordial gravitational waves.

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preprint2014arXiv

Implications of fast radio bursts for superconducting cosmic strings

Highly beamed, short-duration electromagnetic bursts could be produced by superconducting cosmic string (SCS) loops oscillating in cosmic magnetic fields. We demonstrated that the basic characteristics of SCS bursts such as the electromagnetic frequency and the energy release could be consistently exhibited in the recently discovered fast radio bursts (FRBs). Moreover, it is first showed that the redshift distribution of the FRBs can also be well accounted for by the SCS burst model. Such agreements between the FRBs and SCS bursts suggest that the FRBs could originate from SCS bursts and thus they could provide an effective probe to study SCSs. The obtained values of model parameters indicate that the loops generating the FRBs have a small length scale and they are mostly formed in the radiation-dominated cosmological epoch.

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preprint2014arXiv

Non-Bunch-Davies Initial State Reconciles Chaotic Models with BICEP and Planck

The BICEP2 experiment has announced a signal for primordial gravity waves with tensor-to-scalar ratio $r=0.2^{+0.07}_{-0.05}$ [arXiv:1403.3985]. There are two ways to reconcile this result with the latest Planck experiment [arXiv:1303.5082]. One is by assuming that there is a considerable tilt of $r$, $\mathcal{T}_r$, with a positive sign, $\mathcal{T}_r=d\ln r/d\ln k\gtrsim 0.57^{+0.29}_{-0.27}$ corresponding to a blue tilt for the tensor modes of order $n_T\simeq0.53 ^{+0.29}_{-0.27}$, assuming the Planck experiment best-fit value for tilt of scalar power spectrum $n_S$. The other possibility is to assume that there is a negative running in the scalar spectral index, $dn_S/d\ln k\simeq -0.02$ which pushes up the upper bound on $r$ from $0.11$ up to $0.26$ in the Planck analysis assuming the existence of a tensor spectrum. Simple slow-roll models fail to provide such large values for $\mathcal{T}_r$ or negative runnings in $n_S$ [arXiv:1403.3985]. In this note we show that a non-Bunch-Davies initial state for perturbations can provide a match between large field chaotic models (like $m^2ϕ^2$) with the latest Planck result [arXiv:1306.4914] and BICEP2 results by accommodating either the blue tilt of $r$ or the negative large running of $n_S$.

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preprint2014arXiv

Probing Hidden Sectors with Stückelberg U(1) Gauge Fields

We propose a framework in which visible matter interacts with matter from a hidden sector through mass mixings of Stückelberg U(1) gauge fields. In contrast to other Z' mediation scenarios, our setup has the added appealing features that (i) the choice of Z's can be significantly broadened without necessarily introducing unwanted exotic matter and (ii) there can be sizable tree-level interactions between the visible and hidden sectors. String theory embeddings of this scenario and their phenomenological features are briefly discussed.

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preprint2014arXiv

Reconciliation of High Energy Scale Models of Inflation with Planck

The inflationary cosmology paradigm is very successful in explaining the CMB anisotropy to the percent level. Besides the dependence on the inflationary model, the power spectra, spectral tilt and non-Gaussianity of the CMB temperature fluctuations also depend on the initial state of inflation. Here, we examine to what extent these observables are affected by our ignorance in the initial condition for inflationary perturbations, due to unknown new physics at a high scale $M$. For initial states that satisfy constraints from backreaction, we find that the amplitude of the power spectra could still be significantly altered, while the modification in bispectrum remains small. For such initial states, $M$ has an upper bound of a few tens of $H$, with $H$ being the Hubble parameter during inflation. We show that for $M\sim 20 H$, such initial states always (substantially) suppress the tensor to scalar ratio. In particular we show that a general choice of initial conditions can satisfactorily reconcile the simple $1/2 m^2 ϕ^2$ chaotic model with the Planck data.

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preprint2013arXiv

A Consistency Relation for Single-Field Inflation with Power Spectrum Oscillations

We derive a theoretical upper bound on the oscillation frequency in the scalar perturbation power spectrum of single-field inflation. Oscillations are most naturally produced by modified vacua with varying phase. When this phase changes rapidly, it induces strong interactions between the scalar fluctuations. If the interactions are sufficiently strong the theory cannot be evaluated using perturbation theory, hence imposing a limit on the oscillation frequency. This complements the bound found by Weinberg governing the validity of effective field theory. The generalized consistency relation also allows one to use squeezed configurations of higher-point correlations to place constraints on the power spectrum oscillations.

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preprint2013arXiv

A note on obstinate tachyons in classical dS solutions

The stabilisation of the dilaton and volume in tree-level flux compactifications leads to model independent and thus very powerful existence and stability criteria for dS solutions. In this paper we show that the sizes of cycles wrapped by orientifold planes are scalars whose scalings in the potential are not entirely model independent, but enough to entail strong stability constraints. For all known dS solutions arising from massive IIA supergravity flux compactifications on SU(3)-structure manifolds the tachyons are exactly within the subspace spanned by the dilaton, the total volume and the volumes of the orientifold cycles. We illustrate this in detail for the well-studied case of the O6 plane compactification on SU(2)xSU(2)/Z_2xZ_2. For that example we uncover another novel structure in the tachyon spectrum: the dS solutions have a singular, but supersymmetric, Minkowski limit, in which the tachyon exactly aligns with the sgoldstino.

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preprint2013arXiv

Consistency condition for inflation from (broken) conformal symmetry

We investigate the symmetry constraints on the bispectrum, i.e. the three-point correlation function of primordial density fluctuations, in slow-roll inflation. It follows from the defining property of slow-roll inflation that primordial correlation functions inherit most of their structure from weakly broken de Sitter symmetries. Using holographic techniques borrowed from the AdS/CFT correspondence, the symmetry constraints on the bispectrum can be mapped to a set of stress-tensor Ward identities in a weakly broken 2+1-dimensional Euclidean CFT. We construct the consistency condition from these Ward identities using conformal perturbation theory. This requires a second order Ward identity and the use of the evolution equation. Our result also illustrates a subtle difference between conformal perturbation theory and the slow roll expansion.

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preprint2013arXiv

Milli-Charged Dark Matter in Quantum Gravity and String Theory

We examine the milli-charged dark matter scenario from a string theory perspective. In this scenario, kinetic and mass mixings of the photon with extra U(1) bosons are claimed to give rise to small electric charges, carried by dark matter particles, whose values are determined by continuous parameters of the theory. This seems to contradict folk theorems of quantum gravity that forbid the existence of irrational charges in theories with a single massless gauge field. By considering the underlying structure of the U(1) mass matrix that appears in type II string compactifications, we show that milli-charges arise exclusively through kinetic mixing, and require the existence of at least two exactly massless gauge bosons.

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preprint2013arXiv

On quantum corrected Kähler potentials in F-theory

We work out the exact in string coupling and perturbatively exact in α' result for the vector multiplet moduli Kähler potential in a specific N=2 compactification of F-theory. The well-known correction cubic in α' is absent, but there is a rich structure of corrections at all even orders in α'. Moreover, each of these orders independently displays an SL(2,Z) invariant set of corrections in the string coupling. This generalizes earlier findings to the case of a non-trivial elliptic fibration. Our results pave the way for the analysis of quantum corrections in the more complicated N=1 context, and may have interesting implications for the study of moduli stabilization in string theory.

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preprint2012arXiv

A Global View on The Search for de-Sitter Vacua in (type IIA) String Theory

The search for classically stable Type IIA de-Sitter vacua typically starts with an ansatz that gives Anti-de-Sitter supersymmetric vacua and then raises the cosmological constant by modifying the compactification. As one raises the cosmological constant, the couplings typically destabilize the classically stable vacuum, so the probability that this approach will lead to a classically stable de-Sitter vacuum is Gaussianly suppressed. This suggests that classically stable de-Sitter vacua in string theory (at least in the Type IIA region), especially those with relatively high cosmological constants, are very rare. The probability that a typical de-Sitter extremum is classically stable (i.e., tachyon-free) is argued to be Gaussianly suppressed as a function of the number of moduli.

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preprint2012arXiv

Gravity waves and non-Gaussian features from particle production in a sector gravitationally coupled to the inflaton

We study the possibility that particle production during inflation could source observable gravity waves on scales relevant for Cosmic Microwave Background experiments. A crucial constraint on such scenarios arises because particle production can also source inflaton perturbations, and might ruin the usual predictions for a nearly scale invariant spectrum of nearly Gaussian curvature fluctuations. To minimize this effect, we consider two models of particle production in a sector that is only gravitationally coupled to the inflaton. For a single instantaneous burst of massive particle production, we find that localized features in the scalar spectrum and bispectrum might be observable, but gravitational wave signatures are unlikely to be detectable (due to the suppressed quadrupole moment of non-relativistic quanta) without invoking some additional effects. We also consider a model with a rolling pseudoscalar that leads to a continuous production of relativistic gauge field fluctuations during inflation. Here we find that gravitational waves from particle production can actually exceed the usual inflationary vacuum fluctuations in a regime where non-Gaussianity is consistent with observational limits. In this model observable B-mode polarization can be obtained for any choice of inflaton potential, and the amplitude of the signal is not necessarily correlated with the scale of inflation.

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preprint2012arXiv

Soft branes in supersymmetry-breaking backgrounds

We revisit the analysis of effective field theories resulting from non-supersymmetric perturbations to supersymmetric flux compactifications of the type-IIB superstring with an eye towards those resulting from the backreaction of a small number of anti-D3-branes. Independently of the background, we show that the low-energy Lagrangian describing the fluctuations of a stack of probe D3-branes exhibits soft supersymmetry breaking, despite perturbations to marginal operators that were not fully considered in some previous treatments. We take this as an indication that the breaking of supersymmetry by anti-D3-branes or other sources may be spontaneous rather than explicit. In support of this, we consider the action of an anti-D3-brane probing an otherwise supersymmetric configuration and identify a candidate for the corresponding goldstino.

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preprint2011arXiv

A Note on Calm Excited States of Inflation

We identify a two-parameter family of excited states within slow-roll inflation for which either the corrections to the two-point function or the characteristic signatures of excited states in the three-point function -- i.e. the enhancement for the flattened momenta configurations-- are absent. These excited states may nonetheless violate the adiabaticity condition maximally. We dub these initial states of inflation calm excited states. We show that these two sets do not intersect, i.e., those that leave the power-spectrum invariant can be distinguished from their bispectra, and vice versa. The same set of calm excited states that leave the two-point function invariant for slow-roll inflation, do the same task for DBI inflation. However, at the level of three-point function, the calm excited states whose flattened configuration signature is absent for slow-roll inflation, will lead to an enhancement for DBI inflation generally, although the signature is smaller than what suggested by earlier analysis. This example also illustrates that imposing the Wronskian condition is important for obtaining a correct estimate of the non-Gaussian signatures.

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preprint2011arXiv

Chiral matter wavefunctions in warped compactifications

We analyze the wavefunctions for open strings stretching between intersecting 7-branes in type IIB/F-theory warped compactifications, as a first step in understanding the warped effective field theory of 4d chiral fermions. While in general the equations of motion do not seem to admit a simple analytic solution, we provide a method for solving the wavefunctions in the case of weak warping. The method describes warped zero modes as a perturbative expansion in the unwarped spectrum, the coefficients of the expansion depending on the warping. We perform our analysis with and without the presence of worldvolume fluxes, illustrating the procedure with some examples. Finally, we comment on the warped effective field theory for the modes at the intersection.

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preprint2011arXiv

De Sitter hunting in a classical landscape

We elaborate on the construction of de Sitter solutions from IIA orientifolds of SU(3)-structure manifolds that solve the 10-dimensional equations of motion at tree-level in the approximation of smeared sources. First we classify geometries that are orbifolds of a group manifold covering space which, upon the proper inclusion of O6 planes, can be described within the framework of N=1 supergravity in 4D. Then we scan systematically for de Sitter solutions, obtained as critical points of an effective 4D potential. Apart from finding many new solutions we emphasize the challenges in constructing explicit classical de Sitter vacua, which have sofar not been met. These challenges are interesting avenues for further research and include finding solutions that are perturbatively stable, satisfy charge and flux quantization, and have genuine localized (versus smeared) orientifold sources. This paper intends to be self-contained and pedagogical, and thus can serve as a guide to the necessary technical tools required for this line of research. In an appendix we explain how to study flux and charge quantization in the presence of a non-trivial H-field using twisted homology.

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preprint2011arXiv

Effective Field Theory and Decoupling in Multi-field Inflation: An Illustrative Case Study

We explore the effects of heavy degrees of freedom on the evolution and perturbations of light modes in multifield inflation. We use a simple two-field model as an example to illustrate the subtleties of integrating out massive fields in a time-dependent background. We show that when adiabaticity is violated due to a sharp turn in field space, the roles of massive and massless field are interchanged, and furthermore the fields are strongly coupled; thus the system cannot be described by an effective single field action. Further analysis shows that the sharp turn imparts a non Bunch-Davis component in each perturbation mode, leading to oscillatory features in the power spectrum, and a large resonantly enhanced bispectrum.

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preprint2011arXiv

Stability Constraints on Classical de Sitter Vacua

We present further no-go theorems for classical de Sitter vacua in Type II string theory, i.e., de Sitter constructions that do not invoke non-perturbative effects or explicit supersymmetry breaking localized sources. By analyzing the stability of the 4D potential arising from compactification on manfiolds with curvature, fluxes, and orientifold planes, we found that additional ingredients, beyond the minimal ones presented so far, are necessary to avoid the presence of unstable modes. We enumerate the minimal setups for (meta)stable de Sitter vacua to arise in this context.

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preprint2010arXiv

Holographic gauge mediation via strongly coupled messengers

We consider a relative of semi-direct gauge mediation where the hidden sector exists at large 't Hooft coupling. Such scenarios can be difficult to describe using perturbative field theory methods but may fall into the class of holographic gauge mediation scenarios, meaning that they are amenable to the techniques of gauge/gravity duality. We use a recently found gravity solution to examine one such case where the hidden sector is a cascading gauge theory resulting in a confinement scale not much smaller than the messenger mass. In the original construction of holographic gauge mediation, as in other examples of semi-direct gauge mediation at strong coupling, the primary contributions to visible sector soft terms come from weakly coupled messenger mesons. In contrast to these examples, we describe the dual of a gauge theory where there are significant contributions from scales where the strongly coupled messenger quarks are the effective degrees of freedom. In this regime, the visible sector gaugino mass can be calculated entirely from holography.

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preprint2010arXiv

Non-supersymmetric infrared perturbations to the warped deformed conifold

We analyze properties of non-supersymmetric isometry-preserving perturbations to the infrared region of the warped deformed conifold, i.e. the Klebanov Strassler solution. We discuss both perturbations that "squash" the geometry, so that the internal space is no longer conformally Calabi-Yau, and perturbations that do not squash the geometry. Among the perturbations that we discuss is the solution that describes the linearized near-tip backreaction of a smeared collection of anti-D3-branes positioned in the deep infrared. Such a configuration is a candidate gravity dual of a non-supersymmetric state in a large-rank cascading gauge theory. Although anti-D3-branes do not directly couple to the 3-form flux, we argue that, due to the presence of the background imaginary self-dual flux, anti-D3-branes in the Klebanov-Strassler geometry necessarily produce singular non-imaginary self-dual flux. Moreover, since conformally Calabi-Yau geometries cannot be supported by non-imaginary self-dual flux, the anti-D3-branes squash the geometry as our explicit solution shows. We also briefly discuss supersymmetry-breaking perturbations at large radii and the effect of the non-supersymmetric perturbations on the gravitino mass.

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preprint2010arXiv

Top Quarks as a Window to String Resonances

We study the discovery potential of string resonances decaying to $t\bar{t}$ final state at the LHC. We point out that top quark pair production is a promising and an advantageous channel for studying such resonances, due to their low Standard Model background and unique kinematics. We study the invariant mass distribution and angular dependence of the top pair production cross section via exchanges of string resonances. The mass ratios of these resonances and the unusual angular distribution may help identify their fundamental properties and distinguish them from other new physics. We find that string resonances for a string scale below 4 TeV can be detected via the $t\bar{t}$ channel, either from reconstructing the $t\bar{t}$ semi-leptonic decay or recent techniques in identifying highly boosted tops.

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preprint2010arXiv

Towards Classical de Sitter Solutions in String Theory

We investigate the type II string effective potential at tree-level and derive necessary ingredients for having de Sitter solutions in orientifold models with fluxes. Furthermore, we examine some explicit O6 compactifications in IIA supergravity on manifolds with SU(3)-structure in the limit where the orientifold sources are smeared. In particular, we use a simple ten-dimensional Ansatz for four-dimensional de Sitter solutions and find the explicit criteria in terms of the torsion classes such that these de Sitter solutions solve the equations of motion. We have verified these torsion conditions for the cosets and the Iwasawa manifold and it turns out that the conditions cannot be fulfilled for these spaces. However, this investigation allows us to find new non-supersymmetric AdS solutions for some cosets. It remains an open question whether there exist SU(3)-structure manifolds that satisfy the conditions on the torsion classes for these simple de Sitter solutions to exist.

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preprint2009arXiv

Large Primordial Trispectra in General Single Field Inflation

We compute the large scalar four-point correlation functions in general single field inflation models, where the inflaton Lagrangian is an arbitrary function of the inflaton and its first derivative. We find that the leading order trispectra have four different shapes determined by three parameters. We study features in these shapes that can be used to distinguish among themselves, and between them and the trispectra of the local form. For the purpose of data analyses, we give two simple representative forms for these "equilateral trispectra". We also study the effects on the trispectra if the initial state of inflation deviates from the standard Bunch-Davies vacuum.

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preprint2009arXiv

On D3-brane Dynamics at Strong Warping

We study the dynamics of a D3 brane in generic IIB warped compactifications, using the Hamiltonian formulation discussed in arXiv:0805.3700 [hep-th]. Taking into account of both closed and open string fluctuations, we derive the warped Kahler potential governing the motion of a probe D3 brane. By including the backreaction of D3, we also comment on how the problem of defining a holomorphic gauge coupling on wrapped D7 branes in warped background can be resolved.

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preprint2009arXiv

On Supersymmetric D7-branes in the Warped Deformed Conifold

We study the supersymmetric properties of D7-branes in the warped deformed conifold. We consider the $κ$-symmetry conditions on D7-branes in this specific warped background, taking into account the background NS-NS 2-form flux. While any holomorphic embedding defines a supersymmetric D7-brane in the absence of background H-flux, most of the D7-brane embeddings considered in the literature do not preserve supersymmetry for the warped deformed conifold without also including brane worldvolume flux. For the simplest such embedding, we construct numerically the worldvolume fluxnecessary to restore supersymmetry. We also comment on the dual field theory descriptions in terms of cascading N=1 supersymmetric gauge theories with flavors. Finally, we discuss some possible applications of our results to moduli stabilization and vacuum energy uplifting, gauge/gravity duality, and string inflationary model building.

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preprint2008arXiv

Dynamics of Warped Flux Compactifications

We discuss the four dimensional effective action for type IIB flux compactifications, and obtain the quadratic terms taking warp effects into account. The analysis includes both the 4-d zero modes and their KK excitations, which become light at large warping. We identify an `axial' type gauge for the supergravity fluctuations, which makes the four dimensional degrees of freedom manifest. The other key ingredient is the existence of constraints coming from the ten dimensional equations of motion. Applying these conditions leads to considerable simplifications, enabling us to obtain the low energy lagrangian explicitly. In particular, the warped Kähler potential for metric moduli is computed and it is shown that there are no mixings with the KK fluctuations and the result differs from previous proposals. The four dimensional potential contains a generalization of the Gukov-Vafa-Witten term, plus usual mass terms for KK modes.

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preprint2004arXiv

Decoupling in an expanding universe: boundary RG-flow affects initial conditions for inflation

We study decoupling in FRW spacetimes, emphasizing a Lagrangian description throughout. To account for the vacuum choice ambiguity in cosmological settings, we introduce an arbitrary boundary action representing the initial conditions. RG flow in these spacetimes naturally affects the boundary interactions. As a consequence the boundary conditions are sensitive to high-energy physics through irrelevant terms in the boundary action. Using scalar field theory as an example, we derive the leading dimension four irrelevant boundary operators. We discuss how the known vacuum choices, e.g. the Bunch-Davies vacuum, appear in the Lagrangian description and square with decoupling. For all choices of boundary conditions encoded by relevant boundary operators, of which the known ones are a subset, backreaction is under control. All, moreover, will generically feel the influence of high-energy physics through irrelevant (dimension four) boundary corrections. Having established a coherent effective field theory framework including the vacuum choice ambiguity, we derive an explicit expression for the power spectrum of inflationary density perturbations including the leading high energy corrections. In accordance with the dimensionality of the leading irrelevant operators, the effect of high energy physics is linearly proportional to the Hubble radius H and the scale of new physics L= 1/M.

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preprint2003arXiv

(Re)constructing Dimensions

Compactifying a higher-dimensional theory defined in R^{1,3+n} on an n-dimensional manifold {\cal M} results in a spectrum of four-dimensional (bosonic) fields with masses m^2_i = λ_i, where - λ_i are the eigenvalues of the Laplacian on the compact manifold. The question we address in this paper is the inverse: given the masses of the Kaluza-Klein fields in four dimensions, what can we say about the size and shape (i.e. the topology and the metric) of the compact manifold? We present some examples of isospectral manifolds (i.e., different manifolds which give rise to the same Kaluza-Klein mass spectrum). Some of these examples are Ricci-flat, complex and Kähler and so they are isospectral backgrounds for string theory. Utilizing results from finite spectral geometry, we also discuss the accuracy of reconstructing the properties of the compact manifold (e.g., its dimension, volume, and curvature etc) from measuring the masses of only a finite number of Kaluza-Klein modes.

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preprint2001arXiv

Inflation as a Probe of Short Distance Physics

We show that a string-inspired Planck scale modification of general relativity can have observable cosmological effects. Specifically, we present a complete analysis of the inflationary perturbation spectrum produced by a phenomenological Lagrangian that has a standard form on large scales but incorporates a string-inspired short distance cutoff, and find a deviation from the standard result. We use the de Sitter calculation as the basis of a qualitative analysis of other inflationary backgrounds, arguing that in these cases the cutoff could have a more pronounced effect, changing the shape of the spectrum. Moreover, the computational approach developed here can be used to provide unambiguous calculations of the perturbation spectrum in other heuristic models that modify trans-Planckian physics and thereby determine their impact on the inflationary perturbation spectrum. Finally, we argue that this model may provide an exception to constraints, recently proposed by Tanaka and Starobinsky, on the ability of Planck-scale physics to modify the cosmological spectrum.

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preprint2001arXiv

Some Aspects of Brane Inflation

The inflaton potential in four-dimensional theory is rather arbitrary, and fine-tuning is required generically. By contrast, inflation in the brane world scenario has the interesting feature that the inflaton potential is motivated from higher dimensional gravity, or more generally, from bulk modes or string theory. We emphasize this feature with examples. We also consider the impact on the spectrum of density perturbation from a velocity-dependent potential between branes in the brane inflationary scenario. It is likely that such a potential can have an observable effect on the ratio of tensor to scalar perturbations.

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preprint2000arXiv

Dynamical Topology Change in M Theory

We study topology change in M theory compactifications on Calabi-Yau three-folds in the presence of G flux (the four form field strength). In particular, we discuss vacuum solutions in strongly coupled heterotic string theory in which the topology change is inevitable within a single spacetime background. For rather generic choices of initial conditions, the field equations drive the Kahler moduli outside the classical moduli space of a Calabi-Yau manifold. Consistency of the solution suggests that degenerate flop curves - just as wrapped M theory fivebranes - carry magnetic charges under the four form field strength.

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preprint2000arXiv

Warped Compactifications in M and F Theory

We study M and F theory compactifications on Calabi-Yau four-folds in the presence of non-trivial background flux. The geometry is warped and belongs to the class of p-brane metrics. We solve for the explicit warp factor in the orbifold limit of these compactifications, compare our results to some of the more familiar recently studied warped scenarios, and discuss the effects on the low-energy theory. As the warp factor is generated solely by backreaction, we may use topological arguments to determine the massless spectrum. We perform the computation for the case where the four-fold equals K3 \times K3.

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preprint1997arXiv

A Chiral N=1 Type I Vacuum in Four Dimensions and Its Heterotic Dual

In this paper we consider Type I string theory compactified on a Z_7 orbifold. The model has N=1 supersymmetry, a U(4) \otimes U(4) \otimes U(4) \otimes SO(8) gauge group, and chiral matter. There are only D9-branes (for which we discuss tadpole cancellation conditions) in this model corresponding to a perturbative heterotic description in a certain region of the moduli space. We construct the heterotic dual, match the perturbative type I and heterotic tree-level massless spectra via giving certain scalars appropriate vevs, and point out the crucial role of the perturbative superpotential (on the heterotic side) for this matching. The relevant couplings in this superpotential turn out to be non-renormalizable (unlike the Z-orbifold case discussed in Ref [1], where Yukawa couplings sufficed for duality matching). We also discuss the role of the anomalous U(1) gauge symmetry present in both type I and heterotic models. In the perturbative regime we match the (tree-level) moduli spaces of these models. We point out possible generalizations of the Z_3 and Z_7 cases to include D5-branes which would help in understanding non-perturbative five-brane dynamics on the heterotic side.

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