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Yan Zhu

Yan Zhu contributes to research discovery and scholarly infrastructure.

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Published work

18 published item(s)

preprint2026arXiv

Pretraining Induces a Reusable Spectral Basis for Downstream Task Adaptation

Finetuning pretrained models occurs in a low-dimensional subspace of the full parameter space. Prior work has focused on characterizing this optimization subspace, but largely ignored the complementary question: why do certain directions remain unexplored during finetuning? Are these stable directions irrelevant to downstream tasks, or do they already encode task-relevant structure that requires no further adjustment? Answering this question is central to understanding how pretrained knowledge transfers. Through systematic spectral analysis across vision and language models, we show that the leading singular vectors of pretrained weight matrices remain highly stable under finetuning and are shared across unrelated downstream tasks, revealing that pretraining establishes a reusable spectral coordinate system. Models pretrained on larger datasets exhibit greater spectral stability under distribution shift or task change, directly linking pretraining scale to geometric transferability. Motivated by these findings, we propose a parameter-efficient method that freezes pretrained singular vectors and optimizes only leading spectral coefficients, achieving competitive performance on GLUE with 0.2% trainable parameters. Our results reveal that the stable directions encode transferable structure rather than irrelevant noise: successful pretraining discovers spectral bases that downstream tasks inherit and operate within.

preprint2025arXiv

One-shot synthesis of rare gastrointestinal lesions improves diagnostic accuracy and clinical training

Rare gastrointestinal lesions are infrequently encountered in routine endoscopy, restricting the data available for developing reliable artificial intelligence (AI) models and training novice clinicians. Here we present EndoRare, a one-shot, retraining-free generative framework that synthesizes diverse, high-fidelity lesion exemplars from a single reference image. By leveraging language-guided concept disentanglement, EndoRare separates pathognomonic lesion features from non-diagnostic attributes, encoding the former into a learnable prototype embedding while varying the latter to ensure diversity. We validated the framework across four rare pathologies (calcifying fibrous tumor, juvenile polyposis syndrome, familial adenomatous polyposis, and Peutz-Jeghers syndrome). Synthetic images were judged clinically plausible by experts and, when used for data augmentation, significantly enhanced downstream AI classifiers, improving the true positive rate at low false-positive rates. Crucially, a blinded reader study demonstrated that novice endoscopists exposed to EndoRare-generated cases achieved a 0.400 increase in recall and a 0.267 increase in precision. These results establish a practical, data-efficient pathway to bridge the rare-disease gap in both computer-aided diagnostics and clinical education.

preprint2022arXiv

Block designs with $\gcd(r,λ)=1$ admitting flag-transitive automorphism groups

In this paper, we present a classification of $2$-designs with $\gcd(r,λ)=1$ admitting flag-transitive automorphism groups. If $G$ is a flag-transitive automorphism group of a non-trivial $2$-design $\mathcal{D}$ with $\gcd(r,λ)=1$, then either $(\mathcal{D},G)$ is one of the known examples described in this paper, or $\mathcal{D}$ has $q = p^{d}$ points with $p$ prime and $G$ is a subgroup of $AΓL_{1}(q)$.

preprint2022arXiv

Controllable Production of Degenerate Fermi Gases of $^6$Li Atoms in the 2D-3D Crossover

The many-body physics in the dimensional crossover regime attracts much attention in cold atom experiments, but yet to explore systematically. One of the technical difficulties existed in the experiments is the lack of the experimental technique to quantitatively tune the atom occupation ratio of the different lattice bands. In this letter, we report such techniques in a process of transferring a 3D Fermi gas into a 1D optical lattice, where the capability of tuning the occupation of the energy band is realized by varying the trapping potentials of the optical dipole trap (ODT) and the lattice, respectively. We could tune a Fermi gas with the occupation in the lowest band from unity to 50$\%$ quantitatively. This provides a route to experimentally study the dependence of many-body interaction on the dimensionality in a Fermi gas.

preprint2022arXiv

Explainable Fairness in Recommendation

Existing research on fairness-aware recommendation has mainly focused on the quantification of fairness and the development of fair recommendation models, neither of which studies a more substantial problem--identifying the underlying reason of model disparity in recommendation. This information is critical for recommender system designers to understand the intrinsic recommendation mechanism and provides insights on how to improve model fairness to decision makers. Fortunately, with the rapid development of Explainable AI, we can use model explainability to gain insights into model (un)fairness. In this paper, we study the problem of explainable fairness, which helps to gain insights about why a system is fair or unfair, and guides the design of fair recommender systems with a more informed and unified methodology. Particularly, we focus on a common setting with feature-aware recommendation and exposure unfairness, but the proposed explainable fairness framework is general and can be applied to other recommendation settings and fairness definitions. We propose a Counterfactual Explainable Fairness framework, called CEF, which generates explanations about model fairness that can improve the fairness without significantly hurting the performance.The CEF framework formulates an optimization problem to learn the "minimal" change of the input features that changes the recommendation results to a certain level of fairness. Based on the counterfactual recommendation result of each feature, we calculate an explainability score in terms of the fairness-utility trade-off to rank all the feature-based explanations, and select the top ones as fairness explanations.

preprint2022arXiv

Quantum Causal Unravelling

Complex processes often arise from sequences of simpler interactions involving a few particles at a time. These interactions, however, may not be directly accessible to experiments. Here we develop the first efficient method for unravelling the causal structure of the interactions in a multipartite quantum process, under the assumption that the process has bounded information loss and induces causal dependencies whose strength is above a fixed (but otherwise arbitrary) threshold. Our method is based on a quantum algorithm whose complexity scales polynomially in the total number of input/output systems, in the dimension of the systems involved in each interaction, and in the inverse of the chosen threshold for the strength of the causal dependencies. Under additional assumptions, we also provide a second algorithm that has lower complexity and requires only local state preparation and local measurements. Our algorithms can be used to identify processes that can be characterized efficiently with the technique of quantum process tomography. Similarly, they can be used to identify useful communication channels in quantum networks, and to test the internal structure of uncharacterized quantum circuits.

preprint2022arXiv

RawlsGCN: Towards Rawlsian Difference Principle on Graph Convolutional Network

Graph Convolutional Network (GCN) plays pivotal roles in many real-world applications. Despite the successes of GCN deployment, GCN often exhibits performance disparity with respect to node degrees, resulting in worse predictive accuracy for low-degree nodes. We formulate the problem of mitigating the degree-related performance disparity in GCN from the perspective of the Rawlsian difference principle, which is originated from the theory of distributive justice. Mathematically, we aim to balance the utility between low-degree nodes and high-degree nodes while minimizing the task-specific loss. Specifically, we reveal the root cause of this degree-related unfairness by analyzing the gradients of weight matrices in GCN. Guided by the gradients of weight matrices, we further propose a pre-processing method RawlsGCN-Graph and an in-processing method RawlsGCN-Grad that achieves fair predictive accuracy in low-degree nodes without modification on the GCN architecture or introduction of additional parameters. Extensive experiments on real-world graphs demonstrate the effectiveness of our proposed RawlsGCN methods in significantly reducing degree-related bias while retaining comparable overall performance.

preprint2021arXiv

Contactless Series Resistance Imaging of Perovskite Solar Cells via Inhomogeneous Illumination

A contactless effective series resistance imaging method for large area perovskite solar cells that is based on photoluminescence imaging with non-uniform illumination is introduced and demonstrated experimentally. The proposed technique is applicable to partially and fully processed perovskite solar cells if laterally conductive layers are present. The capability of the proposed contactless method to detect features with high effective series resistance is validated by comparison with various contacted mode luminescence imaging techniques. The method can reliably provide information regarding the severeness of the detected series resistance through photo-excitation pattern manipulation. Application of the method to sub-cells in monolithic tandem devices, without the need for electrical contacting the terminals, appears feasible.

preprint2020arXiv

A Fast Radio Burst discovered in FAST drift scan survey

We report the discovery of a highly dispersed fast radio burst, FRB~181123, from an analysis of $\sim$1500~hr of drift-scan survey data taken using the Five-hundred-meter Aperture Spherical radio Telescope (FAST). The pulse has three distinct emission components, which vary with frequency across our 1.0--1.5~GHz observing band. We measure the peak flux density to be $>0.065$~Jy and the corresponding fluence $>0.2$~Jy~ms. Based on the observed dispersion measure of 1812~cm$^{-3}$~pc, we infer a redshift of $\sim 1.9$. From this, we estimate the peak luminosity and isotropic energy to be $\lesssim 2\times10^{43}$~erg~s$^{-1}$ and $\lesssim 2\times10^{40}$~erg, respectively. With only one FRB from the survey detected so far, our constraints on the event rate are limited. We derive a 95\% confidence lower limit for the event rate of 900 FRBs per day for FRBs with fluences $>0.025$~Jy~ms. We performed follow-up observations of the source with FAST for four hours and have not found a repeated burst. We discuss the implications of this discovery for our understanding of the physical mechanisms of FRBs.

preprint2020arXiv

Discovery and timing of pulsars in the globular cluster M13 with FAST

We report the discovery of a binary millisecond pulsar (namely PSR J1641+3627F or M13F) in the globular cluster M13 (NGC 6205) and timing solutions of M13A to F using observations made with the Five-hundred-metre Aperture Spherical radio Telescope (FAST). PSR J1641+3627F has a spin period of 3.00 ms and an orbital period of 1.4 days. The most likely companion mass is 0.16 M$_{\odot}$. M13A to E all have short spin periods and small period derivatives. We also confirm that the binary millisecond pulsar PSR J1641$+$3627E (also M13E) is a black widow with a companion mass around 0.02 M$_{\odot}$. We find that all the binary systems have low eccentricities compared to those typical for globular cluster pulsars and that they decrease with distance from the cluster core. This is consistent with what is expected as this cluster has a very low encounter rate per binary.

preprint2020arXiv

First SETI Observations with China's Five-hundred-meter Aperture Spherical radio Telescope (FAST)

The Search for Extraterrestrial Intelligence (SETI) attempts to address the possibility of the presence of technological civilizations beyond the Earth. Benefiting from high sensitivity, large sky coverage, an innovative feed cabin for China's Five-hundred-meter Aperture Spherical radio Telescope (FAST), we performed the SETI first observations with FAST's newly commisioned 19-beam receiver; we report preliminary results in this paper. Using the data stream produced by the SERENDIP VI realtime multibeam SETI spectrometer installed at FAST, as well as its off-line data processing pipelines, we identify and remove four kinds of radio frequency interference(RFI): zone, broadband, multi-beam, and drifting, utilizing the Nebula SETI software pipeline combined with machine learning algorithms. After RFI mitigation, the Nebula pipeline identifies and ranks interesting narrow band candidate ET signals, scoring candidates by the number of times candidate signals have been seen at roughly the same sky position and same frequency, signal strength, proximity to a nearby star or object of interest, along with several other scoring criteria. We show four example candidates groups that demonstrate these RFI mitigation and candidate selection. This preliminary testing on FAST data helps to validate our SETI instrumentation techniques as well as our data processing pipeline.

preprint2020arXiv

Matrix Profile Goes MAD: Variable-Length Motif And Discord Discovery in Data Series

In the last fifteen years, data series motif and discord discovery have emerged as two useful and well-used primitives for data series mining, with applications to many domains, including robotics, entomology, seismology, medicine, and climatology. Nevertheless, the state-of-the-art motif and discord discovery tools still require the user to provide the relative length. Yet, in several cases, the choice of length is critical and unforgiving. Unfortunately, the obvious brute-force solution, which tests all lengths within a given range, is computationally untenable. In this work, we introduce a new framework, which provides an exact and scalable motif and discord discovery algorithm that efficiently finds all motifs and discords in a given range of lengths. We evaluate our approach with five diverse real datasets, and demonstrate that it is up to 20 times faster than the state-of-the-art. Our results also show that removing the unrealistic assumption that the user knows the correct length, can often produce more intuitive and actionable results, which could have otherwise been missed. (Paper published in Data Mining and Knowledge Discovery Journal - 2020)

preprint2020arXiv

Opportunities to Search for Extra-Terrestrial Intelligence with the Five-hundred-meter Aperture Spherical radio Telescope

The discovery of ubiquitous habitable extrasolar planets, combined with revolutionary advances in instrumentation and observational capabilities, has ushered in a renaissance in the search for extra-terrestrial intelligence (SETI). Large scale SETI activities are now underway at numerous international facilities. The Five-hundred-meter Aperture Spherical radio Telescope (FAST) is the largest single-aperture radio telescope in the world, well positioned to conduct sensitive searches for radio emission indicative of exo-intelligence. SETI is one of the five key science goals specified in the original FAST project plan. A collaboration with the Breakthrough Listen Initiative has been initiated in 2016 with a joint statement signed both by Dr. Jun Yan, the then director of the National Astronomical Observatories, Chinese Academy of Sciences (NAOC), and Dr. Peter Worden, the Chairman of the Breakthrough Prize Foundation. In this paper, we highlight some of the unique features of FAST that will allow for novel SETI observations. We identify and describe three different signal types indicative of a technological source, namely, narrow-band, wide-band artificially dispersed, and modulated signals. We here propose observations with FAST to achieve sensitivities never before explored.

preprint2020arXiv

Time-based Sequence Model for Personalization and Recommendation Systems

In this paper we develop a novel recommendation model that explicitly incorporates time information. The model relies on an embedding layer and TSL attention-like mechanism with inner products in different vector spaces, that can be thought of as a modification of multi-headed attention. This mechanism allows the model to efficiently treat sequences of user behavior of different length. We study the properties of our state-of-the-art model on statistically designed data set. Also, we show that it outperforms more complex models with longer sequence length on the Taobao User Behavior dataset.

preprint2020arXiv

VALMOD: A Suite for Easy and Exact Detection of Variable Length Motifs in Data Series

Data series motif discovery represents one of the most useful primitives for data series mining, with applications to many domains, such as robotics, entomology, seismology, medicine, and climatology, and others. The state-of-the-art motif discovery tools still require the user to provide the motif length. Yet, in several cases, the choice of motif length is critical for their detection. Unfortunately, the obvious brute-force solution, which tests all lengths within a given range, is computationally untenable, and does not provide any support for ranking motifs at different resolutions (i.e., lengths). We demonstrate VALMOD, our scalable motif discovery algorithm that efficiently finds all motifs in a given range of lengths, and outputs a length-invariant ranking of motifs. Furthermore, we support the analysis process by means of a newly proposed meta-data structure that helps the user to select the most promising pattern length. This demo aims at illustrating in detail the steps of the proposed approach, showcasing how our algorithm and corresponding graphical insights enable users to efficiently identify the correct motifs. (Paper published in ACM Sigmod Conference 2018.)

preprint2019arXiv

A PRESTO-based Parallel Pulsar Search Pipeline Used for FAST Drift Scan Data

We developed a pulsar search pipeline based on PRESTO (PulsaR Exploration and Search Toolkit). This pipeline simply runs dedispersion, FFT (Fast Fourier Transformation), and acceleration search in process-level parallel to shorten the processing time. With two parallel strategies, the pipeline can highly shorten the processing time in both the normal searches or acceleration searches. This pipeline was first tested with PMPS (Parkes Multibeam Pulsar Survery) data and discovered two new faint pulsars. Then, it was successfully used in processing the FAST (Five-hundred-meter Aperture Spherical radio Telescope) drift scan data with tens of new pulsar discoveries up to now. The pipeline is only CPU-based and can be easily and quickly deployed in computing nodes for testing purposes or data processes.

preprint2019arXiv

On the explicit constructions of certain unitary $t$-designs

Unitary $t$-designs are `good' finite subsets of the unitary group $U(d)$ that approximate the whole unitary group $U(d)$ well. Unitary $t$-designs have been applied in randomized benchmarking, tomography, quantum cryptography and many other areas of quantum information science. If a unitary $t$-design itself is a group then it is called a unitary $t$-group. Although it is known that unitary $t$-designs in $U(d)$ exist for any $t$ and $d$, the unitary $t$-groups do not exist for $t\geq 4$ if $d\geq 3$, as it is shown by Guralnick-Tiep (2005) and Bannai-Navarro-Rizo-Tiep (BNRT, 2018). Explicit constructions of exact unitary $t$-designs in $U(d)$ are not easy in general. In particular, explicit constructions of unitary $4$-designs in $U(4)$ have been an open problem in quantum information theory. We prove that some exact unitary $(t+1)$-designs in the unitary group $U(d)$ are constructed from unitary $t$-groups in $U(d)$ that satisfy certain specific conditions. Based on this result, we specifically construct exact unitary $3$-designs in $U(3)$ from the unitary $2$-group $SL(3,2)$ in $U(3),$ and also unitary $4$-designs in $U(4)$ from the unitary $3$-group $Sp(4,3)$ in $U(4)$ numerically. We also discuss some related problems.

preprint2019arXiv

Pilot HI Survey of Planck Galactic Cold Clumps with FAST

We present a pilot HI survey of 17 Planck Galactic Cold Clumps (PGCCs) with the Five-hundred-meter Aperture Spherical radio Telescope (FAST). HI Narrow Self-Absorption (HINSA) is an effective method to detect cold HI being mixed with molecular hydrogen H$_2$ and improves our understanding of the atomic to molecular transition in the interstellar medium. HINSA was found in 58\% PGCCs that we observed. The column density of HINSA was found to have an intermediate correlation with that of $^{13}$CO, following $\rm log( N(HINSA)) = (0.52\pm 0.26) log(N_{^{13}CO}) + (10 \pm 4.1) $. HI abundance relative to total hydrogen [HI]/[H] has an average value of $4.4\times 10^{-3}$, which is about 2.8 times of the average value of previous HINSA surveys toward molecular clouds. For clouds with total column density N$\rm_H >5 \times 10^{20}$ cm$^{-2}$, an inverse correlation between HINSA abundance and total hydrogen column density is found, confirming the depletion of cold HI gas during molecular gas formation in more massive clouds. Nonthermal line width of $^{13}$CO is about 0-0.5 km s$^{-1}$ larger than that of HINSA. One possible explanation of narrower nonthermal width of HINSA is that HINSA region is smaller than that of $^{13}$CO. Based on an analytic model of H$_2$ formation and H$_2$ dissociation by cosmic ray, we found the cloud ages to be within 10$^{6.7}$-10$^{7.0}$ yr for five sources.