Researcher profile

Stephen Casper

Stephen Casper contributes to research discovery and scholarly infrastructure.

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Published work

6 published item(s)

preprint2026arXiv

Expanding External Access To Frontier AI Models For Dangerous Capability Evaluations

Frontier AI companies increasingly rely on external evaluations to assess risks from dangerous capabilities before deployment. However, external evaluators often receive limited model access, limited information, and little time, which can reduce evaluation rigour and confidence. The EU General-Purpose AI Code of Practice calls for "appropriate access", but does not specify what this means in practice. Furthermore, there is no common framework for describing different types and levels of evaluator access. To address this gap, we propose a taxonomy of access methods for dangerous capability evaluations. We disentangle three aspects of access: model access, model information, and evaluation timeframe. For each aspect, we review benefits and risks, including how expanding access can reduce false negatives and improve stakeholder trust, but can also increase security and capacity challenges. We argue that these limitations can likely be mitigated through technical means and safeguards used in other industries. Based on the taxonomy, we propose three descriptive access levels: AL1 (black-box model access and minimal information), AL2 (grey-box model access and substantial information), and AL3 (white-box model access and comprehensive information), to support clearer communication between evaluators, frontier AI companies, and policymakers. We believe these levels correspond to the different standards for appropriate access defined in the EU Code of Practice, though these standards may change over time.

preprint2026arXiv

Legal Alignment for Safe and Ethical AI

Alignment of artificial intelligence (AI) encompasses the normative problem of specifying how AI systems should act and the technical problem of ensuring AI systems comply with those specifications. To date, AI alignment has generally overlooked an important source of knowledge and practice for grappling with these problems: law. In this paper, we aim to fill this gap by exploring how legal rules, principles, and methods can be leveraged to address problems of alignment and inform the design of AI systems that operate safely and ethically. This emerging field -- legal alignment -- focuses on three research directions: (1) designing AI systems to comply with the content of legal rules developed through legitimate institutions and processes, (2) adapting methods from legal interpretation to guide how AI systems reason and make decisions, and (3) harnessing legal concepts as a structural blueprint for confronting challenges of reliability, trust, and cooperation in AI systems. These research directions present new conceptual, empirical, and institutional questions, which include examining the specific set of laws that particular AI systems should follow, creating evaluations to assess their legal compliance in real-world settings, and developing governance frameworks to support the implementation of legal alignment in practice. Tackling these questions requires expertise across law, computer science, and other disciplines, offering these communities the opportunity to collaborate in designing AI for the better.

preprint2026arXiv

Open Problems in Frontier AI Risk Management

Frontier AI both amplifies existing risks and introduces qualitatively novel challenges. Not only is there a notable lack of stable scientific consensus resulting from the rapid pace of technological change, but emerging frontier AI safety practices are often misaligned with, or may undermine, established risk management frameworks. To address these challenges, we systematically surface open problems in frontier AI risk management. Adopting a problem-oriented approach, we examine each stage of the risk management process - risk planning, identification, analysis, evaluation, and mitigation - through a structured review of the literature, identifying unresolved challenges and the actors best positioned to address them. Recognising that different types of open problems call for different responses, we classify open problems according to whether they reflect (a) a lack of scientific or technical consensus, (b) misalignment with, or challenges to, established risk management frameworks, or (c) shortcomings in implementation despite apparent consensus and alignment. By mapping these open problems and identifying the actors best positioned to address them - including developers, deployers, regulators, standards bodies, researchers, and third-party evaluators - this work aims to clarify where progress is needed to enable robust and meaningful consensus on frontier AI risk management.The paper does not propose specific solutions; instead, it provides a problem-oriented, agenda-setting reference document, complemented by a living online repository, intended to support coordination, reduce duplication, and guide future research and governance efforts.

preprint2022arXiv

Quantifying Local Specialization in Deep Neural Networks

A neural network is locally specialized to the extent that parts of its computational graph (i.e. structure) can be abstractly represented as performing some comprehensible sub-task relevant to the overall task (i.e. functionality). Are modern deep neural networks locally specialized? How can this be quantified? In this paper, we consider the problem of taking a neural network whose neurons are partitioned into clusters, and quantifying how functionally specialized the clusters are. We propose two proxies for this: importance, which reflects how crucial sets of neurons are to network performance; and coherence, which reflects how consistently their neurons associate with features of the inputs. To measure these proxies, we develop a set of statistical methods based on techniques conventionally used to interpret individual neurons. We apply the proxies to partitionings generated by spectrally clustering a graph representation of the network's neurons with edges determined either by network weights or correlations of activations. We show that these partitionings, even ones based only on weights (i.e. strictly from non-runtime analysis), reveal groups of neurons that are important and coherent. These results suggest that graph-based partitioning can reveal local specialization and that statistical methods can be used to automatedly screen for sets of neurons that can be understood abstractly.

preprint2021arXiv

Clusterability in Neural Networks

The learned weights of a neural network have often been considered devoid of scrutable internal structure. In this paper, however, we look for structure in the form of clusterability: how well a network can be divided into groups of neurons with strong internal connectivity but weak external connectivity. We find that a trained neural network is typically more clusterable than randomly initialized networks, and often clusterable relative to random networks with the same distribution of weights. We also exhibit novel methods to promote clusterability in neural network training, and find that in multi-layer perceptrons they lead to more clusterable networks with little reduction in accuracy. Understanding and controlling the clusterability of neural networks will hopefully render their inner workings more interpretable to engineers by facilitating partitioning into meaningful clusters.

preprint2020arXiv

Probing Neural Dialog Models for Conversational Understanding

The predominant approach to open-domain dialog generation relies on end-to-end training of neural models on chat datasets. However, this approach provides little insight as to what these models learn (or do not learn) about engaging in dialog. In this study, we analyze the internal representations learned by neural open-domain dialog systems and evaluate the quality of these representations for learning basic conversational skills. Our results suggest that standard open-domain dialog systems struggle with answering questions, inferring contradiction, and determining the topic of conversation, among other tasks. We also find that the dyadic, turn-taking nature of dialog is not fully leveraged by these models. By exploring these limitations, we highlight the need for additional research into architectures and training methods that can better capture high-level information about dialog.