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Quan Nguyen

Quan Nguyen contributes to research discovery and scholarly infrastructure.

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Published work

8 published item(s)

preprint2026arXiv

The Geometric Wall: Manifold Structure Predicts Layerwise Sparse Autoencoder Scaling Laws

Sparse autoencoders (SAEs) operationalise the linear representation hypothesis: they reconstruct model activations as sparse linear combinations of interpretable dictionary atoms, on the implicit assumption that activation space is well approximated by a globally linear structure. Their reconstruction error varies sharply across layers in ways that existing scaling laws, fitted at single layers, do not explain. We argue that this variation is the empirical trace of a geometric mismatch: where the activation manifold is curved and its intrinsic dimension varies across layers, no sparse linear dictionary can match it uniformly, and the SAE's width-sparsity scaling becomes a layer-dependent function of manifold structure rather than a single universal law. We conduct the first cross-layer SAE scaling study, fitting and regressing on 844 residual-stream Gemma Scope SAE checkpoints across 68 layers of Gemma 2 2B and 9B. Stage 1 fits a per-layer scaling-law surface; Stage 2 regresses the fitted parameters and the derived per-layer width exponents on four layerwise geometric summaries. We find that manifold geometry predicts the per-layer width exponent in both models, and that the same regression coefficients learnt on one model predict the other model's per-layer exponents under cross-model transfer, indicating a transferable geometric law. At the showcase layers where richer width grids permit identification of the asymptotic floor, we find that the fitted floor tracks the layerwise geometric ordering: higher curvature and intrinsic dimension correspond to higher floor, consistent with the irreducible second-order residual that any sparse linear approximation of a curved manifold must leave behind. SAEs thus encounter not a finite-resource ceiling but a geometry-dependent wall, set by the manifold they are trying to reconstruct.

preprint2023arXiv

Adversarial Online Multi-Task Reinforcement Learning

We consider the adversarial online multi-task reinforcement learning setting, where in each of $K$ episodes the learner is given an unknown task taken from a finite set of $M$ unknown finite-horizon MDP models. The learner's objective is to minimize its regret with respect to the optimal policy for each task. We assume the MDPs in $\mathcal{M}$ are well-separated under a notion of $λ$-separability, and show that this notion generalizes many task-separability notions from previous works. We prove a minimax lower bound of $Ω(K\sqrt{DSAH})$ on the regret of any learning algorithm and an instance-specific lower bound of $Ω(\frac{K}{λ^2})$ in sample complexity for a class of uniformly-good cluster-then-learn algorithms. We use a novel construction called 2-JAO MDP for proving the instance-specific lower bound. The lower bounds are complemented with a polynomial time algorithm that obtains $\tilde{O}(\frac{K}{λ^2})$ sample complexity guarantee for the clustering phase and $\tilde{O}(\sqrt{MK})$ regret guarantee for the learning phase, indicating that the dependency on $K$ and $\frac{1}{λ^2}$ is tight.

preprint2023arXiv

Local Bayesian optimization via maximizing probability of descent

Local optimization presents a promising approach to expensive, high-dimensional black-box optimization by sidestepping the need to globally explore the search space. For objective functions whose gradient cannot be evaluated directly, Bayesian optimization offers one solution -- we construct a probabilistic model of the objective, design a policy to learn about the gradient at the current location, and use the resulting information to navigate the objective landscape. Previous work has realized this scheme by minimizing the variance in the estimate of the gradient, then moving in the direction of the expected gradient. In this paper, we re-examine and refine this approach. We demonstrate that, surprisingly, the expected value of the gradient is not always the direction maximizing the probability of descent, and in fact, these directions may be nearly orthogonal. This observation then inspires an elegant optimization scheme seeking to maximize the probability of descent while moving in the direction of most-probable descent. Experiments on both synthetic and real-world objectives show that our method outperforms previous realizations of this optimization scheme and is competitive against other, significantly more complicated baselines.

preprint2022arXiv

Balancing Control and Pose Optimization for Wheel-legged Robots Navigating High Obstacles

In this paper, we propose a novel approach on controlling wheel-legged quadrupedal robots using pose optimization and force control via quadratic programming (QP). Our method allows the robot to leverage the whole-body motion and the wheel actuation to roll over high obstacles while keeping the wheel torques to navigate the terrain while keeping the wheel traction and balancing the robot body. In detail, we first present a linear rigid body dynamics with wheels that can be used for real-time balancing control of wheel-legged robots. We then introduce an effective pose optimization method for wheel-legged robot's locomotion over steep ramp and stair terrains. The pose optimization solves for optimal poses to enhance stability and enforce collision-fee constraints for the rolling motion over stair terrain. Experimental validation on the real robot demonstrated the capability of rolling up on a 0.36 m obstacle. The robot can also successfully roll up and down multiple stairs without lifting its legs or having collision with the terrain.

preprint2022arXiv

Contact-timing and Trajectory Optimization for 3D Jumping on Quadruped Robots

Performing highly agile acrobatic motions with a long flight phase requires perfect timing, high accuracy, and coordination of the full-body motion. To address these challenges, we present a novel approach on timings and trajectory optimization framework for legged robots performing aggressive 3D jumping. In our method, we firstly utilize an effective optimization framework using simplified rigid body dynamics to solve for contact timings and a reference trajectory of the robot body. The solution of this module is then used to formulate a full-body trajectory optimization based on the full nonlinear dynamics of the robot. This combination allows us to effectively optimize for contact timings while ensuring that the jumping trajectory can be effectively realized in the robot hardware. We first validate the efficiency of the proposed framework on the A1 robot model for various 3D jumping tasks such as double-backflips off the high altitude of 2m. Experimental validation was then successfully conducted for various aggressive 3D jumping motions such as diagonal jumps, barrel roll, and double barrel roll from a box of heights 0.4m and 0.9m, respectively.

preprint2022arXiv

Guided Data Discovery in Interactive Visualizations via Active Search

Recent advances in visual analytics have enabled us to learn from user interactions and uncover analytic goals. These innovations set the foundation for actively guiding users during data exploration. Providing such guidance will become more critical as datasets grow in size and complexity, precluding exhaustive investigation. Meanwhile, the machine learning community also struggles with datasets growing in size and complexity, precluding exhaustive labeling. Active learning is a broad family of algorithms developed for actively guiding models during training. We will consider the intersection of these analogous research thrusts. First, we discuss the nuances of matching the choice of an active learning algorithm to the task at hand. This is critical for performance, a fact we demonstrate in a simulation study. We then present results of a user study for the particular task of data discovery guided by an active learning algorithm specifically designed for this task.

preprint2020arXiv

On Probabilistic Byzantine Fault Tolerance

Byzantine fault tolerance (BFT) has been extensively studied in distributed trustless systems to guarantee system's functioning when up to 1/3 Byzantine processes exist. Despite a plethora of previous work in BFT systems, they are mainly concerned about common knowledge deducible from the states of all participant processes. In BFT systems, it is crucial to know about which knowledge a process knows about the states of other processes and the global state of the system. However, there is a lack of studies about common knowledge of Byzantine faults, such as, whether existence of a Byzantine node is known by all honest nodes. In a dynamic setting, processes may fail or get compromised unexpectedly and unpredictably. It is critical to reason about which processes know about the faulty processes of the network. In this paper, we are interested in studying BFT systems in which Byzantine processes may misbehave randomly, possibly at some random periods of time. The problem of \emph{probabilistic Byzantine} (PB) processes studied in this paper is more general than the problems previously studied in existing work. We propose an approach that allows us to formulate and reason about the concurrent knowledge of the PB processes by all processes. We present our study of the proposed approach in both synchronous and asynchronous systems.

preprint2020arXiv

OV: Validity-based Optimistic Smart Contracts

Smart contract (SC) platforms form blocks of transactions into a chain and execute them via user-defined smart contracts. In conventional platforms like Bitcoin and Ethereum, the transactions within a block are executed \emph{sequentially} by the miner and are then validated \emph{sequentially} by the validators to reach consensus about the final state of the block. In order to leverage the advances of multicores, this paper explores the next generation of smart contract platforms that enables concurrent execution of such contracts. Reasoning about the validity of the object states is challenging in concurrent smart contracts. We examine a programming model to support \emph{optimistic} execution of SCTs. We introduce a novel programming language, so-called OV, and a Solidity API to ease programing of optimistic smart contracts. OV language together with static checking will help reasoning about a crucial property of optimistically executed smart contracts -- the validity of object states in trustless systems.