Researcher profile

Nils Jansen

Nils Jansen contributes to research discovery and scholarly infrastructure.

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Published work

12 published item(s)

preprint2026arXiv

Missingness-MDPs: Bridging the Theory of Missing Data and POMDPs

We introduce missingness-MDPs (miss-MDPs), a novel subclass of partially observable Markov decision processes (POMDPs) that incorporates the theory of missing data. A miss-MDP is a POMDP whose observation function is a missingness function, specifying the probability that individual state features are missing (i.e., unobserved) at a time step. The literature distinguishes three canonical missingness types: missing (1) completely at random (MCAR), (2) at random (MAR), and (3) not at random (MNAR). Our planning problem is to compute near-optimal policies for a miss-MDP with an unknown missingness function, given a dataset of action-observation trajectories. Achieving such optimality guarantees for policies requires learning the missingness function from data, which is infeasible for general POMDPs. To overcome this challenge, we exploit the structural properties of different missingness types to derive probably approximately correct (PAC) algorithms for learning the missingness function. These algorithms yield an approximate but fully specified miss-MDP that we solve using off-the-shelf planning methods. We prove that, with high probability, the resulting policies are epsilon-optimal in the true miss-MDP. Empirical results confirm the theory and demonstrate superior performance of our approach over two model-free POMDP methods.

preprint2026arXiv

Robust Probabilistic Shielding for Safe Offline Reinforcement Learning

In offline reinforcement learning (RL), we learn policies from fixed datasets without environment interaction. The major challenges are to provide guarantees on the (1) performance and (2) safety of the resulting policy. A technique called safe policy improvement (SPI) provides a performance guarantee: with high probability, the new policy outperforms a given baseline policy, which is assumed to be safe. Orthogonally, in the context of safe RL, a shield provides a safety guarantee by restricting the action space to those actions that are provably safe with respect to a given safety-relevant model. We integrate these paradigms by extending shielding to offline RL, relying solely on the available dataset and knowledge of safe and unsafe states. Then, we shield the policy improvement steps, guaranteeing, with high probability, a safe policy. Experimental results demonstrate that shielded SPI outperforms its unshielded counterpart, improving both average and worst-case performance, particularly in low-data regimes.

preprint2023arXiv

Safe Policy Improvement for POMDPs via Finite-State Controllers

We study safe policy improvement (SPI) for partially observable Markov decision processes (POMDPs). SPI is an offline reinforcement learning (RL) problem that assumes access to (1) historical data about an environment, and (2) the so-called behavior policy that previously generated this data by interacting with the environment. SPI methods neither require access to a model nor the environment itself, and aim to reliably improve the behavior policy in an offline manner. Existing methods make the strong assumption that the environment is fully observable. In our novel approach to the SPI problem for POMDPs, we assume that a finite-state controller (FSC) represents the behavior policy and that finite memory is sufficient to derive optimal policies. This assumption allows us to map the POMDP to a finite-state fully observable MDP, the history MDP. We estimate this MDP by combining the historical data and the memory of the FSC, and compute an improved policy using an off-the-shelf SPI algorithm. The underlying SPI method constrains the policy-space according to the available data, such that the newly computed policy only differs from the behavior policy when sufficient data was available. We show that this new policy, converted into a new FSC for the (unknown) POMDP, outperforms the behavior policy with high probability. Experimental results on several well-established benchmarks show the applicability of the approach, even in cases where finite memory is not sufficient.

preprint2022arXiv

Parameter Synthesis in Markov Models: A Gentle Survey

This paper surveys the analysis of parametric Markov models whose transitions are labelled with functions over a finite set of parameters. These models are symbolic representations of uncountable many concrete probabilistic models, each obtained by instantiating the parameters. We consider various analysis problems for a given logical specification $φ$: do all parameter instantiations within a given region of parameter values satisfy $φ$?, which instantiations satisfy $φ$ and which ones do not?, and how can all such instantiations be characterised, either exactly or approximately? We address theoretical complexity results and describe the main ideas underlying state-of-the-art algorithms that established an impressive leap over the last decade enabling the fully automated analysis of models with millions of states and thousands of parameters.

preprint2022arXiv

Safe Reinforcement Learning via Shielding under Partial Observability

Safe exploration is a common problem in reinforcement learning (RL) that aims to prevent agents from making disastrous decisions while exploring their environment. A family of approaches to this problem assume domain knowledge in the form of a (partial) model of this environment to decide upon the safety of an action. A so-called shield forces the RL agent to select only safe actions. However, for adoption in various applications, one must look beyond enforcing safety and also ensure the applicability of RL with good performance. We extend the applicability of shields via tight integration with state-of-the-art deep RL, and provide an extensive, empirical study in challenging, sparse-reward environments under partial observability. We show that a carefully integrated shield ensures safety and can improve the convergence rate and final performance of RL agents. We furthermore show that a shield can be used to bootstrap state-of-the-art RL agents: they remain safe after initial learning in a shielded setting, allowing us to disable a potentially too conservative shield eventually.

preprint2020arXiv

Adversarial Patch Camouflage against Aerial Detection

Detection of military assets on the ground can be performed by applying deep learning-based object detectors on drone surveillance footage. The traditional way of hiding military assets from sight is camouflage, for example by using camouflage nets. However, large assets like planes or vessels are difficult to conceal by means of traditional camouflage nets. An alternative type of camouflage is the direct misleading of automatic object detectors. Recently, it has been observed that small adversarial changes applied to images of the object can produce erroneous output by deep learning-based detectors. In particular, adversarial attacks have been successfully demonstrated to prohibit person detections in images, requiring a patch with a specific pattern held up in front of the person, thereby essentially camouflaging the person for the detector. Research into this type of patch attacks is still limited and several questions related to the optimal patch configuration remain open. This work makes two contributions. First, we apply patch-based adversarial attacks for the use case of unmanned aerial surveillance, where the patch is laid on top of large military assets, camouflaging them from automatic detectors running over the imagery. The patch can prevent automatic detection of the whole object while only covering a small part of it. Second, we perform several experiments with different patch configurations, varying their size, position, number and saliency. Our results show that adversarial patch attacks form a realistic alternative to traditional camouflage activities, and should therefore be considered in the automated analysis of aerial surveillance imagery.

preprint2020arXiv

Neural Simplex Architecture

We present the Neural Simplex Architecture (NSA), a new approach to runtime assurance that provides safety guarantees for neural controllers (obtained e.g. using reinforcement learning) of autonomous and other complex systems without unduly sacrificing performance. NSA is inspired by the Simplex control architecture of Sha et al., but with some significant differences. In the traditional approach, the advanced controller (AC) is treated as a black box; when the decision module switches control to the baseline controller (BC), the BC remains in control forever. There is relatively little work on switching control back to the AC, and there are no techniques for correcting the AC's behavior after it generates a potentially unsafe control input that causes a failover to the BC. Our NSA addresses both of these limitations. NSA not only provides safety assurances in the presence of a possibly unsafe neural controller, but can also improve the safety of such a controller in an online setting via retraining, without overly degrading its performance. To demonstrate NSA's benefits, we have conducted several significant case studies in the continuous control domain. These include a target-seeking ground rover navigating an obstacle field, and a neural controller for an artificial pancreas system.

preprint2020arXiv

Robust Policy Synthesis for Uncertain POMDPs via Convex Optimization

We study the problem of policy synthesis for uncertain partially observable Markov decision processes (uPOMDPs). The transition probability function of uPOMDPs is only known to belong to a so-called uncertainty set, for instance in the form of probability intervals. Such a model arises when, for example, an agent operates under information limitation due to imperfect knowledge about the accuracy of its sensors. The goal is to compute a policy for the agent that is robust against all possible probability distributions within the uncertainty set. In particular, we are interested in a policy that robustly ensures the satisfaction of temporal logic and expected reward specifications. We state the underlying optimization problem as a semi-infinite quadratically-constrained quadratic program (QCQP), which has finitely many variables and infinitely many constraints. Since QCQPs are non-convex in general and practically infeasible to solve, we resort to the so-called convex-concave procedure to convexify the QCQP. Even though convex, the resulting optimization problem still has infinitely many constraints and is NP-hard. For uncertainty sets that form convex polytopes, we provide a transformation of the problem to a convex QCQP with finitely many constraints. We demonstrate the feasibility of our approach by means of several case studies that highlight typical bottlenecks for our problem. In particular, we show that we are able to solve benchmarks with hundreds of thousands of states, hundreds of different observations, and we investigate the effect of different levels of uncertainty in the models.

preprint2020arXiv

Robustness Verification for Classifier Ensembles

We give a formal verification procedure that decides whether a classifier ensemble is robust against arbitrary randomized attacks. Such attacks consist of a set of deterministic attacks and a distribution over this set. The robustness-checking problem consists of assessing, given a set of classifiers and a labelled data set, whether there exists a randomized attack that induces a certain expected loss against all classifiers. We show the NP-hardness of the problem and provide an upper bound on the number of attacks that is sufficient to form an optimal randomized attack. These results provide an effective way to reason about the robustness of a classifier ensemble. We provide SMT and MILP encodings to compute optimal randomized attacks or prove that there is no attack inducing a certain expected loss. In the latter case, the classifier ensemble is provably robust. Our prototype implementation verifies multiple neural-network ensembles trained for image-classification tasks. The experimental results using the MILP encoding are promising both in terms of scalability and the general applicability of our verification procedure.

preprint2020arXiv

Scenario-Based Verification of Uncertain MDPs

We consider Markov decision processes (MDPs) in which the transition probabilities and rewards belong to an uncertainty set parametrized by a collection of random variables. The probability distributions for these random parameters are unknown. The problem is to compute the probability to satisfy a temporal logic specification within any MDP that corresponds to a sample from these unknown distributions. In general, this problem is undecidable, and we resort to techniques from so-called scenario optimization. Based on a finite number of samples of the uncertain parameters, each of which induces an MDP, the proposed method estimates the probability of satisfying the specification by solving a finite-dimensional convex optimization problem. The number of samples required to obtain a high confidence on this estimate is independent from the number of states and the number of random parameters. Experiments on a large set of benchmarks show that a few thousand samples suffice to obtain high-quality confidence bounds with a high probability.

preprint2020arXiv

Strengthening Deterministic Policies for POMDPs

The synthesis problem for partially observable Markov decision processes (POMDPs) is to compute a policy that satisfies a given specification. Such policies have to take the full execution history of a POMDP into account, rendering the problem undecidable in general. A common approach is to use a limited amount of memory and randomize over potential choices. Yet, this problem is still NP-hard and often computationally intractable in practice. A restricted problem is to use neither history nor randomization, yielding policies that are called stationary and deterministic. Previous approaches to compute such policies employ mixed-integer linear programming (MILP). We provide a novel MILP encoding that supports sophisticated specifications in the form of temporal logic constraints. It is able to handle an arbitrary number of such specifications. Yet, randomization and memory are often mandatory to achieve satisfactory policies. First, we extend our encoding to deliver a restricted class of randomized policies. Second, based on the results of the original MILP, we employ a preprocessing of the POMDP to encompass memory-based decisions. The advantages of our approach over state-of-the-art POMDP solvers lie (1) in the flexibility to strengthen simple deterministic policies without losing computational tractability and (2) in the ability to enforce the provable satisfaction of arbitrarily many specifications. The latter point allows taking trade-offs between performance and safety aspects of typical POMDP examples into account. We show the effectiveness of our method on a broad range of benchmarks.

preprint2020arXiv

Verifiable RNN-Based Policies for POMDPs Under Temporal Logic Constraints

Recurrent neural networks (RNNs) have emerged as an effective representation of control policies in sequential decision-making problems. However, a major drawback in the application of RNN-based policies is the difficulty in providing formal guarantees on the satisfaction of behavioral specifications, e.g. safety and/or reachability. By integrating techniques from formal methods and machine learning, we propose an approach to automatically extract a finite-state controller (FSC) from an RNN, which, when composed with a finite-state system model, is amenable to existing formal verification tools. Specifically, we introduce an iterative modification to the so-called quantized bottleneck insertion technique to create an FSC as a randomized policy with memory. For the cases in which the resulting FSC fails to satisfy the specification, verification generates diagnostic information. We utilize this information to either adjust the amount of memory in the extracted FSC or perform focused retraining of the RNN. While generally applicable, we detail the resulting iterative procedure in the context of policy synthesis for partially observable Markov decision processes (POMDPs), which is known to be notoriously hard. The numerical experiments show that the proposed approach outperforms traditional POMDP synthesis methods by 3 orders of magnitude within 2% of optimal benchmark values.