Researcher profile

Martin V. Butz

Martin V. Butz contributes to research discovery and scholarly infrastructure.

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Published work

11 published item(s)

preprint2026arXiv

Partially Observed Structural Causal Models

Here we introduce Partially Observed Structural Causal Models (POSCMs) that formalize causal systems where latent contexts co-determine both the interaction structure and downstream mechanisms on observed variables. POSCMs provide an extension of structural causal models (SCMs), as a self-contained causal modeling framework for endogenous graphs, allowing for an intervention hierarchy spanning node- and edge-level context and endogenous variable interventions. To enable surgical edge interventions, we adopt a Kolmogorov-Arnold-Sprecher edge-functional decomposition, an existence theorem for representing each node mechanism as a sum of univariate functions of its parents, yielding an explicit parametrization of dyadic functional contributions. We provide an identifiability theory that clarifies which intervention families would suffice to disentangle structure formation from mechanisms. We empirically validate these predictions in a biophysically detailed virtual human retina simulator, constructing intervention protocols that (i) reproduce the non-identifiability predicted when context is latent and no context-level interventions are available, (ii) exhibit structure-mechanism confounding under latent edges when only node interventions are observed, and (iii) recover synaptic input-output relationships via targeted node interventions, consistent with our positive kernel identifiability result. Our work generalizes SCMs in a way that allows it to work in a world closer to the one we live in.

preprint2022arXiv

Binding Dancers Into Attractors

To effectively perceive and process observations in our environment, feature binding and perspective taking are crucial cognitive abilities. Feature binding combines observed features into one entity, called a Gestalt. Perspective taking transfers the percept into a canonical, observer-centered frame of reference. Here we propose a recurrent neural network model that solves both challenges. We first train an LSTM to predict 3D motion dynamics from a canonical perspective. We then present similar motion dynamics with novel viewpoints and feature arrangements. Retrospective inference enables the deduction of the canonical perspective. Combined with a robust mutual-exclusive softmax selection scheme, random feature arrangements are reordered and precisely bound into known Gestalt percepts. To corroborate evidence for the architecture's cognitive validity, we examine its behavior on the silhouette illusion, which elicits two competitive Gestalt interpretations of a rotating dancer. Our system flexibly binds the information of the rotating figure into the alternative attractors resolving the illusion's ambiguity and imagining the respective depth interpretation and the corresponding direction of rotation. We finally discuss the potential universality of the proposed mechanisms.

preprint2022arXiv

Composing Partial Differential Equations with Physics-Aware Neural Networks

We introduce a compositional physics-aware FInite volume Neural Network (FINN) for learning spatiotemporal advection-diffusion processes. FINN implements a new way of combining the learning abilities of artificial neural networks with physical and structural knowledge from numerical simulation by modeling the constituents of partial differential equations (PDEs) in a compositional manner. Results on both one- and two-dimensional PDEs (Burgers', diffusion-sorption, diffusion-reaction, Allen--Cahn) demonstrate FINN's superior modeling accuracy and excellent out-of-distribution generalization ability beyond initial and boundary conditions. With only one tenth of the number of parameters on average, FINN outperforms pure machine learning and other state-of-the-art physics-aware models in all cases -- often even by multiple orders of magnitude. Moreover, FINN outperforms a calibrated physical model when approximating sparse real-world data in a diffusion-sorption scenario, confirming its generalization abilities and showing explanatory potential by revealing the unknown retardation factor of the observed process.

preprint2022arXiv

Developing hierarchical anticipations via neural network-based event segmentation

Humans can make predictions on various time scales and hierarchical levels. Thereby, the learning of event encodings seems to play a crucial role. In this work we model the development of hierarchical predictions via autonomously learned latent event codes. We present a hierarchical recurrent neural network architecture, whose inductive learning biases foster the development of sparsely changing latent state that compress sensorimotor sequences. A higher level network learns to predict the situations in which the latent states tend to change. Using a simulated robotic manipulator, we demonstrate that the system (i) learns latent states that accurately reflect the event structure of the data, (ii) develops meaningful temporal abstract predictions on the higher level, and (iii) generates goal-anticipatory behavior similar to gaze behavior found in eye-tracking studies with infants. The architecture offers a step towards the autonomous learning of compressed hierarchical encodings of gathered experiences and the exploitation of these encodings to generate adaptive behavior.

preprint2022arXiv

Hierarchical principles of embodied reinforcement learning: A review

Cognitive Psychology and related disciplines have identified several critical mechanisms that enable intelligent biological agents to learn to solve complex problems. There exists pressing evidence that the cognitive mechanisms that enable problem-solving skills in these species build on hierarchical mental representations. Among the most promising computational approaches to provide comparable learning-based problem-solving abilities for artificial agents and robots is hierarchical reinforcement learning. However, so far the existing computational approaches have not been able to equip artificial agents with problem-solving abilities that are comparable to intelligent animals, including human and non-human primates, crows, or octopuses. Here, we first survey the literature in Cognitive Psychology, and related disciplines, and find that many important mental mechanisms involve compositional abstraction, curiosity, and forward models. We then relate these insights with contemporary hierarchical reinforcement learning methods, and identify the key machine intelligence approaches that realise these mechanisms. As our main result, we show that all important cognitive mechanisms have been implemented independently in isolated computational architectures, and there is simply a lack of approaches that integrate them appropriately. We expect our results to guide the development of more sophisticated cognitively inspired hierarchical methods, so that future artificial agents achieve a problem-solving performance on the level of intelligent animals.

preprint2022arXiv

Inference of Affordances and Active Motor Control in Simulated Agents

Flexible, goal-directed behavior is a fundamental aspect of human life. Based on the free energy minimization principle, the theory of active inference formalizes the generation of such behavior from a computational neuroscience perspective. Based on the theory, we introduce an output-probabilistic, temporally predictive, modular artificial neural network architecture, which processes sensorimotor information, infers behavior-relevant aspects of its world, and invokes highly flexible, goal-directed behavior. We show that our architecture, which is trained end-to-end to minimize an approximation of free energy, develops latent states that can be interpreted as affordance maps. That is, the emerging latent states signal which actions lead to which effects dependent on the local context. In combination with active inference, we show that flexible, goal-directed behavior can be invoked, incorporating the emerging affordance maps. As a result, our simulated agent flexibly steers through continuous spaces, avoids collisions with obstacles, and prefers pathways that lead to the goal with high certainty. Additionally, we show that the learned agent is highly suitable for zero-shot generalization across environments: After training the agent in a handful of fixed environments with obstacles and other terrains affecting its behavior, it performs similarly well in procedurally generated environments containing different amounts of obstacles and terrains of various sizes at different locations.

preprint2022arXiv

Intelligent problem-solving as integrated hierarchical reinforcement learning

According to cognitive psychology and related disciplines, the development of complex problem-solving behaviour in biological agents depends on hierarchical cognitive mechanisms. Hierarchical reinforcement learning is a promising computational approach that may eventually yield comparable problem-solving behaviour in artificial agents and robots. However, to date the problem-solving abilities of many human and non-human animals are clearly superior to those of artificial systems. Here, we propose steps to integrate biologically inspired hierarchical mechanisms to enable advanced problem-solving skills in artificial agents. Therefore, we first review the literature in cognitive psychology to highlight the importance of compositional abstraction and predictive processing. Then we relate the gained insights with contemporary hierarchical reinforcement learning methods. Interestingly, our results suggest that all identified cognitive mechanisms have been implemented individually in isolated computational architectures, raising the question of why there exists no single unifying architecture that integrates them. As our final contribution, we address this question by providing an integrative perspective on the computational challenges to develop such a unifying architecture. We expect our results to guide the development of more sophisticated cognitively inspired hierarchical machine learning architectures.

preprint2022arXiv

Sparsely Changing Latent States for Prediction and Planning in Partially Observable Domains

A common approach to prediction and planning in partially observable domains is to use recurrent neural networks (RNNs), which ideally develop and maintain a latent memory about hidden, task-relevant factors. We hypothesize that many of these hidden factors in the physical world are constant over time, changing only sparsely. To study this hypothesis, we propose Gated $L_0$ Regularized Dynamics (GateL0RD), a novel recurrent architecture that incorporates the inductive bias to maintain stable, sparsely changing latent states. The bias is implemented by means of a novel internal gating function and a penalty on the $L_0$ norm of latent state changes. We demonstrate that GateL0RD can compete with or outperform state-of-the-art RNNs in a variety of partially observable prediction and control tasks. GateL0RD tends to encode the underlying generative factors of the environment, ignores spurious temporal dependencies, and generalizes better, improving sampling efficiency and overall performance in model-based planning and reinforcement learning tasks. Moreover, we show that the developing latent states can be easily interpreted, which is a step towards better explainability in RNNs.

preprint2020arXiv

Fostering Event Compression using Gated Surprise

Our brain receives a dynamically changing stream of sensorimotor data. Yet, we perceive a rather organized world, which we segment into and perceive as events. Computational theories of cognitive science on event-predictive cognition suggest that our brain forms generative, event-predictive models by segmenting sensorimotor data into suitable chunks of contextual experiences. Here, we introduce a hierarchical, surprise-gated recurrent neural network architecture, which models this process and develops compact compressions of distinct event-like contexts. The architecture contains a contextual LSTM layer, which develops generative compressions of ongoing and subsequent contexts. These compressions are passed into a GRU-like layer, which uses surprise signals to update its recurrent latent state. The latent state is passed forward into another LSTM layer, which processes actual dynamic sensory flow in the light of the provided latent, contextual compression signals. Our model shows to develop distinct event compressions and achieves the best performance on multiple event processing tasks. The architecture may be very useful for the further development of resource-efficient learning, hierarchical model-based reinforcement learning, as well as the development of artificial event-predictive cognition and intelligence.

preprint2020arXiv

Inferring, Predicting, and Denoising Causal Wave Dynamics

The novel DISTributed Artificial neural Network Architecture (DISTANA) is a generative, recurrent graph convolution neural network. It implements a grid or mesh of locally parameterizable laterally connected network modules. DISTANA is specifically designed to identify the causality behind spatially distributed, non-linear dynamical processes. We show that DISTANA is very well-suited to denoise data streams, given that re-occurring patterns are observed, significantly outperforming alternative approaches, such as temporal convolution networks and ConvLSTMs, on a complex spatial wave propagation benchmark. It produces stable and accurate closed-loop predictions even over hundreds of time steps. Moreover, it is able to effectively filter noise -- an ability that can be improved further by applying denoising autoencoder principles or by actively tuning latent neural state activities retrospectively. Results confirm that DISTANA is ready to model real-world spatio-temporal dynamics such as brain imaging, supply networks, water flow, or soil and weather data patterns.

preprint2020arXiv

Learning Precise Spike Timings with Eligibility Traces

Recent research in the field of spiking neural networks (SNNs) has shown that recurrent variants of SNNs, namely long short-term SNNs (LSNNs), can be trained via error gradients just as effective as LSTMs. The underlying learning method (e-prop) is based on a formalization of eligibility traces applied to leaky integrate and fire (LIF) neurons. Here, we show that the proposed approach cannot fully unfold spike timing dependent plasticity (STDP). As a consequence, this limits in principle the inherent advantage of SNNs, that is, the potential to develop codes that rely on precise relative spike timings. We show that STDP-aware synaptic gradients naturally emerge within the eligibility equations of e-prop when derived for a slightly more complex spiking neuron model, here at the example of the Izhikevich model. We also present a simple extension of the LIF model that provides similar gradients. In a simple experiment we demonstrate that the STDP-aware LIF neurons can learn precise spike timings from an e-prop-based gradient signal.