An index formula in connection with meromorphic approximation

preprint2011arXivOpen access

Abstract

Let ΦΦ be a continuous n×nn\times n matrix-valued function on the unit circle $\T$ such that the (k−1)(k-1)th singular value of the Hankel operator with symbol ΦΦ is greater than the kkth singular value. In this case, it is well-known that ΦΦ has a unique superoptimal meromorphic approximant QQ in H(k)∞H^{\infty}_{(k)}; that is, QQ has at most kk poles in the unit disc D\mathbb{D} (i.e. the McMillan degree of QQ in D\mathbb{D} is at most kk) and QQ minimizes the essential suprema of singular values sj((Φ−Q)(ζ))s_{j}((Φ-Q)(ζ)), j≥0j\geq0, with respect to the lexicographic ordering. For each j≥0j\geq 0, the essential supremum of sj((Φ−Q)(ζ))s_{j}((Φ-Q)(ζ)) is called the jjth superoptimal singular value of ΦΦ of degree kk. We prove that if ΦΦ has nn non-zero superoptimal singular values of degree kk, then the Toeplitz operator TΦ−QT_{Φ-Q} with symbol Φ−QΦ-Q is Fredholm and has index \[ \ind T_{Φ-Q}=\dim\ker T_{Φ-Q}=2k+\dim\mathcal{E}, \] where E={ξ∈ker⁡HQ:∥HΦξ∥2=∥(Φ−Q)ξ∥2}\mathcal{E}=\{ξ\in\ker H_{Q}: \|H_Φξ\|_{2}=\|(Φ-Q)ξ\|_{2}\} and HΦH_Φ denotes the Hankel operator with symbol ΦΦ. In fact, this result can be extended from continuous matrix-valued functions to the wider class of kk-\emph{admissible} matrix-valued functions, i.e. essentially bounded n×nn\times n matrix-valued functions ΦΦ on $\T$ for which the essential norm of the Hankel operator HΦH_Φ is strictly less than the smallest non-zero superoptimal singular value of ΦΦ of degree kk.

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