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Zhiyu Chen

Zhiyu Chen contributes to research discovery and scholarly infrastructure.

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Published work

16 published item(s)

preprint2026arXiv

AMARIS: A Memory-Augmented Rubric Improvement System for Rubric-Based Reinforcement Learning

Rubric-based reward shaping is an effective method for fine-tuning LLMs via RL, where structured rubrics decompose standard outcome rewards into multiple dimensions to provide richer reward signals. Recent works make the rubrics adaptive based on local signals such as the rollouts from the current step or pairwise comparisons. However, these methods discard the diagnostics produced during evaluation after immediate use and prevent the long-term accumulation and strategic reuse of evaluation knowledge. This forces the system to re-derive evaluation principles from scratch, limits its ability to detect recurring suboptimal behaviors, and forfeits the curriculum-like progression that a persistent training history would naturally support. To address these limitations, we introduce AMARIS, which grounds rubric modifications in long-term training history. At each training step, AMARIS analyzes individual rollouts, aggregates findings into step-level summaries, retrieves relevant historical context from a persistent evaluation memory through both static (recent steps) and dynamic (semantically matched) retrieval, and updates rubrics based on these accumulated analyses. This procedure runs asynchronously alongside the normal RL loop with minimal overhead. Experiments across both closed and open-ended domains show that AMARIS consistently outperforms the baselines. Ablation studies show that static and dynamic memory retrieval contributes to the performance gain and their combination provides the strongest results with moderate retrieval budgets sufficient to provide most of the gain, and that the entire pipeline adds only ~5\% time overhead through asynchronous execution. These results show that persistent evaluation memory can transform rubric-based reward shaping from a stateless, per-step heuristic into an evidence-driven loop for RL training.

preprint2026arXiv

Is Grokking Worthwhile? Functional Analysis and Transferability of Generalization Circuits in Transformers

While Large Language Models (LLMs) excel at factual retrieval, they often struggle with the "curse of two-hop reasoning" in compositional tasks. Recent research suggests that parameter-sharing transformers can bridge this gap by forming a "Generalization Circuit" during a prolonged "grokking" phase. A fundamental question arises: Is a grokked model superior to its non-grokked counterparts on downstream tasks? Furthermore, is the extensive computational cost of waiting for the grokking phase worthwhile? In this work, we conduct a mechanistic study to evaluate the Generalization Circuit's role in knowledge assimilation and transfer. We demonstrate that: (i) The inference paths established by non-grokked and grokked models for in-distribution compositional queries are identical. This suggests that the "Generalization Circuit" does not represent the sudden acquisition of a new reasoning paradigm. Instead, we argue that grokking is the process of integrating memorized atomic facts into an naturally established reasoning path. (ii) Achieving high accuracy on unseen cases after prolonged training and the formation of a certain reasoning path are not bound; they can occur independently under specific data regimes. (iii) Even a mature circuit exhibits limited transferability when integrating new knowledge, suggesting that "grokked" Transformers do not achieve a full mastery of compositional logic.

preprint2026arXiv

PRISM: Fast Online LLM Serving via Scheduling-Memory Co-design

Modern online large language model (LLM) services, such as Retrieval-Augmented Generation (RAG) and agent systems, increasingly expose two prominent characteristics: prompt segmentation (e.g., system instructions, retrieved passages, tool outputs) and hotspot skew, where a small set of these segments recurs frequently across user requests. Failing to jointly exploit these patterns could lead to repeated prefill of hot segments and prolonged TTFT, undermining both throughput and user-perceived responsiveness. However, existing work tackles these patterns independently: KV-cache management mainly exploits segment reuse while scheduling reorders requests to improve cache locality, yet neither aligns request admission with KV-cache retention. To address this gap, we first analyze how scheduling and KV-cache management jointly affect TTFT. Guided by this, we present PRISM (Prefix Reuse Optimization Integrated Scheduling and Memory), which co-designs a query-aware scheduler (QAS) with a demand-aware radix tree (DART) to align request admission with exact-prefix KV retention. Our evaluation results show that, versus the strongest baseline, PRISM reduces average per-QPS P99 TTFT by 23.3\% and 37.1\% while increasing exact-prefix KV-cache hit rate by 5.9 and 12.2 percentage points on 4B and 13B models, respectively.

preprint2026arXiv

TRACE: Distilling Where It Matters via Token-Routed Self On-Policy Alignment

On-policy self-distillation (self-OPD) densifies reinforcement learning with verifiable rewards (RLVR) by letting a policy teach itself under privileged context. We find that when this guidance spans the full response, all-token KL spends gradients on mostly redundant positions and amplifies privileged-information leakage, causing entropy rise, shortened reasoning, and out-of-distribution degradation in long-horizon math training. We propose Token-Routed Alignment for Critical rEasoning (TRACE), which distills only on annotator-marked critical spans: forward KL on key spans of correct rollouts, optional reverse KL on localized error spans, and GRPO on all remaining tokens, with the KL channel annealed away after a short warm-up. Our analysis explains TRACE through two effects: forward KL provides non-vanishing lift to teacher-supported tokens that the student under-allocates, while span masking and decay keep cumulative privileged-gradient exposure finite. On four held-out math benchmarks plus GPQA-Diamond, TRACE improves over GRPO by 2.76 percentage points on average and preserves the Qwen3-8B base OOD score on GPQA-Diamond, where GRPO and all-token self-OPD baselines degrade. Gains persist under online self-annotation (+1.90 percentage points, about 69% of the strong-API gain), reducing the concern that TRACE merely imports external annotator capability. Across scales, the best routed action is base-dependent: on Qwen3-8B it is forward KL on key spans, while on Qwen3-1.7B it shifts to reverse KL on error spans.

preprint2022arXiv

F8Net: Fixed-Point 8-bit Only Multiplication for Network Quantization

Neural network quantization is a promising compression technique to reduce memory footprint and save energy consumption, potentially leading to real-time inference. However, there is a performance gap between quantized and full-precision models. To reduce it, existing quantization approaches require high-precision INT32 or full-precision multiplication during inference for scaling or dequantization. This introduces a noticeable cost in terms of memory, speed, and required energy. To tackle these issues, we present F8Net, a novel quantization framework consisting of only fixed-point 8-bit multiplication. To derive our method, we first discuss the advantages of fixed-point multiplication with different formats of fixed-point numbers and study the statistical behavior of the associated fixed-point numbers. Second, based on the statistical and algorithmic analysis, we apply different fixed-point formats for weights and activations of different layers. We introduce a novel algorithm to automatically determine the right format for each layer during training. Third, we analyze a previous quantization algorithm -- parameterized clipping activation (PACT) -- and reformulate it using fixed-point arithmetic. Finally, we unify the recently proposed method for quantization fine-tuning and our fixed-point approach to show the potential of our method. We verify F8Net on ImageNet for MobileNet V1/V2 and ResNet18/50. Our approach achieves comparable and better performance, when compared not only to existing quantization techniques with INT32 multiplication or floating-point arithmetic, but also to the full-precision counterparts, achieving state-of-the-art performance.

preprint2022arXiv

FinQA: A Dataset of Numerical Reasoning over Financial Data

The sheer volume of financial statements makes it difficult for humans to access and analyze a business's financials. Robust numerical reasoning likewise faces unique challenges in this domain. In this work, we focus on answering deep questions over financial data, aiming to automate the analysis of a large corpus of financial documents. In contrast to existing tasks on general domain, the finance domain includes complex numerical reasoning and understanding of heterogeneous representations. To facilitate analytical progress, we propose a new large-scale dataset, FinQA, with Question-Answering pairs over Financial reports, written by financial experts. We also annotate the gold reasoning programs to ensure full explainability. We further introduce baselines and conduct comprehensive experiments in our dataset. The results demonstrate that popular, large, pre-trained models fall far short of expert humans in acquiring finance knowledge and in complex multi-step numerical reasoning on that knowledge. Our dataset -- the first of its kind -- should therefore enable significant, new community research into complex application domains. The dataset and code are publicly available\url{https://github.com/czyssrs/FinQA}.

preprint2022arXiv

KETOD: Knowledge-Enriched Task-Oriented Dialogue

Existing studies in dialogue system research mostly treat task-oriented dialogue and chit-chat as separate domains. Towards building a human-like assistant that can converse naturally and seamlessly with users, it is important to build a dialogue system that conducts both types of conversations effectively. In this work, we investigate how task-oriented dialogue and knowledge-grounded chit-chat can be effectively integrated into a single model. To this end, we create a new dataset, KETOD (Knowledge-Enriched Task-Oriented Dialogue), where we naturally enrich task-oriented dialogues with chit-chat based on relevant entity knowledge. We also propose two new models, SimpleToDPlus and Combiner, for the proposed task. Experimental results on both automatic and human evaluations show that the proposed methods can significantly improve the performance in knowledge-enriched response generation while maintaining a competitive task-oriented dialog performance. We believe our new dataset will be a valuable resource for future studies. Our dataset and code are publicly available at \url{https://github.com/facebookresearch/ketod}.

preprint2022arXiv

StruBERT: Structure-aware BERT for Table Search and Matching

A large amount of information is stored in data tables. Users can search for data tables using a keyword-based query. A table is composed primarily of data values that are organized in rows and columns providing implicit structural information. A table is usually accompanied by secondary information such as the caption, page title, etc., that form the textual information. Understanding the connection between the textual and structural information is an important yet neglected aspect in table retrieval as previous methods treat each source of information independently. In addition, users can search for data tables that are similar to an existing table, and this setting can be seen as a content-based table retrieval. In this paper, we propose StruBERT, a structure-aware BERT model that fuses the textual and structural information of a data table to produce context-aware representations for both textual and tabular content of a data table. StruBERT features are integrated in a new end-to-end neural ranking model to solve three table-related downstream tasks: keyword- and content-based table retrieval, and table similarity. We evaluate our approach using three datasets, and we demonstrate substantial improvements in terms of retrieval and classification metrics over state-of-the-art methods.

preprint2021arXiv

Three-dimensional entanglement on a silicon chip

Entanglement is a counterintuitive feature of quantum physics that is at the heart of quantum technology. High-dimensional quantum states offer unique advantages in various quantum information tasks. Integrated photonic chips have recently emerged as a leading platform for the generation, manipulation and detection of entangled photons. Here, we report a silicon photonic chip that uses novel interferometric resonance-enhanced photon-pair sources, spectral demultiplexers and high-dimensional reconfigurable circuitries to generate, manipulate and analyse path-entangled three-dimensional qutrit states. By minimizing on-chip electrical and thermal cross-talk, we obtain high-quality quantum interference with visibilities above 96.5% and a maximumly entangled qutrit state with a fidelity of 95.5%. We further explore the fundamental properties of entangled qutrits to test quantum nonlocality and contextuality, and to implement quantum simulations of graphs and high-precision optical phase measurements. Our work paves the path for the development of multiphoton high-dimensional quantum technologies.

preprint2021arXiv

Towards the standardization of quantum state verification using optimal strategies

Quantum devices for generating entangled states have been extensively studied and widely used. As so, it becomes necessary to verify that these devices truly work reliably and efficiently as they are specified. Here, we experimentally realize the recently proposed two-qubit entangled state verification strategies using both local measurements (nonadaptive) and active feed-forward operations (adaptive) with a photonic platform. About 3283/536 number of copies ($N$) are required to achieve a 99% confidence to verify the target quantum state for nonadaptive/adaptive strategies. These optimal strategies provide the Heisenberg scaling of the infidelity $ε$ as a function of $N$ ($ε$ $\sim$ $N^r$) with the parameter $r=-1$, exceeding the standard quantum limit with $r=-0.5$. We experimentally obtain the scaling parameter of $r=-0.88\pm$0.03 and $-0.78\pm$0.07 for nonadaptive and adaptive strategies, respectively. Our experimental work could serve as a standardized procedure for the verification of quantum states.

preprint2020arXiv

Few-Shot NLG with Pre-Trained Language Model

Neural-based end-to-end approaches to natural language generation (NLG) from structured data or knowledge are data-hungry, making their adoption for real-world applications difficult with limited data. In this work, we propose the new task of \textit{few-shot natural language generation}. Motivated by how humans tend to summarize tabular data, we propose a simple yet effective approach and show that it not only demonstrates strong performance but also provides good generalization across domains. The design of the model architecture is based on two aspects: content selection from input data and language modeling to compose coherent sentences, which can be acquired from prior knowledge. With just 200 training examples, across multiple domains, we show that our approach achieves very reasonable performances and outperforms the strongest baseline by an average of over 8.0 BLEU points improvement. Our code and data can be found at \url{https://github.com/czyssrs/Few-Shot-NLG}

preprint2020arXiv

HULK: An Energy Efficiency Benchmark Platform for Responsible Natural Language Processing

Computation-intensive pretrained models have been taking the lead of many natural language processing benchmarks such as GLUE. However, energy efficiency in the process of model training and inference becomes a critical bottleneck. We introduce HULK, a multi-task energy efficiency benchmarking platform for responsible natural language processing. With HULK, we compare pretrained models' energy efficiency from the perspectives of time and cost. Baseline benchmarking results are provided for further analysis. The fine-tuning efficiency of different pretrained models can differ a lot among different tasks and fewer parameter number does not necessarily imply better efficiency. We analyzed such phenomenon and demonstrate the method of comparing the multi-task efficiency of pretrained models. Our platform is available at https://sites.engineering.ucsb.edu/~xiyou/hulk/.

preprint2020arXiv

Leveraging Schema Labels to Enhance Dataset Search

A search engine's ability to retrieve desirable datasets is important for data sharing and reuse. Existing dataset search engines typically rely on matching queries to dataset descriptions. However, a user may not have enough prior knowledge to write a query using terms that match with description text.We propose a novel schema label generation model which generates possible schema labels based on dataset table content. We incorporate the generated schema labels into a mixed ranking model which not only considers the relevance between the query and dataset metadata but also the similarity between the query and generated schema labels. To evaluate our method on real-world datasets, we create a new benchmark specifically for the dataset retrieval task. Experiments show that our approach can effectively improve the precision and NDCG scores of the dataset retrieval task compared with baseline methods. We also test on a collection of Wikipedia tables to show that the features generated from schema labels can improve the unsupervised and supervised web table retrieval task as well.

preprint2020arXiv

Logical Natural Language Generation from Open-Domain Tables

Neural natural language generation (NLG) models have recently shown remarkable progress in fluency and coherence. However, existing studies on neural NLG are primarily focused on surface-level realizations with limited emphasis on logical inference, an important aspect of human thinking and language. In this paper, we suggest a new NLG task where a model is tasked with generating natural language statements that can be \emph{logically entailed} by the facts in an open-domain semi-structured table. To facilitate the study of the proposed logical NLG problem, we use the existing TabFact dataset \cite{chen2019tabfact} featured with a wide range of logical/symbolic inferences as our testbed, and propose new automatic metrics to evaluate the fidelity of generation models w.r.t.\ logical inference. The new task poses challenges to the existing monotonic generation frameworks due to the mismatch between sequence order and logical order. In our experiments, we comprehensively survey different generation architectures (LSTM, Transformer, Pre-Trained LM) trained with different algorithms (RL, Adversarial Training, Coarse-to-Fine) on the dataset and made following observations: 1) Pre-Trained LM can significantly boost both the fluency and logical fidelity metrics, 2) RL and Adversarial Training are trading fluency for fidelity, 3) Coarse-to-Fine generation can help partially alleviate the fidelity issue while maintaining high language fluency. The code and data are available at \url{https://github.com/wenhuchen/LogicNLG}.

preprint2020arXiv

Pretrained Generalized Autoregressive Model with Adaptive Probabilistic Label Clusters for Extreme Multi-label Text Classification

Extreme multi-label text classification (XMTC) is a task for tagging a given text with the most relevant labels from an extremely large label set. We propose a novel deep learning method called APLC-XLNet. Our approach fine-tunes the recently released generalized autoregressive pretrained model (XLNet) to learn a dense representation for the input text. We propose Adaptive Probabilistic Label Clusters (APLC) to approximate the cross entropy loss by exploiting the unbalanced label distribution to form clusters that explicitly reduce the computational time. Our experiments, carried out on five benchmark datasets, show that our approach has achieved new state-of-the-art results on four benchmark datasets. Our source code is available publicly at https://github.com/huiyegit/APLC_XLNet.

preprint2020arXiv

Table Search Using a Deep Contextualized Language Model

Pretrained contextualized language models such as BERT have achieved impressive results on various natural language processing benchmarks. Benefiting from multiple pretraining tasks and large scale training corpora, pretrained models can capture complex syntactic word relations. In this paper, we use the deep contextualized language model BERT for the task of ad hoc table retrieval. We investigate how to encode table content considering the table structure and input length limit of BERT. We also propose an approach that incorporates features from prior literature on table retrieval and jointly trains them with BERT. In experiments on public datasets, we show that our best approach can outperform the previous state-of-the-art method and BERT baselines with a large margin under different evaluation metrics.