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Zhen Gao

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Published work

54 published item(s)

preprint2026arXiv

A Machine Learning Framework for EEG-Based Prediction of Treatment Efficacy in Chronic Neck Pain

Chronic neck pain is a leading cause of disability worldwide, and current treatment selection remains largely trial and error. We present a machine learning framework that uses electroencephalography to predict treatment efficacy in patients with chronic neck pain, with the goal of supporting individualized therapy and reducing the burden on healthcare systems. The framework centers on a rigorous data preprocessing stage tailored to the characteristics of each EEG recording type. For resting-state EEG, the preprocessing pipeline comprises baseline signal removal, bad channel identification and exclusion, re-referencing, bandpass and notch filtering, Independent Component Analysis, and power spectral density analysis. For motor execution and motor imagery recordings, the same initial steps are applied, after which signals are aligned to trigger events so that event-related desynchronization (ERD) and event-related synchronization (ERS) can be quantified. Synchronously recorded electromyography data are bandpass filtered and smoothed with a moving average, then correlated with the corresponding EEG channels to characterize the EEG EMG relationship during attempted movement. In parallel, we performed an extensive literature review of machine learning models applied to clinical EEG (763 records initially screened, 16 patient and 47 healthy-control studies retained), to inform the post-processing strategy. Through this combined preprocessing and review effort, we aim to develop a robust predictive model that can support personalized healthcare strategies in chronic pain management.

preprint2023arXiv

Multiple-Antenna Aided Aeronautical Communications in Air-Ground Integrated Networks: Channel Estimation, Reliable Transmission, and Multiple Access

To provide seamless coverage during all flight phases, aeronautical communications systems (ACS) have to integrate space-based, air-based, as well as ground-based platforms to formulate aviation-oriented space-air-ground integrated networks (SAGINs). In continental areas, L-band aeronautical broadband communications (ABC) are gaining popularity for supporting air traffic management (ATM) modernization. However, L-band ABC faces the challenges of spectrum congestion and severe interference due to the legacy systems. To circumvent these, we propose a novel multiple-antenna aided L-band ABC paradigm to tackle the key issues of reliable and high-rate air-to-ground (A2G) transmissions. Specifically, we first introduce the development roadmap of the ABC. Furthermore, we discuss the peculiarities of the L-band ABC propagation environment and the distinctive challenges of the associated multiple-antenna techniques. To overcome these challenges, we propose an advanced multiple-antenna assisted L-band ABC paradigm from the perspective of channel estimation, reliable transmission, and multiple access. Finally, we shed light on the compelling research directions of the aviation component of SAGINs.

preprint2023arXiv

UAV Trajectory Planning for AoI-Minimal Data Collection in UAV-Aided IoT Networks by Transformer

Maintaining freshness of data collection in Internet-of-Things (IoT) networks has attracted increasing attention. By taking into account age-of-information (AoI), we investigate the trajectory planning problem of an unmanned aerial vehicle (UAV) that is used to aid a cluster-based IoT network. An optimization problem is formulated to minimize the total AoI of the collected data by the UAV from the ground IoT network. Since the total AoI of the IoT network depends on the flight time of the UAV and the data collection time at hovering points, we jointly optimize the selection of hovering points and the visiting order to these points. We exploit the state-of-the-art transformer and the weighted A*, which is a path search algorithm, to design a machine learning algorithm to solve the formulated problem. The whole UAV-IoT system is fed into the encoder network of the proposed algorithm, and the algorithm's decoder network outputs the visiting order to ground clusters. Then, the weighted A* is used to find the hovering point for each cluster in the ground IoT network. Simulation results show that the trained model by the proposed algorithm has a good generalization ability to generate solutions for IoT networks with different numbers of ground clusters, without the need to retrain the model. Furthermore, results show that our proposed algorithm can find better UAV trajectories with the minimum total AoI when compared to other algorithms.

preprint2022arXiv

Data-Driven Deep Learning Based Hybrid Beamforming for Aerial Massive MIMO-OFDM Systems with Implicit CSI

In an aerial hybrid massive multiple-input multiple-output (MIMO) and orthogonal frequency division multiplexing (OFDM) system, how to design a spectral-efficient broadband multi-user hybrid beamforming with a limited pilot and feedback overhead is challenging. To this end, by modeling the key transmission modules as an end-to-end (E2E) neural network, this paper proposes a data-driven deep learning (DL)-based unified hybrid beamforming framework for both the time division duplex (TDD) and frequency division duplex (FDD) systems with implicit channel state information (CSI). For TDD systems, the proposed DL-based approach jointly models the uplink pilot combining and downlink hybrid beamforming modules as an E2E neural network. While for FDD systems, we jointly model the downlink pilot transmission, uplink CSI feedback, and downlink hybrid beamforming modules as an E2E neural network. Different from conventional approaches separately processing different modules, the proposed solution simultaneously optimizes all modules with the sum rate as the optimization object. Therefore, by perceiving the inherent property of air-to-ground massive MIMO-OFDM channel samples, the DL-based E2E neural network can establish the mapping function from the channel to the beamformer, so that the explicit channel reconstruction can be avoided with reduced pilot and feedback overhead. Besides, practical low-resolution phase shifters (PSs) introduce the quantization constraint, leading to the intractable gradient backpropagation when training the neural network. To mitigate the performance loss caused by the phase quantization error, we adopt the transfer learning strategy to further fine-tune the E2E neural network based on a pre-trained network that assumes the ideal infinite-resolution PSs. Numerical results show that our DL-based schemes have considerable advantages over state-of-the-art schemes.

preprint2022arXiv

Demonstration of broadband topological slow light

Slow-light devices are able to significantly enhance light-matter interaction due to the reduced group velocity of light, but a very low group velocity is usually achieved in a narrow bandwidth, accompanied by extreme sensitivity to imperfections that causes increased disorder-induced attenuation. Recent theories have suggested an ideal solution to this problem - unidirectional chiral photonic states, previously discovered in structures known as photonic topological insulators, not only resist backscattering from imperfections but can also be slowed down in the entire topological bandgap with multiple windings in the Brillouin zone. Here, we report on the experimental demonstration of broadband topological slow light in a photonic topological insulator. When coupled with periodic resonators that form flat bands, the chiral photonic states can wind many times around the Brillouin zone, achieving an ultra-low group velocity in the entire topological bandgap. This demonstration extends the scope of topological photonics into slow light engineering and opens a unique avenue in the dispersion manipulation of chiral photonic states.

preprint2022arXiv

Fault-Tolerant Deep Learning: A Hierarchical Perspective

With the rapid advancements of deep learning in the past decade, it can be foreseen that deep learning will be continuously deployed in more and more safety-critical applications such as autonomous driving and robotics. In this context, reliability turns out to be critical to the deployment of deep learning in these applications and gradually becomes a first-class citizen among the major design metrics like performance and energy efficiency. Nevertheless, the back-box deep learning models combined with the diverse underlying hardware faults make resilient deep learning extremely challenging. In this special session, we conduct a comprehensive survey of fault-tolerant deep learning design approaches with a hierarchical perspective and investigate these approaches from model layer, architecture layer, circuit layer, and cross layer respectively.

preprint2022arXiv

Integrated Sensing and Communication with mmWave Massive MIMO: A Compressed Sampling Perspective

Integrated sensing and communication (ISAC) has opened up numerous game-changing opportunities for realizing future wireless systems. In this paper, we propose an ISAC processing framework relying on millimeter-wave (mmWave) massive multiple-input multiple-output (MIMO) systems. Specifically, we provide a compressed sampling (CS) perspective to facilitate ISAC processing, which can not only recover the high-dimensional channel state information or/and radar imaging information, but also significantly reduce pilot overhead. First, an energy-efficient widely spaced array (WSA) architecture is tailored for the radar receiver, which enhances the angular resolution of radar sensing at the cost of angular ambiguity. Then, we propose an ISAC frame structure for time-varying ISAC systems considering different timescales. The pilot waveforms are judiciously designed by taking into account both CS theories and hardware constraints induced by hybrid beamforming (HBF) architecture. Next, we design the dedicated dictionary for WSA that serves as a building block for formulating the ISAC processing as sparse signal recovery problems. The orthogonal matching pursuit with support refinement (OMP-SR) algorithm is proposed to effectively solve the problems in the existence of the angular ambiguity. We also provide a framework for estimating the Doppler frequencies during payload data transmission to guarantee communication performances. Simulation results demonstrate the good performances of both communications and radar sensing under the proposed ISAC framework.

preprint2022arXiv

Joint Activity and Blind Information Detection for UAV-Assisted Massive IoT Access

Grant-free non-coherent index-modulation (NC-IM) has been recently considered as an efficient massive access scheme for enabling cost- and energy-limited Internet-of-Things (IoT) devices that transmit small data packets. This paper investigates the grant-free NC-IM scheme combined with orthogonal frequency division multiplexing for applicant to unmanned aerial vehicle (UAV)-based massive IoT access. Specifically, each device is assigned a unique non-orthogonal signature sequence codebook. Each active device transmits one of its signature sequences in the given time-frequency resources, by modulating the information in the index of the transmitted signature sequence. For small-scale multiple-input multiple-output (MIMO) deployed at the UAV-based aerial base station (BS), by jointly exploiting the space-time-frequency domain device activity, we propose a computationally efficient space-time-frequency joint activity and blind information detection (JABID) algorithm with significantly improved detection performance. Furthermore, for large-scale MIMO deployed at the aerial BS, by leveraging the sparsity of the virtual angular-domain channels, we propose an angular-domain based JABID algorithm for improving the system performance with reduced access latency. In addition, for the case of high mobility IoT devices and/or UAVs, we introduce a time-frequency spread transmission (TFST) strategy for the proposed JABID algorithms to combat doubly-selective fading channels. Finally, extensive simulation results are illustrated to verify the superiority of the proposed algorithms and the TFST strategy over known state-of-the-art algorithms.

preprint2022arXiv

Joint Activity Detection and Channel Estimation for Massive IoT Access Based on Millimeter-Wave/Terahertz Multi-Panel Massive MIMO

The multi-panel array, as a state-of-the-art antenna-in-package technology, is very suitable for millimeter-wave (mmWave)/terahertz (THz) systems, due to its low-cost deployment and scalable configuration. But in the context of nonuniform array structures it leads to intractable signal processing. Based on such an array structure at the base station, this paper investigates a joint active user detection (AUD) and channel estimation (CE) scheme based on compressive sensing (CS) for application to the massive Internet of Things (IoT). Specifically, by exploiting the structured sparsity of mmWave/THz massive IoT access channels, we firstly formulate the multi-panel massive multiple-input multiple-output (mMIMO)-based joint AUD and CE problem as a multiple measurement vector (MMV)-CS problem. Then, we harness the expectation maximization (EM) algorithm to learn the prior parameters (i.e., the noise variance and the sparsity ratio) and an orthogonal approximate message passing (OAMP)-EM-MMV algorithm is developed to solve this problem. Our simulation results verify the improved AUD and CE performance of the proposed scheme compared to conventional CS-based algorithms.

preprint2022arXiv

The Road to Industry 4.0 and Beyond: A Communications-, Information-, and Operation Technology Collaboration Perspective

The fourth industrial revolution, i.e., Industry 4.0, is evolving all around the globe. In this article, we introduce the landscape of Industry 4.0 and beyond empowered by the seamless collaboration of communication technology (CT), information technology (IT), and operation technology (OT), i.e., CIOT collaboration. Specifically, CIOT collaboration is regarded as a main improvement of Industry 4.0 compared to the previous industrial revolutions. We commence by reviewing the previous three industrial revolutions and we argue that the key feature of Industry 4.0 is the CIOT collaboration. More particularly, CT domain supports ubiquitous connectivity of the industrial elements and further bridges the physical world and the cyber world, which is a pivotal prerequisite. Then, we present the potential impacts of CIOT collaboration on typical industrial use cases with the objective of creating a more intelligent and human-friendly industry. Furthermore, the technical challenges of paving the way for the CIOT collaboration with an emphasis on the CT domain are discussed. Finally, we shed light on a roadmap for Industry 4.0 and beyond. The salient steps to be taken in the future CIOT collaboration are highlighted, which may be expected to expedite the paradigm shift towards the next industrial revolution.

preprint2022arXiv

Topological metasurface: From passive toward active and beyond

Metasurfaces are subwavelength structured thin films consisting of arrays of units that allow the controls of polarization, phase and amplitude of light over a subwavelength thickness. The recent developments in topological photonics have greatly broadened the horizon in designing the metasurfaces for novel functional applications. In this review, we summarize recent progress in the research field of topological metasurfaces, firstly from the perspectives of passive and active in the classical regime, and then in the quantum regime. More specifically, we begin by examining the passive topological phenomena in two-dimensional photonic systems, including both time-reversal broken systems and time-reversal preserved systems. Subsequently, we move to discuss the cutting-edge studies of the active topological metasurfaces, including nonlinear topological metasurfaces and reconfigurable topological metasurfaces. After overviewing the topological metasurfaces in the classical regime, we show how the topological metasurfaces could provide a new platform for quantum information and quantum many-body physics. Finally, we conclude and describe some challenges and future directions of this fast-evolving field.

preprint2021arXiv

Model-Driven Deep Learning Based Channel Estimation and Feedback for Millimeter-Wave Massive Hybrid MIMO Systems

This paper proposes a model-driven deep learning (MDDL)-based channel estimation and feedback scheme for wideband millimeter-wave (mmWave) massive hybrid multiple-input multiple-output (MIMO) systems, where the angle-delay domain channels' sparsity is exploited for reducing the overhead. Firstly, we consider the uplink channel estimation for time-division duplexing systems. To reduce the uplink pilot overhead for estimating the high-dimensional channels from a limited number of radio frequency (RF) chains at the base station (BS), we propose to jointly train the phase shift network and the channel estimator as an auto-encoder. Particularly, by exploiting the channels' structured sparsity from an a priori model and learning the integrated trainable parameters from the data samples, the proposed multiple-measurement-vectors learned approximate message passing (MMV-LAMP) network with the devised redundant dictionary can jointly recover multiple subcarriers' channels with significantly enhanced performance. Moreover, we consider the downlink channel estimation and feedback for frequency-division duplexing systems. Similarly, the pilots at the BS and channel estimator at the users can be jointly trained as an encoder and a decoder, respectively. Besides, to further reduce the channel feedback overhead, only the received pilots on part of the subcarriers are fed back to the BS, which can exploit the MMV-LAMP network to reconstruct the spatial-frequency channel matrix. Numerical results show that the proposed MDDL-based channel estimation and feedback scheme outperforms the state-of-the-art approaches.

preprint2021arXiv

Monolayer RhB4: half-auxeticity and almost ideal spin-orbit Dirac point semimetal

Structural-property relationship, the connection between materials' structures and their properties, is central to the materials research. Especially at reduced dimensions, novel structural motifs often generate unique physical properties.Motivated by a recent work reporting a novel half auxetic effect in monolayer PdB4 with a hypercoordinated structure, here, we extensively explore similar 2D transition metal boride structures MB4 with M covering 3d and 4d elements.Our investigation screens out one stable candidate, the monolayer RhB4. We find that monolayer RhB4 also shows half auxeticity, i.e., the material always expands in a lateral in-plane direction in response to an applied strain in the other direction, regardless of whether the strain is positive or negative.We show that this special mechanical character is intimately tied to the hypercoordinated structure with the M\c{opyright}B8 structural motif. Furthermore, regarding electronic properties, monolayer RhB4 is found to be the first example of an almost ideal 2D spin-orbit Dirac point semimetal.The low-energy band structure is clean, with a pair of fourfold degenerate Dirac points robust under spin-orbit coupling located close to the Fermi level. These Dirac points are enforced by the nonsymmorphic space group symmetry which is also determined by the lattice structure. Our work deepens the fundamental understanding of structural-property relationship in reduced dimensions. The half auxeticity and the spin-orbit Dirac points will make monolayer RhB4 a promising platform for nanomechanics and nanoelectronics applications.

preprint2021arXiv

Terahertz Ultra-Massive MIMO-Based Aeronautical Communications in Space-Air-Ground Integrated Networks

The emerging space-air-ground integrated network has attracted intensive research and necessitates reliable and efficient aeronautical communications. This paper investigates terahertz Ultra-Massive (UM)-MIMO-based aeronautical communications and proposes an effective channel estimation and tracking scheme, which can solve the performance degradation problem caused by the unique {\emph{triple delay-beam-Doppler squint effects}} of aeronautical terahertz UM-MIMO channels. Specifically, based on the rough angle estimates acquired from navigation information, an initial aeronautical link is established, where the delay-beam squint at transceiver can be significantly mitigated by employing a Grouping True-Time Delay Unit (GTTDU) module (e.g., the designed {\emph{Rotman lens}}-based GTTDU module). According to the proposed prior-aided iterative angle estimation algorithm, azimuth/elevation angles can be estimated, and these angles are adopted to achieve precise beam-alignment and refine GTTDU module for further eliminating delay-beam squint. Doppler shifts can be subsequently estimated using the proposed prior-aided iterative Doppler shift estimation algorithm. On this basis, path delays and channel gains can be estimated accurately, where the Doppler squint can be effectively attenuated via compensation process. For data transmission, a data-aided decision-directed based channel tracking algorithm is developed to track the beam-aligned effective channels. When the data-aided channel tracking is invalid, angles will be re-estimated at the pilot-aided channel tracking stage with an equivalent sparse digital array, where angle ambiguity can be resolved based on the previously estimated angles. The simulation results and the derived Cramér-Rao lower bounds verify the effectiveness of our solution.

preprint2021arXiv

Trajectory Design for UAV-Based Internet-of-Things Data Collection: A Deep Reinforcement Learning Approach

In this paper, we investigate an unmanned aerial vehicle (UAV)-assisted Internet-of-Things (IoT) system in a sophisticated three-dimensional (3D) environment, where the UAV's trajectory is optimized to efficiently collect data from multiple IoT ground nodes. Unlike existing approaches focusing only on a simplified two-dimensional scenario and the availability of perfect channel state information (CSI), this paper considers a practical 3D urban environment with imperfect CSI, where the UAV's trajectory is designed to minimize data collection completion time subject to practical throughput and flight movement constraints. Specifically, inspired from the state-of-the-art deep reinforcement learning approaches, we leverage the twin-delayed deep deterministic policy gradient (TD3) to design the UAV's trajectory and present a TD3-based trajectory design for completion time minimization (TD3-TDCTM) algorithm. In particular, we set an additional information, i.e., the merged pheromone, to represent the state information of UAV and environment as a reference of reward which facilitates the algorithm design. By taking the service statuses of IoT nodes, the UAV's position, and the merged pheromone as input, the proposed algorithm can continuously and adaptively learn how to adjust the UAV's movement strategy. By interacting with the external environment in the corresponding Markov decision process, the proposed algorithm can achieve a near-optimal navigation strategy. Our simulation results show the superiority of the proposed TD3-TDCTM algorithm over three conventional non-learning based baseline methods.

preprint2020arXiv

Compressive Massive Access for Internet of Things: Cloud Computing or Fog Computing?

This paper considers the support of grant-free massive access and solves the challenge of active user detection and channel estimation in the case of a massive number of users. By exploiting the sparsity of user activities, the concerned problems are formulated as a compressive sensing problem, whose solution is acquired by approximate message passing (AMP) algorithm. Considering the cooperation of multiple access points, for the deployment of AMP algorithm, we compare two processing paradigms, cloud computing and fog computing, in terms of their effectiveness in guaranteeing ultra reliable low-latency access. For cloud computing, the access points are connected in a cloud radio access network (C-RAN) manner, and the signals received at all access points are concentrated and jointly processed in the cloud baseband unit. While for fog computing, based on fog radio access network (F-RAN), the estimation of user activity and corresponding channels for the whole network is split, and the related processing tasks are performed at the access points and fog processing units in proximity to users. Compared to the cloud computing paradigm based on traditional C-RAN, simulation results demonstrate the superiority of the proposed fog computing deployment based on F-RAN.

preprint2020arXiv

Compressive Sensing Based Adaptive Active User Detection and Channel Estimation: Massive Access Meets Massive MIMO

This paper considers massive access in massive multiple-input multiple-output (MIMO) systems and proposes an adaptive active user detection and channel estimation scheme based on compressive sensing. By exploiting the sporadic traffic of massive connected user equipments and the virtual angular domain sparsity of massive MIMO channels, the proposed scheme can support massive access with dramatically reduced access latency. Specifically, we design non-orthogonal pseudo-random pilots for uplink broadband massive access, and formulate the active user detection and channel estimation problems as a generalized multiple measurement vector compressive sensing problem. Furthermore, by leveraging the structured sparsity of the uplink channel matrix, we propose an efficient generalized multiple measurement vector approximate message passing (GMMV-AMP) algorithm to realize simultaneous active user detection and channel estimation based on a spatial domain or an angular domain channel model. To jointly exploit the channel sparsity presented in both the spatial and the angular domains for enhanced performance, a Turbo-GMMV-AMP algorithm is developed for detecting the active users and estimating their channels in an alternating manner. Finally, an adaptive access scheme is proposed, which adapts the access latency to guarantee reliable massive access for practical systems with unknown channel sparsity level. Additionally, the state evolution of the proposed GMMV-AMP algorithm is derived to predict its performance. Simulation results demonstrate the superiority of the proposed active user detection and channel estimation schemes compared to several baseline schemes.

preprint2020arXiv

Compressive Sensing Based Massive Access for IoT Relying on Media Modulation Aided Machine Type Communications

A fundamental challenge of the large-scale Internet-of-Things lies in how to support massive machine-type communications (mMTC). This letter proposes a media modulation based mMTC solution for increasing the throughput, where a massive multi-input multi-output based base station (BS) is used for enhancing the detection performance. For such a mMTC scenario, the reliable active device detection and data decoding pose a serious challenge. By leveraging the sparsity of the uplink access signals of mMTC received at the BS, a compressive sensing based massive access solution is proposed for tackling this challenge. Specifically, we propose a block sparsity adaptive matching pursuit algorithm for detecting the active devices, whereby the block-sparsity of the uplink access signals exhibited across the successive time slots and the structured sparsity of media modulated symbols are exploited for enhancing the detection performance. Moreover, a successive interference cancellation based structured subspace pursuit algorithm is conceived for data demodulation of the active devices, whereby the structured sparsity of media modulation based symbols found in each time slot is exploited for improving the detection performance. Finally, our simulation results verify the superiority of the proposed scheme over state-of-the-art solutions.

preprint2020arXiv

Data-Driven Deep Learning to Design Pilot and Channel Estimator For Massive MIMO

In this paper, we propose a data-driven deep learning (DL) approach to jointly design the pilot signals and channel estimator for wideband massive multiple-input multiple-output (MIMO) systems. By exploiting the angular-domain compressibility of massive MIMO channels, the conceived DL framework can reliably reconstruct the high-dimensional channels from the under-determined measurements. Specifically, we design an end-to-end deep neural network (DNN) architecture composed of dimensionality reduction network and reconstruction network to respectively mimic the pilot signals and channel estimator, which can be acquired by data-driven deep learning. For the dimensionality reduction network, we design a fully-connected layer by compressing the high-dimensional massive MIMO channel vector as input to low-dimensional received measurements, where the weights are regarded as the pilot signals. For the reconstruction network, we design a fully-connected layer followed by multiple cascaded convolutional layers, which will reconstruct the high-dimensional channel as the output. By defining the mean square error between input and output as loss function, we leverage Adam algorithm to train the end-to-end DNN aforementioned with extensive channel samples. In this way, both the pilot signals and channel estimator can be simultaneously obtained. The simulation results demonstrate that the superiority of the proposed solution over state-of-the-art compressive sensing approaches.

preprint2020arXiv

Deep Denoising Neural Network Assisted Compressive Channel Estimation for mmWave Intelligent Reflecting Surfaces

Integrating large intelligent reflecting surfaces (IRS) into millimeter-wave (mmWave) massive multi-input-multi-ouput (MIMO) has been a promising approach for improved coverage and throughput. Most existing work assumes the ideal channel estimation, which can be challenging due to the high-dimensional cascaded MIMO channels and passive reflecting elements. Therefore, this paper proposes a deep denoising neural network assisted compressive channel estimation for mmWave IRS systems to reduce the training overhead. Specifically, we first introduce a hybrid passive/active IRS architecture, where very few receive chains are employed to estimate the uplink user-to-IRS channels. At the channel training stage, only a small proportion of elements will be successively activated to sound the partial channels. Moreover, the complete channel matrix can be reconstructed from the limited measurements based on compressive sensing, whereby the common sparsity of angular domain mmWave MIMO channels among different subcarriers is leveraged for improved accuracy. Besides, a complex-valued denoising convolution neural network (CV-DnCNN) is further proposed for enhanced performance. Simulation results demonstrate the superiority of the proposed solution over state-of-the-art solutions.

preprint2020arXiv

GMD-Based Hybrid Beamforming for Large Reconfigurable Intelligent Surface Assisted Millimeter-Wave Massive MIMO

Reconfigurable intelligent surface (RIS) is considered to be an energy-efficient approach to reshape the wireless environment for improved throughput. Its passive feature greatly reduces the energy consumption, which makes RIS a promising technique for enabling the future smart city. Existing beamforming designs for RIS mainly focus on optimizing the spectral efficiency for single carrier systems. To avoid the complicated bit allocation on different spatial domain subchannels in MIMO systems, in this paper, we propose a geometric mean decomposition-based beamforming for RIS-assisted millimeter wave (mmWave) hybrid MIMO systems so that multiple parallel data streams in the spatial domain can be considered to have the same channel gain. Specifically, by exploiting the common angular-domain sparsity of mmWave massive MIMO channels over different subcarriers, a simultaneous orthogonal match pursuit algorithm is utilized to obtain the optimal multiple beams from an oversampling 2D-DFT codebook. Moreover, by only leveraging the angle of arrival and angle of departure associated with the line of sight (LoS) channels, we further design the phase shifters for RIS by maximizing the array gain for LoS channel. Simulation results show that the proposed scheme can achieve better BER performance than conventional approaches. Our work is an initial attempt to discuss the broadband hybrid beamforming for RIS-assisted mmWave hybrid MIMO systems.

preprint2020arXiv

Massive Access in Cell-Free Massive MIMO-Based Internet of Things: Cloud Computing and Edge Computing Paradigms

This paper studies massive access in cell-free massive multi-input multi-output (MIMO) based Internet of Things and solves the challenging active user detection (AUD) and channel estimation (CE) problems. For the uplink transmission, we propose an advanced frame structure design to reduce the access latency. Moreover, by considering the cooperation of all access points (APs), we investigate two processing paradigms at the receiver for massive access: cloud computing and edge computing. For cloud computing, all APs are connected to a centralized processing unit (CPU), and the signals received at all APs are centrally processed at the CPU. While for edge computing, the central processing is offloaded to part of APs equipped with distributed processing units, so that the AUD and CE can be performed in a distributed processing strategy. Furthermore, by leveraging the structured sparsity of the channel matrix, we develop a structured sparsity-based generalized approximated message passing (SS-GAMP) algorithm for reliable joint AUD and CE, where the quantization accuracy of the processed signals is taken into account. Based on the SS-GAMP algorithm, a successive interference cancellation-based AUD and CE scheme is further developed under two paradigms for reduced access latency. Simulation results validate the superiority of the proposed approach over the state-of-the-art baseline schemes. Besides, the results reveal that the edge computing can achieve the similar massive access performance as the cloud computing, and the edge computing is capable of alleviating the burden on CPU, having a faster access response, and supporting more flexible AP cooperation.

preprint2020arXiv

Principal Component Analysis Based Broadband Hybrid Precoding for Millimeter-Wave Massive MIMO Systems

Hybrid analog-digital precoding is challenging for broadband millimeter-wave (mmWave) massive MIMO systems, since the analog precoder is frequency-flat but the mmWave channels are frequency-selective. In this paper, we propose a principal component analysis (PCA)-based broadband hybrid precoder/combiner design, where both the fully-connected array and partially-connected subarray (including the fixed and adaptive subarrays) are investigated. Specifically, we first design the hybrid precoder/combiner for fully-connected array and fixed subarray based on PCA, whereby a low-dimensional frequency-flat precoder/combiner is acquired based on the optimal high-dimensional frequency-selective precoder/combiner. Meanwhile, the near-optimality of our proposed PCA approach is theoretically proven. Moreover, for the adaptive subarray, a low-complexity shared agglomerative hierarchical clustering algorithm is proposed to group the antennas for the further improvement of spectral efficiency (SE) performance. Besides, we theoretically prove that the proposed antenna grouping algorithm is only determined by the slow time-varying channel parameters in the large antenna limit. Simulation results demonstrate the superiority of the proposed solution over state-of-the-art schemes in SE, energy efficiency (EE), bit-error-rate performance, and the robustness to time-varying channels. Our work reveals that the EE advantage of adaptive subarray over fully-connected array is obvious for both active and passive antennas, but the EE advantage of fixed subarray only holds for passive antennas.

preprint2016arXiv

Channel Estimation for mmWave Massive MIMO Based Access and Backhaul in Ultra-Dense Network

Millimeter-wave (mmWave) massive MIMO used for access and backhaul in ultra-dense network (UDN) has been considered as the promising 5G technique. We consider such an heterogeneous network (HetNet) that ultra-dense small base stations (BSs) exploit mmWave massive MIMO for access and backhaul, while macrocell BS provides the control service with low frequency band. However, the channel estimation for mmWave massive MIMO can be challenging, since the pilot overhead to acquire the channels associated with a large number of antennas in mmWave massive MIMO can be prohibitively high. This paper proposes a structured compressive sensing (SCS)-based channel estimation scheme, where the angular sparsity of mmWave channels is exploited to reduce the required pilot overhead. Specifically, since the path loss for non-line-of-sight paths is much larger than that for line-of-sight paths, the mmWave massive channels in the angular domain appear the obvious sparsity. By exploiting such sparsity, the required pilot overhead only depends on the small number of dominated multipath. Moreover, the sparsity within the system bandwidth is almost unchanged, which can be exploited for the further improved performance. Simulation results demonstrate that the proposed scheme outperforms its counterpart, and it can approach the performance bound.

preprint2016arXiv

Compressive Sensing Based Multi-User Detector for the Large-Scale SM-MIMO Uplink

Conventional spatial modulation (SM) is typically considered for transmission in the downlink of small-scale MIMO systems, where a single one of a set of antenna elements (AEs) is activated for implicitly conveying extra bits. By contrast, inspired by the compelling benefits of large-scale MIMO (LS- MIMO) systems, here we propose a LS-SM-MIMO scheme for the uplink (UL), where each user having multiple AEs but only a single radio frequency (RF) chain invokes SM for increasing the UL-throughput. At the same time, by relying on hundreds of AEs but a small number of RF chains, the base station (BS) can simultaneously serve multiple users whilst reducing the power consumption. Due to the large number of AEs of the UL-users and the comparably small number of RF chains at the BS, the UL multi-user signal detection becomes a challenging large-scale under-determined problem. To solve this problem, we propose a joint SM transmission scheme and a carefully designed structured compressive sensing (SCS)-based multi-user detector (MUD) to be used at the users and BS, respectively. Additionally, the cyclic- prefix single-carrier (CPSC) is used to combat the multipath channels, and a simple receive AE selection is used for the improved performance over correlated Rayleigh-fading MIMO channels. We demonstrate that the aggregate SM signal consisting of SM signals of multiple UL-users in one CPSC block appears the distributed sparsity. Moreover, due to the joint SM transmission scheme, aggregate SM signals in the same transmission group exhibit the group sparsity. By exploiting these intrinsically sparse features, the proposed SCS-based MUD can reliably detect the resultant SM signals with low complexity. Simulation results demonstrate that the proposed SCS-based MUD achieves a better signal detection performance than its counterparts even with higher UL-throughtput.

preprint2016arXiv

Dynamical Mechanism of Two-Dimensional Plasmon Launching by Swift Electrons

Launching of surface plasmons by swift electrons has long been utilized in electron-energy-loss spectroscopy (EELS) to investigate plasmonic properties of ultrathin, or two-dimensional (2D), electron systems. However, its spatio-temporal process has never been revealed. This is because the impact of an electron will generate not only plasmons, but also photons, whose emission cannot be achieved at a single space-time point, as fundamentally determined from the uncertainty principle. Here, we propose that such a space-time limitation also applies to surface plasmon generation in EELS experiment. On the platform of graphene, we demonstrate within the framework of classical electrodynamics that the launching of 2D plasmons by an electron's impact is delayed after a hydrodynamic splashing-like process, which occurs during the plasmonic "formation time" when the electron traverses the "formation zone." Considering this newly revealed process, we show that previous estimates on the yields of graphene plasmons in EELS have been overestimated.

preprint2016arXiv

Frequency-Domain Response Based Timing Synchronization: A Near Optimal Sampling Phase Criterion for TDS-OFDM

In time-domain synchronous OFDM (TDS-OFDM) system for digital television terrestrial multimedia broadcasting (DTMB) standard, the baseband OFDM signal is upsampled and shaping filtered by square root raised cosine (SRRC) filter before digital-to-analog converter (DAC). Much of the work in the area of timing synchronization for TDS-OFDM focuses on frame synchronization and sampling clock frequency offset recovery, which does not consider the sampling clock phase offset due to the upsampling and SRRC filter. This paper evaluates the bit-error-rate (BER) effect of sampling clock phase offset in TDS-OFDM system. First, we provide the BER for M-order quadrature amplitude modulation (M-QAM) in uncoded TDS-OFDM system. Second, under the condition of the optimal BER criterion and additive white Gaussian noise (AWGN) channel, we propose a near optimal sampling phase estimation criterion based on frequency-domain response. Simulations demonstrate that the proposed criterion also has good performance in actual TDS-OFDM system with channel coding over multipath channels, and it is superior to the conventional symbol timing recovery methods for TDS-OFDM system.

preprint2016arXiv

Guiding, bending, and splitting of coupled defect surface modes in a surface-wave photonic crystal

We experimentally demonstrate a type of waveguiding mechanism for coupled surface-wave defect modes in a surface-wave photonic crystal. Unlike conventional spoof surface plasmon waveguides, waveguiding of coupled surface-wave defect modes is achieved through weak coupling between tightly localized defect cavities in an otherwise gapped surface-wave photonic crystal, as a classical wave analogue of tight-binding electronic wavefunctions in solid state lattices.

preprint2016arXiv

Invisibility Dips of Near-Field Energy Transport in a Spoof Plasmonic Metadimer

Invisibility dips, minima in scattering spectrum associated with asymmetric Fano-like line-shapes, have been predicted with transformation optics in studying strong coupling between two plasmonic nanoparticles. This feature of strongly coupled plasmonic nanoparticles holds promise for sensor cloaking. It requires an extremely narrow gap between the two nanoparticles, though, preventing its experimental observation at optical frequencies. Here, the concept of spoof surface plasmons is utilized to facilitate the strong coupling between two spoof-localized-surface-plasmon (SLSP) resonators. Instead of observing in far field, the near-field energy transport is probed through the two SLSP resonators. By virtue of enhanced coupling between the two resonators stacked vertically, a spectral transmission dip with asymmetric Fano-like line-shape, similar to the far-field invisibility dips predicted by transformation optics, is observed. The underlying mode interference mechanism is further demonstrated by directly imaging the field maps of interfered waves that are tightly localized around the resonators. These near-field invisibility dips may find use in near-field sensing, on-chip switching, filters and logical operation elements.

preprint2016arXiv

Near-Optimal Signal Detector Based on Structured Compressive Sensing for Massive SM-MIMO

Massive spatial modulation (SM)-MIMO, which employs massive low-cost antennas but few power-hungry transmit radio frequency (RF) chains at the transmitter, is recently proposed to provide both high spectrum efficiency and energy efficiency for future green communications. However, in massive SM-MIMO, the optimal maximum likelihood (ML) detector has the prohibitively high complexity, while state-of-the-art low-complexity detectors for conventional small-scale SM-MIMO suffer from an obvious performance loss. In this paper, by exploiting the structured sparsity of multiple SM signals, we propose a low-complexity signal detector based on structured compressive sensing (SCS) to improve the signal detection performance. Specifically, we first propose the grouped transmission scheme at the transmitter, where multiple SM signals in several continuous time slots are grouped to carry the common spatial constellation symbol to introduce the desired structured sparsity. Accordingly, a structured subspace pursuit (SSP) algorithm is proposed at the receiver to jointly detect multiple SM signals by leveraging the structured sparsity. In addition, we also propose the SM signal interleaving to permute SM signals in the same transmission group, whereby the channel diversity can be exploited to further improve the signal detection performance. Theoretical analysis quantifies the performance gain from SM signal interleaving, and simulation results demonstrate the near-optimal performance of the proposed scheme.

preprint2016arXiv

Probing topological protection using a designer surface plasmon structure

Topological photonic states, inspired by robust chiral edge states in topological insulators, have recently been demonstrated in a few photonic systems, including an array of coupled on-chip ring resonators at communication wavelengths. However, the intrinsic difference between electrons and photons determines that the topological protection in time-reversal-invariant photonic systems does not share the same robustness as its counterpart in electronic topological insulators. Here, in a designer surface plasmon platform consisting of tunable metallic sub-wavelength structures, we construct photonic topological edge states and probe their robustness against a variety of defect classes, including some common time-reversal-invariant photonic defects that can break the topological protection, but do not exist in electronic topological insulators. This is also the first experimental realization of anomalous Floquet topological edge states, whose topological phase cannot be predicted by the usual Chern number topological invariants.

preprint2016arXiv

Secrecy Analysis on Network Coding in Bidirectional Multibeam Satellite Communications

Network coding is an efficient means to improve the spectrum efficiency of satellite communications. However, its resilience to eavesdropping attacks is not well understood. This paper studies the confidentiality issue in a bidirectional satellite network consisting of two mobile users who want to exchange message via a multibeam satellite using the XOR network coding protocol. We aim to maximize the sum secrecy rate by designing the optimal beamforming vector along with optimizing the return and forward link time allocation. The problem is non-convex, and we find its optimal solution using semidefinite programming together with a 1-D search. For comparison, we also solve the sum secrecy rate maximization problem for a conventional reference scheme without using network coding. Simulation results using realistic system parameters demonstrate that the bidirectional scheme using network coding provides considerably higher secrecy rate compared to that of the conventional scheme.

preprint2016arXiv

Sign-Reversal Coupling in Coupled-Resonator Optical Waveguide

Coupled-resonator optical waveguides (CROWs), which play a significant role in modern photonics, achieve waveguiding through near-field coupling between tightly localized resonators. The coupling factor, a critical parameter in CROW theory, determines the coupling strength between two resonators and the waveguiding dispersion of a CROW. However, the original CROW theory proposed by Yariv et al. only demonstrated one value of coupling factor for a multipole resonance mode. Here, by imaging the tight-binding Bloch waves on a CROW consisting of designer-surface-plasmon resonators in the microwave regime, we demonstrate that the coupling factor in the CROW theory can reverse its sign for a multipole resonance mode. This determines two different waveguiding dispersion curves in the same frequency range, experimentally confirmed by matching Bloch wavevectors and frequencies in the CROW. Our study supplements and extends the original CROW theory, and may find novel use in functional photonic systems.

preprint2016arXiv

Spoof surface plasmon Fabry-Perot open resonators in a surface-wave photonic crystal

We report on the proposal and experimental realization of a spoof surface plasmon Fabry-Perot (FP) open resonator in a surface-wave photonic crystal. This surface-wave FP open resonator is formed by introducing a finite line defect in a surface-wave photonic crystal. The resonance frequencies of the surface-wave FP open resonator lie exactly within the forbidden band gap of the surface-wave photonic crystal and the FP open resonator uses this complete forbidden band gap to concentrate surface waves within a subwavelength cavity. Due to the complete forbidden band gap of the surface-wave photonic crystal, a new FP plasmonic resonance mode that exhibits monopolar features which is missing in traditional FP resonators and plasmonic resonators is demonstrated. Near-field response spectra and mode profiles are presented in the microwave regime to characterize properties of the proposed FP open resonator for spoof surface plasmons.

preprint2016arXiv

Structured Compressive Sensing Based Spatio-Temporal Joint Channel Estimation for FDD Massive MIMO

Massive MIMO is a promising technique for future 5G communications due to its high spectrum and energy efficiency. To realize its potential performance gain, accurate channel estimation is essential. However, due to massive number of antennas at the base station (BS), the pilot overhead required by conventional channel estimation schemes will be unaffordable, especially for frequency division duplex (FDD) massive MIMO. To overcome this problem, we propose a structured compressive sensing (SCS)-based spatio-temporal joint channel estimation scheme to reduce the required pilot overhead, whereby the spatio-temporal common sparsity of delay-domain MIMO channels is leveraged. Particularly, we first propose the non-orthogonal pilots at the BS under the framework of CS theory to reduce the required pilot overhead. Then, an adaptive structured subspace pursuit (ASSP) algorithm at the user is proposed to jointly estimate channels associated with multiple OFDM symbols from the limited number of pilots, whereby the spatio-temporal common sparsity of MIMO channels is exploited to improve the channel estimation accuracy. Moreover, by exploiting the temporal channel correlation, we propose a space-time adaptive pilot scheme to further reduce the pilot overhead. Additionally, we discuss the proposed channel estimation scheme in multi-cell scenario. Simulation results demonstrate that the proposed scheme can accurately estimate channels with the reduced pilot overhead, and it is capable of approaching the optimal oracle least squares estimator.

preprint2016arXiv

Surface-wave photonic quasicrystal

In developing strategies of manipulating surface electromagnetic waves, it has been recently recognized that a complete forbidden band gap can exist in a periodic surface-wave photonic crystal, which has subsequently produced various surface-wave photonic devices. However, it is not obvious whether such a concept can be extended to a non-periodic surface-wave system that lacks translational symmetry. Here we experimentally demonstrate that a surface-wave photonic quasicrystal that lacks periodicity can also exhibit a forbidden band gap for surface electromagnetic waves. The lower cutoff of this forbidden band gap is mainly determined by the maximum separation between nearest neighboring pillars. Point defects within this band gap show distinct properties compared to a periodic photonic crystal for the absence of translational symmetry. A line-defect waveguide, which is crafted out of this surface-wave photonic quasicrystal by shortening a random row of metallic rods, is also demonstrated to guide and bend surface waves around sharp corners along an irregular waveguiding path.

preprint2016arXiv

Tunable band-notched line-defect waveguide in a surface-wave photonic crystal

We propose and experimentally demonstrate a tunable band-notched line-defect waveguide in a surface-wave photonic crystal, which consists of a straight line-defect waveguide and side-coupled defect cavities. A tunable narrow stopband can be observed in the broadband transmission spectra. We also demonstrate that both the filtering levels and filtering frequencies of the band-notched line-defect waveguide can be conveniently tuned through changing the total number and the pillar height of the side-coupled defect cavities. The band-notch function is based on the idea that the propagating surface modes with the resonance frequencies of the side-coupled defect cavities will be tightly localized around the defect sites, being filtered from the waveguide output. Transmission spectra measurements and direct near-field profiles imaging are performed at microwave frequencies to verify our idea and design. These results may enable new band-notched devices design and provide routes for the realization of tunable surface-wave filters on a single metal surface.

preprint2016arXiv

Tuning and validation of hadronic event generator for $R$ value measurements in the tau-charm region

To measure the $R$ value in an energy scan experiment with $\ee$ collisions, precise calculation of initial state radiation is required in event generators. We present an event generator for this consideration, which incorporates initial state radiation effects up to the second order accuracy, and the radiative correction factor is calculated using the totally hadronic Born cross section. The measured exclusive processes are generated according to their cross sections, while the unknown processes are generated using the LUND Area Law model, and its parameters are tuned with data collected at $\sqrt s=3.65$ GeV. The optimized values are validated with data in the range $\sqrt s=2.2324\sim3.671$ GeV. These optimized parameters are universally valid for event generation below the $D\bar D$ threshold.

preprint2015arXiv

Asymptotic Orthogonality Analysis of Time-Domain Sparse Massive MIMO Channels

The theoretical analysis of downlink massive MIMO usually assumes the ideal Gaussian channel matrix with asymp- totic orthogonality of channel vectors associated with different users, since it can provide the favorable propagation condition. Meanwhile, recent experiments have shown that massive MIMO channels between a certain user and massive base station antennas appear the spatial common sparsity (SCS) in both the time domain and angle domain. This motivates us to investigate whether realistic sparse massive MIMO channels could provide the favorable propagation condition, and reveal the capacity gap between massive MIMO systems over realistic sparse channels and that under the ideal Gaussian channel matrix assumption. This paper theoretically proves that channel vectors associated with different users in massive MIMO over realistic sparse channels satisfy the asymptotic orthogonality, which indicates that the favorable propagation condition can also be provided. Moreover, the simulation results confirm the theoretical analysis.

preprint2015arXiv

Changes of Kondo effect in the junction with DIII-class topological and $s$-wave superconductors

We discuss the change of the Kondo effect in the Josephson junction formed by the indirect coupling between a one-dimensional \emph{DIII}-class topological and s-wave superconductors via a quantum dot. By performing the Schrieffer-Wolff transformation, we find that the single-electron occupation in the quantum dot induces various correlation modes, such as the Kondo and singlet-triplet correlations between the quantum dot and the $s$-wave superconductor and the spin exchange correlation between the dot and Majorana doublet. Moreover, it plays a nontrivial role in modifying the Josephson effect, leading to the occurrence of anisotropic and high-order Kondo correlation. In addition, due to the quantum dot in the Kondo regime, extra spin exchange correlations contribute to the Josephson effect as well. Nevertheless, if the \emph{DIII}-class topological superconductor degenerates into \emph{D}-class because of the destruction of time-reversal invariance, all such terms will disappear completely. We believe that this work shows the fundamental difference between the \emph{D}- and \emph{DIII}-class topological superconductors.

preprint2015arXiv

Influence of an embedded quantum dot on the Josephson effect in the topological superconducting junction with Majorana doublets

One Majorana doublet can be realized at each end of the time-reversal-invariant Majorana nanowires. We investigate the Josephson effect in the Majorana-doublet-presented junction modified by different inter-doublet coupling manners. It is found that when the Majorana doublets couple indirectly via a non-magnetic quantum dot, only the normal Josephson effects occur, and the fermion parity in the system just affects the current direction and amplitude. However, in the odd-parity case, applying finite magnetic field on the quantum dot can induce the appearance of the fractional Josephson effect. Next, when the direct and indirect couplings between the Majorana doublets coexist, no fractional Josephson effect takes place, regardless of finite magnetic field on the quantum dot. Instead, the $π$-period current has an opportunity to appear in some special cases. All the results are clarified by analyzing the influence of the fermion occupation in the quantum dot on the parity conservation in the whole system. We ascertain that this work will be helpful for describing the dot-assisted Josephson effect between the Majorana doublets.

preprint2015arXiv

Josephson effects in the junction formed by \emph{DIII}-class topological and $s$-wave superconductors with an embedded quantum dot

We investigate the Josephson effects in the junction formed by \emph{DIII}-class topological and $s$-wave superconductors, by embedding a quantum dot in the junction. Three dot-superconductor coupling manners are considered, respectively. As a result, the Josephson current is found to oscillate in $2π$ period. Moreover, the presence of Majorana doublet in the \emph{DIII}-class superconductor renders the current finite at the case of zero phase difference, with its sign determined by the fermion parity of such a jucntion. In addition, the dot-superconductor coupling plays a nontrivial role in adjusting the Josephson current. When the $s$-wave superconductor couples to the dot in the weak limit, the current direction will have an opportunity to reverse. The results in this work will be helpful for understanding the transport properties of the \emph{DIII}-class superconductor.

preprint2015arXiv

Majorana modes in a triple-terminal Josephson junction with embedded parallel-coupled double quantum dots

We investigate the Josephson effect in one triple-terminal junction with embedded parallel-coupled double quantum dots. It is found that the inter-superconductor supercurrent has opportunities to oscillate in $4π$ period, with the adjustment of the phase differences among the superconductors. What is notable is that such a result is robust and independent of fermion parities, intradot Coulomb strength, and the dot-superconductor coupling manner. By introducing the concept of spinful many-particle Majorana modes, we present the analytical definition of the Majorana operator via superposing electron and hole operators. It can be believed that this work provide a simple but feasible proposal for the realization of Majorana modes in a nonmagnetic system.

preprint2015arXiv

MmWave Massive MIMO Based Wireless Backhaul for 5G Ultra-Dense Network

Ultra-dense network (UDN) has been considered as a promising candidate for future 5G network to meet the explosive data demand. To realize UDN, a reliable, Gigahertz bandwidth, and cost-effective backhaul connecting ultra-dense small-cell base stations (BSs) and macro-cell BS is prerequisite. Millimeter-wave (mmWave) can provide the potential Gbps traffic for wireless backhaul. Moreover, mmWave can be easily integrated with massive MIMO for the improved link reliability. In this article, we discuss the feasibility of mmWave massive MIMO based wireless backhaul for 5G UDN, and the benefits and challenges are also addressed. Especially, we propose a digitally-controlled phase-shifter network (DPSN) based hybrid precoding/combining scheme for mmWave massive MIMO, whereby the low-rank property of mmWave massive MIMO channel matrix is leveraged to reduce the required cost and complexity of transceiver with a negligible performance loss. One key feature of the proposed scheme is that the macro-cell BS can simultaneously support multiple small-cell BSs with multiple streams for each smallcell BS, which is essentially different from conventional hybrid precoding/combining schemes typically limited to single-user MIMO with multiple streams or multi-user MIMO with single stream for each user. Based on the proposed scheme, we further explore the fundamental issues of developing mmWave massive MIMO for wireless backhaul, and the associated challenges, insight, and prospect to enable the mmWave massive MIMO based wireless backhaul for 5G UDN are discussed.

preprint2015arXiv

Priori-Information Aided Iterative Hard Threshold: A Low-Complexity High-Accuracy Compressive Sensing Based Channel Estimation for TDS-OFDM

This paper develops a low-complexity channel estimation (CE) scheme based on compressive sensing (CS) for time-domain synchronous (TDS) orthogonal frequency-division multiplexing (OFDM) to overcome the performance loss under doubly selective fading channels. Specifically, an overlap-add method of the time-domain training sequence is first proposed to obtain the coarse estimates of the channel length, path delays and path gains of the wireless channel, by exploiting the channel's temporal correlation to improve the robustness of the coarse CE under the severe fading channel with long delay spread. We then propose the priori-information aided (PA) iterative hard threshold (IHT) algorithm, which utilizes the priori information of the acquired coarse estimate for the wireless channel and therefore is capable of obtaining an accurate channel estimate of the doubly selective fading channel. Compared with the classical IHT algorithm whose convergence requires the $l_2$ norm of the measurement matrix being less than 1, the proposed PA-IHT algorithm exploits the priori information acquired to remove such a limitation as well as to reduce the number of required iterations. Compared with the existing CS based CE method for TDS-OFDM, the proposed PA-IHT algorithm significantly reduces the computational complexity of CE as well as enhances the CE accuracy. Simulation results demonstrate that, without sacrificing spectral efficiency and changing the current TDS-OFDM signal structure, the proposed scheme performs better than the existing CE schemes for TDS-OFDM in various scenarios, especially under severely doubly selective fading channels.

preprint2015arXiv

Robust Preamble Design for Synchronization, Signaling Transmission and Channel Estimation

The European second generation digital video broadcasting standard (DVB-T2) introduces a P1 symbol. This P1 symbol facilitates the coarse synchronization and carries 7-bit transmission parameter signaling (TPS), including the fast Fourier transform size, single-input/single-output and multiple-input/single-output transmission modes, etc. However, this P1 symbol suffers from obvious performance loss over fading channels. In this paper, an improved preamble scheme is proposed, where a pair of optimal m sequences are inserted into the frequency domain. One sequence is used for carrier frequency offset (CFO) estimation, and the other carries TPS to inform the receiver about the transmission configuration parameters. Compared with the conventional preamble scheme, the proposed preamble improves CFO estimation performance and the signaling capacity. Meanwhile, without additional overhead, the proposed scheme exploits more active pilots than the conventional schemes. In this way, it can facilitate the channel estimation, improve the frame synchronization accuracy as well as enhance its robustness to frequency selective fading channels.

preprint2015arXiv

SPT 2-Channel Kondo Model in the Structure of Normal Metal/Quantum Dot/DIII-class Topological Superconductor

We investigate the Kondo effect in a structure which is constructed by embedding one quantum dot between a normal metal and a \emph{DIII}-class topological superconductor supporting Majorana doublets at its ends. It is observed that Kondo correlation occurs between the localized state in the dot and two continuum states simultaneously, i.e., the continuum state in the metal and the continuum Andreev reflection state between the metal and topological superconductor. As a result, the Kondo model Hamiltonian is topologically protected by the $SU(2)_s\rtimes Z_2^T$ symmetry. Besides, the Kondo temperature has an opportunity to present three forms in turn, following the enhancement of the coupling between the dot and Majorana doublet. This phenomenon exactly reflects the special role of Majorana doublet in tuning the Kondo effect.

preprint2015arXiv

Structured Compressive Sensing Based Superimposed Pilot Design in Downlink Large-Scale MIMO Systems

Large-scale multiple-input multiple-output (MIMO) with high spectrum and energy efficiency is a very promising key technology for future 5G wireless communications. For large-scale MIMO systems, accurate channel state information (CSI) acquisition is a challenging problem, especially when each user has to distinguish and estimate numerous channels coming from a large number of transmit antennas in the downlink. Unlike the conventional orthogonal pilots whose pilot overhead prohibitively increases with the number of transmit antennas, we propose a spectrum-efficient superimposed pilot design for downlink large-scale MIMO scenarios, where frequency-domain pilots of different transmit antennas occupy the completely same subcarriers in the freqency domain. Meanwhile, spatial-temporal common sparsity of large-scale MIMO channels motivates us to exploit the emerging theory of structured compressive sensing (CS) for reliable MIMO channel estimation, which is realized by the proposed structured subspace pursuit (SSP) algorithm to simultaneously recover multiple channels with low pilot overhead. Simulation results demonstrate that the proposed scheme performs well and can approach the performance bound.

preprint2015arXiv

Super-Resolution Sparse MIMO-OFDM Channel Estimation Based on Spatial and Temporal Correlations

This letter proposes a parametric sparse multiple input multiple output (MIMO)-OFDM channel estimation scheme based on the finite rate of innovation (FRI) theory, whereby super-resolution estimates of path delays with arbitrary values can be achieved. Meanwhile, both the spatial and temporal correlations of wireless MIMO channels are exploited to improve the accuracy of the channel estimation. For outdoor communication scenarios, where wireless channels are sparse in nature, path delays of different transmit-receive antenna pairs share a common sparse pattern due to the spatial correlation of MIMO channels. Meanwhile, the channel sparse pattern is nearly unchanged during several adjacent OFDM symbols due to the temporal correlation of MIMO channels. By simultaneously exploiting those MIMO channel characteristics, the proposed scheme performs better than existing state-of-the-art schemes. Furthermore, by joint processing of signals associated with different antennas, the pilot overhead can be reduced under the framework of the FRI theory.

preprint2015arXiv

Topological Acoustics

The manipulation of acoustic wave propagation in fluids has numerous applications, including some in everyday life. Acoustic technologies frequently develop in tandem with optics, using shared concepts such as waveguiding and metamedia. It is thus noteworthy that an entirely novel class of electromagnetic waves, known as topological edge states, has recently been demonstrated. These are inspired by the electronic edge states occurring in topological insulators, and possess a striking and technologically promising property: the ability to travel in a single direction along a surface without backscattering, regardless of the existence of defects or disorder. Here, we develop an analogous theory of topological fluid acoustics, and propose a scheme for realizing topological edge states in an acoustic structure containing circulating fluids. The phenomenon of disorder-free one-way sound propagation, which does not occur in ordinary acoustic devices, may have novel applications for acoustic isolators, modulators, and transducers.

preprint2015arXiv

Vertical Transport of Subwavelength Localized Surface Electromagnetic Modes

Transport of subwavelength electromagnetic (EM) energy has been achieved through near-field coupling of highly confined surface EM modes supported by plasmonic nanoparticles, in a configuration usually staying on a two-dimensional (2D) substrate. Vertical transport of similar modes along the third dimension, on the other hand, can bring more flexibility in designs of functional photonic devices, but this phenomenon has not been observed in reality. In this paper, designer (or spoof) surface plasmon resonators (plasmonic meta-atoms) are stacked in the direction vertical to their individual planes in demonstrating vertical transport of subwavelength localized surface EM modes. Dispersion relation of this vertical transport is determined from coupled mode theory and is verified with near-field transmission spectrum and field mapping with a microwave near-field scanning stage. This work extends the near-field coupled resonator optical waveguide (CROW) theory into the vertical direction, and may find applications in novel three-dimensional slow light structures, filters, and photonic circuits.

preprint2014arXiv

Spatially correlated channel estimation based on block iterative support detection for large-scale MIMO

Downlink channel estimation with low pilot overhead is an important and challenging problem in large-scale MIMO systems due to the substantially increased MIMO channel dimension. In this letter, we propose a block iterative support detection (block-ISD) based algorithm for downlink channel estimation to reduce the pilot overhead, which is achieved by fully exploiting the block sparsity inherent in the block-sparse equivalent channel derived from the spatial correlations of MIMO channels. Furthermore, unlike conventional compressive sensing (CS) algorithms that rely on prior knowledge of the sparsity level, block-ISD relaxes this demanding requirement and is thus more practically appealing. Simulation results demonstrate that block-ISD yields better normalized mean square error (NMSE) performance than classical CS algorithms, and achieve a reduction of 84% pilot overhead than conventional channel estimation techniques.