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Zhen Gao

Zhen Gao contributes to research discovery and scholarly infrastructure.

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Published work

23 published item(s)

preprint2026arXiv

A Machine Learning Framework for EEG-Based Prediction of Treatment Efficacy in Chronic Neck Pain

Chronic neck pain is a leading cause of disability worldwide, and current treatment selection remains largely trial and error. We present a machine learning framework that uses electroencephalography to predict treatment efficacy in patients with chronic neck pain, with the goal of supporting individualized therapy and reducing the burden on healthcare systems. The framework centers on a rigorous data preprocessing stage tailored to the characteristics of each EEG recording type. For resting-state EEG, the preprocessing pipeline comprises baseline signal removal, bad channel identification and exclusion, re-referencing, bandpass and notch filtering, Independent Component Analysis, and power spectral density analysis. For motor execution and motor imagery recordings, the same initial steps are applied, after which signals are aligned to trigger events so that event-related desynchronization (ERD) and event-related synchronization (ERS) can be quantified. Synchronously recorded electromyography data are bandpass filtered and smoothed with a moving average, then correlated with the corresponding EEG channels to characterize the EEG EMG relationship during attempted movement. In parallel, we performed an extensive literature review of machine learning models applied to clinical EEG (763 records initially screened, 16 patient and 47 healthy-control studies retained), to inform the post-processing strategy. Through this combined preprocessing and review effort, we aim to develop a robust predictive model that can support personalized healthcare strategies in chronic pain management.

preprint2023arXiv

Multiple-Antenna Aided Aeronautical Communications in Air-Ground Integrated Networks: Channel Estimation, Reliable Transmission, and Multiple Access

To provide seamless coverage during all flight phases, aeronautical communications systems (ACS) have to integrate space-based, air-based, as well as ground-based platforms to formulate aviation-oriented space-air-ground integrated networks (SAGINs). In continental areas, L-band aeronautical broadband communications (ABC) are gaining popularity for supporting air traffic management (ATM) modernization. However, L-band ABC faces the challenges of spectrum congestion and severe interference due to the legacy systems. To circumvent these, we propose a novel multiple-antenna aided L-band ABC paradigm to tackle the key issues of reliable and high-rate air-to-ground (A2G) transmissions. Specifically, we first introduce the development roadmap of the ABC. Furthermore, we discuss the peculiarities of the L-band ABC propagation environment and the distinctive challenges of the associated multiple-antenna techniques. To overcome these challenges, we propose an advanced multiple-antenna assisted L-band ABC paradigm from the perspective of channel estimation, reliable transmission, and multiple access. Finally, we shed light on the compelling research directions of the aviation component of SAGINs.

preprint2023arXiv

UAV Trajectory Planning for AoI-Minimal Data Collection in UAV-Aided IoT Networks by Transformer

Maintaining freshness of data collection in Internet-of-Things (IoT) networks has attracted increasing attention. By taking into account age-of-information (AoI), we investigate the trajectory planning problem of an unmanned aerial vehicle (UAV) that is used to aid a cluster-based IoT network. An optimization problem is formulated to minimize the total AoI of the collected data by the UAV from the ground IoT network. Since the total AoI of the IoT network depends on the flight time of the UAV and the data collection time at hovering points, we jointly optimize the selection of hovering points and the visiting order to these points. We exploit the state-of-the-art transformer and the weighted A*, which is a path search algorithm, to design a machine learning algorithm to solve the formulated problem. The whole UAV-IoT system is fed into the encoder network of the proposed algorithm, and the algorithm's decoder network outputs the visiting order to ground clusters. Then, the weighted A* is used to find the hovering point for each cluster in the ground IoT network. Simulation results show that the trained model by the proposed algorithm has a good generalization ability to generate solutions for IoT networks with different numbers of ground clusters, without the need to retrain the model. Furthermore, results show that our proposed algorithm can find better UAV trajectories with the minimum total AoI when compared to other algorithms.

preprint2022arXiv

Data-Driven Deep Learning Based Hybrid Beamforming for Aerial Massive MIMO-OFDM Systems with Implicit CSI

In an aerial hybrid massive multiple-input multiple-output (MIMO) and orthogonal frequency division multiplexing (OFDM) system, how to design a spectral-efficient broadband multi-user hybrid beamforming with a limited pilot and feedback overhead is challenging. To this end, by modeling the key transmission modules as an end-to-end (E2E) neural network, this paper proposes a data-driven deep learning (DL)-based unified hybrid beamforming framework for both the time division duplex (TDD) and frequency division duplex (FDD) systems with implicit channel state information (CSI). For TDD systems, the proposed DL-based approach jointly models the uplink pilot combining and downlink hybrid beamforming modules as an E2E neural network. While for FDD systems, we jointly model the downlink pilot transmission, uplink CSI feedback, and downlink hybrid beamforming modules as an E2E neural network. Different from conventional approaches separately processing different modules, the proposed solution simultaneously optimizes all modules with the sum rate as the optimization object. Therefore, by perceiving the inherent property of air-to-ground massive MIMO-OFDM channel samples, the DL-based E2E neural network can establish the mapping function from the channel to the beamformer, so that the explicit channel reconstruction can be avoided with reduced pilot and feedback overhead. Besides, practical low-resolution phase shifters (PSs) introduce the quantization constraint, leading to the intractable gradient backpropagation when training the neural network. To mitigate the performance loss caused by the phase quantization error, we adopt the transfer learning strategy to further fine-tune the E2E neural network based on a pre-trained network that assumes the ideal infinite-resolution PSs. Numerical results show that our DL-based schemes have considerable advantages over state-of-the-art schemes.

preprint2022arXiv

Demonstration of broadband topological slow light

Slow-light devices are able to significantly enhance light-matter interaction due to the reduced group velocity of light, but a very low group velocity is usually achieved in a narrow bandwidth, accompanied by extreme sensitivity to imperfections that causes increased disorder-induced attenuation. Recent theories have suggested an ideal solution to this problem - unidirectional chiral photonic states, previously discovered in structures known as photonic topological insulators, not only resist backscattering from imperfections but can also be slowed down in the entire topological bandgap with multiple windings in the Brillouin zone. Here, we report on the experimental demonstration of broadband topological slow light in a photonic topological insulator. When coupled with periodic resonators that form flat bands, the chiral photonic states can wind many times around the Brillouin zone, achieving an ultra-low group velocity in the entire topological bandgap. This demonstration extends the scope of topological photonics into slow light engineering and opens a unique avenue in the dispersion manipulation of chiral photonic states.

preprint2022arXiv

Fault-Tolerant Deep Learning: A Hierarchical Perspective

With the rapid advancements of deep learning in the past decade, it can be foreseen that deep learning will be continuously deployed in more and more safety-critical applications such as autonomous driving and robotics. In this context, reliability turns out to be critical to the deployment of deep learning in these applications and gradually becomes a first-class citizen among the major design metrics like performance and energy efficiency. Nevertheless, the back-box deep learning models combined with the diverse underlying hardware faults make resilient deep learning extremely challenging. In this special session, we conduct a comprehensive survey of fault-tolerant deep learning design approaches with a hierarchical perspective and investigate these approaches from model layer, architecture layer, circuit layer, and cross layer respectively.

preprint2022arXiv

Integrated Sensing and Communication with mmWave Massive MIMO: A Compressed Sampling Perspective

Integrated sensing and communication (ISAC) has opened up numerous game-changing opportunities for realizing future wireless systems. In this paper, we propose an ISAC processing framework relying on millimeter-wave (mmWave) massive multiple-input multiple-output (MIMO) systems. Specifically, we provide a compressed sampling (CS) perspective to facilitate ISAC processing, which can not only recover the high-dimensional channel state information or/and radar imaging information, but also significantly reduce pilot overhead. First, an energy-efficient widely spaced array (WSA) architecture is tailored for the radar receiver, which enhances the angular resolution of radar sensing at the cost of angular ambiguity. Then, we propose an ISAC frame structure for time-varying ISAC systems considering different timescales. The pilot waveforms are judiciously designed by taking into account both CS theories and hardware constraints induced by hybrid beamforming (HBF) architecture. Next, we design the dedicated dictionary for WSA that serves as a building block for formulating the ISAC processing as sparse signal recovery problems. The orthogonal matching pursuit with support refinement (OMP-SR) algorithm is proposed to effectively solve the problems in the existence of the angular ambiguity. We also provide a framework for estimating the Doppler frequencies during payload data transmission to guarantee communication performances. Simulation results demonstrate the good performances of both communications and radar sensing under the proposed ISAC framework.

preprint2022arXiv

Joint Activity and Blind Information Detection for UAV-Assisted Massive IoT Access

Grant-free non-coherent index-modulation (NC-IM) has been recently considered as an efficient massive access scheme for enabling cost- and energy-limited Internet-of-Things (IoT) devices that transmit small data packets. This paper investigates the grant-free NC-IM scheme combined with orthogonal frequency division multiplexing for applicant to unmanned aerial vehicle (UAV)-based massive IoT access. Specifically, each device is assigned a unique non-orthogonal signature sequence codebook. Each active device transmits one of its signature sequences in the given time-frequency resources, by modulating the information in the index of the transmitted signature sequence. For small-scale multiple-input multiple-output (MIMO) deployed at the UAV-based aerial base station (BS), by jointly exploiting the space-time-frequency domain device activity, we propose a computationally efficient space-time-frequency joint activity and blind information detection (JABID) algorithm with significantly improved detection performance. Furthermore, for large-scale MIMO deployed at the aerial BS, by leveraging the sparsity of the virtual angular-domain channels, we propose an angular-domain based JABID algorithm for improving the system performance with reduced access latency. In addition, for the case of high mobility IoT devices and/or UAVs, we introduce a time-frequency spread transmission (TFST) strategy for the proposed JABID algorithms to combat doubly-selective fading channels. Finally, extensive simulation results are illustrated to verify the superiority of the proposed algorithms and the TFST strategy over known state-of-the-art algorithms.

preprint2022arXiv

Joint Activity Detection and Channel Estimation for Massive IoT Access Based on Millimeter-Wave/Terahertz Multi-Panel Massive MIMO

The multi-panel array, as a state-of-the-art antenna-in-package technology, is very suitable for millimeter-wave (mmWave)/terahertz (THz) systems, due to its low-cost deployment and scalable configuration. But in the context of nonuniform array structures it leads to intractable signal processing. Based on such an array structure at the base station, this paper investigates a joint active user detection (AUD) and channel estimation (CE) scheme based on compressive sensing (CS) for application to the massive Internet of Things (IoT). Specifically, by exploiting the structured sparsity of mmWave/THz massive IoT access channels, we firstly formulate the multi-panel massive multiple-input multiple-output (mMIMO)-based joint AUD and CE problem as a multiple measurement vector (MMV)-CS problem. Then, we harness the expectation maximization (EM) algorithm to learn the prior parameters (i.e., the noise variance and the sparsity ratio) and an orthogonal approximate message passing (OAMP)-EM-MMV algorithm is developed to solve this problem. Our simulation results verify the improved AUD and CE performance of the proposed scheme compared to conventional CS-based algorithms.

preprint2022arXiv

The Road to Industry 4.0 and Beyond: A Communications-, Information-, and Operation Technology Collaboration Perspective

The fourth industrial revolution, i.e., Industry 4.0, is evolving all around the globe. In this article, we introduce the landscape of Industry 4.0 and beyond empowered by the seamless collaboration of communication technology (CT), information technology (IT), and operation technology (OT), i.e., CIOT collaboration. Specifically, CIOT collaboration is regarded as a main improvement of Industry 4.0 compared to the previous industrial revolutions. We commence by reviewing the previous three industrial revolutions and we argue that the key feature of Industry 4.0 is the CIOT collaboration. More particularly, CT domain supports ubiquitous connectivity of the industrial elements and further bridges the physical world and the cyber world, which is a pivotal prerequisite. Then, we present the potential impacts of CIOT collaboration on typical industrial use cases with the objective of creating a more intelligent and human-friendly industry. Furthermore, the technical challenges of paving the way for the CIOT collaboration with an emphasis on the CT domain are discussed. Finally, we shed light on a roadmap for Industry 4.0 and beyond. The salient steps to be taken in the future CIOT collaboration are highlighted, which may be expected to expedite the paradigm shift towards the next industrial revolution.

preprint2022arXiv

Topological metasurface: From passive toward active and beyond

Metasurfaces are subwavelength structured thin films consisting of arrays of units that allow the controls of polarization, phase and amplitude of light over a subwavelength thickness. The recent developments in topological photonics have greatly broadened the horizon in designing the metasurfaces for novel functional applications. In this review, we summarize recent progress in the research field of topological metasurfaces, firstly from the perspectives of passive and active in the classical regime, and then in the quantum regime. More specifically, we begin by examining the passive topological phenomena in two-dimensional photonic systems, including both time-reversal broken systems and time-reversal preserved systems. Subsequently, we move to discuss the cutting-edge studies of the active topological metasurfaces, including nonlinear topological metasurfaces and reconfigurable topological metasurfaces. After overviewing the topological metasurfaces in the classical regime, we show how the topological metasurfaces could provide a new platform for quantum information and quantum many-body physics. Finally, we conclude and describe some challenges and future directions of this fast-evolving field.

preprint2021arXiv

Model-Driven Deep Learning Based Channel Estimation and Feedback for Millimeter-Wave Massive Hybrid MIMO Systems

This paper proposes a model-driven deep learning (MDDL)-based channel estimation and feedback scheme for wideband millimeter-wave (mmWave) massive hybrid multiple-input multiple-output (MIMO) systems, where the angle-delay domain channels' sparsity is exploited for reducing the overhead. Firstly, we consider the uplink channel estimation for time-division duplexing systems. To reduce the uplink pilot overhead for estimating the high-dimensional channels from a limited number of radio frequency (RF) chains at the base station (BS), we propose to jointly train the phase shift network and the channel estimator as an auto-encoder. Particularly, by exploiting the channels' structured sparsity from an a priori model and learning the integrated trainable parameters from the data samples, the proposed multiple-measurement-vectors learned approximate message passing (MMV-LAMP) network with the devised redundant dictionary can jointly recover multiple subcarriers' channels with significantly enhanced performance. Moreover, we consider the downlink channel estimation and feedback for frequency-division duplexing systems. Similarly, the pilots at the BS and channel estimator at the users can be jointly trained as an encoder and a decoder, respectively. Besides, to further reduce the channel feedback overhead, only the received pilots on part of the subcarriers are fed back to the BS, which can exploit the MMV-LAMP network to reconstruct the spatial-frequency channel matrix. Numerical results show that the proposed MDDL-based channel estimation and feedback scheme outperforms the state-of-the-art approaches.

preprint2021arXiv

Monolayer RhB4: half-auxeticity and almost ideal spin-orbit Dirac point semimetal

Structural-property relationship, the connection between materials' structures and their properties, is central to the materials research. Especially at reduced dimensions, novel structural motifs often generate unique physical properties.Motivated by a recent work reporting a novel half auxetic effect in monolayer PdB4 with a hypercoordinated structure, here, we extensively explore similar 2D transition metal boride structures MB4 with M covering 3d and 4d elements.Our investigation screens out one stable candidate, the monolayer RhB4. We find that monolayer RhB4 also shows half auxeticity, i.e., the material always expands in a lateral in-plane direction in response to an applied strain in the other direction, regardless of whether the strain is positive or negative.We show that this special mechanical character is intimately tied to the hypercoordinated structure with the M\c{opyright}B8 structural motif. Furthermore, regarding electronic properties, monolayer RhB4 is found to be the first example of an almost ideal 2D spin-orbit Dirac point semimetal.The low-energy band structure is clean, with a pair of fourfold degenerate Dirac points robust under spin-orbit coupling located close to the Fermi level. These Dirac points are enforced by the nonsymmorphic space group symmetry which is also determined by the lattice structure. Our work deepens the fundamental understanding of structural-property relationship in reduced dimensions. The half auxeticity and the spin-orbit Dirac points will make monolayer RhB4 a promising platform for nanomechanics and nanoelectronics applications.

preprint2021arXiv

Terahertz Ultra-Massive MIMO-Based Aeronautical Communications in Space-Air-Ground Integrated Networks

The emerging space-air-ground integrated network has attracted intensive research and necessitates reliable and efficient aeronautical communications. This paper investigates terahertz Ultra-Massive (UM)-MIMO-based aeronautical communications and proposes an effective channel estimation and tracking scheme, which can solve the performance degradation problem caused by the unique {\emph{triple delay-beam-Doppler squint effects}} of aeronautical terahertz UM-MIMO channels. Specifically, based on the rough angle estimates acquired from navigation information, an initial aeronautical link is established, where the delay-beam squint at transceiver can be significantly mitigated by employing a Grouping True-Time Delay Unit (GTTDU) module (e.g., the designed {\emph{Rotman lens}}-based GTTDU module). According to the proposed prior-aided iterative angle estimation algorithm, azimuth/elevation angles can be estimated, and these angles are adopted to achieve precise beam-alignment and refine GTTDU module for further eliminating delay-beam squint. Doppler shifts can be subsequently estimated using the proposed prior-aided iterative Doppler shift estimation algorithm. On this basis, path delays and channel gains can be estimated accurately, where the Doppler squint can be effectively attenuated via compensation process. For data transmission, a data-aided decision-directed based channel tracking algorithm is developed to track the beam-aligned effective channels. When the data-aided channel tracking is invalid, angles will be re-estimated at the pilot-aided channel tracking stage with an equivalent sparse digital array, where angle ambiguity can be resolved based on the previously estimated angles. The simulation results and the derived Cramér-Rao lower bounds verify the effectiveness of our solution.

preprint2021arXiv

Trajectory Design for UAV-Based Internet-of-Things Data Collection: A Deep Reinforcement Learning Approach

In this paper, we investigate an unmanned aerial vehicle (UAV)-assisted Internet-of-Things (IoT) system in a sophisticated three-dimensional (3D) environment, where the UAV's trajectory is optimized to efficiently collect data from multiple IoT ground nodes. Unlike existing approaches focusing only on a simplified two-dimensional scenario and the availability of perfect channel state information (CSI), this paper considers a practical 3D urban environment with imperfect CSI, where the UAV's trajectory is designed to minimize data collection completion time subject to practical throughput and flight movement constraints. Specifically, inspired from the state-of-the-art deep reinforcement learning approaches, we leverage the twin-delayed deep deterministic policy gradient (TD3) to design the UAV's trajectory and present a TD3-based trajectory design for completion time minimization (TD3-TDCTM) algorithm. In particular, we set an additional information, i.e., the merged pheromone, to represent the state information of UAV and environment as a reference of reward which facilitates the algorithm design. By taking the service statuses of IoT nodes, the UAV's position, and the merged pheromone as input, the proposed algorithm can continuously and adaptively learn how to adjust the UAV's movement strategy. By interacting with the external environment in the corresponding Markov decision process, the proposed algorithm can achieve a near-optimal navigation strategy. Our simulation results show the superiority of the proposed TD3-TDCTM algorithm over three conventional non-learning based baseline methods.

preprint2020arXiv

Compressive Massive Access for Internet of Things: Cloud Computing or Fog Computing?

This paper considers the support of grant-free massive access and solves the challenge of active user detection and channel estimation in the case of a massive number of users. By exploiting the sparsity of user activities, the concerned problems are formulated as a compressive sensing problem, whose solution is acquired by approximate message passing (AMP) algorithm. Considering the cooperation of multiple access points, for the deployment of AMP algorithm, we compare two processing paradigms, cloud computing and fog computing, in terms of their effectiveness in guaranteeing ultra reliable low-latency access. For cloud computing, the access points are connected in a cloud radio access network (C-RAN) manner, and the signals received at all access points are concentrated and jointly processed in the cloud baseband unit. While for fog computing, based on fog radio access network (F-RAN), the estimation of user activity and corresponding channels for the whole network is split, and the related processing tasks are performed at the access points and fog processing units in proximity to users. Compared to the cloud computing paradigm based on traditional C-RAN, simulation results demonstrate the superiority of the proposed fog computing deployment based on F-RAN.

preprint2020arXiv

Compressive Sensing Based Adaptive Active User Detection and Channel Estimation: Massive Access Meets Massive MIMO

This paper considers massive access in massive multiple-input multiple-output (MIMO) systems and proposes an adaptive active user detection and channel estimation scheme based on compressive sensing. By exploiting the sporadic traffic of massive connected user equipments and the virtual angular domain sparsity of massive MIMO channels, the proposed scheme can support massive access with dramatically reduced access latency. Specifically, we design non-orthogonal pseudo-random pilots for uplink broadband massive access, and formulate the active user detection and channel estimation problems as a generalized multiple measurement vector compressive sensing problem. Furthermore, by leveraging the structured sparsity of the uplink channel matrix, we propose an efficient generalized multiple measurement vector approximate message passing (GMMV-AMP) algorithm to realize simultaneous active user detection and channel estimation based on a spatial domain or an angular domain channel model. To jointly exploit the channel sparsity presented in both the spatial and the angular domains for enhanced performance, a Turbo-GMMV-AMP algorithm is developed for detecting the active users and estimating their channels in an alternating manner. Finally, an adaptive access scheme is proposed, which adapts the access latency to guarantee reliable massive access for practical systems with unknown channel sparsity level. Additionally, the state evolution of the proposed GMMV-AMP algorithm is derived to predict its performance. Simulation results demonstrate the superiority of the proposed active user detection and channel estimation schemes compared to several baseline schemes.

preprint2020arXiv

Compressive Sensing Based Massive Access for IoT Relying on Media Modulation Aided Machine Type Communications

A fundamental challenge of the large-scale Internet-of-Things lies in how to support massive machine-type communications (mMTC). This letter proposes a media modulation based mMTC solution for increasing the throughput, where a massive multi-input multi-output based base station (BS) is used for enhancing the detection performance. For such a mMTC scenario, the reliable active device detection and data decoding pose a serious challenge. By leveraging the sparsity of the uplink access signals of mMTC received at the BS, a compressive sensing based massive access solution is proposed for tackling this challenge. Specifically, we propose a block sparsity adaptive matching pursuit algorithm for detecting the active devices, whereby the block-sparsity of the uplink access signals exhibited across the successive time slots and the structured sparsity of media modulated symbols are exploited for enhancing the detection performance. Moreover, a successive interference cancellation based structured subspace pursuit algorithm is conceived for data demodulation of the active devices, whereby the structured sparsity of media modulation based symbols found in each time slot is exploited for improving the detection performance. Finally, our simulation results verify the superiority of the proposed scheme over state-of-the-art solutions.

preprint2020arXiv

Data-Driven Deep Learning to Design Pilot and Channel Estimator For Massive MIMO

In this paper, we propose a data-driven deep learning (DL) approach to jointly design the pilot signals and channel estimator for wideband massive multiple-input multiple-output (MIMO) systems. By exploiting the angular-domain compressibility of massive MIMO channels, the conceived DL framework can reliably reconstruct the high-dimensional channels from the under-determined measurements. Specifically, we design an end-to-end deep neural network (DNN) architecture composed of dimensionality reduction network and reconstruction network to respectively mimic the pilot signals and channel estimator, which can be acquired by data-driven deep learning. For the dimensionality reduction network, we design a fully-connected layer by compressing the high-dimensional massive MIMO channel vector as input to low-dimensional received measurements, where the weights are regarded as the pilot signals. For the reconstruction network, we design a fully-connected layer followed by multiple cascaded convolutional layers, which will reconstruct the high-dimensional channel as the output. By defining the mean square error between input and output as loss function, we leverage Adam algorithm to train the end-to-end DNN aforementioned with extensive channel samples. In this way, both the pilot signals and channel estimator can be simultaneously obtained. The simulation results demonstrate that the superiority of the proposed solution over state-of-the-art compressive sensing approaches.

preprint2020arXiv

Deep Denoising Neural Network Assisted Compressive Channel Estimation for mmWave Intelligent Reflecting Surfaces

Integrating large intelligent reflecting surfaces (IRS) into millimeter-wave (mmWave) massive multi-input-multi-ouput (MIMO) has been a promising approach for improved coverage and throughput. Most existing work assumes the ideal channel estimation, which can be challenging due to the high-dimensional cascaded MIMO channels and passive reflecting elements. Therefore, this paper proposes a deep denoising neural network assisted compressive channel estimation for mmWave IRS systems to reduce the training overhead. Specifically, we first introduce a hybrid passive/active IRS architecture, where very few receive chains are employed to estimate the uplink user-to-IRS channels. At the channel training stage, only a small proportion of elements will be successively activated to sound the partial channels. Moreover, the complete channel matrix can be reconstructed from the limited measurements based on compressive sensing, whereby the common sparsity of angular domain mmWave MIMO channels among different subcarriers is leveraged for improved accuracy. Besides, a complex-valued denoising convolution neural network (CV-DnCNN) is further proposed for enhanced performance. Simulation results demonstrate the superiority of the proposed solution over state-of-the-art solutions.

preprint2020arXiv

GMD-Based Hybrid Beamforming for Large Reconfigurable Intelligent Surface Assisted Millimeter-Wave Massive MIMO

Reconfigurable intelligent surface (RIS) is considered to be an energy-efficient approach to reshape the wireless environment for improved throughput. Its passive feature greatly reduces the energy consumption, which makes RIS a promising technique for enabling the future smart city. Existing beamforming designs for RIS mainly focus on optimizing the spectral efficiency for single carrier systems. To avoid the complicated bit allocation on different spatial domain subchannels in MIMO systems, in this paper, we propose a geometric mean decomposition-based beamforming for RIS-assisted millimeter wave (mmWave) hybrid MIMO systems so that multiple parallel data streams in the spatial domain can be considered to have the same channel gain. Specifically, by exploiting the common angular-domain sparsity of mmWave massive MIMO channels over different subcarriers, a simultaneous orthogonal match pursuit algorithm is utilized to obtain the optimal multiple beams from an oversampling 2D-DFT codebook. Moreover, by only leveraging the angle of arrival and angle of departure associated with the line of sight (LoS) channels, we further design the phase shifters for RIS by maximizing the array gain for LoS channel. Simulation results show that the proposed scheme can achieve better BER performance than conventional approaches. Our work is an initial attempt to discuss the broadband hybrid beamforming for RIS-assisted mmWave hybrid MIMO systems.

preprint2020arXiv

Massive Access in Cell-Free Massive MIMO-Based Internet of Things: Cloud Computing and Edge Computing Paradigms

This paper studies massive access in cell-free massive multi-input multi-output (MIMO) based Internet of Things and solves the challenging active user detection (AUD) and channel estimation (CE) problems. For the uplink transmission, we propose an advanced frame structure design to reduce the access latency. Moreover, by considering the cooperation of all access points (APs), we investigate two processing paradigms at the receiver for massive access: cloud computing and edge computing. For cloud computing, all APs are connected to a centralized processing unit (CPU), and the signals received at all APs are centrally processed at the CPU. While for edge computing, the central processing is offloaded to part of APs equipped with distributed processing units, so that the AUD and CE can be performed in a distributed processing strategy. Furthermore, by leveraging the structured sparsity of the channel matrix, we develop a structured sparsity-based generalized approximated message passing (SS-GAMP) algorithm for reliable joint AUD and CE, where the quantization accuracy of the processed signals is taken into account. Based on the SS-GAMP algorithm, a successive interference cancellation-based AUD and CE scheme is further developed under two paradigms for reduced access latency. Simulation results validate the superiority of the proposed approach over the state-of-the-art baseline schemes. Besides, the results reveal that the edge computing can achieve the similar massive access performance as the cloud computing, and the edge computing is capable of alleviating the burden on CPU, having a faster access response, and supporting more flexible AP cooperation.

preprint2020arXiv

Principal Component Analysis Based Broadband Hybrid Precoding for Millimeter-Wave Massive MIMO Systems

Hybrid analog-digital precoding is challenging for broadband millimeter-wave (mmWave) massive MIMO systems, since the analog precoder is frequency-flat but the mmWave channels are frequency-selective. In this paper, we propose a principal component analysis (PCA)-based broadband hybrid precoder/combiner design, where both the fully-connected array and partially-connected subarray (including the fixed and adaptive subarrays) are investigated. Specifically, we first design the hybrid precoder/combiner for fully-connected array and fixed subarray based on PCA, whereby a low-dimensional frequency-flat precoder/combiner is acquired based on the optimal high-dimensional frequency-selective precoder/combiner. Meanwhile, the near-optimality of our proposed PCA approach is theoretically proven. Moreover, for the adaptive subarray, a low-complexity shared agglomerative hierarchical clustering algorithm is proposed to group the antennas for the further improvement of spectral efficiency (SE) performance. Besides, we theoretically prove that the proposed antenna grouping algorithm is only determined by the slow time-varying channel parameters in the large antenna limit. Simulation results demonstrate the superiority of the proposed solution over state-of-the-art schemes in SE, energy efficiency (EE), bit-error-rate performance, and the robustness to time-varying channels. Our work reveals that the EE advantage of adaptive subarray over fully-connected array is obvious for both active and passive antennas, but the EE advantage of fixed subarray only holds for passive antennas.