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Yong Tao

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Published work

14 published item(s)

preprint2026arXiv

Margin-Adaptive Confidence Ranking for Reliable LLM Judgement

Jung et al. (2025) introduce a hypothesis testing framework for guaranteeing agreement between large language models (LLMs) and human judgments, relying on the assumption that the model's estimated confidence is monotonic with respect to human-disagreement risk. In practice, however, this assumption may be violated, and the generalization behavior of the confidence estimator is not explicitly analyzed. We mitigate these issues by learning a dedicated confidence estimator instead of relying on heuristic confidence signals. Our approach leverages simulated annotator diversity and a margin-based ranking formulation to explicitly model how confidently an LLM distinguishes between human-agreement and human-disagreement cases. We further derive generalization guarantees for this estimator, revealing a margin-dependent trade-off that informs the design of an adaptive estimator training procedure. When integrated into fixed-sequence testing, the learned confidence estimator yields improved ranking accuracy and empirically strengthens the monotonic relationship between confidence and disagreement risk, leading to higher success rates in satisfying target agreement levels across multiple datasets and judge models.

preprint2020arXiv

Parabolic Scaling in Overdoped Cuprate: a Statistical Field Theory Approach

Recently, Bozovic et al. reported that [Nature 536, 309-311 (2016)], in the overdoped side of the single-crystal $La_{2-x}Sr_xCuO_4$ (LSCO) films, the transition temperature $T_c$ and zero-temperature superfluid phase stiffness $ρ_s(0)$ will obey a two-class scaling law: $T_c=γ\cdot \sqrt{ρ_s(0)}$ for $T_c \leq T_Q$ and $T_c \propto ρ_s(0)$ for $T_c \geq T_M$, where $γ=(4.2 \pm 0.5) K^{1/2} $, $T_Q \approx 15 K$, and $T_M \approx 12 K$. They further pointed out that the parabolic scaling observed in the highly overdoped side indicates a quantum phase transition from a superconductor to a normal metal. In this paper, we propose a quantum partition function (QPF) for zero-temperature Cooper pairs, by which one can effectively distinguish between mean-field and quantum critical behaviors. We theoretically show that the two-class scaling law can be exactly derived by using the QPF, and the theoretical values of $γ$, $T_Q$, and $T_M$ are well in accordance with experimental measure values. Our analyses indicate that the linear scaling $T_c \propto ρ_s(0)$ is a mean-field behavior, while the parabolic scaling $T_c=γ\cdot \sqrt{ρ_s(0)}$ is a quantum critical behavior.

preprint2020arXiv

Relativistic Ginzburg-Landau equation: An investigation for overdoped cuprate films

By introducing the imaginary time, Gor'kov's Ginzburg-Landau equation at zero temperature can be extended to an exact relativistic form without any phenomenological parameter, which is intended to describe the zero-temperature overdoped cuprate. By using such a relativistic equation, we have shown that the two-class scaling observed in the overdoped side of single-crystal $La_{2-x}Sr_xCuO_4$ (LSCO) films [Nature 536, 309-311 (2016)] can be derived exactly. In this paper, we further test the validity of the relativistic Ginzburg-Landau equation. By applying the perturbation method into this equation, we theoretically predict that near the superconductor-metal transition point in the overdoped side of LSCO films, the zero-temperature correlation length $ξ(0)$ and the transition temperature $T_c$ should yield a novel scaling $ξ(0)\propto T_c^{-σ}$ with a critical exponent $σ\approx 1.31 $ (up to the two-loop approximation). Here, we propose a diffraction experiment between $X$-rays and zero-temperature LSCO films to measure the critical exponent $σ$.

preprint2016arXiv

Scaling Laws for Thin Films near the Superconducting-to-Insulating Transition

We propose a Lagrangian function, which combines Landau-Ginzburg term and Chern-Simons term, for describing the competition between disorder and superconductivity. To describe the normal-to-superconducting transition in the thin superconducting films, we apply Wilson's renormalization group methods into this Lagrangian function. Finally, we obtain a scaling law between critical temperature (T_c), film thickness (d), sheet resistance of the film at the normal state (R_s), and number density of the electrons at the normal state (N). Such a scaling law is in agreement with recent experimental investigations [Ivry, Y. et al, Physical Review B 90, 214515 (2014)]. Our finding may have potential benefits for improving transition temperature T_c.

preprint2015arXiv

Universal Laws of Human Society's Income Distribution

General equilibrium equations in economics play the same role with many-body Newtonian equations in physics. Accordingly, each solution of the general equilibrium equations can be regarded as a possible microstate of the economic system. Since Arrow's Impossibility Theorem and Rawls' principle of social fairness will provide a powerful support for the hypothesis of equal probability, then the principle of maximum entropy is available in a just and equilibrium economy so that an income distribution will occur spontaneously (with the largest probability). Remarkably, some scholars have observed such an income distribution in some democratic countries, e.g. USA. This result implies that the hypothesis of equal probability may be only suitable for some "fair" systems (economic or physical systems). From this meaning, the non-equilibrium systems may be "unfair" so that the hypothesis of equal probability is unavailable.

preprint2014arXiv

Rawls' Fairness, Income Distribution and Alarming Level of Gini Coefficient

The argument that the alarming level of Gini coefficient is 0.4 is very popular, especially in the media industry, all around the world for a long time. Although the 0.4 standard is widely accepted, the derivation of the value lacks rigid theoretical foundations. In fact, to the best of our knowledge, it is not based on any prevalent and convincing economic theories. In this paper, we incorporate Rawls' principle of fair equality of opportunity into Arrow-Debreu's framework of general equilibrium theory with heterogeneous agents, and derive the alarming level of Gini coefficient formally. Our theory reveals that the exponential distribution of income not only satisfies Pareto optimality, but also obeys social fairness in Rawls' sense. Therefore, we specify the maximal value of the Gini coefficient when income follows exponential distribution as a possible alarming level. Our computations show that the alarming level should be specified at least equal or larger than 0.5 rather than 0.4. We empirically investigate if our model receives support from a large data set of all kinds of countries all over the world from Word Bank in 1990, 1995, 2000 and 2005 using the distribution fitting and statistical decision methodology. The results suggest that the value of 0.4 is around the mean of the Gini coefficients, corresponding to the most probable event in a peaceful world, rather than the alarming level, while the two-sigma rule shows that in our sample the alarming levels are all larger than 0.5, conforming to the predictions of our theory.

preprint2014arXiv

Spin Hall effect associated with SU(2) gauge field

In this paper, we focus on the connection between spin Hall effect and spin force. Here we investigate that the spin force due to spin-orbit coupling, which in two-dimensional system is equivalent to forces of Hirsch and Chudnovsky besides constant factors 3 and 3/2 respectively, is a part of classic Anandan force, and that the spin Hall effect is an anomalous Hall effect. Furthermore, we develop the method of AC phase to derive the formula for the spin force, and find that the most basic spin Hall effect originates from the AC phase and is therefore an intrinsic quantum mechanical property of spin. This method differs from approach of Berry phase in the study of anomalous Hall effect, which is the intrinsic property of the perfect crystal. On the other hand, we use an elegant skill to show that the Chudnovsky-Drude model is reasonable, and further have improved the theoretical values of spin Hall conductivity of Chudnovsky. Compared to the theoretical values of spin Hall conductivity in the Chudnovsky-Drude model, ours are in better agreement with experimentation. Finally, we discuss the relation between spin Hall effect and fractional statistics.

preprint2013arXiv

Differential formulation of Schrodinger equation leads to vanishing Berry phase

The Poincare-Hopf theorem states that a globally smooth tangent vector does not exist on a manifold whose Euler characteristic is non-zero. Nevertheless, when one defines a differential equation on such a manifold, this theorem is always ignored. For example, the differential formulation of Schrodinger equation is defined as a form so that a tangent vector is a product of Hamiltonian and state vector. In this case, if the Hamiltonian and the state vector are both globally smooth functions on parameter space, then the tangent vector will be compelled to become smooth so that the Euler characteristic of the parameter space must be zero. As a result, some Berry phases related to non-zero Euler characteristic will be ruled out.

preprint2013arXiv

Spontaneous Economic Order

This paper provides an attempt to formalize Hayek's notion of spontaneous order within the framework of the Arrow-Debreu economy. Our study shows that if a competitive economy is enough fair and free, then a spontaneous economic order shall emerge in long-run competitive equilibria so that social members together occupy an optimal distribution of income. Despite this, the spontaneous order might degenerate in the form of economic crises whenever an equilibrium economy approaches the extreme competition. Remarkably, such a theoretical framework of spontaneous order provides a bridge linking Austrian economics and Neoclassical economics, where we shall comprehend a truth: "Freedom promotes technological progress".

preprint2011arXiv

Necessity of integral formalism

To describe the physical reality, there are two ways of constructing the dynamical equation of field, differential formalism and integral formalism. The importance of this fact is firstly emphasized by Yang in case of gauge field [Phys. Rev. Lett. 33 (1974) 445], where the fact has given rise to a deeper understanding for Aharonov-Bohm phase and magnetic monopole [Phys. Rev. D. 12 (1975) 3845]. In this paper we shall point out that such a fact also holds in general wave function of matter, it may give rise to a deeper understanding for Berry phase. Most importantly, we shall prove a point that, for general wave function of matter, in the adiabatic limit, there is an intrinsic difference between its integral formalism and differential formalism. It is neglect of this difference that leads to an inconsistency of quantum adiabatic theorem pointed out by Marzlin and Sanders [Phys. Rev. Lett. 93 (2004) 160408]. It has been widely accepted that there is no physical difference of using differential operator or integral operator to construct the dynamical equation of field. Nevertheless, our study shows that the Schrodinger differential equation (i.e., differential formalism for wave function) shall lead to vanishing Berry phase and that the Schrodinger integral equation (i.e., integral formalism for wave function), in the adiabatic limit, can satisfactorily give the Berry phase. Therefore, we reach a conclusion: There are two ways of describing physical reality, differential formalism and integral formalism; but the integral formalism is a unique way of complete description.

preprint2010arXiv

Competitive market for multiple firms and economic crisis

The origin of economic crises is a key problem for economics. We present a model of long-run competitive markets to show that the multiplicity of behaviors in an economic system, over a long time scale, emerge as statistical regularities (perfectly competitive markets obey Bose-Einstein statistics and purely monopolistic-competitive markets obey Boltzmann statistics) and that how interaction among firms influences the evolutionary of competitive markets. It has been widely accepted that perfect competition is most efficient. Our study shows that the perfectly competitive system, as an extreme case of competitive markets, is most efficient but not stable, and gives rise to economic crises as society reaches full employment. In the economic crisis revealed by our model, many firms condense (collapse) into the lowest supply level (zero supply, namely bankruptcy status), in analogy to Bose-Einstein condensation. This curious phenomenon arises because perfect competition (homogeneous competitions) equals symmetric (indistinguishable) investment direction, a fact abhorred by nature. Therefore, we urge the promotion of monopolistic competition (heterogeneous competitions) rather than perfect competition. To provide early warning of economic crises, we introduce a resolving index of investment, which approaches zero in the run-up to an economic crisis. On the other hand, our model discloses, as a profound conclusion, that the technological level for a long-run social or economic system is proportional to the freedom (disorder) of this system; in other words, technology equals the entropy of system. As an application of this new concept, we give a possible answer to the Needham question: "Why was it that despite the immense achievements of traditional China it had been in Europe and not in China that the scientific and industrial revolutions occurred?"

preprint2010arXiv

How to predict and avert economic crisis

Our study shows that many firms would accumulate at zero output level (namely, Bankruptcy status) if a perfectly competitive market reaches full employment (namely, those people who should obtain employment have obtained employment). As a result, appearance of economic crisis is determined by two points; that is, (a). Stock market approaches perfect competition; (b). Society reaches full employment. The empirical research of these two points would lead to early warning of economic crisis. Moreover, it is a surprise that the state of economic crisis would be a feasible equilibrium within the framework of the Arrow-Debreu model. That means that we can not understand the origin of economic crisis within the framework of modern economics, for example, the general equilibrium theory.

preprint2010arXiv

Review of inconsistency of quantum adiabatic theorem

In this paper, we note that there are two different types of inconsistencies of quantum adiabatic theorem in work of K. P. Marzlin and B. C. Sanders [Phys. Rev. Lett. 93, 160408, 2004], MS inconsistency and MS counterexample. Nevertheless, these two types are often confused as one by many authors. We shall point out that the inconsistencies of quantum adiabatic theorem raised by the relevant references just can be classified as these two types.