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Yi Pan

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Published work

33 published item(s)

preprint2026arXiv

Achieving Fine-grained Cross-modal Understanding through Brain-inspired Hierarchical Representation Learning

Understanding neural responses to visual stimuli remains challenging due to the inherent complexity of brain representations and the modality gap between neural data and visual inputs. Existing methods, mainly based on reducing neural decoding to generation tasks or simple correlations, fail to reflect the hierarchical and temporal processes of visual processing in the brain. To address these limitations, we present NeuroAlign, a novel framework for fine-grained fMRI-video alignment inspired by the hierarchical organization of the human visual system. Our framework implements a two-stage mechanism that mirrors biological visual pathways: global semantic understanding through Neural-Temporal Contrastive Learning (NTCL) and fine-grained pattern matching through enhanced vector quantization. NTCL explicitly models temporal dynamics through bidirectional prediction between modalities, while our DynaSyncMM-EMA approach enables dynamic multi-modal fusion with adaptive weighting. Experiments demonstrate that NeuroAlign significantly outperforms existing methods in cross-modal retrieval tasks, establishing a new paradigm for understanding visual cognitive mechanisms.

preprint2026arXiv

Digital Twin AI: Opportunities and Challenges from Large Language Models to World Models

Digital twins, as precise digital representations of physical systems, have evolved from passive simulation tools into intelligent and autonomous entities through the integration of artificial intelligence technologies. This paper presents a unified four-stage framework that systematically characterizes AI integration across the digital twin lifecycle, spanning modeling, mirroring, intervention, and autonomous management. By synthesizing existing technologies and practices, we distill a unified four-stage framework that systematically characterizes how AI methodologies are embedded across the digital twin lifecycle: (1) modeling the physical twin through physics-based and physics-informed AI approaches, (2) mirroring the physical system into a digital twin with real-time synchronization, (3) intervening in the physical twin through predictive modeling, anomaly detection, and optimization strategies, and (4) achieving autonomous management through large language models, foundation models, and intelligent agents. We analyze the synergy between physics-based modeling and data-driven learning, highlighting the shift from traditional numerical solvers to physics-informed and foundation models for physical systems. Furthermore, we examine how generative AI technologies, including large language models and generative world models, transform digital twins into proactive and self-improving cognitive systems capable of reasoning, communication, and creative scenario generation. Through a cross-domain review spanning eleven application domains, including healthcare, aerospace, smart manufacturing, robotics, and smart cities, we identify common challenges related to scalability, explainability, and trustworthiness, and outline directions for responsible AI-driven digital twin systems.

preprint2026arXiv

MedVIGIL: Evaluating Trustworthy Medical VLMs Under Broken Visual Evidence

Medical vision--language models (VLMs) are usually evaluated on intact image--question pairs, but trustworthy clinical use requires a stronger property: a model must recognise when the evidential basis for an answer has failed. We study this through silent failures under perturbed evidence, where a vision-required medical question is paired with a false premise, wording perturbation, knowledge-only rewrite, or ROI-corrupted image, yet the model returns a fluent non-refusal answer. We introduce medvigil, a 300-case evaluation suite drawn from four public medical VQA sources, supervised end to end by four board-certified radiologists: every gold answer, refusal option, candidate-answer set, paraphrase, false-premise trap, ROI box, and clinical risk tier is clinician-authored. Two attending radiologists annotate every case in parallel, a senior radiologist consolidates the released manifest, and a separate fourth radiologist independent of construction answers every probe to provide the human reference baseline. The release contains 2{,}556 MCQ probes, 240 counterfactual triplets, physician-adjudicated risk-tier and answerability flags, ROI boxes, and a paired open-ended variant. We report seven correctness-conditioned audit metrics that summarise into the medvigil Composite Score (MCS), and audit 16 vision-capable models plus two text-only baselines. The independent radiologist scores MCS 83.3 at silent-failure rate 5.8%, leaving a 14.1-point composite headroom above the strongest audited model (Claude Opus 4.7 at 69.2). The benchmark and evaluation harness are publicly released.

preprint2024arXiv

Understanding LLMs: A Comprehensive Overview from Training to Inference

The introduction of ChatGPT has led to a significant increase in the utilization of Large Language Models (LLMs) for addressing downstream tasks. There's an increasing focus on cost-efficient training and deployment within this context. Low-cost training and deployment of LLMs represent the future development trend. This paper reviews the evolution of large language model training techniques and inference deployment technologies aligned with this emerging trend. The discussion on training includes various aspects, including data preprocessing, training architecture, pre-training tasks, parallel training, and relevant content related to model fine-tuning. On the inference side, the paper covers topics such as model compression, parallel computation, memory scheduling, and structural optimization. It also explores LLMs' utilization and provides insights into their future development.

preprint2022arXiv

Identification of Autism spectrum disorder based on a novel feature selection method and Variational Autoencoder

The development of noninvasive brain imaging such as resting-state functional magnetic resonance imaging (rs-fMRI) and its combination with AI algorithm provides a promising solution for the early diagnosis of Autism spectrum disorder (ASD). However, the performance of the current ASD classification based on rs-fMRI still needs to be improved. This paper introduces a classification framework to aid ASD diagnosis based on rs-fMRI. In the framework, we proposed a novel filter feature selection method based on the difference between step distribution curves (DSDC) to select remarkable functional connectivities (FCs) and utilized a multilayer perceptron (MLP) which was pretrained by a simplified Variational Autoencoder (VAE) for classification. We also designed a pipeline consisting of a normalization procedure and a modified hyperbolic tangent (tanh) activation function to replace the original tanh function, further improving the model accuracy. Our model was evaluated by 10 times 10-fold cross-validation and achieved an average accuracy of 78.12%, outperforming the state-of-the-art methods reported on the same dataset. Given the importance of sensitivity and specificity in disease diagnosis, two constraints were designed in our model which can improve the model's sensitivity and specificity by up to 9.32% and 10.21%, respectively. The added constraints allow our model to handle different application scenarios and can be used broadly.

preprint2022arXiv

Meta-data Study in Autism Spectrum Disorder Classification Based on Structural MRI

Accurate diagnosis of autism spectrum disorder (ASD) based on neuroimaging data has significant implications, as extracting useful information from neuroimaging data for ASD detection is challenging. Even though machine learning techniques have been leveraged to improve the information extraction from neuroimaging data, the varying data quality caused by different meta-data conditions (i.e., data collection strategies) limits the effective information that can be extracted, thus leading to data-dependent predictive accuracies in ASD detection, which can be worse than random guess in some cases. In this work, we systematically investigate the impact of three kinds of meta-data on the predictive accuracy of classifying ASD based on structural MRI collected from 20 different sites, where meta-data conditions vary.

preprint2021arXiv

Infant Cry Classification with Graph Convolutional Networks

We propose an approach of graph convolutional networks for robust infant cry classification. We construct non-fully connected graphs based on the similarities among the relevant nodes in both supervised and semi-supervised node classification with convolutional neural networks to consider the short-term and long-term effects of infant cry signals related to inner-class and inter-class messages. The approach captures the diversity of variations within infant cries, especially for limited training samples. The effectiveness of this approach is evaluated on Baby Chillanto Database and Baby2020 database. With as limited as 20% of labeled training data, our model outperforms that of CNN model with 80% labeled training data and the accuracy stably improves as the number of labeled training samples increases. The best results give significant improvements of 7.36% and 3.59% compared with the results of the CNN models on Baby Chillanto database and Baby2020 database respectively.

preprint2021arXiv

Topological States in Dimerized Quantum-Dot Chains Created by Atom Manipulation

Topological electronic phases exist in a variety of naturally occurring materials but can also be created artificially. We used a cryogenic scanning tunneling microscope to create dimerized chains of identical quantum dots on a semiconductor surface and to demonstrate that these chains give rise to one-dimensional topological phases. The dots were assembled from charged adatoms, creating a confining potential with single-atom precision acting on electrons in surface states of the semiconductor. Quantum coupling between the dots leads to electronic states localized at the ends of the chains, as well as at deliberately created internal domain walls, in agreement with the predictions of the Su-Schrieffer-Heeger model. Scanning tunneling spectroscopy also reveals deviations from this well-established model manifested in an asymmetric level spectrum and energy shifts of the boundary states. The deviations arise because the dots are charged and hence lead to an onsite potential that varies along the chain. We show that this variation can be mitigated by electrostatic gating using auxiliary charged adatoms, enabling fine-tuning of the boundary states and control of their quantum superposition. The experimental data, which are complemented by theoretical modeling of the potential and the resulting eigenstates, reveal the important role of electrostatics in these engineered quantum structures.

preprint2020arXiv

A Novel Ensemble Deep Learning Model for Stock Prediction Based on Stock Prices and News

In recent years, machine learning and deep learning have become popular methods for financial data analysis, including financial textual data, numerical data, and graphical data. This paper proposes to use sentiment analysis to extract useful information from multiple textual data sources and a blending ensemble deep learning model to predict future stock movement. The blending ensemble model contains two levels. The first level contains two Recurrent Neural Networks (RNNs), one Long-Short Term Memory network (LSTM) and one Gated Recurrent Units network (GRU), followed by a fully connected neural network as the second level model. The RNNs, LSTM, and GRU models can effectively capture the time-series events in the input data, and the fully connected neural network is used to ensemble several individual prediction results to further improve the prediction accuracy. The purpose of this work is to explain our design philosophy and show that ensemble deep learning technologies can truly predict future stock price trends more effectively and can better assist investors in making the right investment decision than other traditional methods.

preprint2020arXiv

Efficient Hyperparameter Optimization in Deep Learning Using a Variable Length Genetic Algorithm

Convolutional Neural Networks (CNN) have gained great success in many artificial intelligence tasks. However, finding a good set of hyperparameters for a CNN remains a challenging task. It usually takes an expert with deep knowledge, and trials and errors. Genetic algorithms have been used in hyperparameter optimizations. However, traditional genetic algorithms with fixed-length chromosomes may not be a good fit for optimizing deep learning hyperparameters, because deep learning models have variable number of hyperparameters depending on the model depth. As the depth increases, the number of hyperparameters grows exponentially, and searching becomes exponentially harder. It is important to have an efficient algorithm that can find a good model in reasonable time. In this article, we propose to use a variable length genetic algorithm (GA) to systematically and automatically tune the hyperparameters of a CNN to improve its performance. Experimental results show that our algorithm can find good CNN hyperparameters efficiently. It is clear from our experiments that if more time is spent on optimizing the hyperparameters, better results could be achieved. Theoretically, if we had unlimited time and CPU power, we could find the optimized hyperparameters and achieve the best results in the future.

preprint2020arXiv

Gradient Amplification: An efficient way to train deep neural networks

Improving performance of deep learning models and reducing their training times are ongoing challenges in deep neural networks. There are several approaches proposed to address these challenges one of which is to increase the depth of the neural networks. Such deeper networks not only increase training times, but also suffer from vanishing gradients problem while training. In this work, we propose gradient amplification approach for training deep learning models to prevent vanishing gradients and also develop a training strategy to enable or disable gradient amplification method across several epochs with different learning rates. We perform experiments on VGG-19 and resnet (Resnet-18 and Resnet-34) models, and study the impact of amplification parameters on these models in detail. Our proposed approach improves performance of these deep learning models even at higher learning rates, thereby allowing these models to achieve higher performance with reduced training time.

preprint2020arXiv

Graph Convolution Networks Using Message Passing and Multi-Source Similarity Features for Predicting circRNA-Disease Association

Graphs can be used to effectively represent complex data structures. Learning these irregular data in graphs is challenging and still suffers from shallow learning. Applying deep learning on graphs has recently showed good performance in many applications in social analysis, bioinformatics etc. A message passing graph convolution network is such a powerful method which has expressive power to learn graph structures. Meanwhile, circRNA is a type of non-coding RNA which plays a critical role in human diseases. Identifying the associations between circRNAs and diseases is important to diagnosis and treatment of complex diseases. However, there are limited number of known associations between them and conducting biological experiments to identify new associations is time consuming and expensive. As a result, there is a need of building efficient and feasible computation methods to predict potential circRNA-disease associations. In this paper, we propose a novel graph convolution network framework to learn features from a graph built with multi-source similarity information to predict circRNA-disease associations. First we use multi-source information of circRNA similarity, disease and circRNA Gaussian Interaction Profile (GIP) kernel similarity to extract the features using first graph convolution. Then we predict disease associations for each circRNA with second graph convolution. Proposed framework with five-fold cross validation on various experiments shows promising results in predicting circRNA-disease association and outperforms other existing methods.

preprint2020arXiv

Improved Detection of Adversarial Images Using Deep Neural Networks

Machine learning techniques are immensely deployed in both industry and academy. Recent studies indicate that machine learning models used for classification tasks are vulnerable to adversarial examples, which limits the usage of applications in the fields with high precision requirements. We propose a new approach called Feature Map Denoising to detect the adversarial inputs and show the performance of detection on the mixed dataset consisting of adversarial examples generated by different attack algorithms, which can be used to associate with any pre-trained DNNs at a low cost. Wiener filter is also introduced as the denoise algorithm to the defense model, which can further improve performance. Experimental results indicate that good accuracy of detecting the adversarial examples can be achieved through our Feature Map Denoising algorithm.

preprint2016arXiv

Parallel Large-Scale Attribute Reduction on Cloud Systems

The rapid growth of emerging information technologies and application patterns in modern society, e.g., Internet, Internet of Things, Cloud Computing and Tri-network Convergence, has caused the advent of the era of big data. Big data contains huge values, however, mining knowledge from big data is a tremendously challenging task because of data uncertainty and inconsistency. Attribute reduction (also known as feature selection) can not only be used as an effective preprocessing step, but also exploits the data redundancy to reduce the uncertainty. However, existing solutions are designed 1) either for a single machine that means the entire data must fit in the main memory and the parallelism is limited; 2) or for the Hadoop platform which means that the data have to be loaded into the distributed memory frequently and therefore become inefficient. In this paper, we overcome these shortcomings for maximum efficiency possible, and propose a unified framework for Parallel Large-scale Attribute Reduction, termed PLAR, for big data analysis. PLAR consists of three components: 1) Granular Computing (GrC)-based initialization: it converts a decision table (i.e., original data representation) into a granularity representation which reduces the amount of space and hence can be easily cached in the distributed memory: 2) model-parallelism: it simultaneously evaluates all feature candidates and makes attribute reduction highly parallelizable; 3) data-parallelism: it computes the significance of an attribute in parallel using a MapReduce-style manner. We implement PLAR with four representative heuristic feature selection algorithms on Spark, and evaluate them on various huge datasets, including UCI and astronomical datasets, finding our method's advantages beyond existing solutions.

preprint2015arXiv

Numerical relativity reaching into post-Newtonian territory: a compact-object binary simulation spanning 350 gravitational-wave cycles

We present the first numerical-relativity simulation of a compact-object binary whose gravitational waveform is long enough to cover the entire frequency band of advanced gravitational-wave detectors, such as LIGO, Virgo and KAGRA, for mass ratio 7 and total mass as low as $45.5\,M_\odot$. We find that effective-one-body models, either uncalibrated or calibrated against substantially shorter numerical-relativity waveforms at smaller mass ratios, reproduce our new waveform remarkably well, with a negligible loss in detection rate due to modeling error. In contrast, post-Newtonian inspiral waveforms and existing calibrated phenomenological inspiral-merger-ringdown waveforms display greater disagreement with our new simulation. The disagreement varies substantially depending on the specific post-Newtonian approximant used.

preprint2014arXiv

Impact of Higher Harmonics in Searching for Gravitational Waves from Non-Spinning Binary Black Holes

Current searches for gravitational waves from coalescing binary black holes (BBH) use templates that only include the dominant harmonic. In this study we use effective-one-body multipolar waveforms calibrated to numerical-relativity simulations to quantify the effect of neglecting sub-dominant harmonics on the sensitivity of searches. We consider both signal-to-noise ratio (SNR) and the signal-based vetoes that are used to re-weight SNR. We find that neglecting sub-dominant modes when searching for non-spinning BBHs with component masses $3\,M_{\odot} \leq m_1, m_2 \leq 200\,M_{\odot}$ and total mass $M < 360\,M_{\odot}$ in advanced LIGO results in a negligible reduction of the re-weighted SNR at detection thresholds. Sub-dominant modes therefore have no effect on the detection rates predicted for advanced LIGO. Furthermore, we find that if sub-dominant modes are included in templates the sensitivity of the search becomes worse if we use current search priors, due to an increase in false alarm probability. Templates would need to be weighted differently than what is currently done to compensate for the increase in false alarms. If we split the template bank such that sub-dominant modes are only used when $M \gtrsim 100\,M_{\odot}$ and mass ratio $q \gtrsim 4$, we find that the sensitivity does improve for these intermediate mass-ratio BBHs, but the sensitive volume associated with these systems is still small compared to equal-mass systems. Using sub-dominant modes is therefore unlikely to substantially increase the probability of detecting gravitational waves from non-spinning BBH signals unless there is a relatively large population of intermediate mass-ratio BBHs in the universe.

preprint2013arXiv

Effective-one-body model for black-hole binaries with generic mass ratios and spins

Gravitational waves emitted by black-hole binary systems have the highest signal-to-noise ratio in LIGO and Virgo detectors when black-hole spins are aligned with the orbital angular momentum and extremal. For such systems, we extend the effective-one-body inspiral-merger-ringdown waveforms to generic mass ratios and spins calibrating them to 38 numerical-relativity nonprecessing waveforms produced by the SXS Collaboration. The numerical-relativity simulations span mass ratios from 1 to 8, spin magnitudes up to 98% of extremality, and last for 40 to 60 gravitational-wave cycles. When the total mass of the binary is between 20Msun and 200Msun, the effective-one-body nonprecessing (dominant mode) waveforms have overlaps above 99% (using the advanced-LIGO design noise spectral density) with all of the 38 nonprecessing numerical waveforms, when maximizing only on initial phase and time. This implies a negligible loss in event rate due to modeling. Moreover, without further calibration, we show that the precessing effective-one-body (dominant mode) waveforms have overlaps above 97% with two very long, strongly precessing numerical-relativity waveforms, when maximizing only on the initial phase and time.

preprint2013arXiv

Error-analysis and comparison to analytical models of numerical waveforms produced by the NRAR Collaboration

The Numerical-Relativity-Analytical-Relativity (NRAR) collaboration is a joint effort between members of the numerical relativity, analytical relativity and gravitational-wave data analysis communities. The goal of the NRAR collaboration is to produce numerical-relativity simulations of compact binaries and use them to develop accurate analytical templates for the LIGO/Virgo Collaboration to use in detecting gravitational-wave signals and extracting astrophysical information from them. We describe the results of the first stage of the NRAR project, which focused on producing an initial set of numerical waveforms from binary black holes with moderate mass ratios and spins, as well as one non-spinning binary configuration which has a mass ratio of 10. All of the numerical waveforms are analysed in a uniform and consistent manner, with numerical errors evaluated using an analysis code created by members of the NRAR collaboration. We compare previously-calibrated, non-precessing analytical waveforms, notably the effective-one-body (EOB) and phenomenological template families, to the newly-produced numerical waveforms. We find that when the binary's total mass is ~100-200 solar masses, current EOB and phenomenological models of spinning, non-precessing binary waveforms have overlaps above 99% (for advanced LIGO) with all of the non-precessing-binary numerical waveforms with mass ratios <= 4, when maximizing over binary parameters. This implies that the loss of event rate due to modelling error is below 3%. Moreover, the non-spinning EOB waveforms previously calibrated to five non-spinning waveforms with mass ratio smaller than 6 have overlaps above 99.7% with the numerical waveform with a mass ratio of 10, without even maximizing on the binary parameters.

preprint2013arXiv

Inspiral-merger-ringdown waveforms of spinning, precessing black-hole binaries in the effective-one-body formalism

We describe a general procedure to generate spinning, precessing waveforms that include inspiral, merger and ringdown stages in the effective-one-body (EOB) approach. The procedure uses a precessing frame in which precession-induced amplitude and phase modulations are minimized, and an inertial frame, aligned with the spin of the final black hole, in which we carry out the matching of the inspiral-plunge to merger-ringdown waveforms. As a first application, we build spinning, precessing EOB waveforms for the gravitational modes l=2 such that in the nonprecessing limit those waveforms agree with the EOB waveforms recently calibrated to numerical-relativity waveforms. Without recalibrating the EOB model, we then compare EOB and post-Newtonian precessing waveforms to two numerical-relativity waveforms produced by the Caltech-Cornell-CITA collaboration. The numerical waveforms are strongly precessing and have 35 and 65 gravitational-wave cycles. We find a remarkable agreement between EOB and numerical-relativity precessing waveforms and spins' evolutions. The phase difference is ~ 0.2 rad at merger, while the mismatches, computed using the advanced-LIGO noise spectral density, are below 2% when maximizing only on the time and phase at coalescence and on the polarization angle.

preprint2013arXiv

Post-Newtonian factorized multipolar waveforms for spinning, non-precessing black-hole binaries

We generalize the factorized resummation of multipolar waveforms introduced by Damour, Iyer and Nagar to spinning black holes. For a nonspinning test-particle spiraling a Kerr black hole in the equatorial plane, we find that factorized multipolar amplitudes which replace the residual relativistic amplitude f_{l m} with its l-th root, ρ_{l m} = f_{l m}^{1/l}, agree quite well with the numerical amplitudes up to the Kerr-spin value q \leq 0.95 for orbital velocities v \leq 0.4. The numerical amplitudes are computed solving the Teukolsky equation with a spectral code. The agreement for prograde orbits and large spin values of the Kerr black hole can be further improved at high velocities by properly factoring out the lower-order post-Newtonian contributions in ρ_{l m}. The resummation procedure results in a better and systematic agreement between numerical and analytical amplitudes (and energy fluxes) than standard Taylor-expanded post-Newtonian approximants. This is particularly true for higher-order modes, such as (2,1), (3,3), (3,2), and (4,4) for which less spin post-Newtonian terms are known. We also extend the factorized resummation of multipolar amplitudes to generic mass-ratio, non-precessing, spinning black holes. Lastly, in our study we employ new, recently computed, higher-order post-Newtonian terms in several subdominant modes, and compute explicit expressions for the half and one-and-half post-Newtonian contributions to the odd-parity (current) and even-parity (odd) multipoles, respectively. Those results can be used to build more accurate templates for ground-based and space-based gravitational-wave detectors.

preprint2013arXiv

Stability of nonspinning effective-one-body model in approximating two-body dynamics and gravitational-wave emission

The detection of gravitational waves and the extraction of physical information from them requires the prediction of accurate waveforms to be used in template banks. For that purpose, the accuracy of effective-one-body (EOB) waveforms has been improved over the last years by calibrating them to numerical-relativity (NR) waveforms. So far, the calibration has employed a handful of NR waveforms with a total length of ~30 cycles, the length being limited by the computational cost of NR simulations. Here we address the outstanding problem of the stability of the EOB calibration with respect to the length of NR waveforms. Performing calibration studies against NR waveforms of nonspinning black-hole binaries with mass ratios 1, 1.5, 5, and 8, and with a total length of ~60 cycles, we find that EOB waveforms calibrated against either 30 or 60 cycles will be indistinguishable by the advanced detectors LIGO and Virgo when the signal-to-noise ratio (SNR) is below 110. When extrapolating to a very large number of cycles, using very conservative assumptions, we can conclude that state-of-the-art nonspinning EOB waveforms of any length are sufficiently accurate for parameter estimation with advanced detectors when the SNR is below 20, the mass ratio is below 5 and total mass is above 20 Msun. The results are not conclusive for the entire parameter space because of current NR errors.

preprint2012arXiv

Inspiral-merger-ringdown multipolar waveforms of nonspinning black-hole binaries using the effective-one-body formalism

We calibrate an effective-one-body (EOB) model to numerical-relativity simulations of mass ratios 1, 2, 3, 4, and 6, by maximizing phase and amplitude agreement of the leading (2,2) mode and of the subleading modes (2,1), (3,3), (4,4) and (5,5). Aligning the calibrated EOB waveforms and the numerical waveforms at low frequency, the phase difference of the (2,2) mode between model and numerical simulation remains below 0.1 rad throughout the evolution for all mass ratios considered. The fractional amplitude difference at peak amplitude of the (2,2) mode is 2% and grows to 12% during the ringdown. Using the Advanced LIGO noise curve we study the effectualness and measurement accuracy of the EOB model, and stress the relevance of modeling the higher-order modes for parameter estimation. We find that the effectualness, measured by the mismatch, between the EOB and numerical-relativity polarizations which include only the (2,2) mode is smaller than 0.2% for binaries with total mass 20-200 Msun and mass ratios 1, 2, 3, 4, and 6. When numerical-relativity polarizations contain the strongest seven modes, and stellar-mass black holes with masses less than 50Msun are considered, the mismatch for mass ratio 6 (1) can be as high as 5% (0.2%) when only the EOB (2,2) mode is included, and an upper bound of the mismatch is 0.5% (0.07%) when all the four subleading EOB modes calibrated in this paper are taken into account. For binaries with intermediate-mass black holes with masses greater than 50Msun the mismatches are larger. We also determine for which signal-to-noise ratios the EOB model developed here can be used to measure binary parameters with systematic biases smaller than statistical errors due to detector noise.

preprint2012arXiv

Modeling multipolar gravitational-wave emission from small mass-ratio mergers

Using the effective-one-body (EOB) formalism and a time-domain Teukolsky code, we generate inspiral, merger, and ringdown waveforms in the small mass-ratio limit. We use EOB inspiral and plunge trajectories to build the Teukolsky equation source term, and compute full coalescence waveforms for a range of black hole spins. By comparing EOB waveforms that were recently developed for comparable mass binary black holes to these Teukolsky waveforms, we improve the EOB model for the (2,2), (2,1), (3,3), and (4,4) modes. Our results can be used to quickly and accurately extract useful information about merger waves for binaries with spin, and should be useful for improving analytic models of such binaries.

preprint2012arXiv

Prototype effective-one-body model for nonprecessing spinning inspiral-merger-ringdown waveforms

We first use five non-spinning and two mildly spinning (chi_i \simeq -0.44, +0.44) numerical-relativity waveforms of black-hole binaries and calibrate an effective-one-body (EOB) model for non-precessing spinning binaries, notably its dynamics and the dominant (2,2) gravitational-wave mode. Then, we combine the above results with recent outcomes of small-mass-ratio simulations produced by the Teukolsky equation and build a prototype EOB model for detection purposes, which is capable of generating inspiral-merger-ringdown waveforms for non-precessing spinning black-hole binaries with any mass ratio and individual black-hole spins -1 \leq chi_i \lesssim 0.7. We compare the prototype EOB model to two equal-mass highly spinning numerical-relativity waveforms of black holes with spins chi_i = -0.95, +0.97, which were not available at the time the EOB model was calibrated. In the case of Advanced LIGO we find that the mismatch between prototype-EOB and numerical-relativity waveforms is always smaller than 0.003 for total mass 20-200 M_\odot, the mismatch being computed by maximizing only over the initial phase and time. To successfully generate merger waveforms for individual black-hole spins chi_i \gtrsim 0.7, the prototype-EOB model needs to be improved by (i) better modeling the plunge dynamics and (ii) including higher-order PN spin terms in the gravitational-wave modes and radiation-reaction force.

preprint2011arXiv

Silicon Layer Intercalation of Centimeter-Scale, Epitaxially-Grown Monolayer Graphene on Ru(0001)

We develop a strategy for graphene growth on Ru(0001) followed by silicon-layer intercalation that not only weakens the interaction of graphene with the metal substrate but also retains its superlative properties. This G/Si/Ru architecture, produced by silicon-layer intercalation approach (SIA), was characterized by scanning tunneling microscopy/spectroscopy and angle resolved electron photoemission spectroscopy. These experiments show high structural and electronic qualities of this new composite. The SIA allows for an atomic control of the distance between the graphene and the metal substrate that can be used as a top gate. Our results show potential for the next generation of graphene-based materials with tailored properties.

preprint2010arXiv

Effective-one-body waveforms calibrated to numerical relativity simulations: coalescence of non-precessing, spinning, equal-mass black holes

We present the first attempt at calibrating the effective-one-body (EOB) model to accurate numerical-relativity simulations of spinning, non-precessing black-hole binaries. Aligning the EOB and numerical waveforms at low frequency over a time interval of 1000M, we first estimate the phase and amplitude errors in the numerical waveforms and then minimize the difference between numerical and EOB waveforms by calibrating a handful of EOB-adjustable parameters. In the equal-mass, spin aligned case, we find that phase and fractional amplitude differences between the numerical and EOB (2,2) mode can be reduced to 0.01 radians and 1%, respectively, over the entire inspiral waveforms. In the equal-mass, spin anti-aligned case, these differences can be reduced to 0.13 radians and 1% during inspiral and plunge, and to 0.4 radians and 10% during merger and ringdown. The waveform agreement is within numerical errors in the spin aligned case while slightly over numerical errors in the spin anti-aligned case. Using Enhanced LIGO and Advanced LIGO noise curves, we find that the overlap between the EOB and the numerical (2,2) mode, maximized over the initial phase and time of arrival, is larger than 0.999 for binaries with total mass 30-200Ms. In addition to the leading (2,2) mode, we compare four subleading modes. We find good amplitude and frequency agreements between the EOB and numerical modes for both spin configurations considered, except for the (3,2) mode in the spin anti-aligned case. We believe that the larger difference in the (3,2) mode is due to the lack of knowledge of post-Newtonian spin effects in the higher modes.

preprint2010arXiv

Extreme Mass-Ratio Inspirals in the Effective-One-Body Approach: Quasi-Circular, Equatorial Orbits around a Spinning Black Hole

We construct effective-one-body waveform models suitable for data analysis with LISA for extreme-mass ratio inspirals in quasi-circular, equatorial orbits about a spinning supermassive black hole. The accuracy of our model is established through comparisons against frequency-domain, Teukolsky-based waveforms in the radiative approximation. The calibration of eight high-order post-Newtonian parameters in the energy flux suffices to obtain a phase and fractional amplitude agreement of better than 1 radian and 1 % respectively over a period between 2 and 6 months depending on the system considered. This agreement translates into matches higher than 97 % over a period between 4 and 9 months, depending on the system. Better agreements can be obtained if a larger number of calibration parameters are included. Higher-order mass ratio terms in the effective-one-body Hamiltonian and radiation-reaction introduce phase corrections of at most 30 radians in a one year evolution. These corrections are usually one order of magnitude larger than those introduced by the spin of the small object in a one year evolution. These results suggest that the effective-one-body approach for extreme mass ratio inspirals is a good compromise between accuracy and computational price for LISA data analysis purposes.

preprint2010arXiv

Modeling Extreme Mass Ratio Inspirals within the Effective-One-Body Approach

We present the first models of extreme-mass-ratio inspirals within the effective-one-body (EOB) formalism, focusing on quasi-circular orbits into non-rotating black holes. We show that the phase difference and (Newtonian normalized) amplitude difference between analytical EOB and numerical Teukolsky-based gravitational waveforms can be reduced to less than 10^(-1) rad and less than 2 x 10^(-3), respectively, after a 2-year evolution. The inclusion of post-Newtonian self-force terms in the EOB approach leads to a phase disagreement of roughly 6-27 rad after a 2-year evolution. Such inclusion could also allow for the EOB modeling of waveforms from intermediate-mass ratio, quasi-circular inspirals.

preprint2009arXiv

Status of NINJA: the Numerical INJection Analysis project

The 2008 NRDA conference introduced the Numerical INJection Analysis project (NINJA), a new collaborative effort between the numerical relativity community and the data analysis community. NINJA focuses on modeling and searching for gravitational wave signatures from the coalescence of binary system of compact objects. We review the scope of this collaboration and the components of the first NINJA project, where numerical relativity groups shared waveforms and data analysis teams applied various techniques to detect them when embedded in colored Gaussian noise.

preprint2009arXiv

Testing gravitational-wave searches with numerical relativity waveforms: Results from the first Numerical INJection Analysis (NINJA) project

The Numerical INJection Analysis (NINJA) project is a collaborative effort between members of the numerical relativity and gravitational-wave data analysis communities. The purpose of NINJA is to study the sensitivity of existing gravitational-wave search algorithms using numerically generated waveforms and to foster closer collaboration between the numerical relativity and data analysis communities. We describe the results of the first NINJA analysis which focused on gravitational waveforms from binary black hole coalescence. Ten numerical relativity groups contributed numerical data which were used to generate a set of gravitational-wave signals. These signals were injected into a simulated data set, designed to mimic the response of the Initial LIGO and Virgo gravitational-wave detectors. Nine groups analysed this data using search and parameter-estimation pipelines. Matched filter algorithms, un-modelled-burst searches and Bayesian parameter-estimation and model-selection algorithms were applied to the data. We report the efficiency of these search methods in detecting the numerical waveforms and measuring their parameters. We describe preliminary comparisons between the different search methods and suggest improvements for future NINJA analyses.

preprint2006arXiv

A physical template family for gravitational waves from precessing binaries of spinning compact objects: Application to single-spin binaries

The detection of the gravitational waves (GWs) emitted by precessing binaries of spinning compact objects is complicated by the large number of parameters (such as the magnitudes and initial directions of the spins, and the position and orientation of the binary with respect to the detector) that are required to model accurately the precession-induced modulations of the GW signal. In this paper we describe a fast matched-filtering search scheme for precessing binaries, and we adopt the physical template family proposed by Buonanno, Chen, and Vallisneri [Phys.Rev.D 67, 104025 (2003)] for ground-based interferometers. This family provides essentially exact waveforms, written directly in terms of the physical parameters, for binaries with a single significant spin, and for which the observed GW signal is emitted during the phase of adiabatic inspiral (for LIGO-I and VIRGO, this corresponds to a total mass M < 15Msun). We show how the detection statistic can be maximized automatically over all the parameters (including the position and orientation of the binary with respect to the detector), except four (the two masses, the magnitude of the single spin, and the opening angle between the spin and the orbital angular momentum), so the template bank used in the search is only four-dimensional; this technique is relevant also to the searches for GW from extreme--mass-ratio inspirals and supermassive blackhole inspirals to be performed using the space-borne detector LISA. Using the LIGO-I design sensitivity, we compute the detection threshold (~10) required for a false-alarm probability of 10^(-3)/year, and the number of templates (~76,000) required for a minimum match of 0.97, for the mass range (m1,m2)=[7,12]Msun*[1,3]Msun.

preprint2006arXiv

A quasi-physical family of gravity-wave templates for precessing binaries of spinning compact objects: Application to double-spin precessing binaries

The gravitational waveforms emitted during the adiabatic inspiral of precessing binaries with two spinning compact bodies of comparable masses, evaluated within the post-Newtonian approximation, can be reproduced rather accurately by the waveforms obtained by setting one of the two spins to zero, at least for the purpose of detection by ground-based gravitational-wave interferometers. Here we propose to use this quasi-physical family of single-spin templates to search for the signals emitted by double-spin precessing binaries, and we find that its signal-matching performance is satisfactory for source masses (m1,m2) in [3,15]Msun x [3,15]Msun. For this mass range, using the LIGO-I design sensitivity, we estimate that the number of templates required to yield a minimum match of 0.97 is ~320,000. We discuss also the accuracy to which the single-spin template family can be used to estimate the parameters of the original double-spin precessing binaries.

preprint2005arXiv

Detecting gravitational waves from precessing binaries of spinning compact objects. II. Search implementation for low-mass binaries

Detection template families (DTFs) are built to capture the essential features of true gravitational waveforms using a small set of phenomenological waveform parameters. Buonanno, Chen, and Vallisneri [Phys. Rev. D 67, 104025 (2003)] proposed the ``BCV2'' DTF to perform computationally efficient searches for signals from precessing binaries of compact stellar objects. Here we test the signal-matching performance of the BCV2 DTF for asymmetric--mass-ratio binaries, and specifically for double--black-hole binaries with component masses (m1,m2): (6~12Msun, 1~3Msun), and for black-hole--neutron-star binaries with component masses (m1,m2) = (10Msun, 1.4Msun); we take all black holes to be maximally spinning. We find a satisfactory signal-matching performance, with fitting factors averaging between 0.94 and 0.98. We also scope out the region of BCV2 parameters needed for a template-based search, we evaluate the template match metric, we discuss a template-placement strategy, and we estimate the number of templates needed for searches at the LIGO design sensitivity. In addition, after gaining more insight in the dynamics of spin--orbit precession, we propose a modification of the BCV2 DTF that is parametrized by physical (rather than phenomenological) parameters. We test this modified ``BCV2P'' DTF for the (10Msun, 1.4Msun) black-hole--neutron-star system, finding a signal-matching performance comparable to the BCV2 DTF, and a reliable parameter-estimation capability for target-binary quantities such as the chirp mass and the opening angle (the angle between the black-hole spin and the orbital angular momentum).