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Yaochen Zhu

Yaochen Zhu contributes to research discovery and scholarly infrastructure.

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Published work

4 published item(s)

preprint2026arXiv

SAPO: Step-Aligned Policy Optimization for Reasoning-Based Generative Recommendation

Generative recommendation treats next-item prediction as autoregressive item-identifier generation. Specifically, items are encoded as semantic identifiers (SIDs), which are short coarse-to-fine token sequences whose early tokens capture broad semantics and later tokens refine them. Recent work augments this paradigm with reasoning traces and optimizes them via reinforcement learning with verifiable rewards, typically outcome-reward algorithm with exact-match feedback on the generated SID. However, in large-catalog recommendation, exact-match feedback on the generated SID only reports whether the final item is correct; when a generated SID mismatches, outcome-reward cannot identify which SID-token prediction caused the mismatch and may penalize matched SID-token positions together with the mismatched position. We identify that the natural unit of credit assignment in this setting is a single reasoning step (one thinking block paired with one SID token). We instantiate this idea in SAPO (Step-Aligned Policy Optimization): rather than broadcasting one advantage to the whole response, SAPO computes a separate group-relative advantage for each reasoning step and applies it only to the corresponding thinking block and SID token. Across three real-world recommendation datasets, SAPO stabilizes reinforcement-learning training and consistently improves over existing generative recommendation baselines, with the largest gains where sparse exact-match feedback makes reasoning-step credit assignment important. Our results suggest that reinforcement-learning objectives for structured generation should mirror the decoder's own decomposition of the output.

preprint2023arXiv

Causal Inference in Recommender Systems: A Survey of Strategies for Bias Mitigation, Explanation, and Generalization

In the era of information overload, recommender systems (RSs) have become an indispensable part of online service platforms. Traditional RSs estimate user interests and predict their future behaviors by utilizing correlations in the observational historical activities, their profiles, and the content of interacted items. However, since the inherent causal reasons that lead to the observed users' behaviors are not considered, multiple types of biases could exist in the generated recommendations. In addition, the causal motives that drive user activities are usually entangled in these RSs, where the explainability and generalization abilities of recommendations cannot be guaranteed. To address these drawbacks, recent years have witnessed an upsurge of interest in enhancing traditional RSs with causal inference techniques. In this survey, we provide a systematic overview of causal RSs and help readers gain a comprehensive understanding of this promising area. We start with the basic concepts of traditional RSs and their limitations due to the lack of causal reasoning ability. We then discuss how different causal inference techniques can be introduced to address these challenges, with an emphasis on debiasing, explainability promotion, and generalization improvement. Furthermore, we thoroughly analyze various evaluation strategies for causal RSs, focusing especially on how to reliably estimate their performance with biased data if the causal effects of interests are unavailable. Finally, we provide insights into potential directions for future causal RS research.

preprint2023arXiv

Deep Deconfounded Content-based Tag Recommendation for UGC with Causal Intervention

Traditional content-based tag recommender systems directly learn the association between user-generated content (UGC) and tags based on collected UGC-tag pairs. However, since a UGC uploader simultaneously creates the UGC and selects the corresponding tags, her personal preference inevitably biases the tag selections, which prevents these recommenders from learning the causal influence of UGCs' content features on tags. In this paper, we propose a deep deconfounded content-based tag recommender system, namely, DecTag, to address the above issues. We first establish a causal graph to represent the relations among uploader, UGC, and tag, where the uploaders are identified as confounders that spuriously correlate UGC and tag selections. Specifically, to eliminate the confounding bias, causal intervention is conducted on the UGC node in the graph via backdoor adjustment, where uploaders' influence on tags leaked through backdoor paths can be eliminated for causal effect estimation. Observing that adjusting the causal graph with do-calculus requires integrating the entire uploader space, which is infeasible, we design a novel Monte Carlo (MC)-based estimator with bootstrap, which can achieve asymptotic unbiasedness provided that uploaders for the collected UGCs are i.i.d. samples from the population. In addition, the MC estimator has the intuition of substituting the biased uploaders with a hypothetical random uploader from the population in the training phase, where deconfounding can be achieved in an interpretable manner. Finally, we establish a YT-8M-Causal dataset based on the widely used YouTube-8M dataset with causal intervention and propose an evaluation strategy accordingly to unbiasedly evaluate causal tag recommenders. Extensive experiments show that DecTag is more robust to confounding bias than state-of-the-art causal recommenders.

preprint2020arXiv

Predicting the Popularity of Micro-videos with Multimodal Variational Encoder-Decoder Framework

As an emerging type of user-generated content, micro-video drastically enriches people's entertainment experiences and social interactions. However, the popularity pattern of an individual micro-video still remains elusive among the researchers. One of the major challenges is that the potential popularity of a micro-video tends to fluctuate under the impact of various external factors, which makes it full of uncertainties. In addition, since micro-videos are mainly uploaded by individuals that lack professional techniques, multiple types of noise could exist that obscure useful information. In this paper, we propose a multimodal variational encoder-decoder (MMVED) framework for micro-video popularity prediction tasks. MMVED learns a stochastic Gaussian embedding of a micro-video that is informative to its popularity level while preserves the inherent uncertainties simultaneously. Moreover, through the optimization of a deep variational information bottleneck lower-bound (IBLBO), the learned hidden representation is shown to be maximally expressive about the popularity target while maximally compressive to the noise in micro-video features. Furthermore, the Bayesian product-of-experts principle is applied to the multimodal encoder, where the decision for information keeping or discarding is made comprehensively with all available modalities. Extensive experiments conducted on a public dataset and a dataset we collect from Xigua demonstrate the effectiveness of the proposed MMVED framework.