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Published work

23 published item(s)

preprint2026arXiv

Divergence-Based Adaptive Aggregation for Byzantine Robust Federated Learning

Inherent client drifts caused by data heterogeneity, as well as vulnerability to Byzantine attacks within the system, hinder effective model training and convergence in federated learning (FL). This paper presents two new frameworks, named DiveRgence-based Adaptive aGgregation (DRAG) and Byzantine-Resilient DRAG (BR-DRAG), to mitigate client drifts and resist attacks while expediting training. DRAG designs a reference direction and a metric named divergence of degree to quantify the deviation of local updates. Accordingly, each worker can align its local update via linear calibration without extra communication cost. BR-DRAG refines DRAG under Byzantine attacks by maintaining a vetted root dataset at the server to produce trusted reference directions. The workers' updates can be then calibrated to mitigate divergence caused by malicious attacks. We analytically prove that DRAG and BR-DRAG achieve fast convergence for non-convex models under partial worker participation, data heterogeneity, and Byzantine attacks. Experiments validate the effectiveness of DRAG and its superior performance over state-of-the-art methods in handling client drifts, and highlight the robustness of BR-DRAG in maintaining resilience against data heterogeneity and diverse Byzantine attacks.

preprint2026arXiv

FedVSSAM: Mitigating Flatness Incompatibility in Sharpness-Aware Federated Learning

Sharpness-aware minimization (SAM) is an effective method for improving the generalization of federated learning (FL) by steering local training toward flat minima. Under data heterogeneity, however, device-side SAM searches for locally flat basins that are incompatible with the flat region preferred by the global objective. We identify this structural failure mode as flatness incompatibility, which explains why improving local flatness alone may provide limited training and generalization improvement for the global model. We reveal that flatness incompatibility arises from data heterogeneity and the friendly adversary phenomenon, and is further amplified by local updates and partial device participation. To mitigate this issue, we propose Federated Learning with variance-suppressed sharpness-aware minimization (FedVSSAM), which constructs a variance-suppressed adjusted direction and uses it consistently in local flatness search, local descent, and global update. FedVSSAM anchors both perturbation and update directions to a more stable global direction, instead of correcting only an isolated local perturbation. We establish non-convex convergence guarantees of FedVSSAM and prove that the mean-square deviation between the adjusted direction and the global gradient is effectively controlled. Experiments demonstrate that FedVSSAM mitigates flatness incompatibility and outperforms the baselines across diverse FL settings.

preprint2026arXiv

FUSION: Forecast-Embedded Agent Scheduling with Service Incentive Optimization over Distributed Air-Ground Edge Networks

In this paper, we introduce a first-of-its-kind forecasting-driven, incentive-inherent service provisioning framework for distributed air-ground integrated networks that explicitly accounts for human-machine coexistence. In our framework, vehicular-UAV agent pairs (APs) are proactively dispatched to overloaded hotspots to augment the computing capacity of edge servers (ESs), which in turn gives rise to a set of challenges that we jointly address: highly uncertain spatio-temporal workloads, spatio-temporal coupling between road traffic and UAV capacity, forecast-driven contracting risks, and heterogeneous quality-of-service (QoS) requirements of human users (HUs) and machine users (MUs). To address these challenges, we propose FUSION, a two-stage optimization framework, consisting of an offline stage and an online stage. In the offline stage, a liquid neural network-powered module performs multi-step spatio-temporal demand forecasting at distributed ESs, whose outputs are exploited by an enhanced ant colony optimization-based routing scheme and an auction-based incentive-compatible contracting mechanism, to jointly determine ES-AP contracts and pre-planned service routes. In the online stage, we formulate the congestion-aware task scheduling as a potential game among HUs, MUs, and heterogeneous ES/UAVs, and devise a potential-guided best-response dynamics algorithm that provably converges to a pure-strategy Nash equilibrium. Experiments on both synthetic and real-world datasets show that FUSION consistently achieves higher social welfare and improved resource utilization, while maintaining latency and energy costs comparable to state-of-the-art baselines and preserving individual rationality, budget balance, and near-truthfulness.

preprint2024arXiv

TBDD: A New Trust-based, DRL-driven Framework for Blockchain Sharding in IoT

Integrating sharded blockchain with IoT presents a solution for trust issues and optimized data flow. Sharding boosts blockchain scalability by dividing its nodes into parallel shards, yet it's vulnerable to the $1\%$ attacks where dishonest nodes target a shard to corrupt the entire blockchain. Balancing security with scalability is pivotal for such systems. Deep Reinforcement Learning (DRL) adeptly handles dynamic, complex systems and multi-dimensional optimization. This paper introduces a Trust-based and DRL-driven (\textsc{TbDd}) framework, crafted to counter shard collusion risks and dynamically adjust node allocation, enhancing throughput while maintaining network security. With a comprehensive trust evaluation mechanism, \textsc{TbDd} discerns node types and performs targeted resharding against potential threats. The model maximizes tolerance for dishonest nodes, optimizes node movement frequency, ensures even node distribution in shards, and balances sharding risks. Rigorous evaluations prove \textsc{TbDd}'s superiority over conventional random-, community-, and trust-based sharding methods in shard risk equilibrium and reducing cross-shard transactions.

preprint2023arXiv

IronForge: An Open, Secure, Fair, Decentralized Federated Learning

Federated learning (FL) provides an effective machine learning (ML) architecture to protect data privacy in a distributed manner. However, the inevitable network asynchrony, the over-dependence on a central coordinator, and the lack of an open and fair incentive mechanism collectively hinder its further development. We propose \textsc{IronForge}, a new generation of FL framework, that features a Directed Acyclic Graph (DAG)-based data structure and eliminates the need for central coordinators to achieve fully decentralized operations. \textsc{IronForge} runs in a public and open network, and launches a fair incentive mechanism by enabling state consistency in the DAG, so that the system fits in networks where training resources are unevenly distributed. In addition, dedicated defense strategies against prevalent FL attacks on incentive fairness and data privacy are presented to ensure the security of \textsc{IronForge}. Experimental results based on a newly developed testbed FLSim highlight the superiority of \textsc{IronForge} to the existing prevalent FL frameworks under various specifications in performance, fairness, and security. To the best of our knowledge, \textsc{IronForge} is the first secure and fully decentralized FL framework that can be applied in open networks with realistic network and training settings.

preprint2023arXiv

Learning-based Intelligent Surface Configuration, User Selection, Channel Allocation, and Modulation Adaptation for Jamming-resisting Multiuser OFDMA Systems

Reconfigurable intelligent surfaces (RISs) can potentially combat jamming attacks by diffusing jamming signals. This paper jointly optimizes user selection, channel allocation, modulation-coding, and RIS configuration in a multiuser OFDMA system under a jamming attack. This problem is non-trivial and has never been addressed, because of its mixed-integer programming nature and difficulties in acquiring channel state information (CSI) involving the RIS and jammer. We propose a new deep reinforcement learning (DRL)-based approach, which learns only through changes in the received data rates of the users to reject the jamming signals and maximize the sum rate of the system. The key idea is that we decouple the discrete selection of users, channels, and modulation-coding from the continuous RIS configuration, hence facilitating the RIS configuration with the latest twin delayed deep deterministic policy gradient (TD3) model. Another important aspect is that we show a winner-takes-all strategy is almost surely optimal for selecting the users, channels, and modulation-coding, given a learned RIS configuration. Simulations show that the new approach converges fast to fulfill the benefit of the RIS, due to its substantially small state and action spaces. Without the need of the CSI, the approach is promising and offers practical value.

preprint2022arXiv

Balancing Accuracy and Integrity for Reconfigurable Intelligent Surface-aided Over-the-Air Federated Learning

Over-the-air federated learning (AirFL) allows devices to train a learning model in parallel and synchronize their local models using over-the-air computation. The integrity of AirFL is vulnerable due to the obscurity of the local models aggregated over-the-air. This paper presents a novel framework to balance the accuracy and integrity of AirFL, where multi-antenna devices and base station (BS) are jointly optimized with a reconfigurable intelligent surface (RIS). The key contributions include a new and non-trivial problem jointly considering the model accuracy and integrity of AirFL, and a new framework that transforms the problem into tractable subproblems. Under perfect channel state information (CSI), the new framework minimizes the aggregated model's distortion and retains the local models' recoverability by optimizing the transmit beamformers of the devices, the receive beamformers of the BS, and the RIS configuration in an alternating manner. Under imperfect CSI, the new framework delivers a robust design of the beamformers and RIS configuration to combat non-negligible channel estimation errors. As corroborated experimentally, the novel framework can achieve comparable accuracy to the ideal FL while preserving local model recoverability under perfect CSI, and improve the accuracy when the number of receive antennas is small or moderate under imperfect CSI.

preprint2022arXiv

Dispersed Pixel Perturbation-based Imperceptible Backdoor Trigger for Image Classifier Models

Typical deep neural network (DNN) backdoor attacks are based on triggers embedded in inputs. Existing imperceptible triggers are computationally expensive or low in attack success. In this paper, we propose a new backdoor trigger, which is easy to generate, imperceptible, and highly effective. The new trigger is a uniformly randomly generated three-dimensional (3D) binary pattern that can be horizontally and/or vertically repeated and mirrored and superposed onto three-channel images for training a backdoored DNN model. Dispersed throughout an image, the new trigger produces weak perturbation to individual pixels, but collectively holds a strong recognizable pattern to train and activate the backdoor of the DNN. We also analytically reveal that the trigger is increasingly effective with the improving resolution of the images. Experiments are conducted using the ResNet-18 and MLP models on the MNIST, CIFAR-10, and BTSR datasets. In terms of imperceptibility, the new trigger outperforms existing triggers, such as BadNets, Trojaned NN, and Hidden Backdoor, by over an order of magnitude. The new trigger achieves an almost 100% attack success rate, only reduces the classification accuracy by less than 0.7%-2.4%, and invalidates the state-of-the-art defense techniques.

preprint2022arXiv

Exploring Deep Reinforcement Learning-Assisted Federated Learning for Online Resource Allocation in Privacy-Persevering EdgeIoT

Federated learning (FL) has been increasingly considered to preserve data training privacy from eavesdropping attacks in mobile edge computing-based Internet of Thing (EdgeIoT). On the one hand, the learning accuracy of FL can be improved by selecting the IoT devices with large datasets for training, which gives rise to a higher energy consumption. On the other hand, the energy consumption can be reduced by selecting the IoT devices with small datasets for FL, resulting in a falling learning accuracy. In this paper, we formulate a new resource allocation problem for privacy-persevering EdgeIoT to balance the learning accuracy of FL and the energy consumption of the IoT device. We propose a new federated learning-enabled twin-delayed deep deterministic policy gradient (FL-DLT3) framework to achieve the optimal accuracy and energy balance in a continuous domain. Furthermore, long short term memory (LSTM) is leveraged in FL-DLT3 to predict the time-varying network state while FL-DLT3 is trained to select the IoT devices and allocate the transmit power. Numerical results demonstrate that the proposed FL-DLT3 achieves fast convergence (less than 100 iterations) while the FL accuracy-to-energy consumption ratio is improved by 51.8% compared to existing state-of-the-art benchmark.

preprint2022arXiv

Multi-Agent Deep Reinforcement Learning for Cost- and Delay-Sensitive Virtual Network Function Placement and Routing

This paper proposes an effective and novel multiagent deep reinforcement learning (MADRL)-based method for solving the joint virtual network function (VNF) placement and routing (P&R), where multiple service requests with differentiated demands are delivered at the same time. The differentiated demands of the service requests are reflected by their delay- and cost-sensitive factors. We first construct a VNF P&R problem to jointly minimize a weighted sum of service delay and resource consumption cost, which is NP-complete. Then, the joint VNF P&R problem is decoupled into two iterative subtasks: placement subtask and routing subtask. Each subtask consists of multiple concurrent parallel sequential decision processes. By invoking the deep deterministic policy gradient method and multi-agent technique, an MADRL-P&R framework is designed to perform the two subtasks. The new joint reward and internal rewards mechanism is proposed to match the goals and constraints of the placement and routing subtasks. We also propose the parameter migration-based model-retraining method to deal with changing network topologies. Corroborated by experiments, the proposed MADRL-P&R framework is superior to its alternatives in terms of service cost and delay, and offers higher flexibility for personalized service demands. The parameter migration-based model-retraining method can efficiently accelerate convergence under moderate network topology changes.

preprint2022arXiv

Navigation of a UAV Equipped with a Reconfigurable Intelligent Surface for LoS Wireless Communication with a Ground Vehicle

Unmanned aerial vehicles (UAVs) have been successfully adopted to enhance the flexibility and robustness of wireless communication networks. And recently, the reconfigurable intelligent surface (RIS) technology has been paid increasing attention to improve the throughput of the fifth-generation (5G) millimeter-wave (mmWave) wireless communication. In this work, we propose an RIS-outfitted UAV (RISoUAV) to secure an uninterrupted line-of-sight (LoS) link with a ground moving target (MT). The MT can be an emergency ambulance and need a secure wireless communication link for continuous monitoring and diagnosing the health condition of a patient, which is vital for delivering critical patient care. In this light, real-time communication is required for sending various clinical multimedia data including videos, medical images, and vital signs. This significant target is achievable thanks to the 5G wireless communication assisted with RISoUAV. A two-stage optimization method is proposed to optimize the RISoUAV trajectory limited to UAV motion and LoS constraints. At the first stage, the optimal tube path of the RISoUAV is determined by taking into account the energy consumption, instant LoS link, and UAV speed/acceleration constraints. At the second stage, an accurate RISoUAV trajectory is obtained by considering the communication channel performance and passive beamforming. Simulation results show the accuracy and effectiveness of the method.

preprint2022arXiv

Placement and Resource Allocation of Wireless-Powered Multiantenna UAV for Energy-Efficient Multiuser NOMA

This paper investigates a new downlink nonorthogonal multiple access (NOMA) system, where a multiantenna unmanned aerial vehicle (UAV) is powered by wireless power transfer (WPT) and serves as the base station for multiple pairs of ground users (GUs) running NOMA in each pair. An energy efficiency (EE) maximization problem is formulated to jointly optimize the WPT time and the placement for the UAV, and the allocation of the UAV's transmit power between different NOMA user pairs and within each pair. To efficiently solve this nonconvex problem, we decompose the problem into three subproblems using block coordinate descent. For the subproblem of intra-pair power allocation within each NOMA user pair, we construct a supermodular game with confirmed convergence to a Nash equilibrium. Given the intra-pair power allocation, successive convex approximation is applied to convexify and solve the subproblem of WPT time allocation and inter-pair power allocation between the user pairs. Finally, we solve the subproblem of UAV placement by using the Lagrange multiplier method. Simulations show that our approach can substantially outperform its alternatives that do not use NOMA and WPT techniques or that do not optimize the UAV location.

preprint2022arXiv

Trajectory Planning of Cellular-Connected UAV for Communication-assisted Radar Sensing

Being a key technology for beyond fifth-generation wireless systems, joint communication and radar sensing (JCAS) utilizes the reflections of communication signals to detect foreign objects and deliver situational awareness. A cellular-connected unmanned aerial vehicle (UAV) is uniquely suited to form a mobile bistatic synthetic aperture radar (SAR) with its serving base station (BS) to sense over large areas with superb sensing resolutions at no additional requirement of spectrum. This paper designs this novel BS-UAV bistatic SAR platform, and optimizes the flight path of the UAV to minimize its propulsion energy and guarantee the required sensing resolutions on a series of interesting landmarks. A new trajectory planning algorithm is developed to convexify the propulsion energy and resolution requirements by using successive convex approximation and block coordinate descent. Effective trajectories are obtained with a polynomial complexity. Extensive simulations reveal that the proposed trajectory planning algorithm outperforms significantly its alternative that minimizes the flight distance of cellular-aided sensing missions in terms of energy efficiency and effective consumption fluctuation. The energy saving offered by the proposed algorithm can be as significant as 55\%.

preprint2022arXiv

Two-Timescale Optimization for Intelligent Reflecting Surface-Assisted MIMO Transmission in Fast-Changing Channels

The application of intelligent reflecting surface (IRS) depends on the knowledge of channel state information (CSI), and has been hindered by the heavy overhead of channel training, estimation, and feedback in fast-changing channels. This paper presents a new two-timescale beamforming approach to maximizing the average achievable rate (AAR) of IRS-assisted MIMO systems, where the IRS is configured relatively infrequently based on statistical CSI (S-CSI) and the base station precoder and power allocation are updated frequently based on quickly outdated instantaneous CSI (I-CSI). The key idea is that we first reveal the optimal small-timescale power allocation based on outdated I-CSI yields a water-filling structure. Given the optimal power allocation, a new mini-batch sampling (mbs)- based particle swarm optimization (PSO) algorithm is developed to optimize the large-timescale IRS configuration with reduced channel samples. Another important aspect is that we develop a model-driven PSO algorithm to optimize the IRS configuration, which maximizes a lower bound of the AAR by only using the S-CSI and eliminates the need of channel samples. The modeldriven PSO serves as a dependable lower bound for the mbs-PSO. Simulations corroborate the superiority of the new two-timescale beamforming strategy to its alternatives in terms of the AAR and efficiency, with the benefits of the IRS demonstrated.

preprint2022arXiv

When Internet of Things meets Metaverse: Convergence of Physical and Cyber Worlds

In recent years, the Internet of Things (IoT) is studied in the context of the Metaverse to provide users immersive cyber-virtual experiences in mixed reality environments. This survey introduces six typical IoT applications in the Metaverse, including collaborative healthcare, education, smart city, entertainment, real estate, and socialization. In the IoT-inspired Metaverse, we also comprehensively survey four pillar technologies that enable augmented reality (AR) and virtual reality (VR), namely, responsible artificial intelligence (AI), high-speed data communications, cost-effective mobile edge computing (MEC), and digital twins. According to the physical-world demands, we outline the current industrial efforts and seven key requirements for building the IoT-inspired Metaverse: immersion, variety, economy, civility, interactivity, authenticity, and independence. In addition, this survey describes the open issues in the IoT-inspired Metaverse, which need to be addressed to eventually achieve the convergence of physical and cyber worlds.

preprint2021arXiv

A Multi-Scale Method for Distributed Convex Optimization with Constraints

This paper proposes a multi-scale method to design a continuous-time distributed algorithm for constrained convex optimization problems by using multi-agents with Markov switched network dynamics and noisy inter-agent communications. Unlike most previous work which mainly puts emphasis on dealing with fixed network topology, this paper tackles the challenging problem of investigating the joint effects of stochastic networks and the inter-agent communication noises on the distributed optimization dynamics, which has not been systemically studied in the past literature. Also, in sharp contrast to previous work in constrained optimization, we depart from the use of projected gradient flow which is non-smooth and hard to analyze; instead, we design a smooth optimization dynamics which leads to easier convergence analysis and more efficient numerical simulations. Moreover, the multi-scale method presented in this paper generalizes previously known distributed convex optimization algorithms from the fixed network topology to the switching case and the stochastic averaging obtained in this paper is a generalization of the existing deterministic averaging.

preprint2021arXiv

Joint Estimation of Multipath Angles and Delays for Millimeter-Wave Cylindrical Arrays with Hybrid Front-ends

Accurate channel parameter estimation is challenging for wideband millimeter-wave (mmWave) large-scale hybrid arrays, due to beam squint and much fewer radio frequency (RF) chains than antennas. This paper presents a novel joint delay and angle estimation approach for wideband mmWave fully-connected hybrid uniform cylindrical arrays. We first design a new hybrid beamformer to reduce the dimension of received signals on the horizontal plane by exploiting the convergence of the Bessel function, and to reduce the active beams in the vertical direction through preselection. The important recurrence relationship of the received signals needed for subspace-based angle and delay estimation is preserved, even with substantially fewer RF chains than antennas. Then, linear interpolation is generalized to reconstruct the received signals of the hybrid beamformer, so that the signals can be coherently combined across the whole band to suppress the beam squint. As a result, efficient subspace-based algorithm algorithms can be developed to estimate the angles and delays of multipath components. The estimated delays and angles are further matched and correctly associated with different paths in the presence of non-negligible noises, by putting forth perturbation operations. Simulations show that the proposed approach can approach the Cramér-Rao lower bound (CRLB) of the estimation with a significantly lower computational complexity than existing techniques.

preprint2020arXiv

Cooling-Aware Resource Allocation and Load Management for Mobile Edge Computing Systems

Driven by explosive computation demands of Internet of Things (IoT), mobile edge computing (MEC) provides a promising technique to enhance the computation capability for mobile users. In this paper, we propose a joint resource allocation and load management mechanism in an MEC system with wireless power transfer (WPT), by jointly optimizing the transmit power for WPT, the local/edge computing load, the offloading time, and the frequencies of the central processing units (CPUs) at the access point (AP) and the users. To achieve an energy-efficient and sustainable WPT-MEC system, we minimize the total energy consumption of the AP, while meeting computation latency requirements. Cooling energy which is non-negligible, is taken into account in minimizing the energy consumption of the MEC system. By rigorously orchestrating the state-of-the-art optimization techniques, we design an iterative algorithm and obtain the optimal solution in a semi-closed form. Based on the solution, interesting properties and insights are summarized. Extensive numerical tests show that the proposed algorithm can save up to 90.4% the energy of existing benchmarks.

preprint2020arXiv

Multibeam Optimization for Joint Communication and Radio Sensing Using Analog Antenna Arrays

Multibeam technology enables the use of two or more subbeams for joint communication and radio sensing, to meet different requirements of beamwidth and pointing directions. Generating and optimizing multibeam subject to the requirements is critical and challenging, particularly for systems using analog arrays. This paper develops optimal solutions to a range of multibeam design problems, where both communication and sensing are considered. We first study the optimal combination of two pre-generated subbeams, and their beamforming vectors, using a combining phase coefficient. Closed-form optimal solutions are derived to the constrained optimization problems, where the received signal powers for communication and the beamforming waveforms are alternatively used as the objective and constraint functions. We also develop global optimization methods which directly find optimal solutions for a single beamforming vector. By converting the original intractable complex NP-hard global optimization problems to real quadratically constrained quadratic programs, near-optimal solutions are obtained using semidefinite relaxation techniques. Extensive simulations validate the effectiveness of the proposed constrained multibeam generation and optimization methods.

preprint2020arXiv

Nested Hybrid Cylindrical Array Design and DoA Estimation for Massive IoT Networks

Reducing cost and power consumption while maintaining high network access capability is a key physical-layer requirement of massive Internet of Things (mIoT) networks. Deploying a hybrid array is a cost- and energy-efficient way to meet the requirement, but would penalize system degree of freedom (DoF) and channel estimation accuracy. This is because signals from multiple antennas are combined by a radio frequency (RF) network of the hybrid array. This paper presents a novel hybrid uniform circular cylindrical array (UCyA) for mIoT networks. We design a nested hybrid beamforming structure based on sparse array techniques and propose the corresponding channel estimation method based on the second-order channel statistics. As a result, only a small number of RF chains are required to preserve the DoF of the UCyA. We also propose a new tensor-based two-dimensional (2-D) direction-of-arrival (DoA) estimation algorithm tailored for the proposed hybrid array. The algorithm suppresses the noise components in all tensor modes and operates on the signal data model directly, hence improving estimation accuracy with an affordable computational complexity. Corroborated by a Cramer-Rao lower bound (CRLB) analysis, simulation results show that the proposed hybrid UCyA array and the DoA estimation algorithm can accurately estimate the 2-D DoAs of a large number of IoT devices.

preprint2020arXiv

Tensor-based Multi-dimensional Wideband Channel Estimation for mmWave Hybrid Cylindrical Arrays

Channel estimation is challenging for hybrid millimeter wave (mmWave) large-scale antenna arrays which are promising in 5G/B5G applications. The challenges are associated with angular resolution losses resulting from hybrid front-ends, beam squinting, and susceptibility to the receiver noises. Based on tensor signal processing, this paper presents a novel multi-dimensional approach to channel parameter estimation with large-scale mmWave hybrid uniform circular cylindrical arrays (UCyAs) which are compact in size and immune to mutual coupling but known to suffer from infinite-dimensional array responses and intractability. We design a new resolution-preserving hybrid beamformer and a low-complexity beam squinting suppression method, and reveal the existence of shift-invariance relations in the tensor models of received array signals at the UCyA. Exploiting these relations, we propose a new tensor-based subspace estimation algorithm to suppress the receiver noises in all dimensions (time, frequency, and space). The algorithm can accurately estimate the channel parameters from both coherent and incoherent signals. Corroborated by the Cramér-Rao lower bound (CRLB), simulation results show that the proposed algorithm is able to achieve substantially higher estimation accuracy than existing matrix-based techniques, with a comparable computational complexity.

preprint2020arXiv

Waveform Optimization for MIMO Joint Communication and Radio Sensing Systems with Training Overhead

In this paper, we study optimal waveform design to maximize mutual information (MI) for a joint communication and (radio) sensing (JCAS, a.k.a., radar-communication) multi-input multi-output (MIMO) downlink system. We consider a typical packet-based signal structure which includes training and data symbols. We first derive the conditional MI for both sensing and communication under correlated channels by considering the training overhead and channel estimation error (CEE). Then, we derive a lower bound for the channel estimation error and optimize the power allocation between the training and data symbols to minimize the CEE. Based on the optimal power allocation, we provide optimal waveform design methods for three scenarios, including maximizing MI for communication only and for sensing only, and maximizing a weighted sum MI for both communication and sensing. We also present extensive simulation results that provide insights on waveform design and validate the effectiveness of the proposed designs.

preprint2019arXiv

Modeling and Analysis of Energy Harvesting and Smart Grid-Powered Wireless Communication Networks: A Contemporary Survey

The advancements in smart power grid and the advocation of ``green communications'' have inspired the wireless communication networks to harness energy from ambient environments and operate in an energy-efficient manner for economic and ecological benefits. This article presents a contemporary review of recent breakthroughs on the utilization, redistribution, trading and planning of energy harvested in future wireless networks interoperating with smart grids. This article starts with classical models of renewable energy harvesting technologies. We embark on constrained operation and optimization of different energy harvesting wireless systems, such as point-to-point, multipoint-to-point, multipoint-to-multipoint, multi-hop, and multi-cell systems. We also review wireless power and information transfer technologies which provide a special implementation of energy harvesting wireless communications. A significant part of the article is devoted to the redistribution of redundant (unused) energy harvested within cellular networks, the energy planning under dynamic pricing when smart grids are in place, and two-way energy trading between cellular networks and smart grids. Applications of different optimization tools, such as convex optimization, Lagrangian dual-based method, subgradient method, and Lyapunov-based online optimization, are compared. This article also collates the potential applications of energy harvesting techniques in emerging (or upcoming) 5G/B5G communication systems. It is revealed that an effective redistribution and two-way trading of energy can significantly reduce the electricity bills of wireless service providers and decrease the consumption of brown energy. A list of interesting research directions are provided, requiring further investigation.