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Simon Ostermann

Simon Ostermann contributes to research discovery and scholarly infrastructure.

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Computation and Language Artificial Intelligence Machine Learning

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preprint2026arXiv

Can Large Language Models Still Explain Themselves? Investigating the Impact of Quantization on Self-Explanations

Quantization is widely used to accelerate inference and streamline the deployment of large language models (LLMs), yet its effects on self-explanations (SEs) remain unexplored. SEs, generated by LLMs to justify their own outputs, require reasoning about the model's own decision-making process, a capability that may exhibit particular sensitivity to quantization. As SEs are increasingly relied upon for transparency in high-stakes applications, understanding whether and to what extent quantization degrades SE quality and faithfulness is critical. To address this gap, we examine two types of SEs: natural language explanations (NLEs) and counterfactual examples, generated by LLMs quantized using three common techniques at distinct bit widths. Our findings indicate that quantization typically leads to moderate declines in both SE quality (up to 4.4\%) and faithfulness (up to 2.38\%). The user study further demonstrates that quantization diminishes both the coherence and trustworthiness of SEs (up to 8.5\%). Compared to smaller models, larger models show limited resilience to quantization in terms of SE quality but better maintain faithfulness. Moreover, no quantization technique consistently excels across task accuracy, SE quality, and faithfulness. Given that quantization's impact varies by context, we recommend validating SE quality for specific use cases, especially for NLEs, which show greater sensitivity. Nonetheless, the relatively minor deterioration in SE quality and faithfulness does not undermine quantization's effectiveness as a model compression technique.

preprint2026arXiv

CLaS-Bench: A Cross-Lingual Alignment and Steering Benchmark

Understanding and controlling the behavior of large language models (LLMs) is an increasingly important topic in multilingual NLP. Beyond prompting or fine-tuning, , i.e.,~manipulating internal representations during inference, has emerged as a more efficient and interpretable technique for adapting models to a target language. Yet, no dedicated benchmarks or evaluation protocols exist to quantify the effectiveness of steering techniques. We introduce CLaS-Bench, a lightweight parallel-question benchmark for evaluating language-forcing behavior in LLMs across 32 languages, enabling systematic evaluation of multilingual steering methods. We evaluate a broad array of steering techniques, including residual-stream DiffMean interventions, probe-derived directions, language-specific neurons, PCA/LDA vectors, Sparse Autoencoders, and prompting baselines. Steering performance is measured along two axes: language control and semantic relevance, combined into a single harmonic-mean steering score. We find that across languages simple residual-based DiffMean method consistently outperforms all other methods. Moreover, a layer-wise analysis reveals that language-specific structure emerges predominantly in later layers and steering directions cluster based on language family. CLaS-Bench is the first standardized benchmark for multilingual steering, enabling both rigorous scientific analysis of language representations and practical evaluation of steering as a low-cost adaptation alternative.

preprint2026arXiv

Cross-Prompt Encoder for Low-Performing Languages

Soft prompts have emerged as a powerful alternative to adapters in parameter-efficient fine-tuning (PEFT), enabling large language models (LLMs) to adapt to downstream tasks without architectural changes or parameter updates. While prior work has focused on stabilizing training via parameter interaction in small neural prompt encoders, their broader potential for transfer across languages remains unexplored. In this paper, we demonstrate that a prompt encoder can play a central role in improving performance on low-performing languages - those that achieve poor accuracy even under full-model fine-tuning. We investigate a lightweight encoder paired with multi-source training on typologically diverse languages. We call this architecture-training combination the Cross-Prompt Encoder (XPE), and show that it advances the capture of abstract, transferable patterns across languages. To complement XPE, we propose a Dual Soft Prompt mechanism that combines an encoder-based prompt with a directly trained standard soft prompt. This hybrid design proves especially effective for target languages that benefit from both broadly shared structure and language-specific alignment. Text classification experiments with a transformer encoder (XLM-R) on the SIB-200 benchmark reveal a consistent trade-off: XPE is most effective for low-performing languages, while hybrid variants offer broader adaptability across multilingual settings.

preprint2026arXiv

DualFact+: A Multimodal Fact Verification Framework for Procedural Video Understanding

We introduce DualFact, a dual-layer, multimodal factuality evaluation framework for procedural video captioning. DualFact separates factual correctness into conceptual facts, capturing abstract semantic roles (e.g., Action, Ingredient, Tool, Location), and contextual facts, capturing their grounded predicate-argument realizations in video. To support complete and role-consistent evaluation, DualFact incorporates implicit argument augmentation (VIA) and contrastive fact sets. We instantiate DualFact in two modes: DualFact-T, which verifies facts against textual evidence, and DualFact-V, which verifies facts against video-grounded visual evidence. Experiments on YouCook3-Fact and CraftBench-Fact show that state-of-the-art multimodal language models produce fluent but often factually incomplete captions, with systematic omissions and role-level inconsistencies. DualFact correlates more strongly with human factuality judgments than standard metrics, particularly for contextual facts, and reveals that caption-only evaluation overestimates hallucinations compared to video-grounded verification. Overall, DualFact offers an interpretable and human-aligned evaluation protocol that highlights persistent challenges in multimodal factual grounding, extending beyond surface-level fluency.

preprint2026arXiv

Enhancing Multilingual Counterfactual Generation through Alignment-as-Preference Optimization

Self-generated counterfactual explanations (SCEs) are minimally modified inputs (minimality) generated by large language models (LLMs) that flip their own predictions (validity), offering a causally grounded approach to unraveling black-box LLM behavior. Yet extending them beyond English remains challenging: existing methods struggle to produce valid SCEs in non-dominant languages, and a persistent trade-off between validity and minimality undermines explanation quality. We introduce Macro, a preference alignment framework that applies Direct Preference Optimization (DPO) to multilingual SCE generation, using a composite scoring function to construct preference pairs that effectively translate the trade-off into measurable preference signals. Experiments across four LLMs and seven typologically diverse languages show that Macro improves validity by 12.55\% on average over the chain-of-thought baseline without degrading minimality, while avoiding the severe minimality violations of the translation-based baseline. Compared to supervised fine-tuning, Macro achieves superior performance on both metrics, confirming that explicit preference optimization is essential for balancing this trade-off. Further analyses reveal that Macro increases cross-lingual perturbation alignment and mitigates common generation errors. Our results highlight preference optimization as a promising direction for enhancing multilingual model explanations.

preprint2026arXiv

Judge Circuits

LLM-as-a-judge has become the dominant paradigm for grading model outputs at scale, yet the same model assigns systematically different scores when its output format changes (e.g., a 1-5 rating vs. a True/False label). Existing diagnoses of these format-induced inconsistencies stop at the input-output level. Using Position-aware Edge Attribution Patching (PEAP), we causally investigate the internal mechanism in Gemma-3, Qwen2.5, and Llama-3. We find that judgments across structured understanding and open-ended preference tasks share a sparse, generalized Latent Evaluator sub-graph in the mid-to-late multi-layer perceptrons (MLPs); zero-ablating it collapses judgment while preserving world knowledge in architecturally modular models. By structurally decoupling abstract judging from output formatting, we provide a mechanistic account of format-induced inconsistency on the open-weight models we study: a continuous judgment signal computed in the shared trunk is mapped through fragile, format-specific terminal branches, enabling format-independent preference to be isolated downstream of the requested output format. Our findings imply that benchmark-level reliability comparisons across formats are partially measuring formatter geometry rather than evaluation quality.

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