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Lu Shi

Lu Shi contributes to research discovery and scholarly infrastructure.

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Published work

3 published item(s)

preprint2026arXiv

Koopman Identification of Nonlinear Systems via Reservoir Liftings

Learning tractable linear representations of nonlinear dynamical systems via Koopman operator theory is often hindered by dictionary selection, temporal memory encoding, and numerical ill-conditioning. Inspired by Reservoir Computing (RC) paradigm, this paper introduces the RC-Koopman framework, which interprets reservoir as a stateful, finite-dimensional Koopman dictionary whose temporal depth is explicitly controlled by its spectral radius. We show that the Echo State Property (ESP) guarantees well-posedness and favorable numerical conditioning of the lifted Koopman approximation. A correlation-based spectral radius selection algorithm aligns reservoir memory with dominant system timescales. Analysis reveals how the finite memory of the reservoir determines which Koopman eigenfunctions remain observable from the lifted features. Evaluation on synthetic benchmarks demonstrates that RC-Koopman achieves a favorable balance between reconstruction accuracy of the underlying nonlinear dynamics and dynamical stability, compared to Extended Dynamic Mode Decomposition (EDMD) and Hankel-based lifting approaches. Code available at: https://github.com/NEAR-the-future/RC-Koopman.git

preprint2022arXiv

Online Modeling and Control of Soft Multi-fingered Grippers via Koopman Operator Theory

Soft grippers are gaining momentum across applications due to their flexibility and dexterity. However, the infinite-dimensionality and non-linearity associated with soft robots challenge modeling and closed-loop control of soft grippers to perform grasping tasks. To solve this problem, data-driven methods have been proposed. Most data-driven methods rely on intensive model learning in simulation or offline, and as such it may be hard to generalize across different settings not explicitly trained upon and in physical robot testing where online control is required. In this paper, we propose an online modeling and control algorithm that utilizes Koopman operator theory to update an estimated model of the underlying dynamics at each time step in real-time. The learned and continuously updated models are then embedded into an online Model Predictive Control (MPC) structure and deployed onto soft multi-fingered robotic grippers. To evaluate the performance, the prediction accuracy of our approach is first compared against other model-extraction methods among different datasets. Next, the online modeling and control algorithm is tested experimentally with a soft 3-fingered gripper grasping objects of various shapes and weights unknown to the controller initially. Results indicate a high success ratio in grasping different objects using the proposed method. Sample trials can be viewed at https://youtu.be/i2hCMX7zSKQ.

preprint2020arXiv

A Data-driven Hierarchical Control Structure for Systems with Uncertainty

The paper introduces a Data-driven Hierarchical Control (DHC) structure to improve performance of systems operating under the effect of system and/or environment uncertainty. The proposed hierarchical approach consists of two parts: 1) A data-driven model identification component to learn a linear approximation between reference signals given to an existing lower-level controller and uncertain time-varying plant outputs. 2) A higher-level controller component that utilizes the identified approximation and wraps around the existing controller for the system to handle modeling errors and environment uncertainties during system deployment. We derive loose and tight bounds for the identified approximation's sensitivity to noisy data. Further, we show that adding the higher-level controller maintains the original system's stability. A benefit of the proposed approach is that it requires only a small amount of observations on states and inputs, and it thus works online; that feature makes our approach appealing to robotics applications where real-time operation is critical. The efficacy of the DHC structure is demonstrated in simulation and is validated experimentally using aerial robots with approximately-known mass and moment of inertia parameters and that operate under the influence of ground effect.