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Kai Yi

Kai Yi contributes to research discovery and scholarly infrastructure.

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Published work

11 published item(s)

preprint2026arXiv

WinQ: Accelerating Quantization-Aware Training of Language Models Around Saddle Points

Quantization-aware training (QAT) is widely adopted to quantize language models by training full-precision weights using gradients from the quantized model. The main bottleneck is its slow convergence and early performance plateau, particularly below 4-bit-widths. While this problem has been observed in prior work, its precise cause remains unclear. In this paper, we analyze the convergence of QAT by estimating the spectrum of the loss-surface Hessians. We find that the weights converge to flat regions around saddle points, where a large fraction of the Hessian eigenvalues are both positive and negative. During training, an increasing fraction of Hessian eigenvalues concentrates around zero, whose magnitude decreases. At lower bit-widths, the magnitude of eigenvalues in the Hessian spectrum is significantly smaller. To mitigate these issues, we propose an algorithm called WinQ to accelerate QAT, which involves: (1) periodically resetting weights to the linear interpolation of full-precision and quantized weights, reducing the distance to the quantization grid and increasing eigenvalue magnitude, and (2) computing gradients of noise-injected weights to regularize the Hessian. Extensive experiments show that WinQ accelerates QAT by up to 4 times across various quantization methods and models. Under the same training cost, WinQ improves state-of-the-art sub-4-bit quantization by up to 8.8%. These results are consistent across 16 settings with different language models, quantization methods, and bit widths.

preprint2022arXiv

Approximate Equivariance SO(3) Needlet Convolution

This paper develops a rotation-invariant needlet convolution for rotation group SO(3) to distill multiscale information of spherical signals. The spherical needlet transform is generalized from $\mathbb{S}^2$ onto the SO(3) group, which decomposes a spherical signal to approximate and detailed spectral coefficients by a set of tight framelet operators. The spherical signal during the decomposition and reconstruction achieves rotation invariance. Based on needlet transforms, we form a Needlet approximate Equivariance Spherical CNN (NES) with multiple SO(3) needlet convolutional layers. The network establishes a powerful tool to extract geometric-invariant features of spherical signals. The model allows sufficient network scalability with multi-resolution representation. A robust signal embedding is learned with wavelet shrinkage activation function, which filters out redundant high-pass representation while maintaining approximate rotation invariance. The NES achieves state-of-the-art performance for quantum chemistry regression and Cosmic Microwave Background (CMB) delensing reconstruction, which shows great potential for solving scientific challenges with high-resolution and multi-scale spherical signal representation.

preprint2022arXiv

Exploring Hierarchical Graph Representation for Large-Scale Zero-Shot Image Classification

The main question we address in this paper is how to scale up visual recognition of unseen classes, also known as zero-shot learning, to tens of thousands of categories as in the ImageNet-21K benchmark. At this scale, especially with many fine-grained categories included in ImageNet-21K, it is critical to learn quality visual semantic representations that are discriminative enough to recognize unseen classes and distinguish them from seen ones. We propose a \emph{H}ierarchical \emph{G}raphical knowledge \emph{R}epresentation framework for the confidence-based classification method, dubbed as HGR-Net. Our experimental results demonstrate that HGR-Net can grasp class inheritance relations by utilizing hierarchical conceptual knowledge. Our method significantly outperformed all existing techniques, boosting the performance by 7\% compared to the runner-up approach on the ImageNet-21K benchmark. We show that HGR-Net is learning-efficient in few-shot scenarios. We also analyzed our method on smaller datasets like ImageNet-21K-P, 2-hops and 3-hops, demonstrating its generalization ability. Our benchmark and code are available at https://kaiyi.me/p/hgrnet.html.

preprint2022arXiv

Variance Reduced ProxSkip: Algorithm, Theory and Application to Federated Learning

We study distributed optimization methods based on the {\em local training (LT)} paradigm: achieving communication efficiency by performing richer local gradient-based training on the clients before parameter averaging. Looking back at the progress of the field, we {\em identify 5 generations of LT methods}: 1) heuristic, 2) homogeneous, 3) sublinear, 4) linear, and 5) accelerated. The 5${}^{\rm th}$ generation, initiated by the ProxSkip method of Mishchenko, Malinovsky, Stich and Richtárik (2022) and its analysis, is characterized by the first theoretical confirmation that LT is a communication acceleration mechanism. Inspired by this recent progress, we contribute to the 5${}^{\rm th}$ generation of LT methods by showing that it is possible to enhance them further using {\em variance reduction}. While all previous theoretical results for LT methods ignore the cost of local work altogether, and are framed purely in terms of the number of communication rounds, we show that our methods can be substantially faster in terms of the {\em total training cost} than the state-of-the-art method ProxSkip in theory and practice in the regime when local computation is sufficiently expensive. We characterize this threshold theoretically, and confirm our theoretical predictions with empirical results.

preprint2022arXiv

VisualGPT: Data-efficient Adaptation of Pretrained Language Models for Image Captioning

The ability to quickly learn from a small quantity oftraining data widens the range of machine learning applications. In this paper, we propose a data-efficient image captioning model, VisualGPT, which leverages the linguistic knowledge from a large pretrained language model(LM). A crucial challenge is to balance between the use of visual information in the image and prior linguistic knowledge acquired from pretraining. We designed a novel self-resurrecting encoder-decoder attention mechanism to quickly adapt the pretrained LM as the language decoder ona small amount of in-domain training data. The proposed self-resurrecting activation unit produces sparse activations but has reduced susceptibility to zero gradients. We train the proposed model, VisualGPT, on 0.1%, 0.5% and 1% of MSCOCO and Conceptual Captions training data. Under these conditions, we outperform the best baseline model by up to 10.8% CIDEr on MS COCO and upto 5.4% CIDEr on Conceptual Captions. Further, Visual-GPT achieves the state-of-the-art result on IU X-ray, a medical report generation dataset. To the best of our knowledge, this is the first work that improves data efficiency of image captioning by utilizing LM pretrained on unimodal data. Our code is available at: https://github.com/Vision-CAIR/VisualGPT.

preprint2021arXiv

CIZSL++: Creativity Inspired Generative Zero-Shot Learning

Zero-shot learning (ZSL) aims at understanding unseen categories with no training examples from class-level descriptions. To improve the discriminative power of ZSL, we model the visual learning process of unseen categories with inspiration from the psychology of human creativity for producing novel art. First, we propose CIZSL-v1 as a creativity inspired model for generative ZSL. We relate ZSL to human creativity by observing that ZSL is about recognizing the unseen, and creativity is about creating a likable unseen. We introduce a learning signal inspired by creativity literature that explores the unseen space with hallucinated class-descriptions and encourages careful deviation of their visual feature generations from seen classes while allowing knowledge transfer from seen to unseen classes. Second, CIZSL-v2 is proposed as an improved version of CIZSL-v1 for generative zero-shot learning. CIZSL-v2 consists of an investigation of additional inductive losses for unseen classes along with a semantic guided discriminator. Empirically, we show consistently that CIZSL losses can improve generative ZSL models on the challenging task of generalized ZSL from a noisy text on CUB and NABirds datasets. We also show the advantage of our approach to Attribute-based ZSL on AwA2, aPY, and SUN datasets. We also show that CIZSL-v2 has improved performance compared to CIZSL-v1.

preprint2021arXiv

Search for dark photon and dark matter signatures around electron-positron colliders

The search for a dark photon produced at $e^{+}e^{-}$ colliders which subsequently decays into inelastic dark matter particles, is discussed. The heavier dark matter decays into a pair of visible charged particles and a lighter dark matter particle after traveling some distance. The visible decay products can be recorded by a dark matter detector made of emulsions and gas detectors, placed near the main $e^{+}e^{-}$ detector. This setup can not only explore new parameter regions not reached before, but also re-open some regions thought to be excluded by previous experimental data. The physics potential for such a detector around BESIII and Belle II is presented.

preprint2020arXiv

CosmoVAE: Variational Autoencoder for CMB Image Inpainting

Cosmic microwave background radiation (CMB) is critical to the understanding of the early universe and precise estimation of cosmological constants. Due to the contamination of thermal dust noise in the galaxy, the CMB map that is an image on the two-dimensional sphere has missing observations, mainly concentrated on the equatorial region. The noise of the CMB map has a significant impact on the estimation precision for cosmological parameters. Inpainting the CMB map can effectively reduce the uncertainty of parametric estimation. In this paper, we propose a deep learning-based variational autoencoder --- CosmoVAE, to restoring the missing observations of the CMB map. The input and output of CosmoVAE are square images. To generate training, validation, and test data sets, we segment the full-sky CMB map into many small images by Cartesian projection. CosmoVAE assigns physical quantities to the parameters of the VAE network by using the angular power spectrum of the Gaussian random field as latent variables. CosmoVAE adopts a new loss function to improve the learning performance of the model, which consists of $\ell_1$ reconstruction loss, Kullback-Leibler divergence between the posterior distribution of encoder network and the prior distribution of latent variables, perceptual loss, and total-variation regularizer. The proposed model achieves state of the art performance for Planck \texttt{Commander} 2018 CMB map inpainting.

preprint2020arXiv

Deep Learning Based Unsupervised and Semi-supervised Classification for Keratoconus

The transparent cornea is the window of the eye, facilitating the entry of light rays and controlling focusing the movement of the light within the eye. The cornea is critical, contributing to 75% of the refractive power of the eye. Keratoconus is a progressive and multifactorial corneal degenerative disease affecting 1 in 2000 individuals worldwide. Currently, there is no cure for keratoconus other than corneal transplantation for advanced stage keratoconus or corneal cross-linking, which can only halt KC progression. The ability to accurately identify subtle KC or KC progression is of vital clinical significance. To date, there has been little consensus on a useful model to classify KC patients, which therefore inhibits the ability to predict disease progression accurately. In this paper, we utilised machine learning to analyse data from 124 KC patients, including topographical and clinical variables. Both supervised multilayer perceptron and unsupervised variational autoencoder models were used to classify KC patients with reference to the existing Amsler-Krumeich (A-K) classification system. Both methods result in high accuracy, with the unsupervised method showing better performance. The result showed that the unsupervised method with a selection of 29 variables could be a powerful tool to provide an automatic classification tool for clinicians. These outcomes provide a platform for additional analysis for the progression and treatment of keratoconus.

preprint2020arXiv

Experimental Analysis of Legendre Decomposition in Machine Learning

In this technical report, we analyze Legendre decomposition for non-negative tensor in theory and application. In theory, the properties of dual parameters and dually flat manifold in Legendre decomposition are reviewed, and the process of tensor projection and parameter updating is analyzed. In application, a series of verification experiments and clustering experiments with parameters on submanifold were carried out, hoping to find an effective lower dimensional representation of the input tensor. The experimental results show that the parameters on submanifold have no ability to be directly used as low-rank representations. Combined with analysis, we connect Legendre decomposition with neural networks and low-rank representation applications, and put forward some promising prospects.