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Jianxun Lian

Jianxun Lian contributes to research discovery and scholarly infrastructure.

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Published work

10 published item(s)

preprint2026arXiv

Does Theory of Mind Improvement Really Benefit Human-AI Interactions? Empirical Findings from Interactive Evaluations

Improving the Theory of Mind (ToM) capability of Large Language Models (LLMs) is crucial for effective social interactions between these AI models and humans. However, the existing benchmarks often measure ToM capability improvement through story-reading, multiple-choice questions from a third-person perspective, while ignoring the first-person, dynamic, and open-ended nature of human-AI (HAI) interactions. To directly examine how ToM improvement techniques benefit HAI interactions, we first proposed the new paradigm of interactive ToM evaluation with both perspective and metric shifts. Next, following the paradigm, we conducted a systematic study of four representative ToM enhancement techniques using both four real-world datasets and a user study, covering both goal-oriented tasks (e.g., coding, math) and experience-oriented tasks (e.g., counseling). Our findings reveal that improvements on static benchmarks do not always translate to better performance in dynamic HAI interactions. This paper offers critical insights into ToM evaluation, showing the necessity of interaction-based assessments in developing next-generation, socially aware LLMs for HAI symbiosis.

preprint2026arXiv

PersonaArena: Dynamic Simulation for Evaluating and Enhancing Persona-Level Role-Playing in Large Language Models

Large language models (LLMs) increasingly serve as interactive social agents, yet their ability to maintain coherent and authentic persona-level role-playing remains limited, particularly in realistic social scenarios. Existing research predominantly focuses on character-level settings and relies on static evaluation formats, failing to capture the complexity of everyday social interactions. In this work, we present PersonaArena, a dynamic simulation framework for evaluating and improving persona-level role-playing in LLMs. PersonaArena leverages a large, filtered corpus of user-generated social content to construct a nuanced persona bank, and elicits multi-turn, context-rich interactions within simulated social environments. Our framework features a multi-agent debating judge for holistic and unbiased assessment. Through extensive experiments, we demonstrate that PersonaArena enables rigorous evaluation and enhancement of LLMs' role-playing capabilities, advancing the development of more authentic and socially adept AI agents.

preprint2026arXiv

Personalized Safety in LLMs: A Benchmark and A Planning-Based Agent Approach

Large language models (LLMs) typically generate identical or similar responses for all users given the same prompt, posing serious safety risks in high-stakes applications where user vulnerabilities differ widely. Existing safety evaluations primarily rely on context-independent metrics - such as factuality, bias, or toxicity - overlooking the fact that the same response may carry divergent risks depending on the user's background or condition. We introduce personalized safety to fill this gap and present PENGUIN - a benchmark comprising 14,000 scenarios across seven sensitive domains with both context-rich and context-free variants. Evaluating six leading LLMs, we demonstrate that personalized user information significantly improves safety scores by 43.2%, confirming the effectiveness of personalization in safety alignment. However, not all context attributes contribute equally to safety enhancement. To address this, we develop RAISE - a training-free, two-stage agent framework that strategically acquires user-specific background. RAISE improves safety scores by up to 31.6% over six vanilla LLMs, while maintaining a low interaction cost of just 2.7 user queries on average. Our findings highlight the importance of selective information gathering in safety-critical domains and offer a practical solution for personalizing LLM responses without model retraining. This work establishes a foundation for safety research that adapts to individual user contexts rather than assuming a universal harm standard.

preprint2026arXiv

Why not Collaborative Filtering in Dual View? Bridging Sparse and Dense Models

Collaborative Filtering (CF) remains the cornerstone of modern recommender systems, with dense embedding--based methods dominating current practice. However, these approaches suffer from a critical limitation: our theoretical analysis reveals a fundamental signal-to-noise ratio (SNR) ceiling when modeling unpopular items, where parameter-based dense models experience diminishing SNR under severe data sparsity. To overcome this bottleneck, we propose SaD (Sparse and Dense), a unified framework that integrates the semantic expressiveness of dense embeddings with the structural reliability of sparse interaction patterns. We theoretically show that aligning these dual views yields a strictly superior global SNR. Concretely, SaD introduces a lightweight bidirectional alignment mechanism: the dense view enriches the sparse view by injecting semantic correlations, while the sparse view regularizes the dense model through explicit structural signals. Extensive experiments demonstrate that, under this dual-view alignment, even a simple matrix factorization--style dense model can achieve state-of-the-art performance. Moreover, SaD is plug-and-play and can be seamlessly applied to a wide range of existing recommender models, highlighting the enduring power of collaborative filtering when leveraged from dual perspectives. Further evaluations on real-world benchmarks show that SaD consistently outperforms strong baselines, ranking first on the BarsMatch leaderboard. The code is publicly available at https://github.com/harris26-G/SaD.

preprint2022arXiv

A Mutually Reinforced Framework for Pretrained Sentence Embeddings

The lack of labeled data is a major obstacle to learning high-quality sentence embeddings. Recently, self-supervised contrastive learning (SCL) is regarded as a promising way to address this problem. However, the existing works mainly rely on hand-crafted data annotation heuristics to generate positive training samples, which not only call for domain expertise and laborious tuning, but are also prone to the following unfavorable cases: 1) trivial positives, 2) coarse-grained positives, and 3) false positives. As a result, the self-supervision's quality can be severely limited in reality. In this work, we propose a novel framework InfoCSE to address the above problems. Instead of relying on annotation heuristics defined by humans, it leverages the sentence representation model itself and realizes the following iterative self-supervision process: on one hand, the improvement of sentence representation may contribute to the quality of data annotation; on the other hand, more effective data annotation helps to generate high-quality positive samples, which will further improve the current sentence representation model. In other words, the representation learning and data annotation become mutually reinforced, where a strong self-supervision effect can be derived. Extensive experiments are performed based on three benchmark datasets, where notable improvements can be achieved against the existing SCL-based methods.

preprint2022arXiv

Ada-Ranker: A Data Distribution Adaptive Ranking Paradigm for Sequential Recommendation

A large-scale recommender system usually consists of recall and ranking modules. The goal of ranking modules (aka rankers) is to elaborately discriminate users' preference on item candidates proposed by recall modules. With the success of deep learning techniques in various domains, we have witnessed the mainstream rankers evolve from traditional models to deep neural models. However, the way that we design and use rankers remains unchanged: offline training the model, freezing the parameters, and deploying it for online serving. Actually, the candidate items are determined by specific user requests, in which underlying distributions (e.g., the proportion of items for different categories, the proportion of popular or new items) are highly different from one another in a production environment. The classical parameter-frozen inference manner cannot adapt to dynamic serving circumstances, making rankers' performance compromised. In this paper, we propose a new training and inference paradigm, termed as Ada-Ranker, to address the challenges of dynamic online serving. Instead of using parameter-frozen models for universal serving, Ada-Ranker can adaptively modulate parameters of a ranker according to the data distribution of the current group of item candidates. We first extract distribution patterns from the item candidates. Then, we modulate the ranker by the patterns to make the ranker adapt to the current data distribution. Finally, we use the revised ranker to score the candidate list. In this way, we empower the ranker with the capacity of adapting from a global model to a local model which better handles the current task.

preprint2022arXiv

Geometric Interaction Augmented Graph Collaborative Filtering

Graph-based collaborative filtering is capable of capturing the essential and abundant collaborative signals from the high-order interactions, and thus received increasingly research interests. Conventionally, the embeddings of users and items are defined in the Euclidean spaces, along with the propagation on the interaction graphs. Meanwhile, recent works point out that the high-order interactions naturally form up the tree-likeness structures, which the hyperbolic models thrive on. However, the interaction graphs inherently exhibit the hybrid and nested geometric characteristics, while the existing single geometry-based models are inadequate to fully capture such sophisticated topological patterns. In this paper, we propose to model the user-item interactions in a hybrid geometric space, in which the merits of Euclidean and hyperbolic spaces are simultaneously enjoyed to learn expressive representations. Experimental results on public datasets validate the effectiveness of our proposal.

preprint2022arXiv

Negative Sampling for Contrastive Representation Learning: A Review

The learn-to-compare paradigm of contrastive representation learning (CRL), which compares positive samples with negative ones for representation learning, has achieved great success in a wide range of domains, including natural language processing, computer vision, information retrieval and graph learning. While many research works focus on data augmentations, nonlinear transformations or other certain parts of CRL, the importance of negative sample selection is usually overlooked in literature. In this paper, we provide a systematic review of negative sampling (NS) techniques and discuss how they contribute to the success of CRL. As the core part of this paper, we summarize the existing NS methods into four categories with pros and cons in each genre, and further conclude with several open research questions as future directions. By generalizing and aligning the fundamental NS ideas across multiple domains, we hope this survey can accelerate cross-domain knowledge sharing and motivate future researches for better CRL.

preprint2021arXiv

Graph Convolution Machine for Context-aware Recommender System

The latest advance in recommendation shows that better user and item representations can be learned via performing graph convolutions on the user-item interaction graph. However, such finding is mostly restricted to the collaborative filtering (CF) scenario, where the interaction contexts are not available. In this work, we extend the advantages of graph convolutions to context-aware recommender system (CARS, which represents a generic type of models that can handle various side information). We propose \textit{Graph Convolution Machine} (GCM), an end-to-end framework that consists of three components: an encoder, graph convolution (GC) layers, and a decoder. The encoder projects users, items, and contexts into embedding vectors, which are passed to the GC layers that refine user and item embeddings with context-aware graph convolutions on user-item graph. The decoder digests the refined embeddings to output the prediction score by considering the interactions among user, item, and context embeddings. We conduct experiments on three real-world datasets from Yelp and Amazon, validating the effectiveness of GCM and the benefits of performing graph convolutions for CARS. Our implementations are available at \url{https://github.com/wujcan/GCM}.

preprint2020arXiv

KRED: Knowledge-Aware Document Representation for News Recommendations

News articles usually contain knowledge entities such as celebrities or organizations. Important entities in articles carry key messages and help to understand the content in a more direct way. An industrial news recommender system contains various key applications, such as personalized recommendation, item-to-item recommendation, news category classification, news popularity prediction and local news detection. We find that incorporating knowledge entities for better document understanding benefits these applications consistently. However, existing document understanding models either represent news articles without considering knowledge entities (e.g., BERT) or rely on a specific type of text encoding model (e.g., DKN) so that the generalization ability and efficiency is compromised. In this paper, we propose KRED, which is a fast and effective model to enhance arbitrary document representation with a knowledge graph. KRED first enriches entities' embeddings by attentively aggregating information from their neighborhood in the knowledge graph. Then a context embedding layer is applied to annotate the dynamic context of different entities such as frequency, category and position. Finally, an information distillation layer aggregates the entity embeddings under the guidance of the original document representation and transforms the document vector into a new one. We advocate to optimize the model with a multi-task framework, so that different news recommendation applications can be united and useful information can be shared across different tasks. Experiments on a real-world Microsoft News dataset demonstrate that KRED greatly benefits a variety of news recommendation applications.