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Chaozhuo Li

Chaozhuo Li contributes to research discovery and scholarly infrastructure.

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Published work

17 published item(s)

preprint2026arXiv

Bridging External and Parametric Knowledge: Mitigating Hallucination of LLMs with Shared-Private Semantic Synergy in Dual-Stream Knowledge

Retrieval-augmented generation (RAG) aims to mitigate the hallucination of Large Language Models (LLMs) by retrieving and incorporating relevant external knowledge into the generation process. However, the external knowledge may contain noise and conflict with the parametric knowledge of LLMs, leading to degraded performance. Current LLMs lack inherent mechanisms for resolving such conflicts. To fill this gap, we propose a Dual-Stream Knowledge-Augmented Framework for Shared-Private Semantic Synergy (DSSP-RAG). Central to it is the refinement of the traditional self-attention into a mixed-attention that distinguishes shared and private semantics for a controlled knowledge integration. An unsupervised hallucination detection method that captures the LLMs' intrinsic cognitive uncertainty ensures that external knowledge is introduced only when necessary. To reduce noise in external knowledge, an Energy Quotient (EQ), defined by attention difference matrices between task-aligned and task-misaligned layers, is proposed. Extensive experiments show that DSSP-RAG achieves a superior performance over strong baselines.

preprint2026arXiv

Conflict-Resilient Multi-Agent Reasoning via Signed Graph Modeling

LLM-based multi-agent systems (MAS) have demonstrated strong reasoning and decision-making capabilities that consistently surpass those of single LLM agents. However, their performance often suffers from naive aggregation mechanisms that assume uniformly cooperative interactions. Upon close inspection, we observe that existing graph-based MAS frameworks (1) propagate errors when conflicting signals arise without control, and (2) lack explicit modeling of conflicting inter-agent relations as well as structural awareness, failing to identify reliable interaction patterns. To bridge this gap, we introduce SIGMA, a novel SIgned Graph-informed Multi-Agent reasoning framework that explicitly captures trust, conflict, and neutral relations among agents via a signed relational graph. Specifically, given a query, SIGMA first selects a set of relevant and diverse agents, then constructs a structured signed interaction graph with confidence-weighted edges. Reasoning proceeds through conflict-aware signed message passing, which reinforces information from trustworthy agents while suppressing conflicting signals, and terminates with a structure- and conflict-aware weighted aggregation to yield globally consistent and conflict-resilient predictions. Extensive experiments on six benchmark datasets, across multiple LLM backbones and diverse multi-agent configurations, demonstrate that SIGMA consistently outperforms state-of-the-art baselines, achieving notable gains in both accuracy and conflict-resilient performance.

preprint2026arXiv

How Real is Your Jailbreak? Fine-grained Jailbreak Evaluation with Anchored Reference

Jailbreak attacks present a significant challenge to the safety of Large Language Models (LLMs), yet current automated evaluation methods largely rely on coarse classifications that focus mainly on harmfulness, leading to substantial overestimation of attack success. To address this problem, we propose FJAR, a fine-grained jailbreak evaluation framework with anchored references. We first categorized jailbreak responses into five fine-grained categories: Rejective, Irrelevant, Unhelpful, Incorrect, and Successful, based on the degree to which the response addresses the malicious intent of the query. This categorization serves as the basis for FJAR. Then, we introduce a novel harmless tree decomposition approach to construct high-quality anchored references by breaking down the original queries. These references guide the evaluator in determining whether the response genuinely fulfills the original query. Extensive experiments demonstrate that FJAR achieves the highest alignment with human judgment and effectively identifies the root causes of jailbreak failures, providing actionable guidance for improving attack strategies.

preprint2026arXiv

Jailbreaking LLMs & VLMs: Mechanisms, Evaluation, and Unified Defense

This paper provides a systematic survey of jailbreak attacks and defenses on Large Language Models (LLMs) and Vision-Language Models (VLMs), emphasizing that jailbreak vulnerabilities stem from structural factors such as incomplete training data, linguistic ambiguity, and generative uncertainty. It further differentiates between hallucinations and jailbreaks in terms of intent and triggering mechanisms. We propose a three-dimensional survey framework: (1) Attack dimension-including template/encoding-based, in-context learning manipulation, reinforcement/adversarial learning, LLM-assisted and fine-tuned attacks, as well as prompt- and image-level perturbations and agent-based transfer in VLMs; (2) Defense dimension-encompassing prompt-level obfuscation, output evaluation, and model-level alignment or fine-tuning; and (3) Evaluation dimension-covering metrics such as Attack Success Rate (ASR), toxicity score, query/time cost, and multimodal Clean Accuracy and Attribute Success Rate. Compared with prior works, this survey spans the full spectrum from text-only to multimodal settings, consolidating shared mechanisms and proposing unified defense principles: variant-consistency and gradient-sensitivity detection at the perception layer, safety-aware decoding and output review at the generation layer, and adversarially augmented preference alignment at the parameter layer. Additionally, we summarize existing multimodal safety benchmarks and discuss future directions, including automated red teaming, cross-modal collaborative defense, and standardized evaluation.

preprint2026arXiv

LANCET: Neural Intervention via Structural Entropy for Mitigating Faithfulness Hallucinations in LLMs

Large Language Models have revolutionized information processing, yet their reliability is severely compromised by faithfulness hallucinations. While current approaches attempt to mitigate this issue through node-level adjustments or coarse suppression, they often overlook the distributed nature of neural information, leading to imprecise interventions. Recognizing that hallucinations propagate through specific forward transmission pathways like an infection, we aim to surgically block this flow using precise structural analysis. To leverage this, we propose Lancet, a novel framework that achieves precise neural intervention by leveraging structural entropy and hallucination difference ratios. Lancet first locates hallucination-prone neurons via gradient-driven contrastive analysis, then maps their propagation pathways by minimizing structural entropy, and finally implements a hierarchical intervention strategy that preserves general model capabilities. Comprehensive evaluations across hallucination benchmark datasets demonstrate that Lancet significantly outperforms state-of-the-art methods, validating the effectiveness of our surgical approach to neural intervention.

preprint2026arXiv

Model-Agnostic Lifelong LLM Safety via Externalized Attack-Defense Co-Evolution

Large language models remain vulnerable to adversarial prompts that elicit harmful outputs. Existing safety paradigms typically couple red-teaming and post-training in a closed, policy-centric loop, causing attack discovery to suffer from rapid saturation and limiting the exposure of novel failure modes, while leaving defenses inefficient, rigid, and difficult to transfer across victim models. To this end, we propose EvoSafety, an LLM safety framework built around persistent, inspectable, and reusable external structures. For red teaming, EvoSafety equips the attack policy with an adversarial skill library, enabling continued vulnerability probing through simple library expansion after saturation, while supporting the evolution of adversarial vectors. For defense learning, EvoSafety replaces model-specific safety fine-tuning with a lightweight auxiliary defense model augmented with memory retrieval. This enables efficient, transferable, and model-agnostic safety improvements, while allowing robustness to be enhanced solely through memory updates. With a single training procedure, the defense policy can operate in both Steer and Guard modes: the former activates the victim model's intrinsic defense mechanisms, while the latter directly filters harmful inputs. Extensive experiments demonstrate the superiority of EvoSafety: in Guard mode, it achieves a 99.61% defense success rate, outperforming Qwen3Guard-8B by 14.13% with only 37.5% of its parameters, while preserving reasoning performance on benign queries. Warning: This paper contains potentially harmful text.

preprint2026arXiv

PropGuard: Safeguarding LLM-MAS via Propagation-Aware Exploration and Remediation

LLM-based multi-agent systems (LLM-MAS) have become a promising paradigm for solving complex tasks through role specialization, tool use, memory, and collaborative reasoning. However, these interactions create new security risks that malicious instructions injected through messages, tools, or memories can propagate across agents and rounds, causing system-level compromise. Existing defenses largely rely on local filtering or graph-based anomaly detection, but they often fail to trace fine-grained propagation paths or remediate contaminated states without disrupting benign collaboration. We propose PropGuard, a propagation-aware framework for safeguarding LLM-MAS. PropGuard constructs a dual-view spatio-temporal graph that combines response-centric risk estimation with full-state evidence preservation. Guided by these risk priors, a GE-GRPO trained inspector sequentially explores the full-state graph to recover compact suspicious propagation subgraphs. PropGuard then verifies harmful propagation through subgraph-aware diagnosis and applies source-guided remediation to correct upstream contamination and replay affected downstream interactions. Experiments across four communication architectures and five attack settings demonstrate that PropGuard consistently lowers attack success while maintaining high task-level defense success, achieving a favorable effectiveness--efficiency trade-off.

preprint2026arXiv

Securing Computer-Use Agents: A Unified Architecture-Lifecycle Framework for Deployment-Grounded Reliability

Computer-use agents(CUAs)are moving frombounded benchmarks toward real software environments, wherethey operate browsers, desktops, mobile applications, flesystems,terminals, and tool backends. In such settings, reliability isno longer captured by task success alone: perception errors,planning drift, memory use, tool mediation, permission scope,and runtime oversight jointly determine whether agent actionsremain aligned with user intent, Existing surveys organize theCUA landscape by methods, platforms, benchmarks, or securitythreats, but less explicitly connect capability formation, author-ity exposure, failure manifestation, and control placement. Toaddress this gap, the article develops an architecture-lifecycleframework for deployment-grounded reliability in CUAs. Thearchitectural view analyzes Perception, Decision, and Executionas coupled layers that transform software observations intoauthority-bearing actions, The lifecycle view examines Creation.Deployment, Operation, and Maintenance as stages in which priorsare learned, tools and permissions are bound, runtime trajecto.ries are stressed, and assurance must be preserved under drift.Using this lens, the analysis synthesizes representative systems,benchmarks, and security/privacy studies; distinguishes wherefailures become visible from where their enabling conditions areintroduced, and maps recurring intervention surfaces for controloversight, and assurance. OpenClaw is used only as a public moti.vating example of an open deployment pattern, not as a verifedinternal case study. The conclusion highlights open challengesin controllable grounding, long-horizon constraint preservation,safe authority binding, mixed-trust runtime defense, privacy-preserving memory,and continual assurance.

preprint2026arXiv

TwinGate: Stateful Defense against Decompositional Jailbreaks in Untraceable Traffic via Asymmetric Contrastive Learning

Decompositional jailbreaks pose a critical threat to large language models (LLMs) by allowing adversaries to fragment a malicious objective into a sequence of individually benign queries that collectively reconstruct prohibited content. In real-world deployments, LLMs face a continuous, untraceable stream of fully anonymized and arbitrarily interleaved requests, infiltrated by covertly distributed adversarial queries. Under this rigorous threat model, state-of-the-art defensive strategies exhibit fundamental limitations. In the absence of trustworthy user metadata, they are incapable of tracking global historical contexts, while their deployment of generative models for real-time monitoring introduces computationally prohibitive overhead. To address this, we present TwinGate, a stateful dual-encoder defense framework. TwinGate employs Asymmetric Contrastive Learning (ACL) to cluster semantically disparate but intent-matched malicious fragments in a shared latent space, while a parallel frozen encoder suppresses false positives arising from benign topical overlap. Each request requires only a single lightweight forward pass, enabling the defense to execute in parallel with the target model's prefill phase at negligible latency overhead. To evaluate our approach and advance future research, we construct a comprehensive dataset of over 3.62 million instructions spanning 8,600 distinct malicious intents. Evaluated on this large-scale corpus under a strictly causal protocol, TwinGate achieves high malicious intent recall at a remarkably low false positive rate while remaining highly robust against adaptive attacks. Furthermore, our proposal substantially outperforms stateful and stateless baselines, delivering superior throughput and reduced latency.

preprint2022arXiv

Ada-Ranker: A Data Distribution Adaptive Ranking Paradigm for Sequential Recommendation

A large-scale recommender system usually consists of recall and ranking modules. The goal of ranking modules (aka rankers) is to elaborately discriminate users' preference on item candidates proposed by recall modules. With the success of deep learning techniques in various domains, we have witnessed the mainstream rankers evolve from traditional models to deep neural models. However, the way that we design and use rankers remains unchanged: offline training the model, freezing the parameters, and deploying it for online serving. Actually, the candidate items are determined by specific user requests, in which underlying distributions (e.g., the proportion of items for different categories, the proportion of popular or new items) are highly different from one another in a production environment. The classical parameter-frozen inference manner cannot adapt to dynamic serving circumstances, making rankers' performance compromised. In this paper, we propose a new training and inference paradigm, termed as Ada-Ranker, to address the challenges of dynamic online serving. Instead of using parameter-frozen models for universal serving, Ada-Ranker can adaptively modulate parameters of a ranker according to the data distribution of the current group of item candidates. We first extract distribution patterns from the item candidates. Then, we modulate the ranker by the patterns to make the ranker adapt to the current data distribution. Finally, we use the revised ranker to score the candidate list. In this way, we empower the ranker with the capacity of adapting from a global model to a local model which better handles the current task.

preprint2022arXiv

EViT: Privacy-Preserving Image Retrieval via Encrypted Vision Transformer in Cloud Computing

Image retrieval systems help users to browse and search among extensive images in real-time. With the rise of cloud computing, retrieval tasks are usually outsourced to cloud servers. However, the cloud scenario brings a daunting challenge of privacy protection as cloud servers cannot be fully trusted. To this end, image-encryption-based privacy-preserving image retrieval schemes have been developed, which first extract features from cipher-images, and then build retrieval models based on these features. Yet, most existing approaches extract shallow features and design trivial retrieval models, resulting in insufficient expressiveness for the cipher-images. In this paper, we propose a novel paradigm named Encrypted Vision Transformer (EViT), which advances the discriminative representations capability of cipher-images. First, in order to capture comprehensive ruled information, we extract multi-level local length sequence and global Huffman-code frequency features from the cipher-images which are encrypted by stream cipher during JPEG compression process. Second, we design the Vision Transformer-based retrieval model to couple with the multi-level features, and propose two adaptive data augmentation methods to improve representation power of the retrieval model. Our proposal can be easily adapted to unsupervised and supervised settings via self-supervised contrastive learning manner. Extensive experiments reveal that EViT achieves both excellent encryption and retrieval performance, outperforming current schemes in terms of retrieval accuracy by large margins while protecting image privacy effectively. Code is publicly available at \url{https://github.com/onlinehuazai/EViT}.

preprint2022arXiv

Evolutionary Preference Learning via Graph Nested GRU ODE for Session-based Recommendation

Session-based recommendation (SBR) aims to predict the user next action based on the ongoing sessions. Recently, there has been an increasing interest in modeling the user preference evolution to capture the fine-grained user interests. While latent user preferences behind the sessions drift continuously over time, most existing approaches still model the temporal session data in discrete state spaces, which are incapable of capturing the fine-grained preference evolution and result in sub-optimal solutions. To this end, we propose Graph Nested GRU ordinary differential equation (ODE), namely GNG-ODE, a novel continuum model that extends the idea of neural ODEs to continuous-time temporal session graphs. The proposed model preserves the continuous nature of dynamic user preferences, encoding both temporal and structural patterns of item transitions into continuous-time dynamic embeddings. As the existing ODE solvers do not consider graph structure change and thus cannot be directly applied to the dynamic graph, we propose a time alignment technique, called t-Alignment, to align the updating time steps of the temporal session graphs within a batch. Empirical results on three benchmark datasets show that GNG-ODE significantly outperforms other baselines.

preprint2022arXiv

Geometric Interaction Augmented Graph Collaborative Filtering

Graph-based collaborative filtering is capable of capturing the essential and abundant collaborative signals from the high-order interactions, and thus received increasingly research interests. Conventionally, the embeddings of users and items are defined in the Euclidean spaces, along with the propagation on the interaction graphs. Meanwhile, recent works point out that the high-order interactions naturally form up the tree-likeness structures, which the hyperbolic models thrive on. However, the interaction graphs inherently exhibit the hybrid and nested geometric characteristics, while the existing single geometry-based models are inadequate to fully capture such sophisticated topological patterns. In this paper, we propose to model the user-item interactions in a hybrid geometric space, in which the merits of Euclidean and hyperbolic spaces are simultaneously enjoyed to learn expressive representations. Experimental results on public datasets validate the effectiveness of our proposal.

preprint2022arXiv

Going Deeper into Permutation-Sensitive Graph Neural Networks

The invariance to permutations of the adjacency matrix, i.e., graph isomorphism, is an overarching requirement for Graph Neural Networks (GNNs). Conventionally, this prerequisite can be satisfied by the invariant operations over node permutations when aggregating messages. However, such an invariant manner may ignore the relationships among neighboring nodes, thereby hindering the expressivity of GNNs. In this work, we devise an efficient permutation-sensitive aggregation mechanism via permutation groups, capturing pairwise correlations between neighboring nodes. We prove that our approach is strictly more powerful than the 2-dimensional Weisfeiler-Lehman (2-WL) graph isomorphism test and not less powerful than the 3-WL test. Moreover, we prove that our approach achieves the linear sampling complexity. Comprehensive experiments on multiple synthetic and real-world datasets demonstrate the superiority of our model.

preprint2022arXiv

HousE: Knowledge Graph Embedding with Householder Parameterization

The effectiveness of knowledge graph embedding (KGE) largely depends on the ability to model intrinsic relation patterns and mapping properties. However, existing approaches can only capture some of them with insufficient modeling capacity. In this work, we propose a more powerful KGE framework named HousE, which involves a novel parameterization based on two kinds of Householder transformations: (1) Householder rotations to achieve superior capacity of modeling relation patterns; (2) Householder projections to handle sophisticated relation mapping properties. Theoretically, HousE is capable of modeling crucial relation patterns and mapping properties simultaneously. Besides, HousE is a generalization of existing rotation-based models while extending the rotations to high-dimensional spaces. Empirically, HousE achieves new state-of-the-art performance on five benchmark datasets. Our code is available at https://github.com/anrep/HousE.

preprint2022arXiv

Localized Graph Collaborative Filtering

User-item interactions in recommendations can be naturally de-noted as a user-item bipartite graph. Given the success of graph neural networks (GNNs) in graph representation learning, GNN-based C methods have been proposed to advance recommender systems. These methods often make recommendations based on the learned user and item embeddings. However, we found that they do not perform well wit sparse user-item graphs which are quite common in real-world recommendations. Therefore, in this work, we introduce a novel perspective to build GNN-based CF methods for recommendations which leads to the proposed framework Localized Graph Collaborative Filtering (LGCF). One key advantage of LGCF is that it does not need to learn embeddings for each user and item, which is challenging in sparse scenarios. Alternatively, LGCF aims at encoding useful CF information into a localized graph and making recommendations based on such graph. Extensive experiments on various datasets validate the effectiveness of LGCF especially in sparse scenarios. Furthermore, empirical results demonstrate that LGCF provides complementary information to the embedding-based CF model which can be utilized to boost recommendation performance.

preprint2022arXiv

Progressively Optimized Bi-Granular Document Representation for Scalable Embedding Based Retrieval

Ad-hoc search calls for the selection of appropriate answers from a massive-scale corpus. Nowadays, the embedding-based retrieval (EBR) becomes a promising solution, where deep learning based document representation and ANN search techniques are allied to handle this task. However, a major challenge is that the ANN index can be too large to fit into memory, given the considerable size of answer corpus. In this work, we tackle this problem with Bi-Granular Document Representation, where the lightweight sparse embeddings are indexed and standby in memory for coarse-grained candidate search, and the heavyweight dense embeddings are hosted in disk for fine-grained post verification. For the best of retrieval accuracy, a Progressive Optimization framework is designed. The sparse embeddings are learned ahead for high-quality search of candidates. Conditioned on the candidate distribution induced by the sparse embeddings, the dense embeddings are continuously learned to optimize the discrimination of ground-truth from the shortlisted candidates. Besides, two techniques: the contrastive quantization and the locality-centric sampling are introduced for the learning of sparse and dense embeddings, which substantially contribute to their performances. Thanks to the above features, our method effectively handles massive-scale EBR with strong advantages in accuracy: with up to +4.3% recall gain on million-scale corpus, and up to +17.5% recall gain on billion-scale corpus. Besides, Our method is applied to a major sponsored search platform with substantial gains on revenue (+1.95%), Recall (+1.01%) and CTR (+0.49%). Our code is available at https://github.com/microsoft/BiDR.