Researcher profile

Christoph Auer

Christoph Auer contributes to research discovery and scholarly infrastructure.

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Published work

4 published item(s)

preprint2026arXiv

Structured Layout Priors for Robust Out-of-Distribution Visual Document Understanding

Vision-Language Models (VLMs) parse documents end-to-end but frequently break down on layouts unlike those seen in training. We attribute this to a two-hop bottleneck: before the decoder can extract content (Hop 2), it must first classify and localize the enclosing layout entity (Hop 1), and when the first hop fails the second collapses into omissions, malformed structure, or autoregressive repetition. We pre-resolve Hop 1 outside the decoder by running a lightweight RT-DETR detector, serializing its outputs in the parser's native DocTags vocabulary, and injecting them into the prompt alongside the full page image. Unlike analyze-then-parse approaches that crop the page, or prior prompt-level priors written in plain text, our prior shares the decoder's generation space and leaves the global image in view as a fallback when detections are noisy. On a 10k-page structural out-of-distribution benchmark, markdown F1 rises from $0.37$ to $0.92$; on the Chinese subset of OmniDocBench, table TEDS rises from $0.01$ to $0.36$; and on the 26k-page ViDoRe V3 benchmark, infinite-loop decoding failures drop across every industrial domain tested. These gains cost $15\%$ wall-clock latency and a median of $74$ prompt tokens, with no architectural change to the base VLM. An attention-level analysis further reveals a bimodal phase shift in which the decoder attends to injected layout tokens when emitting structure and to image patches when emitting content, consistent with the two-hop bottleneck being alleviated. Model weights will be released to support reproducibility.

preprint2022arXiv

Delivering Document Conversion as a Cloud Service with High Throughput and Responsiveness

Document understanding is a key business process in the data-driven economy since documents are central to knowledge discovery and business insights. Converting documents into a machine-processable format is a particular challenge here due to their huge variability in formats and complex structure. Accordingly, many algorithms and machine-learning methods emerged to solve particular tasks such as Optical Character Recognition (OCR), layout analysis, table-structure recovery, figure understanding, etc. We observe the adoption of such methods in document understanding solutions offered by all major cloud providers. Yet, publications outlining how such services are designed and optimized to scale in the cloud are scarce. In this paper, we focus on the case of document conversion to illustrate the particular challenges of scaling a complex data processing pipeline with a strong reliance on machine-learning methods on cloud infrastructure. Our key objective is to achieve high scalability and responsiveness for different workload profiles in a well-defined resource budget. We outline the requirements, design, and implementation choices of our document conversion service and reflect on the challenges we faced. Evidence for the scaling behavior and resource efficiency is provided for two alternative workload distribution strategies and deployment configurations. Our best-performing method achieves sustained throughput of over one million PDF pages per hour on 3072 CPU cores across 192 nodes.

preprint2022arXiv

DocLayNet: A Large Human-Annotated Dataset for Document-Layout Analysis

Accurate document layout analysis is a key requirement for high-quality PDF document conversion. With the recent availability of public, large ground-truth datasets such as PubLayNet and DocBank, deep-learning models have proven to be very effective at layout detection and segmentation. While these datasets are of adequate size to train such models, they severely lack in layout variability since they are sourced from scientific article repositories such as PubMed and arXiv only. Consequently, the accuracy of the layout segmentation drops significantly when these models are applied on more challenging and diverse layouts. In this paper, we present \textit{DocLayNet}, a new, publicly available, document-layout annotation dataset in COCO format. It contains 80863 manually annotated pages from diverse data sources to represent a wide variability in layouts. For each PDF page, the layout annotations provide labelled bounding-boxes with a choice of 11 distinct classes. DocLayNet also provides a subset of double- and triple-annotated pages to determine the inter-annotator agreement. In multiple experiments, we provide baseline accuracy scores (in mAP) for a set of popular object detection models. We also demonstrate that these models fall approximately 10\% behind the inter-annotator agreement. Furthermore, we provide evidence that DocLayNet is of sufficient size. Lastly, we compare models trained on PubLayNet, DocBank and DocLayNet, showing that layout predictions of the DocLayNet-trained models are more robust and thus the preferred choice for general-purpose document-layout analysis.

preprint2021arXiv

Robust PDF Document Conversion Using Recurrent Neural Networks

The number of published PDF documents has increased exponentially in recent decades. There is a growing need to make their rich content discoverable to information retrieval tools. In this paper, we present a novel approach to document structure recovery in PDF using recurrent neural networks to process the low-level PDF data representation directly, instead of relying on a visual re-interpretation of the rendered PDF page, as has been proposed in previous literature. We demonstrate how a sequence of PDF printing commands can be used as input into a neural network and how the network can learn to classify each printing command according to its structural function in the page. This approach has three advantages: First, it can distinguish among more fine-grained labels (typically 10-20 labels as opposed to 1-5 with visual methods), which results in a more accurate and detailed document structure resolution. Second, it can take into account the text flow across pages more naturally compared to visual methods because it can concatenate the printing commands of sequential pages. Last, our proposed method needs less memory and it is computationally less expensive than visual methods. This allows us to deploy such models in production environments at a much lower cost. Through extensive architectural search in combination with advanced feature engineering, we were able to implement a model that yields a weighted average F1 score of 97% across 17 distinct structural labels. The best model we achieved is currently served in production environments on our Corpus Conversion Service (CCS), which was presented at KDD18 (arXiv:1806.02284). This model enhances the capabilities of CCS significantly, as it eliminates the need for human annotated label ground-truth for every unseen document layout. This proved particularly useful when applied to a huge corpus of PDF articles related to COVID-19.