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Anil K. Jain

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Published work

23 published item(s)

preprint2026arXiv

Towards Billion-scale Multi-modal Biometric Search

Searching a multi-biometric database of a billion records for a country-level identity system requires pushing the limits of all aspects of a biometric system, including acquisition, preprocessing, feature extraction, accuracy, matching speed, presentation attack detection, and handling of special cases (e.g., missing finger digits). This is the first paper that gives insights into such a large-scale multimodal biometric search system, called Bharat ABIS, based on open-source architectures. The end-to-end pipeline of Bharat ABIS processes fingerprint, face and iris modalities through modality-specific stages of preprocessing (segmentation), quality assessment, presentation attack detection, and learning an embedding (feature extraction), producing a concatenated template of 13.5KB per person. We present a detailed analysis of the modalities and how they are integrated to create an efficient and effective solution for 1:N search (de-duplication). Evaluations on a demographically stratified gallery of 220 million identities, randomly sampled from 1.55 billion records in India's Aadhaar database, yield an FNIR of 0.3% at an FPIR of 0.5%, for adult probes (over 18 years). We also compare the performance of Bharat ABIS against three state-of-the-art COTS systems on a 20M gallery. Our system achieves a throughput of 100 searches per second on a gallery of 40M on a single server (8xNvidia H100 GPUs, 2TB RAM).

preprint2022arXiv

Fingerprint Template Invertibility: Minutiae vs. Deep Templates

Much of the success of fingerprint recognition is attributed to minutiae-based fingerprint representation. It was believed that minutiae templates could not be inverted to obtain a high fidelity fingerprint image, but this assumption has been shown to be false. The success of deep learning has resulted in alternative fingerprint representations (embeddings), in the hope that they might offer better recognition accuracy as well as non-invertibility of deep network-based templates. We evaluate whether deep fingerprint templates suffer from the same reconstruction attacks as the minutiae templates. We show that while a deep template can be inverted to produce a fingerprint image that could be matched to its source image, deep templates are more resistant to reconstruction attacks than minutiae templates. In particular, reconstructed fingerprint images from minutiae templates yield a TAR of about 100.0% (98.3%) @ FAR of 0.01% for type-I (type-II) attacks using a state-of-the-art commercial fingerprint matcher, when tested on NIST SD4. The corresponding attack performance for reconstructed fingerprint images from deep templates using the same commercial matcher yields a TAR of less than 1% for both type-I and type-II attacks; however, when the reconstructed images are matched using the same deep network, they achieve a TAR of 85.95% (68.10%) for type-I (type-II) attacks. Furthermore, what is missing from previous fingerprint template inversion studies is an evaluation of the black-box attack performance, which we perform using 3 different state-of-the-art fingerprint matchers. We conclude that fingerprint images generated by inverting minutiae templates are highly susceptible to both white-box and black-box attack evaluations, while fingerprint images generated by deep templates are resistant to black-box evaluations and comparatively less susceptible to white-box evaluations.

preprint2022arXiv

HERS: Homomorphically Encrypted Representation Search

We present a method to search for a probe (or query) image representation against a large gallery in the encrypted domain. We require that the probe and gallery images be represented in terms of a fixed-length representation, which is typical for representations obtained from learned networks. Our encryption scheme is agnostic to how the fixed-length representation is obtained and can therefore be applied to any fixed-length representation in any application domain. Our method, dubbed HERS (Homomorphically Encrypted Representation Search), operates by (i) compressing the representation towards its estimated intrinsic dimensionality with minimal loss of accuracy (ii) encrypting the compressed representation using the proposed fully homomorphic encryption scheme, and (iii) efficiently searching against a gallery of encrypted representations directly in the encrypted domain, without decrypting them. Numerical results on large galleries of face, fingerprint, and object datasets such as ImageNet show that, for the first time, accurate and fast image search within the encrypted domain is feasible at scale (500 seconds; $275\times$ speed up over state-of-the-art for encrypted search against a gallery of 100 million). Code is available at https://github.com/human-analysis/hers-encrypted-image-search

preprint2022arXiv

On Demographic Bias in Fingerprint Recognition

Fingerprint recognition systems have been deployed globally in numerous applications including personal devices, forensics, law enforcement, banking, and national identity systems. For these systems to be socially acceptable and trustworthy, it is critical that they perform equally well across different demographic groups. In this work, we propose a formal statistical framework to test for the existence of bias (demographic differentials) in fingerprint recognition across four major demographic groups (white male, white female, black male, and black female) for two state-of-the-art (SOTA) fingerprint matchers operating in verification and identification modes. Experiments on two different fingerprint databases (with 15,468 and 1,014 subjects) show that demographic differentials in SOTA fingerprint recognition systems decrease as the matcher accuracy increases and any small bias that may be evident is likely due to certain outlier, low-quality fingerprint images.

preprint2022arXiv

PrintsGAN: Synthetic Fingerprint Generator

A major impediment to researchers working in the area of fingerprint recognition is the lack of publicly available, large-scale, fingerprint datasets. The publicly available datasets that do exist contain very few identities and impressions per finger. This limits research on a number of topics, including e.g., using deep networks to learn fixed length fingerprint embeddings. Therefore, we propose PrintsGAN, a synthetic fingerprint generator capable of generating unique fingerprints along with multiple impressions for a given fingerprint. Using PrintsGAN, we synthesize a database of 525k fingerprints (35K distinct fingers, each with 15 impressions). Next, we show the utility of the PrintsGAN generated dataset by training a deep network to extract a fixed-length embedding from a fingerprint. In particular, an embedding model trained on our synthetic fingerprints and fine-tuned on a small number of publicly available real fingerprints (25K prints from NIST SD302) obtains a TAR of 87.03% @ FAR=0.01% on the NIST SD4 database (a boost from TAR=73.37% when only trained on NIST SD302). Prevailing synthetic fingerprint generation methods do not enable such performance gains due to i) lack of realism or ii) inability to generate multiple impressions per finger. We plan to release our database of synthetic fingerprints to the public.

preprint2022arXiv

SpoofGAN: Synthetic Fingerprint Spoof Images

A major limitation to advances in fingerprint spoof detection is the lack of publicly available, large-scale fingerprint spoof datasets, a problem which has been compounded by increased concerns surrounding privacy and security of biometric data. Furthermore, most state-of-the-art spoof detection algorithms rely on deep networks which perform best in the presence of a large amount of training data. This work aims to demonstrate the utility of synthetic (both live and spoof) fingerprints in supplying these algorithms with sufficient data to improve the performance of fingerprint spoof detection algorithms beyond the capabilities when training on a limited amount of publicly available real datasets. First, we provide details of our approach in modifying a state-of-the-art generative architecture to synthesize high quality live and spoof fingerprints. Then, we provide quantitative and qualitative analysis to verify the quality of our synthetic fingerprints in mimicking the distribution of real data samples. We showcase the utility of our synthetic live and spoof fingerprints in training a deep network for fingerprint spoof detection, which dramatically boosts the performance across three different evaluation datasets compared to an identical model trained on real data alone. Finally, we demonstrate that only 25% of the original (real) dataset is required to obtain similar detection performance when augmenting the training dataset with synthetic data.

preprint2022arXiv

Synthetic Latent Fingerprint Generator

Given a full fingerprint image (rolled or slap), we present CycleGAN models to generate multiple latent impressions of the same identity as the full print. Our models can control the degree of distortion, noise, blurriness and occlusion in the generated latent print images to obtain Good, Bad and Ugly latent image categories as introduced in the NIST SD27 latent database. The contributions of our work are twofold: (i) demonstrate the similarity of synthetically generated latent fingerprint images to crime scene latents in NIST SD27 and MSP databases as evaluated by the NIST NFIQ 2 quality measure and ROC curves obtained by a SOTA fingerprint matcher, and (ii) use of synthetic latents to augment small-size latent training databases in the public domain to improve the performance of DeepPrint, a SOTA fingerprint matcher designed for rolled to rolled fingerprint matching on three latent databases (NIST SD27, NIST SD302, and IIITD-SLF). As an example, with synthetic latent data augmentation, the Rank-1 retrieval performance of DeepPrint is improved from 15.50% to 29.07% on challenging NIST SD27 latent database. Our approach for generating synthetic latent fingerprints can be used to improve the recognition performance of any latent matcher and its individual components (e.g., enhancement, segmentation and feature extraction).

preprint2020arXiv

Child Face Age-Progression via Deep Feature Aging

Given a gallery of face images of missing children, state-of-the-art face recognition systems fall short in identifying a child (probe) recovered at a later age. We propose a feature aging module that can age-progress deep face features output by a face matcher. In addition, the feature aging module guides age-progression in the image space such that synthesized aged faces can be utilized to enhance longitudinal face recognition performance of any face matcher without requiring any explicit training. For time lapses larger than 10 years (the missing child is found after 10 or more years), the proposed age-progression module improves the closed-set identification accuracy of FaceNet from 16.53% to 21.44% and CosFace from 60.72% to 66.12% on a child celebrity dataset, namely ITWCC. The proposed method also outperforms state-of-the-art approaches with a rank-1 identification rate of 95.91%, compared to 94.91%, on a public aging dataset, FG-NET, and 99.58%, compared to 99.50%, on CACD-VS. These results suggest that aging face features enhances the ability to identify young children who are possible victims of child trafficking or abduction.

preprint2020arXiv

DashCam Pay: A System for In-vehicle Payments Using Face and Voice

We present our ongoing work on developing a system, called DashCam Pay, that enables in-vehicle payments in a seamless and secure manner using face and voice biometrics. A plug-and-play device (dashcam) mounted in the vehicle is used to capture face images and voice commands of passengers. Privacy-preserving biometric comparison techniques are used to compare the biometric data captured by the dashcam with the biometric data enrolled on the users' mobile devices over a wireless interface (e.g., Bluetooth or Wi-Fi Direct) to determine the payer. Once the payer is identified, payment is conducted using the enrolled payment credential on the mobile device of the payer. We conduct preliminary analysis on data collected using a commercially available dashcam to show the feasibility of building the proposed system. A prototype of the proposed system is also developed in Android. DashCam Pay can be integrated as a software solution by dashcam or vehicle manufacturers to enable open loop in-vehicle payments.

preprint2020arXiv

Fingerprint Presentation Attack Detection: A Sensor and Material Agnostic Approach

The vulnerability of automated fingerprint recognition systems to presentation attacks (PA), i.e., spoof or altered fingers, has been a growing concern, warranting the development of accurate and efficient presentation attack detection (PAD) methods. However, one major limitation of the existing PAD solutions is their poor generalization to new PA materials and fingerprint sensors, not used in training. In this study, we propose a robust PAD solution with improved cross-material and cross-sensor generalization. Specifically, we build on top of any CNN-based architecture trained for fingerprint spoof detection combined with cross-material spoof generalization using a style transfer network wrapper. We also incorporate adversarial representation learning (ARL) in deep neural networks (DNN) to learn sensor and material invariant representations for PAD. Experimental results on LivDet 2015 and 2017 public domain datasets exhibit the effectiveness of the proposed approach.

preprint2020arXiv

Fingerprint Synthesis: Search with 100 Million Prints

Evaluation of large-scale fingerprint search algorithms has been limited due to lack of publicly available datasets. To address this problem, we utilize a Generative Adversarial Network (GAN) to synthesize a fingerprint dataset consisting of 100 million fingerprint images. In contrast to existing fingerprint synthesis algorithms, we incorporate an identity loss which guides the generator to synthesize fingerprints corresponding to more distinct identities. The characteristics of our synthesized fingerprints are shown to be more similar to real fingerprints than existing methods via eight different metrics (minutiae count - block and template, minutiae direction - block and template, minutiae convex hull area, minutiae spatial distribution, block minutiae quality distribution, and NFIQ 2.0 scores). Additionally, the synthetic fingerprints based on our approach are shown to be more distinct than synthetic fingerprints based on published methods through search results and imposter distribution statistics. Finally, we report for the first time in open literature, search accuracy against a gallery of 100 million fingerprint images (NIST SD4 Rank-1 accuracy of 89.7%).

preprint2020arXiv

Jointly De-biasing Face Recognition and Demographic Attribute Estimation

We address the problem of bias in automated face recognition and demographic attribute estimation algorithms, where errors are lower on certain cohorts belonging to specific demographic groups. We present a novel de-biasing adversarial network (DebFace) that learns to extract disentangled feature representations for both unbiased face recognition and demographics estimation. The proposed network consists of one identity classifier and three demographic classifiers (for gender, age, and race) that are trained to distinguish identity and demographic attributes, respectively. Adversarial learning is adopted to minimize correlation among feature factors so as to abate bias influence from other factors. We also design a new scheme to combine demographics with identity features to strengthen robustness of face representation in different demographic groups. The experimental results show that our approach is able to reduce bias in face recognition as well as demographics estimation while achieving state-of-the-art performance.

preprint2020arXiv

Look Locally Infer Globally: A Generalizable Face Anti-Spoofing Approach

State-of-the-art spoof detection methods tend to overfit to the spoof types seen during training and fail to generalize to unknown spoof types. Given that face anti-spoofing is inherently a local task, we propose a face anti-spoofing framework, namely Self-Supervised Regional Fully Convolutional Network (SSR-FCN), that is trained to learn local discriminative cues from a face image in a self-supervised manner. The proposed framework improves generalizability while maintaining the computational efficiency of holistic face anti-spoofing approaches (< 4 ms on a Nvidia GTX 1080Ti GPU). The proposed method is interpretable since it localizes which parts of the face are labeled as spoofs. Experimental results show that SSR-FCN can achieve TDR = 65% @ 2.0% FDR when evaluated on a dataset comprising of 13 different spoof types under unknown attacks while achieving competitive performances under standard benchmark datasets (Oulu-NPU, CASIA-MFSD, and Replay-Attack).

preprint2020arXiv

Towards Universal Representation Learning for Deep Face Recognition

Recognizing wild faces is extremely hard as they appear with all kinds of variations. Traditional methods either train with specifically annotated variation data from target domains, or by introducing unlabeled target variation data to adapt from the training data. Instead, we propose a universal representation learning framework that can deal with larger variation unseen in the given training data without leveraging target domain knowledge. We firstly synthesize training data alongside some semantically meaningful variations, such as low resolution, occlusion and head pose. However, directly feeding the augmented data for training will not converge well as the newly introduced samples are mostly hard examples. We propose to split the feature embedding into multiple sub-embeddings, and associate different confidence values for each sub-embedding to smooth the training procedure. The sub-embeddings are further decorrelated by regularizing variation classification loss and variation adversarial loss on different partitions of them. Experiments show that our method achieves top performance on general face recognition datasets such as LFW and MegaFace, while significantly better on extreme benchmarks such as TinyFace and IJB-S.

preprint2020arXiv

White-Box Evaluation of Fingerprint Matchers: Robustness to Minutiae Perturbations

Prevailing evaluations of fingerprint recognition systems have been performed as end-to-end black-box tests of fingerprint identification or authentication accuracy. However, performance of the end-to-end system is subject to errors arising in any of its constituent modules, including: fingerprint scanning, preprocessing, feature extraction, and matching. Conversely, white-box evaluations provide a more granular evaluation by studying the individual sub-components of a system. While a few studies have conducted stand-alone evaluations of the fingerprint reader and feature extraction modules of fingerprint recognition systems, little work has been devoted towards white-box evaluations of the fingerprint matching module. We report results of a controlled, white-box evaluation of one open-source and two commercial-off-the-shelf (COTS) minutiae-based matchers in terms of their robustness against controlled perturbations (random noise and non-linear distortions) introduced into the input minutiae feature sets. Our white-box evaluations reveal that the performance of fingerprint minutiae matchers are more susceptible to non-linear distortion and missing minutiae than spurious minutiae and small positional displacements of the minutiae locations.

preprint2020arXiv

White-Box Evaluation of Fingerprint Recognition Systems

Typical evaluations of fingerprint recognition systems consist of end-to-end black-box evaluations, which assess performance in terms of overall identification or authentication accuracy. However, these black-box tests of system performance do not reveal insights into the performance of the individual modules, including image acquisition, feature extraction, and matching. On the other hand, white-box evaluations, the topic of this paper, measure the individual performance of each constituent module in isolation. While a few studies have conducted white-box evaluations of the fingerprint reader, feature extractor, and matching components, no existing study has provided a full system, white-box analysis of the uncertainty introduced at each stage of a fingerprint recognition system. In this work, we extend previous white-box evaluations of fingerprint recognition system components and provide a unified, in-depth analysis of fingerprint recognition system performance based on the aggregated white-box evaluation results. In particular, we analyze the uncertainty introduced at each stage of the fingerprint recognition system due to adverse capture conditions (i.e., varying illumination, moisture, and pressure) at the time of acquisition. Our experiments show that a system that performs better overall, in terms of black-box recognition performance, does not necessarily perform best at each module in the fingerprint recognition system pipeline, which can only be seen with white-box analysis of each sub-module. Findings such as these enable researchers to better focus their efforts in improving fingerprint recognition systems.

preprint2016arXiv

Asynchronous Multi-Task Learning

Many real-world machine learning applications involve several learning tasks which are inter-related. For example, in healthcare domain, we need to learn a predictive model of a certain disease for many hospitals. The models for each hospital may be different because of the inherent differences in the distributions of the patient populations. However, the models are also closely related because of the nature of the learning tasks modeling the same disease. By simultaneously learning all the tasks, multi-task learning (MTL) paradigm performs inductive knowledge transfer among tasks to improve the generalization performance. When datasets for the learning tasks are stored at different locations, it may not always be feasible to transfer the data to provide a data-centralized computing environment due to various practical issues such as high data volume and privacy. In this paper, we propose a principled MTL framework for distributed and asynchronous optimization to address the aforementioned challenges. In our framework, gradient update does not wait for collecting the gradient information from all the tasks. Therefore, the proposed method is very efficient when the communication delay is too high for some task nodes. We show that many regularized MTL formulations can benefit from this framework, including the low-rank MTL for shared subspace learning. Empirical studies on both synthetic and real-world datasets demonstrate the efficiency and effectiveness of the proposed framework.

preprint2016arXiv

Clustering Millions of Faces by Identity

In this work, we attempt to address the following problem: Given a large number of unlabeled face images, cluster them into the individual identities present in this data. We consider this a relevant problem in different application scenarios ranging from social media to law enforcement. In large-scale scenarios the number of faces in the collection can be of the order of hundreds of million, while the number of clusters can range from a few thousand to millions--leading to difficulties in terms of both run-time complexity and evaluating clustering and per-cluster quality. An efficient and effective Rank-Order clustering algorithm is developed to achieve the desired scalability, and better clustering accuracy than other well-known algorithms such as k-means and spectral clustering. We cluster up to 123 million face images into over 10 million clusters, and analyze the results in terms of both external cluster quality measures (known face labels) and internal cluster quality measures (unknown face labels) and run-time. Our algorithm achieves an F-measure of 0.87 on a benchmark unconstrained face dataset (LFW, consisting of 13K faces), and 0.27 on the largest dataset considered (13K images in LFW, plus 123M distractor images). Additionally, we present preliminary work on video frame clustering (achieving 0.71 F-measure when clustering all frames in the benchmark YouTube Faces dataset). A per-cluster quality measure is developed which can be used to rank individual clusters and to automatically identify a subset of good quality clusters for manual exploration.

preprint2015arXiv

A Fast and Accurate Unconstrained Face Detector

We propose a method to address challenges in unconstrained face detection, such as arbitrary pose variations and occlusions. First, a new image feature called Normalized Pixel Difference (NPD) is proposed. NPD feature is computed as the difference to sum ratio between two pixel values, inspired by the Weber Fraction in experimental psychology. The new feature is scale invariant, bounded, and is able to reconstruct the original image. Second, we propose a deep quadratic tree to learn the optimal subset of NPD features and their combinations, so that complex face manifolds can be partitioned by the learned rules. This way, only a single soft-cascade classifier is needed to handle unconstrained face detection. Furthermore, we show that the NPD features can be efficiently obtained from a look up table, and the detection template can be easily scaled, making the proposed face detector very fast. Experimental results on three public face datasets (FDDB, GENKI, and CMU-MIT) show that the proposed method achieves state-of-the-art performance in detecting unconstrained faces with arbitrary pose variations and occlusions in cluttered scenes.

preprint2015arXiv

Biometrics for Child Vaccination and Welfare: Persistence of Fingerprint Recognition for Infants and Toddlers

With a number of emerging applications requiring biometric recognition of children (e.g., tracking child vaccination schedules, identifying missing children and preventing newborn baby swaps in hospitals), investigating the temporal stability of biometric recognition accuracy for children is important. The persistence of recognition accuracy of three of the most commonly used biometric traits (fingerprints, face and iris) has been investigated for adults. However, persistence of biometric recognition accuracy has not been studied systematically for children in the age group of 0-4 years. Given that very young children are often uncooperative and do not comprehend or follow instructions, in our opinion, among all biometric modalities, fingerprints are the most viable for recognizing children. This is primarily because it is easier to capture fingerprints of young children compared to other biometric traits, e.g., iris, where a child needs to stare directly towards the camera to initiate iris capture. In this report, we detail our initiative to investigate the persistence of fingerprint recognition for children in the age group of 0-4 years. Based on preliminary results obtained for the data collected in the first phase of our study, use of fingerprints for recognition of 0-4 year-old children appears promising.

preprint2015arXiv

Face Search at Scale: 80 Million Gallery

Due to the prevalence of social media websites, one challenge facing computer vision researchers is to devise methods to process and search for persons of interest among the billions of shared photos on these websites. Facebook revealed in a 2013 white paper that its users have uploaded more than 250 billion photos, and are uploading 350 million new photos each day. Due to this humongous amount of data, large-scale face search for mining web images is both important and challenging. Despite significant progress in face recognition, searching a large collection of unconstrained face images has not been adequately addressed. To address this challenge, we propose a face search system which combines a fast search procedure, coupled with a state-of-the-art commercial off the shelf (COTS) matcher, in a cascaded framework. Given a probe face, we first filter the large gallery of photos to find the top-k most similar faces using deep features generated from a convolutional neural network. The k candidates are re-ranked by combining similarities from deep features and the COTS matcher. We evaluate the proposed face search system on a gallery containing 80 million web-downloaded face images. Experimental results demonstrate that the deep features are competitive with state-of-the-art methods on unconstrained face recognition benchmarks (LFW and IJB-A). Further, the proposed face search system offers an excellent trade-off between accuracy and scalability on datasets consisting of millions of images. Additionally, in an experiment involving searching for face images of the Tsarnaev brothers, convicted of the Boston Marathon bombing, the proposed face search system could find the younger brother's (Dzhokhar Tsarnaev) photo at rank 1 in 1 second on a 5M gallery and at rank 8 in 7 seconds on an 80M gallery.

preprint2015arXiv

Nonlinear Local Metric Learning for Person Re-identification

Person re-identification aims at matching pedestrians observed from non-overlapping camera views. Feature descriptor and metric learning are two significant problems in person re-identification. A discriminative metric learning method should be capable of exploiting complex nonlinear transformations due to the large variations in feature space. In this paper, we propose a nonlinear local metric learning (NLML) method to improve the state-of-the-art performance of person re-identification on public datasets. Motivated by the fact that local metric learning has been introduced to handle the data which varies locally and deep neural network has presented outstanding capability in exploiting the nonlinearity of samples, we utilize the merits of both local metric learning and deep neural network to learn multiple sets of nonlinear transformations. By enforcing a margin between the distances of positive pedestrian image pairs and distances of negative pairs in the transformed feature subspace, discriminative information can be effectively exploited in the developed neural networks. Our experiments show that the proposed NLML method achieves the state-of-the-art results on the widely used VIPeR, GRID, and CUHK 01 datasets.

preprint2014arXiv

Scalable Kernel Clustering: Approximate Kernel k-means

Kernel-based clustering algorithms have the ability to capture the non-linear structure in real world data. Among various kernel-based clustering algorithms, kernel k-means has gained popularity due to its simple iterative nature and ease of implementation. However, its run-time complexity and memory footprint increase quadratically in terms of the size of the data set, and hence, large data sets cannot be clustered efficiently. In this paper, we propose an approximation scheme based on randomization, called the Approximate Kernel k-means. We approximate the cluster centers using the kernel similarity between a few sampled points and all the points in the data set. We show that the proposed method achieves better clustering performance than the traditional low rank kernel approximation based clustering schemes. We also demonstrate that its running time and memory requirements are significantly lower than those of kernel k-means, with only a small reduction in the clustering quality on several public domain large data sets. We then employ ensemble clustering techniques to further enhance the performance of our algorithm.