Paper detail

SMEFTs living on the edge: determining the UV theories from positivity and extremality

We study the "inverse problem" in the context of the Standard Model Effective Field Theory (SMEFT): how and to what extend can one reconstruct the UV theory, given the measured values of the operator coefficients in the IR? The main obstacle of this problem is the degeneracies in the space of coefficients: a given SMEFT truncated at a finite dimension can be mapped to infinitely many UV theories. We discuss these degeneracies at the dimension-8 level, and show that positivity bounds play a crucial role in the inverse problem. In particular, the degeneracies either vanish or become significantly limited for SMEFTs that live on or close to the positivity bounds. The UV particles of these SMEFTs, and their properties such as spin, charge, other quantum numbers, and interactions with the SM particles, can often be uniquely determined, assuming dimension-8 coefficients are measured. The allowed region for SMEFTs, which forms a convex cone, can be systematically constructed by enumerating its generators. We show that a geometric notion, extremality, conveniently connects the positivity problem with the inverse problem. We discuss the implications of a SMEFT living on an extremal ray, on a $k$-face, and on the vertex of the positive cone. We also show that the information of the dimension-8 coefficients can be used to set exclusion limits on all individual UV states that interact with the SM, independent of specific model assumptions. Our results indicate that the dimension-8 operators encode much more information about the UV than one would naively expect, which can be used to reverse engineer the UV physics from the SMEFT.