Numerical Ranges of KMS Matrices

preprint2013arXivOpen access

Abstract

A KMS matrix is one of the form $$J_n(a)=[{array}{ccccc} 0 & a & a^2 &... & a^{n-1} & 0 & a & \ddots & \vdots & & \ddots & \ddots & a^2 & & & \ddots & a 0 & & & & 0{array}]$$ for n≥1n\ge 1 and aa in C\mathbb{C}. Among other things, we prove the following properties of its numerical range: (1) W(Jn(a))W(J_n(a)) is a circular disc if and only if n=2n=2 and a≠0a\neq 0, (2) its boundary ∂W(Jn(a))\partial W(J_n(a)) contains a line segment if and only if n≥3n\ge 3 and ∣a∣=1|a|=1, and (3) the intersection of the boundaries ∂W(Jn(a))\partial W(J_n(a)) and ∂W(Jn(a)[j])\partial W(J_n(a)[j]) is either the singleton $\{\minσ(\re J_n(a))\}$ if nn is odd, j=(n+1)/2j=(n+1)/2 and ∣a∣>1|a|>1, or the empty set ∅\emptyset if otherwise, where, for any nn-by-nn matrix AA, A[j]A[j] denotes its jjth principal submatrix obtained by deleting its jjth row and jjth column (1≤j≤n1\le j\le n), $\re A$ its real part (A+A∗)/2(A+A^*)/2, and σ(A)σ(A) its spectrum.

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