Norm attaining dual truncated Toeplitz operators

preprint2026arXivOpen access

Abstract

This paper develops a complete framework for understanding when a dual truncated Toeplitz operator (DTTO) attains its norm. Given a nonconstant inner function uu, the DTTO associated with a symbol φ∈L∞(T)φ\in L^{\infty}(\mathbb{T}) acts on the orthogonal complement Ku⊥=uH2⊕H−2{\mathcal{K}_u}^{\perp} = uH^{2} \oplus H^{2}_{-} of the model space Ku=H2⊖uH2\mathcal{K}_u = H^{2}\ominus uH^{2}. Assuming ∥φ∥∞=1\|φ\|_{\infty}=1, we give a characterization of the norm attaining property of DφD_φ and describe all extremal vectors. A sharp analytic and coanalytic dichotomy emerges DφD_φ attains its norm precisely when the symbol admits either φ=u‾ψ‾+χ+φ=\overline{u}\overlineψ_{+}χ_{+} or φ=uψ−χ‾−,φ=uψ_{-}\overlineχ_{-}, where ψ±,χ±ψ_{\pm},χ_{\pm} are inner functions. The first condition corresponds to norm attainment on the analytic component uH2uH^{2}, while the second corresponds to norm attainment on the coanalytic component H−2H^{2}_{-} via the natural conjugation CuC_{u}. A key feature of the theory is that the dual compressed shift DuD_{u} (the case φ(z)=zφ(z)=z) always attains its norm. We also obtain a coupled Toeplitz, Hankel system governing analytic and coanalytic components of extremal vectors, and provide several concrete examples including nonanalytic unimodular symbols illustrating how the factorization criteria govern norm attainment.

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