Formal Safety Guarantees for Autonomous Vehicles using Barrier Certificates

preprint2026arXivOpen access

Abstract

Modern AI technologies enable autonomous vehicles to perceive complex scenes, predict human behavior, and make real-time driving decisions. However, these data-driven components often operate as black boxes, lacking interpretability and rigorous safety guarantees. Autonomous vehicles operate in dynamic, mixed-traffic environments where interactions with human-driven vehicles introduce uncertainty and safety challenges. This work develops a formally verified safety framework for Connected and Autonomous Vehicles (CAVs) that integrates Barrier Certificates (BCs) with interpretable traffic conflict metrics, specifically Time-to-Collision (TTC) as a spatio-temporal safety metric. Safety conditions are verified using Satisfiability Modulo Theories (SMT) solvers, and an adaptive control mechanism ensures vehicles comply with these constraints in real time. Evaluation on real-world highway datasets shows a significant reduction in unsafe interactions, with up to 40\% fewer events where TTC falls below a 3 seconds threshold, and complete elimination of conflicts in some lanes. This approach provides both interpretable and provable safety guarantees, demonstrating a practical and scalable strategy for safe autonomous driving.

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