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Published work

58 published item(s)

preprint2026arXiv

Beyond the Turn-Based Game: Enabling Real-Time Conversations with Duplex Models

As large language models (LLMs) increasingly permeate daily lives, there is a growing demand for real-time interactions that mirror human conversations. Traditional turn-based chat systems driven by LLMs prevent users from verbally interacting with the system while it is generating responses. To overcome these limitations, we adapt existing LLMs to \textit{duplex models} so that these LLMs can listen for users while generating output and dynamically adjust themselves to provide users with instant feedback. % such as in response to interruptions. Specifically, we divide the queries and responses of conversations into several time slices and then adopt a time-division-multiplexing (TDM) encoding-decoding strategy to pseudo-simultaneously process these slices. Furthermore, to make LLMs proficient enough to handle real-time conversations, we build a fine-tuning dataset consisting of alternating time slices of queries and responses as well as covering typical feedback types in instantaneous interactions. Our experiments show that although the queries and responses of conversations are segmented into incomplete slices for processing, LLMs can preserve their original performance on standard benchmarks with a few fine-tuning steps on our dataset. Automatic and human evaluation indicate that duplex models make user-AI interactions more natural and human-like, and greatly improve user satisfaction compared to vanilla LLMs. Our duplex model and dataset will be released.

preprint2026arXiv

DECO: Sparse Mixture-of-Experts with Dense-Comparable Performance on End-Side Devices

While Mixture-of-Experts (MoE) scales model capacity without proportionally increasing computation, its massive total parameter footprint creates significant storage and memory-access bottlenecks, which hinder efficient end-side deployment that simultaneously requires high performance, low computational cost, and small storage overhead. To achieve these properties, we present DECO, a sparse MoE architecture designed to match the performance of dense Transformers under identical total parameter budgets and training tokens. DECO utilizes the differentiable and flexible ReLU-based routing enhanced by learnable expert-wise scaling, which adaptively balances the contributions of routed and shared experts. Furthermore, we introduce NormSiLU, an activation function that normalizes inputs prior to SiLU operators, producing a more stable trend of routed-expert activation ratio and a higher intrinsic sparsity level. We also identify an empirical advantage in using non-gated MLP experts with ReLU-based routing, indicating the possibility of MoE architecture simplification. Experiments demonstrate that DECO, activating only 20% of experts, matches dense performance and outperforms established MoE baselines. Our specialized acceleration kernel delivers a 3.00$\times$ speedup on real hardware compared with dense inference. Codes and checkpoints are all available at https://github.com/thunlp/DECO.

preprint2026arXiv

FORGE: Fragment-Oriented Ranking and Generation for Context-Aware Molecular Optimization

Molecular optimization seeks to improve a molecule through small structural edits while preserving similarity to the starting compound. Recent language-model approaches typically treat this task as prompt-conditioned sequence generation. However, relying on natural language introduces an inherent data-scaling bottleneck, often leads to chemical hallucinations, and ignores the strong context dependence of fragment effects. We present FORGE, a two-stage framework that reformulates molecular optimization as context-aware local editing. By utilizing automatically mined, verified low-to-high edit pairs instead of expensive human text annotations, Stage 1 ranks candidate fragments by their property contribution under the full molecular context to inject chemical prior, and Stage 2 generates explicit fragment replacements. Built on a compact 0.6B language model, FORGE further adapts to unseen black-box objectives through in-context demonstrations. Across Prompt-MolOpt, PMO-1k and ChemCoTBench, FORGE consistently outperforms prior methods, including substantially larger language models and graph methods. These results highlight the value of explicit fragment-level supervision as a more easily obtainable, scalable, and hallucination-less alternative to natural language training.

preprint2026arXiv

LinguaGame: A Linguistically Grounded Game-Theoretic Paradigm for Multi-Agent Dialogue Generation

Large Language Models (LLMs) have enabled Multi-Agent Systems (MASs) where agents interact through natural language to solve complex tasks or simulate multi-party dialogues. Recent work on LLM-based MASs has mainly focused on architecture design, such as role assignment and workflow orchestration. In contrast, this paper targets the interaction process itself, aiming to improve agents' communication efficiency by helping them convey their intended meaning more effectively through language. To this end, we propose LinguaGame, a linguistically-grounded game-theoretic paradigm for multi-agent dialogue generation. Our approach models dialogue as a signalling game over communicative intents and strategies, solved with a training-free equilibrium approximation algorithm for inference-time decision adjustment. Unlike prior game-theoretic MASs, whose game designs are often tightly coupled with task-specific objectives, our framework relies on linguistically informed reasoning with minimal task-specific coupling. Specifically, it treats dialogue as intentional and strategic communication, requiring agents to infer what others aim to achieve (intents) and how they pursue those goals (strategies). We evaluate our framework in simulated courtroom proceedings and debates, with human expert assessments showing significant gains in communication efficiency.

preprint2026arXiv

MiniCPM-o 4.5: Towards Real-Time Full-Duplex Omni-Modal Interaction

Recent progress in multimodal large language models (MLLMs) has brought AI capabilities from static offline data processing to real-time streaming interaction, yet they still remain far from human-level multimodal interaction. The key bottlenecks are no longer modality coverage or latency alone, but the interaction paradigm itself. First, perception and response are still separated into alternating phases, preventing models from incorporating new inputs for timely adjustment during generation. Second, most current models remain reactive, responding only to explicit user requests instead of acting proactively in the evolving multimodal environment. We present MiniCPM-o 4.5, our latest effort towards human-like multimodal interaction, which mitigates these gaps by real-time full-duplex omni-modal interaction. It can see, listen, and speak simultaneously in real-time, while also exhibiting proactive behaviors such as issuing reminders or comments based on its continuous understanding of the live scene. The key technique behind MiniCPM-o 4.5 is Omni-Flow, a unified streaming framework that aligns omni-modal inputs and outputs along a shared temporal axis. This formulation converts conventional turn-based interaction into a full-duplex, time-aligned process, enabling simultaneous perception and response and allowing proactive behavior to arise within the same framework. With a total of 9B parameters, MiniCPM-o 4.5 approaches Gemini 2.5 Flash in vision-language capabilities, delivering state-of-the-art open-source performance at its scale. It also surpasses Qwen3-Omni-30B-A3B in omni-modal understanding and delivers better speech generation, with significantly higher computation efficiency. Driven by its efficient architecture design and inference optimization, the model can perform real-time full-duplex omni-modal interaction on edge devices with less than 12GB RAM cost.

preprint2026arXiv

Reading the Cell, Designing the Cure: Perturbation-Conditioned Molecular Diffusion for Function-Oriented Drug Design

When reliable target structures are unavailable at scale or phenotypes arise from dysregulated pathways, transcriptomic perturbations provide a system-level functional readout for drug action. In this work, we formalize \emph{Transcriptome-based Drug Design (TBDD)} as a generative inverse problem: designing drug molecules conditioned on desired transcriptomic state transitions. We analyze the inherently ill-posed nature of this task, which is further complicated by the profound domain gap between biology and chemistry and by the sparsity of transcriptomic signals. To address these challenges, we propose \textbf{\themodel{}} (A \textbf{C}ell\textbf{U}lar \textbf{R}esponse \textbf{E}ngine), a multi-resolution transcriptome-guided diffusion framework. \themodel{} features a specialized \textbf{Transcriptome Perturbation Functional Feature Extractor (TFE)} that (1) distills function-oriented perturbation embeddings from pre/post states, (2) aligns these signatures to dual chemical views to bridge the cross-modal gap, and (3) performs heterogeneity-aware aggregation to extract robust state-specific signals from noisy transcriptomic data. Extensive evaluations on both standard benchmarks and rigorous out-of-distribution protocols demonstrate that \themodel{} consistently outperforms strong baselines in structural quality and functional consistency. Furthermore, we validate its practical utility via a zero-shot gene-inhibitor design task, highlighting the potential of phenotype-driven generative discovery.

preprint2026arXiv

Stuffed Mamba: Oversized States Lead to the Inability to Forget

Recent advancements in recurrent architectures, such as Mamba and RWKV, have showcased strong language capabilities. Unlike transformer-based models, these architectures encode all contextual information into a fixed-size state, leading to great inference efficiency. However, this approach can cause information interference, where different token data conflicts, resulting in performance degradation and incoherent outputs beyond a certain context length. To prevent this, most RNNs incorporate mechanisms designed to "forget" earlier tokens. In this paper, we reveal that Mamba-based models struggle to effectively forget earlier tokens even with built-in forgetting mechanisms. We demonstrate that this issue stems from training on contexts that are too short for the state size, enabling the model to perform well without needing to learn how to forget. Then, we show that the minimum training length required for the model to learn forgetting scales linearly with the state size, and the maximum context length for accurate retrieval of a 5-digit passkey scales exponentially with the state size, indicating that the model retains some information beyond the point where forgetting begins. These findings highlight a critical limitation in current RNN architectures and provide valuable insights for improving long-context modeling. Our work suggests that future RNN designs must account for the interplay between state size, training length, and forgetting mechanisms to achieve robust performance in long-context tasks.

preprint2026arXiv

TRIP-Evaluate: An Open Multimodal Benchmark for Evaluating Large Models in Transportation

Large language models (LLMs) and multimodal large models (MLLMs) are increasingly used for transportation tasks such as regulation question answering, traffic management support, engineering review, and autonomous-driving scene reasoning. Yet transportation workflows are rule-intensive, computation-intensive, safety-critical, and inherently multimodal. Existing general benchmarks provide limited evidence of whether a model can apply regulations correctly, perform verifiable engineering calculations, or interpret traffic scenes reliably, while the small number of public transportation benchmarks remain narrow in scope and rarely support fine-grained diagnosis across text, images, and point-cloud data. To address this gap, we present TRIP-Evaluate, an open multimodal benchmark for large models in transportation. The benchmark organizes 837 items using a role-task-knowledge taxonomy that covers vehicle, traffic-management, traveler, and planning-and-design functions. Each item is annotated with capability, modality, and difficulty labels, enabling diagnosis from overall accuracy down to specific failure modes. The current release includes 596 text items, 198 image items, and 43 point-cloud items. TRIP-Evaluate also standardizes item construction, quality control, prompting, decoding, and scoring to improve cross-model comparability. Results on a diverse panel of models show that text-based performance is improving, but substantial weaknesses remain in multi-step engineering calculation, rule-constrained reasoning, multimodal scene understanding, and point-cloud understanding. Overall, TRIP-Evaluate provides a reproducible, diagnosable, and engineering-aligned evaluation baseline for model selection, regression testing, and safer deployment in transportation applications.

preprint2026arXiv

UltraEval-Audio: A Unified Framework for Comprehensive Evaluation of Audio Foundation Models

The development of audio foundation models has accelerated rapidly since the emergence of GPT-4o. However, the lack of comprehensive evaluation has become a critical bottleneck for further progress in the field, particularly in audio generation. Current audio evaluation faces three major challenges: (1) audio evaluation lacks a unified framework, with datasets and code scattered across various sources, hindering fair and efficient cross-model comparison;(2) audio codecs, as a key component of audio foundation models, lack a widely accepted and holistic evaluation methodology; (3) existing speech benchmarks are heavily reliant on English, making it challenging to objectively assess models' performance on Chinese. To address the first issue, we introduce UltraEval-Audio, a unified evaluation framework for audio foundation models, specifically designed for both audio understanding and generation tasks. UltraEval-Audio features a modular architecture, supporting 10 languages and 14 core task categories, while seamlessly integrating 24 mainstream models and 36 authoritative benchmarks. To enhance research efficiency, the framework provides a one-command evaluation feature, accompanied by real-time public leaderboards. For the second challenge, UltraEval-Audio adopts a novel comprehensive evaluation scheme for audio codecs, evaluating performance across three key dimensions: semantic accuracy, timbre fidelity, and acoustic quality. To address the third issue, we propose two new Chinese benchmarks, SpeechCMMLU and SpeechHSK, designed to assess Chinese knowledge proficiency and language fluency. We wish that UltraEval-Audio will provide both academia and industry with a transparent, efficient, and fair platform for comparison of audio models. Our code, benchmarks, and leaderboards are available at https://github.com/OpenBMB/UltraEval-Audio.

preprint2024arXiv

Exploring Format Consistency for Instruction Tuning

Instruction tuning has emerged as a promising approach to enhancing large language models in following human instructions. It is shown that increasing the diversity and number of instructions in the training data can consistently enhance generalization performance, which facilitates a recent endeavor to collect various instructions and integrate existing instruction tuning datasets into larger collections. However, different users have their unique ways of expressing instructions, and there often exist variations across different datasets in the instruction styles and formats, i.e., format inconsistency. In this work, we propose a framework named Unified Instruction Tuning (UIT), which calls OpenAI APIs for automatic format transfer among different instruction tuning datasets such as PromptSource, FLAN and CrossFit. With the framework, we (1) demonstrate the necessity of maintaining format consistency in instruction tuning; (2) improve the generalization performance on unseen instructions on T5-LM-xl; (3) provide a novel perplexity-based denoising method to reduce the noise of automatic format transfer to make the UIT framework more practical and a smaller offline model based on GPT-J that achieves comparable format transfer capability to OpenAI APIs to reduce costs in practice. Further analysis regarding variations of targeted formats and other effects is intended.

preprint2022arXiv

A Roadmap for Big Model

With the rapid development of deep learning, training Big Models (BMs) for multiple downstream tasks becomes a popular paradigm. Researchers have achieved various outcomes in the construction of BMs and the BM application in many fields. At present, there is a lack of research work that sorts out the overall progress of BMs and guides the follow-up research. In this paper, we cover not only the BM technologies themselves but also the prerequisites for BM training and applications with BMs, dividing the BM review into four parts: Resource, Models, Key Technologies and Application. We introduce 16 specific BM-related topics in those four parts, they are Data, Knowledge, Computing System, Parallel Training System, Language Model, Vision Model, Multi-modal Model, Theory&Interpretability, Commonsense Reasoning, Reliability&Security, Governance, Evaluation, Machine Translation, Text Generation, Dialogue and Protein Research. In each topic, we summarize clearly the current studies and propose some future research directions. At the end of this paper, we conclude the further development of BMs in a more general view.

preprint2022arXiv

A Simple but Effective Pluggable Entity Lookup Table for Pre-trained Language Models

Pre-trained language models (PLMs) cannot well recall rich factual knowledge of entities exhibited in large-scale corpora, especially those rare entities. In this paper, we propose to build a simple but effective Pluggable Entity Lookup Table (PELT) on demand by aggregating the entity's output representations of multiple occurrences in the corpora. PELT can be compatibly plugged as inputs to infuse supplemental entity knowledge into PLMs. Compared to previous knowledge-enhanced PLMs, PELT only requires 0.2%-5% pre-computation with capability of acquiring knowledge from out-of-domain corpora for domain adaptation scenario. The experiments on knowledge-related tasks demonstrate that our method, PELT, can flexibly and effectively transfer entity knowledge from related corpora into PLMs with different architectures.

preprint2022arXiv

A Unified Understanding of Deep NLP Models for Text Classification

The rapid development of deep natural language processing (NLP) models for text classification has led to an urgent need for a unified understanding of these models proposed individually. Existing methods cannot meet the need for understanding different models in one framework due to the lack of a unified measure for explaining both low-level (e.g., words) and high-level (e.g., phrases) features. We have developed a visual analysis tool, DeepNLPVis, to enable a unified understanding of NLP models for text classification. The key idea is a mutual information-based measure, which provides quantitative explanations on how each layer of a model maintains the information of input words in a sample. We model the intra- and inter-word information at each layer measuring the importance of a word to the final prediction as well as the relationships between words, such as the formation of phrases. A multi-level visualization, which consists of a corpus-level, a sample-level, and a word-level visualization, supports the analysis from the overall training set to individual samples. Two case studies on classification tasks and comparison between models demonstrate that DeepNLPVis can help users effectively identify potential problems caused by samples and model architectures and then make informed improvements.

preprint2022arXiv

CPT: Colorful Prompt Tuning for Pre-trained Vision-Language Models

Pre-Trained Vision-Language Models (VL-PTMs) have shown promising capabilities in grounding natural language in image data, facilitating a broad variety of cross-modal tasks. However, we note that there exists a significant gap between the objective forms of model pre-training and fine-tuning, resulting in a need for large amounts of labeled data to stimulate the visual grounding capability of VL-PTMs for downstream tasks. To address the challenge, we present Cross-modal Prompt Tuning (CPT, alternatively, Colorful Prompt Tuning), a novel paradigm for tuning VL-PTMs, which reformulates visual grounding into a fill-in-the-blank problem with color-based co-referential markers in image and text, maximally mitigating the gap. In this way, CPT enables strong few-shot and even zero-shot visual grounding capabilities of VL-PTMs. Comprehensive experimental results show that the prompt-tuned VL-PTMs outperform their fine-tuned counterparts by a large margin (e.g., 17.3% absolute accuracy improvement, and 73.8% relative standard deviation reduction on average with one shot in RefCOCO evaluation). We make the data and code for this paper publicly available at https://github.com/thunlp/CPT.

preprint2022arXiv

Delta Tuning: A Comprehensive Study of Parameter Efficient Methods for Pre-trained Language Models

Despite the success, the process of fine-tuning large-scale PLMs brings prohibitive adaptation costs. In fact, fine-tuning all the parameters of a colossal model and retaining separate instances for different tasks are practically infeasible. This necessitates a new branch of research focusing on the parameter-efficient adaptation of PLMs, dubbed as delta tuning in this paper. In contrast with the standard fine-tuning, delta tuning only fine-tunes a small portion of the model parameters while keeping the rest untouched, largely reducing both the computation and storage costs. Recent studies have demonstrated that a series of delta tuning methods with distinct tuned parameter selection could achieve performance on a par with full-parameter fine-tuning, suggesting a new promising way of stimulating large-scale PLMs. In this paper, we first formally describe the problem of delta tuning and then comprehensively review recent delta tuning approaches. We also propose a unified categorization criterion that divide existing delta tuning methods into three groups: addition-based, specification-based, and reparameterization-based methods. Though initially proposed as an efficient method to steer large models, we believe that some of the fascinating evidence discovered along with delta tuning could help further reveal the mechanisms of PLMs and even deep neural networks. To this end, we discuss the theoretical principles underlying the effectiveness of delta tuning and propose frameworks to interpret delta tuning from the perspective of optimization and optimal control, respectively. Furthermore, we provide a holistic empirical study of representative methods, where results on over 100 NLP tasks demonstrate a comprehensive performance comparison of different approaches. The experimental results also cover the analysis of combinatorial, scaling and transferable properties of delta tuning.

preprint2022arXiv

Effective Few-Shot Named Entity Linking by Meta-Learning

Entity linking aims to link ambiguous mentions to their corresponding entities in a knowledge base, which is significant and fundamental for various downstream applications, e.g., knowledge base completion, question answering, and information extraction. While great efforts have been devoted to this task, most of these studies follow the assumption that large-scale labeled data is available. However, when the labeled data is insufficient for specific domains due to labor-intensive annotation work, the performance of existing algorithms will suffer an intolerable decline. In this paper, we endeavor to solve the problem of few-shot entity linking, which only requires a minimal amount of in-domain labeled data and is more practical in real situations. Specifically, we firstly propose a novel weak supervision strategy to generate non-trivial synthetic entity-mention pairs based on mention rewriting. Since the quality of the synthetic data has a critical impact on effective model training, we further design a meta-learning mechanism to assign different weights to each synthetic entity-mention pair automatically. Through this way, we can profoundly exploit rich and precious semantic information to derive a well-trained entity linking model under the few-shot setting. The experiments on real-world datasets show that the proposed method can extensively improve the state-of-the-art few-shot entity linking model and achieve impressive performance when only a small amount of labeled data is available. Moreover, we also demonstrate the outstanding ability of the model's transferability.

preprint2022arXiv

ELLE: Efficient Lifelong Pre-training for Emerging Data

Current pre-trained language models (PLM) are typically trained with static data, ignoring that in real-world scenarios, streaming data of various sources may continuously grow. This requires PLMs to integrate the information from all the sources in a lifelong manner. Although this goal could be achieved by exhaustive pre-training on all the existing data, such a process is known to be computationally expensive. To this end, we propose ELLE, aiming at efficient lifelong pre-training for emerging data. Specifically, ELLE consists of (1) function preserved model expansion, which flexibly expands an existing PLM's width and depth to improve the efficiency of knowledge acquisition; and (2) pre-trained domain prompts, which disentangle the versatile knowledge learned during pre-training and stimulate the proper knowledge for downstream tasks. We experiment ELLE with streaming data from 5 domains on BERT and GPT. The results show the superiority of ELLE over various lifelong learning baselines in both pre-training efficiency and downstream performances. The codes are publicly available at https://github.com/thunlp/ELLE.

preprint2022arXiv

Evaluating Modules in Graph Contrastive Learning

The recent emergence of contrastive learning approaches facilitates the application on graph representation learning (GRL), introducing graph contrastive learning (GCL) into the literature. These methods contrast semantically similar and dissimilar sample pairs to encode the semantics into node or graph embeddings. However, most existing works only performed \textbf{model-level} evaluation, and did not explore the combination space of modules for more comprehensive and systematic studies. For effective \textbf{module-level} evaluation, we propose a framework that decomposes GCL models into four modules: (1) a \textbf{sampler} to generate anchor, positive and negative data samples (nodes or graphs); (2) an \textbf{encoder} and a \textbf{readout} function to get sample embeddings; (3) a \textbf{discriminator} to score each sample pair (anchor-positive and anchor-negative); and (4) an \textbf{estimator} to define the loss function. Based on this framework, we conduct controlled experiments over a wide range of architectural designs and hyperparameter settings on node and graph classification tasks. Specifically, we manage to quantify the impact of a single module, investigate the interaction between modules, and compare the overall performance with current model architectures. Our key findings include a set of module-level guidelines for GCL, e.g., simple samplers from LINE and DeepWalk are strong and robust; an MLP encoder associated with Sum readout could achieve competitive performance on graph classification. Finally, we release our implementations and results as OpenGCL, a modularized toolkit that allows convenient reproduction, standard model and module evaluation, and easy extension. OpenGCL is available at \url{https://github.com/thunlp/OpenGCL}.

preprint2022arXiv

Exploring the Universal Vulnerability of Prompt-based Learning Paradigm

Prompt-based learning paradigm bridges the gap between pre-training and fine-tuning, and works effectively under the few-shot setting. However, we find that this learning paradigm inherits the vulnerability from the pre-training stage, where model predictions can be misled by inserting certain triggers into the text. In this paper, we explore this universal vulnerability by either injecting backdoor triggers or searching for adversarial triggers on pre-trained language models using only plain text. In both scenarios, we demonstrate that our triggers can totally control or severely decrease the performance of prompt-based models fine-tuned on arbitrary downstream tasks, reflecting the universal vulnerability of the prompt-based learning paradigm. Further experiments show that adversarial triggers have good transferability among language models. We also find conventional fine-tuning models are not vulnerable to adversarial triggers constructed from pre-trained language models. We conclude by proposing a potential solution to mitigate our attack methods. Code and data are publicly available at https://github.com/leix28/prompt-universal-vulnerability

preprint2022arXiv

Fine-Grained Scene Graph Generation with Data Transfer

Scene graph generation (SGG) is designed to extract (subject, predicate, object) triplets in images. Recent works have made a steady progress on SGG, and provide useful tools for high-level vision and language understanding. However, due to the data distribution problems including long-tail distribution and semantic ambiguity, the predictions of current SGG models tend to collapse to several frequent but uninformative predicates (e.g., on, at), which limits practical application of these models in downstream tasks. To deal with the problems above, we propose a novel Internal and External Data Transfer (IETrans) method, which can be applied in a plug-and-play fashion and expanded to large SGG with 1,807 predicate classes. Our IETrans tries to relieve the data distribution problem by automatically creating an enhanced dataset that provides more sufficient and coherent annotations for all predicates. By training on the enhanced dataset, a Neural Motif model doubles the macro performance while maintaining competitive micro performance. The code and data are publicly available at https://github.com/waxnkw/IETrans-SGG.pytorch.

preprint2022arXiv

Fully Hyperbolic Neural Networks

Hyperbolic neural networks have shown great potential for modeling complex data. However, existing hyperbolic networks are not completely hyperbolic, as they encode features in a hyperbolic space yet formalize most of their operations in the tangent space (a Euclidean subspace) at the origin of the hyperbolic space. This hybrid method greatly limits the modeling ability of networks. In this paper, we propose a fully hyperbolic framework to build hyperbolic networks based on the Lorentz model by adapting the Lorentz transformations (including boost and rotation) to formalize essential operations of neural networks. Moreover, we also prove that linear transformation in tangent spaces used by existing hyperbolic networks is a relaxation of the Lorentz rotation and does not include the boost, implicitly limiting the capabilities of existing hyperbolic networks. The experimental results on four NLP tasks show that our method has better performance for building both shallow and deep networks. Our code will be released to facilitate follow-up research.

preprint2022arXiv

Improving Task Generalization via Unified Schema Prompt

Task generalization has been a long standing challenge in Natural Language Processing (NLP). Recent research attempts to improve the task generalization ability of pre-trained language models by mapping NLP tasks into human-readable prompted forms. However, these approaches require laborious and inflexible manual collection of prompts, and different prompts on the same downstream task may receive unstable performance. We propose Unified Schema Prompt, a flexible and extensible prompting method, which automatically customizes the learnable prompts for each task according to the task input schema. It models the shared knowledge between tasks, while keeping the characteristics of different task schema, and thus enhances task generalization ability. The schema prompt takes the explicit data structure of each task to formulate prompts so that little human effort is involved. To test the task generalization ability of schema prompt at scale, we conduct schema prompt-based multitask pre-training on a wide variety of general NLP tasks. The framework achieves strong zero-shot and few-shot generalization performance on 16 unseen downstream tasks from 8 task types (e.g., QA, NLI, etc). Furthermore, comprehensive analyses demonstrate the effectiveness of each component in the schema prompt, its flexibility in task compositionality, and its ability to improve performance under a full-data fine-tuning setting.

preprint2022arXiv

Knowledge Inheritance for Pre-trained Language Models

Recent explorations of large-scale pre-trained language models (PLMs) have revealed the power of PLMs with huge amounts of parameters, setting off a wave of training ever-larger PLMs. However, it requires tremendous computational resources to train a large-scale PLM, which may be practically unaffordable. In addition, existing large-scale PLMs are mainly trained from scratch individually, ignoring that many well-trained PLMs are available. To this end, we explore the question how could existing PLMs benefit training large-scale PLMs in future. Specifically, we introduce a pre-training framework named "knowledge inheritance" (KI) and explore how could knowledge distillation serve as auxiliary supervision during pre-training to efficiently learn larger PLMs. Experimental results demonstrate the superiority of KI in training efficiency. We also conduct empirical analyses to explore the effects of teacher PLMs' pre-training settings, including model architecture, pre-training data, etc. Finally, we show that KI could be applied to domain adaptation and knowledge transfer.

preprint2022arXiv

Knowledgeable Prompt-tuning: Incorporating Knowledge into Prompt Verbalizer for Text Classification

Tuning pre-trained language models (PLMs) with task-specific prompts has been a promising approach for text classification. Particularly, previous studies suggest that prompt-tuning has remarkable superiority in the low-data scenario over the generic fine-tuning methods with extra classifiers. The core idea of prompt-tuning is to insert text pieces, i.e., template, to the input and transform a classification problem into a masked language modeling problem, where a crucial step is to construct a projection, i.e., verbalizer, between a label space and a label word space. A verbalizer is usually handcrafted or searched by gradient descent, which may lack coverage and bring considerable bias and high variances to the results. In this work, we focus on incorporating external knowledge into the verbalizer, forming a knowledgeable prompt-tuning (KPT), to improve and stabilize prompt-tuning. Specifically, we expand the label word space of the verbalizer using external knowledge bases (KBs) and refine the expanded label word space with the PLM itself before predicting with the expanded label word space. Extensive experiments on zero and few-shot text classification tasks demonstrate the effectiveness of knowledgeable prompt-tuning.

preprint2022arXiv

LEVEN: A Large-Scale Chinese Legal Event Detection Dataset

Recognizing facts is the most fundamental step in making judgments, hence detecting events in the legal documents is important to legal case analysis tasks. However, existing Legal Event Detection (LED) datasets only concern incomprehensive event types and have limited annotated data, which restricts the development of LED methods and their downstream applications. To alleviate these issues, we present LEVEN a large-scale Chinese LEgal eVENt detection dataset, with 8,116 legal documents and 150,977 human-annotated event mentions in 108 event types. Not only charge-related events, LEVEN also covers general events, which are critical for legal case understanding but neglected in existing LED datasets. To our knowledge, LEVEN is the largest LED dataset and has dozens of times the data scale of others, which shall significantly promote the training and evaluation of LED methods. The results of extensive experiments indicate that LED is challenging and needs further effort. Moreover, we simply utilize legal events as side information to promote downstream applications. The method achieves improvements of average 2.2 points precision in low-resource judgment prediction, and 1.5 points mean average precision in unsupervised case retrieval, which suggests the fundamentality of LED. The source code and dataset can be obtained from https://github.com/thunlp/LEVEN.

preprint2022arXiv

MoEfication: Transformer Feed-forward Layers are Mixtures of Experts

Recent work has shown that feed-forward networks (FFNs) in pre-trained Transformers are a key component, storing various linguistic and factual knowledge. However, the computational patterns of FFNs are still unclear. In this work, we study the computational patterns of FFNs and observe that most inputs only activate a tiny ratio of neurons of FFNs. This phenomenon is similar to the sparsity of the human brain, which drives research on functional partitions of the human brain. To verify whether functional partitions also emerge in FFNs, we propose to convert a model into its MoE version with the same parameters, namely MoEfication. Specifically, MoEfication consists of two phases: (1) splitting the parameters of FFNs into multiple functional partitions as experts, and (2) building expert routers to decide which experts will be used for each input. Experimental results show that MoEfication can conditionally use 10% to 30% of FFN parameters while maintaining over 95% original performance for different models on various downstream tasks. Besides, MoEfication brings two advantages: (1) it significantly reduces the FLOPS of inference, i.e., 2x speedup with 25% of FFN parameters, and (2) it provides a fine-grained perspective to study the inner mechanism of FFNs. The source code of this paper can be obtained from https://github.com/thunlp/MoEfication.

preprint2022arXiv

P^3 Ranker: Mitigating the Gaps between Pre-training and Ranking Fine-tuning with Prompt-based Learning and Pre-finetuning

Compared to other language tasks, applying pre-trained language models (PLMs) for search ranking often requires more nuances and training signals. In this paper, we identify and study the two mismatches between pre-training and ranking fine-tuning: the training schema gap regarding the differences in training objectives and model architectures, and the task knowledge gap considering the discrepancy between the knowledge needed in ranking and that learned during pre-training. To mitigate these gaps, we propose Pre-trained, Prompt-learned and Pre-finetuned Neural Ranker (P^3 Ranker). P^3 Ranker leverages prompt-based learning to convert the ranking task into a pre-training like schema and uses pre-finetuning to initialize the model on intermediate supervised tasks. Experiments on MS MARCO and Robust04 show the superior performances of P^3 Ranker in few-shot ranking. Analyses reveal that P^3 Ranker is able to better accustom to the ranking task through prompt-based learning and retrieve necessary ranking-oriented knowledge gleaned in pre-finetuning, resulting in data-efficient PLM adaptation. Our code is available at https://github.com/NEUIR/P3Ranker.

preprint2022arXiv

PPT: Pre-trained Prompt Tuning for Few-shot Learning

Prompts for pre-trained language models (PLMs) have shown remarkable performance by bridging the gap between pre-training tasks and various downstream tasks. Among these methods, prompt tuning, which freezes PLMs and only tunes soft prompts, provides an efficient and effective solution for adapting large-scale PLMs to downstream tasks. However, prompt tuning is yet to be fully explored. In our pilot experiments, we find that prompt tuning performs comparably with conventional full-model fine-tuning when downstream data are sufficient, whereas it performs much worse under few-shot learning settings, which may hinder the application of prompt tuning in practice. We attribute this low performance to the manner of initializing soft prompts. Therefore, in this work, we propose to pre-train prompts by adding soft prompts into the pre-training stage to obtain a better initialization. We name this Pre-trained Prompt Tuning framework "PPT". To ensure the generalization of PPT, we formulate similar classification tasks into a unified task form and pre-train soft prompts for this unified task. Extensive experiments show that tuning pre-trained prompts for downstream tasks can reach or even outperform full-model fine-tuning under both full-data and few-shot settings. Our approach is effective and efficient for using large-scale PLMs in practice.

preprint2022arXiv

Pristine graphene as a catalyst in reactions with organics containing C=O bonds

Pristine graphene is thought lack of catalytic activity up to date, although using graphene-plus-heteroatom materials as catalysts has become a subject of intensive research because it can be metal saving, eco-friendly and ultimately sustainable. Here we report observations of catalytic reactions of high-quality, clean, pristine graphene when immersed into organics containing C=O bonds, like acetone, acetic acid and acetaldehyde. The C=O bonds were found to break and form polymers including polyethers. The reaction rate is highly temperature dependent. The reaction products mainly physically adsorb on graphene and do not cause increase of defect density in graphene, hence graphene retains its intrinsic properties. This new catalysis shall not only find practical importance but also deepen our understanding on the role of graphene in all graphene based catalysis.

preprint2022arXiv

Program Transfer for Answering Complex Questions over Knowledge Bases

Program induction for answering complex questions over knowledge bases (KBs) aims to decompose a question into a multi-step program, whose execution against the KB produces the final answer. Learning to induce programs relies on a large number of parallel question-program pairs for the given KB. However, for most KBs, the gold program annotations are usually lacking, making learning difficult. In this paper, we propose the approach of program transfer, which aims to leverage the valuable program annotations on the rich-resourced KBs as external supervision signals to aid program induction for the low-resourced KBs that lack program annotations. For program transfer, we design a novel two-stage parsing framework with an efficient ontology-guided pruning strategy. First, a sketch parser translates the question into a high-level program sketch, which is the composition of functions. Second, given the question and sketch, an argument parser searches the detailed arguments from the KB for functions. During the searching, we incorporate the KB ontology to prune the search space. The experiments on ComplexWebQuestions and WebQuestionSP show that our method outperforms SOTA methods significantly, demonstrating the effectiveness of program transfer and our framework. Our codes and datasets can be obtained from https://github.com/THU-KEG/ProgramTransfer.

preprint2022arXiv

Prompt Tuning for Discriminative Pre-trained Language Models

Recent works have shown promising results of prompt tuning in stimulating pre-trained language models (PLMs) for natural language processing (NLP) tasks. However, to the best of our knowledge, existing works focus on prompt-tuning generative PLMs that are pre-trained to generate target tokens, such as BERT. It is still unknown whether and how discriminative PLMs, e.g., ELECTRA, can be effectively prompt-tuned. In this work, we present DPT, the first prompt tuning framework for discriminative PLMs, which reformulates NLP tasks into a discriminative language modeling problem. Comprehensive experiments on text classification and question answering show that, compared with vanilla fine-tuning, DPT achieves significantly higher performance, and also prevents the unstable problem in tuning large PLMs in both full-set and low-resource settings. The source code and experiment details of this paper can be obtained from https://github.com/thunlp/DPT.

preprint2022arXiv

Prototypical Verbalizer for Prompt-based Few-shot Tuning

Prompt-based tuning for pre-trained language models (PLMs) has shown its effectiveness in few-shot learning. Typically, prompt-based tuning wraps the input text into a cloze question. To make predictions, the model maps the output words to labels via a verbalizer, which is either manually designed or automatically built. However, manual verbalizers heavily depend on domain-specific prior knowledge and human efforts, while finding appropriate label words automatically still remains challenging.In this work, we propose the prototypical verbalizer (ProtoVerb) which is built directly from training data. Specifically, ProtoVerb learns prototype vectors as verbalizers by contrastive learning. In this way, the prototypes summarize training instances and are able to enclose rich class-level semantics. We conduct experiments on both topic classification and entity typing tasks, and the results demonstrate that ProtoVerb significantly outperforms current automatic verbalizers, especially when training data is extremely scarce. More surprisingly, ProtoVerb consistently boosts prompt-based tuning even on untuned PLMs, indicating an elegant non-tuning way to utilize PLMs. Our codes are avaliable at https://github.com/thunlp/OpenPrompt.

preprint2022arXiv

QuoteR: A Benchmark of Quote Recommendation for Writing

It is very common to use quotations (quotes) to make our writings more elegant or convincing. To help people find appropriate quotes efficiently, the task of quote recommendation is presented, aiming to recommend quotes that fit the current context of writing. There have been various quote recommendation approaches, but they are evaluated on different unpublished datasets. To facilitate the research on this task, we build a large and fully open quote recommendation dataset called QuoteR, which comprises three parts including English, standard Chinese and classical Chinese. Any part of it is larger than previous unpublished counterparts. We conduct an extensive evaluation of existing quote recommendation methods on QuoteR. Furthermore, we propose a new quote recommendation model that significantly outperforms previous methods on all three parts of QuoteR. All the code and data of this paper are available at https://github.com/thunlp/QuoteR.

preprint2022arXiv

Sememe Prediction for BabelNet Synsets using Multilingual and Multimodal Information

In linguistics, a sememe is defined as the minimum semantic unit of languages. Sememe knowledge bases (KBs), which are built by manually annotating words with sememes, have been successfully applied to various NLP tasks. However, existing sememe KBs only cover a few languages, which hinders the wide utilization of sememes. To address this issue, the task of sememe prediction for BabelNet synsets (SPBS) is presented, aiming to build a multilingual sememe KB based on BabelNet, a multilingual encyclopedia dictionary. By automatically predicting sememes for a BabelNet synset, the words in many languages in the synset would obtain sememe annotations simultaneously. However, previous SPBS methods have not taken full advantage of the abundant information in BabelNet. In this paper, we utilize the multilingual synonyms, multilingual glosses and images in BabelNet for SPBS. We design a multimodal information fusion model to encode and combine this information for sememe prediction. Experimental results show the substantial outperformance of our model over previous methods (about 10 MAP and F1 scores). All the code and data of this paper can be obtained at https://github.com/thunlp/MSGI.

preprint2022arXiv

Sparse Structure Search for Parameter-Efficient Tuning

Adapting large pre-trained models (PTMs) through fine-tuning imposes prohibitive computational and storage burdens. Recent studies of parameter-efficient tuning (PET) find that only optimizing a small portion of parameters conditioned on PTMs could yield on-par performance compared to conventional fine-tuning. Generally, PET methods exquisitely design parameter-efficient modules (PET modules) which could be applied to arbitrary fine-grained positions inside PTMs. However, the effectiveness of these fine-grained positions largely relies on sophisticated manual designation, thereby usually producing sub-optimal results. In contrast to the manual designation, we explore constructing PET modules in an automatic manner. We automatically \textbf{S}earch for the \textbf{S}parse \textbf{S}tructure of \textbf{P}arameter-\textbf{E}fficient \textbf{T}uning (S$^3$PET). Based on a unified framework of various PET methods, S$^3$PET conducts the differentiable PET structure search through bi-level optimization and proposes shifted global sigmoid method to explicitly control the number of trainable parameters. Extensive experiments show that S$^3$PET surpasses manual and random structures with less trainable parameters. The searched structures preserve more than 99\% fine-tuning performance with 0.01\% trainable parameters. Moreover, the advantage of S$^3$PET is amplified with extremely low trainable parameters budgets (0.0009\%$\sim$0.01\%). The searched structures are transferable and explainable, providing suggestions and guidance for the future design of PET methods.

preprint2022arXiv

Training Free Graph Neural Networks for Graph Matching

We present a framework of Training Free Graph Matching (TFGM) to boost the performance of Graph Neural Networks (GNNs) based graph matching, providing a fast promising solution without training (training-free). TFGM provides four widely applicable principles for designing training-free GNNs and is generalizable to supervised, semi-supervised, and unsupervised graph matching. The keys are to handcraft the matching priors, which used to be learned by training, into GNN's architecture and discard the components inessential under the training-free setting. Further analysis shows that TFGM is a linear relaxation to the quadratic assignment formulation of graph matching and generalizes TFGM to a broad set of GNNs. Extensive experiments show that GNNs with TFGM achieve comparable (if not better) performances to their fully trained counterparts, and demonstrate TFGM's superiority in the unsupervised setting. Our code is available at https://github.com/acharkq/Training-Free-Graph-Matching.

preprint2022arXiv

Video as Conditional Graph Hierarchy for Multi-Granular Question Answering

Video question answering requires the models to understand and reason about both the complex video and language data to correctly derive the answers. Existing efforts have been focused on designing sophisticated cross-modal interactions to fuse the information from two modalities, while encoding the video and question holistically as frame and word sequences. Despite their success, these methods are essentially revolving around the sequential nature of video- and question-contents, providing little insight to the problem of question-answering and lacking interpretability as well. In this work, we argue that while video is presented in frame sequence, the visual elements (e.g., objects, actions, activities and events) are not sequential but rather hierarchical in semantic space. To align with the multi-granular essence of linguistic concepts in language queries, we propose to model video as a conditional graph hierarchy which weaves together visual facts of different granularity in a level-wise manner, with the guidance of corresponding textual cues. Despite the simplicity, our extensive experiments demonstrate the superiority of such conditional hierarchical graph architecture, with clear performance improvements over prior methods and also better generalization across different type of questions. Further analyses also demonstrate the model's reliability as it shows meaningful visual-textual evidences for the predicted answers.

preprint2021arXiv

Exploring and Evaluating Attributes, Values, and Structures for Entity Alignment

Entity alignment (EA) aims at building a unified Knowledge Graph (KG) of rich content by linking the equivalent entities from various KGs. GNN-based EA methods present promising performances by modeling the KG structure defined by relation triples. However, attribute triples can also provide crucial alignment signal but have not been well explored yet. In this paper, we propose to utilize an attributed value encoder and partition the KG into subgraphs to model the various types of attribute triples efficiently. Besides, the performances of current EA methods are overestimated because of the name-bias of existing EA datasets. To make an objective evaluation, we propose a hard experimental setting where we select equivalent entity pairs with very different names as the test set. Under both the regular and hard settings, our method achieves significant improvements ($5.10\%$ on average Hits@$1$ in DBP$15$k) over $12$ baselines in cross-lingual and monolingual datasets. Ablation studies on different subgraphs and a case study about attribute types further demonstrate the effectiveness of our method. Source code and data can be found at https://github.com/thunlp/explore-and-evaluate.

preprint2021arXiv

UPRec: User-Aware Pre-training for Recommender Systems

Existing sequential recommendation methods rely on large amounts of training data and usually suffer from the data sparsity problem. To tackle this, the pre-training mechanism has been widely adopted, which attempts to leverage large-scale data to perform self-supervised learning and transfer the pre-trained parameters to downstream tasks. However, previous pre-trained models for recommendation focus on leverage universal sequence patterns from user behaviour sequences and item information, whereas ignore capturing personalized interests with the heterogeneous user information, which has been shown effective in contributing to personalized recommendation. In this paper, we propose a method to enhance pre-trained models with heterogeneous user information, called User-aware Pre-training for Recommendation (UPRec). Specifically, UPRec leverages the user attributes andstructured social graphs to construct self-supervised objectives in the pre-training stage and proposes two user-aware pre-training tasks. Comprehensive experimental results on several real-world large-scale recommendation datasets demonstrate that UPRec can effectively integrate user information into pre-trained models and thus provide more appropriate recommendations for users.

preprint2020arXiv

A Smoothed Analysis of Online Lasso for the Sparse Linear Contextual Bandit Problem

We investigate the sparse linear contextual bandit problem where the parameter $θ$ is sparse. To relieve the sampling inefficiency, we utilize the "perturbed adversary" where the context is generated adversarilly but with small random non-adaptive perturbations. We prove that the simple online Lasso supports sparse linear contextual bandit with regret bound $\mathcal{O}(\sqrt{kT\log d})$ even when $d \gg T$ where $k$ and $d$ are the number of effective and ambient dimension, respectively. Compared to the recent work from Sivakumar et al. (2020), our analysis does not rely on the precondition processing, adaptive perturbation (the adaptive perturbation violates the i.i.d perturbation setting) or truncation on the error set. Moreover, the special structures in our results explicitly characterize how the perturbation affects exploration length, guide the design of perturbation together with the fundamental performance limit of perturbation method. Numerical experiments are provided to complement the theoretical analysis.

preprint2020arXiv

Adaptive Graph Encoder for Attributed Graph Embedding

Attributed graph embedding, which learns vector representations from graph topology and node features, is a challenging task for graph analysis. Recently, methods based on graph convolutional networks (GCNs) have made great progress on this task. However,existing GCN-based methods have three major drawbacks. Firstly,our experiments indicate that the entanglement of graph convolutional filters and weight matrices will harm both the performance and robustness. Secondly, we show that graph convolutional filters in these methods reveal to be special cases of generalized Laplacian smoothing filters, but they do not preserve optimal low-pass characteristics. Finally, the training objectives of existing algorithms are usually recovering the adjacency matrix or feature matrix, which are not always consistent with real-world applications. To address these issues, we propose Adaptive Graph Encoder (AGE), a novel attributed graph embedding framework. AGE consists of two modules: (1) To better alleviate the high-frequency noises in the node features, AGE first applies a carefully-designed Laplacian smoothing filter. (2) AGE employs an adaptive encoder that iteratively strengthens the filtered features for better node embeddings. We conduct experiments using four public benchmark datasets to validate AGE on node clustering and link prediction tasks. Experimental results show that AGE consistently outperforms state-of-the-art graph embedding methods considerably on these tasks.

preprint2020arXiv

Country Image in COVID-19 Pandemic: A Case Study of China

Country image has a profound influence on international relations and economic development. In the worldwide outbreak of COVID-19, countries and their people display different reactions, resulting in diverse perceived images among foreign public. Therefore, in this study, we take China as a specific and typical case and investigate its image with aspect-based sentiment analysis on a large-scale Twitter dataset. To our knowledge, this is the first study to explore country image in such a fine-grained way. To perform the analysis, we first build a manually-labeled Twitter dataset with aspect-level sentiment annotations. Afterward, we conduct the aspect-based sentiment analysis with BERT to explore the image of China. We discover an overall sentiment change from non-negative to negative in the general public, and explain it with the increasing mentions of negative ideology-related aspects and decreasing mentions of non-negative fact-based aspects. Further investigations into different groups of Twitter users, including U.S. Congress members, English media, and social bots, reveal different patterns in their attitudes toward China. This study provides a deeper understanding of the changing image of China in COVID-19 pandemic. Our research also demonstrates how aspect-based sentiment analysis can be applied in social science researches to deliver valuable insights.

preprint2020arXiv

Expertise Style Transfer: A New Task Towards Better Communication between Experts and Laymen

The curse of knowledge can impede communication between experts and laymen. We propose a new task of expertise style transfer and contribute a manually annotated dataset with the goal of alleviating such cognitive biases. Solving this task not only simplifies the professional language, but also improves the accuracy and expertise level of laymen descriptions using simple words. This is a challenging task, unaddressed in previous work, as it requires the models to have expert intelligence in order to modify text with a deep understanding of domain knowledge and structures. We establish the benchmark performance of five state-of-the-art models for style transfer and text simplification. The results demonstrate a significant gap between machine and human performance. We also discuss the challenges of automatic evaluation, to provide insights into future research directions. The dataset is publicly available at https://srhthu.github.io/expertise-style-transfer.

preprint2020arXiv

Few-Shot Generative Conversational Query Rewriting

Conversational query rewriting aims to reformulate a concise conversational query to a fully specified, context-independent query that can be effectively handled by existing information retrieval systems. This paper presents a few-shot generative approach to conversational query rewriting. We develop two methods, based on rules and self-supervised learning, to generate weak supervision data using large amounts of ad hoc search sessions, and to fine-tune GPT-2 to rewrite conversational queries. On the TREC Conversational Assistance Track, our weakly supervised GPT-2 rewriter improves the state-of-the-art ranking accuracy by 12%, only using very limited amounts of manual query rewrites. In the zero-shot learning setting, the rewriter still gives a comparable result to previous state-of-the-art systems. Our analyses reveal that GPT-2 effectively picks up the task syntax and learns to capture context dependencies, even for hard cases that involve group references and long-turn dependencies.

preprint2020arXiv

Gradient-Based Multi-Area Distribution System State Estimation

The increasing distributed and renewable energy resources and controllable devices in distribution systems make fast distribution system state estimation (DSSE) crucial in system monitoring and control. We consider a large multi-phase distribution system and formulate DSSE as a weighted least squares (WLS) problem. We divide the large distribution system into smaller areas of subtree structure, and by jointly exploring the linearized power flow model and the network topology, we propose a gradient-based multi-area algorithm to exactly and efficiently solve the WLS problem. The proposed algorithm enables distributed and parallel computation of the state estimation problem without compromising any performance. Numerical results on a 4,521-node test feeder show that the designed algorithm features fast convergence and accurate estimation results. Comparison with traditional Gauss-Newton method shows that the proposed method has much better performance in distribution systems with a limited amount of reliable measurement. The real-time implementation of the algorithm tracks time-varying system states with high accuracy.

preprint2020arXiv

Grounded Conversation Generation as Guided Traverses in Commonsense Knowledge Graphs

Human conversations naturally evolve around related concepts and scatter to multi-hop concepts. This paper presents a new conversation generation model, ConceptFlow, which leverages commonsense knowledge graphs to explicitly model conversation flows. By grounding conversations to the concept space, ConceptFlow represents the potential conversation flow as traverses in the concept space along commonsense relations. The traverse is guided by graph attentions in the concept graph, moving towards more meaningful directions in the concept space, in order to generate more semantic and informative responses. Experiments on Reddit conversations demonstrate ConceptFlow's effectiveness over previous knowledge-aware conversation models and GPT-2 based models while using 70% fewer parameters, confirming the advantage of explicit modeling conversation structures. All source codes of this work are available at https://github.com/thunlp/ConceptFlow.

preprint2020arXiv

How Does NLP Benefit Legal System: A Summary of Legal Artificial Intelligence

Legal Artificial Intelligence (LegalAI) focuses on applying the technology of artificial intelligence, especially natural language processing, to benefit tasks in the legal domain. In recent years, LegalAI has drawn increasing attention rapidly from both AI researchers and legal professionals, as LegalAI is beneficial to the legal system for liberating legal professionals from a maze of paperwork. Legal professionals often think about how to solve tasks from rule-based and symbol-based methods, while NLP researchers concentrate more on data-driven and embedding methods. In this paper, we introduce the history, the current state, and the future directions of research in LegalAI. We illustrate the tasks from the perspectives of legal professionals and NLP researchers and show several representative applications in LegalAI. We conduct experiments and provide an in-depth analysis of the advantages and disadvantages of existing works to explore possible future directions. You can find the implementation of our work from https://github.com/thunlp/CLAIM.

preprint2020arXiv

Improving Sequence Modeling Ability of Recurrent Neural Networks via Sememes

Sememes, the minimum semantic units of human languages, have been successfully utilized in various natural language processing applications. However, most existing studies exploit sememes in specific tasks and few efforts are made to utilize sememes more fundamentally. In this paper, we propose to incorporate sememes into recurrent neural networks (RNNs) to improve their sequence modeling ability, which is beneficial to all kinds of downstream tasks. We design three different sememe incorporation methods and employ them in typical RNNs including LSTM, GRU and their bidirectional variants. In evaluation, we use several benchmark datasets involving PTB and WikiText-2 for language modeling, SNLI for natural language inference and another two datasets for sentiment analysis and paraphrase detection. Experimental results show evident and consistent improvement of our sememe-incorporated models compared with vanilla RNNs, which proves the effectiveness of our sememe incorporation methods. Moreover, we find the sememe-incorporated models have higher robustness and outperform adversarial training in defending adversarial attack. All the code and data of this work can be obtained at https://github.com/thunlp/SememeRNN.

preprint2020arXiv

Knowledge Transfer via Pre-training for Recommendation: A Review and Prospect

Recommender systems aim to provide item recommendations for users, and are usually faced with data sparsity problem (e.g., cold start) in real-world scenarios. Recently pre-trained models have shown their effectiveness in knowledge transfer between domains and tasks, which can potentially alleviate the data sparsity problem in recommender systems. In this survey, we first provide a review of recommender systems with pre-training. In addition, we show the benefits of pre-training to recommender systems through experiments. Finally, we discuss several promising directions for future research for recommender systems with pre-training.

preprint2020arXiv

Learning from Explanations with Neural Execution Tree

While deep neural networks have achieved impressive performance on a range of NLP tasks, these data-hungry models heavily rely on labeled data, which restricts their applications in scenarios where data annotation is expensive. Natural language (NL) explanations have been demonstrated very useful additional supervision, which can provide sufficient domain knowledge for generating more labeled data over new instances, while the annotation time only doubles. However, directly applying them for augmenting model learning encounters two challenges: (1) NL explanations are unstructured and inherently compositional, which asks for a modularized model to represent their semantics, (2) NL explanations often have large numbers of linguistic variants, resulting in low recall and limited generalization ability. In this paper, we propose a novel Neural Execution Tree (NExT) framework to augment training data for text classification using NL explanations. After transforming NL explanations into executable logical forms by semantic parsing, NExT generalizes different types of actions specified by the logical forms for labeling data instances, which substantially increases the coverage of each NL explanation. Experiments on two NLP tasks (relation extraction and sentiment analysis) demonstrate its superiority over baseline methods. Its extension to multi-hop question answering achieves performance gain with light annotation effort.

preprint2020arXiv

Learning to Attack: Towards Textual Adversarial Attacking in Real-world Situations

Adversarial attacking aims to fool deep neural networks with adversarial examples. In the field of natural language processing, various textual adversarial attack models have been proposed, varying in the accessibility to the victim model. Among them, the attack models that only require the output of the victim model are more fit for real-world situations of adversarial attacking. However, to achieve high attack performance, these models usually need to query the victim model too many times, which is neither efficient nor viable in practice. To tackle this problem, we propose a reinforcement learning based attack model, which can learn from attack history and launch attacks more efficiently. In experiments, we evaluate our model by attacking several state-of-the-art models on the benchmark datasets of multiple tasks including sentiment analysis, text classification and natural language inference. Experimental results demonstrate that our model consistently achieves both better attack performance and higher efficiency than recently proposed baseline methods. We also find our attack model can bring more robustness improvement to the victim model by adversarial training. All the code and data of this paper will be made public.

preprint2020arXiv

Lexical Sememe Prediction using Dictionary Definitions by Capturing Local Semantic Correspondence

Sememes, defined as the minimum semantic units of human languages in linguistics, have been proven useful in many NLP tasks. Since manual construction and update of sememe knowledge bases (KBs) are costly, the task of automatic sememe prediction has been proposed to assist sememe annotation. In this paper, we explore the approach of applying dictionary definitions to predicting sememes for unannotated words. We find that sememes of each word are usually semantically matched to different words in its dictionary definition, and we name this matching relationship local semantic correspondence. Accordingly, we propose a Sememe Correspondence Pooling (SCorP) model, which is able to capture this kind of matching to predict sememes. We evaluate our model and baseline methods on a famous sememe KB HowNet and find that our model achieves state-of-the-art performance. Moreover, further quantitative analysis shows that our model can properly learn the local semantic correspondence between sememes and words in dictionary definitions, which explains the effectiveness of our model. The source codes of this paper can be obtained from https://github.com/thunlp/scorp.

preprint2020arXiv

Multi-Level Optimal Power Flow Solver in Large Distribution Networks

Solving optimal power flow (OPF) problems for large distribution networks incurs high computational complexity. We consider a large multi-phase distribution network of tree topology with a deep penetration of active devices. We divide the network into collaborating areas featuring subtree topology and subareas featuring subsubtree topology. We design a multi-level implementation of the primal-dual gradient algorithm to solve the voltage regulation OPF problems while preserving nodal voltage information and topological information within areas and subareas. Numerical results on a 4,521-node system verify that the proposed algorithm can significantly improve the computational speed without compromising any optimality.

preprint2020arXiv

Selective Weak Supervision for Neural Information Retrieval

This paper democratizes neural information retrieval to scenarios where large scale relevance training signals are not available. We revisit the classic IR intuition that anchor-document relations approximate query-document relevance and propose a reinforcement weak supervision selection method, ReInfoSelect, which learns to select anchor-document pairs that best weakly supervise the neural ranker (action), using the ranking performance on a handful of relevance labels as the reward. Iteratively, for a batch of anchor-document pairs, ReInfoSelect back propagates the gradients through the neural ranker, gathers its NDCG reward, and optimizes the data selection network using policy gradients, until the neural ranker's performance peaks on target relevance metrics (convergence). In our experiments on three TREC benchmarks, neural rankers trained by ReInfoSelect, with only publicly available anchor data, significantly outperform feature-based learning to rank methods and match the effectiveness of neural rankers trained with private commercial search logs. Our analyses show that ReInfoSelect effectively selects weak supervision signals based on the stage of the neural ranker training, and intuitively picks anchor-document pairs similar to query-document pairs.

preprint2020arXiv

Towards Scalable Koopman Operator Learning: Convergence Rates and A Distributed Learning Algorithm

We propose an alternating optimization algorithm to the nonconvex Koopman operator learning problem for nonlinear dynamic systems. We show that the proposed algorithm will converge to a critical point with rate $O(1/T)$ and $O(\frac{1}{\log T})$ for the constant and diminishing learning rates, respectively, under some mild conditions. To cope with the high dimensional nonlinear dynamical systems, we present the first-ever distributed Koopman operator learning algorithm. We show that the distributed Koopman operator learning has the same convergence properties as the centralized Koopman operator learning, in the absence of optimal tracker, so long as the basis functions satisfy a set of state-based decomposition conditions. Numerical experiments are provided to complement our theoretical results.

preprint2019arXiv

Accelerated Voltage Regulation in Multi-Phase Distribution Networks Based on Hierarchical Distributed Algorithm

We propose a hierarchical distributed algorithm to solve optimal power flow (OPF) problems that aim at dispatching controllable distributed energy resources (DERs) for voltage regulation at minimum cost. The proposed algorithm features unprecedented scalability to large multi-phase distribution networks by jointly exploring the tree/subtrees structure of a large radial distribution network and the structure of the linearized distribution power flow (LinDistFlow) model to derive a hierarchical, distributed implementation of the primal-dual gradient algorithm that solves OPF. The proposed implementation significantly reduces the computation loads compared to the centrally coordinated implementation of the same primal-dual algorithm without compromising optimality. Numerical results on a 4,521-node test feeder show that the designed algorithm achieves more than 10-fold acceleration in the speed of convergence compared to the centrally coordinated primal-dual algorithm through reducing and distributing computational loads.

preprint2018arXiv

Reverse and Forward Engineering of Local Voltage Control in Distribution Networks

The increasing penetration of renewable and distributed energy resources in distribution networks calls for real-time and distributed voltage control. In this paper we investigate local Volt/VAR control with a general class of control functions, and show that the power system dynamics with non-incremental local voltage control can be seen as distributed algorithm for solving a well-defined optimization problem (reverse engineering). The reverse engineering further reveals a fundamental limitation of the non-incremental voltage control: the convergence condition is restrictive and prevents better voltage regulation at equilibrium. This motivates us to design two incremental local voltage control schemes based on the subgradient and pseudo-gradient algorithms respectively for solving the same optimization problem (forward engineering). The new control schemes decouple the dynamical property from the equilibrium property, and have much less restrictive convergence conditions. This work presents another step towards developing a new foundation -- network dynamics as optimization algorithms -- for distributed realtime control and optimization of future power networks.