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Zhiguo Ding

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Published work

76 published item(s)

preprint2026arXiv

Pinching Antennas in Blockage-Aware Environments: Modeling, Design, and Optimization

Pinching-antenna (PA) systems have recently emerged as a promising member of the flexible-antenna family due to their ability to dynamically establish line-of-sight (LoS) links. While most existing studies assume ideal environments without obstacles, practical indoor deployments are often obstacle-rich, where LoS blockage significantly degrades performance. This paper investigates pinching-antenna systems in blockage-aware environments by developing a deterministic model for cylinder-shaped obstacles that precisely characterizes LoS conditions without relying on stochastic approximations. Based on this model, a special case is first studied where each PA serves a single user and can only be deployed at discrete positions along the waveguide. In this case, the waveguide-user assignment is obtained via the Hungarian algorithm, and PA positions are refined using a surrogate-assisted block-coordinate search. Then, a general case is considered where each PA serves all users and can be continuously placed along the waveguide. In this case, beamforming and PA positions are jointly optimized by a weighted minimum mean square error integrated deep deterministic policy gradient (WMMSE-DDPG) approach to address non-smooth LoS transitions. Simulation results demonstrate that the proposed algorithms significantly improve system throughput and LoS connectivity compared with benchmark methods. Moreover, the results reveal that pinching-antenna systems can effectively leverage obstacles to suppress co-channel interference, converting potential blockages into performance gains.

preprint2026arXiv

Spectral- and Energy-efficient Multi-BS Multi-RIS Pinching-antenna Systems: A GNN-based Approach

This paper investigates coordinated downlink transmission in a multi-base station (multi-BS) multi-reconfigurable intelligent surface (multi-RIS)-assisted pinching-antenna (PA) system, where each user equipment (UE) is associated with a single BS and each BS is equipped with movable PAs deployed on parallel waveguides. We formulate sum rate (SR) and energy efficiency (EE) maximization problems by jointly optimizing PA placement, RIS phase shifts, transmit beamforming, and BS-UE association under constraints of inter-PA spacing, power budget, and unit-modulus phase shift. To address the resulting highly coupled mixed-variable problem, we propose a three-stage graph neural network (GNN) that integrates heterogeneous and homogeneous graph representations and is trained end-to-end in an unsupervised manner. Extensive numerical results demonstrate that the proposed three-stage GNN consistently outperforms representative system and learning baselines, generalizes well to unseen numbers of UEs, RISs, and BSs, and maintains millisecond-level inference time. Besides, the results validate the effectiveness of the proposed design from both system and architectural perspectives. Moreover, PAs are shown to enhance SR and EE, and the performance gain is enlarged with increasing number of PAs.

preprint2022arXiv

Aerial Computing: A New Computing Paradigm, Applications, and Challenges

In existing computing systems, such as edge computing and cloud computing, several emerging applications and practical scenarios are mostly unavailable or only partially implemented. To overcome the limitations that restrict such applications, the development of a comprehensive computing paradigm has garnered attention in both academia and industry. However, a gap exists in the literature owing to the scarce research, and a comprehensive computing paradigm is yet to be systematically designed and reviewed. This study introduces a novel concept, called aerial computing, via the amalgamation of aerial radio access networks and edge computing, which attempts to bridge the gap. Specifically, first, we propose a novel comprehensive computing architecture that is composed of low-altitude computing, high-altitude computing, and satellite computing platforms, along with conventional computing systems. We determine that aerial computing offers several desirable attributes: global computing service, better mobility, higher scalability and availability, and simultaneity. Second, we comprehensively discuss key technologies that facilitate aerial computing, including energy refilling, edge computing, network softwarization, frequency spectrum, multi-access techniques, artificial intelligence, and big data. In addition, we discuss vertical domain applications (e.g., smart cities, smart vehicles, smart factories, and smart grids) supported by aerial computing. Finally, we highlight several challenges that need to be addressed and their possible solutions.

preprint2022arXiv

Cluster-Free NOMA Communications Towards Next Generation Multiple Access

A generalized downlink multi-antenna non-orthogonal multiple access (NOMA) transmission framework is proposed with the novel concept of cluster-free successive interference cancellation (SIC). In contrast to conventional NOMA approaches, where SIC is successively carried out within the same cluster, the key idea is that the SIC can be flexibly implemented between any arbitrary users to achieve efficient interference elimination. Based on the proposed framework, a sum rate maximization problem is formulated for jointly optimizing the transmit beamforming and the SIC operations between users, subject to the SIC decoding conditions and users' minimal data rate requirements. To tackle this highly-coupled mixed-integer nonlinear programming problem, an alternating direction method of multipliers-successive convex approximation (ADMM-SCA) algorithm is developed. The original problem is first reformulated into a tractable biconvex augmented Lagrangian (AL) problem by handling the non-convex terms via SCA. Then, this AL problem is decomposed into two subproblems that are iteratively solved by the ADMM to obtain the stationary solution. Moreover, to reduce the computational complexity and alleviate the parameter initialization sensitivity of ADMM-SCA, a Matching-SCA algorithm is proposed. The intractable binary SIC operations are solved through an extended many-to-many matching, which is jointly combined with an SCA process to optimize the transmit beamforming. The proposed Matching-SCA can converge to an enhanced exchange-stable matching that guarantees the local optimality. Numerical results demonstrate that: i) the proposed Matching-SCA algorithm achieves comparable performance and a faster convergence compared to ADMM-SCA; ii) the proposed generalized framework realizes scenario-adaptive communications and outperforms traditional multi-antenna NOMA approaches in various communication regimes.

preprint2022arXiv

Determination of a class of permutation quadrinomials

We determine all permutation polynomials over F_{q^2} of the form X^r A(X^{q-1}) where, for some Q which is a power of the characteristic of F_q, the integer r is congruent to Q+1 (mod q+1) and all terms of A(X) have degrees in {0, 1, Q, Q+1}. We then use this classification to resolve eight conjectures and open problems from the literature, and we show that the simplest special cases of our result imply 58 recent results from the literature. Our proof makes a novel use of geometric techniques in a situation where they previously did not seem applicable, namely to understand the arithmetic of high-degree rational functions over small finite fields, despite the fact that in this situation the Weil bounds do not provide useful information.

preprint2022arXiv

Developing NOMA to Next Generation Multiple Access (NGMA): Future Vision and Research Opportunities

As a prominent member of the next generation multiple access (NGMA) family, non-orthogonal multiple access (NOMA) has been recognized as a promising multiple access candidate for the sixth-generation (6G) networks. This article focuses on applying NOMA in 6G networks, with an emphasis on proposing the so-called "One Basic Principle plus Four New" concept. Starting with the basic NOMA principle, the importance of successive interference cancellation (SIC) becomes evident. In particular, the advantages and drawbacks of both the channel state information based SIC and quality-of-service based SIC are discussed. Then, the application of NOMA to meet the new 6G performance requirements, especially for massive connectivity, is explored. Furthermore, the integration of NOMA with new physical layer techniques is considered, followed by introducing new application scenarios for NOMA towards 6G. Finally, the application of machine learning in NOMA networks is investigated, ushering in the machine learning empowered NGMA era.

preprint2022arXiv

Exploiting Sensing Signal in ISAC: A NOMA Inspired Scheme

A non-orthogonal multiple access (NOMA)-inspired integrated sensing and communication (ISAC) framework is proposed, where a dual-functional base station (BS) transmits the composite communication and sensing signals. In contrast to treating the sensing signal as a harmful interference to communication, in this work, multiple beams of the sensing signal are exploited to convey extra information streams based on the concept of NOMA. Then, each communication user detects the extra information streams and the existing legacy information streams with the aid of successive interference cancellation (SIC). Based on the proposed framework, a multiple-objective optimization problem (MOOP) is formulated to characterize the trade-off between the communication throughput and sensing beampattern accuracy. For the general multiple-user scenario, the formulated MOOP is firstly converted to a single-objective optimization problem via the e-constraint method. Then, a double-layer block coordinate descent (BCD) algorithm is proposed by employing fractional programming and successive convex approximation to find a high-quality sub-optimal solution. For the special single-user scenario, the globally optimal solution can be obtained by transforming the MOOP into a convex quadratic semidefinite program. Moreover, it is rigorously proved that 1) in the multiple-user scenario, the proposed NOMA-inspired ISAC framework always outperforms the state-of-the-art sensing-interference-cancellation (SenIC) ISAC frameworks by further exploiting sensing signals for delivering extra information streams; 2) in the special single-user scenario, the proposed NOMA-inspired ISAC framework achieves the same performance as the existing SenIC ISAC frameworks, which reveals that the coordination of sensing interference is not necessarily required in this case. Numerical results verify the theoretical results.

preprint2022arXiv

Grant-Free Transmission by LDPC Matrix Mapping and Integrated Cover-MPA Detector

In this paper, a novel transceiver architecture is proposed to simultaneously achieve efficient random access and reliable data transmission in massive IoT networks. At the transmitter side, each user is assigned a unique protocol sequence which is used to identify the user and also indicate the user's channel access pattern. Hence, user identification is completed by the detection of channel access patterns. Particularly, the columns of a parity check matrix of low-density-parity-check (LDPC) code are employed as protocol sequences. The design guideline of this LDPC parity check matrix and the associated performance analysis are provided in this paper.At the receiver side, a two-stage iterative detection architecture is designed, which consists of a group testing component and a payload data decoding component. They collaborate in a way that the group testing component maps detected protocol sequences to a tanner graph, on which the second component could execute its message passing algorithm. In turn, zero symbols detected by the message passing algorithm of the second component indicate potential false alarms made by the first group testing component. Hence, the tanner graph could iteratively evolve.The provided simulation results demonstrate that our transceiver design realizes a practical one-step grant-free transmission and has a compelling performance.

preprint2022arXiv

Joint Beam Management and Power Allocation in THz-NOMA Networks

This paper investigates how to apply non-orthogonal multiple access (NOMA) as an add-on in terahertz (THz) networks. In particular, prior to the implementation of NOMA, it is assumed that there exists a legacy THz system, where spatial beams have already been configured to serve legacy primary users. The aim of this paper is to study how these pre-configured spatial beams can be used as a type of bandwidth resources, on which additional secondary users are served without degrading the performance of the legacy primary users. A joint beam management and power allocation problem is first formulated as a mixed combinatorial non-convex optimization problem, and then solved by two methods with different performance-complexity tradeoffs, one based on the branch and bound method and the other based on successive convex approximation. Both analytical and simulation results are presented to illustrate the new features of beam-based resource allocation in THz-NOMA networks and also demonstrate that those pre-configured spatial beams can be employed to improve the system throughput and connectivity in a spectrally efficient manner.

preprint2022arXiv

Measurement of the Usage of Web Clips in Underground Economy

In this paper, we study the ecosystem of the abused Web Clips in underground economy. Through this study, we find the Web Clips is wildly used by perpetrators to penetrate iOS devices to gain profit. This work starts with 1,800 user complaint documents about cyber crimes over Web Clips. We firstly look into the ecosystem of abused Web Clips and point out the main participants and workflow. In addition, what is the Web Clips used for is demystified. Then the main participants, including creators, distributors, and operators are deeply studied based on our dataset. We try to reveal the prominent features of the illicit Web Clips and give some mitigation measures. Analysis reveals that 1) SSL certificate is overwhelmingly preferred for signing Web Clips instances compared with certificate issued by Apple. The wildly used SSL certificates can be aggregated into a limited group. 2) The content of the abused Web Clips falls into a few categories, `Gambling', `Fraud', and `Pornography' are among the top categories. 3) Instant messenger (IM) and live streaming platform are the most popular medium to trick victims into deploying the Web Clips. 4) The Web Clips are operated by a small amount of perpetrators, and the perpetrators tend to evade detection by taking technical approach, such as registering domain names through oversea domain name service provider, preferring easy-to-acquire new gTLD (global Top Level Domain), and deploying anti-crawler tricks. Our study gives hints on investigation of cyber crime over Web Clips, we hope that this work can help stakeholders to stay ahead of the threat.

preprint2022arXiv

New Antenna Selection Schemes for Full-Duplex Cooperative MIMO-NOMA Systems

In this paper, we address the antenna selection (AS) problem in full-duplex (FD) cooperative non-orthogonal multiple access (NOMA) systems, where a multi-antenna FD relay bridges the connection between the multi-antenna base station and NOMA far user. Specifically, two AS schemes, namely max-$\SUu$ and max-$\SUuu$, are proposed to maximize the end-to-end signal-to-interference-plus-noise ratio at either or both near and far users, respectively. Moreover, a two-stage AS scheme, namely quality-of-service (QoS) provisioning scheme, is designed to realize a specific rate at the far user while improving the near user's rate. To enhance the performance of the QoS provisioning AS scheme, the idea of dynamic antenna clustering is applied at the relay to adaptively partition the relay's antennas into transmit and receive subsets. The proposed AS schemes' exact outage probability and achievable rate expressions are derived. To provide more insight, closed-form asymptotic outage probability expressions for the max-$\SUu$ and max-$\SUuu$ AS schemes are obtained. Our results show that while the QoS provisioning AS scheme can deliver a near-optimal performance for static antenna setup at the relay, it provides up to $12\%$ average sum rate gain over the optimum AS selection with fixed antenna setup.

preprint2022arXiv

NOMA Beamforming in SDMA Networks: Riding on Existing Beams or Forming New Ones?

In this letter, the design of non-orthogonal multiple access (NOMA) beamforming is investigated in a spatial division multiple access (SDMA) legacy system. In particular, two popular beamforming strategies in the NOMA literature, one to use existing SDMA beams and the other to form new beams, are adopted and compared. The studies carried out in the letter show that the two strategies realize different tradeoffs between system performance and complexity. For example, riding on existing beams offers a significant reduction in computational complexity, at the price of a slight performance loss. Furthermore, this simple strategy can realize the optimal performance when the users' channels are structured.

preprint2022arXiv

NOMA Empowered Integrated Sensing and Communication

A non-orthogonal multiple access (NOMA) empowered integrated sensing and communication (ISAC) framework is investigated. A dual-functional base station serves multiple communication users employing NOMA, while the superimposed NOMA communication signal is simultaneously exploited for target sensing. A beamforming design problem is formulated to maximize the weighted sum of the communication throughput and the effective sensing power. To solve this problem, an efficient double-layer penalty-based algorithm is proposed by invoking successive convex approximation. Numerical results show that the proposed NOMA-ISAC outperforms the conventional ISAC in the underloaded regime experiencing highly correlated channels and in the overloaded regime.

preprint2022arXiv

On the Application of Quasi-Degradation to Network NOMA in Downlink CoMP Systems

The application of network non-orthogonal multiple access (N-NOMA) technique to coordinated multi-point (CoMP) systems has attracted significant attention due to its superior capability to improve connectivity and maintain reliable transmission for CoMP users simultaneously. Based on the concept of quasi-degraded channel for N-NOMA, this paper studies the precoding design for downlink N-NOMA scenarios with two base stations (BSs) equipped with multiple antennas. In specific, under quasi-degraded channels, simple linear precoding based N-NOMA can achieve the same minimal total transmission power as theoretically optimal but complicated dirty paper coding (DPC) scheme, when the users' target rates and minimal transmission power of each BS are given. In this paper, the channel quasi-degradation (QD) condition is first rigorously derived for the scenario with single CoMP user and two NOMA users. The closed-form optimal precoders for N-NOMA under quasi-degraded channels are also provided. Then, based on QD condition, a novel hybrid N-NOMA (H-N-NOMA) scheme is proposed, which is a mixture of N-NOMA and conventional zero-forcing beamforming (ZFBF) scheme. Further, for the scenarios with more users, a low-complexity QD based user pairing (QDUP) algorithm is proposed. Numerical results are presented to reveal the impact factors of QD channels, and also demonstrate the superior performance of the proposed H-N-NOMA/QDUP scheme. It is shown that the proposed H-N-NOMA/QDUP scheme can effectively exploit the benefit of multi user diversity.

preprint2022arXiv

Potentials and Limits of Using Preconfigured Spatial Beams as Bandwidth Resources: Beam Selection vs Beam Aggregation

This letter studies how to use spatial beams pre-configured in a legacy spatial division multiple access (SDMA) network as bandwidth resources via the implementation of non-orthogonal multiple access (NOMA). Two different beam management schemes, namely beam selection and beam aggregation, are developed to improve the overall system throughput without consuming extra spectrum or changing the performance of the legacy network. Analytical and simulation results are presented to show that the two schemes realize different tradeoffs between system performance and complexity.

preprint2021arXiv

A new family of exceptional rational functions

For each odd prime power q, we construct an infinite sequence of rational functions f(X) in F_q(X), each of which is exceptional, which means that for infinitely many n the map c-->f(c) induces a bijection of P^1(F_{q^n}). Moreover, each of our functions f(X) is indecomposable, which means that it cannot be written as the composition of lower-degree rational functions in F_q(X). In case q is not a power of 3, these are the first known examples of indecomposable exceptional rational functions f(X) over F_q which have non-solvable monodromy groups and have arbitrarily large degree. These are also the first known examples of wildly ramified indecomposable exceptional rational functions f(X), other than linear changes of polynomials.

preprint2021arXiv

Complementary Waveforms for Range-Doppler Sidelobe Suppression Based on a Null Space Approach

While Doppler resilient complementary waveforms have previously been considered to suppress range sidelobes within a Doppler interval of interest in radar systems, their capability of Doppler resilience has not been fully utilized. In this paper, a new construction of Doppler resilient complementary waveforms based on a null space is proposed. With this new construction, one can flexibly include a specified Doppler interval of interest or even an overall Doppler interval into a term which results in range sidelobes. We can force this term to zero, which can be solved to obtain a null space. From the null space, the characteristic vector to control the transmission of basic Golay waveforms, and the coefficients of the receiver filter for Golay complementary waveform can be extracted. Besides, based on the derived null space, two challenging non-convex optimization problems are formulated and solved for maximizing the signal-to-noise ratio (SNR). Moreover, the coefficients of the receiver filter and the characteristic vector can be applied to fully polarimetric radar systems to achieve nearly perfect Doppler resilient performance, and hence fully suppress the inter-antenna interferences.

preprint2021arXiv

Exploiting Deep Learning for Secure Transmission in an Underlay Cognitive Radio Network

This paper investigates a machine learning-based power allocation design for secure transmission in a cognitive radio (CR) network. In particular, a neural network (NN)-based approach is proposed to maximize the secrecy rate of the secondary receiver under the constraints of total transmit power of secondary transmitter, and the interference leakage to the primary receiver, within which three different regularization schemes are developed. The key advantage of the proposed algorithm over conventional approaches is the capability to solve the power allocation problem with both perfect and imperfect channel state information. In a conventional setting, two completely different optimization frameworks have to be designed, namely the robust and non-robust designs. Furthermore, conventional algorithms are often based on iterative techniques, and hence, they require a considerable number of iterations, rendering them less suitable in future wireless networks where there are very stringent delay constraints. To meet the unprecedented requirements of future ultra-reliable low-latency networks, we propose an NN-based approach that can determine the power allocation in a CR network with significantly reduced computational time and complexity. As this trained NN only requires a small number of linear operations to yield the required power allocations, the approach can also be extended to different delay sensitive applications and services in future wireless networks. When evaluate the proposed method versus conventional approaches, using a suitable test set, the proposed approach can achieve more than 94% of the secrecy rate performance with less than 1% computation time and more than 93% satisfaction of interference leakage constraints. These results are obtained with significant reduction in computational time, which we believe that it is suitable for future real-time wireless applications.

preprint2021arXiv

NOMA-Based Hybrid Satellite-UAV-Terrestrial Networks for Beyond 5G Maritime Internet of Things

Current fifth-generation (5G) networks do not cover maritime areas, causing difficulties in developing maritime Internet of Things (IoT). To tackle this problem, we establish a nearshore network by collaboratively using on-shore terrestrial base stations (TBSs) and tethered unmanned aerial vehicles (UAVs). These TBSs and UAVs form virtual clusters in a user-centric manner. Within each virtual cluster, non-orthogonal multiple access (NOMA) is adopted for agilely including various maritime IoT devices, which are usually sparsely distributed on the vast ocean. The nearshore network also shares spectrum with marine satellites. In such a NOMA-based hybrid satellite-UAV-terrestrial network, interference among different network segments, different clusters, as well as different users occurs. We thereby formulate a joint power allocation problem to maximize the sum rate of the network. Different from existing studies, we use large-scale channel state information (CSI) only for optimization to reduce system overhead. The large-scale CSI is obtained by using the position information of maritime IoT devices. The problem is non-convex with intractable non-linear constraints. We tackle these difficulties by adopting the max-min optimization, auxiliary function method, and successive convex approximation technique. An iterative power allocation algorithm is accordingly proposed, which is shown effective for coverage enhancement by simulations. This shows the potential of NOMA-based hybrid satellite-UAV-terrestrial networks for maritime on-demand coverage.

preprint2021arXiv

Non-Orthogonal Multiple Access for UAV-Aided Heterogeneous Networks: A Stochastic Geometry Model

In this work, we explore the potential benefits of deploying unmanned aerial vehicles (UAVs) as aerial base stations (ABSs) with sub-6GHz band and small cells terrestrial base stations (TBSs) with millimeter wave (mmWave) band in a hybrid heterogeneous networks (HetNets). A flexible non-orthogonal multiple access (NOMA) based user association policy is proposed. By using the tools from stochastic geometry, new analytical expressions for association probability, coverage probability and spectrum efficiency are derived for characterizing the performance of UAV-aided HetNets under the realistic Air-to-Ground (A2G) channels and the Ground-to-Ground (G2G) channels with a LoS ball blockage model. Finally, we provide insights on the proposed hybrid HetNets by numerical results. We confirm that i) the proposed NOMA enabled HetNets is capable of achieving superior performance compared with the OMA enabled ABSs by setting power allocation factors and targeted signal-to-interference-plus-noise ratio (SINR) threshold properly; ii) there is a tradeoff between the association probabilities and the spectrum efficiency in the NOMA enabled ABSs tier; iii) the coverage probability and spectrum efficiency of the NOMA enabled ABSs tier is largely affected by the imperfect successive interference cancellation (ipSIC) coefficient, power allocation factors and SINR threshold; iv) compared with only sub-6GHz ABSs, mmWave enabled TBSs are capable of enhancing the spectrum efficiency of the HetNets when the mmWave line-of-sight (LoS) link is available.

preprint2021arXiv

On the Application of BAC-NOMA to 6G umMTC

This letter studies the application of backscatter communications (BackCom) assisted non-orthogonal multiple access (BAC-NOMA) to the envisioned sixth-generation (6G) ultra-massive machine type communications (umMTC). In particular, the proposed BAC-NOMA transmission scheme can realize simultaneous energy and spectrum cooperation between uplink and downlink users, which is important to support massive connectivity and stringent energy constraints in umMTC. Furthermore, a resource allocation problem for maximizing the uplink throughput and suppressing the interference between downlink and uplink transmission is formulated as an optimization problem and the corresponding optimal resource allocation policy is obtained. Computer simulations are provided to demonstrate the superior performance of BAC-NOMA.

preprint2021arXiv

Reconfigurable Intelligent Surface (RIS) Aided Multi-User Networks: Interplay Between NOMA and RIS

This article focuses on the exploitation of reconfigurable intelligent surfaces (RISs) in multi-user networks employing orthogonal multiple access (OMA) or non-orthogonal multiple access (NOMA), with an emphasis on investigating the interplay between NOMA and RIS. Depending on whether the RIS reflection coefficients can be adjusted only once or multiple times during one transmission, we distinguish between static and dynamic RIS configurations. In particular, the capacity region of RIS aided single-antenna NOMA networks is characterized and compared with the OMA rate region from an information-theoretic perspective, revealing that the dynamic RIS configuration is capacity-achieving. Then, the impact of the RIS deployment location on the performance of different multiple access schemes is investigated, which reveals that asymmetric and symmetric deployment strategies are preferable for NOMA and OMA, respectively. Furthermore, for RIS aided multiple-antenna NOMA networks, three novel joint active and passive beamformer designs are proposed based on both beamformer based and cluster based strategies. Finally, open research problems for RIS-NOMA networks are highlighted.

preprint2020arXiv

A Survey of Multi-Access Edge Computing in 5G and Beyond: Fundamentals, Technology Integration, and State-of-the-Art

Driven by the emergence of new compute-intensive applications and the vision of the Internet of Things (IoT), it is foreseen that the emerging 5G network will face an unprecedented increase in traffic volume and computation demands. However, end users mostly have limited storage capacities and finite processing capabilities, thus how to run compute-intensive applications on resource-constrained users has recently become a natural concern. Mobile edge computing (MEC), a key technology in the emerging fifth generation (5G) network, can optimize mobile resources by hosting compute-intensive applications, process large data before sending to the cloud, provide the cloud computing capabilities within the radio access network (RAN) in close proximity to mobile users, and offer context-aware services with the help of RAN information. Therefore, MEC enables a wide variety of applications, where the real-time response is strictly required, e.g., driverless vehicles, augmented reality, robotics, and immerse media. Indeed, the paradigm shift from 4G to 5G could become a reality with the advent of new technological concepts. The successful realization of MEC in the 5G network is still in its infancy and demands for constant efforts from both academic and industry communities. In this survey, we first provide a holistic overview of MEC technology and its potential use cases and applications. Then, we outline up-to-date researches on the integration of MEC with the new technologies that will be deployed in 5G and beyond. We also summarize testbeds and experimental evaluations, and open source activities, for edge computing. We further summarize lessons learned from state-of-the-art research works as well as discuss challenges and potential future directions for MEC research.

preprint2020arXiv

Energy-Efficient Design of IRS-NOMA Networks

Combining intelligent reflecting surface (IRS) and non-orthogonal multiple access (NOMA) is an effective solution to enhance communication coverage and energy efficiency. In this paper, we focus on an IRS-assisted NOMA network and propose an energy-efficient algorithm to yield a good tradeoff between the sum-rate maximization and total power consumption minimization. We aim to maximize the system energy efficiency by jointly optimizing the transmit beamforming at the BS and the reflecting beamforming at the IRS. Specifically, the transmit beamforming and the phases of the low-cost passive elements on the IRS are alternatively optimized until the convergence. Simulation results demonstrate that the proposed algorithm in IRS-NOMA can yield superior performance compared with the conventional OMA-IRS and NOMA with a random phase IRS.

preprint2020arXiv

Energy-Efficient Resource Allocation for NOMA enabled MEC Networks with Imperfect CSI

The combination of non-orthogonal multiple access (NOMA) and mobile edge computing (MEC) can significantly improve the spectrum efficiency beyond the fifth-generation network. In this paper, we mainly focus on energy-efficient resource allocation for a multi-user, multi-BS NOMA assisted MEC network with imperfect channel state information (CSI), in which each user can upload its tasks to multiple base stations (BSs) for remote executions. To minimize the energy consumption, we consider jointly optimizing the task assignment, power allocation and user association. As the main contribution, with imperfect CSI, the optimal closed-form expressions of task assignment and power allocation are analytically derived for the two-BS case. Specifically, the original formulated problem is nonconvex. We first transform the probabilistic problem into a non-probabilistic one. Subsequently, a bilevel programming method is proposed to derive the optimal solution. In addition, by incorporating the matching algorithm with the optimal task and power allocation, we propose a low complexity algorithm to efficiently optimize user association for the multi-user and multi-BS case. Simulations demonstrate that the proposed algorithm can yield much better performance than the conventional OMA scheme but also the identical results with lower complexity from the exhaustive search with the small number of BSs.

preprint2020arXiv

Extensions of absolute values on two subfields

We describe the absolute values on a field which simultaneously extend absolute values on two subfields. We also give a common generalization of many versions of Abhyankar's lemma on ramification indices, which is both widely applicable and easy to state. We then apply these results to count points on the fibered product of two curve morphisms C --> X and D --> X which lie over prescribed points on C and D.

preprint2020arXiv

Hardware Impaired Ambient Backscatter NOMA Systems: Reliability and Security

Non-orthogonal multiple access (NOMA) and ambient backscatter communication have been envisioned as two promising technologies for the Internet-of-things due to their high spectral efficiency and energy efficiency. Motivated by this fact, we consider an ambient backscatter NOMA system in the presence of a malicious eavesdropper. Under some realistic assumptions of residual hardware impairments (RHIs), channel estimation errors (CEEs) and imperfect successive interference cancellation (ipSIC), we investigate the physical layer security (PLS) of the ambient backscatter NOMA systems focusing on reliability and security. In order to further improve the security of the considered system, an artificial noise scheme is proposed where the radio frequency (RF) source acts as a jammer that transmits interference signal to the legitimate receivers and eavesdropper. On this basis, the analytical expressions for the outage probability (OP) and the intercept probability (IP) are derived. To gain more insights, the asymptotic analysis and diversity orders for the OP in the high signal-to-noise ratio (SNR) regime are carried out, and the asymptotic behaviors of the IP in the high main-to-eavesdropper ratio (MER) region are explored as well. Numerical results show that: 1) RHIs, CEEs and ipSIC have negative effects on the OP but positive effects on the IP; 2) Compared with CEEs, RHIs have a more serious impact on the reliability and security of the considered system; 3) There exists a trade-off between reliability and security, and this trade-off can be optimized by reducing the power coefficient of the artificial noise or increasing the interfering factor of readers; 4) There are error floors for the OP due to the CEEs and the reflection coefficient; 5) As MER grows large, the security for Rnand Rf is improved, while the security for T is reduced.

preprint2020arXiv

Harvesting Devices' Heterogeneous Energy Profiles and QoS Requirements in IoT: WPT-NOMA vs BAC-NOMA

The next generation Internet of Things (IoT) exhibits a unique feature that IoT devices have different energy profiles and quality of service (QoS) requirements. In this paper, two energy and spectrally efficient transmission strategies, namely wireless power transfer assisted non-orthogonal multiple access (WPT-NOMA) and backscatter communication assisted NOMA (BAC-NOMA), are proposed by utilizing this feature of IoT and employing spectrum and energy cooperation among the devices. Furthermore, for the proposed WPT-NOMA scheme, the application of hybrid successive interference cancelation (SIC) is also considered, and analytical results are developed to demonstrate that WPT-NOMA can avoid outage probability error floors and realize the full diversity gain. Unlike WPT-NOMA, BAC-NOMA suffers from an outage probability error floor, and the asymptotic behaviour of this error floor is analyzed in the paper by applying the extreme value theory. In addition, the effect of a unique feature of BAC-NOMA, i.e., employing one device's signal as the carrier signal for another device, is studied, and its impact on the diversity gain is revealed. Simulation results are also provided to compare the performance of the proposed strategies and verify the developed analytical results.

preprint2020arXiv

I/Q Imbalance Aware Nonlinear Wireless-Powered Relaying of B5G Networks: Security and Reliability Analysis

Physical layer security is known as a promising paradigm to ensure security for the beyond 5G (B5G) networks in the presence of eavesdroppers. In this paper, we elaborate on a tractable analysis framework to evaluate the reliability and security of wireless-powered decode-and-forward (DF) multi-relay networks. The nonlinear energy harvesters, in-phase and quadrature-phase imbalance (IQI) and channel estimation errors (CEEs) are taken into account in the considered system. To further improve the secure performance, two relay selection strategies are presented: 1) suboptimal relay selection (SRS); 2) optimal relay selection (ORS). Specifically, exact analytical expressions for the outage probability (OP) and the intercept probability (IP) are derived in closed-form. For the IP, we consider that the eavesdropper can wiretap the signal from the source or the relay. In order to obtain more useful insights, we carry out the asymptotic analysis and diversity orders for the OP in the high signal-to-noise ratio (SNR) regime under non-ideal and ideal conditions. Numerical results show that: 1) Although the mismatches of amplitude/phase of transmitter (TX)/receiver (RX) limit the OP performance, it can enhance IP performance; 2) Large number of relays yields better OP performance; 3) There are error floors for the OP because of the CEEs; 4) There is a trade-off for the OP and IO to obtain the balance between reliability and security.

preprint2020arXiv

Joint Interleaver and Modulation Design For Multi-User SWIPT-NOMA

Radio frequency (RF) signals can be relied upon for conventional wireless information transfer (WIT) and for challenging wireless power transfer (WPT), which triggers the significant research interest in the topic of simultaneous wireless information and power transfer (SWIPT). By further exploiting the advanced non-orthogonal-multiple-access (NOMA) technique, we are capable of improving the spectrum efficiency of the resource-limited SWIPT system. In our SWIPT system, a hybrid access point (H-AP) superimposes the modulated symbols destined to multiple WIT users by exploiting the power-domain NOMA, while WPT users are capable of harvesting the energy carried by the superposition symbols. In order to maximise the amount of energy transferred to the WPT users, we propose a joint design of the energy interleaver and the constellation rotation based modulator in the symbol-block level by constructively superimposing the symbols destined to the WIT users in the power domain. Furthermore, a transmit power allocation scheme is proposed to guarantee the symbol-error-ratio (SER) of all the WIT users. By considering the sensitivity of practical energy harvesters, the simulation results demonstrate that our scheme is capable of substantially increasing the WPT performance without any remarkable degradation of the WIT performance.

preprint2020arXiv

Joint Optimization of Beamforming, Phase-Shifting and Power Allocation in a Multi-cluster IRS-NOMA Network

The combination of non-orthogonal multiple access (NOMA) and intelligent reflecting surface (IRS) is an efficient solution to significantly enhance the energy efficiency of the wireless communication system. In this paper, we focus on a downlink multi-cluster NOMA network, where each cluster is supported by one IRS. We aim to minimize the transmit power by jointly optimizing the beamforming, the power allocation and the phase shift of each IRS. The formulated problem is non-convex and challenging to solve due to the coupled variables, i.e., the beamforming vector, the power allocation coefficient and the phase shift matrix. To address this non-convex problem, we propose an alternating optimization based algorithm. Specifically, we divide the primal problem into the two subproblems for beamforming optimization and phase shifting feasiblity, where the two subproblems are solved iteratively. Moreover, to guarantee the feasibility of the beamforming optimization problem, an iterative algorithm is proposed to search the feasible initial points. To reduce the complexity, we also propose a simplified algorithm based on partial exhaustive search for this system model. Simulation results demonstrate that the proposed alternating algorithm can yield a better performance gain than the partial exhaustive search algorithm, OMA-IRS, and NOMA with random IRS phase shift.

preprint2020arXiv

On the Impact of Phase Shifting Designs on IRS-NOMA

In this letter, the impact of two phase shifting designs, namely random phase shifting and coherent phase shifting, on the performance of intelligent reflecting surface (IRS) assisted non-orthogonal multiple access (NOMA) is studied. Analytical results are developed to show that the two designs achieve different tradeoffs between reliability and complexity. Simulation results are provided to compare IRS-NOMA to conventional relaying and IRS assisted orthogonal multiple access, and also to verify the accuracy of the obtained analytical results.

preprint2020arXiv

On the Performance of Non-Orthogonal Multiple Access over Composite Fading Channels

This paper analyzes the performance of a cooperative relaying non-orthogonal multiple access (NOMA) network over Fisher-Snedecor F composite fading channels. Specifically, one base station (BS) is assumed to communicate with two receiving mobile users with one acting also as a decode-and-forward (DF) relay. To highlight the achievable performance gains of the NOMA scheme, conventional relaying with orthogonal multiple access (OMA) is also analyzed. For the two systems under consideration, we derive novel exact closed-form expressions for the ergodic capacity along with the corresponding asymptotic representations. The derived expressions are then used to assess the influence of various system parameters, including the fading and shadowing parameters, on the performance of both the NOMA and OMA systems. Monte-Carlo simulation are provided throughout to verify the accuracy of our analysis. Results reveal that the NOMA system can considerably outperform the OMA approach when the power allocation factor is carefully selected. It is also shown that as the fading and/or shadowing parameters are increased, the ergodic capacity performance enhances.

preprint2020arXiv

Optimal Resource Allocation for Delay Minimization in NOMA-MEC Networks

Multi-access edge computing (MEC) can enhance the computing capability of mobile devices, while non-orthogonal multiple access (NOMA) can provide high data rates. Combining these two strategies can effectively benefit the network with spectrum and energy efficiency. In this paper, we investigate the task delay minimization in multi-user NOMA-MEC networks, where multiple users can offload their tasks simultaneously through the same frequency band. We adopt the partial offloading policy, in which each user can partition its computation task into offloading and locally computing parts. We aim to minimize the task delay among users by optimizing their tasks partition ratios and offloading transmit power. The delay minimization problem is first formulated, and it is shown that it is a nonconvex one. By carefully investigating its structure, we transform the original problem into an equivalent quasi-convex. In this way, a bisection search iterative algorithm is proposed in order to achieve the minimum task delay. To reduce the complexity of the proposed algorithm and evaluate its optimality, we further derive closed-form expressions for the optimal task partition ratio and offloading power for the case of two-user NOMA-MEC networks. Simulations demonstrate the convergence and optimality of the proposed algorithm and the effectiveness of the closed-form analysis.

preprint2020arXiv

Precoder Design and Statistical Power Allocation for MIMO-NOMA via User-Assisted Simultaneous Diagonalization

In this paper, we investigate the downlink precoder design for two-user power-domain multiple-input multiple-output (MIMO) non-orthogonal multiple access (NOMA). We propose a novel user-assisted (UA) simultaneous diagonalization (SD) based MIMO-NOMA scheme that achieves SD of the MIMO channels of both users through a combination of precoder design and low-complexity self-interference cancellation at the users, thereby considerably lowering the overall decoding complexity compared to joint decoding. The achievable ergodic user rates of the proposed scheme are analyzed for Rayleigh fading channels based on a finite-size random matrix theory framework, which is further exploited to develop a statistical power allocation algorithm. Simulation and numerical results show that the proposed UA-SD MIMO-NOMA scheme significantly outperforms orthogonal multiple access and a benchmark precoder design performing SD via generalized singular value decomposition in terms of the achievable ergodic rate region for most user rates. The ergodic rate region is further enhanced by a hybrid scheme which performs time sharing between the proposed UA-SD MIMO-NOMA scheme and single-user MIMO.

preprint2020arXiv

Secrecy Analysis of Ambient Backscatter NOMA Systems under I/Q Imbalance

We investigate the reliability and security of the ambient backscatter (AmBC) non-orthogonal multiple access (NOMA) systems, where the source aims to communication with two NOMA users in the presence of an eavesdropper. We consider a more practical case that nodes and backscatter device (BD) suffer from in-phase and quadrature-phase imbalance (IQI). More specifically, exact analytical expressions for the outage probability (OP) and the intercept probability (IP) are derived in closedform. Moreover, the asymptotic behaviors and corresponding diversity orders for the OP are discussed. Numerical results show that: 1) Although IQI reduces the reliability, it can enhance the security. 2) Compared with the traditional orthogonal multiple access (OMA) system, the AmBC-NOMA system can obtain better reliability when the signal-to-noise (SNR) ratio is low; 3) There are error floors for the OP because of the reflection coefficient \b{eta} .

preprint2020arXiv

Semi-Grant-Free NOMA: A Stochastic Geometry Model

Grant-free (GF) transmission holds promise in terms of low latency communication by directly transmitting messages without waiting for any permissions. However, collision situations may frequently happen when limited spectrum is occupied by numerous GF users. The non-orthogonal multiple access (NOMA) technique can be a promising solution to achieve massive connectivity and fewer collisions for GF transmission by multiplexing users in power domain. We utilize a semi-grant-free (semi-GF) NOMA scheme for enhancing network connectivity and spectral efficiency by enabling grant-based (GB) and GF users to share the same spectrum resources. With the aid of semi-GF protocols, uplink NOMA networks are investigated by invoking stochastic geometry techniques. We propose a novel \textit{dynamic protocol} to interpret which part of the GF users are paired in NOMA transmissions via transmitting various channel quality thresholds by an added handshake. We utilize open-loop protocol with a fixed average threshold as the benchmark to investigate performance improvement. It is observed that dynamic protocol provides more accurate channel quality thresholds than open-loop protocol, thereby the interference from the GF users is reduced to a large extent. We analyze the outage performance and diversity gains under two protocols. Numerical results demonstrate that dynamic protocol is capable of enhancing the outage performance than open-loop protocol.

preprint2020arXiv

Spectral-Energy Efficiency Trade-off-based Beamforming Design for MISO Non-Orthogonal Multiple Access Systems

Energy efficiency (EE) and spectral efficiency (SE) are two of the key performance metrics in future wireless networks, covering both design and operational requirements. For previous conventional resource allocation techniques, these two performance metrics have been considered in isolation, resulting in severe performance degradation in either of these metrics. Motivated by this problem, in this paper, we propose a novel beamforming design that jointly considers the trade-off between the two performance metrics in a multiple-input single-output non-orthogonal multiple access system. In particular, we formulate a joint SE-EE based design as a multi-objective optimization (MOO) problem to achieve a good tradeoff between the two performance metrics. However, this MOO problem is not mathematically tractable and, thus, it is difficult to determine a feasible solution due to the conflicting objectives, where both need to be simultaneously optimized. To overcome this issue, we exploit a priori articulation scheme combined with the weighted sum approach. Using this, we reformulate the original MOO problem as a conventional single objective optimization (SOO) problem. In doing so, we develop an iterative algorithm to solve this non-convex SOO problem using the sequential convex approximation technique. Simulation results are provided to demonstrate the advantages and effectiveness of the proposed approach over the available beamforming designs.

preprint2020arXiv

UAV-Aided Multi-Way NOMA Networks with Residual Hardware Impairments

In this paper, we study an unmanned aerial vehicle (UAV)-aided non-orthogonal multiple access (NOMA) multi-way relaying networks (MWRNs). Multiple terrestrial users aim to exchange their mutual information via an amplify-and-forward (AF) UAV relay. Specifically, the realistic assumption of the residual hardware impairments (RHIs) at the transceivers is taken into account. To evaluate the performance of the considered networks, we derive the analytical expressions for the achievable sum-rate (ASR). In addition, we carry out the asymptotic analysis by invoking the affine expansion of the ASR in terms of \emph{high signal-to-noise ratio (SNR) slope} and \emph{high SNR power offset}. Numerical results show that: 1) Compared with orthogonal multiple access (OMA), the proposed networks can significantly improve the ASR since it can reduce the time slots from $\left[ {\left( {M - 1} \right)/2} \right] + 1$ to 2; and 2) RHIs of both transmitter and receiver have the same effects on the ASR of the considered networks.

preprint2016arXiv

A Survey of Downlink Non-orthogonal Multiple Access for 5G Wireless Communication Networks

Non-orthogonal multiple access (NOMA) has been recognized as a promising multiple access technique for the next generation cellular communication networks. In this paper, we first discuss a simple NOMA model with two users served by a single-carrier simultaneously to illustrate its basic principles. Then, a more general model with multicarrier serving an arbitrary number of users on each subcarrier is also discussed. An overview of existing works on performance analysis, resource allocation, and multiple-input multiple-output NOMA are summarized and discussed. Furthermore, we discuss the key features of NOMA and its potential research challenges.

preprint2016arXiv

Antenna Selection for MIMO-NOMA Networks

This paper considers the joint antenna selection (AS) problem for a classical two-user non-orthogonal multiple access (NOMA) network where both the base station and users are equipped with multiple antennas. Since the exhaustive-search-based optimal AS scheme is computationally prohibitive when the number of antennas is large, two computationally efficient joint AS algorithms, namely max-min-max AS (AIA-AS) and max-max-max AS (A$^3$-AS), are proposed to maximize the system sum-rate. The asymptotic closed-form expressions for the average sum-rates for both AIA-AS and A$^3$-AS are derived in the high signal-to-noise ratio (SNR) regime, respectively. Numerical results demonstrate that both AIA-AS and A$^3$-AS can yield significant performance gains over comparable schemes. Furthermore, AIA-AS can provide better user fairness, while the A$^3$-AS scheme can achieve the near-optimal sum-rate performance.

preprint2016arXiv

Application of Non-orthogonal Multiple Access in LTE and 5G Networks

As the latest member of the multiple access family, non-orthogonal multiple access (NOMA) has been recently proposed for 3GPP Long Term Evolution (LTE) and envisioned to be an essential component of 5th generation (5G) mobile networks. The key feature of NOMA is to serve multiple users at the same time/frequency/code, but with different power levels, which yields a significant spectral efficiency gain over conventional orthogonal MA. This article provides a systematic treatment of this newly emerging technology, from its combination with multiple-input multiple-output (MIMO) technologies, to cooperative NOMA, as well as the interplay between NOMA and cognitive radio. This article also reviews the state of the art in the standardization activities concerning the implementation of NOMA in LTE and 5G networks.

preprint2016arXiv

Cluster Content Caching: An Energy-Efficient Approach to Improve Quality of Service in Cloud Radio Access Networks

In cloud radio access networks (C-RANs), a substantial amount of data must be exchanged in both backhaul and fronthaul links, which causes high power consumption and poor quality of service (QoS) experience for real-time services. To solve this problem, a cluster content caching structure is proposed in this paper, which takes full advantage of distributed caching and centralized signal processing. In particular, redundant traffic on the backhaul can be reduced because the cluster content cache provides a part of required content objects for remote radio heads (RRHs) connected to a common edge cloud. Tractable expressions for both effective capacity and energy efficiency performance are derived, which show that the proposed structure can improve QoS guarantees with a lower power cost of local storage. Furthermore, to fully explore the potential of the proposed cluster content caching structure, the joint design of resource allocation and RRH association is optimized, and two distributed algorithms are accordingly proposed. Simulation results verify the accuracy of the analytical results and show the performance gains achieved by cluster content caching in C-RANs.

preprint2016arXiv

Energy-Efficient Joint Congestion Control and Resource Optimization in Heterogeneous Cloud Radio Access Networks

The heterogeneous cloud radio access network (HCRAN) is a promising paradigm which integrates the advantages of cloud radio access network (C-RAN) and heterogeneous network (HetNet). In this paper, we study the joint congestion control and resource optimization to explore the energy efficiency (EE)-guaranteed tradeoff between throughput utility and delay performance in a downlink slotted H-CRAN. We formulate the considered problem as a stochastic optimization problem, which maximizes the utility of average throughput and maintains the network stability subject to required EE constraint and transmit power consumption constraints by traffic admission control, user association, resource block allocation and power allocation. Leveraging on the Lyapunov optimization technique, the stochastic optimization problem can be transformed and decomposed into three separate subproblems which can be solved concurrently at each slot. The third mixed-integer nonconvex subproblem is efficiently solved utilizing the continuity relaxation of binary variables and the Lagrange dual decomposition method. Theoretical analysis shows that the proposal can quantitatively control the throughput-delay performance tradeoff with required EE performance. Simulation results consolidate the theoretical analysis and demonstrate the advantages of the proposal from the prospective of queue stability and power consumption.

preprint2016arXiv

Lattice Partition Multiple Access: A New Method of Downlink Non-orthogonal Multiuser Transmissions

In this paper, we propose a new downlink non-orthogonal multiuser superposition transmission scheme for future 5G cellular networks, which we refer to as the lattice partition multiple access (LPMA). In this proposed design, the base station transmits multilevel lattice codes for multiple users. Each user's code level corresponds to a distinct prime and is weighted by a product of all distinct primes of the other users excluding its own. Due to the structural property of lattice codes, each user can cancel out the interference from the other code levels by using the modulo lattice operation in a successive/parallel manner. LPMA can overcome the drawback of non-orthogonal multiple access (NOMA), which arises when users have similar channel conditions. We demonstrate that the proposed LPMA shows a clear throughput enhancement over the current NOMA scheme.

preprint2016arXiv

Non-orthogonal Multiple Access in Large-Scale Underlay Cognitive Radio Networks

In this paper, non-orthogonal multiple access (NOMA) is applied to large-scale underlay cognitive radio (CR) networks with randomly deployed users. In order to characterize the performance of the considered network, new closed-form expressions of the outage probability are derived using stochastic-geometry. More importantly, by carrying out the diversity analysis, new insights are obtained under the two scenarios with different power constraints: 1) fixed transmit power of the primary transmitters (PTs), and 2) transmit power of the PTs being proportional to that of the secondary base station. For the first scenario, a diversity order of $m$ is experienced at the $m$-th ordered NOMA user. For the second scenario, there is an asymptotic error floor for the outage probability. Simulation results are provided to verify the accuracy of the derived results. A pivotal conclusion is reached that by carefully designing target data rates and power allocation coefficients of users, NOMA can outperform conventional orthogonal multiple access in underlay CR networks.

preprint2016arXiv

On the Outage Performance of Non-Orthogonal Multiple Access with One-Bit Feedback

In this paper, the outage performance of downlink non-orthogonal multiple access (NOMA) is investigated for the case where each user feeds back only one bit of its channel state information (CSI) to the base station. Conventionally, opportunistic one-bit feedback has been used in fading broadcast channels to select only one user for transmission. In contrast, the considered NOMA scheme adopts superposition coding to serve all users simultaneously in order to improve user fairness. A closed-form expression for the common outage probability (COP) is derived, along with the optimal diversity gains under two types of power constraints. Particularly, it is demonstrated that the diversity gain under a long-term power constraint is twice as large as that under a short-term power constraint. Furthermore, we study dynamic power allocation optimization for minimizing the COP, based on one-bit CSI feedback. This problem is challenging since the objective function is non-convex; however, under the short-term power constraint, we demonstrate that the original problem can be transformed into a set of convex problems. Under the long-term power constraint, an asymptotically optimal solution is obtained for high signal-to-noise ratio.

preprint2016arXiv

On the Spectral Efficiency and Security Enhancements of NOMA Assisted Multicast-Unicast Streaming

This paper considers the application of non-orthogonal multiple access (NOMA) to a multi-user network with mixed multicasting and unicasting traffic. The proposed design of beamforming and power allocation ensures that the unicasting performance is improved while maintaining the reception reliability of multicasting. Both analytical and simulation results are provided to demonstrate that the use of the NOMA assisted multicast-unicast scheme yields a significant improvement in spectral efficiency compared to orthogonal multiple access (OMA) schemes which realize multicasting and unicasting services separately. Since unicasting messages are broadcasted to all the users, how the use of NOMA can prevent those multicasting receivers intercepting the unicasting messages is also investigated, where it is shown that the secrecy unicasting rate achieved by NOMA is always larger than or equal to that of OMA. This security gain is mainly due to the fact that the multicasting messages can be used as jamming signals to prevent potential eavesdropping when the multicasting and unicasting messages are superimposed together following the NOMA principle.

preprint2016arXiv

Optimal Joint Power and Subcarrier Allocation for Full-Duplex Multicarrier Non-Orthogonal Multiple Access Systems

In this paper, we investigate resource allocation algorithm design for multicarrier non-orthogonal multiple access (MC-NOMA) systems employing a full-duplex (FD) base station (BS) for serving multiple half-duplex (HD) downlink (DL) and uplink (UL) users simultaneously. The proposed algorithm is obtained from the solution of a non-convex optimization problem for the maximization of the weighted sum system throughput. We apply monotonic optimization to develop an optimal joint power and subcarrier allocation policy. The optimal resource allocation policy serves as a system performance benchmark due to its high computational complexity. Furthermore, a suboptimal iterative scheme based on successive convex approximation is proposed to strike a balance between computational complexity and optimality. Our simulation results reveal that the proposed suboptimal algorithm achieves a close-to-optimal performance. Besides, FD MC-NOMA systems employing the proposed resource allocation algorithms provide a substantial system throughput improvement compared to conventional HD multicarrier orthogonal multiple access (MC-OMA) systems and other baseline schemes. Also, our results unveil that the proposed FD MC-NOMA systems achieve a fairer resource allocation compared to traditional HD MC-OMA systems.

preprint2016arXiv

Optimal Joint Power and Subcarrier Allocation for MC-NOMA Systems

In this paper, we investigate the resource allocation algorithm design for multicarrier non-orthogonal multiple access (MC-NOMA) systems. The proposed algorithm is obtained from the solution of a non-convex optimization problem for the maximization of the weighted system throughput. We employ monotonic optimization to develop the optimal joint power and subcarrier allocation policy. The optimal resource allocation policy serves as a performance benchmark due to its high complexity. Furthermore, to strike a balance between computational complexity and optimality, a suboptimal scheme with low computational complexity is proposed. Our simulation results reveal that the suboptimal algorithm achieves a close-to-optimal performance and MC-NOMA employing the proposed resource allocation algorithm provides a substantial system throughput improvement compared to conventional multicarrier orthogonal multiple access (MC-OMA).

preprint2016arXiv

Relay Selection for Cooperative NOMA

This letter studies the impact of relay selection (RS) on the performance of cooperative non-orthogonal multiple access (NOMA). In particular, a two-stage RS strategy is proposed, and analytical results are developed to demonstrate that this two-stage strategy can achieve the minimal outage probability among all possible RS schemes, and realize the maximal diversity gain. The provided simulation results show that cooperative NOMA with this two-stage RS scheme outperforms that with the conventional max-min approach, and can also yield a significant performance gain over orthogonal multiple access.

preprint2016arXiv

Secrecy Sum Rate Maximization in Non-Orthogonal Multiple Access

Non-orthogonal multiple access (NOMA) has been recognized as a promising technique for providing high data rates in 5G systems. This letter is to study physical layer security in a single-input single-output (SISO) NOMA system consisting of a transmitter, multiple legitimate users and an eavesdropper. The aim of this letter is to maximize the secrecy sum rate (SSR) of the NOMA system subject to the users' quality of service (QoS) requirements. We firstly identify the feasible region of the transmit power for satisfying all users' QoS requirements. Then we derive the closed-form expression of an optimal power allocation policy that maximizes the SSR. Numerical results are provided to show a significant SSR improvement by NOMA compared with conventional orthogonal multiple access (OMA).

preprint2016arXiv

Secure Multicast Communications with Private Jammers

This paper investigates secrecy rate optimization for a multicasting network, in which a transmitter broadcasts the same information to multiple legitimate users in the presence of multiple eavesdroppers. In order to improve the achievable secrecy rates, private jammers are employed to generate interference to confuse the eavesdroppers. These private jammers charge the legitimate transmitter for their jamming services based on the amount of interference received at the eavesdroppers. Therefore, this secrecy rate maximization problem is formulated as a Stackelberg game, in which the private jammers and the transmitter are the leaders and the follower of the game, respectively. A fixed interference price scenario is considered first, in which a closed-form solution is derived for the optimal amount of interference generated by the jammers to maximize the revenue of the legitimate transmitter. Based on this solution, the Stackelberg equilibrium of the proposed game, at which both legitimate transmitter and the private jammers achieve their maximum revenues, is then derived. Simulation results are also provided to validate these theoretical derivations.

preprint2016arXiv

Wireless Powered Communications with Non-Orthogonal Multiple Access

We study a wireless-powered uplink communication system with non-orthogonal multiple access (NOMA), consisting of one base station and multiple energy harvesting users. More specifically, we focus on the individual data rate optimization and fairness improvement and we show that the formulated problems can be optimally and efficiently solved by either linear programming or convex optimization. In the provided analysis, two types of decoding order strategies are considered, namely fixed decoding order and time- sharing. Furthermore, we propose an efficient greedy algorithm, which is suitable for the practical implementation of the time-sharing strategy. Simulation results illustrate that the proposed scheme outperforms the baseline orthogonal multiple access scheme. More specifically, it is shown that NOMA offers a considerable improvement in throughput, fairness, and energy efficiency. Also, the dependence among system throughput, minimum individual data rate, and harvested energy is revealed, as well as an interesting trade-off between rates and energy efficiency. Finally, the convergence speed of the proposed greedy algorithm is evaluated, and it is shown that the required number of iterations is linear with respect to the number of users.

preprint2015arXiv

A General MIMO Framework for NOMA Downlink and Uplink Transmission Based on Signal Alignment

The application of multiple-input multiple-output (MIMO) techniques to non-orthogonal multiple access (NOMA) systems is important to enhance the performance gains of NOMA. In this paper, a novel MIMO-NOMA framework for downlink and uplink transmission is proposed by applying the concept of signal alignment. By using stochastic geometry, closed-form analytical results are developed to facilitate the performance evaluation of the proposed framework for randomly deployed users and interferers. The impact of different power allocation strategies, such as fixed power allocation and cognitive radio inspired power allocation, on the performance of MIMO-NOMA is also investigated. Computer simulation results are provided to demonstrate the performance of the proposed framework and the accuracy of the developed analytical results.

preprint2015arXiv

A Minorization-Maximization Method for Optimizing Sum Rate in Non-Orthogonal Multiple Access Systems

Non-orthogonal multiple access (NOMA) systems have the potential to deliver higher system throughput, compared to contemporary orthogonal multiple access techniques. For a linearly precoded multiple-input multiple-output (MISO) system, we study the downlink sum rate maximization problem, when the NOMA principles are applied. Being a non-convex and intractable optimization problem,we resort to approximate it with a minorization-maximization algorithm (MMA), which is a widely used tool in statistics. In each step of the MMA, we solve a second-order cone program, such that the feasibility set in each step contains that of the previous one, and is always guaranteed to be a subset of the feasibility set of the original problem. It should be noted that the algorithm takes a few iterations to converge. Furthermore, we study the conditions under which the achievable rates maximization can be further simplified to a low complexity design problem, and we compute the probability of occurrence of this event. Numerical examples are conducted to show a comparison of the proposed approach against conventional multiple access systems. NOMA is reported to provide better spectral and power efficiency with a polynomial time computational complexity.

preprint2015arXiv

Cooperative Non-Orthogonal Multiple Access in 5G Systems

Non-orthogonal multiple access (NOMA) has recently received considerable attention as a promising candidate for 5G systems. A key feature of NOMA is that users with better channel conditions have prior information about the messages of the other users. This prior knowledge is fully exploited in this paper, where a cooperative NOMA scheme is proposed. Outage probability and diversity order achieved by this cooperative NOMA scheme are analyzed, and an approach based on user pairing is also proposed to reduce system complexity in practice.

preprint2015arXiv

Cooperative Non-Orthogonal Multiple Access with Simultaneous Wireless Information and Power Transfer

In this paper, the application of simultaneous wireless information and power transfer (SWIPT) to non-orthogonal multiple access (NOMA) networks in which users are spatially randomly located is investigated. A new cooperative SWIPT NOMA protocol is proposed, in which near NOMA users that are close to the source act as energy harvesting relays to help far NOMA users. Since the locations of users have a significant impact on the performance, three user selection schemes based on the user distances from the base station are proposed. To characterize the performance of the proposed selection schemes, closed-form expressions for the outage probability and system throughput are derived. These analytical results demonstrate that the use of SWIPT will not jeopardize the diversity gain compared to the conventional NOMA. The proposed results confirm that the opportunistic use of node locations for user selection can achieve low outage probability and deliver superior throughput in comparison to the random selection scheme.

preprint2015arXiv

Design of Massive-MIMO-NOMA with Limited Feedback

In this letter, a low-feedback non-orthogonal multiple access (NOMA) scheme using massive multiple-input multiple-output (MIMO) transmission is proposed. In particular, the proposed scheme can decompose a massive-MIMO-NOMA system into multiple separated single-input single-output NOMA channels, and analytical results are developed to evaluate the performance of the proposed scheme for two scenarios, with perfect user ordering and with one-bit feedback, respectively.

preprint2015arXiv

Dynamic Power Splitting Policies for AF Relay Networks with Wireless Energy Harvesting

Wireless energy harvesting (WEH) provides an exciting way to supply energy for relay nodes to forward information for the source-destination pairs. In this paper, we investigate the problem on how the relay node dynamically adjusts the power splitting ratio of information transmission (IT) and energy harvesting (EH) in order to achieve the optimal outage performance. According to the knowledge of channel state information (CSI) at the relay, optimal dynamic power splitting policy with full CSI and partial CSI are both provided. Finally, through simulations, the proposed power splitting policies can improve the outage performances and the policy with full CSI achieves the best performance. It is also shown that the policy with partial CSI can approach the policy with full CSI closely and incurs far less system overhead.

preprint2015arXiv

NOMA: An Information Theoretic Perspective

In this letter, the performance of non-orthogonal multiple access (NOMA) is investigated from an information theoretic perspective. The relationships among the capacity region of broadcast channels and two rate regions achieved by NOMA and time-division multiple access (TDMA) are illustrated first. Then, the performance of NOMA is evaluated by considering TDMA as the benchmark, where both the sum rate and the individual user rates are used as the criteria. In a wireless downlink scenario with user pairing, the developed analytical results show that NOMA can outperform TDMA not only for the sum rate but also for each user's individual rate, particularly when the difference between the users' channels is large.

preprint2015arXiv

The Application of MIMO to Non-Orthogonal Multiple Access

This paper considers the application of multiple-input multiple-output (MIMO) techniques to non-orthogonal multiple access (NOMA) systems. A new design of precoding and detection matrices for MIMO-NOMA is proposed and its performance is analyzed for the case with a fixed set of power allocation coefficients. To further improve the performance gap between MIMO-NOMA and conventional orthogonal multiple access schemes, user pairing is applied to NOMA and its impact on the system performance is characterized. More sophisticated choices of power allocation coefficients are also proposed to meet various quality of service requirements. Finally computer simulation results are provided to facilitate the performance evaluation of MIMO-NOMA and also demonstrate the accuracy of the developed analytical results.

preprint2015arXiv

The Private Key Capacity of a Cooperative Pairwise-Independent Network

This paper studies the private key generation of a cooperative pairwise-independent network (PIN) with M+2 terminals (Alice, Bob and M relays), M >= 2. In this PIN, the correlated sources observed by every pair of terminals are independent of those sources observed by any other pair of terminal. All the terminals can communicate with each other over a public channel which is also observed by Eve noiselessly. The objective is to generate a private key between Alice and Bob under the help of the M relays; such a private key needs to be protected not only from Eve but also from individual relays simultaneously. The private key capacity of this PIN model is established, whose lower bound is obtained by proposing a novel random binning (RB) based key generation algorithm, and the upper bound is obtained based on the construction of M enhanced source models. The two bounds are shown to be exactly the same. Then, we consider a cooperative wireless network and use the estimates of fading channels to generate private keys. It has been shown that the proposed RB-based algorithm can achieve a multiplexing gain M-1, an improvement in comparison with the existing XOR- based algorithm whose achievable multiplexing gain is about [M]/2.

preprint2014arXiv

A Full-Diversity Beamforming Scheme in Two-Way Amplified-and-Forward Relay Systems

Consider a simple two-way relaying channel where two single-antenna sources exchange information via a multiple-antenna relay. To such a scenario, all the existing works which can achieve full diversity order are based on the antenna/relay selection, where the difficulty to design the beamforming lies in the fact that a single beamformer needs to serve two destinations. In this paper, we propose a new full-diversity beamforming scheme which ensures that the relay signals are coherently combined at both destinations. Both analytical and numerical results are provided to demonstrate that this proposed scheme can outperform the existing one based on the antenna selection.

preprint2014arXiv

Application of Smart Antenna Technologies in Simultaneous Wireless Information and Power Transfer

Simultaneous wireless information and power transfer (SWIPT) is a promising solution to increase the lifetime of wireless nodes and hence alleviate the energy bottleneck of energy constrained wireless networks. As an alternative to conventional energy harvesting techniques, SWIPT relies on the use of radio frequency signals, and is expected to bring some fundamental changes to the design of wireless communication networks. This article focuses on the application of advanced smart antenna technologies, including multiple-input multiple-output and relaying techniques, to SWIPT. These smart antenna technologies have the potential to significantly improve the energy efficiency and also the spectral efficiency of SWIPT. Different network topologies with single and multiple users are investigated, along with some promising solutions to achieve a favorable trade-off between system performance and complexity. A detailed discussion of future research challenges for the design of SWIPT systems is also provided.

preprint2014arXiv

Energy Harvesting Cooperative Networks: Is the Max-Min Criterion Still Diversity-Optimal?

This paper considers a general energy harvesting cooperative network with M source-destination (SD) pairs and one relay, where the relay schedules only m user pairs for transmissions. For the special case of m = 1, the addressed scheduling problem is equivalent to relay selection for the scenario with one SD pair and M relays. In conventional cooperative networks, the max-min selection criterion has been recognized as a diversity-optimal strategy for relay selection and user scheduling. The main contribution of this paper is to show that the use of the max-min criterion will result in loss of diversity gains in energy harvesting cooperative networks. Particularly when only a single user is scheduled, analytical results are developed to demonstrate that the diversity gain achieved by the max-min criterion is only (M+1)/2, much less than the maximal diversity gain M. The max-min criterion suffers this diversity loss because it does not reflect the fact that the source-relay channels are more important than the relay-destination channels in energy harvesting networks. Motivated by this fact, a few user scheduling approaches tailored to energy harvesting networks are developed and their performance is analyzed. Simulation results are provided to demonstrate the accuracy of the developed analytical results and facilitate the performance comparison.

preprint2014arXiv

Impact of User Pairing on 5G Non-Orthogonal Multiple Access

Non-orthogonal multiple access (NOMA) represents a paradigm shift from conventional orthogonal multiple access (MA) concepts, and has been recognized as one of the key enabling technologies for 5G systems. In this paper, the impact of user pairing on the performance of two NOMA systems, NOMA with fixed power allocation (F-NOMA) and cognitive radio inspired NOMA (CR-NOMA), is characterized. For FNOMA, both analytical and numerical results are provided to demonstrate that F-NOMA can offer a larger sum rate than orthogonal MA, and the performance gain of F-NOMA over conventional MA can be further enlarged by selecting users whose channel conditions are more distinctive. For CR-NOMA, the quality of service (QoS) for users with the poorer channel condition can be guaranteed since the transmit power allocated to other users is constrained following the concept of cognitive radio networks. Because of this constraint, CR-NOMA has different behavior compared to F-NOMA. For example, for the user with the best channel condition, CR-NOMA prefers to pair it with the user with the second best channel condition, whereas the user with the worst channel condition is preferred by F-NOMA.

preprint2014arXiv

On the Performance of Non-Orthogonal Multiple Access in 5G Systems with Randomly Deployed Users

In this letter, the performance of non-orthogonal multiple access (NOMA) is investigated in a cellular downlink scenario with randomly deployed users. The developed analytical results show that NOMA can achieve superior performance in terms of ergodic sum rates; however, the outage performance of NOMA depends critically on the choices of the users' targeted data rates and allocated power. In particular, a wrong choice of the targeted data rates and allocated power can lead to a situation in which the user's outage probability is always one, i.e. the user's targeted quality of service will never be met.

preprint2014arXiv

Rethinking the Role of Interference in Wireless Networks

This article re-examines the fundamental notion of interference in wireless networks by contrasting traditional approaches to new concepts that handle interference in a creative way. Specifically, we discuss the fundamental limits of the interference channel and present the interference alignment technique and its extension of signal alignment techniques. Contrary to this traditional view, which treats interference as a detrimental phenomenon, we introduce three concepts that handle interference as a useful resource. The first concept exploits interference at the modulation level and leads to simple multiuser downlink precoding that provides significant energy savings. The second concept uses radio frequency radiation for energy harvesting and handles interference as a source of green energy. The last concept refers to a secrecy environment and uses interference as an efficient means to jam potential eavesdroppers. These three techniques bring a new vision about interference in wireless networks and motivate a plethora of potential new applications and services.

preprint2013arXiv

Application of Analog Network Coding to MIMO Two-Way Relay Channel in Cellular Systems

An efficient analog network coding transmission protocol is proposed in this letter for a MIMO two way cellular network. Block signal alignment is first proposed to null the inter-user interference for multi-antenna users, which makes the dimensions of aligned space larger compared with the existing signal alignment. Two algorithms are developed to jointly design the precoding matrices at the relay and BS for outage optimization. Especially, the last algorithm is designed to maximize the effective channel gain to the effective noise gain ratio. The performance of this transmission protocol is also verified by simulations.

preprint2013arXiv

Cooperative Energy Harvesting Networks with Spatially Random Users

This paper considers a cooperative network with multiple source-destination pairs and one energy harvesting relay. The outage probability experienced by users in this network is characterized by taking the spatial randomness of user locations into consideration. In addition, the cooperation among users is modeled as a canonical coalitional game and the grand coalition is shown to be stable in the addressed scenario. Simulation results are provided to demonstrate the accuracy of the developed analytical results.

preprint2013arXiv

On the Broadcast Latency in Finite Cooperative Wireless Networks

The aim of this paper is to study the effect of cooperation on system delay, quantified as the number of retransmissions required to deliver a broadcast message to all intended receivers. Unlike existing works on broadcast scenarios, where distance between nodes is not explicitly considered, we examine the joint effect of small scale fading and propagation path loss. Also, we study cooperation in application to finite networks, i.e. when the number of cooperating nodes is small. Stochastic geometry and order statistics are used to develop analytical models that tightly match the simulation results for non-cooperative scenario and provide a lower bound for delay in a cooperative setting. We demonstrate that even for a simple flooding scenario, cooperative broadcast achieves significantly lower system delay.

preprint2013arXiv

On the Impact of Relay-side Channel State Information on Opportunistic Relaying

In this paper, outage performance of network topology-aware distributed opportunistic relay selection strategies is studied with focus on the impact of different levels of channel state information (CSI) available at relays. Specifically, two scenarios with (a) exact instantaneous and (b) only statistical CSI are compared with explicit account for both small-scale Rayleigh fading and path loss due to random inter-node distances. Analytical results, matching closely to simulations, suggest that although similar diversity order can be achieved in both cases, the lack of precise CSI to support relay selection translates into significant increase in the power required to achieve the same level of QoS. In addition, when only statistical CSI is available, achieving the same diversity order is associated with a clear performance degradation at low SNR due to splitting of system resources between multiple relays.

preprint2013arXiv

Power Allocation Strategies in Energy Harvesting Wireless Cooperative Networks

In this paper, a wireless cooperative network is considered, in which multiple source-destination pairs communicate with each other via an energy harvesting relay. The focus of this paper is on the relay's strategies to distribute the harvested energy among the multiple users and their impact on the system performance. Specifically, a non-cooperative strategy is to use the energy harvested from the i-th source as the relay transmission power to the i-th destination, to which asymptotic results show that its outage performance decays as logSNR over SNR. A faster decaying rate, 1 over SNR, can be achieved by the two centralized strategies proposed this the paper, where the water filling based one can achieve optimal performance with respect to several criteria, with a price of high complexity. An auction based power allocation scheme is also proposed to achieve a better tradeoff between the system performance and complexity. Simulation results are provided to confirm the accuracy of the developed analytical results and facilitate a better performance comparison.

preprint2012arXiv

On the Application of Noisy Network Coding to the Relay-Eavesdropper Channel

In this paper, we consider the design of a new secrecy transmission scheme for a four-node relay-eavesdropper channel. The key idea of the proposed scheme is to combine noisy network coding with the interference assisted strategy for wiretap channel with a helping interferer. A new achievable secrecy rate is characterized for both discrete memoryless and Gaussian channels. Such a new rate can be viewed as a general framework, where the existing interference assisted schemes such as noisy-forwarding and cooperative jamming approaches can be shown as special cases of the proposed scheme. In addition, under some channel condition where the existing schemes can only achieve zero secrecy rate, the proposed secrecy scheme can still offer significant performance gains.