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Zhangzhang Si

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2 published item(s)

preprint2026arXiv

Operationalizing Document AI: A Microservice Architecture for OCR and LLM Pipelines in Production

Academic research tends to focus on new models for document understanding creating a wide gap in the literature between model definition and running models at production scale. To close that gap, we present a microservice architecture that encapsulates pipelines of multiple models for classification, optical character recognition (OCR), and large language model structured field extraction as well as our experience running this pipeline on thousands of multi-page documents per hour. We describe our primary design decisions, including a hybrid classification, separation of GPU-bound inference from CPU-bound orchestration, use of asynchronous processing for the many IO-bound operations in the pipeline, and an independent, horizontal scaling strategy. Using batch profiling, we identified two surprising qualitative findings that shape production deployments: OCR, not language-model parsing, dominates end-to-end latency, and the system saturates at a concurrency determined by shared GPU-inference capacity rather than worker count. Our goal is to provide practitioners with concrete architectural patterns for building document understanding systems that work beyond the benchmark; effectively operationalizing models in production.

preprint2011arXiv

Learning Active Basis Models by EM-Type Algorithms

EM algorithm is a convenient tool for maximum likelihood model fitting when the data are incomplete or when there are latent variables or hidden states. In this review article we explain that EM algorithm is a natural computational scheme for learning image templates of object categories where the learning is not fully supervised. We represent an image template by an active basis model, which is a linear composition of a selected set of localized, elongated and oriented wavelet elements that are allowed to slightly perturb their locations and orientations to account for the deformations of object shapes. The model can be easily learned when the objects in the training images are of the same pose, and appear at the same location and scale. This is often called supervised learning. In the situation where the objects may appear at different unknown locations, orientations and scales in the training images, we have to incorporate the unknown locations, orientations and scales as latent variables into the image generation process, and learn the template by EM-type algorithms. The E-step imputes the unknown locations, orientations and scales based on the currently learned template. This step can be considered self-supervision, which involves using the current template to recognize the objects in the training images. The M-step then relearns the template based on the imputed locations, orientations and scales, and this is essentially the same as supervised learning. So the EM learning process iterates between recognition and supervised learning. We illustrate this scheme by several experiments.