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Yue Xing

Yue Xing contributes to research discovery and scholarly infrastructure.

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Published work

5 published item(s)

preprint2026arXiv

Crafting Reversible SFT Behaviors in Large Language Models

Supervised fine-tuning (SFT) induces new behaviors in large language models, yet imposes no structural constraint on how these behaviors are distributed within the model. Existing behavior interpretation methods, such as circuit attribution approaches, identify sparse subnetworks correlated with SFT-induced behaviors post-hoc. However, such correlations do not imply *causal necessity*, limiting the ability to selectively control SFT-induced behaviors at inference time. We pursue an alternative by asking: can an SFT-induced behavior be deliberately compressed into a sparse, mechanistically necessary subnetwork, termed a *carrier*, while remaining controllable at inference time without weight modification? We propose (a) **Loss-Constrained Dual Descent (LCDD)**, which constructs such carriers by jointly optimizing routing masks and model weights under an explicit utility budget, and (b) **SFT-Eraser**, a soft prompt optimized via activation matching on extracted carrier channels, to reverse the SFT-induced behavior. Across safety, fixed-response, and style behaviors on multiple model families, LCDD yields sparse carriers that preserve target behaviors while enabling strong reversion when triggered by SFT-Eraser. Ablations further establish that the sparse structure is the key precondition for reversal: the same trigger optimization fails on standard SFT models, confirming that structure rather than trigger design is the operative factor. These results provide direct evidence that the learned carriers are causally necessary for the behaviors, pointing to a new direction for systematically localizing and selectively suppressing SFT-induced behaviors in deployed models.

preprint2022arXiv

Benefit of Interpolation in Nearest Neighbor Algorithms

In some studies \citep[e.g.,][]{zhang2016understanding} of deep learning, it is observed that over-parametrized deep neural networks achieve a small testing error even when the training error is almost zero. Despite numerous works towards understanding this so-called "double descent" phenomenon \citep[e.g.,][]{belkin2018reconciling,belkin2019two}, in this paper, we turn into another way to enforce zero training error (without over-parametrization) through a data interpolation mechanism. Specifically, we consider a class of interpolated weighting schemes in the nearest neighbors (NN) algorithms. By carefully characterizing the multiplicative constant in the statistical risk, we reveal a U-shaped performance curve for the level of data interpolation in both classification and regression setups. This sharpens the existing result \citep{belkin2018does} that zero training error does not necessarily jeopardize predictive performances and claims a counter-intuitive result that a mild degree of data interpolation actually {\em strictly} improve the prediction performance and statistical stability over those of the (un-interpolated) $k$-NN algorithm. In the end, the universality of our results, such as change of distance measure and corrupted testing data, will also be discussed.

preprint2022arXiv

Unlabeled Data Help: Minimax Analysis and Adversarial Robustness

The recent proposed self-supervised learning (SSL) approaches successfully demonstrate the great potential of supplementing learning algorithms with additional unlabeled data. However, it is still unclear whether the existing SSL algorithms can fully utilize the information of both labelled and unlabeled data. This paper gives an affirmative answer for the reconstruction-based SSL algorithm \citep{lee2020predicting} under several statistical models. While existing literature only focuses on establishing the upper bound of the convergence rate, we provide a rigorous minimax analysis, and successfully justify the rate-optimality of the reconstruction-based SSL algorithm under different data generation models. Furthermore, we incorporate the reconstruction-based SSL into the existing adversarial training algorithms and show that learning from unlabeled data helps improve the robustness.

preprint2020arXiv

FU-net: Multi-class Image Segmentation Using Feedback Weighted U-net

In this paper, we present a generic deep convolutional neural network (DCNN) for multi-class image segmentation. It is based on a well-established supervised end-to-end DCNN model, known as U-net. U-net is firstly modified by adding widely used batch normalization and residual block (named as BRU-net) to improve the efficiency of model training. Based on BRU-net, we further introduce a dynamically weighted cross-entropy loss function. The weighting scheme is calculated based on the pixel-wise prediction accuracy during the training process. Assigning higher weights to pixels with lower segmentation accuracies enables the network to learn more from poorly predicted image regions. Our method is named as feedback weighted U-net (FU-net). We have evaluated our method based on T1- weighted brain MRI for the segmentation of midbrain and substantia nigra, where the number of pixels in each class is extremely unbalanced to each other. Based on the dice coefficient measurement, our proposed FU-net has outperformed BRU-net and U-net with statistical significance, especially when only a small number of training examples are available. The code is publicly available in GitHub (GitHub link: https://github.com/MinaJf/FU-net).

preprint2020arXiv

Predictive Power of Nearest Neighbors Algorithm under Random Perturbation

We consider a data corruption scenario in the classical $k$ Nearest Neighbors ($k$-NN) algorithm, that is, the testing data are randomly perturbed. Under such a scenario, the impact of corruption level on the asymptotic regret is carefully characterized. In particular, our theoretical analysis reveals a phase transition phenomenon that, when the corruption level $ω$ is below a critical order (i.e., small-$ω$ regime), the asymptotic regret remains the same; when it is beyond that order (i.e., large-$ω$ regime), the asymptotic regret deteriorates polynomially. Surprisingly, we obtain a negative result that the classical noise-injection approach will not help improve the testing performance in the beginning stage of the large-$ω$ regime, even in the level of the multiplicative constant of asymptotic regret. As a technical by-product, we prove that under different model assumptions, the pre-processed 1-NN proposed in \cite{xue2017achieving} will at most achieve a sub-optimal rate when the data dimension $d>4$ even if $k$ is chosen optimally in the pre-processing step.