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Researcher profile

Yihan Jiang

Yihan Jiang contributes to research discovery and scholarly infrastructure.

ResearcherAffiliation not importedOpen to collaborate
Machine LearningArtificial IntelligenceComputation and Languageeess.SPInformation Theorymath.IT

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Published work

4 published item(s)

preprint2026arXiv

FinSafetyBench: Evaluating LLM Safety in Real-World Financial Scenarios

Large language models (LLMs) are increasingly applied in financial scenarios. However, they may produce harmful outputs, including facilitating illegal activities or unethical behavior, posing serious compliance risks. To systematically evaluate LLM safety in finance, we propose FinSafetyBench, a bilingual (English-Chinese) red-teaming benchmark designed to test an LLM's refusal of requests that violate financial compliance. Grounded in real-world financial crime cases and ethics standards, the benchmark comprises 14 subcategories spanning financial crimes and ethical violations. Through extensive experiments on general-purpose and finance-specialized LLMs under three representative attack settings, we identify critical vulnerabilities that allow adversarial prompts to bypass compliance safeguards. Further analysis reveals stronger susceptibility in Chinese contexts and highlights the limitations of prompt-level defenses against sophisticated or implicit manipulation strategies.

0 citations0 reviewsNo code linkedOpen access
preprint2023arXiv

Improving Federated Learning Personalization via Model Agnostic Meta Learning

Federated Learning (FL) refers to learning a high quality global model based on decentralized data storage, without ever copying the raw data. A natural scenario arises with data created on mobile phones by the activity of their users. Given the typical data heterogeneity in such situations, it is natural to ask how can the global model be personalized for every such device, individually. In this work, we point out that the setting of Model Agnostic Meta Learning (MAML), where one optimizes for a fast, gradient-based, few-shot adaptation to a heterogeneous distribution of tasks, has a number of similarities with the objective of personalization for FL. We present FL as a natural source of practical applications for MAML algorithms, and make the following observations. 1) The popular FL algorithm, Federated Averaging, can be interpreted as a meta learning algorithm. 2) Careful fine-tuning can yield a global model with higher accuracy, which is at the same time easier to personalize. However, solely optimizing for the global model accuracy yields a weaker personalization result. 3) A model trained using a standard datacenter optimization method is much harder to personalize, compared to one trained using Federated Averaging, supporting the first claim. These results raise new questions for FL, MAML, and broader ML research.

0 citations0 reviewsNo code linkedOpen access
preprint2020arXiv

Deepcode and Modulo-SK are Designed for Different Settings

We respond to [1] which claimed that "Modulo-SK scheme outperforms Deepcode [2]". We demonstrate that this statement is not true: the two schemes are designed and evaluated for entirely different settings. DeepCode is designed and evaluated for the AWGN channel with (potentially delayed) uncoded output feedback. Modulo-SK is evaluated on the AWGN channel with coded feedback and unit delay. [1] also claimed an implementation of Schalkwijk and Kailath (SK) [3] which was numerically stable for any number of information bits and iterations. However, we observe that while their implementation does marginally improve over ours, it also suffers from a fundamental issue with precision. Finally, we show that Deepcode dominates the optimized performance of SK, over a natural choice of parameterizations when the feedback is noisy.

0 citations0 reviewsNo code linkedOpen access
preprint2020arXiv

LEARN Codes: Inventing Low-latency Codes via Recurrent Neural Networks

Designing channel codes under low-latency constraints is one of the most demanding requirements in 5G standards. However, a sharp characterization of the performance of traditional codes is available only in the large block-length limit. Guided by such asymptotic analysis, code designs require large block lengths as well as latency to achieve the desired error rate. Tail-biting convolutional codes and other recent state-of-the-art short block codes, while promising reduced latency, are neither robust to channel-mismatch nor adaptive to varying channel conditions. When the codes designed for one channel (e.g.,~Additive White Gaussian Noise (AWGN) channel) are used for another (e.g.,~non-AWGN channels), heuristics are necessary to achieve non-trivial performance. In this paper, we first propose an end-to-end learned neural code, obtained by jointly designing a Recurrent Neural Network (RNN) based encoder and decoder. This code outperforms canonical convolutional code under block settings. We then leverage this experience to propose a new class of codes under low-latency constraints, which we call Low-latency Efficient Adaptive Robust Neural (LEARN) codes. These codes outperform state-of-the-art low-latency codes and exhibit robustness and adaptivity properties. LEARN codes show the potential to design new versatile and universal codes for future communications via tools of modern deep learning coupled with communication engineering insights.

0 citations0 reviewsNo code linkedOpen access