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Y. Thomas Hou

Y. Thomas Hou contributes to research discovery and scholarly infrastructure.

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Published work

7 published item(s)

preprint2026arXiv

ARMOR 2025: A Military-Aligned Benchmark for Evaluating Large Language Model Safety Beyond Civilian Contexts

Large language models (LLMs) are now being explored for defense applications that require reliable and legally compliant decision support. They also hold significant potential to enhance decision making, coordination, and operational efficiency in military contexts. These uses demand evaluation methods that reflect the doctrinal standards that guide real military operations. Existing safety benchmarks focus on general social risks and do not test whether models follow the legal and ethical rules that govern real military operations. To address this gap, we introduce ARMOR 2025, a military aligned safety benchmark grounded in three core military doctrines the Law of War, the Rules of Engagement, and the Joint Ethics Regulation. We extract doctrinal text from these sources and generate multiple choice questions that preserve the intended meaning of each rule. The benchmark is organized through a taxonomy informed by the Observe Orient Decide Act (OODA) decision making framework. This structure enables systematic testing of accuracy and refusal across military relevant decision types. This benchmark features a structured 12-category taxonomy, 519 doctrinally grounded prompts, and rigorous evaluation procedures applied to 21 commercial LLMs. Evaluation results reveal critical gaps in safety alignment for military applications.

preprint2026arXiv

Near-Real-Time Resource Slicing for QoS Optimization in 5G O-RAN using Deep Reinforcement Learning

Open-Radio Access Network (O-RAN) has become an important paradigm for 5G and beyond radio access networks. This paper presents an xApp called xSlice for the Near-Real-Time (Near-RT) RAN Intelligent Controller (RIC) of 5G O-RANs. xSlice is an online learning algorithm that adaptively adjusts MAC-layer resource allocation in response to dynamic network states, including time-varying wireless channel conditions, user mobility, traffic fluctuations, and changes in user demand. To address these network dynamics, we first formulate the Quality-of-Service (QoS) optimization problem as a regret minimization problem by quantifying the QoS demands of all traffic sessions through weighting their throughput, latency, and reliability. We then develop a deep reinforcement learning (DRL) framework that utilizes an actor-critic model to combine the advantages of both value-based and policy-based updating methods. A graph convolutional network (GCN) is incorporated as a component of the DRL framework for graph embedding of RAN data, enabling xSlice to handle a dynamic number of traffic sessions. We have implemented xSlice on an O-RAN testbed with 10 smartphones and conducted extensive experiments to evaluate its performance in realistic scenarios. Experimental results show that xSlice can reduce performance regret by 67% compared to the state-of-the-art solutions. Source code is available at https://github.com/xslice-5G/code.

preprint2023arXiv

Towards Optimal Tradeoff Between Data Freshness and Update Cost in Information-update Systems

In this paper, we consider a discrete-time information-update system, where a service provider can proactively retrieve information from the information source to update its data and users query the data at the service provider. One example is crowdsensing-based applications. In order to keep users satisfied, the application desires to provide users with fresh data, where the freshness is measured by the Age-of-Information (AoI). However, maintaining fresh data requires the application to update its database frequently, which incurs an update cost (e.g., incentive payment). Hence, there exists a natural tradeoff between the AoI and the update cost at the service provider who needs to make update decisions. To capture this tradeoff, we formulate an optimization problem with the objective of minimizing the total cost, which is the sum of the staleness cost (which is a function of the AoI) and the update cost. Then, we provide two useful guidelines for the design of efficient update policies. Following these guidelines and assuming that the aggregated request arrival process is Bernoulli, we prove that there exists a threshold-based policy that is optimal among all online policies and thus focus on the class of threshold-based policies. Furthermore, we derive the closed-form formula for computing the long-term average cost under any threshold-based policy and obtain the optimal threshold. Finally, we perform extensive simulations using both synthetic data and real traces to verify our theoretical results and demonstrate the superior performance of the optimal threshold-based policy compared with several baseline policies.

preprint2021arXiv

Decentralized Spectrum Access System: Vision, Challenges, and a Blockchain Solution

Spectrum access system (SAS) is widely considered the de facto solution to coordinating dynamic spectrum sharing (DSS) and protecting incumbent users. The current SAS paradigm prescribed by the FCC for the CBRS band and standardized by the WInnForum follows a centralized service model in that a spectrum user subscribes to a SAS server for spectrum allocation service. This model, however, neither tolerates SAS server failures (crash or Byzantine) nor resists dishonest SAS administrators, leading to serious concerns on SAS system reliability and trustworthiness. This is especially concerning for the evolving DSS landscape where an increasing number of SAS service providers and heterogeneous user requirements are coming up. To address these challenges, we propose a novel blockchain-based decentralized SAS architecture called BD-SAS that provides SAS services securely and efficiently, without relying on the trust of each individual SAS server for the overall system trustworthiness. In BD-SAS, a global blockchain (G-Chain) is used for spectrum regulatory compliance while smart contract-enabled local blockchains (L-Chains) are instantiated in individual spectrum zones for automating spectrum access assignment per user request. We hope our vision of a decentralized SAS, the BD-SAS architecture, and discussion on future challenges can open up a new direction towards reliable spectrum management in a decentralized manner.

preprint2020arXiv

A Survey of Distributed Consensus Protocols for Blockchain Networks

Since the inception of Bitcoin, cryptocurrencies and the underlying blockchain technology have attracted an increasing interest from both academia and industry. Among various core components, consensus protocol is the defining technology behind the security and performance of blockchain. From incremental modifications of Nakamoto consensus protocol to innovative alternative consensus mechanisms, many consensus protocols have been proposed to improve the performance of the blockchain network itself or to accommodate other specific application needs. In this survey, we present a comprehensive review and analysis on the state-of-the-art blockchain consensus protocols. To facilitate the discussion of our analysis, we first introduce the key definitions and relevant results in the classic theory of fault tolerance which help to lay the foundation for further discussion. We identify five core components of a blockchain consensus protocol, namely, block proposal, block validation, information propagation, block finalization, and incentive mechanism. A wide spectrum of blockchain consensus protocols are then carefully reviewed accompanied by algorithmic abstractions and vulnerability analyses. The surveyed consensus protocols are analyzed using the five-component framework and compared with respect to different performance metrics. These analyses and comparisons provide us new insights in the fundamental differences of various proposals in terms of their suitable application scenarios, key assumptions, expected fault tolerance, scalability, drawbacks and trade-offs. We believe this survey will provide blockchain developers and researchers a comprehensive view on the state-of-the-art consensus protocols and facilitate the process of designing future protocols.

preprint2020arXiv

Modeling the Impact of Network Connectivity on Consensus Security of Proof-of-Work Blockchain

Blockchain, the technology behind the popular Bitcoin, is considered a "security by design" system as it is meant to create security among a group of distrustful parties yet without a central trusted authority. The security of blockchain relies on the premise of honest-majority, namely, the blockchain system is assumed to be secure as long as the majority of consensus voting power is honest. And in the case of proof-of-work (PoW) blockchain, adversaries cannot control more than 50% of the network's gross computing power. However, this 50% threshold is based on the analysis of computing power only, with implicit and idealistic assumptions on the network and node behavior. Recent researches have alluded that factors such as network connectivity, presence of blockchain forks, and mining strategy could undermine the consensus security assured by the honest-majority, but neither concrete analysis nor quantitative evaluation is provided. In this paper we fill the gap by proposing an analytical model to assess the impact of network connectivity on the consensus security of PoW blockchain under different adversary models. We apply our analytical model to two adversarial scenarios: 1) honest-but-potentially-colluding, 2) selfish mining. For each scenario, we quantify the communication capability of nodes involved in a fork race and estimate the adversary's mining revenue and its impact on security properties of the consensus protocol. Simulation results validated our analysis. Our modeling and analysis provide a paradigm for assessing the security impact of various factors in a distributed consensus system.

preprint2020arXiv

PrivacyGuard: Enforcing Private Data Usage Control with Blockchain and Attested Off-chain Contract Execution

The abundance and rich varieties of data are enabling many transformative applications of big data analytics that have profound societal impacts. However, there are also increasing concerns regarding the improper use of individual data owner's private data. In this paper, we propose PrivacyGuard, a system that leverages blockchain smart contract and trusted execution environment (TEE) to enable individual's control over the access and usage of their private data. Smart contracts are used to specify data usage policy, i.e., who can use what data under which conditions and what analytics to perform, while the distributed blockchain ledger is used to keep an irreversible and non-repudiable data usage record. To address the efficiency problem of on-chain contract execution and to prevent exposing private data on the publicly viewable blockchain, PrivacyGuard incorporates a novel TEE-based off-chain contract execution engine along with a protocol to securely commit the execution result onto blockchain. We have built and deployed a prototype of PrivacyGuard with Ethereum and Intel SGX. Our experiment result demonstrates that PrivacyGuard fulfills the promised privacy goal and supports analytics on data from a considerable number of data owners.