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Xiaomin Li

Xiaomin Li contributes to research discovery and scholarly infrastructure.

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Artificial Intelligence Machine Learning Computer Vision Software Engineering

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preprint2026arXiv

AgentLens: Revealing The Lucky Pass Problem in SWE-Agent Evaluation

Evaluation of software engineering (SWE) agents is dominated by a binary signal: whether the final patch passes the tests. This outcome-only view treats a principled solution and a chaotic trial-and-error process as equivalent. We show that this equivalence is empirically false. We evaluate 2,614 OpenHands trajectories from eight model backends on 60 SWE-bench Verified tasks. Of these, 47 have enough passing trajectories to construct task-level process references, yielding a 1,815-trajectory evaluation subset. Among passing trajectories in this subset, 10.7% exhibit behavior we call a Lucky Pass: regression cycles, blind retries, missing verification, or temporally disordered exploration, implementation, and verification. We introduce AgentLens, a framework for process-level assessment of SWE-agent trajectories, and release AgentLens-Bench, a dataset of 1,815 trajectories annotated with quality scores, waste signals, divergence points, and 47 task-level Prefix Tree Acceptor (PTA) references. AgentLens builds PTA references by merging multiple passing solutions for the same task, and uses a context-sensitive intent labeler to assign actions to Exploration, Implementation, Verification, or Orchestration based on trajectory history rather than tool identity alone. On AgentLens-Bench, the quality score separates passing trajectories into Lucky, Solid, and Ideal tiers and further decomposes Lucky Passes into five recurring mechanisms. Across the eight model backends, Lucky rates range from 0.5% to 23.2%, and some models move by as many as five rank positions when ranked by quality score instead of pass rate. We release the anonymized project repository, including the AgentLens-Bench dataset and AgentLens SDK, at https://github.com/microsoft/code-agent-state-trajectories/.

preprint2026arXiv

Chain of Risk: Safety Failures in Large Reasoning Models and Mitigation via Adaptive Multi-Principle Steering

Large reasoning models (LRMs) increasingly expose chain-of-thought-like reasoning for transparency, verification, and deliberate problem solving. This creates a safety blind spot: harmful or policy-violating content may appear in reasoning traces even when final answers appear safe. We test whether final-answer safety is a sufficient proxy for the full reasoning-answer trajectory by scoring both stages under a unified twenty-principle safety rubric. Using prompts from seven public harmfulness and jailbreak sources, plus four out-of-distribution (OOD) sources, we evaluate 15 open-weight and API-based LRMs across 41K prompts per model. Reasoning traces consistently reveal additional safety risks beyond final answers, especially in high-severity stage-wise failures: leak cases, where unsafe reasoning precedes a safe-looking answer, and escape cases, where benign-looking reasoning precedes an unsafe final response. Principle-level analysis shows that risk concentrates in misinformation, legal compliance, discrimination, physical harm, and psychological harm. We further propose adaptive multi-principle steering, a white-box test-time mitigation that learns one unsafe-to-safe activation direction per safety principle and activates only directions whose current hidden state is closer to the unsafe than safe centroid. On three steerable open reasoning models, adaptive steering reduces unsafe counts in both reasoning traces and final answers on held-out and OOD benchmarks. DeepSeek-R1-Qwen-7B achieves a 40.8% average unsafe-count reduction while retaining 97.7% macro-averaged accuracy on BBH, GSM8K, and MMLU. These results suggest that LRM safety should be evaluated and mitigated over the full exposed reasoning-answer trajectory, not only at the final-answer stage.

preprint2026arXiv

DataDignity: Training Data Attribution for Large Language Models

Auditing language-model outputs often requires more than judging correctness: an auditor may need to identify which source document most likely supports the knowledge expressed in a response. We study this as pinpoint provenance: given a prompt, a target-model response, and a candidate corpus, rank the documents that best support the response. We introduce FakeWiki, a controlled benchmark of 3,537 fabricated Wikipedia-style articles designed to preserve ground-truth provenance while weakening lexical shortcuts. FakeWiki includes QA probes, source-preserving paraphrases, retro-generated variants, hard anti-documents that remain topically similar while removing answer-critical facts, and five query conditions: clean prompting plus four jailbreak-inspired transformations. We evaluate seven retrieval baselines, a training-free activation-steering retrieval-fusion method, SteerFuse, and a supervised contrastive provenance ranker, ScoringModel. ScoringModel maps response and document features into a shared space and is trained with InfoNCE using in-batch, retrieval-mined, and anti-document negatives. Across nine open-weight instruction-tuned LLMs and five query conditions, ScoringModel improves mean Recall@10 from 35.0 for the strongest retrieval baseline to 52.2, without inference-time fusion, and wins 41/45 model-by-condition cells. SteerFuse is usually second-best despite requiring no supervised training, showing that activation-space evidence can efficiently complement text retrieval. On jailbreak-inspired transformed queries, ScoringModel improves Recall@10 by 15.7 points on average over the best baseline. Overall, our work shows that robust training data attribution requires evaluation settings that separate true answer support from topical or lexical resemblance.

preprint2026arXiv

Multi-Rollout On-Policy Distillation via Peer Successes and Failures

Large language models are often post-trained with sparse verifier rewards, which indicate whether a sampled trajectory succeeds but provide limited guidance about where reasoning succeeds or fails. On-policy distillation (OPD) offers denser token-level supervision by training on student-generated trajectories, yet existing methods typically distill each rollout independently and ignore the other attempts sampled for the same prompt. We introduce Multi-Rollout On-Policy Distillation (MOPD), a peer-conditioned distillation framework that uses the student's local rollout group to construct more informative teacher signals. MOPD conditions the teacher on both successful and failed peer rollouts: successes provide positive evidence for valid reasoning patterns, while failures provide structured negative evidence about plausible mistakes to avoid. We study two peer-context constructions: positive peer imitation and contrastive success-failure conditioning. Experiments on competitive programming, mathematical reasoning, scientific question answering, and tool-use benchmarks show that MOPD consistently improves over standard on-policy baselines. Further teacher-signal analysis shows that mixed success-failure contexts better align teacher scores with verifier rewards, indicating that the gains arise from more faithful, instance-adaptive supervision. These results indicate that effective on-policy distillation should exploit the student's multi-rollout trial-and-error behavior rather than treating rollouts as isolated samples.

preprint2026arXiv

Muon-OGD: Muon-based Spectral Orthogonal Gradient Projection for LLM Continual Learning

A central challenge in continual learning for large language models (LLMs) is catastrophic forgetting, where adapting to new tasks can substantially degrade performance on previously learned ones. Existing projection-based methods mitigate such interference by restricting parameter updates to subspaces that are orthogonal to directions associated with past tasks. However, these methods are typically formulated under Euclidean parameter geometry, with update magnitudes and projections governed by the Frobenius norm. The recent empirical success of the Muon optimizer, which applies orthogonalized matrix updates and admits a spectral-norm interpretation, suggests that Frobenius geometry may not be the most effective choice for matrix-valued LLM parameters. Motivated by this observation, we propose Muon-OGD, a spectral-norm-aware continual learning framework that integrates Muon-style operator-norm geometry with orthogonal projection constraints. Our method formulates each update as a spectral-norm-constrained optimization problem with linear non-interference constraints, and solves it efficiently through dual iterations and Newton--Schulz matrix-sign approximations. By applying orthogonalized momentum updates that avoid protected directions associated with prior tasks, Muon-OGD aims to improve the stability--plasticity trade-off in sequential LLM adaptation. We evaluate the proposed method on standard continual learning benchmarks, TRACE, and domain-specific Coding--Math--Medical curricula using both encoder--decoder and decoder-only architectures. Empirically, Muon-OGD consistently improves over sequential fine-tuning and competitive orthogonal-gradient baselines, while remaining computationally scalable. These results suggest that spectral-norm-aware update geometry provides a practical and effective alternative to Frobenius-norm projection for continual learning in LLMs.

preprint2022arXiv

RCRN: Real-world Character Image Restoration Network via Skeleton Extraction

Constructing high-quality character image datasets is challenging because real-world images are often affected by image degradation. There are limitations when applying current image restoration methods to such real-world character images, since (i) the categories of noise in character images are different from those in general images; (ii) real-world character images usually contain more complex image degradation, e.g., mixed noise at different noise levels. To address these problems, we propose a real-world character restoration network (RCRN) to effectively restore degraded character images, where character skeleton information and scale-ensemble feature extraction are utilized to obtain better restoration performance. The proposed method consists of a skeleton extractor (SENet) and a character image restorer (CiRNet). SENet aims to preserve the structural consistency of the character and normalize complex noise. Then, CiRNet reconstructs clean images from degraded character images and their skeletons. Due to the lack of benchmarks for real-world character image restoration, we constructed a dataset containing 1,606 character images with real-world degradation to evaluate the validity of the proposed method. The experimental results demonstrate that RCRN outperforms state-of-the-art methods quantitatively and qualitatively.

preprint2022arXiv

TTS-CGAN: A Transformer Time-Series Conditional GAN for Biosignal Data Augmentation

Signal measurement appearing in the form of time series is one of the most common types of data used in medical machine learning applications. Such datasets are often small in size, expensive to collect and annotate, and might involve privacy issues, which hinders our ability to train large, state-of-the-art deep learning models for biomedical applications. For time-series data, the suite of data augmentation strategies we can use to expand the size of the dataset is limited by the need to maintain the basic properties of the signal. Generative Adversarial Networks (GANs) can be utilized as another data augmentation tool. In this paper, we present TTS-CGAN, a transformer-based conditional GAN model that can be trained on existing multi-class datasets and generate class-specific synthetic time-series sequences of arbitrary length. We elaborate on the model architecture and design strategies. Synthetic sequences generated by our model are indistinguishable from real ones, and can be used to complement or replace real signals of the same type, thus achieving the goal of data augmentation. To evaluate the quality of the generated data, we modify the wavelet coherence metric to be able to compare the similarity between two sets of signals, and also conduct a case study where a mix of synthetic and real data are used to train a deep learning model for sequence classification. Together with other visualization techniques and qualitative evaluation approaches, we demonstrate that TTS-CGAN generated synthetic data are similar to real data, and that our model performs better than the other state-of-the-art GAN models built for time-series data generation.

preprint2022arXiv

TTS-GAN: A Transformer-based Time-Series Generative Adversarial Network

Signal measurements appearing in the form of time series are one of the most common types of data used in medical machine learning applications. However, such datasets are often small, making the training of deep neural network architectures ineffective. For time-series, the suite of data augmentation tricks we can use to expand the size of the dataset is limited by the need to maintain the basic properties of the signal. Data generated by a Generative Adversarial Network (GAN) can be utilized as another data augmentation tool. RNN-based GANs suffer from the fact that they cannot effectively model long sequences of data points with irregular temporal relations. To tackle these problems, we introduce TTS-GAN, a transformer-based GAN which can successfully generate realistic synthetic time-series data sequences of arbitrary length, similar to the real ones. Both the generator and discriminator networks of the GAN model are built using a pure transformer encoder architecture. We use visualizations and dimensionality reduction techniques to demonstrate the similarity of real and generated time-series data. We also compare the quality of our generated data with the best existing alternative, which is an RNN-based time-series GAN.

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