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Researcher profile

Shouhuai Xu

Shouhuai Xu contributes to research discovery and scholarly infrastructure.

ResearcherAffiliation not importedOpen to collaborate
Cryptography and SecurityMachine LearningArtificial IntelligenceComputer Science and Game TheoryMultiagent SystemsComputational ComplexityHuman-Computer Interactionmath.DSSocial and Information Networks

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Published work

13 published item(s)

preprint2026arXiv

ANNEAL: Adapting LLM Agents via Governed Symbolic Patch Learning

LLM-based agents can recover from individual execution errors, yet they repeatedly fail on the same fault when the underlying process knowledge--operator schemas, preconditions, and constraints--remains unrepaired. Existing self-evolving approaches address this gap by updating prompts, memory, or model weights, but none directly repair the symbolic structures that encode how tasks are executed, and few provide the governance guarantees required for safe deployment. We introduce ANNEAL, a neuro-symbolic agent that converts recurring failures into governed symbolic edits of a process knowledge graph without modifying foundation model weights. Its core mechanism, Failure-Driven Knowledge Acquisition (FDKA), localizes the responsible operator, synthesizes a typed patch through constrained LLM generation, and validates the proposal via multi-dimensional scoring, symbolic guardrails, and canary testing before commit. Every accepted edit carries full provenance and deterministic rollback capability. Across four domains and 27 multi-seed runs, ANNEAL is the only evaluated system that commits persistent structural repairs--strong baselines such as ReAct and Reflexion achieve high episodic recovery yet retain 72-100% holdout failure rates on recurring faults, whereas ANNEAL reduces these to 0% in the tested recurring-failure settings. Ablation confirms that removing FDKA eliminates all structural repairs and drops success rate by up to 26.7 percentage points. These results suggest that governed symbolic repair offers a complementary paradigm to weight-level and prompt-level adaptation for persistent fault elimination.

0 citations0 reviewsNo code linkedOpen access
preprint2022arXiv

A Coupling Approach to Analyzing Games with Dynamic Environments

The theory of learning in games has extensively studied situations where agents respond dynamically to each other by optimizing a fixed utility function. However, in real situations, the strategic environment varies as a result of past agent choices. Unfortunately, the analysis techniques that enabled a rich characterization of the emergent behavior in static environment games fail to cope with dynamic environment games. To address this, we develop a general framework using probabilistic couplings to extend the analysis of static environment games to dynamic ones. Using this approach, we obtain sufficient conditions under which traditional characterizations of Nash equilibria with best response dynamics and stochastic stability with log-linear learning can be extended to dynamic environment games. As a case study, we pose a model of cyber threat intelligence sharing between firms and a simple dynamic game-theoretic model of social precautions in an epidemic, both of which feature dynamic environments. For both examples, we obtain conditions under which the emergent behavior is characterized in the dynamic game by performing the traditional analysis on a reference static environment game.

0 citations0 reviewsNo code linkedOpen access
preprint2022arXiv

Internet-based Social Engineering Attacks, Defenses and Psychology: A Survey

Social engineering attacks are a major cyber threat because they often serve as a first step for an attacker to break into an otherwise well-defended network, steal victims' credentials, and cause financial losses. The problem has received due amount of attention with many publications proposing defenses against them. Despite this, the situation has not improved. In this paper, we aim to understand and explain this phenomenon by looking into the root cause of the problem. To this end, we examine the literature on attacks and defenses through a unique lens we propose -- {\em psychological factors (PFs) and techniques (PTs)}. We find that there is a big discrepancy between attacks and defenses: Attacks have deliberately exploited PFs by leveraging PTs, but defenses rarely take either of these into consideration, preferring technical solutions. This explains why existing defenses have achieved limited success. This prompts us to propose a roadmap for a more systematic approach towards designing effective defenses against social engineering attacks.

0 citations0 reviewsNo code linkedOpen access
preprint2022arXiv

RoPGen: Towards Robust Code Authorship Attribution via Automatic Coding Style Transformation

Source code authorship attribution is an important problem often encountered in applications such as software forensics, bug fixing, and software quality analysis. Recent studies show that current source code authorship attribution methods can be compromised by attackers exploiting adversarial examples and coding style manipulation. This calls for robust solutions to the problem of code authorship attribution. In this paper, we initiate the study on making Deep Learning (DL)-based code authorship attribution robust. We propose an innovative framework called Robust coding style Patterns Generation (RoPGen), which essentially learns authors' unique coding style patterns that are hard for attackers to manipulate or imitate. The key idea is to combine data augmentation and gradient augmentation at the adversarial training phase. This effectively increases the diversity of training examples, generates meaningful perturbations to gradients of deep neural networks, and learns diversified representations of coding styles. We evaluate the effectiveness of RoPGen using four datasets of programs written in C, C++, and Java. Experimental results show that RoPGen can significantly improve the robustness of DL-based code authorship attribution, by respectively reducing 22.8% and 41.0% of the success rate of targeted and untargeted attacks on average.

0 citations0 reviewsNo code linkedOpen access
preprint2021arXiv

A Framework for Enhancing Deep Neural Networks Against Adversarial Malware

Machine learning-based malware detection is known to be vulnerable to adversarial evasion attacks. The state-of-the-art is that there are no effective defenses against these attacks. As a response to the adversarial malware classification challenge organized by the MIT Lincoln Lab and associated with the AAAI-19 Workshop on Artificial Intelligence for Cyber Security (AICS'2019), we propose six guiding principles to enhance the robustness of deep neural networks. Some of these principles have been scattered in the literature, but the others are introduced in this paper for the first time. Under the guidance of these six principles, we propose a defense framework to enhance the robustness of deep neural networks against adversarial malware evasion attacks. By conducting experiments with the Drebin Android malware dataset, we show that the framework can achieve a 98.49\% accuracy (on average) against grey-box attacks, where the attacker knows some information about the defense and the defender knows some information about the attack, and an 89.14% accuracy (on average) against the more capable white-box attacks, where the attacker knows everything about the defense and the defender knows some information about the attack. The framework wins the AICS'2019 challenge by achieving a 76.02% accuracy, where neither the attacker (i.e., the challenge organizer) knows the framework or defense nor we (the defender) know the attacks. This gap highlights the importance of knowing about the attack.

0 citations0 reviewsNo code linkedOpen access
preprint2021arXiv

Characterizing the Landscape of COVID-19 Themed Cyberattacks and Defenses

COVID-19 (Coronavirus) hit the global society and economy with a big surprise. In particular, work-from-home has become a new norm for employees. Despite the fact that COVID-19 can equally attack innocent people and cybercriminals, it is ironic to see surges in cyberattacks leveraging COVID-19 as a theme, dubbed COVID-19 themed cyberattacks or COVID-19 attacks for short, which represent a new phenomenon that has yet to be systematically understood. In this paper, we make the first step towards fully characterizing the landscape of these attacks, including their sophistication via the Cyber Kill Chain model. We also explore the solution space of defenses against these attacks.

0 citations0 reviewsNo code linkedOpen access
preprint2021arXiv

Data-Driven Characterization and Detection of COVID-19 Themed Malicious Websites

COVID-19 has hit hard on the global community, and organizations are working diligently to cope with the new norm of "work from home". However, the volume of remote work is unprecedented and creates opportunities for cyber attackers to penetrate home computers. Attackers have been leveraging websites with COVID-19 related names, dubbed COVID-19 themed malicious websites. These websites mostly contain false information, fake forms, fraudulent payments, scams, or malicious payloads to steal sensitive information or infect victims' computers. In this paper, we present a data-driven study on characterizing and detecting COVID-19 themed malicious websites. Our characterization study shows that attackers are agile and are deceptively crafty in designing geolocation targeted websites, often leveraging popular domain registrars and top-level domains. Our detection study shows that the Random Forest classifier can detect COVID-19 themed malicious websites based on the lexical and WHOIS features defined in this paper, achieving a 98% accuracy and 2.7% false-positive rate.

0 citations0 reviewsNo code linkedOpen access
preprint2021arXiv

SySeVR: A Framework for Using Deep Learning to Detect Software Vulnerabilities

The detection of software vulnerabilities (or vulnerabilities for short) is an important problem that has yet to be tackled, as manifested by the many vulnerabilities reported on a daily basis. This calls for machine learning methods for vulnerability detection. Deep learning is attractive for this purpose because it alleviates the requirement to manually define features. Despite the tremendous success of deep learning in other application domains, its applicability to vulnerability detection is not systematically understood. In order to fill this void, we propose the first systematic framework for using deep learning to detect vulnerabilities in C/C++ programs with source code. The framework, dubbed Syntax-based, Semantics-based, and Vector Representations (SySeVR), focuses on obtaining program representations that can accommodate syntax and semantic information pertinent to vulnerabilities. Our experiments with 4 software products demonstrate the usefulness of the framework: we detect 15 vulnerabilities that are not reported in the National Vulnerability Database. Among these 15 vulnerabilities, 7 are unknown and have been reported to the vendors, and the other 8 have been "silently" patched by the vendors when releasing newer versions of the pertinent software products.

0 citations0 reviewsNo code linkedOpen access
preprint2020arXiv

$μ$VulDeePecker: A Deep Learning-Based System for Multiclass Vulnerability Detection

Fine-grained software vulnerability detection is an important and challenging problem. Ideally, a detection system (or detector) not only should be able to detect whether or not a program contains vulnerabilities, but also should be able to pinpoint the type of a vulnerability in question. Existing vulnerability detection methods based on deep learning can detect the presence of vulnerabilities (i.e., addressing the binary classification or detection problem), but cannot pinpoint types of vulnerabilities (i.e., incapable of addressing multiclass classification). In this paper, we propose the first deep learning-based system for multiclass vulnerability detection, dubbed $μ$VulDeePecker. The key insight underlying $μ$VulDeePecker is the concept of code attention, which can capture information that can help pinpoint types of vulnerabilities, even when the samples are small. For this purpose, we create a dataset from scratch and use it to evaluate the effectiveness of $μ$VulDeePecker. Experimental results show that $μ$VulDeePecker is effective for multiclass vulnerability detection and that accommodating control-dependence (other than data-dependence) can lead to higher detection capabilities.

0 citations0 reviewsNo code linkedOpen access
preprint2020arXiv

Computational Complexity Characterization of Protecting Elections from Bribery

The bribery problem in election has received considerable attention in the literature, upon which various algorithmic and complexity results have been obtained. It is thus natural to ask whether we can protect an election from potential bribery. We assume that the protector can protect a voter with some cost (e.g., by isolating the voter from potential bribers). A protected voter cannot be bribed. Under this setting, we consider the following bi-level decision problem: Is it possible for the protector to protect a proper subset of voters such that no briber with a fixed budget on bribery can alter the election result? The goal of this paper is to give a full picture on the complexity of protection problems. We give an extensive study on the protection problem and provide algorithmic and complexity results. Comparing our results with that on the bribery problems, we observe that the protection problem is in general significantly harder. Indeed, it becomes $\sum_{p}^2$-complete even for very restricted special cases, while most bribery problems lie in NP. However, it is not necessarily the case that the protection problem is always harder. Some of the protection problems can still be solved in polynomial time, while some of them remain as hard as the bribery problem under the same setting.

0 citations0 reviewsNo code linkedOpen access
preprint2020arXiv

Enhancing Robustness of Deep Neural Networks Against Adversarial Malware Samples: Principles, Framework, and AICS'2019 Challenge

Malware continues to be a major cyber threat, despite the tremendous effort that has been made to combat them. The number of malware in the wild steadily increases over time, meaning that we must resort to automated defense techniques. This naturally calls for machine learning based malware detection. However, machine learning is known to be vulnerable to adversarial evasion attacks that manipulate a small number of features to make classifiers wrongly recognize a malware sample as a benign one. The state-of-the-art is that there are no effective countermeasures against these attacks. Inspired by the AICS'2019 Challenge, we systematize a number of principles for enhancing the robustness of neural networks against adversarial malware evasion attacks. Some of these principles have been scattered in the literature, but others are proposed in this paper for the first time. Under the guidance of these principles, we propose a framework and an accompanying training algorithm, which are then applied to the AICS'2019 challenge. Our experimental results have been submitted to the challenge organizer for evaluation.

0 citations0 reviewsNo code linkedOpen access
preprint2020arXiv

Human Cognition through the Lens of Social Engineering Cyberattacks

Social engineering cyberattacks are a major threat because they often prelude sophisticated and devastating cyberattacks. Social engineering cyberattacks are a kind of psychological attack that exploits weaknesses in human cognitive functions. Adequate defense against social engineering cyberattacks requires a deeper understanding of what aspects of human cognition are exploited by these cyberattacks, why humans are susceptible to these cyberattacks, and how we can minimize or at least mitigate their damage. These questions have received some amount of attention but the state-of-the-art understanding is superficial and scattered in the literature. In this paper, we review human cognition through the lens of social engineering cyberattacks. Then, we propose an extended framework of human cognitive functions to accommodate social engineering cyberattacks. We cast existing studies on various aspects of social engineering cyberattacks into the extended framework, while drawing a number of insights that represent the current understanding and shed light on future research directions. The extended framework might inspire future research endeavors towards a new sub-field that can be called Cybersecurity Cognitive Psychology, which tailors or adapts principles of Cognitive Psychology to the cybersecurity domain while embracing new notions and concepts that are unique to the cybersecurity domain.

0 citations0 reviewsNo code linkedOpen access
preprint2020arXiv

Preventive and Reactive Cyber Defense Dynamics with Ergodic Time-dependent Parameters Is Globally Attractive

Cybersecurity dynamics is a mathematical approach to modeling and analyzing cyber attack-defense interactions in networks. In this paper, we advance the state-of-the-art in characterizing one kind of cybersecurity dynamics, known as preventive and reactive cyber defense dynamics, which is a family of highly nonlinear system models. We prove that this dynamics in its general form with time-dependent parameters is globally attractive when the time-dependent parameters are ergodic, and is (almost) periodic when the time-dependent parameters have the stronger properties of being (almost) periodic. Our results supersede the state-of-the-art ones, including that the same type of dynamics but with time-independent parameters is globally convergent.

0 citations0 reviewsNo code linkedOpen access