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Lemao Liu

Lemao Liu contributes to research discovery and scholarly infrastructure.

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Computation and Language Machine Learning Artificial Intelligence Cryptography and Security

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preprint2026arXiv

Many-Shot CoT-ICL: Making In-Context Learning Truly Learn

In-context learning (ICL) adapts large language models (LLMs) to new tasks by conditioning on demonstrations in the prompt without parameter updates. With long-context models, many-shot ICL can use dozens to hundreds of examples and achieve performance comparable to fine-tuning, yet current understanding of its scaling behavior is largely derived from non-reasoning tasks. We study many-shot chain-of-thought in-context learning (CoT-ICL) for reasoning and show that standard many-shot rules do not transfer. Across non-reasoning and reasoning-oriented LLMs and across non-reasoning and reasoning tasks, we find: (i) a setting-dependent scaling effect, where increasing the number of CoT demonstrations is unstable for non-reasoning LLMs and benefits mainly reasoning-oriented LLMs; (ii) similarity-based retrieval helps on non-reasoning tasks but fails on reasoning, since semantic similarity poorly predicts procedural (i.e., CoT) compatibility; and (iii) an order-scaling effect, where performance variance grows with more CoT demonstrations. We interpret these behaviors by viewing many-shot CoT-ICL as in-context test-time learning rather than scaled pattern matching, and suggests two principles: (i) demonstrations should be easy for the target model to understand, and (ii) they should be ordered to support a smooth conceptual progression. Guided by the principle, we propose Curvilinear Demonstration Selection (CDS), a simple ordering method that yields up to a 5.42 percentage-point gain on geometry with 64 demonstrations. Overall, our results reframe the long context window from a retrieval buffer into a structured curriculum for in-context test-time learning.

preprint2026arXiv

PAMod: Modeling Cyclical Shifts via Phase-Amplitude Modulation for Non-stationary Time Series Forecasting

Real-world time series forecasting faces the fundamental challenge of non-stationary statistical properties, including shifts in mean and variance over time. While reversible instance normalization (RevIN) has shown promise by stationarizing inputs and denormalizing outputs, it relies on the strong assumption that historical and future distributions remain identical. We observe that in many practical applications, distribution shifts follow cyclical patterns that correlate with periodic positions (e.g., seasonal and holiday volatility). To this end, we propose PAMod, a lightweight yet powerful framework that models cyclical distribution shifts via Phase-Amplitude Modulation in the normalized feature space. PAMod learns periodic embeddings to modulate representations: phase modulation captures mean shifts, while amplitude modulation adapts to variance changes. Crucially, we prove mathematically that modulating in normalized space is equivalent to applying dynamic denormalization, offering an elegant unification of distribution adaptation and representation learning. Extensive experiments on twelve real-world benchmarks demonstrate that PAMod achieves state-of-the-art performance with fewer computational resources. Furthermore, our modulation mechanism, as a novel plug-and-play technique, can improve existing time-series forecasting methods with simple integration.

preprint2026arXiv

Towards Threshold-Free KV Cache Pruning

To reduce memory consumption during LLM inference, prior works have proposed numerous methods that focus on KV cache pruning based on various criteria. While these techniques often accomplish lossless memory reduction on many datasets, they often rely on an under-emphasized condition: a dataset/domain-specific budget size threshold needs to be pre-determined to achieve the optimal performance. However, such input-specific tuning may be considerably limited in real-world scenarios, as open-domain inputs span diverse domains, lengths and difficulty levels, without clear boundaries for pre-tuning. Thus, the dependence of an input-sensitive threshold can be an inherent limitation that may cause large degradation on arbitrary inputs. In this work, we propose a new objective that lifts the threshold constraints for robust KV pruning, calling for "threshold-free" methods that automatically adjust budget sizes while ensuring full-cache performance. We then propose a novel method ReFreeKV as the first solution fulfilling this objective, validated by intensive experiments on 13 datasets of diverse context lengths, task types, and model sizes.

preprint2022arXiv

A Survey on Retrieval-Augmented Text Generation

Recently, retrieval-augmented text generation attracted increasing attention of the computational linguistics community. Compared with conventional generation models, retrieval-augmented text generation has remarkable advantages and particularly has achieved state-of-the-art performance in many NLP tasks. This paper aims to conduct a survey about retrieval-augmented text generation. It firstly highlights the generic paradigm of retrieval-augmented generation, and then it reviews notable approaches according to different tasks including dialogue response generation, machine translation, and other generation tasks. Finally, it points out some important directions on top of recent methods to facilitate future research.

preprint2022arXiv

Efficient Sub-structured Knowledge Distillation

Structured prediction models aim at solving a type of problem where the output is a complex structure, rather than a single variable. Performing knowledge distillation for such models is not trivial due to their exponentially large output space. In this work, we propose an approach that is much simpler in its formulation and far more efficient for training than existing approaches. Specifically, we transfer the knowledge from a teacher model to its student model by locally matching their predictions on all sub-structures, instead of the whole output space. In this manner, we avoid adopting some time-consuming techniques like dynamic programming (DP) for decoding output structures, which permits parallel computation and makes the training process even faster in practice. Besides, it encourages the student model to better mimic the internal behavior of the teacher model. Experiments on two structured prediction tasks demonstrate that our approach outperforms previous methods and halves the time cost for one training epoch.

preprint2022arXiv

Injecting Numerical Reasoning Skills into Knowledge Base Question Answering Models

Embedding-based methods are popular for Knowledge Base Question Answering (KBQA), but few current models have numerical reasoning skills and thus struggle to answer ordinal constrained questions. This paper proposes a new embedding-based KBQA framework which particularly takes numerical reasoning into account. We present NumericalTransformer on top of NSM, a state-of-the-art embedding-based KBQA model, to create NT-NSM. To enable better training, we propose two pre-training tasks with explicit numerical-oriented loss functions on two generated training datasets and a template-based data augmentation method for enriching ordinal constrained QA dataset. Extensive experiments on KBQA benchmarks demonstrate that with the help of our training algorithm, NT-NSM is empowered with numerical reasoning skills and substantially outperforms the baselines in answering ordinal constrained questions.

preprint2022arXiv

Investigating Data Variance in Evaluations of Automatic Machine Translation Metrics

Current practices in metric evaluation focus on one single dataset, e.g., Newstest dataset in each year's WMT Metrics Shared Task. However, in this paper, we qualitatively and quantitatively show that the performances of metrics are sensitive to data. The ranking of metrics varies when the evaluation is conducted on different datasets. Then this paper further investigates two potential hypotheses, i.e., insignificant data points and the deviation of Independent and Identically Distributed (i.i.d) assumption, which may take responsibility for the issue of data variance. In conclusion, our findings suggest that when evaluating automatic translation metrics, researchers should take data variance into account and be cautious to claim the result on a single dataset, because it may leads to inconsistent results with most of other datasets.

preprint2022arXiv

Rethink the Evaluation for Attack Strength of Backdoor Attacks in Natural Language Processing

It has been shown that natural language processing (NLP) models are vulnerable to a kind of security threat called the Backdoor Attack, which utilizes a `backdoor trigger' paradigm to mislead the models. The most threatening backdoor attack is the stealthy backdoor, which defines the triggers as text style or syntactic. Although they have achieved an incredible high attack success rate (ASR), we find that the principal factor contributing to their ASR is not the `backdoor trigger' paradigm. Thus the capacity of these stealthy backdoor attacks is overestimated when categorized as backdoor attacks. Therefore, to evaluate the real attack power of backdoor attacks, we propose a new metric called attack successful rate difference (ASRD), which measures the ASR difference between clean state and poison state models. Besides, since the defenses against stealthy backdoor attacks are absent, we propose Trigger Breaker, consisting of two too simple tricks that can defend against stealthy backdoor attacks effectively. Experiments show that our method achieves significantly better performance than state-of-the-art defense methods against stealthy backdoor attacks.

preprint2022arXiv

Rethinking Negative Sampling for Handling Missing Entity Annotations

Negative sampling is highly effective in handling missing annotations for named entity recognition (NER). One of our contributions is an analysis on how it makes sense through introducing two insightful concepts: missampling and uncertainty. Empirical studies show low missampling rate and high uncertainty are both essential for achieving promising performances with negative sampling. Based on the sparsity of named entities, we also theoretically derive a lower bound for the probability of zero missampling rate, which is only relevant to sentence length. The other contribution is an adaptive and weighted sampling distribution that further improves negative sampling via our former analysis. Experiments on synthetic datasets and well-annotated datasets (e.g., CoNLL-2003) show that our proposed approach benefits negative sampling in terms of F1 score and loss convergence. Besides, models with improved negative sampling have achieved new state-of-the-art results on real-world datasets (e.g., EC).

preprint2022arXiv

Visualizing the Relationship Between Encoded Linguistic Information and Task Performance

Probing is popular to analyze whether linguistic information can be captured by a well-trained deep neural model, but it is hard to answer how the change of the encoded linguistic information will affect task performance. To this end, we study the dynamic relationship between the encoded linguistic information and task performance from the viewpoint of Pareto Optimality. Its key idea is to obtain a set of models which are Pareto-optimal in terms of both objectives. From this viewpoint, we propose a method to optimize the Pareto-optimal models by formalizing it as a multi-objective optimization problem. We conduct experiments on two popular NLP tasks, i.e., machine translation and language modeling, and investigate the relationship between several kinds of linguistic information and task performances. Experimental results demonstrate that the proposed method is better than a baseline method. Our empirical findings suggest that some syntactic information is helpful for NLP tasks whereas encoding more syntactic information does not necessarily lead to better performance, because the model architecture is also an important factor.

preprint2021arXiv

Neural Machine Translation with Noisy Lexical Constraints

Lexically constrained decoding for machine translation has shown to be beneficial in previous studies. Unfortunately, constraints provided by users may contain mistakes in real-world situations. It is still an open question that how to manipulate these noisy constraints in such practical scenarios. We present a novel framework that treats constraints as external memories. In this soft manner, a mistaken constraint can be corrected. Experiments demonstrate that our approach can achieve substantial BLEU gains in handling noisy constraints. These results motivate us to apply the proposed approach on a new scenario where constraints are generated without the help of users. Experiments show that our approach can indeed improve the translation quality with the automatically generated constraints.

preprint2020arXiv

Detecting and Understanding Generalization Barriers for Neural Machine Translation

Generalization to unseen instances is our eternal pursuit for all data-driven models. However, for realistic task like machine translation, the traditional approach measuring generalization in an average sense provides poor understanding for the fine-grained generalization ability. As a remedy, this paper attempts to identify and understand generalization barrier words within an unseen input sentence that \textit{cause} the degradation of fine-grained generalization. We propose a principled definition of generalization barrier words and a modified version which is tractable in computation. Based on the modified one, we propose three simple methods for barrier detection by the search-aware risk estimation through counterfactual generation. We then conduct extensive analyses on those detected generalization barrier words on both Zh$\Leftrightarrow$En NIST benchmarks from various perspectives. Potential usage of the detected barrier words is also discussed.

preprint2020arXiv

Evaluating Explanation Methods for Neural Machine Translation

Recently many efforts have been devoted to interpreting the black-box NMT models, but little progress has been made on metrics to evaluate explanation methods. Word Alignment Error Rate can be used as such a metric that matches human understanding, however, it can not measure explanation methods on those target words that are not aligned to any source word. This paper thereby makes an initial attempt to evaluate explanation methods from an alternative viewpoint. To this end, it proposes a principled metric based on fidelity in regard to the predictive behavior of the NMT model. As the exact computation for this metric is intractable, we employ an efficient approach as its approximation. On six standard translation tasks, we quantitatively evaluate several explanation methods in terms of the proposed metric and we reveal some valuable findings for these explanation methods in our experiments.

preprint2020arXiv

Regularized Context Gates on Transformer for Machine Translation

Context gates are effective to control the contributions from the source and target contexts in the recurrent neural network (RNN) based neural machine translation (NMT). However, it is challenging to extend them into the advanced Transformer architecture, which is more complicated than RNN. This paper first provides a method to identify source and target contexts and then introduce a gate mechanism to control the source and target contributions in Transformer. In addition, to further reduce the bias problem in the gate mechanism, this paper proposes a regularization method to guide the learning of the gates with supervision automatically generated using pointwise mutual information. Extensive experiments on 4 translation datasets demonstrate that the proposed model obtains an averaged gain of 1.0 BLEU score over a strong Transformer baseline.

preprint2020arXiv

TexSmart: A Text Understanding System for Fine-Grained NER and Enhanced Semantic Analysis

This technique report introduces TexSmart, a text understanding system that supports fine-grained named entity recognition (NER) and enhanced semantic analysis functionalities. Compared to most previous publicly available text understanding systems and tools, TexSmart holds some unique features. First, the NER function of TexSmart supports over 1,000 entity types, while most other public tools typically support several to (at most) dozens of entity types. Second, TexSmart introduces new semantic analysis functions like semantic expansion and deep semantic representation, that are absent in most previous systems. Third, a spectrum of algorithms (from very fast algorithms to those that are relatively slow but more accurate) are implemented for one function in TexSmart, to fulfill the requirements of different academic and industrial applications. The adoption of unsupervised or weakly-supervised algorithms is especially emphasized, with the goal of easily updating our models to include fresh data with less human annotation efforts. The main contents of this report include major functions of TexSmart, algorithms for achieving these functions, how to use the TexSmart toolkit and Web APIs, and evaluation results of some key algorithms.

preprint2020arXiv

Understanding Learning Dynamics for Neural Machine Translation

Despite the great success of NMT, there still remains a severe challenge: it is hard to interpret the internal dynamics during its training process. In this paper we propose to understand learning dynamics of NMT by using a recent proposed technique named Loss Change Allocation (LCA)~\citep{lan-2019-loss-change-allocation}. As LCA requires calculating the gradient on an entire dataset for each update, we instead present an approximate to put it into practice in NMT scenario. %motivated by the lesson from sgd. Our simulated experiment shows that such approximate calculation is efficient and is empirically proved to deliver consistent results to the brute-force implementation. In particular, extensive experiments on two standard translation benchmark datasets reveal some valuable findings.

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